Certification Report: 0170a

Certification Report: 0170a

Certification Report

Bundesamt für Sicherheit in der Informationstechnik

BSI-DSZ-CC-0170-2002

for

Philips Smart Card Controller P8WE6004 V0D

from

Philips Semiconductors GmbH

Business Unit Identification

- Bundesamt für Sicherheit in der Informationstechnik, Postfach 20 03 63, D-53133 Bonn

Telefon +49 228 9582-0, Infoline +49 228 9582-111, Telefax +49 228 9582-455

BSI-DSZ-CC-0170-2002

Philips Smart Card Controller P8WE6004 V0D

from

Philips Semiconductors GmbH

Business Unit Identification

SOGIS-MRA

The IT product identified in this certificate has been evaluated at an accredited and licensed/ approved evaluation facility using the Common Methodology for IT Security Evaluation, Part 1

Version 0.6, Part 2 Version 1.0, extended by advice of the Certification Body for components beyond EAL4 and smart card specific guidance, for conformance to the Common Criteria for IT

Security Evaluation, Version 2.1 (ISO/IEC15408: 1999).

Evaluation Results:

PP Conformance:

Functionality:

Protection Profile PP/9806

PP/9806 conformant plus product specific extensions

Common Criteria Part 2 extended

Assurance Package:

Common Criteria Part 3 conformant

EAL5 augmented by:

ALC_DVS.2 (Life cycle support - Sufficiency of security measures),

AVA_MSU.3 (Vulnerability assessment - Analysis and testing for insecure states),

AVA_VLA.4 (Vulnerability assessment - Highly resistant)

This certificate applies only to the specific version and release of the product in its evaluated configuration and in conjunction with the complete Certification Report.

The evaluation has been conducted in accordance with the provisions of the certification scheme of the Bundesamt für Sicherheit in der Informationstechnik and the conclusions of the evaluation facility in the evaluation technical report are consistent with the evidence adduced.

The notes mentioned on the reverse side are part of this certificate.

Bonn, 8 March 2002

The President of the Bundesamt für

Sicherheit in der Informationstechnik

Dr. Henze L.S.

Bundesamt für Sicherheit in der Informationstechnik

Godesberger Allee 185-189 - D-53175 Bonn - Postfach 20 03 63 - D-53133 Bonn

Telefon (0228) 9582-0 - Telefax (0228) 9582-455 - Infoline (0228) 9582-111

The rating of the strength of functions does not include the cryptoalgorithms suitable for encryption and decryption (see BSIG Section 4, Para. 3, Clause 2)

This certificate is not an endorsement of the IT product by the Bundesamt für Sicherheit in der

Informationstechnik or any other organisation that recognises or gives effect to this certificate, and no warranty of the IT product by Bundesamt für Sicherheit in der Informationstechnik or any other organisation that recognises or gives effect to this certificate, is either expressed or implied.

BSI-DSZ-CC-0170-2002 Certification Report

Preliminary Remarks

Under the BSIG

1

Act, the Bundesamt für Sicherheit in der Informationstechnik

(BSI) has the task of issuing certificates for information technology products.

Certification of a product is carried out on the instigation of the vendor or a distributor, hereinafter called the sponsor.

A part of the procedure is the technical examination (evaluation) of the product according to the security criteria published by the BSI or generally recognised security criteria.

The evaluation is normally carried out by an evaluation facility recognised by the

BSI or by BSI itself.

The result of the certification procedure is the present Certification Report. This report contains among others the certificate (summarised assessment) and the detailed Certification Results.

The Certification Results contain the technical description of the security functionality of the certified product, the details of the evaluation (strength and weaknesses) and instructions for the user.

1

Act setting up the Bundesamt für Sicherheit in der Informationstechnik (BSI-

Errichtungsgesetz, BSIG) of 17 December 1990, Bundesgesetzblatt I p. 2834

V

Certification Report

Contents

Part A: Certification

Part B: Certification Results

Part C: Excerpts from the Criteria

Part D: Annexes

BSI-DSZ-CC-0170-2002

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BSI-DSZ-CC-0170-2002 Certification Report

A Certification

1 Specifications of the Certification Procedure

The certification body conducts the procedure according to the criteria laid down in the following:

BSIG

2

BSI Certification Ordinance

3

BSI Schedule of Costs

Special decrees issued by the Bundesministerium des Innern (Federal

Ministry of the Interior)

4

DIN EN 45011 standard

BSI certification: Procedural Description (BSI 7125)

Common Criteria for IT Security Evaluation (CC), Version 2.1

Common Methodology for IT Security Evaluation (CEM)

5

-

-

Part 1, Version 0.6

Part 2, Version 1.0

BSI certification: Application Notes and Interpretation of the Scheme

(AIS)

Advice from the Certification Body on methodology for assurance components above EAL4

3

4

5

2

Act setting up the Bundesamt für Sicherheit in der Informationstechnik (BSI-

Errichtungsgesetz, BSIG) of 17 December 1990, Bundesgesetzblatt I p. 2834

Ordinance on the Procedure for Issuance of a Certificate by the Bundesamt für Sicherheit in der Informationstechnik (BSI-Zertifizierungsverordnung, BSIZertV) of 7 July 1992,

Bundesgesetzblatt I p. 1230

Schedule of Cost for Official Procedures of the Bundesamt für Sicherheit in der

Informationstechnik (BSI-Kostenverordnung, BSI-KostV) of 29th October 1992,

Bundesgesetzblatt I p. 1838

Proclamation of the Bundesministerium des Innern of 22nd Sept ember 2000 in the

Bundesanzeiger p. 19445

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Certification Report BSI-DSZ-CC-0170-2002

2 Recognition Agreements

In order to avoid multiple certification of the same product in different countries a mutual recognition of IT security certificates - as far as such certificates are based on ITSEC or CC - under certain conditions was agreed.

2.1

ITSEC/CC - Certificates

The SOGIS-Agreement on the mutual recognition of certificates based on

ITSEC became effective on 3 March 1998. This agreement was signed by the national bodies of Finland, France, Germany, Greece, Italy, The Netherlands,

Norway, Portugal, Spain, Sweden, Switzerland and the United Kingdom. This agreement on the mutual recognition of IT security certificates based on the CC was extended to include certificates based on the CC for all evaluation levels

(EAL 1 – EAL 7).

2.2

CC - Certificates

An arrangement (Common Criteria Arrangement) on the mutual recognition of certificates based on the CC evaluation assurance levels up to and including

EAL 4 was signed in May 2000. It includes also the recognition of Protection

Profiles based on the CC. The arrangement was signed by the national bodies of Australia, Canada, Finland France, Germany, Greece, Italy, The Netherlands,

New Zealand, Norway, Spain, United Kingdom and the United States. As of

November 2000, Israel joined the arrangement.

