Cisco AsyncOS 8.0.2 for Email User Guide

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Cisco AsyncOS 8.0.2 for Email User Guide | Manualzz

Cisco AsyncOS 8.0.2 for Email User Guide

Published: May 7, 2014

Revised: September 11, 2014

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Cisco AsyncOS 8.0.2 for Email User Guide

© 2014 Cisco Systems, Inc. All rights reserved.

C H A P T E R

1

C H A P T E R

2

C H A P T E R

3

C O N T E N T S

Getting Started with the Cisco Email Security Appliance

1-1

What’s New in This Release

1-1

New Features

1-2

Changes in Behavior

1-3

Where to Find More Information

1-5

Documentation

1-5

Training

1-5

Knowledge Base

1-5

Cisco Support Community

1-6

Cisco Customer Support

1-6

Third Party Contributors

1-6

Cisco Welcomes Your Comments

1-7

Cisco Email Security Appliance Overview

1-7

Supported Languages

1-8

Overview

2-1

Web-based Graphical User Interface (GUI)

2-1

Browser Requirements

2-1

Accessing the GUI

2-2

Viewing Active Sessions

2-5

Command Line Interface (CLI)

2-5

Command Line Interface Conventions

2-5

General Purpose CLI Commands

2-9

Setup and Installation

3-1

Installation Planning

3-1

Review Information That Impacts Planning Decisions

3-1

Plan to Place the Cisco Appliance at the Perimeter of Your Network

3-1

Register the Cisco Appliance in DNS

3-2

Installation Scenarios

3-2

Physically Connecting the Cisco Appliance to the Network

3-4

Configuration Scenarios

3-4

Preparing for System Setup

3-6

Cisco AsyncOS 8.0.2 for Email User Guide iii

Contents

Determine Method for Connecting to the Appliance

3-7

Determining Network and IP Address Assignments

3-8

Gathering the Setup Information

3-9

Using the System Setup Wizard

3-11

Accessing the Web-Based Graphical User Interface (GUI)

3-12

Defining Basic Configuration Using the Web-Based System Setup Wizard

3-12

Setting up the Connection to Active Directory

3-20

Proceeding to the Next Steps

3-20

Accessing the Command Line Interface (CLI)

3-20

Running the Command Line Interface (CLI) System Setup Wizard

3-21

Configuring your system as an Enterprise Gateway

3-34

Verifying Your Configuration and Next Steps

3-34

C H A P T E R

4

Understanding the Email Pipeline

4-1

Overview of the Email Pipeline

4-1

Email Pipeline Flows

4-1

Incoming / Receiving

4-4

Host Access Table (HAT), Sender Groups, and Mail Flow Policies

4-4

Received: Header

4-5

Default Domain

4-5

Bounce Verification

4-5

Domain Map

4-5

Recipient Access Table (RAT)

4-6

Alias Tables

4-6

LDAP Recipient Acceptance

4-6

SMTP Call-Ahead Recipient Validation

4-6

Work Queue / Routing

4-6

Email Pipeline and Security Services

4-7

LDAP Recipient Acceptance

4-7

Masquerading or LDAP Masquerading

4-7

LDAP Routing

4-8

Message Filters

4-8

Email Security Manager (Per-Recipient Scanning)

4-8

Quarantines

4-9

Delivery

4-10

Virtual gateways

4-10

Delivery Limits

4-10

Domain-Based Limits

4-10

Domain-Based Routing

4-10

Cisco AsyncOS 8.0.2 for Email User Guide iv

C H A P T E R

5

C H A P T E R

6

C H A P T E R

7

Global Unsubscribe

4-11

Bounce Limits

4-11

Configuring the Gateway to Receive Email

5-1

Overview of Configuring the Gateway to Receive Email

5-1

Working with Listeners

5-2

Configuring Global Settings for Listeners

5-5

Settings for Messages Containing Multiple Encodings: localeconfig

5-7

Listening for Connection Requests by Creating a Listener via the GUI

5-8

Partial Domains, Default Domains, and Malformed MAIL FROMs

5-12

Listening for Connection Requests by Creating a Listener via the CLI

5-13

Advanced HAT Parameters

5-14

Enterprise Gateway Configuration

5-15

Reputation Filtering

6-1

Overview of Reputation Filtering

6-1

SenderBase Reputation Service

6-1

SenderBase Reputation Score (SBRS)

6-2

How SenderBase Reputation Filters Work

6-3

Recommended Settings for Different Reputation Filtering Approaches

6-4

Editing Reputation Filtering Score Thresholds for a Listener

6-4

Testing Reputation Filtering Using the SBRS

6-5

Monitoring the Status of the SenderBase Reputation Service

6-7

Entering Low SBRS Scores in the Message Subject

6-7

Defining Which Hosts Are Allowed to Connect Using the Host Access Table (HAT)

7-1

Overview of Defining Which Hosts Are Allowed to Connect

7-1

Default HAT Entries

7-2

Defining Remote Hosts into Sender Groups

7-3

Sender Group Syntax

7-4

Sender Groups Defined by Network Owners, Domains, and IP Addresses

7-4

Defining Sender Groups by SenderBase Reputation Score

7-6

Sender Groups Defined by Querying DNS Lists

7-7

Defining Access Rules for Email Senders Using Mail Flow Policies

7-8

HAT Variable Syntax

7-9

Understanding Predefined Sender Groups and Mail Flow Policies

7-10

Handling Messages from a Group of Senders in the Same Manner

7-12

Creating a Sender Group for Message Handling

7-12

Cisco AsyncOS 8.0.2 for Email User Guide

Contents v

Contents

C H A P T E R

8

C H A P T E R

9

Adding a Sender to an Existing Sender Group

7-13

Rearranging the Order of the Rules to Perform for Incoming Connections

7-14

Searching for Senders

7-14

Defining Rules for Incoming Messages Using a Mail Flow Policy

7-14

Defining Default Values for Mail Flow Policies

7-19

Working with the Host Access Table Configuration

7-20

Exporting the Host Access Table Configuration to an External File

7-20

Importing the Host Access Table Configuration from an External File

7-20

Using a List of Sender Addresses for Incoming Connection Rules

7-21

SenderBase Settings and Mail Flow Policies

7-21

Timeouts for SenderBase Queries

7-22

HAT Significant Bits Feature

7-22

Verifying Senders

7-26

Sender Verification: Host

7-27

Sender Verification: Envelope Sender

7-27

Implementing Sender Verification — Example Settings

7-29

Testing Your Settings for Messages from Unverified Senders

7-34

Sender Verification and Logging

7-36

Enabling Host DNS Verification via the CLI

7-36

Accepting or Rejecting Connections Based on Domain Name or Recipient Address

8-1

Overview of Accepting or Rejecting Connections Based on the Recipient’s Address

8-1

Overview of the Recipient Access Table (RAT)

8-2

Accessing the RAT

8-2

Editing the Default RAT Entry

8-2

Domains and Users

8-2

Adding Domains and Users For Which to Accept Messages

8-3

Rearranging the Order of Domains and Users in the Recipient Access Table

8-5

Exporting the Recipient Access Table to an External File

8-5

Importing the Recipient Access Table from an External File

8-6

Using Message Filters to Enforce Email Policies

9-1

Overview

9-1

Components of a Message Filter

9-2

Message Filter Rules

9-2

Message Filter Actions

9-2

Message Filter Example Syntax

9-3

Message Filter Processing

9-3

Cisco AsyncOS 8.0.2 for Email User Guide vi

Contents

Message Filter Order

9-4

Message Header Rules and Evaluation

9-4

Message Bodies vs. Message Attachments

9-5

Thresholds for Matches in Content Scanning

9-6

AND Test and OR Tests in Message Filters

9-8

Message Filter Rules

9-9

Filter Rules Summary Table

9-9

Regular Expressions in Rules

9-15

Smart Identifiers

9-19

Examples of Message Filter Rules

9-20

Message Filter Actions

9-41

Filter Actions Summary Table

9-42

Action Variables

9-48

Matched Content Visibility

9-50

Examples of Message Filter Actions

9-50

Attachment Scanning

9-65

Message Filters for Scanning Attachments

9-66

Image Analysis

9-67

Configuring the Image Analysis Scanning Engine

9-67

Configuring the Message Filter to Perform Actions Based on Image Analysis Results

9-70

Notifications

9-72

Examples of Attachment Scanning Message Filters

9-73

Using the CLI to Manage Message Filters

9-76

Creating a New Message Filter

9-77

Deleting a Message Filter

9-77

Moving a Message Filter

9-77

Activating and Deactivating a Message Filter

9-78

Importing Message Filters

9-81

Exporting Message Filters

9-82

Viewing Non-ASCII Character Sets

9-82

Displaying a Message Filter List

9-82

Displaying Message Filter Details

9-82

Configuring Filter Log Subscriptions

9-82

Modifying Scanning Parameters

9-84

Changing Message Encoding

9-89

Creating Sample Message Filters

9-91

Message Filter Examples

9-97

Open-Relay Prevention Filter

9-97

Policy Enforcement Filters

9-98

Cisco AsyncOS 8.0.2 for Email User Guide vii

Contents

C H A P T E R

10

C H A P T E R

11

C H A P T E R

12

Routing and Domain Spoofing

9-101

Mail Policies

10-1

Overview of Mail Policies

10-1

How to Enforce Mail Policies on a Per-User Basis

10-2

Handling Incoming and Outgoing Messages Differently

10-2

Matching Users to a Mail Policy

10-3

First Match Wins

10-3

Examples of Policy Matching

10-3

Message Splintering

10-5

Managed Exceptions

10-6

Configuring Mail Policies

10-6

Configuring the Default Mail Policy for Incoming or Outgoing Messages

10-6

Creating a Mail Policy for a Group of Senders and Recipients

10-7

Finding Which Policies Apply to a Sender or Recipient

10-9

Content Filters

11-1

Overview of Content Filters

11-1

How Content Filters Work

11-1

How to Scan Message Content Using a Content Filter

11-2

Content Filter Conditions

11-2

Content Filter Actions

11-9

Action Variables

11-14

Filtering Messages Based on Content

11-15

Creating a Content Filter

11-15

Enabling Content Filters for All Recipients by Default

11-17

Applying the Content Filter to Messages for a Certain User Group

11-17

Notes on Configuring Content Filters in the GUI

11-18

Anti-Virus

12-1

Anti-Virus Scanning Overview

12-1

Evaluation Key

12-1

Scanning Messages with Multiple Anti-Virus Scanning Engines

12-2

Sophos Anti-Virus Filtering

12-2

Virus Detection Engine

12-2

Virus Scanning

12-3

Detection Methods

12-3

Virus Descriptions

12-4

Cisco AsyncOS 8.0.2 for Email User Guide viii

C H A P T E R

13

Sophos Alerts

12-4

When a Virus is Found

12-4

McAfee Anti-Virus Filtering

12-4

Pattern-Matching Virus Signatures

12-4

Encrypted Polymorphic Virus Detection

12-5

Heuristics Analysis

12-5

When a Virus is Found

12-5

How to Configure the Appliance to Scan for Viruses

12-6

Enabling Virus Scanning and Configuring Global Settings

12-6

Configuring Virus Scanning Actions for Users

12-7

Configuring the Anti-Virus Policies for Different Groups of Senders and Recipients

12-12

Notes on Anti-Virus Configurations

12-13

Flow Diagram for Anti-Virus Actions

12-14

Sending an Email to the Appliance to Test Anti-Virus Scanning

12-15

Updating Virus Definitions

12-17

About Retrieving Anti-Virus Updates via HTTP

12-17

Configuring Update Server Settings

12-17

Monitoring and Manually Checking for Anti-Virus Updates

12-17

Verifying Anti-Virus Files Have Updated on the Appliance

12-18

Contents

Anti-Spam

13-1

Overview of Anti-Spam Scanning

13-1

Anti-Spam Solutions

13-2

How to Configure the Appliance to Scan Messages for Spam

13-2

IronPort Anti-Spam Filtering

13-3

Evaluation Key

13-3

Cisco Anti-Spam: an Overview

13-3

Configuring IronPort Anti-Spam Scanning

13-4

Cisco Intelligent Multi-Scan Filtering

13-5

Configuring Cisco Intelligent Multi-Scan

13-6

Defining Anti-Spam Policies

13-7

Understanding Positive and Suspect Spam Thresholds

13-9

Configuration Examples: Actions for Positively Identified versus Suspected Spam

13-10

Unwanted Marketing Messages From Legitimate Sources

13-10

Enabling Different Anti-Spam Scanning Engines in Different Mail Policies: Configuration

Example

13-10

Protecting Appliance-Generated Messages From the Spam Filter

13-12

Headers Added During Anti-Spam Scanning

13-12

Cisco AsyncOS 8.0.2 for Email User Guide ix

Contents

C H A P T E R

14

Reporting Incorrectly Classified Messages to Cisco Systems

13-13

Determining Sender IP Address In Deployments with Incoming Relays

13-13

Example Environments with Incoming Relays

13-13

Configuring the Appliance to Work with Incoming Relays

13-15

How Incoming Relays Affect Functionality

13-19

Configuring Logs to Specify Which Headers Are Used

13-21

Monitoring Rules Updates

13-21

Testing Anti-Spam

13-22

Sending an Email to the Appliance to Test Cisco Anti-Spam

13-23

Ways Not to Test Anti-Spam Efficacy

13-24

Outbreak Filters

14-1

Overview of Outbreak Filters

14-1

How Outbreak Filters Work

14-1

Delaying, Redirecting, and Modifying Messages

14-1

Threat Categories

14-2

Cisco Security Intelligence Operations

14-3

Context Adaptive Scanning Engine

14-3

Delaying Messages

14-4

Redirecting URLs

14-4

Modifying Messages

14-5

Types of Rules: Adaptive and Outbreak

14-5

Outbreaks

14-6

Threat Levels

14-6

How the Outbreak Filters Feature Works

14-8

Dynamic Quarantine

14-9

Managing Outbreak Filters (GUI)

14-10

Configuring Outbreak Filters Global Settings

14-11

Outbreak Filters Rules

14-12

The Outbreak Filters Feature and Mail Policies

14-13

The Outbreak Filters Feature and the Outbreak Quarantine

14-17

Monitoring Outbreak Filters

14-19

Outbreak Filters Report

14-19

Outbreak Filters Overview and Rules Listing

14-19

Outbreak Quarantine

14-19

Alerts, SNMP Traps, and Outbreak Filters

14-19

Troubleshooting The Outbreak Filters Feature

14-20 x

Cisco AsyncOS 8.0.2 for Email User Guide

C H A P T E R

15

Contents

Data Loss Prevention

15-1

Overview of Data Loss Prevention

15-1

Overview of the DLP Scanning Process

15-2

How Data Loss Prevention Works

15-2

DLP Deployment Options

15-3

System Requirements for Data Loss Prevention

15-4

RSA Email DLP

15-4

How to Set Up Data Loss Prevention for Deployments Using RSA Email DLP

15-4

Enabling Data Loss Prevention (RSA Email DLP)

15-5

DLP Policies for RSA Email DLP

15-5

DLP Policy Description

15-6

Predefined DLP Policy Templates

15-6

Setting Up RSA Email DLP Using a Wizard

15-7

Creating a DLP Policy Using a Predefined Template

15-8

Creating a Custom DLP Policy (Advanced)

15-9

About Defining Disallowed Content Using Content Matching Classifiers

15-10

Filtering Messages for DLP Policies

15-18

About Assessing Violation Severity

15-19

Arranging the Order of the Email DLP Policies for Violation Matching

15-20

Associating DLP Policies with Outgoing Mail Policies

15-20

Important Information About Editing or Deleting DLP Policies

15-22

RSA Enterprise Manager

15-22

How Enterprise Manager and the Email Security Appliance Work Together

15-22

Enterprise Manager Documentation

15-23

How to Set up Data Loss Prevention in Deployments with RSA Enterprise Manager

15-23

Migrating from RSA Email DLP to RSA Enterprise Manager

15-29

Checking for DLP Policy Updates from Enterprise Manager

15-30

RSA Enterprise Manager and Language Support

15-30

Using Enterprise Manager with Clustered Appliances

15-30

About Deleting and Disabling Policies in Enterprise Manager Deployments

15-31

Lost Connectivity Between the Email Security Appliance and Enterprise Manager

15-31

Switching from Enterprise Manager to RSA Email DLP

15-31

Message Actions

15-32

Defining Actions to Take for DLP Violations (Message Actions)

15-33

Viewing and Editing Message Actions

15-34

Drafting DLP Notifications

15-34

Showing or Hiding Sensitive DLP Data in Message Tracking

15-37

About Updating the DLP Engine and Content Matching Classifiers

15-37

Cisco AsyncOS 8.0.2 for Email User Guide xi

Contents

C H A P T E R

16

C H A P T E R

17

Determining the Current Version of the RSA DLP Engine

15-38

Caveats for DLP Updates

15-38

Updating the DLP Engine and Content Matching Classifiers Manually

15-38

Enabling Automatic Updates (Not Recommended)