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BSI-DSZ-CC-0170-2002 Certification Report

3 Performance of Evaluation and Certification

The certification body monitors each individual evaluation to ensure a uniform procedure, a uniform interpretation of the criteria and uniform ratings.

The product Philips Smart Card Controller P8WE6004 V0D has undergone the certification procedure at BSI.

The evaluation of the product Philips Smart Card Controller P8WE6004 V0D was conducted by T-Systems ISS GmbH. The evaluation facility of T-Systems

ISS GmbH is an evaluation facility recognised by BSI (ITSEF)

6

.

The sponsor, vendor and distributor is Philips Semiconductors GmbH, Business

Unit Identification.

The certification is concluded with

• the comparability check and the production of this Certification Report.

This work was completed by the BSI on 8 March 2002.

The confirmed assurance package is only valid on the condition that

• all stipulations regarding generation, configuration and operation, as given in the following report, are observed,

• the product is operated in the environment described, where specified in the following report.

This Certification Report only applies to the version of the product indicated here. The validity can be extended to new versions and releases of the product, provided the sponsor applies for re-certification of the modified product, in accordance with the procedural requirements, and the evaluation does not reveal any security deficiencies.

For the meaning of the assurance levels and the confirmed strength of functions, please refer to the excerpts from the criteria at the end of the

Certification Report.

6

Information Technology Security Evaluation Facility

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Certification Report BSI-DSZ-CC-0170-2002

4 Publication

The following Certification Results contain pages B-1 to B-18.

The product Philips Smart Card Controller P8WE6004 V0D has been included in the BSI list of the certified products, which is published regularly (see also

Internet: http:// www.bsi.bund.de). Further information can be obtained from

BSI-Infoline 0228/9582-111.

Further copies of this Certification Report can be requested from the vendor

7

of the product. The Certification Report can also be downloaded from the abovementioned website.

7

Philips Semiconductors GmbH, Business Unit Identification, P.O. Box 54 02 40,

D-22502 Hamburg, Germany

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BSI-DSZ-CC-0170-2002 Certification Report

B Certification Results

The following results represent a summary of

• the security target of the sponsor for the target of evaluation, the relevant evaluation results from the evaluation facility, and complementary notes and stipulations of the certification body.

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Certification Report

Contents of the certification results

1 Executive Summary

2 Identification of the TOE

3 Security Policy

4 Assumptions and Clarification of Scope

5 Architectural Information

6 Documentation

7 IT Product Testing

8 Evaluated Configuration

9 Results of the Evaluation

10 Evaluator Comments/Recommendations

11 Annexes

12 Security Target

13 Definitions

14 Bibliography

BSI-DSZ-CC-0170-2002

10

10

11

11

14

14

14

14

16

8

9

9

3

8

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BSI-DSZ-CC-0170-2002 Certification Report

1 Executive Summary

The Target of Evaluation (TOE) is the "Philips Smart Card Controller

P8WE6004 V0D". It provides a hardware platform for a smart card to run smart card applications executed by a smart card operating system.

The TOE is composed of a processing unit, security components, I/O ports, volatile or non-volatile memories (256 + 512 Bytes RAM, 32 KBytes User ROM,

4 KBytes EEPROM), a Triple-DES co-processor and a random number generator. The TOE also includes Philips proprietary IC Dedicated Software stored on the chip and used for testing purposes during production only. It does not provide additional services in the operational phase of the TOE. The smart card operating system and the application stored in the User ROM and in the

EEPROM are not part of the TOE.

The TOE is embedded in a micro-module or another sealed package. The micro-modules are embedded into a credit card sized plastic card.

The EEPROM part of the TOE provides an ideal platform for applications requiring non-volatile data storage, including smart cards and portable data banks. Several security features independently implemented in hardware or controlled by software will be provided to ensure proper operations and integrity and confidentiality of stored data. This includes for example measures for memory protection and sensors to allow operations only under specified conditions.

The Security Target is written using the Protection Profile PP/9806 Version 2.0

[9]. With reference to this Protection Profile, the smart card product life cycle is described in 7 phases and the development, production and operational user environment are described and referenced to these phases. The assumptions, threats and objectives defined in this Protection Profile are used. Additionally, the security objectives from the Protection Profile are reorganized into more specific security objectives.

The TOE Security Functional Requirements (SFR) selected in the Security

Target are Common Criteria Part 2 extended as shown in the following tables.

The following SFRs are taken from CC Part 2 and are contained in PP/9806:

Security

Functional

Requirement

FAU

FAU_SAA.1

FDP

FDP_ACC.2

FDP_ACF.1

FDP_IFC.1

FDP_IFF.1

FDP_SDI.1

Identifier

Security Audit

Potential violation analysis

User data protection

Complete access control

Security attribute based access control

Subset information overflow control

Simple security attributes

Stored data integrity monitoring

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Certification Report BSI-DSZ-CC-0170-2002

Security

Functional

Requirement

FIA

FIA_ATD.1

FIA_UAU.2

FIA_UID.2

FMT

FMT_MOF.1

FMT_MSA.1

FMT_MSA.3

FMT_SMR.1

FPR

FPR_UNO.1

FPT

FPT_PHP.2

FPT_PHP.3

FPT_TST.1

Identification and authentication

User attribute definition

User authentication before any action

User identification before any action

Security management

Management of security functions behaviour

Management of security attributes

Static attribute initialisation

Security roles

Privacy

Unobservability

Protection of the TOE Security Functions

Notification of physical attack

Resistance to physical attack

Testing

Identifier

Table 1: SFRs taken from CC Part 2 and contained in PP/9806

In addition to the SFRs stated in PP/9806, the following SFRs as outlined in table 2 and table 3 are defined in the Security Target:

Security

Functional

Requirement

FCS

FCS_COP.1

Cryptographic support

Cryptographic operation

Identifier

Table 2: additional SFRs taken from CC Part 2

Security

Functional

Requirement

FCS

FCS_RND.1

Identifier

Cryptographic support

Quality metric for random numbers

Table 3: additional SFRs, CC Part 2 extended

The security functions (SF) of the TOE are applicable to the phases 4 to 7.

Some of the security functions are configured at the end of phase 3 and all security functions are already active during the delivery from phase 3 to phase

4. Only the test functions of F.Test are deactivated after phase 3:

F.TEST: Test

The TSF provides test functions to demonstrate the correct operation of the security functions provided by the TOE. This is performed in the Test

Mode by a suite of self tests at the request of the authorised user. The test functions also allow to check the integrity of the ROM content and the functions writing data into the EEPROM check the correctness of the data written.