15-38

DLP Updates on Centralized (Clustered) Appliances

15-39

Rolling Back DLP Updates

15-39

Working with DLP Incident Messages and Data

15-40

Troubleshooting Data Loss Prevention

15-40

Enterprise Manager Disconnects the Email Security Appliance

15-41

RSA Email DLP Fails to Detect Violations in Email Attachments

15-41

Cisco Email Encryption

16-1

Overview of Cisco Email Encryption

16-1

Supported Web Browsers

16-1

How to Encrypt Messages with a Local Key Server

16-2

Encryption Workflow

16-2

Encrypting Messages using the Email Security Appliance

16-3

Enabling Message Encryption on the Email Security Appliance

16-4

Configuring How a Key Service Handles Encrypted Messages

16-4

Updating to the Latest Version of the PXE Engine

16-7

Determining Which Messages to Encrypt

16-7

Using a TLS Connection as an Alternative to Encryption

16-7

Encrypting and Immediately Delivering Messages using a Content Filter

16-8

Encrypting a Message upon Delivery using a Content Filter

16-9

Inserting Encryption Headers into Messages

16-10

Encryption Headers

16-11

Encryption Headers Examples

16-12

Email Authentication

17-1

Email Authentication Overview

17-1

DomainKeys and DKIM Authentication

17-1

DomainKeys and DKIM Signing in AsyncOS

17-2

Configuring DomainKeys and DKIM Signing

17-3

Signing Keys

17-3

Public Keys

17-4

Domain Profiles

17-4

Enabling Signing for Outgoing Mail

17-5

Enabling Signing for Bounce and Delay Messages

17-5

Cisco AsyncOS 8.0.2 for Email User Guide xii

C H A P T E R

18

Configuring DomainKeys/DKIM Signing (GUI)

17-6

Domain Keys and Logging

17-15

How to Verify Incoming Messages Using DKIM

17-15

DKIM Verification Checks Performed by AsyncOS

17-15

Managing DKIM Verification Profiles

17-16

Configuring DKIM Verification on the Mail Flow Policy

17-19

Configuring an Action for DKIM Verified Mail

17-19

Overview of SPF and SIDF Verification

17-20

How to Verify Incoming Messages Using SPF/SDIF

17-21

Enabling SPF and SIDF

17-22

Determining the Action to Take for SPF/SIDF Verified Mail

17-29

Verification Results

17-29

Using the spf-status Filter Rule in the CLI

17-30

spf-status Content Filter Rule in the GUI

17-32

Using the spf-passed Filter Rule

17-32

Testing the SPF/SIDF Results

17-32

Basic Granularity Test of SPF/SIDF Results

17-33

Greater Granularity Test of SPF/SIDF Results

17-33

Text Resources

18-1

Overview of Text Resources

18-1

Content Dictionaries

18-1

Text Resources

18-1

Message Disclaimer Stamping

18-2

Content Dictionaries

18-2

Dictionary Content

18-2

Importing and Exporting Dictionaries as Text Files

18-3

Adding Dictionaries

18-4

Deleting Dictionaries

18-4

Importing Dictionaries

18-5

Exporting Dictionaries

18-5

Using and Testing the Content Dictionaries Filter Rules

18-6

Dictionary Match Filter Rule

18-6

Understanding Text Resources

18-7

Importing and Exporting Text Resources as Text Files

18-8

Overview of Text Resource Management

18-8

Adding Text Resources

18-9

Deleting Text Resources

18-9

Cisco AsyncOS 8.0.2 for Email User Guide

Contents xiii

Contents

C H A P T E R

19

C H A P T E R

20

Importing Text Resources

18-9

Exporting Text Resources

18-10

Overview of HTML-Based Text Resources

18-10

Using Text Resources

18-11

Disclaimer Template

18-11

Disclaimer Stamping and Multiple Encodings

18-15

Notification Templates

18-18

Anti-Virus Notification Templates

18-19

Bounce and Encryption Failure Notification Templates

18-22

Encryption Notification Templates

18-23

Validating Recipients Using an SMTP Server

19-1

Overview of SMTP Call-Ahead Recipient Validation

19-1

SMTP Call-Ahead Recipient Validation Workflow

19-1

How to Validate Recipients Using an External SMTP Server

19-3

Configuring the Call-Ahead Server Profile

19-3

Enabling a Listener to Validate Incoming Mail Via the SMTP Server

19-6

Configuring LDAP Routing Query Settings

19-6

SMTP Call-Ahead Query Routing

19-7

Bypassing SMTP Call-Ahead Validation for Certain Users or Groups

19-8

Encrypting Communication with Other MTAs

20-1

Overview of Encrypting Communication with Other MTAs

20-1

How to Encrypt SMTP Conversations using TLS

20-2

Obtaining Certificates

20-2

Intermediate Certificates

20-3

Certificates and Centralized Management

20-3

Creating a Self-Signed Certificate using the GUI

20-3

Importing a Certificate Using the GUI

20-5

Creating a Self-Signed Certificate or Importing a Certificate using the CLI

20-5

Exporting a Certificate Using the GUI

20-5

Enabling TLS on a Listener’s HAT

20-6

Assigning a Certificate to a Public or Private Listener for TLS Connections Using the GUI

20-6

Assigning a Certificate to a Public or Private Listener for TLS Connections Using the CLI

20-7

Logging

20-7

GUI Example: Changing the TLS Setting for Listener’s HAT

20-7

CLI Example: Changing the TLS Setting for Listener’s HAT

20-8

Enabling TLS and Certificate Verification on Delivery

20-9

Cisco AsyncOS 8.0.2 for Email User Guide xiv

C H A P T E R

21

Sending Alerts When a Required TLS Connection Fails

20-10

Logging

20-11

CLI Example

20-11

Managing Lists of Certificate Authorities

20-15

Viewing the Pre-Installed list of Certificate Authorities

20-15

Disabling the System Certificate Authority List

20-16

Importing a Custom Certificate Authority List

20-16

Exporting a Certificate Authorities List

20-16

Enabling a Certificate for HTTPS

20-17

Configuring Routing and Delivery Features

21-1

Routing Email for Local Domains

21-1

SMTP Routes Overview

21-2

Default SMTP Route

21-2

Defining an SMTP Route

21-2

SMTP Routes Limits

21-3

SMTP Routes and DNS

21-3

SMTP Routes and Alerts

21-3

SMTP Routes, Mail Delivery, and Message Splintering

21-3

SMTP Routes and Outbound SMTP Authentication

21-4

Managing SMTP Routes to Send Outbound Email Using the GUI

21-4

Rewriting Addresses

21-6

Creating Alias Tables

21-7

Configuring Masquerading

21-15

The Domain Map Feature

21-27

Directing Bounced Email

21-34

Handling Undeliverable Email

21-35

Creating a New Bounce Profile

21-39

Applying Bounce Profiles to Listeners

21-39

Controlling Email Delivery Using Destination Controls

21-40

Determining Which Interface is Used for Mail Delivery

21-41

Default Delivery Limits

21-42

Working with Destination Controls

21-42

Cisco Bounce Verification

21-48

Overview: Tagging and Cisco Bounce Verification

21-49

Accepting Legitimate Untagged Bounced Messages

21-50

Preventing a Bounced Message Storm Using Cisco Bounce Verification

21-51

Set Email Delivery Parameters

21-52

Cisco AsyncOS 8.0.2 for Email User Guide

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22

Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology

21-55

Overview

21-56

Setting Up Virtual Gateway Addresses

21-56

Monitoring the Virtual Gateway Addresses

21-64

Managing Delivery Connections per Virtual Gateway Address

21-64

Using Global Unsubscribe

21-65

Review: Email Pipeline

21-69

LDAP Queries

22-1

Overview of LDAP Queries

22-1

Understanding LDAP Queries

22-2

Understanding How LDAP Works with AsyncOS

22-3

Configuring the Cisco IronPort Appliance to Work with an LDAP Server

22-4

Creating LDAP Server Profiles to Store Information About the LDAP Server

22-5

Testing LDAP Servers

22-6

Enabling LDAP Queries to Run on a Particular Listener

22-6

Enhanced Support for Microsoft Exchange 5.5

22-9

Working with LDAP Queries

22-11

Allowing Clients to Bind to the LDAP Server Anonymously

22-13

Testing LDAP Queries

22-16

Troubleshooting Connections to LDAP Servers

22-17

Using Acceptance Queries For Recipient Validation

22-18

Configuring Acceptance Queries for Lotus Notes

22-19

Using Routing Queries to Send Mail to Multiple Target Addresses

22-19

Using Masquerading Queries to Rewrite the Envelope Sender

22-20

Masquerading “Friendly Names”

22-21

Using Group LDAP Queries to Determine if a Recipient is a Group Member

22-22

Configuring a Group Query

22-22

Example: Using a Group Query to Skip Spam and Virus Checking

22-24

Using Domain-based Queries to Route to a Particular Domain

22-25

Creating a Domain-Based Query

22-26

Using Chain Queries to Perform a Series of LDAP Queries

22-27

Creating a Chain Query

22-27

Using LDAP For Directory Harvest Attack Prevention

22-28

Directory Harvest Attack Prevention within the SMTP Conversation

22-28

Directory Harvest Attack Prevention within the Work Queue

22-30

Configuring AsyncOS for SMTP Authentication

22-31

Configuring SMTP Authentication

22-32

Cisco AsyncOS 8.0.2 for Email User Guide xvi

C H A P T E R

23

C H A P T E R

24

Contents

Configuring an SMTP Authentication Query

22-33

SMTP Authentication via Second SMTP Server (SMTP Auth with Forwarding)

22-34

SMTP Authentication with LDAP

22-35

Authenticating SMTP Sessions Using Client Certificates

22-38

Outgoing SMTP Authentication

22-38

Logging and SMTP Authentication

22-39

Configuring External LDAP Authentication for Users

22-39

User Accounts Query

22-40

Group Membership Queries

22-40

Authenticating End-Users in the Cisco IronPort Spam Quarantine

22-42

Sample Active Directory End-User Authentication Settings

22-42

Sample OpenLDAP End-User Authentication Settings

22-43

Spam Quarantine Alias Consolidation Queries

22-43

Sample Active Directory Alias Consolidation Settings

22-44

Sample OpenLDAP Alias Consolidation Settings

22-44

Identifying a Sender’s User Distinguished Name for RSA Enterprise Manager

22-44

Sample User Distinguished Name Settings

22-45

Configuring AsyncOS To Work With Multiple LDAP Servers

22-45

Testing Servers and Queries

22-45

Failover

22-45

Load Balancing

22-46

Authenticating SMTP Sessions Using Client Certificates

23-1

Overview of Certificates and SMTP Authentication

23-1

How to Authenticate a User with a Client Certificate

23-2

How to Authenticate a User with an SMTP Authentication LDAP Query

23-2

How to Authenticate a User with an LDAP SMTP Authentication Query if the Client Certificate is