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BSI-DSZ-CC-0170-2002 Certification Report

F.RNG: Random Number Generator

The random number generator continuously produces random numbers with a length of one byte. Each byte will at least contain a 7 bit entropy.

The TOE implements the F.RNG by means of a physical hardware random number generator working stable within the limits guaranteed by

F.OPC (operational conditions).

F.DEA: Triple-DES Coprocessor

The TOE provides the Triple Data Encryption Algorithm (TDEA) of the

Data Encryption Standard (DES) [12]. F.DEA is a modular basic cryptographic function which provides the TDEA algorithm as defined by

FIPS PUB 46 by means of a hardware co-processor and supports the 2key Triple DEA algorithm according to keying option 2 in FIPS PUB 46-3

[13]. The TOE implements functions ensuring that attackers are unable to observe the keys and plain text by measuring the external behaviour during the Triple-DES-operation. This includes: Differential Power Attack

(DPA), Timing Attacks, Differential Fault Analysis and Simple Power

Analysis.

F.OPC: Control of Operation Conditions

F.OPC filters the power supply and the frequency of the clock. It also monitors the power supply, the frequency of the clock, the temperature of the chip and the high voltage for the write process to the EEPROM by means of sensors and controls the program execution. Before delivery the mode-switch is set to user mode. In user mode the TOE enables the sensors automatically when operated. The TOE prevents that the application program disables the sensors.

F.PHY Protection against Physical Manipulation

F.PHY protects against manipulation of (i) the hardware, (ii) the test software in the ROM, (iii) the application software in the ROM and the

EEPROM, (iv) the application data in the EEPROM and RAM, (v) the configuration data in the security row of the EEPROM and (vi) the modeswitch. It also protects secret user data against the disclosure when stored in EEPROM and RAM or while being processed by the TOE. The protection comprises different features of the construction of the TOE.

F.Mode: Mode Control

The F.Mode provides access control by means of TOE modes or operation selected by a mode-switch: (i) Test Mode and (ii) User Mode.

The function contains following subfunctions:

-

-

Identification - to identify the administrator in the Test Mode and the user in the User Mode

Access control - which allows or prevents to execute the test or application software in dependence of the Mode status and

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Certification Report BSI-DSZ-CC-0170-2002

-

Mode switch – which allows to change the initial mode of the TOE

(Test Mode) in the User Mode. If the mode switch is changed, the

TOE prevents to change the mode switch from the User Mode into the Test Mode.

The TOE was evaluated against the claims of the Security Target [6] by

T-Systems ISS GmbH. The evaluation was completed on 05. February 2002.

The evaluation facility of T-Systems ISS GmbH is an evaluation facility recognised by BSI (ITSEF)

8

.

The sponsor, vendor and distributor is Philips Semiconductors GmbH, Business

Unit Identification.

1.1 Assurance package

The TOE security assurance requirements are based entirely on the assurance components defined in part 3 of the Common Criteria (see Annex C or [1], part 3 for details). The TOE meets the assurance requirements of assurance level EAL5+ (Evaluation Assurance Level 5 augmented). The following table shows the augmented assurance components.

Requirement

EAL5

Identifier

TOE evaluation: Semiformally designed and tested

+: ALC_DVS.2

Life cycle support - Sufficiency of security measures

+: AVA_MSU.3

Vulnerability assessment - Analysis and testing of

+: AVA_VLA.4

insecure states

Vulnerability assessment - Highly resistant

Table 4: Assurance components and EAL-augmentation

The level of assurance is chosen in order to allow the confirmation that the TOE is suitable for use within devices compliant with the German Digital Signature

Law [14] and is therefore higher than required by the above mentioned version of the Protection Profile PP/9806 [9].

1.2 Strength of Function

The TOE‘s strength of functions is rated ‘high’ (SOF-high) for those functions, identified in the Security Target, chapter 6.1, SOF Claim. The rating of the strength of functions does not include the cryptoalgorithms suitable for encryption and decryption (see BSIG Section 4, Para. 3, Clause 2).

1.3 Summary of threats and Organisational Security Policies (OSPs) addressed by the evaluated IT product

The threats which were assumed for the evaluation and averted by the TOE are specified in the PP/9806 [9] and mentioned in the Security Target.

As stated in the Protection Profile, specifications of organisational security policies depend essentially on the applications in which the TOE is

8

Information Technology Security Evaluation Facility

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BSI-DSZ-CC-0170-2002 Certification Report

incorporated. Therefore no organisational security policy is defined in the security target.

The objectives defined in this Protection Profile are used and, additionally, they are reorganized into more specific security objectives. All security objectives are derived solely from the threats.

1.4 Special configuration requirements

The TOE has two different operating modes, user mode and test mode. The application software being executed on the TOE can not use the test mode. The

TOE is delivered as a hardware unit at the end of the chip manufacturing process. At this point in time the operating system software is already stored in the non-volatile memories of the chip and the test mode is disabled. Thus, there are no special procedures for generation or installation that are important for a secure use of the TOE. The further production and delivery processes, like the integration into a smart card, personalization and the delivery of the smart card to an end user, have to be organized in a way that excludes all possibilities of physical manipulation of the TOE. There are no special security measures for the startup of the TOE besides the requirement that the controller has to be used under the well-defined operating conditions and that the requirements on the software have to be applied as described in the user documentation.

1.5 Assumptions about the operating environment

Since the Security Target claims conformance to the Protection Profile

PP/9806, the assumptions defined in section 3.2 of the Protection Profile are valid for the Security Target of this TOE. There, assumptions are made on phase 1, on phases 4 to 7 (the TOE delivery process), on phases 4 to 6 and on phase 7.

Following additional assumptions are chosen in the Security Target to give additional clarity:

A.SOFT_FUNC: It´s an assumption on phase 1 and can be seen as a special case of A.SOFT_ARCHI (see PP/9806, section 3.2.1).

A.SCRAP_MARKED: This is an assumption on phases 4 to 6 and can be seen as special case of the assumptions on the delivery process (see

PP/9806, section 3.2.2).

1.6 Disclaimers

The Certification Results only apply to the version of the product indicated in the

Certificate and on the condition that all the stipulations are kept as detailed in this Certification Report. This certificate is not an endorsement of the IT product by the Bundesamt für Sicherheit in der Informationstechnik (BSI) or any other organisation that recognises or gives effect to this certificate, and no warranty of the IT product by BSI or any other organisation that recognises or gives effect to this certificate, is either expressed or implied.

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Certification Report BSI-DSZ-CC-0170-2002

2 Identification of the TOE

The following TOE deliverables are provided for a customer who purchases the

TOE:

No Type Identifier

1 HW Philips P8WE6004 V0D

Secure 8-bit Smart Card

Controller

2 SW Test ROM Software (the

IC dedicated software)

3 DOC Guidance, Delivery and

Operation Manual [10]

4 DOC Data Sheet [11]

Release

V0D with nameplate

C017D zz036

1.2

Date Form of Delivery

07.11.2001 Wafer (dice include reference

04.04.01

C017D)

Test ROM on the chip

29.01.2002 Printed document

06.03.2001 Printed document 1.0

Doc. No.:

054610

Table 5: Deliverables of the TOE

The TOE is identified by P8WE6004 V0D. A so called nameplate (on-chip identifier) is printed onto the chip during production and can be checked by the customer, too. This code is specific for the MOS4YOU production site as outlined in the guidance documentation [10]. Additionally, a FabKey according to the defined FabKey-procedures supports the secure delivery and the identification of the TOE.

To ensure that the customer receives this evaluated version, the delivery procedures described in [10] have to be followed.

3 Security Policy

The security policy of the TOE is to provide basic security functions to be used by the smart card operating system and the smart card application thus providing an overall smart card system security. Therefore, the TOE will implement a symmetric cryptographic block cipher algorithm to ensure the confidentiality of plain text data by e ncryption and to support secure authentication protocols and it will provide a random number generation of appropriate quality.

As the TOE is a hardware security platform, the security policy of the TOE is also to provide protection against leakage of information (e.g. to ensure the confidentiality of cryptographic keys during cryptographic functions performed by the TOE), against physical probing, against malfunctions, against physical manipulations and against abuse of functionality. Hence the TOE shall:

• maintain the integrity and the confidentiality of data stored in the memory of the TOE and

• maintain the integrity, the correct operation and the confidentiality of security functions (security mechanisms and associated functions) provided by the TOE.

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BSI-DSZ-CC-0170-2002 Certification Report

4 Assumptions and Clarification of Scope

The smart card operating system and the application software stored in the

User ROM and in the EEPROM are not part of the TOE. The code in the Test

ROM of the TOE (IC dedicated software) is used by the manufacturer of the smart card to check the chip function.

The TOE is delivered as a hardware unit at the end of the chip manufacturing process (phase 3 of the life cycle defined). At this point in time the operating system software is already stored in the non-volatile memories of the chip and the test mode is disabled.

The smart card applications need the security functions of the smart card operating system based on the security features of the TOE. With respect to security the composition of this TOE, the operating system, and the smart card application is important. Within this composition the security functionality is only partly provided by the TOE and causes dependencies between the TOE security functions and the functions provided by the operating system or the smart card application on top. These dependencies are expressed by environmental and secure usage assumptions as outlined in the user documentation.

Within this evaluation of the TOE several aspects were specifically considered to support a composite evaluation of the TOE together with an embedded smart card application software (i.e. smart card operating system and application).

This was necessary as Philips Semiconductors is the TOE developer and manufacturer and responsible for specific aspects of handling the embedded smart card application software in its development and production environment.

For those aspects refer to chapter 9 of this report.

As only chips from the production site MOS4YOU, indicated by the nameplate

C017D, were used for tests, the full evaluation results are applicable for chips from MOS4YOU, only.

5 Architectural Information

The Philips P8WE6004 V0D smart card controller is an integrated circuit (IC) providing a hardware platform for a smart card operating system and smart card application software. A top level block diagramm and a list of subsystems can be found within the TOE description of the Security Target. The complete hardware description and the complete instruction set of the Philips P8WE6004

V0D smart card controller is to be found in the Data Sheet [11].

For the implementation of the TOE Security Functions basically the components

8-bit 80C51 CPU, Special Function Registers, Triple-DES Co-Processor,

Random Number Generator (RNG), Power Module with Security Sensors and

Security Logic and a Clock Filter are used. Security measures for physical protection are realized within the layout of the whole circuitry.

The Special Function Registers provide the interface to the software using the security functions of the TOE.

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Certification Report BSI-DSZ-CC-0170-2002

6 Documentation

The following documentation is provided with the product by the developer to the consumer:

The Guidance, Delivery and Operation Manual [10] and

The Data Sheet [11].

Note that the customer who buys the TOE is normally the developer of the operating system and/or application software which will use the TOE as hardware computing platform. The documents [10] and [11] will be used by the customer to implement the software (operating system / application software) which will use the TOE.

7 IT Product Testing

The tests performed by the developer were divided into four categories: (i) tests which are performed in a simulation environment, (ii) production tests, which are done as a last step of the production process for every chip to check its correct functionality, (iii) characterization tests, which were used to determine the behaviour of the chip with respect to different operating conditions and (iv) special verification tests for security functions which were done with samples of the TOE.

The developer tests cover all security functions and all security mechanisms as identified in the functional specification, the high level design and the low level design. Chips from the production site MOS4YOU were used for tests.

The evaluators could repeat all tests of the developer either using the library of programs and tools delivered to the evaluator or at the developers site. They performed independent tests to supplement, augment and to verify the tests performed by the developer by sampling. Besides repeating exactly the developers tests, test parameters were varied and additional analysis was done. Security features of the TOE realised by specific design and layout measures were checked by the evaluators during layout inspections.

The evaluators gave evidence that the actual version of the TOE (V0D) provides the security functions as specified. The test results confirm the correct implementation of the TOE security functions.

For penetration testing the evaluators took all security functions into consideration. Intensive penetration testing was performed to consider the physical tampering of the TOE using highly sophisticated equipment and expertised know how.

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BSI-DSZ-CC-0170-2002 Certification Report

8 Evaluated Configuration

The TOE is identified by P8WE6004 V0D with the nameplate C017D. There is only one configuration of the TOE (all TSF are active and usable). All information of how to use the TOE and its security functions by the software is provided within the user documentation.

The TOE has two different operating modes, user mode and test mode. The application software being executed on the TOE can not use the test mode.

Thus, the evaluation was mainly performed in the user mode. For all evaluation activities performed in test mode, there was a rationale why the results are valid for the user mode, too.

9 Results of the Evaluation

9.1 Evaluation of the TOE

The Evaluation Technical Report (ETR) [8] was provided by the ITSEF according to the Common Criteria [1], the Methodology [2], the requirements of the Scheme [3] and all interpretations and guidelines of the Scheme (AIS) as relevant for the TOE.