Ivalid

23-2

Checking the Validity of a Client Certificate

23-3

Authenticating a User Using an LDAP Directory

23-4

Authenticating an SMTP Connection Over TLS Using a Client Certificate

23-4

Establishing a TLS Connection from the Appliance

23-5

Updating a List of Revoked Certificates

23-6

FIPS Management

24-1

FIPS Management Overview

24-1

Configuration Changes in FIPS Mode

24-1

Ciphers and Algorithms Used in FIPS Mode

24-2

Cisco AsyncOS 8.0.2 for Email User Guide xvii

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C H A P T E R

25

C H A P T E R

26

Switching the Appliance to FIPS Mode

24-3

Encrypting Sensitive Data in FIPS Mode

24-4

Checking FIPS Mode Compliance

24-5

Managing Certificates and Keys

24-5

Managing Keys for DKIM Signing and Verification

24-6

DKIM Signing

24-6

DKIM Verification

24-6

Tracking Messages

25-1

Message Tracking Overview

25-1

Enabling Message Tracking

25-1

Searching for Messages

25-2

Working with Message Tracking Search Results

25-4

Checking Message Tracking Data Availability

25-6

About Message Tracking and Upgrades

25-6

Using Email Security Monitor

26-1

Email Security Monitor Overview

26-1

Email Security Monitor Pages

26-2

Searching and Email Security Monitor

26-3

Viewing Details of Messages Included in Reports

26-3

My Reports Page

26-4

The Overview Page

26-5

Incoming Mail Page

26-8

Outgoing Destinations

26-16

Outgoing Senders

26-17

The Delivery Status Page

26-18

The Internal Users Page

26-19

The DLP Incidents Page

26-21

The Content Filters Page

26-23

The Outbreak Filters Page

26-24

Virus Types Page

26-26

TLS Connections Page

26-27

Inbound SMTP Authentication Page

26-29

Rate Limits Page

26-31

The System Capacity Page

26-32

The System Status Page

26-38

Retrieving CSV Data

26-40

Cisco AsyncOS 8.0.2 for Email User Guide xviii

C H A P T E R

27

Reporting Overview

26-41

Scheduled Report Types

26-42

Setting the Return Address for Reports

26-42

Managing Reports

26-43

Scheduled Reports

26-43

Archived Reports

26-44

Troubleshooting Email Reports

26-46

Quarantines

27-1

Overview of Quarantines

27-1

Quarantine Types

27-2

Local Quarantines

27-3

Managing Policy, Virus, and Outbreak Quarantines

27-3

Disk Space Allocation for Policy, Virus, and Outbreak Quarantines

27-3

Retention Time for Messages in Quarantines

27-4

Default Actions for Automatically Processed Quarantined Messages

27-5

Checking the Settings of System-Created Quarantines

27-5

Creating Policy Quarantines

27-6

About Editing Policy, Virus, and Outbreak Quarantine Settings

27-7

Determining the Filters and Message Actions to Which a Quarantine Is Assigned

27-7

About Deleting Policy Quarantines

27-8

Monitoring Quarantine Status, Capacity, and Activity

27-8

Policy Quarantine Performance

27-9

Alerts About Quarantine Disk-Space Usage

27-9

Policy Quarantines and Logging

27-9

About Distributing Message Processing Tasks to Other Users

27-10

About Policy, Virus, and Outbreak Quarantines in Cluster Configurations

27-10

About Centralized Policy, Virus, and Outbreak Quarantines

27-11

Working with Messages in Policy, Virus, or Outbreak Quarantines

27-11

Viewing Messages in Quarantines

27-11

Finding Messages in Policy, Virus, and Outbreak Quarantines

27-12

Manually Processing Messages in a Quarantine

27-12

Messages in Multiple Quarantines

27-14

Message Details and Viewing Message Content

27-14

About Rescanning of Quarantined Messages

27-17

The Outbreak Quarantine

27-17

Overview of the Spam Quarantine

27-18

Configuring the Spam Quarantine

27-18

How to Send Messages to a Spam Quarantine

27-19

Cisco AsyncOS 8.0.2 for Email User Guide

Contents xix

Contents

Enabling and Disabling the Local Spam Quarantine

27-19

Migrating from a Local Spam Quarantine to an External Quarantine

27-20

Spam Quarantine Settings

27-20

Configuring the Local Spam Quarantine

27-22

Configuring an External Spam Quarantine

27-25

Enabling Access to the Spam Quarantine via Web Browser

27-26

Configuring a Mail Policy to Quarantine Spam

27-27

Considerations for Deployment

27-27

Managing Messages in Spam Quarantines

27-32

Searching for Messages in the Spam Quarantine

27-32

Viewing Messages in the Spam Quarantine

27-33

Delivering Messages in the Spam Quarantine

27-33

Deleting Messages from the Spam Quarantine

27-33

Using Safelists and Blocklists to Control Email Delivery Based on Sender

27-34

The Safelist/Blocklist Database

27-34

Creating and Maintaining Safelists and Blocklists

27-35

Message Delivery For Safelists and Blocklists

27-35

Overview of Creating and Maintaining Safelists and Blocklists

27-35

End User Tasks for Configuring Safelists and Blocklists

27-38

C H A P T E R

28

Distributing Administrative Tasks

28-1

Working with User Accounts

28-1

Managing Users

28-3

Managing Custom User Roles for Delegated Administration

28-7

Account Privileges Page

28-8

Assigning Access Privileges

28-9

Defining a Custom User Role

28-13

Defining a Custom User Role When Adding a User Account

28-13

Updating Responsibilities for a Custom User Role

28-14

Editing a Custom User Role

28-15

Duplicating a Custom User Role

28-15

Deleting a Custom User Role

28-15

Passwords

28-16

Changing Your Password

28-16

Locking and Unlocking a User Account

28-16

Configuring Restrictive User Account and Password Settings

28-17

External Authentication

28-19

Configuring Access to the Email Security Appliance

28-23

Configuring IP-Based Network Access

28-23

Cisco AsyncOS 8.0.2 for Email User Guide xx

C H A P T E R

29

Configuring the Web UI Session Timeout

28-25

Configuring the CLI Session Timeout

28-25

Adding a Login Banner

28-26

Configuring Cross-site Scripting Attack Protection

28-26

Managing SSH Server and User Key Settings

28-27

Example: Install a New Public Key

28-27

Example: Edit SSH Server Configuration

28-28

Remote SSH Command Execution

28-29

System Administration

29-1

Management of the Cisco Appliance

29-1

Shutting Down or Rebooting the Cisco Appliance

29-2

Suspending Email Receiving and Delivery

29-2

Resuming Suspended Email Receiving and Delivery

29-3

Taking an Appliance Offline Using the CLI

29-3

Resetting to Factory Defaults

29-3

Displaying the Version Information for AsyncOS

29-4

Feature Keys

29-5

Adding and Managing Feature Keys

29-5

Automating Feature Key Download and Activation

29-5

Expired Feature Keys

29-6

Cisco Email Security Virtual Appliance License

29-6

Managing the Configuration File

29-7

Managing Configuration Files

29-7

CLI Commands for Configuration Files

29-11

Upgrading AsyncOS

29-11

Preparing to Upgrade AsyncOS

29-12

Upgrading AsyncOS from the GUI

29-12

Setting Up to Download Upgrades and Updates

29-14

Downloading Upgrades and Updates from the Cisco IronPort Servers

29-15

Upgrading and Updating from a Local Server

29-16

Service Updates

29-17

UpdatesThrough a Proxy Server

29-18

Configuring Server Settings for Downloading Upgrades and Updates

29-18

Enabling Remote Power Management

29-20

Reverting to a Previous Version of AsyncOS

29-21

Available Versions

29-21

Important Note About Reversion Impact

29-21

Cisco AsyncOS 8.0.2 for Email User Guide

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Contents

Reverting AsyncOS

29-22

Configuring the Return Address for Appliance Generated Messages

29-24

Alerts

29-24

Alerting Overview

29-25

Cisco AutoSupport

29-26

Alert Messages

29-26

Adding Alert Recipients

29-28

Configuring Alert Settings

29-29

Viewing the Top Alerts

29-29

Alert Listing

29-29

Changing Network Settings

29-46

Changing the System Hostname

29-46

Configuring Domain Name System (DNS) Settings

29-47

Configuring TCP/IP Traffic Routes

29-49

Configuring the Default Gateway

29-50

System Time

29-50

Selecting a Time Zone

29-51

Editing Time Settings

29-51

Customizing Your View

29-52

Using Favorite Pages

29-52

Setting User Preferences

29-53

C H A P T E R

30

Managing and Monitoring Using the CLI

30-1

Overview of Managing and Monitoring Using the CLI

30-1

Reading the Available Components of Monitoring

30-2

Reading the Event Counters

30-2

Reading the System Gauges

30-4

Reading the Rates of Delivered and Bounced Messages

30-6

Monitoring Using the CLI

30-6

Monitoring the Email Status

30-7

Monitoring Detailed Email Status

30-9

Monitoring the Status of a Mail Host

30-12

Determining the Make-up of the Email Queue

30-16

Displaying Real-time Activity

30-17

Monitoring Inbound Email Connections

30-21

Checking the DNS Status

30-23

Resetting Email Monitoring Counters

30-24

Identifying Active TCP/IP Services

30-25

Managing the Email Queue

30-25

Cisco AsyncOS 8.0.2 for Email User Guide xxii

C H A P T E R

31

C H A P T E R

32

C H A P T E R

33

Deleting Recipients in Queue

30-25

Bouncing Recipients in Queue

30-27

Redirecting Messages in Queue

30-29

Showing Messages Based on Recipient in Queue

30-30

Suspending Email Delivery

30-32

Resuming Email Delivery

30-33

Suspending Receiving Email

30-33

Resuming Receiving Email

30-34

Resuming Delivery and Receiving of Email

30-35

Scheduling Email for Immediate Delivery

30-35

Pausing the Work Queue

30-36

Locating and Archiving Older Messages

30-38

Tracking Messages Within the System

30-39

SNMP Monitoring

30-40

MIB Files

30-41

Hardware Objects

30-41

SNMP Traps

30-43

SenderBase Network Participation

31-1

Overview of SenderBase Network Participation

31-1

Sharing Statistics with SenderBase

31-1

Frequently Asked Questions

31-2

Other Tasks in the GUI

32-1

The Cisco Graphical User Interface (GUI)

32-1

Enabling the GUI on an Interface

32-1

System Information in the GUI

32-5

Gathering XML status from the GUI

32-6

Advanced Network Configuration

33-1

Media Settings on Ethernet Interfaces

33-1

Using etherconfig to Edit Media Settings on Ethernet Interfaces

33-1

Network Interface Card Pairing/Teaming

33-3

NIC Pair Naming

33-4

Configuring and Testing NIC Pairing/Teaming

33-4

Verifying NIC Pairing

33-8

Virtual Local Area Networks (VLANs)

33-9

VLANs and Physical Ports

33-9

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C H A P T E R

34

Managing VLANs

33-10

Direct Server Return

33-15

Enabling Direct Server Return

33-15

Ethernet Interface’s Maximum Transmission Unit

33-20

Logging

34-1

Overview

34-1

Understanding Log Files and Log Subscriptions

34-1

Log Types

34-1

Log Retrieval Methods

34-6

Log Types

34-8

Timestamps in Log Files

34-9

Using IronPort Text Mail Logs

34-9

Using IronPort Delivery Logs

34-15

Using IronPort Bounce Logs

34-17

Using IronPort Status Logs

34-19

Using IronPort Domain Debug Logs

34-22

Using IronPort Injection Debug Logs

34-23

Using IronPort System Logs

34-24

Using IronPort CLI Audit Logs

34-25

Using IronPort FTP Server Logs

34-26

Using IronPort HTTP Logs

34-27

Using IronPort NTP Logs

34-28

Using Scanning Logs

34-28

Using IronPort Anti-Spam Logs

34-29

Using IronPort Anti-Virus Logs

34-29

Using IronPort Spam Quarantine Logs

34-30

Using IronPort Spam Quarantine GUI Logs

34-30

Using IronPort LDAP Debug Logs

34-31

Using Safelist/Blocklist Logs

34-32

Using Reporting Logs

34-33

Using Reporting Query Logs

34-34

Using Updater Logs

34-35

Understanding Tracking Logs

34-36

Using Authentication Logs

34-37

Using Configuration History Logs

34-37

Log Subscriptions

34-38

Configuring Log Subscriptions

34-39

Creating a Log Subscription in the GUI

34-40

Cisco AsyncOS 8.0.2 for Email User Guide xxiv

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C H A P T E R

35

Configuring Global Settings for Logging

34-40

Rolling Over Log Subscriptions

34-43

Viewing Recent Log Entries in the GUI

34-45

Viewing Recent Log Entries in the CLI (tail Command)

34-46

Configuring Host Keys

34-48

Centralized Management Using Clusters

35-1

Overview of Centralized Management Using Clusters

35-1

Cluster Requirements

35-2

Cluster Organization

35-2

Initial Configuration Settings

35-3

Creating and Joining a Cluster

35-4

The clusterconfig Command

35-4

Adding Groups

35-10

Managing Clusters

35-11

Administering a Cluster from the CLI

35-11

Copying and Moving Settings

35-11

Experimenting with New Configurations

35-12

Leaving a Cluster Permanently (Removal)

35-13

Upgrading Machines in a Cluster

35-13

Configuration File Commands

35-14

CLI Command Support

35-14

All Commands Are Cluster-aware

35-14

Restricted Commands

35-15

Administering a Cluster from the GUI

35-16

Cluster Communication

35-19

DNS and Hostname Resolution

35-19

Cluster Communication Security

35-20

Cluster Consistency

35-21

Disconnect/Reconnect

35-21

Interdependent Settings

35-22

Best Practices and Frequently Asked Questions

35-24

Best Practices

35-24

Setup and Configuration Questions

35-27

General Questions

35-28

Network Questions

35-28

Planning and Configuration

35-29

Cisco AsyncOS 8.0.2 for Email User Guide xxv

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36

C H A P T E R

37

Testing and Troubleshooting

36-1

Debugging Mail Flow Using Test Messages: Trace

36-1

Using the Listener to Test the Appliance

36-12

Troubleshooting the Network

36-16

Testing the Network Connectivity of the Appliance

36-16

Troubleshooting the Listener

36-22

Troubleshooting Email Delivery From the Appliance

36-23

Troubleshooting Performance

36-26

Remotely Resetting Appliance Power

36-27

Working with Technical Support

36-27

Opening or Updating a Support Case

36-28

Enabling Remote Access for Cisco Technical Support Personnel

36-28

Running a Packet Capture

36-31

Optimizing the Appliance for Outbound Mail Delivery Using D-Mode

37-1

Feature Summary: D-Mode for Optimized Outbound Delivery

37-1

Features Unique to D-Mode-Enabled Appliances

37-1

Standard Features Disabled in D-Mode-Enabled Appliances

37-2

Standard Features Applicable to D-Mode-Enabled Appliances

37-2

Setting Up the Appliance for Optimized Outbound Mail Delivery

37-3

Configuring Resource-Conserving Bounce Settings

37-3

Sending Bulk Mail Using IronPort Mail Merge (IPMM)

37-4

Overview of IronPort Mail Merge

37-4

Benefits of the Mail Merge Function

37-5

Using Mail Merge

37-5

Command Descriptions

37-8

Notes on Defining Variables

37-8

Example IPMM Conversation

37-9

C H A P T E R

38

Centralizing Services on a Cisco Content Security Management Appliance

38-1

Overview of Cisco Content Security Management Appliance Services

38-1

Network Planning

38-2

Mail Flow and the External Spam Quarantine

38-2

Setting Up an External Spam Quarantine

38-3

About Centralizing Policy, Virus, and Outbreak Quarantines

38-4

Centralized Policy, Virus, and Outbreak Quarantines

38-4

About Migration of Policy, Virus, and Outbreak Quarantines

38-5

Centralizing Policy, Virus, and Outbreak Quarantines

38-5

Cisco AsyncOS 8.0.2 for Email User Guide xxvi

A P P E N D I X

A

A P P E N D I X

B

C H A P T E R

C

A P P E N D I X

D

A P P E N D I X

E

Contents

About Disabling Centralized Policy, Virus, and Outbreak Quarantines

38-7

Troubleshooting Centralized Policy, Virus, and Outbreak Quarantines

38-8

Configuring Centralized Reporting

38-8

Configuring Centralized Message Tracking

38-9

Using Centralized Services

38-9

Accessing the Appliance

A-1

IP Interfaces

A-1

Configuring FTP Access to the Email Security appliance

A-2

Secure Copy (scp) Access

A-4

Accessing the Email Security appliance via a Serial Connection

A-4

Assigning Network and IP Addresses

B-1

Ethernet Interfaces

B-1

Selecting IP Addresses and Netmasks

B-1

Sample Interface Configurations

B-2

IP Addresses, Interfaces, and Routing

B-3

Summary

B-3

Strategies for Connecting Your Cisco Appliance

B-3

Example of Mail Policies and Content Filters

C-1

Overview of Incoming Mail Policies

C-1

Accessing Mail Policies

C-1

Configuring the Default Anti-Spam Policies for Incoming Messages

C-3

Creating a Mail Policy for a Group of Sender and Recipients

C-4

Creating Mail Policies for Different Groups of Senders and Recipients

C-7

Finding Senders or Recipients in Mail Policies

C-10

Filtering Messages Based on Content

C-12

Applying Individual Content Filters to Different Groups of Recipients

C-15

Notes on Configuring Content Filters in the GUI

C-17

Firewall Information

D-1

End User License Agreement

E-1

Cisco Systems End User License Agreement

E-1

Supplemental End User License Agreement for Cisco Systems Content Security Software

E-8

Cisco AsyncOS 8.0.2 for Email User Guide xxvii

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G

L O S S A R Y

I

N D E X

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Cisco AsyncOS 8.0.2 for Email User Guide

C H A P T E R

1

Getting Started with the Cisco Email Security

Appliance

What’s New in This Release, page 1-1

Where to Find More Information, page 1-5

Cisco Email Security Appliance Overview, page 1-7

What’s New in This Release

This section describes the new features and enhancements in Cisco AsyncOS 8.0.2 for Email.

New Features, page 1-2

Changes in Behavior, page 1-3

For more information about the release, see the product release notes, which are available on the Cisco

Customer Support page at the following URL: http://www.cisco.com/web/ironport/index.html

You might also find it useful to review release notes for earlier releases to see the features and enhancements that were previously added. To view those release notes on the Support Portal, click the

Earlier Releases link on the appropriate appliance documentation page.

Cisco AsyncOS 8.0.2 for Email User Guide

1-1

Chapter 1 Getting Started with the Cisco Email Security Appliance

What’s New in This Release

New Features

Feature

Configurable SSL Settings in FIPS

Mode

Configurable SSH Server Settings

Description

In FIPS mode, you can now configure the Cipher Suites in the

SSL settings, using the sslconfig

command in CLI. For more information, see Cisco AsyncOS 8.0.2 for Email CLI Reference

Guide.

Note

You cannot change server and client methods in FIPS mode.

You can now configure the following SSH server settings using the sshconfig

command in CLI:

Public Key Authentication Algorithms

Cipher Algorithms

KEX Algorithms

MAC Methods

Minimum Server Key Size

See

Managing SSH Server and User Key Settings, page 28-27

.

Encrypt Sensitive Data in FIPS Mode In FIPS mode, you can now encrypt:

Encrypt Sensitive Data in

Configuration Files

Critical security parameters in your appliance

Swap space in your appliance.

This helps to prevent any unauthorized access or forensic attacks when the physical security of the appliance is compromised.

Use the fipsconfig

command in CLI to enable encryption of sensitive data in the appliance. See

Encrypting Sensitive Data in FIPS Mode, page 24-4 .

You can now encrypt the critical security parameters in the appliance configuration file while exporting, emailing, or displaying it.

Permanently Delete Sensitive Data in the Appliance

See

Saving and Exporting the Current Configuration File, page 29-8 .

You can now permanently delete sensitive data (critical security parameters) in your appliance using one of the following commands in CLI:

More Secure AsyncOS Updates and

Upgrades

wipedata

diagnostic > reload

See Cisco AsyncOS 8.0.2 for Email CLI Reference Guide.

For enhanced security, AsyncOS now uses a stronger hashing algorithm, SHA-384, to verify the received updates and upgrades.

1-2

Cisco AsyncOS 8.0.2 for Email User Guide

Chapter 1 Getting Started with the Cisco Email Security Appliance

What’s New in This Release

Feature

Configurable CLI Session Timeout

Description

You can now specify how long a user can be logged into the

Email Security appliance’s CLI before AsyncOS logs the user out due to inactivity. See

Configuring the CLI Session

Timeout, page 28-25 .

Note

The CLI session timeout applies only to the connections using Secure Shell (SSH), SCP, and direct serial connection.

Enhanced Security for DKIM Signing

Keys in FIPS Mode

For enhanced security, if encryption of sensitive data in the appliance is enabled in FIPS mode,

Private keys are not displayed in plain text while editing an existing signing key. See

Edit an Existing Signing Key, page 17-10

.

Enhanced Security for DSA Host

Keys in FIPS Mode

Signing keys are encrypted while exporting. See

Exporting

Signing Keys, page 17-10 .

For enhanced security, in FIPS mode, AsyncOS for Email uses a 2048-bit DSA host key.

Enhanced Security for Demonstration

Certificate

The demonstration certificate is updated to use keys of size

2048 bits and 1024 bits for FIPS mode and non-FIPS mode, respectively.

Cross-site Scripting Attack Protection You can prevent attackers from injecting malicious scripts to the Web UI and CLI using the Cross-site Scripting (XSS) attack protection feature. See

Configuring Cross-site Scripting

Attack Protection, page 28-26 .

Enhanced Security for Remote Access When enabling Remote Access for Cisco Customer Support on your appliance, you can now specify a seed string to initialize secure communication. The Cisco Customer Support team uses the specified seed string to generate a secure shared secret for accessing this appliance.

See

Enabling Remote Access to Appliances With an Internet

Connection, page 36-29 .

Changes in Behavior

Revised Threshold Levels for Entering Resource Conservation Mode, page 1-3

Additional TLS Support Option, page 1-4

Revised Threshold Levels for Entering Resource Conservation Mode

Prior to this release, Email Security appliance enters resource conservation mode when the RAM utilization exceeds 75% and the allowed injection rate is gradually decreased as RAM utilization approaches 85%.

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Chapter 1 Getting Started with the Cisco Email Security Appliance

What’s New in This Release

From version 8.0 onwards, AsyncOS for Email is a 64-bit software. As a result of this changed memory model, the threshold values are revised in this release. Appliance enters resource conservation mode when the RAM utilization exceeds 45% and the allowed injection rate is gradually decreased as RAM utilization approaches 60%. This change does not affect the memory utilization on the appliance and all the components in the appliance continue to use the memory as earlier.