The evaluation methodology CEM [2] was used for those components identical with EAL4. For components beyond EAL4 the methodology was defined in coordination with the Certification Body. For smart card IC specific methodology the guidance documents (i) Joint Interpratation Library - The application of CC

to Integrated Circuits, (ii) Joint Interpratation Library - Integrated Circuit

Hardware Evaluation Methodology and (iii) Functionality classes and evaluation

methodology for physical random number generators (see [4]: AIS 25, AIS 26 and AIS 31) were used. The assurance refinements outlined in the Security

Target were followed in the course of the evaluation of the TOE.

The verdicts for the CC, Part 3 assurance components (according to EAL5 augmented and the class ASE for the Security Target evaluation) are summarised in the following table.

Assurance classes and components

Security Target evaluation

TOE description

Security environment

ST introduction

Security objectives

PP claims

IT security requirements

Explicitly stated IT security requirements

TOE summary specification

Configuration management

Partial CM automation

Generation support and acceptance procedures

Development tools CM coverage

CC Class ASE

ASE_DES.1

ASE_ENV.1

ASE_INT.1

ASE_OBJ.1

ASE_PPC.1

ASE_REQ.1

ASE_SRE.1

ASE_TSS.1

CC Class ACM

ACM_AUT.1

ACM_CAP.4

ACM_SCP.3

Verdict

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

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Certification Report BSI-DSZ-CC-0170-2002

Assurance classes and components

Delivery and operation

Detection of modification

Installation, generation, and start-up procedures

Development

Semiformal functional specification

Semiformal high-level design

Implementation of the TSF

Modularity

Descriptive low-level design

Semiformal correspondence demonstration

Formal TOE security policy model

Guidance documents

Administrator guidance

User guidance

Life cycle support

Sufficiency of security measures

Standardised life-cycle model

Compliance with implementation standards

Tests

Analysis of coverage

Testing: low-level design

Functional testing

Independent testing - sample

Vulnerability assessment

Covert chanel analysis

Analysis and testing for insecure states

Strength of TOE security function evaluation

Highly resistant

CC Class ADO

ADO_DEL.2

ADO_IGS.1

CC Class ADV

ADV_FSP.3

ADV_HLD.3

ADV_IMP.2

ADV_INT.1

ADV_LLD.1

ADV_RCR.2

ADV_SPM.3

CC Class AGD

AGD_ADM.1

AGD_USR.1

CC Class ALC

ALC_DVS.2

ALC_LCD.2

ALC_TAT.2

CC Class ATE

ATE_COV.2

ATE_DPT.2

ATE_FUN.1

ATE_IND.2

CC Class AVA

AVA_CCA.1

AVA_MSU.3

AVA_SOF.1

AVA_VLA.4

Table 6: Verdicts for the assurance components

The evaluation has shown that the TOE fulfills the claimed strength of function for the (i) Random Number Generation and (ii) resistance of the Triple-DES coprocessor against Differential Power Analysis (DPA).

For the TOE security function F.DEA, which is Triple-DES encryption and decryption by the hardware co-processor, the strength was not evaluated as it is a cryptoalgorithm suitable for encryption and decryption (see BSIG Section 4,

Para. 3, Clause 2).

As only chips from the production site MOS4YOU, indicated by the nameplate

C017D, were used for tests, the full evaluation results are applicable for chips from MOS4YOU, only.

For specific evaluation results regarding the development and production environment see annex A in part D of this report.

The results of the evaluation are only applicable to the Philips Smart Card

Controller P8WE6004 V0D. The validity can be extended to new versions and releases of the product or chips from other production and manufacturing sites, provided the sponsor applies for re-certification of the modified product, in accordance with the procedural requirements, and the evaluation of the modified product does not reveal any security deficiencies.

Verdict

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

PASS

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9.2 Additional Evaluation Results

The evaluation confirmed specific results of a previous smart card IC evaluation regarding assurance aspects for the development and production environment. This is outlined in part D of this report, annex A.

To support a composite evaluation of the TOE together with a specific smart card embedded software additional evaluator actions were performed during the TOE evaluation. Therefore, the interface between the smart card embedded software developer and the developer of the

TOE was examined in detail. These composition related actions comprised the following tasks:

Examination of the integration of the embedded software in the configuration management system of the IC manufacturer for the

TOE.

This comprises the handling of the ROM-code, the related acceptance and verification procedures with the customer and the assignment to a unique commercial type identifier as well as the handling of different ROM-code masks for the same smart card IC.

Examination of consistency of delivery and pre-personalisation procedures.

This comprises the handling of the Fabkey and pre-personalisation data with respect to the physical, technical and organisational measures to protect these data as well as the procedures to ensure the correct configuration of the TOE. In addition, the production test related to customer specific items including the integrity check of the customer ROM-code and the personalisation process, were checked.

Examination of the separation based on the unique commercial type identifier and the related test and delivery procedures.

Examination, that Philips Semiconductors has implemented procedures to provide a customer product related configuration list based on the general configuration list provided for the evaluation of the TOE supplemented by the customer specific items including

ROM-mask labelling, specific development tools for embedded software development and related customer specific deliveries and the corresponding verification data generated by Philips to be sent to customer. In the course of the TOE evaluation a specific customer product related configuration list was checked [16].

Examination of aspects relevant for the user guidance documentation of the TOE to use the TOE for a product composition.

Examination of a list of TOE security mechanisms [15] including a rating to be used within a composite product vulnerability assessment.

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10 Evaluator Comments/Recommendations

1. The operational documentation [10] and [11] contains necessary information about the usage of the TOE. Additionally, for secure usage of the TOE the fulfilment of the assumptions about the environment in the

Security Target has to be taken into account.

2. For evaluations of products or systems including the TOE as a part or using the TOE as a platform (for example smart card operating systems or complete smart cards), specific information resulting from this evaluation is of importance and shall be given to the succeeding evaluation.

3. Frequency limits for operational use are outlined in the Data Sheet [11] as (Min / Max).

11 Annexes

Annex A: Evaluation results regarding the development and production environment. (see part D of this report)

12 Security Target

For the purpose of publishing, the Security Target [7] of the Target of Evaluation

(TOE) is provided within a separate document. It is a sanitized version of the complete Security Target [6] used for the evaluation performed.

13 Definitions

13.1 Acronyms

BSI

Bundesamt für Sicherheit in der Informationstechnik

CC

DES

Common Criteria for IT Security Evaluation (see [1])

Data Encryption Standard; symmetric block cipher algorithm

DPA

EAL

Differential Power Analysis

Evaluation Assurance Level

EEPROM

Electrically Erasable Programmable Read Only Memory

ETR

IC

IT

ITSEF

Evaluation Technical Report

Integrated Circuit

Information Technology

Information Technology Security Evaluation Facility

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BSI-DSZ-CC-0170-2002 Certification Report

OTP

PP

RAM

RNG

ROM

One Time Programmable (a certain part of the EEPROM)

Protection Profile

Random Access Memory

Random Number Generator

Read Only Memory

SF

SFP

SFR

SOF

ST

Security Function

Security Function Policy

Security Functional Requirement

Strength of Function

Security Target

TOE

Target of Evaluation

Triple-DES Symmetric block cipher algorithm based on the DES

TSC

TSF

TSP

TSS

TSF Scope of Control

TOE Security Functions

TOE Security Policy

TOE Summary Specification

13.2 Glossary

Augmentation - The addition of one or more assurance component(s) from CC

Part 3 to an EAL or assurance package.

Extension - The addition to an ST or PP of functional requirements not contained in part 2 and/or assurance requirements not contained in part 3 of the

CC.

Formal - Expressed in a restricted syntax language with defined semantics based on well-established mathematical concepts.

Informal - Expressed in natural language.

Object - An entity within the TSC that contains or receives information and upon which subjects perform operations.

Protection Profile - An implementation-independent set of security requirements for a category of TOEs that meet specific consumer needs.

Security Function - A part or parts of the TOE that have to be relied upon for enforcing a closely related subset of the rules from the TSP.

Security Target - A set of security requirements and specifications to be used as the basis for evaluation of an identified TOE.

Semiformal - Expressed in a restricted syntax language with defined semantics.

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Certification Report BSI-DSZ-CC-0170-2002

Strength of Function - A qualification of a TOE security function expressing the minimum efforts assumed necessary to defeat its expected security behaviour by directly attacking its underlying security mechanisms.

SOF-basic - A level of the TOE strength of function where analysis shows that the function provides adequate protection against casual breach of TOE security by attackers possessing a low attack potential.

SOF-medium - A level of the TOE strength of function where analysis shows that the function provides adequate protection against straightforward or intentional breach of TOE security by attackers possessing a moderate attack potential.

SOF-high - A level of the TOE strength of function where analysis shows that the function provides adequate protection against deliberately planned or organised breach of TOE security by attackers possessing a high attack potential.

Subject - An entity within the TSC that causes operations to be performed.

Target of Evaluation - An IT product or system and its associated administrator and user guidance documentation that is the subject of an evaluation.

TOE Security Functions - A set consisting of all hardware, software, and firmware of the TOE that must be relied upon for the correct enforcement of the

TSP.

TOE Security Policy - A set of rules that regulate how assets are managed, protected and distributed within a TOE.

TSF Scope of Control - The set of interactions that can occur with or within a

TOE and are subject to the rules of the TSP.

14 Bibliography

[1] Common Criteria for Information Technology Security Evaluation,

Version 2.1, August 1999

[2] Common Methodology for Information Technology Security Evaluation

(CEM), Part 1, Version 0.6; Part 2: Evaluation Methodology, Version 1.0,

August 1999

[3] BSI certification: Procedural Description (BSI 7125, Version 5.1, January

1998)

[4] Applicaton Notes and Interpretations of the Scheme (AIS) as relevant for the TOE, e.g.

AIS 25, Version 1, 29.02.2000 for Joint Interpretation Library – The

application of CC to Integrated Circuits, Version 1.0, January 2000

AIS 26, Version 1, 26.06.2000 for: Joint Interpratation Library - Integrated

Circuit Hardware Evaluation Methodology, Version 1.3, April 2000

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AIS 31, Version 1, 25.09.2001 for: Functionality classes and evaluation methodology of physical random number generators

[5] German IT Security Certificates (BSI 7148, BSI 7149), periodically updated list published also on the BSI Web-site

[6] Security Target BSI-DSZ-CC-0170, Version 1.1, January 29 th

2002,

Evaluation of Philips P8WE6004 V0D Secure 8-bit Smart Card

Controller, Philips Semiconductors (confidential document)

[7] Security Target BSI-DSZ-CC-0170, Version 1.2, February 20 th

, 2002,

Evaluation of Philips P8WE6004 V0D Secure 8-bit Smart Card

Controller, Philips Semiconductors (sanitized public document)

[8] Evaluation Technical Report, Philips P8WE6004 V0D Secure 8 bit Smart

Card Controller, Version 1.0, 05.02.2002 (confidential document)

[9] Protection Profile, Smartcard Integrated Circuit; Common Criteria for

Information Technology Security Evaluation; Version 2.0, September

1998, registered at the French Certification Body under number PP/0806

[10] Guidance, Delivery and Operation Manual of Philips P8WE6004 V0D

Secure 8-bit Smart Card Controller, Version 1.2, 29. January 2002

(confidential document)

[11] Data Sheet, P8WE6004 Secure 8-bit Smart Card Controller, Product

Specification, Philips Semiconductors, Revision 1.0, March 06 th

2001,

Doc. No.: 054610 (confidential document)

[12] Data Encryption Standard (DES), FIPS PUB 46, US NBS, 1977,

Washington

[13] FIPS PUB 46-3 FEDERAL INFORMATION PROCESSING STANDARDS

PUBLICATION DATA ENCRYPTION STANDARD (DES) Reaffirmed

1999 October 25

[14] Gesetz über Rahmenbedingungen für elektronische Signaturen und zur

Änderung weiterer Vorschriften vom 16. Mai 2001, BGBl. I, S. 876); veröffentlicht am 21. Mai 2001

[15] List of Security Mechanisms and Rating, Philips P8WE6004V0D Secure

8-bit Smart Card Controller, Version 1.01, 29.01.2002 (confidential document)

[16] Configuration List for composite evaluations, BSI-DSZ-CC-0170, Version

1.0, January, 16 th

2002, Evaluation of Philips P8WE6004 V0D Secure 8bit Smart Card Controller, Philips Semiconductors (confidential document)

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C Excerpts from the Criteria

CC Part 1:

Caveats on evaluation results (chapter 5.4)

The pass result of evaluation shall be a statement that describes the extent to which the PP or TOE can be trusted to conform to the requirements. The results shall be caveated with respect to Part 2 (functional requirements), Part 3 (assurance requirements) or directly to a PP, as listed below.

a) Part 2 conformant - A PP or TOE is Part 2 conformant if the functional requirements are only based upon functional components in Part 2.

b) Part 2 extended - A PP or TOE is Part 2 extended if the functional requirements include functional components not in Part 2.

c) Part 3 conformant - A PP or TOE is Part 3 conformant if the assurance requirements are in the form of an EAL or assurance package that is based only upon assurance components in Part 3.

d) Part 3 augmented - A PP or TOE is Part 3 augmented if the assurance requirements are in the form of an EAL or assurance package, plus other assurance components in Part 3.

e) Part 3 extended - A PP or TOE is Part 3 extended if the assurance requirements are in the form of an EAL associated with additional assurance requirements not in Part 3 or an assurance package that includes (or is entirely made up from) assurance requirements not in Part 3.

f) Conformant to PP - A TOE is conformant to a PP only if it is compliant with all parts of the PP.