Caution

Appliances with large memory utilization, especially with large system quarantine, can enter resource conservation immediately after upgrading to AsyncOS 8.0.2 for Email. To avoid this scenario, make sure that you reduce the system quarantine to a few thousand messages before upgrading.

Additional TLS Support Option

Prior to this release, TLS verification against hosted cloud email services fails when:

Cloud provider presents a common certificate for all hosted domains.

The destination controls for these domains have TLS Support set to Required-Verify.

AsyncOS for Email now supports a new TLS Support option - Required - Verify Hosted Domains. This option allows you to perform TLS verification against hosted cloud email services where the cloud provider presents a common certificate for all hosted domains. Using this option, you can now send emails over TLS for such domains, as well as domains that are not hosted on cloud.

The new TLS support option is available on Add or Edit Destination Controls page (Mail Policies >

Destination Controls).

The presented identity of a cloud email server or a destination is either a SubjectAltName (SAN) of type

DNSName or a Common Name (CN) of a X.509 public key certificate. Note that CN is checked only if

SAN is empty, as SAN has higher priority than CN. AsyncOS performs an exact or wildcard matching in the following order:

1.

Presented identity with recipient email domain.

2.

3.

Presented identity with email server hostname configured in AsyncOS for Email (under Network >

SMTP Routes).

Presented identity with email server hostname derived from a DNS or MX query against the recipient's email domain name.

To verify the server identity, one of the above parameters must match.

Note

If you have existing destination controls for hosted cloud email services (where the cloud provider presents a common certificate for all hosted domains), make sure that you set TLS Support to Required

- Verify Hosted Domains.

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Chapter 1 Getting Started with the Cisco Email Security Appliance

Where to Find More Information

Where to Find More Information

Cisco offers the following resources to learn more about the Cisco Email Security appliance:

Documentation, page 1-5

Training, page 1-5

Knowledge Base, page 1-5

Cisco Support Community, page 1-6

Cisco Customer Support, page 1-6

Third Party Contributors, page 1-6

Cisco Welcomes Your Comments, page 1-7

Documentation

The guide is distributed as PDF and HTML files. The electronic versions of the guide are available on the Cisco IronPort Customer Support site. You can also access the HTML online help version of the user guide directly from the appliance GUI by clicking Help and Support in the upper-right corner.

The documentation set for the Cisco Email Security appliances includes the following documents and books:

Release Notes

The Quick Start Guide for Email Security appliances

Cisco AsyncOS for Email Security User Guide (this book)

Cisco Content Security Virtual Appliance Installation Guide

Cisco AsyncOS CLI Reference Guide

Documentation for this appliance is available from http://www.cisco.com/en/US/products/ps10154/tsd_products_support_series_home.html

.

Training

More information about training is available from:

http://www.cisco.com/web/learning/le31/email_sec/index.html

http://www.cisco.com/web/learning/training-index.html

[email protected]

Knowledge Base

You can access the Cisco Knowledge Base on the Customer Support Portal at the following URL: http://www.cisco.com/web/ironport/knowledgebase.html

Note

You need a Cisco.com User ID to access the site. If you do not have a Cisco.com User ID, you can register for one here: https://tools.cisco.com/RPF/register/register.do

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Chapter 1 Getting Started with the Cisco Email Security Appliance

Where to Find More Information

The Knowledge Base contains a wealth of information on topics related to Cisco products.

Articles generally fall into one of the following categories:

How-To. These articles explain how to do something with a Cisco product. For example, a how-to article might explain the procedures for backing up and restoring a database for an appliance.

Problem-and-Solution. A problem-and-solution article addresses a particular error or issue that you might encounter when using a Cisco product. For example, a problem-and-solution article might explain what to do if a specific error message is displayed when you upgrade to a new version of the product.

Reference. Reference articles typically provide lists of information, such as the error codes associated with a particular piece of hardware.

Troubleshooting. Troubleshooting articles explain how to analyze and resolve common issues related to Cisco products. For example, a troubleshooting article might provide steps to follow if you are having problems with DNS.

Each article in the Knowledge Base has a unique answer ID number.

Cisco Support Community

The Cisco Support Community is an online forum for Cisco customers, partners, and employees. It provides a place to discuss general email and web security issues, as well as technical information about specific Cisco products. You can post topics to the forum to ask questions and share information with other Cisco users.

Access the Cisco Support Community on the Customer Support Portal at the following URLs:

For email security and associated management: https://supportforums.cisco.com/community/netpro/security/email

For web security and associated management: https://supportforums.cisco.com/community/netpro/security/web

Cisco Customer Support

Use the following methods to obtain support:

U.S.: Call 1 (408) 526-7209 or Toll-free 1 (800) 553-2447

International: http://www.cisco.com/en/US/support/tsd_cisco_worldwide_contacts.html

Support Site: http://www.cisco.com/en/US/products/ps11169/serv_group_home.html

If you purchased support through a reseller or another supplier, please contact that supplier directly with your product support issues.

Third Party Contributors

Some software included within Cisco AsyncOS is distributed under the terms, notices, and conditions of software license agreements of FreeBSD, Inc., Stichting Mathematisch Centrum, Corporation for

National Research Initiatives, Inc., and other third party contributors, and all such terms and conditions are incorporated in Cisco license agreements.

The full text of these agreements can be found here:

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Chapter 1 Getting Started with the Cisco Email Security Appliance

Cisco Email Security Appliance Overview

https://support.ironport.com/3rdparty/AsyncOS_User_Guide-1-1.html.

Portions of the software within Cisco AsyncOS is based upon the RRDtool with the express written consent of Tobi Oetiker.

Portions of this document are reproduced with permission of Dell Computer Corporation. Portions of this document are reproduced with permission of McAfee, Inc. Portions of this document are reproduced with permission of Sophos Plc.

Cisco Welcomes Your Comments

The Cisco Technical Publications team is interested in improving the product documentation. Your comments and suggestions are always welcome. You can send comments to the following email address: [email protected]

Please include the following part number in the subject of your message: .

Cisco Email Security Appliance Overview

The Cisco AsyncOS™ operating system includes the following features:

Anti-Spam at the gateway, through the unique, multi-layer approach of SenderBase Reputation

Filters and Cisco Anti-Spam integration.

Anti-Virus at the gateway with the Sophos and McAfee Anti-Virus scanning engines.

Outbreak Filters™, Cisco’s unique, preventive protection against new virus, scam, and phishing outbreaks that can quarantine dangerous messages until new updates are applied, reducing the window of vulnerability to new message threats.

Spam Quarantine either on-box or off, providing end user access to quarantined spam and suspected spam.

Email Authentication. Cisco AsyncOS supports various forms of email authentication, including

Sender Policy Framework (SPF), Sender ID Framework (SIDF), and DomainKeys Identified Mail

(DKIM) verification of incoming mail, as well as DomainKeys and DKIM signing of outgoing mail.

Cisco Email Encryption. You can encrypt outgoing mail to address HIPAA, GLBA and similar regulatory mandates. To do this, you configure an encryption policy on the Email Security appliance and use a local key server or hosted key service to encrypt the message.

Email Security Manager, a single, comprehensive dashboard to manage all email security services and applications on the appliance. Email Security Manager can enforce email security based on user groups, allowing you to manage Cisco Reputation Filters, Outbreak Filters, Anti-Spam, Anti-Virus, and email content policies through distinct inbound and outbound policies.

On-box Quarantine areas to hold messages that violate email policies. Quarantines seamlessly interact with the Outbreak Filters feature.

On-box message tracking. AsyncOS for Email includes an on-box message tracking feature that makes it easy to find the status of messages that the Email Security appliance processes.

Mail Flow Monitoring of all inbound and outbound email that provides complete visibility into all email traffic for your enterprise.

Access control for inbound senders, based upon the sender’s IP address, IP address range, or domain.

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Chapter 1 Getting Started with the Cisco Email Security Appliance

Cisco Email Security Appliance Overview

Extensive message filtering technology allows you to enforce corporate policy and act on specific messages as they enter or leave your corporate infrastructure. Filter rules identify messages based on message or attachment content, information about the network, message envelope, message headers, or message body. Filter actions allow messages to be dropped, bounced, archived, blind carbon copied, or altered, or to generate notifications.

Message encryption via secure SMTP over Transport Layer Security ensures messages travelling between your corporate infrastructure and other trusted hosts are encrypted.

Virtual Gateway™ technology allows the Cisco appliance to function as several email gateways within a single server, which allows you to partition email from different sources or campaigns to be sent over separate IP addresses. This ensures that deliverability issues affecting one IP address do not impact others.

AsyncOS for email supports RFC 2821-compliant Simple Mail Transfer Protocol (SMTP) to accept and deliver messages.

Most reporting, monitoring, and configuration commands are available through both the web-based GUI via HTTP or HTTPS. In addition, an interactive Command Line Interface (CLI) which you access from a Secure Shell (SSH), telnet, or direct serial connection is provided for the system.

You can also set up a Security Management appliance to consolidate reporting, tracking, and quarantine management for multiple Email Security appliances.

Supported Languages

AsyncOS can display its GUI and CLI in any of the following languages:

English

French

Spanish

German

Italian

Korean

Japanese

Portuguese (Brazil)

Chinese (traditional and simplified)

Russian

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C H A P T E R

2

Overview

Web-based Graphical User Interface (GUI), page 2-1

Command Line Interface (CLI), page 2-5

Web-based Graphical User Interface (GUI)

You can administer the Cisco appliance using both the web-based Graphical User Interface (GUI) and

Command Line Interface (CLI). The GUI contains most of the functionality you need to configure and monitor the system. However, not all CLI commands are available in the GUI; some features are only available through the CLI.

Browser Requirements

To access the web-based UI, your browser must support and be enabled to accept JavaScript and cookies, and it must be able to render HTML pages containing Cascading Style Sheets (CSS).

Note

Beginning with AsyncOS 5.5, the web-based UI incorporates libraries from the Yahoo! User Interface

(YUI) Library, which is a set of utilities and controls, written in JavaScript, for building richly interactive web applications. The purpose of this change is to provide an improved user experience in the web-based

UI.

The YUI library supports the vast majority of browsers that are in general use. The YUI library also has a comprehensive, public approach to browser support and is committed to making sure that components work well in all of what are designated as "A-Grade" browsers. For more information on graded browser support, see: http://developer.yahoo.com/yui/articles/gbs/

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Web-based Graphical User Interface (GUI)

Cisco tests our web application with and recommends the following list of A-grade browsers to access the web-based UI:

Firefox 3.6

Windows XP and Vista: Internet Explorer 7 and 8

Windows 7: Internet Explorer 8 and 9, Google Chrome, Firefox 4

Mac OS X: Safari 4 and later, Firefox 4

Please note that when accessing the GUI, do not use multiple browser windows or tabs simultaneously to make changes to the Cisco appliance. Do not use concurrent GUI and CLI sessions either. Doing so will cause unexpected behavior and is not supported.

You may need to configure your browser’s pop-up blocking settings in order to use the GUI because some buttons or links in the interface will cause additional windows to open.

Accessing the GUI

By default, the system ships with HTTP enabled on the Management interface (for Cisco

C60/600/650/660/670, C30/300/350/360/370, and X1000/1050/1060/1070 appliances) or Data 1 (Cisco

C10/100/150/160) interface. For more information, see

Enabling the GUI on an Interface, page 32-1

.

To access the GUI on a brand new system, access the following URL: http://192.168.42.42

When the login page is displayed, log in to the system using the default username and password:

Factory Default Username and Password

Username:

admin

Password:

ironport

For example:

Figure 2-1 The Login Screen

On brand new (not upgraded from previous releases of AsyncOS) systems, you will automatically be redirected to the System Setup Wizard.

During the initial system setup, you choose IP addresses for interfaces and whether to run HTTP and/or

HTTPS services for those interfaces. When HTTP and/or HTTPS services have been enabled for an interface, you can use any supporting browser to view the GUI by entering the IP address or hostname of the IP interface as a URL in the location field (“address bar”) of the browser.

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Web-based Graphical User Interface (GUI)

For example: http://192.168.1.1

or https://192.168.1.1

or http://mail3.example.com

or https://mail3.example.com

Note

If HTTPS has been enabled for an interface (and HTTP requests are not being redirected to the secure service), remember to access the GUI using the “ http

s

://

” prefix.

Logging In

All users accessing the GUI must log in. Type your username and password, and then click Login to access the GUI. You must use a supported web browser. See

Browser Requirements, page 2-1 . You can

log in with the admin account or with a specific user account you have created. For more information, see

Adding Users, page 28-4 .

After you have logged in, the Monitor > Incoming Mail Overview page is displayed.

GUI Sections and Basic Navigation

The GUI consists of the following menus which correspond to functions in your Cisco appliance:

Monitor, Mail Policies, Security Services, Network, and System Administration. The following chapters will describe each section, including the tasks you perform on pages within each section.

Monitor menu

Note

Online help for the GUI is available from every page within the GUI. Click the Help > Online Help link at the top right of the page to access the online help.

You navigate among sections of the interface by clicking the menu headings for each main section

(Monitor, Mail Policies, Security Services, Network, and System Administration). Within each menu are sub-sections that further group information and activities. For example, the Security Services section contains the Anti-Spam section that lists the Anti-Spam pages. Accordingly, when referring to specific pages in the GUI, the documentation uses the menu name, followed by an arrow and then the page name.

For example, Security Services > SenderBase.

The Monitor section contain pages for the Mail Flow Monitor feature (Overview, Incoming Mail,

Outgoing Destinations, Outgoing Senders, Delivery Status, Internal Users, Content Filters, Virus

Outbreaks, Virus Types, System Capacity, System Status), Local and External Quarantines, and

Scheduled Reports features. You can also access message tracking from this menu.

Mail Policies menu

The Mail Policies section contains pages for the Email Security Manager feature (including Mail

Policies and Content Filters), the Host Access Table (HAT) and Recipient Access Table (RAT) configuration, Destination Controls, Bounce Verification, Domain Keys, Text Resources, and

Dictionaries.

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Web-based Graphical User Interface (GUI)

Security Services menu

The Security Services section contains pages to set global settings for the Anti-Spam, Anti-Virus, Cisco

Email Encryption, Outbreak Filters, and SenderBase Network Participation features. You also enable the following features from this menu: Reporting, Message Tracking, External Spam Quarantine.

Network menu

The Network section contains pages for creating and managing IP interfaces, Listeners, SMTP Routes,

DNS, Routing, Bounce Profiles, SMTP Authentication, and Incoming Relays.

System Administration menu

The System Administration section contains pages for the Trace, Alerting, User Management, LDAP,

Log Subscription, Return Addresses, System Time, Configuration File management, Feature Key

Settings, Feature Keys, Shutdown/Reboot, Upgrades, and System Setup Wizard features.

Centralized Management

If you have the Centralized Management feature and have enabled a cluster, you can browse machines in the cluster, create, delete, copy, and move settings among clusters, groups, and machines (that is, perform the equivalent of the clustermode

and clusterset

commands) from within the GUI.

For more information, see Administering a Cluster from the GUI, page 35-16 .

The Commit Changes Button

The commit model in the GUI matches the same “explicit commit” model as used in the CLI. For more information, see

Committing Configuration Changes, page 2-9

. As you make configuration changes in the GUI, you now must explicitly commit those changes by clicking the Commit Changes button. This button displays when you have uncommitted changes that need to be saved.

Figure 2-2 The Commit Changes Button

Clicking the Commit Changes button displays a page where you can add a comment and commit the changes, abandon all changes made since the most recent commit (the equivalent of the clear

command in the CLI; see

Clearing Configuration Changes, page 2-10 ), or cancel.

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Chapter 2 Overview

Figure 2-3 Confirming Committed Changes

Command Line Interface (CLI)

Viewing Active Sessions

From the GUI, you can view all users currently logged into the Email Security appliance and information about their sessions.

To view these active sessions, click Options > Active Sessions at the top right of the page.

From the Active Sessions page you can view the user name, the user role, the time the user logged in, idle time, and whether the user is logged in from the command line or the GUI.

Figure 2-4 Active Sessions

Command Line Interface (CLI)

The Cisco AsyncOS Command Line Interface is an interactive interface designed to allow you to configure and monitor the Cisco appliance. The commands are invoked by entering the command name with or without any arguments. If you enter the command without arguments, the command prompts you for the required information.

The Command Line Interface is accessible via SSH or Telnet on IP interfaces that have been configured with these services enabled, or via terminal emulation software on the serial port. By factory default,

SSH and Telnet are configured on the Management port. Use the interfaceconfig command to disable these services.

For more information about specific CLI commands, see the Cisco AsyncOS CLI Reference Guide.

Command Line Interface Conventions

This section describes the rules and conventions of the AsyncOS CLI.