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CC Part 3:

Assurance categorisation (chapter 2.5)

The assurance classes, families, and the abbreviation for each family are shown in

Table 2.1.

Assurance Class

Class ACM:

Configuration management

Assurance Family

CM automation

Class ADO: Delivery and operation

Class ADV:

Development

Class ALC: Life cycle support

Installation, generation and start-up

Functional specification

Class AGD: Guidance documents

High-level design

Implementation representation

TSF internals

Low-level design

Representation correspondence

Security policy modeling

Administrator guidance

User guidance

Development security

Class ATE: Tests

Flaw remediation

Life cycle definition

Tools and techniques

Coverage

Depth

Functional tests

Independent testing

Covert channel analysis Class AVA:

Vulnerability assessment

CM capabilities

CM scope

Delivery

Misuse

Strength of TOE security functions

Vulnerability analysis

Abbreviated Name

Table 2.1 - Assurance family breakdown and mapping

ACM_AUT

AVA_MSU

AVA_SOF

AVA_VLA

ACM_CAP

ACM_SCP

ADO_DEL

ADO_IGS

ADV_FSP

ADV_HLD

ADV_IMP

ADV_INT

ADV_LLD

ADV_RCR

ADV_SPM

AGD_ADM

AGD_USR

ALC_DVS

ALC_FLR

ALC_LCD

ALC_TAT

ATE_COV

ATE_DPT

ATE_FUN

ATE_IND

AVA_CCA

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Evaluation assurance levels (chapter 6)

The Evaluation Assurance Levels (EALs) provide an increasing scale that balances the level of assurance obtained with the cost and feasibility of acquiring that degree of assurance. The CC approach identifies the separate concepts of assurance in a TOE at the end of the evaluation, and of maintenance of that assurance during the operational use of the TOE.

It is important to note that not all families and components from Part 3 are included in the EALs. This is not to say that these do not provide meaningful and desirable assurances. Instead, it is expected that these families and components will be considered for augmentation of an EAL in those PPs and STs for which they provide utility.

Evaluation assurance level (EAL) overview (chapter 6.1)

Table 6.1 represents a summary of the EALs. The columns represent a hierarchically ordered set of EALs, while the rows represent assurance families. Each number in the resulting matrix identifies a specific assurance component where applicable.

As outlined in the next section, seven hierarchically ordered evaluation assurance levels are defined in the CC for the rating of a TOE's assurance. They are hierarchically ordered in as much as each EAL represents more assurance than all lower EALs. The increase in assurance from EAL to EAL is accomplished by substitution of a hierarchically higher assurance component from the same assurance family (i.e.

increasing rigour, scope, and/or depth) and from the addition of assurance components from other assurance families (i.e. adding new requirements).

These EALs consist of an appropriate combination of assurance components as described in chapter 2 of this Part 3. More precisely, each EAL includes no more than one component of each assurance family and all assurance dependencies of every component are addressed.

While the EALs are defined in the CC, it is possible to represent other combinations of assurance. Specifically, the notion of “augmentation“ allows the addition of assurance components (from assurance families not already included in the EAL) or the substitution of assurance components (with another hierarchically higher assurance component in the same assurance family) to an EAL. Of the assurance constructs defined in the CC, only EALs may be augmented. The notion of an “EAL minus a constituent assurance component“ is not recognised by the CC as a valid claim.

Augmentation carries with it the obligation on the part of the claimant to justify the utility and added value of the added assurance component to the EAL. An EAL may also be extended with explicitly stated assurance requirements.

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Assurance

Class

Configuration management

Delivery and operation

Development

Guidance documents

Life cycle support

Tests

Vulnerability assessment

ACM_AUT

ACM_CAP

ACM_SCP

ADO_DEL

ADO_IGS

ADV_FSP

ADV_HLD

ADV_IMP

ADV_INT

ADV_LLD

ADV_RCR

ADV_SPM

AGD_ADM

Assurance

Family

Assurance Components by

Evaluation Assurance Level

EAL1 EAL2 EAL3 EAL4 EAL5 EAL6 EAL7

1 1 2 2

1

1

1

1

1

2

1

1

1

1

1

1

3

1

1

1

1

2

1

1

4

2

2

1

2

2

1

1

1

1

1

2

3

1

3

2

1

1

1

3

4

3

2

5

3

2

1

3

4

3

2

2

2

3

1

3

3

1

5

3

3

2

1

4

5

3

3

1

2

1

2

AGD_USR

ALC_DVS

ALC_FLR

ALC_LCD

ALC_TAT

ATE_COV

ATE_DPT

ATE_FUN

ATE_IND

AVA_CCA

1

1

1

1

1

2

1

1

2

1

1

2

1

1

1

1

2

1

1

2

AVA_MSU

AVA_SOF

AVA_VLA

1

1

1

1

1

2

1

2

Table 6.1 - Evaluation assurance level summary

2

1

3

2

2

2

2

1

2

1

1

1

2

3

3

2

2

2

2

3

1

4

3

3

3

3

2

3

2

3

1

4

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Evaluation assurance level 1 (EAL1) - functionally tested (chapter 6.2.1)

Objectives

EAL1 is applicable where some confidence in correct operation is required, but the threats to security are not viewed as serious. It will be of value where independent assurance is required to support the contention that due care has been exercised with respect to the protection of personal or similar information.

EAL1 provides an evaluation of the TOE as made available to the customer, including independent testing against a specification, and an examination of the guidance documentation provided. It is intended that an EAL1 evaluation could be successfully conducted without assistance from the developer of the TOE, and for minimal outlay.

An evaluation at this level should provide evidence that the TOE functions in a manner consistent with its documentation, and that it provides useful protection against identified threats.

Evaluation assurance level 2 (EAL2) - structurally tested (chapter 6.2.2)

Objectives

EAL2 requires the co-operation of the developer in terms of the delivery of design information and test results, but should not demand more effort on the part of the developer than is consistent with good commercial practice. As such it should not require a substantially increased investment of cost or time.

EAL2 is therefore applicable in those circumstances where developers or users require a low to moderate level of independently assured security in the absence of ready availability of the complete development record. Such a situation may arise when securing legacy systems, or where access to the developer may be limited.

Evaluation assurance level 3 (EAL3) - methodically tested and checked

(chapter 6.2.3)

Objectives

EAL3 permits a conscientious developer to gain maximum assurance from positive security engineering at the design stage without substantial alteration of existing sound development practices.