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Command Line Interface (CLI)

Command Prompt

The top-level command prompt consists of the fully qualified hostname, followed by the greater than (

>

) symbol, followed by a space. For example: mail3.example.com>

If the appliance has been configured as part of a cluster with the Centralized Management feature, the prompt in the CLI changes to indicate the current mode. For example:

(Cluster Americas) > or

(Machine losangeles.example.com) >

See

Centralized Management, page 2-4

for more information.

When running commands, the CLI requires input from you. When the CLI is expecting input from you, the command prompt shows the default input enclosed in square brackets (

[]

) followed by the greater than (

>

) symbol. When there is no default input, the command-prompt brackets are empty.

For example:

Please create a fully-qualified hostname for this Gateway

(Ex: "mail3.example.com"):

[]> mail3.example.com

When there is a default setting, the setting is displayed within the command-prompt brackets. For example:

Ethernet interface:

1. Data 1

2. Data 2

3. Management

[1]> 1

When a default setting is shown, typing Return is equivalent to typing the default:

Ethernet interface:

1. Data 1

2. Data 2

3. Management

[1]> (type Return)

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Command Line Interface (CLI)

Command Syntax

When operating in the interactive mode, the CLI command syntax consists of single commands with no white spaces and no arguments or parameters. For example: mail3.example.com> systemsetup

Select Lists

Yes/No Queries

When given a yes or no option, the question is posed with a default in brackets. You may answer

Y

,

N

,

Yes

, or

No

. Case is not significant.

For example:

Do you want to enable FTP on this interface? [Y]> n

Subcommands

When you are presented with multiple choices for input, some commands use numbered lists. Enter the number of the selection at the prompt.

For example:

Log level:

1. Error

2. Warning

3. Information

4. Debug

5. Trace

[3]> 3

Some commands give you the opportunity to use subcommands. Subcommands include directives such as

NEW

,

EDIT

, and

DELETE

. For the

EDIT

and

DELETE

functions, these commands provide a list of the records previously configured in the system.

For example: mail3.example.com> interfaceconfig

Currently configured interfaces:

1. Management (192.168.42.42/24: mail3.example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

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Chapter 2 Overview

Command Line Interface (CLI)

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]>

Within subcommands, typing Enter or Return at an empty prompt returns you to the main command.

Escape

You can use the Control-C keyboard shortcut at any time within a subcommand to immediately exit return to the top level of the CLI.

History

The CLI keeps a history of all commands you type during a session. Use the Up and Down arrow keys on your keyboard, or the Control-P and Control-N key combinations, to scroll through a running list of the recently-used commands. mail3.example.com> (type the Up arrow key) mail3.example.com> interfaceconfig (type the Up arrow key) mail3.example.com> topin (type the Down arrow key)

Command Completion

The Cisco AsyncOS CLI supports command completion. You can type the first few letters of some commands followed by the Tab key, and the CLI completes the string for unique commands. If the letters you entered are not unique among commands, the CLI “narrows” the set. For example: mail3.example.com> set (type the Tab key) setgateway, sethostname, settime, settz mail3.example.com> seth (typing the Tab again completes the entry with sethostname)

For both the history and file completion features of the CLI, you must type Enter or Return to invoke the command.

Configuration Changes

You can make configuration changes to Cisco AsyncOS while email operations proceed normally.

Configuration changes will not take effect until you:

1.

2.

3.

Issue the commit

command at the command prompt.

Give the commit

command the input required.

Receive confirmation of the commit

procedure at the CLI.

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Command Line Interface (CLI)

Changes to configuration that have not been committed will be recorded but not put into effect until the commit

command is run.

Note

Not all commands in AsyncOS require the commit

command to be run. See the Cisco AsyncOS

CLI Reference Guide for a summary of commands that require commit to be run before their changes take effect.

Exiting the CLI session, system shutdown, reboot, failure, or issuing the clear

command clears changes that have not yet been committed.

General Purpose CLI Commands

This section describes the commands used to commit or clear changes, to get help, and to quit the command-line interface.

Committing Configuration Changes

The commit

command is critical to saving configuration changes to the Cisco appliance. Many configuration changes are not effective until you enter the commit

command. (A few commands do not require you to use the commit

command for changes to take effect. The commit

command applies configuration changes made to Cisco AsyncOS since the last commit

command or the last clear command was issued. You may include comments up to 255 characters. Changes are not verified as committed until you receive confirmation along with a timestamp.

Entering comments after the commit command is optional.

mail3.example.com> commit

Please enter some comments describing your changes:

[]> Changed "psinet" IP Interface to a different IP address

Changes committed: Wed Jan 01 12:00:01 2003

Note

To successfully commit changes, you must be at the top-level command prompt. Type Return at an empty prompt to move up one level in the command line hierarchy.

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Chapter 2 Overview

Command Line Interface (CLI)

Clearing Configuration Changes

The clear

command clears any changes made to the Cisco AsyncOS configuration since the last commit or clear

command was issued. mail3.example.com> clear

Are you sure you want to clear all changes since the last commit? [Y]> y

Changes cleared: Mon Jan 01 12:00:01 2003 mail3.example.com>

Rolling Back Configuration Changes

The rollbackconfig

command lists the last ten commited configurations and allows you to select one to which you want to roll back.

Only administrators can use this command.

Note

This command does not work on clustered appliances. The appliance will not restore the configurations if you revert the appliance to an earlier version of AsyncOS.

mail.example.com>

rollbackconfig

Previous Commits :

Committed On User Description

---------------------------------------------------------------------------------

1. Wed Sep 19 22:03:10 2012 admin Enabled anti-spam

2. Wed Sep 19 21:51:14 2012 admin Updated envelope encry...

3. Wed Sep 19 18:50:41 2012 admin

Enter the number of the config to revert to.

[]> 1

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Command Line Interface (CLI)

Reverted to Wed Sep 19 18:50:41 2012 admin

Do you want to commit this configuration now? [N]> y

Committed the changes successfully

Quitting the Command Line Interface Session

The quit

command logs you out of the CLI application. Configuration changes that have not been committed are cleared. The quit

command has no effect on email operations. Logout is logged into the log files. (Typing exit

is the same as typing quit.) mail3.example.com> quit

Configuration changes entered but not committed. Exiting will lose changes.

Type 'commit' at the command prompt to commit changes.

Are you sure you wish to exit? [N]> Y

Seeking Help on the Command Line Interface

The help

command lists all available CLI commands and gives a brief description of each command.

The help

command can be invoked by typing either help

or a single question mark (

?

) at the command prompt.

mail3.example.com> help

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Command Line Interface (CLI)

Chapter 2 Overview

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C H A P T E R

3

Setup and Installation

Installation Planning, page 3-1

Physically Connecting the Cisco Appliance to the Network, page 3-4

Preparing for System Setup, page 3-6

Using the System Setup Wizard, page 3-11

Verifying Your Configuration and Next Steps, page 3-34

Installation Planning

Review Information That Impacts Planning Decisions

If you are configuring a virtual Email Security appliance, please see the Cisco Virtual Security

Appliance Installation Guide before continuing with this chapter.

If you are configuring a Cisco M-Series appliance, please see

Chapter 38, “Centralizing Services on a Cisco Content Security Management Appliance”

.

We recommend reviewing

Chapter 4, “Understanding the Email Pipeline” before installing, as some

features and functions may affect the placement of the appliance within your infrastructure.

Plan to Place the Cisco Appliance at the Perimeter of Your Network

Your Email Security appliance is designed to serve as your SMTP gateway, also known as a mail exchange (MX). For best results, some features require the appliance to be the first machine with an IP address that is directly accessible to the Internet (that is, it is an external IP address) for sending and receiving email.

The per-recipient reputation filtering, anti-spam, anti-virus, and Virus Outbreak Filter features (see

SenderBase Reputation Service, page 6-1

, IronPort Anti-Spam Filtering, page 13-3 ,

Sophos Anti-Virus

Filtering, page 12-2

, and Outbreak Filters, page 14-1

) are designed to work with a direct flow of messages from the Internet and from your internal network. You can configure the appliance for policy enforcement (

Overview of Defining Which Hosts Are Allowed to Connect, page 7-1

) for all email traffic to and from your enterprise.

Cisco AsyncOS 8.0.2 for Email User Guide

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Chapter 3 Setup and Installation

Installation Planning

Ensure that the Cisco appliance is both accessible via the public Internet and is the “first hop” in your email infrastructure. If you allow another MTA to sit at your network’s perimeter and handle all external connections, then the Email Security appliance will not be able to determine the sender’s IP address. The sender’s IP address is needed to identify and distinguish senders in the Mail Flow Monitor, to query the

SenderBase Reputation Service for the sender’s SenderBase Reputation Score (SBRS), and to improve the efficacy of the Cisco Anti-Spam and Outbreak Filters features.

Note

If you cannot configure the appliance as the first machine receiving email from the Internet, you can still exercise some of the security services available on the appliance. For more information, see

Determining

Sender IP Address In Deployments with Incoming Relays, page 13-13 .

When you use the Cisco appliance as your SMTP gateway:

The Mail Flow Monitor feature (see

Chapter 26, “Using Email Security Monitor” ) offers complete

visibility into all email traffic for your enterprise from both internal and external senders.

LDAP queries (see

Chapter 22, “LDAP Queries” ) for routing, aliasing, and masquerading can

consolidate your directory infrastructure and provide for simpler updates.

Familiar tools like alias tables (see

Creating Alias Tables, page 21-7

), domain-based routing (

The

Domain Map Feature, page 21-27

), and masquerading (

Configuring Masquerading, page 21-15

) make the transition from Open-Source MTAs easier.

Register the Cisco Appliance in DNS

Malicious email senders actively search public DNS records to hunt for new victims. In order to utilize the full capabilities of Cisco Anti-Spam, Outbreak Filters, McAfee Antivirus and Sophos Anti-Virus, ensure that the Cisco appliance is registered in DNS.

To register the Cisco appliance in DNS, create an A record that maps the appliance’s hostname to its IP address, and an MX record that maps your public domain to the appliance’s hostname. You must specify a priority for the MX record to advertise the Cisco appliance as either a primary or backup MTA for your domain.

In the following example, the Cisco appliance (ironport.example.com) is a backup MTA for the domain example.com, since its MX record has a higher priority value (20). In other words, the higher the numeric value, the lower the priority of the MTA.

$ host -t mx example.com

example.com mail is handled (pri=10) by mail.example.com

example.com mail is handled (pri=20) by ironport.example.com

By registering the Cisco appliance in DNS, you will attract spam attacks regardless of how you set the

MX record priority. However, virus attacks rarely target backup MTAs. Given this, if you want to evaluate an anti-virus engine to its fullest potential, configure the Cisco appliance to have an MX record priority of equal or higher value than the rest of your MTAs.

Installation Scenarios

You can install your Cisco appliance into your existing network infrastructure in several ways.

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Installation Planning

Most customers’ network configurations are represented in the following scenarios. If your network configuration varies significantly and you would like assistance planning an installation, please contact

Cisco Customer Support (see Cisco Customer Support, page 1-6

).

Configuration Overview

The following figure shows the typical placement of the Cisco appliance in an enterprise network environment:

In some scenarios, the Cisco appliance resides inside the network “DMZ,” in which case an additional firewall sits between the Cisco appliance and the groupware server.

The following network scenarios are described:

Behind the Firewall: two listeners configuration (

Figure 3-1 on page 3-5 )

Choose the configuration that best matches your infrastructure. Then proceed to the next section,

Preparing for System Setup, page 3-6 .

Incoming

Incoming mail is accepted for the local domains you specify.

All other domains are rejected.

External systems connect directly to the Cisco appliance to transmit email for the local domains, and the Cisco appliance relays the mail to the appropriate groupware servers (for example, Exchange™,

Groupwise™, Domino™) via SMTP routes. (See

Routing Email for Local Domains, page 21-1

.)

Outgoing

Outgoing mail sent by internal users is routed by the groupware server to the Cisco appliance.

The Cisco appliance accepts outbound email based on settings in the Host Access Table for the private listener. (For more information, see

Working with Listeners, page 5-2

.)

Ethernet Interfaces

Only one of the available Ethernet interfaces on the Cisco appliance is required in these configurations.

However, you can configure two Ethernet interfaces and segregate your internal network from your external Internet network connection.

For more information about assigning multiple IP addresses to the available interfaces, see

Configuring

Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology, page 21-55

and

Appendix B, “Assigning Network and IP Addresses” .

Note

The Cisco X1060/1070, C660/670, and C360/370 Email Security appliances have three available

Ethernet interfaces by default. The Cisco C160/170 Email Security appliances have two available

Ethernet interfaces.

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Advanced Configurations

In addition to the configurations shown in

Figure 3-1 and

Figure 3-2

, you can also configure:

Multiple Cisco appliances using the Centralized Management feature. See Chapter 35, “Centralized

Management Using Clusters.”

Redundancy at the network interface card level by “teaming” two of the Ethernet interfaces on Cisco

appliances using the NIC Pairing feature. See Chapter 33, “Advanced Network Configuration.”

Firewall Settings (NAT, Ports)

SMTP and DNS services must have access to the Internet. Other services may also require open firewall ports. For details, see

Appendix D, “Firewall Information” .

Physically Connecting the Cisco Appliance to the Network

Configuration Scenarios

The typical configuration scenario for the Cisco appliance is as follows:

Interfaces - Only one of the three available Ethernet interfaces on the Cisco appliance is required for most network environments. However, you can configure two Ethernet interfaces and segregate your internal network from your external Internet network connection.

Public Listener (incoming email) - The public listener receives connections from many external hosts and directs messages to a limited number of internal groupware servers.

Accepts connections from external mail hosts based on settings in the Host Access Table (HAT).

By default, the HAT is configured to ACCEPT connections from all external mail hosts.

Accepts incoming mail only if it is addressed for the local domains specified in the Recipient

Access Table (RAT). All other domains are rejected.

Relays mail to the appropriate internal groupware server, as defined by SMTP Routes.

Private Listener (outgoing email) - The private listener receives connections from a limited number of internal groupware servers and directs messages to many external mail hosts.

Internal groupware servers are configured to route outgoing mail to the Cisco C- or X-Series appliance.

The Cisco appliance accepts connections from internal groupware servers based on settings in the HAT. By default, the HAT is configured to RELAY connections from all internal mail hosts.

Segregating Incoming and Outgoing Mail

You can segregate incoming and outgoing email traffic over separate listeners and on separate IP addresses. You can use Internet Protocol version 4 (IPv4) and version 6 (IPv6) addresses. However, the

System Setup Wizard on the appliance supports initial configuration of the following configurations:

2 separate listeners on 2 logical IPv4 and 2 IPv6 addresses configured on separate physical interfaces

segregates incoming and outgoing traffic

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you can assign an IPv4 and an IPv6 address to each listener

1 listener on 1 logical IPv4 address configured on one physical interface

combines both incoming and outgoing traffic

you can assign both an IPv4 and an IPv6 address to the listener

Configuration worksheets for both one and two listener configurations are included below (see

Gathering the Setup Information, page 3-9 ). Most configuration scenarios are represented by one of the

following three figures.

Figure 3-1 Behind the Firewall Scenario / 2 Listeners Configuration

Firewall

Internet

SMTP

Public Listener:

“InboundMail”

Notes:

2 Listeners

2 IPv4 addresses

2 IPv6 addresses

1 or 2 Ethernet interfaces (only 1 interface shown)

SMTP routes configured

Inbound Listener: “InboundMail” (public)

IPv4 address: 1.2.3.4

IPv6 address:

2001:0db8:85a3::8a2e:0370:7334

IPv6:

2001:0db8:85a3::8a2e:0370:733

Ethernet interface: Data 2

Ethernet interface: Data 2

IP interface: PublicNet (e.g. 1.2.3.5)

Listener on the Data2 interface listens on port 25

HAT (accept ALL)

RAT (accept mail for local domains; reject

ALL)

Outbound Listener: “OutboundMail” (private)

IP address: 1.2.3.5

Private Listener:

“OutboundMail”

IPv6 address:

2001:0db8:85a3::8a2e:0370:7335

Listener on the Data2 interface listens on port 25

Groupware server

(Exchange™, Domino™,

Groupwise™)

HAT (relay for local domains; reject ALL)

DNS can be configured to use Internet Root servers or internal DNS servers

SMTP routes direct mail to proper groupware server

Firewall ports opened for appropriate services to and from the Cisco appliance

Groupware Client

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Figure 3-2 One Listener Configuration

Internet

Firewall

SMTP

Public Listener:

“AllMail”

IP interface: PublicNet (e.g. 1.2.3.4)

Ethernet interface: Data 1

Groupware server

(Exchange™, Domino™,

Groupwise™)

Notes:

1 Listener

1 IP addresses

1 Ethernet interface

SMTP routes configured

Inbound Listener: “InboundMail” (public)

IP address: 1.2.3.4

Listener on the Data2 interface listens on port 25

HAT (accept ALL) includes entries for

Groupware servers in RELAYLIST

RAT (accept mail for local domains; reject

ALL)

DNS can be configured to use Internet Root servers or internal DNS servers

SMTP routes direct mail to proper groupware server

Firewall ports opened for appropriate services to and from the Cisco appliance

Preparing for System Setup

Step 1

Step 2

Step 3

Do This

Determine how you will connect to the appliance.

Determine network and IP address assignments.

More Information

See Determine Method for Connecting to the Appliance, page 3-7

Determining Network and IP Address Assignments, page 3-8

If you have already cabled your appliance to your network, ensure that the default IP address for the Cisco appliance does not conflict with other

IP addresses on your network.

Gather information about your system setup.

See Gathering the Setup Information, page 3-9 .

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Step 4

Step 5

Step 6

Step 7

Step 8

Do This

Review the latest product release notes for your appliance.

More Information

Release notes are available from the link in page 1-5 .

Documentation,

Unpack the appliance, physically install it in a rack, and turn it on.

Access the appliance using the web interface or the command line interface

(CLI)

See Quickstart Guide for your appliance. This guide is

available from the link in Documentation, page 1-5

.

Launch a web browser and enter the IP address of the appliance. or

If you are setting up a virtual Email

Security appliance, load your virtual appliance license.

Configure basic settings for your system.

See Running the Command Line Interface (CLI) System

Setup Wizard, page 3-21 )

Use the loadlicense

command. For more information, see the Cisco Virtual Security Appliance Installation Guide

available from the link in Documentation, page 1-5

.

See

Using the System Setup Wizard, page 3-11

Determine Method for Connecting to the Appliance

To successfully set up the Cisco appliance in your environment, you must gather important network information from your network administrator about how you would like to connect the Cisco appliance to your network.

Connecting to the Appliance

During the initial setup, you can connect to the appliance in one of two ways:

Table 3-1 Options for Connecting to the Appliance

Ethernet

Serial

An Ethernet connection between a PC and the network and between the network and the Cisco Management port. The IPv4 address that has been assigned to the

Management port by the factory is

192.168.42.42

. This is the easiest way to connect if it works with your network configuration.

A serial communications connection between the PC and the Cisco Serial Console port. If you cannot use the Ethernet method, a straight serial-to-serial connection between the computer and the appliance will work until alternate network settings can be applied to the Management port. For pinout information, see

Accessing the

Email Security appliance via a Serial Connection, page A-4

. The communications settings for the serial port are:

Bits per second: 9600

Data bits: 8

Parity: None

Stop bits: 1

Flow control: Hardware

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Note

Keep in mind that the initial connection method is not final. This process applies only for the initial configuration. You can change network settings at a later time to allow different connection methods.

(See

Appendix A, “Accessing the Appliance” for more information.) You can also create multiple user

accounts with differing administrative privileges to access the appliance. (For more information, see

Adding Users, page 28-4

.)

Determining Network and IP Address Assignments

You can use both IPv4 and IPv6 addresses.

Default IP Addresses for Management and Data Ports

The IP address that is pre-configured on the Management port (on Cisco X1060/1070, C660/670, and

C360/370 appliances) or the Data 1 port (on Cisco C160/170 appliances) is

192.168.42.42

.

Choosing Network Connections to Receive and Deliver Email

Most users take advantage of the two Data Ethernet ports on the Cisco appliance by connecting to two networks from the appliance:

The private network accepts and delivers messages to your internal systems.

The public network accepts and delivers messages to the Internet.

Other users may want to use only one Data port serving both functions. Although the Management

Ethernet port can support any function, it is preconfigured for access to the graphical user interface and the command line interface.

Binding Logical IP Addresses to Physical Ethernet Ports

You can segregate incoming and outgoing email traffic over separate listeners and on separate IP addresses. You can use Internet Protocol version 4 (IPv4) and version 6 (IPv6) addresses. However, the

System Setup Wizard on the appliance supports initial configuration of the following configurations:

2 separate listeners on 2 logical IPv4 and 2 IPv6 addresses configured on separate physical interfaces

segregates incoming and outgoing traffic you can assign an IPv4 and an IPv6 address to each listener

1 listener on 1 logical IPv4 address configured on one physical interface

combines both incoming and outgoing traffic

you can assign both an IPv4 and an IPv6 address to the listener

The Email Security appliance can support both IPv4 and IPv6 addresses on single listener. The listener will accept mail on both the addresses. All settings on a listener apply to both IPv4 and IPv6 addresses.

Choosing Network Settings for Your Connections

You will need the following network information about each Ethernet port that you choose to use:

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IP address (IPv4 or IPv6 or both)

Netmask for IPv4 address in CIDR format

Prefix for IPv6 address in CIDR format

In addition, you will need the following information about your overall network:

IP address of the default router (gateway) on your network

IP address and hostname of your DNS servers (not required if you want to use Internet root servers)

Hostname or IP address of your NTP servers (not required if you want to use Cisco’s time servers)

See

Appendix B, “Assigning Network and IP Addresses”

for more information.

Note

If you are running a firewall on your network between the Internet and the Cisco appliance, it may be necessary to open specific ports for the Cisco appliance to work properly. See

Appendix D, “Firewall

Information” for more information.

Gathering the Setup Information

Now that you understand the requirements and strategies when making the necessary selections in the

System Setup Wizard, use the following tables to gather information about your system setup while reading this section.

See Appendix B, “Assigning Network and IP Addresses” for more detailed information on network and

IP addresses. See

Chapter 38, “Centralizing Services on a Cisco Content Security Management

Appliance”

if you are configuring a Cisco M-Series appliance.

Table 3-2 System Setup Worksheet: 2 Listeners for Segregating Email Traffic

System Settings

Default System Hostname:

Email System Alerts To:

Deliver Scheduled Reports To:

Time Zone Information:

NTP Server:

Admin Password:

SenderBase Network Participation:

AutoSupport:

Network Integration

Gateway:

DNS (Internet or Specify Own):

Enable / Disable

Enable / Disable

Interfaces

Data 1 Port

IPv4 Address / Netmask:

IPv6 Address / Prefix:

Fully Qualified Hostname:

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Table 3-2 System Setup Worksheet: 2 Listeners for Segregating Email Traffic (continued)

Accept Incoming Mail:

Relay Outgoing Mail:

Domain

System

Destination

Data 2 Port

IPv4 Address / Netmask:

IPv6 Address / Prefix:

Fully Qualified Hostname:

Accept Incoming Mail:

Relay Outgoing Mail:

Domain

System

Destination

Management Port

IP Address:

Network Mask:

IPv6 Address:

Prefix:

Fully Qualified Hostname:

Accept Incoming Mail:

Relay Outgoing Mail:

Message Security

SenderBase Reputation Filtering:

Anti-Spam Scanning Engine

McAfee Anti-Virus Scanning Engine

Sophos Anti-Virus Scanning Engine

Outbreak Filters

Domain

System

Enable / Disable

None / IronPort

Enable / Disable

Enable / Disable

Enable / Disable

Table 3-3 System Setup Worksheet: 1 Listener for All Email Traffic

System Settings

Default System Hostname:

Email System Alerts To:

Deliver Scheduled Reports To:

Time Zone:

NTP Server:

Admin Password:

SenderBase Network Participation:

AutoSupport:

Network Integration

Gateway:

Enable / Disable

Enable / Disable

Destination

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Table 3-3 System Setup Worksheet: 1 Listener for All Email Traffic (continued)

DNS (Internet or Specify Own):

Interfaces

Data2 Port

IPv4 Address / Netmask:

IPv6 Address / Prefix:

Fully Qualified Hostname:

Accept Incoming Mail:

Domain Destination

Relay Outgoing Mail:

Data1 Port

IPv4 Address / Netmask:

IPv6 Address / Prefix:

Fully Qualified Hostname:

Message Security

SenderBase Reputation Filtering:

Anti-Spam Scanning Engine

McAfee Anti-Virus Scanning Engine

Sophos Anti-Virus Scanning Engine

Outbreak Filters

System

Enable / Disable

None / IronPort

Enable / Disable

Enable / Disable

Enable / Disable

Using the System Setup Wizard

You must use the System Setup Wizard for the initial setup in order to ensure a complete configuration.

Later, you can configure custom options not available in the System Setup Wizard.

You can run the System Setup Wizard using a browser or the command line interface (CLI). For more information, see

Accessing the Web-Based Graphical User Interface (GUI), page 3-12

or Running the

Command Line Interface (CLI) System Setup Wizard, page 3-21

.

Before you begin, complete the prerequisites at

Preparing for System Setup, page 3-6

.

Warning

If you are setting up a virtual Email Security appliance, you will have to use the loadlicense command to load your virtual appliance license before running the System Setup Wizard. See the

Cisco Virtual Security Appliance Installation Guide for more information.

Warning

The System Setup Wizard will completely reconfigure your system. You should only use the System

Setup Wizard the very first time you install the appliance, or if you want to completely overwrite your existing configuration.

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Caution

The Cisco appliance ships with a default IP address of

192.168.42.42

on the Management port of all systems except C160/C170 systems, which use theData 1 port instead. Before connecting the Cisco appliance to your network, ensure that no other device’s IP address conflicts with this factory default setting. If you are configuring a Cisco M-Series appliance, please see

Centralizing Services on a Cisco

Content Security Management Appliance, page 38-1

.

If you are connecting multiple factory-configured Cisco appliances to your network, add them one at a time, reconfiguring each Cisco appliance’s default IP address as you go.

Accessing the Web-Based Graphical User Interface (GUI)

To access the web-based Graphical User Interface (GUI), open your web browser and point it to

192.168.42.42.

The login screen is displayed:

Figure 3-3 Logging in to the Appliance

Log in to the appliance by entering the username and password below.

Factory Default Username and Password

Username:

admin

Password:

ironport

Note

If your session times out, you will be asked to re-enter your username and password. If your session times out while you are running the System Setup Wizard, you will have to start over again.

Defining Basic Configuration Using the Web-Based System Setup Wizard

Procedure

Step 1

Launch the System Setup Wizard

Log in to the graphical user interface as described in

Accessing the Web-Based Graphical User

Interface (GUI), page 3-12 .

On brand new (not upgraded from previous releases of AsyncOS) systems, your browser will automatically be redirected to the System Setup Wizard.

Otherwise, on the System Administration tab, click System Setup Wizard in the list of links on the left.

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Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Start

Read and accept the license agreement

System

Setting the hostname of the appliance

Configuring alert settings, report delivery settings, and AutoSupport

Setting the system time settings, and NTP server

Resetting the admin password

Enabling SenderBase Network participation

Network

Defining the default router and DNS settings

Enabling and configuring network interfaces, including:

Configuring incoming mail (inbound listener)

Defining SMTP routes (optional)

Configuring outgoing mail (outbound listener) and defining systems allowed to relay mail through the appliance (optional)

Security

Enabling SenderBase Reputation Filtering

Enabling the Anti-Spam service

Enabling the Cisco Spam Quarantine

Enabling the Anti-Virus service

Enabling the Outbreak Filters service

Review

Reviewing your setup and installing the configuration

At the end of the process, you are prompted to

Commit the changes you have made.

Your changes will not take effect until they have been committed.

Step 1: Start

Begin by reading the license agreement. Once you have read and agreed to the license agreement, check the box indicating that you agree and then click Begin Setup to proceed.

You can also view the text of the agreement here: https://support.ironport.com/license/eula.html

Step 2: System

Setting the Hostname

Define the fully-qualified hostname for the Cisco appliance. This name should be assigned by your network administrator.

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Configuring System Alerts

Cisco AsyncOS sends alert messages via email if there is a system error that requires the user’s intervention. Enter the email address (or addresses) to which to send those alerts.

You must add at least one email address that receives System Alerts. Enter a single email address, or separate multiple addresses with commas. The email recipients initially receive all types of alerts at all levels, except for Directory Harvest Attack Prevention alerts. You can add more granularity to the alert configuration later. For more information, see

Alerts, page 29-24 .

Configuring Report Delivery

Enter the address to which to send the default scheduled reports. If you leave this value blank, the scheduled reports are still run. They will be archived on the appliance rather than delivered.

Setting the Time

Set the time zone on the Cisco appliance so that timestamps in message headers and log files are correct.

Use the drop-down menus to locate your time zone or to define the time zone via GMT offset (see

Selecting a GMT Offset, page 29-51

for more information).

You can set the system clock time manually later, or you can use the Network Time Protocol (NTP) to synchronize time with other servers on your network or the Internet. By default, one entry to the Cisco

Systems time servers ( time.ironport.com

) to synchronize the time on your Cisco appliance is already configured.

Setting the Password

Set the password for the admin account. This is a required step. When changing the password for the

Cisco AsyncOS admin account, the new password must be six characters or longer. Be sure to keep the password in a secure location.

Participating in SenderBase Network

SenderBase is an email reputation service designed to help email administrators research senders, identify legitimate sources of email, and block spammers.

If you agree to participate in the SenderBase Network, Cisco will collect aggregated email traffic statistics about your organization. This includes only summary data on message attributes and information on how different types of messages were handled by Cisco appliances. For example, Cisco does not collect the message body or the message subject. Personally identifiable information or information that identifies your organization will be kept confidential. To learn more about SenderBase, including examples of the data collected, follow the Click here for more information about what data

is being shared… link (see

Frequently Asked Questions, page 31-2

).

To participate in the SenderBase Network, check the box next to “Allow IronPort to gather anonymous statistics on email and report them to SenderBase in order to identify and stop email-based threats” and click Accept.

See

Chapter 31, “SenderBase Network Participation” for more information.

Enabling AutoSupport

The Cisco AutoSupport feature (enabled by default) keeps the Cisco Customer Support team aware of issues with your Cisco appliance so that we can provide better support to you. (For more information, see

Cisco AutoSupport, page 29-26

.)

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Click Next to continue.

Step 3: Network

In Step 3, you define the default router (gateway) and configure the DNS settings, and then set up the appliance to receive and or relay email by configuring the Data 1, Data 2, and Management interfaces.

Configuring DNS and Default Gateway

Type the IP address of the default router (gateway) on your network. You can use an IPv4 address, an

IPv6 address, or both.

Next, configure the DNS (Domain Name Service) settings. Cisco AsyncOS contains a high-performance internal DNS resolver/cache that can query the Internet’s root servers directly, or the system can use

DNS servers you specify. If you choose to use your own servers, you will need to supply the IP address and hostname of each DNS server. You can enter up to four DNS servers via the System Setup Wizard.

Please note that DNS servers you enter will have an initial priority of 0. For more information, see

Configuring Domain Name System (DNS) Settings, page 29-47 .

Note

The appliance requires access to a working DNS server in order to perform DNS lookups for incoming connections. If you cannot specify a working DNS server that is reachable by the appliance while you are setting up the appliance, a workaround is to either select “Use Internet Root DNS Servers” or to specify, temporarily, the IP address of the Management interface so that you can complete the System

Setup Wizard.

Configuring Network Interfaces

Your Cisco appliance has network interfaces that are associated with the physical ports on the machine.

For example, on C660/670, C360/370, and X1060/1070 appliances, three physical Ethernet interfaces are available. On C160/170 appliances, two physical Ethernet interfaces are available.

To use an interface, mark the “Enable” checkbox and then specify an IP address, network mask, and fully qualified hostname. The IP address you enter should be the address intended for your inbound mail as reflected in your DNS records. Typically this address would have an MX record associated with it in

DNS. You can use an IPv4 address, an IPv6 address, or both. If you use both, the interface will accept both types of connections.

Each interface can be configured to accept mail (incoming), relay email (outgoing), or appliance management. During setup, you are limited to one of each. Typically, you would use one interface for incoming, one for outgoing, and one for appliance management. On the C160/170 appliances, you would typically use one interface for both incoming and outgoing mail, and the other interface for management.

You must configure one interface to receive email.

Assign and configure a logical IP address to one of the physical Ethernet interfaces on the appliance. If you decide to use both the Data 1 Ethernet port and the Data 2 Ethernet port, you need this information for both connections.

C660/670, C360/370, and X1060/1070 customers: Cisco recommends using one of the physical

Ethernet ports to connect directly to the Internet for the purposes of receiving inbound email through public listeners, and using another physical Ethernet port to connect directly to your internal network for the purposes of relaying outbound email through private listeners.

C160/170 customers: Typically, the System Setup Wizard will configure only one physical Ethernet port with one listener for both receiving inbound email and relaying outbound email.

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See

Binding Logical IP Addresses to Physical Ethernet Ports, page 3-8

.

The following information is required:

The IP address assigned by your network administrator. This can be an IPv4 address, an IPv6 address, or both.

For IPv4 addresses: the netmask of the interface. AsyncOS only accepts a netmask in CIDR format.

For example,

/24

for the

255.255.255.0

subnet.

For IPv6 addresses: the prefix in CIDR format. For example

/64

for a 64-bit prefix.

(optional) A fully-qualified hostname for the IP address.

Note

IP addresses within the same subnet cannot be configured on separate physical Ethernet interfaces. See

Appendix B, “Assigning Network and IP Addresses” for more detailed information on Network and IP

Address configuration.