EAL3 is applicable in those circumstances where developers or users require a moderate level of independently assured security, and require a thorough investigation of the TOE and its development without substantial re-engineering.

Evaluation assurance level 4 (EAL4) - methodically designed, tested, and

reviewed (chapter 6.2.4)

Objectives

EAL4 permits a developer to gain maximum assurance from positive security engineering based on good commercial development practices which, though rigorous, do not require substantial specialist knowledge, skills, and other resources. EAL4 is the

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highest level at which it is likely to be economically feasible to retrofit to an existing product line.

EAL4 is therefore applicable in those circumstances where developers or users require a moderate to high level of independently assured security in conventional commodity

TOEs and are prepared to incur additional security-specific engineering costs.

Evaluation assurance level 5 (EAL5) - semiformally designed and tested

(chapter 6.2.5)

Objectives

EAL5 permits a developer to gain maximum assurance from security engineering based upon rigorous commercial development practices supported by moderate application of specialist security engineering techniques. Such a TOE will probably be designed and developed with the intent of achieving EAL5 assurance. It is likely that the additional costs attributable to the EAL5 requirements, relative to rigorous development without the application of specialised techniques, will not be large.

EAL5 is therefore applicable in those circumstances where developers or users require a high level of independently assured security in a planned development and require a rigorous development approach without incurring unreasonable costs attributable to specialist security engineering techniques.

Evaluation assurance level 6 (EAL6) - semiformally verified design and

tested (chapter 6.2.6)

Objectives

EAL6 permits developers to gain high assurance from application of security engineering techniques to a rigorous development environment in order to produce a premium TOE for protecting high value assets against significant risks.

EAL6 is therefore applicable to the development of security TOEs for application in high risk situations where the value of the protected assets justifies the additional costs.

Evaluation assurance level 7 (EAL7) - formally verified design and tested

(chapter 6.2.7)

Objectives

EAL7 is applicable to the development of security TOEs for application in extremely high risk situations and/or where the high value of the assets justifies the higher costs.

Practical application of EAL7 is currently limited to TOEs with tightly focused security functionality that is amenable to extensive formal analysis.

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Strength of TOE security functions (AVA_SOF) (chapter 14.3)

AVA_SOF

Strength of TOE security functions

Objectives

Even if a TOE security function cannot be bypassed, deactivated, or corrupted, it may still be possible to defeat it because there is a vulnerability in the concept of its underlying security mechanisms. For those functions a qualification of their security behaviour can be made using the results of a quantitative or statistical analysis of the security behaviour of these mechanisms and the effort required to overcome them. The qualification is made in the form of a strength of TOE security function claim.

Vulnerability analysis (AVA_VLA) (chapter 14.4)

AVA_VLA

Vulnerability analysis

Objectives

Vulnerability analysis is an assessment to determine whether vulnerabilities identified, during the evaluation of the construction and anticipated operation of the TOE or by other methods (e.g. by flaw hypotheses), could allow users to violate the TSP.

Vulnerability analysis deals with the threats that a user will be able to discover flaws that will allow unauthorised access to resources (e.g. data), allow the ability to interfere with or alter the TSF, or interfere with the authorised capabilities of other users.

Application notes

A vulnerability analysis is performed by the developer in order to ascertain the presence of security vulnerabilities, and should consider at least the contents of all the

TOE deliverables including the ST for the targeted evaluation assurance level. The developer is required to document the disposition of identified vulnerabilities to allow the evaluator to make use of that information if it is found useful as a support for the evaluator's independent vulnerability analysis.

Independent vulnerability analysis goes beyond the vulnerabilities identified by the developer. The main intent of the evaluator analysis is to determine that the TOE is resistant to penetration attacks performed by an attacker possessing a low (for

AVA_VLA.2), moderate (for AVA_VLA.3) or high (for AVA_VLA.4) attack potential.

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D Annexes

List of annexes of this certification report

Annex A: Evaluation results regarding development and production environment

Certification Report

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Annex A of Certification Report BSI-DSZ-CC-0170-2002

Evaluation results regarding development and production environment

The IT product, Philips Smart Card Controller P8WE6004 V0D (Target of Evaluation,

TOE) has been evaluated at an accredited and licensed/ approved evaluation facility using the Common Methodology for IT Security Evaluation, Part 1 Version 0.6, Part 2

Version 1.0, extended by advice of the Certification Body for components beyond EAL4 and smart card specific guidance, for conformance to the Common Criteria for IT Security

Evaluation, Version 2.1 (ISO/IEC15408: 1999).

As a result of the TOE certification, dated 8 March 2002, the following results regarding the development and production environment apply. The Common Criteria assurance requirements

ACM – Configuration management (i.e. ACM_AUT.1, ACM_CAP.4, ACM_SCP.3),

ADO – Delivery and operation (i.e. ADO_DEL.2, ADO_IGS.1) and

ALC – Life cycle support (i.e. ALC_DVS.2, ALC_LCD.2, ALC_TAT.2),

are fulfilled for the development and production sites of the TOE listed below ((a) – (d)):

(a) Philips Semiconductors GmbH, Business Unit Identification

(BU ID), Georg-Heyken-Strasse 1, 21147 Hamburg, Germany

(b) MOS4YOU, Gerstweg 2, 6534 AE Nijmegen, The Netherlands

(c) Philips Semiconductors GmbH, Philips IC Test Operation

Hamburg (PICTOH), Stresemannallee 101, 22529 Hamburg, Germany

(d) Photronics (UK) Ltd., Trafford Wharf Road, Trafford Park, Manchester,

M17 1PE, United Kingdom.

The TOE produced at these sites is indicated by the nameplate C017D.

Additionally, the evaluation confirmed, that the TOE independent aspects of the above mentioned Common Criteria assurance requirements are fulfilled for the production environments for a smart card IC type of product listed below ((e) - (f)):

(e) Philips Semiconductors Fishkill (PSF), Hudson Valley Research Park,

1580 Route 52, P.O. Box 1279, Hopewell Junction, New York 12533, Unites States

(f)

Photronics Brookfield, 15 Sector Road, Brookfield, CT 06804, United States and

Photronics ATDC West, 48820 Kato Rd., Suite 110B, Fremont, CA 94538,

United States

For a specific TOE, certain aspects have to be evaluated in addition.

For all sites listed above, the requirements have been specifically applied for each site and in accordance with the Security Target [7]. The evaluators verified, that the threats and the security objective for the life cycle phases 2 and 3 up to delivery at the end of phase 3 as stated in the TOE Security Target [7] are fulfilled by the procedures of these sites.

Annex A D-3

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D-4 Annex A

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