Accepting Mail

When configuring your interfaces to accept mail, you define:

the domain for which to accept mail

destination (SMTP Route) for each domain, this is optional

Mark the checkbox for Accept Incoming Mail to configure the interface to accept mail. Enter the name of the domain for which to accept mail.

Enter the Destination. This is the SMTP Route or name of the machine(s) where you would like to route email for the domains specified.

This is the first SMTP Routes entry. The SMTP Routes table allows you to redirect all email for each domain (also known as a Recipient Access Table (RAT) entry) you enter to a specific mail exchange

(MX) host. In typical installations, the SMTP Routes table defines the specific groupware (for example,

Microsoft Exchange) server or the “next hop” in the email delivery for your infrastructure.

For example, you can define a route that specifies that mail accepted for the domain example.com

and all of its subdomains

.example.com

is routed the to the groupware server exchange.example.com

.

You can enter multiple domains and destinations. Click Add Row to add another domain. Click the trash can icon to remove a row.

Note

Configuring SMTP Routes in this step is optional. If no SMTP routes are defined, the system will use

DNS to lookup and determine the delivery host for the incoming mail received by the listener. (See

Routing Email for Local Domains, page 21-1 .)

You must add at least one domain to the Recipient Access Table. Enter a domain — example.com

, for example. To ensure that mail destined for any subdomain of example.net

will match in the Recipient

Access Table, enter

.example.net

as well as the domain name. For more information, see

Defining

Recipient Addresses, page 8-3

.

Relaying Mail (Optional)

When configuring your interfaces to relay mail, you define the systems allowed to relay email through the appliance.

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These are entries in the RELAYLIST of the Host Access Table for a listener. See

Sender Group Syntax, page 7-4

for more information.

Mark the check box for Relay Outgoing Mail to configure the interface to relay mail. Enter the hosts that may relay mail through the appliance.

When you configure an interface to relay outbound mail, the System Setup Wizard turns on SSH for the interface as long as no public listeners are configured to use the interface.

In the following example, two interfaces with IPv4 addresses are created:

192.168.42.42 remains configured on the Management interface.

192.168.1.1 is enabled on the Data 1 Ethernet interface. It is configured to accept mail for domains ending in .example.com and an SMTP route is defined for exchange.example.com.

192.168.2.1 is enabled on the Data 2 Ethernet interface. It is configured to relay mail from exchange.example.com.

Note

The following example pertains to X1060/1070, C660/670, and C360/370 appliances. For C160/170 appliances, the Data 2 interface is typically configured for both incoming and outgoing mail while the

Data 1 interface is used for appliance management (see

C160/170 Installations, page 3-17 ).

Figure 3-4 Network Interfaces: 2 Interfaces in Addition to Management (Segregated Traffic)

C160/170 Installations

When configuring a single IP address for all email traffic (nonsegregated traffic), step 3 of the System

Setup Wizard will look like this:

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Figure 3-5

Chapter 3 Setup and Installation

Network Interfaces: 1 IP Address for Incoming and Outgoing (Nonsegregated) Traffic

Click Next to continue.

Step 4: Security

In step 4, you configure anti-spam and anti-virus settings. The anti-spam options include SenderBase

Reputation Filtering and selecting an anti-spam scanning engine. For anti-virus, you can enable

Outbreak Filters and Sophos or McAfee anti-virus scanning.

Enabling SenderBase Reputation Filtering

The SenderBase Reputation Service can be used as a stand-alone anti-spam solution, but it is primarily designed to improve the effectiveness of a content-based anti-spam system such as Cisco Anti-Spam.

The SenderBase Reputation Service (http://www.senderbase.org) provides an accurate, flexible way for users to reject or throttle suspected spam based on the connecting IP address of the remote host. The

SenderBase Reputation Service returns a score based on the probability that a message from a given source is spam. The SenderBase Reputation Service is unique in that it provides a global view of email message volume and organizes the data in a way that makes it easy to identify and group related sources of email. Cisco strongly suggests that you enable SenderBase Reputation Filtering.

Once enabled, SenderBase Reputation Filtering is applied on the incoming (accepting) listener.

Enabling Anti-Spam Scanning

Your Cisco appliance may ship with a 30-day evaluation key for Cisco Anti-Spam software. During this portion of the System Setup Wizard, you can choose to enable Cisco Anti-Spam globally on the appliance. You can also elect to not enable the service.

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If you choose to enable the anti-spam service, you can configure AsyncOS to send spam and suspected spam messages to the local Cisco Spam Quarantine. The Cisco Spam Quarantine serves as the end-user quarantine for the appliance. Only administrators can access the quarantine until end-user access is configured.

See

Chapter 13, “Anti-Spam”

for all of the Cisco Anti-Spam configuration options available on the appliance. See

Quarantines, page 27-1 .

Enabling Anti-Virus Scanning

Your Cisco appliance may ship with a 30-day evaluation key for the Sophos Anti-Virus or McAfee

Anti-Virus scanning engines. During this portion of the System Setup Wizard, you can choose to enable an anti-virus scanning engine globally on the appliance.

If you choose to enable an anti-virus scanning engine, it is enabled for both the default incoming and default outgoing mail policies. The Cisco appliance scans mail for viruses, but it does not repair infected attachments. The appliance drops infected messages.

See

Chapter 12, “Anti-Virus” for all of the anti-virus configuration options available on the appliance.

Enabling Outbreak Filters

Your Cisco appliance may ship with a 30-day evaluation key for Outbreak Filters. Outbreak Filters provide a “first line of defense” against new virus outbreaks by quarantining suspicious messages until traditional anti-virus security services can be updated with a new virus signature file.

See

Chapter 14, “Outbreak Filters” for more information.

Click Next to continue.

Step 5: Review

A summary of the configuration information is displayed. You can edit the System Settings, Network

Integration, and Message Security information by clicking the Previous button or by clicking the corresponding Edit link in the upper-right of each section. When you return to a step to make a change, you must proceed through the remaining steps until you reach this review page again. All settings you previously entered will be remembered.

Once you are satisfied with the information displayed click Install This Configuration.

A confirmation dialog is displayed. Click Install to install the new configuration.

Your Cisco appliance is now ready to send email.

Note

Clicking Install will cause the connection to the current URL (http://192.168.42.42) to be lost if you changed the IP address of the interface you used to connect to the appliance (the Management interface on X1060/1070, C660/670, and C360/370 systems, or the Data 1 interface on C160/170 systems) from the default. However, your browser will be redirected to the new IP address.

Once System Setup is complete, several alert messages are sent. See

Immediate Alerts, page 3-33 for

more information.

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Setting up the Connection to Active Directory

If the System Setup Wizard properly installs the configuration on the Email Security appliance, the

Active Directory Wizard appears. If you are running an Active Directory server on your network, use the

Active Directory Wizard to configure an LDAP server profile for the Active Directory server and assign a listener for recipient validation. If you are not using Active Directory or want to configure it later, click

Skip this Step. You can run the Active Directory Wizard on the System Administration > Active

Directory Wizard page. You can also configure Active Directory and other LDAP profiles on the

System Administration > LDAP page.

The Active Directory Wizard retrieves the system information needed to create an LDAP server profile, such as the authentication method, the port, the base DN, and whether SSL is supported. The Active

Directory Wizard also creates LDAP accept and group queries for the LDAP server profile.

After the Active Directory Wizard creates the LDAP server profile, use the System Administration

> LDAP page to view the new profile and make additional changes.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

On the Active Directory Wizard page, click Run Active Directory Wizard.

Enter the host name for the Active Directory server.

Enter a username and password for the authentication request.

Click Next to continue.

The Active Directory Wizard tests the connection to the Active Directory server. If successful, the Test

Directory Settings page is displayed.

Test the directory settings by entering an email address that you know exists in the Active Directory and clicking Test. The results appear in the connection status field.

Click Done.

Proceeding to the Next Steps

After you successfully configure your appliance to work with your Active Directory Wizard, or skip the process, the System Setup Next Steps page appears.

Click the links on the System Setup Next Steps page to proceed with the configuration of your Cisco appliances.

Accessing the Command Line Interface (CLI)

Access to the CLI varies depending on the management connection method you chose in

Connecting to the Appliance, page 3-7 . The factory default username and password are listed next. Initially, only the

admin user account has access to the CLI. You can add other users with differing levels of permission after you have accessed the command line interface for the first time via the admin account. (For

information about adding users, see Adding Users, page 28-4

.) The System Setup Wizard asks you to change the password for the admin account. The password for the admin account can also be reset directly at any time using the password command.

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To connect via Ethernet: Start an SSH or Telnet session with the factory default IP address

192.168.42.42. SSH is configured to use port 22. Telnet is configured to use port 23. Enter the username and password below.

To connect via a Serial connection: Start a terminal session with the communication port on your personal computer that the serial cable is connected to. Use the settings for serial port outlined in

Connecting to the Appliance, page 3-7 . Enter the username and password below.

Log in to the appliance by entering the username and password below.

Factory Default Username and Password

Username:

admin

Password:

For example:

ironport

login: admin password: ironport

Running the Command Line Interface (CLI) System Setup Wizard

The CLI version of the System Setup Wizard basically mirrors the steps in the GUI version, with a few minor exceptions:

The CLI version includes prompts to enable the web interface.

The CLI version allows you to edit the default Mail Flow Policy for each listener you create.

The CLI version contains prompts for configuring the global Anti-Virus and Outbreak Filters security settings.

The CLI version does not prompt you to create an LDAP profile after the system setup is complete.

Use the ldapconfig

command to create an LDAP profile.

To run the System Setup Wizard, type systemsetup

at the command prompt.

IronPort> systemsetup

The System Setup Wizard warns you that you will reconfigure your system. If this is the very first time you are installing the appliance, or if you want to completely overwrite your existing configuration, answer “Yes” to this question.

WARNING: The system setup wizard will completely delete any existing

'listeners' and all associated settings including the 'Host Access Table' - mail operations may be interrupted.

Are you sure you wish to continue? [Y]> Y

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Note

The remainder of the system setup steps are described below. Examples of the CLI System Setup Wizard dialogue will only be included for sections that deviate from the GUI System Setup Wizard described above in

Defining Basic Configuration Using the Web-Based System Setup Wizard, page 3-12

.

Change the Admin Password

First, you change the password for the AsyncOS admin account. You must enter the old password to continue. The new password must be six characters or longer. Be sure to keep the password in a secure location. Changes made to the password are effective once the system setup process is finished.

Accept the License Agreement

Read and accept the software license agreement that is displayed.

Set the Hostname

Next, you define the fully-qualified hostname for the Cisco appliance. This name should be assigned by your network administrator.

Assign and Configure Logical IP Interface(s)

The next step assigns and configures a logical IP interface on the physical Ethernet interface named

Management (on X1000/1050/1060/1070, C60/600/650/660/670, and C30/300/350/360/370 appliances) or Data 1 (on C10/100/150/160 appliances), and then prompts you to configure a logical IP interface on any other physical Ethernet interfaces available on the appliance.

Each Ethernet interface can have multiple IP interfaces assigned to it. An IP interface is a logical construct that associates an IP address and hostname with a physical Ethernet interface. If you decided to use both the Data 1 and Data 2 Ethernet ports, you need the IP addresses and hostnames for both connections.

X1060/1070, C660/670, and C360/370 customers: Cisco recommends using one of the physical

Ethernet ports to connect directly to the Internet for the purposes of receiving inbound email through public listeners, and using another physical Ethernet port to connect directly to your internal network for the purposes of relaying outbound email through private listeners.

C160/170 customers: By default, the systemsetup

command will configure only one physical Ethernet port with one listener for receiving inbound email and relaying outbound email.

Note

When you configure an interface to relay outbound mail, the system turns on SSH for the interface as long as no public listeners are configured to use the interface.

The following information is required:

A name (nickname) created by you to refer to the IP interface later. For example, if you are using one Ethernet port for your private network and the other for the public network, you may want to name them PrivateNet and PublicNet, respectively.

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Note

The names you define for interfaces are case-sensitive. AsyncOS will not allow you to create two identical interface names. For example, the names

Privatenet

and

PrivateNet

are considered as two

different (unique) names.

The IP address assigned by your network administrator. This is can be an IPv4 or IPv6 address, You can assign both types of IP addresses to a single IP interface.

The netmask of the interface. The netmask must be in CIDR format. For example, use

/24

for the

255.255.255.0 subnet.

Note

IP addresses within the same subnet cannot be configured on separate physical Ethernet interfaces. See

Appendix B, “Assigning Network and IP Addresses” for more detailed information on Network and IP

Address configuration.

Note

For C10/100 customers, the Data 2 interface is configured first.

Specify the Default Gateway

In the next portion of the systemsetup

command, you type the IP address of the default router (gateway) on your network.

Enable the Web Interface

In the next portion of the systemsetup

command, you enable the web interface for the appliance (for the

Management Ethernet interface). You can also choose to run the web interface over secure HTTP

( https

). If you choose to use HTTPS, the system will use a demonstration certificate until you upload your own certificate. For more information, see

Enabling a Certificate for HTTPS, page 20-17 .

Configure the DNS Settings

Next, you configure the DNS (Domain Name Service) settings. Cisco AsyncOS contains a high-performance internal DNS resolver/cache that can query the Internet’s root servers directly, or the system can use your own DNS servers. If you choose to use your own servers, you will need to supply the IP address and hostname of each DNS server. You can enter as many DNS servers as you need (each server will have a priority of 0.). By default, systemsetup

prompts you to enter the addresses for your own DNS servers.

Create a Listener

A “listener” manages inbound email processing services that will be configured on a particular IP interface. Listeners only apply to email entering the Cisco appliance — either from your internal systems or from the Internet. Cisco AsyncOS uses listeners to specify criteria that messages must meet in order to be accepted and relayed to recipient hosts. You can think of a listener as an email listener (or even a

“SMTP daemon”) running for IP addresses you specified above.

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X1060/1070, C660/670 and C360/370 customers: By default, the systemsetup

command configures two listeners — one public and one private. (For more information on the types of listeners available, see

Configuring the Gateway to Receive Email, page 5-1 .)

C160/170 customers: By default, the systemsetup

command configures one public listener for both receiving mail from the Internet and for relaying email from your internal network. See

C10/100/150/160 Listener Example, page 3-28

.

When you define a listener, you specify the following attributes:

A name (nickname) created by you to refer to the listener later. For example, the listener that accepts email from your internal systems to be delivered to the Internet may be called OutboundMail.

One of the IP interfaces (that you created earlier in the systemsetup

command) on which to receive email.

The name of the machine(s) to which you want to route email (public listeners only). (This is the first smtproutes

entry. See Routing Email for Local Domains, page 21-1 .)

Whether or not to enable filtering based on SenderBase Reputation Scores (SBRS) for public listeners. If enabled, you are also prompted to select between Conservative, Moderate, or Aggressive settings.

Rate-limiting per host: the maximum number of recipients per hour you are willing to receive from a remote host (public listeners only).

The recipient domains or specific addresses you want to accept email for (public listeners) or the systems allowed to relay email through the appliance (private listeners). (These are the first

Recipient Access Table and Host Access Table entries for a listener. See

Sender Group Syntax, page 7-4 and

Adding Domains and Users For Which to Accept Messages, page 8-3 for more

information.)

Public Listener

Note

The following examples of creating a public and private listener apply to X1060/1070, C660/670, and

C360/370 customers only. Cisco C160/170 customers should skip to the next section

C10/100/150/160

Listener Example, page 3-28 .

In this example portion of the systemsetup

command, a public listener named InboundMail is configured to run on the PublicNet IP interface. Then, it is configured to accept all email for the domain example.com

. An initial SMTP route to the mail exchange exchange.example.com

is configured. Rate limiting is enabled, and the maximum value of 4500 recipients per hour from a single host is specified for the public listener.

Note

The value you enter for maximum recipients per hour you are willing to receive from a remote host is a completely arbitrary value, one that is usually relative to the size of the enterprise for which you are administering email. For example, a sender who sends 200 messages in an hour might be considered a

“spammer” (sender of unsolicited bulk email), but if you are configuring the Cisco appliance to handle all email for a 10,000 person company, 200 messages per hour from a remote host may be a reasonable value. Conversely, in a 50-person company, someone sending 200 messages in an hour to you may be an obvious spammer. You must choose an appropriate value when you enable rate-limiting on a public listener (throttle) inbound email for your enterprise. For more information on Default Host Access policies, see

Sender Group Syntax, page 7-4 .

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The default host access policy for the listener is then accepted.

You are now going to configure how the IronPort C60 accepts mail by creating a "Listener".

Please create a name for this listener (Ex: "InboundMail"):

[]> InboundMail

Please choose an IP interface for this Listener.

1. Management (192.168.42.42/24: mail3.example.com)

2. PrivateNet (192.168.1.1/24: mail3.example.com)

3. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 3

Enter the domains or specific addresses you want to accept mail for.

Hostnames such as "example.com" are allowed.

Partial hostnames such as ".example.com" are allowed.

Usernames such as "postmaster@" are allowed.

Full email addresses such as "[email protected]" or "joe@[1.2.3.4]" are allowed.

Separate multiple addresses with commas.

[]> example.com

Would you like to configure SMTP routes for example.com? [Y]> y

Enter the destination mail server which you want mail for example.com to be delivered.

Separate multiple entries with commas.

[]> exchange.example.com

Do you want to enable rate limiting for this listener? (Rate limiting defines the maximum number of recipients per hour you are willing to receive from a remote domain.) [Y]> y

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Enter the maximum number of recipients per hour to accept from a remote domain.

[]> 4500

Default Policy Parameters

==========================

Maximum Message Size: 100M

Maximum Number Of Connections From A Single IP: 1,000

Maximum Number Of Messages Per Connection: 1,000

Maximum Number Of Recipients Per Message: 1,000

Maximum Number Of Recipients Per Hour: 4,500

Maximum Recipients Per Hour SMTP Response:

452 Too many recipients received this hour

Use SenderBase for Flow Control: Yes

Virus Detection Enabled: Yes

Allow TLS Connections: No

Would you like to change the default host access policy? [N]> n

Listener InboundMail created.

Defaults have been set for a Public listener.

Use the listenerconfig->EDIT command to customize the listener.

*****

Private Listener

In this example portion of the systemsetup

command, a private listener named OutboundMail is configured to run on the PrivateNet IP interface. Then, it is configured to relay all email for all hosts within the domain example.com

. (Note the dot at the beginning of the entry:

.example.com

)

The default value for rate limiting (not enabled) and the default host access policy for this listener are then accepted.

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Note that the default values for a private listener differ from the public listener created earlier. For more information, see

Working with Listeners, page 5-2 .

Do you want to configure the C60 to relay mail for internal hosts? [Y]> y

Please create a name for this listener (Ex: "OutboundMail"):

[]> OutboundMail

Please choose an IP interface for this Listener.

1. Management (192.168.42.42/24: mail3.example.com)

2. PrivateNet (192.168.1.1/24: mail3.example.com)

3. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 2

Please specify the systems allowed to relay email through the IronPort C60.

Hostnames such as "example.com" are allowed.

Partial hostnames such as ".example.com" are allowed.

IP addresses, IP address ranges, and partial IP addressed are allowed.

Separate multiple entries with commas.

[]> .example.com

Do you want to enable rate limiting for this listener? (Rate limiting defines the maximum number of recipients per hour you are willing to receive from a remote domain.)

[N]> n

Default Policy Parameters

==========================

Maximum Message Size: 100M

Maximum Number Of Connections From A Single IP: 600

Maximum Number Of Messages Per Connection: 10,000

Maximum Number Of Recipients Per Message: 100,000

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Maximum Number Of Recipients Per Hour: Disabled

Use SenderBase for Flow Control: No

Virus Detection Enabled: Yes

Allow TLS Connections: No

Would you like to change the default host access policy? [N]> n

Chapter 3 Setup and Installation

Listener OutboundMAil created.

Defaults have been set for a Private listener.

Use the listenerconfig->EDIT command to customize the listener.

*****

C10/100/150/160 Listener Example

Note

The following example of creating a listener applies to C160/170 customers only.

In this example portion of the systemsetup

command, a listener named MailInterface is configured to run on the MailNet IP interface. Then, it is configured to accept all email for the domain example.com

.

An initial SMTP route to the mail exchange exchange.example.com

is configured. Then, the same listener is configured to relay all email for all hosts within the domain example.com

. (Note the dot at the beginning of the entry:

.example.com

)

Rate limiting is enabled, and the maximum value of 450 recipients per hour from a single host is specified for the public listener.

Note

The value you enter for maximum recipients per hour you are willing to receive from a remote host is a completely arbitrary value, one that is usually relative to the size of the enterprise for which you are administering email. For example, a sender who sends 200 messages in an hour might be considered a

“spammer” (sender of unsolicited bulk email), but if you are configuring the Cisco appliance to handle all email for a 10,000 person company, 200 messages per hour from a remote host may be a reasonable value. Conversely, in a 50-person company, someone sending 200 messages in an hour to you may be an obvious spammer. You must choose an appropriate value when you enable rate-limiting on a public listener (throttle) inbound email for your enterprise. For more information on Default Host Access policies, see

Sender Group Syntax, page 7-4 .

The default host access policy for the listener is then accepted.

You are now going to configure how the IronPort C10 accepts mail by creating a

"Listener".

Please create a name for this listener (Ex: "MailInterface"):

[]> MailInterface

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Please choose an IP interface for this Listener.

1. MailNet (10.1.1.1/24: mail3.example.com)

2. Management (192.168.42.42/24: mail3.example.com)

[1]> 1

Enter the domain names or specific email addresses you want to accept mail for.

Hostnames such as "example.com" are allowed.

Partial hostnames such as ".example.com" are allowed.

Usernames such as "postmaster@" are allowed.

Full email addresses such as "[email protected]" or "joe@[1.2.3.4]" are allowed.

Separate multiple addresses with commas.

[]> example.com

Would you like to configure SMTP routes for example.com? [Y]> y

Enter the destination mail server where you want mail for example.com to be delivered.

Separate multiple entries with commas.

[]> exchange.example.com

Please specify the systems allowed to relay email through the IronPort C10.

Hostnames such as "example.com" are allowed.

Partial hostnames such as ".example.com" are allowed.

IP addresses, IP address ranges, and partial IP addresses are allowed.

Separate multiple entries with commas.

[]> .example.com

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Do you want to enable rate limiting for this listener? (Rate limiting defines the maximum number of recipients per hour you are willing to receive from a remote domain.)

[Y]> y

Enter the maximum number of recipients per hour to accept from a remote domain.

[]> 450

Default Policy Parameters

==========================

Maximum Message Size: 10M

Maximum Number Of Connections From A Single IP: 50

Maximum Number Of Messages Per Connection: 100

Maximum Number Of Recipients Per Message: 100

Maximum Number Of Recipients Per Hour: 450

Maximum Recipients Per Hour SMTP Response:

452 Too many recipients received this hour

Use SenderBase for Flow Control: Yes

Spam Detection Enabled: Yes

Virus Detection Enabled: Yes

Allow TLS Connections: No

Would you like to change the default host access policy? [N]>

Listener MailInterface created.

Defaults have been set for a Public listener.

Use the listenerconfig->EDIT command to customize the listener.

*****

Note

Because the systemsetup

command only configures one listener for both inbound and outbound mail for

C10/100 customers, all outgoing mail will be calculated in the Mail Flow Monitor feature (which is

normally used for inbound messages). See Chapter 26, “Using Email Security Monitor.”

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Enable Cisco Anti-Spam

Your Cisco appliance ships with a 30-day evaluation key for the Cisco Anti-Spam software. During this portion of the systemsetup

command, you can choose to accept the license agreements and enable Cisco

Anti-Spam globally on the appliance.

Cisco Anti-Spam scanning will then be enabled on the incoming mail policy.

Note

If you do not accept the license agreement, Cisco Anti-Spam is not enabled on the appliance.

See

Chapter 13, “Anti-Spam”

for all of the Cisco Anti-Spam configuration options available on the appliance.

Select a Default Anti-Spam Scanning Engine

If you have enabled more than one anti-spam scanning engine, you are prompted to select which engine will be enabled for use on the default incoming mail policy.

Enable Cisco Spam Quarantine

If you choose to enable an anti-spam service, you can enable the incoming mail policy to send spam and suspected spam messages to the local Cisco Spam Quarantine. Enabling the Cisco Spam Quarantine also enables the end-user quarantine on the appliance. Only administrators can access the end-user quarantine until end-user access is configured.

See

Configuring the Spam Quarantine, page 27-18

.

Enable Anti-Virus Scanning

Your Cisco appliance ships with a 30-day evaluation key for virus scanning engines. During this portion of the systemsetup

command, you can choose to accept one or more license agreements and enable anti-virus scanning on the appliance. You must accept a license agreement for each anti-virus scanning engine you want to enable on your appliance.

After you accept the agreement, the anti-virus scanning engine you selected is enabled on the incoming mail policy. The Cisco appliance scans incoming mail for viruses, but it does not repair infected attachments. The appliance drops infected messages.

See

Chapter 12, “Anti-Virus” for the anti-virus configuration options available on the appliance.

Enable Outbreak FiltersOutbreak Filters and SenderBase Email Traffic Monitoring Network

This next step prompts you to enable both SenderBase participation and Outbreak Filters. Your Cisco appliance ships with a 30-day evaluation key for Outbreak Filters.

Outbreak Filters

Outbreak Filters provide a “first line of defense” against new virus outbreaks by quarantining suspicious messages until traditional Anti-Virus security services can be updated with a new virus signature file. If enabled, Outbreak Filters will be enabled on the default Incoming Mail Policy.

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If you choose to enable Outbreak Filters, enter a threshold value and whether you would like to receive

Outbreak Filters alerts. For more information about Outbreak Filters and threshold values, see

Outbreak

Filters, page 14-1

.

SenderBase Participation

SenderBase is an email reputation service designed to help email administrators research senders, identify legitimate sources of email, and block spammers.

If you agree to participate in the SenderBase Email Traffic Monitoring Network, Cisco will collect aggregated statistics about email sent to your organization. This includes summary data on message attributes and information on how different types of messages were handled by Cisco appliances.

See

Chapter 31, “SenderBase Network Participation” for more information.

Configure the Alert Settings and AutoSupport

Cisco AsyncOS sends alert messages to a user via email if there is a system error that requires the user’s intervention. Add at least one email address that receives system alerts. Separate multiple addresses with commas. The email addresses that you enter initially receive all types of alerts at all levels, except for

Directory Harvest Attack Prevention alerts. You can add more granularity to the alert configuration later using the alertconfig

command in the CLI or the System Administration > Alerts page in the GUI. For more information, see

Alerts, page 29-24

.

The Cisco AutoSupport feature keeps the Cisco Customer Support team aware of issues with your Cisco appliance so that Cisco can provide industry-leading support to you. Answer “Yes” to send Cisco support alerts and weekly status updates. (For more information, see

Cisco AutoSupport, page 29-26

.)

Configure Scheduled Reporting

Enter an address to which to send the default scheduled reports. You can leave this value blank and the reports will be archived on the appliance instead of sent via email.

Configure Time Settings

Cisco AsyncOS allows you to use the Network Time Protocol (NTP) to synchronize time with other servers on your network or the Internet, or to manually set the system clock. You must also set the time zone on the Cisco appliance so that timestamps in message headers and log files are correct. You can also use the Cisco Systems time servers to synchronize the time on your Cisco appliance.

Choose the Continent, Country, and Timezone and whether to use NTP including the name of the NTP server to use.

Commit Changes

Finally, the System Setup Wizard will ask you to commit

the configuration changes you have made throughout the procedure. Answer “Yes” if you want to commit the changes.

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Chapter 3 Setup and Installation

Using the System Setup Wizard

When you have successfully completed the System Setup Wizard, the following message will appear and you will be presented with the command prompt:

Congratulations! System setup is complete. For advanced configuration, please refer to the User Guide.

mail3.example.com>

The Cisco appliance is now ready to send email.

Test the Configuration

To test the Cisco AsyncOS configuration, you can use the mailconfig

command immediately to send a test email containing the system configuration data you just created with the systemsetup

command: mail3.example.com> mailconfig

Please enter the email address to which you want to send the configuration file. Separate multiple addresses with commas.

[]> [email protected]

The configuration file has been sent to [email protected].

mail3.example.com>

Send the configuration to a mailbox to which you have access to confirm that the system is able to send email on your network.

Immediate Alerts

The Cisco appliance uses feature keys to enable features. The first time you create a listener in the systemsetup

command, enable Cisco Anti-Spam, enable Sophos or McAfee Anti-Virus, or enable

Outbreak Filters, an alert is generated and sent to the addresses you specified in Step 2: System, page 3-13

.

The alert notifies you periodically of the time remaining on the key. For example:

Your "Receiving" key will expire in under 30 day(s). Please contact IronPort Customer

Support.

Your "Sophos" key will expire in under 30 day(s). Please contact IronPort Customer

Support.

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Verifying Your Configuration and Next Steps

Your "Outbreak Filters" key will expire in under 30 day(s). Please contact IronPort

Customer Support.

For information on enabling a feature beyond the 30-day evaluation period, contact your Cisco sales representative. You can see how much time remains on a key via the System Administration > Feature

Keys page or by issuing the featurekey

command. (For more information, see

Feature Keys, page 29-5 .)

Configuring your system as an Enterprise Gateway

To configure your system as an Enterprise Gateway (accepting email from the Internet), complete this chapter first, and then see

Chapter 5, “Configuring the Gateway to Receive Email” for more information.

Verifying Your Configuration and Next Steps

Now that system setup is complete, your Cisco appliance should be sending and receiving email. If you have enabled the anti-virus, anti-spam, and virus-outbreak filters security features, the system will also be scanning incoming and outgoing mail for spam and viruses.

The next step is to understand how to customize your appliances’ configuration.

Chapter 4,

“Understanding the Email Pipeline” provides a detailed overview of how email is routed through the

system. Each feature is processed in order (from top to bottom) and is described in the remaining chapters of this guide.

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4

Understanding the Email Pipeline

Overview of the Email Pipeline, page 4-1

Incoming / Receiving, page 4-4

Work Queue / Routing, page 4-6

Delivery, page 4-10

Overview of the Email Pipeline

The Email Pipeline is the flow of email as it is processed by the Cisco appliance. It has three phases:

Receipt — As the appliance connects to a remote host to receive incoming email, it adheres to configured limits and other receipt policies. For example, verifying that the host can send your users mail, enforcing incoming connection and message limits, and validating the message’s recipient.

Work Queue — The appliance processes incoming and outgoing mail, performing tasks such as filtering, safelist/blocklist scanning, anti-spam and anti-virus scanning, Outbreak Filters, and quarantining.

Delivery — As the appliance connects to send outgoing email, it adheres to configured delivery limits and policies. For example, enforcing outbound connection limits and processing undeliverable messages as specified.

Email Pipeline Flows

Figure 4-1 ,

Figure 4-2 , and

Figure 4-3

provide an overview of how email is processed through the system, from reception to routing to delivery. Each feature is processed in order (from top to bottom).

You can test most of the configurations of features in this pipeline using the trace

command.

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Email Pipeline Flows

Figure 4-1 Email Pipeline — Receiving Email Connections

Chapter 4 Understanding the Email Pipeline

4-2

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Chapter 4 Understanding the Email Pipeline

Figure 4-2 Email Pipeline — Work Queue

Email Pipeline Flows

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Incoming / Receiving

Figure 4-3 Email Pipeline — Delivering Email

Chapter 4 Understanding the Email Pipeline

Incoming / Receiving

The receiving phase of the Email Pipeline involves the initial connection from the sender’s host. Each message’s domains can be set, the recipient is checked, and the message is handed off to the work queue.

Host Access Table (HAT), Sender Groups, and Mail Flow Policies

The HAT allows you to specify hosts that are allowed to connect to a listener (that is, which hosts you will allow to send email).

Sender Groups are used to associate one or more senders into groups, upon which you can apply message filters, and other Mail Flow Policies. Mail Flow Policies are a way of expressing a group of HAT parameters (access rule, followed by rate limit parameters and custom SMTP codes and responses).

Together, sender groups and mail flow policies are defined in a listener’s HAT.

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Incoming / Receiving

Host DNS verification settings for sender groups allow you to classify unverified senders prior to the

SMTP conversation and include different types of unverified senders in your various sender groups.

While the connecting host was subject to Host DNS verification in sender groups — prior to the SMTP conversation — the domain portion of the envelope sender is DNS verified in mail flow policies, and the verification takes place during the SMTP conversation. Messages with malformed envelope senders can be ignored. You can add entries to the Sender Verification Exception Table — a list of domains and email addresses from which to accept or reject mail despite envelope sender DNS verification settings.

Reputation Filtering allows you to classify email senders and restrict access to your email infrastructure based on sender’s trustworthiness as determined by the Cisco SenderBase Reputation Service.

For more information, see

Understanding Predefined Sender Groups and Mail Flow Policies, page 7-10 .

Received: Header

Using the listenerconfig

command, you can configure a listener to not include the Received: header by default to all messages received by the listener.

For more information, see “Advanced Configuration Options” in the “Customizing Listeners” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Default Domain

You can configure a listener to automatically append a default domain to sender addresses that do not contain fully-qualified domain names; these are also known as “bare” addresses (such as “joe” vs.

[email protected]”).

For more information, see “SMTP Address Parsing Options” in the “Customizing Listeners” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Bounce Verification

Outgoing mail is tagged with a special key, and so if that mail is sent back as a bounce, the tag is recognized and the mail is delivered. For more information, see “IronPort Bounce Verification” in the

“Configuring Routing and Delivery Features” chapter of the Cisco IronPort AsyncOS for Email

Advanced Configuration Guide.

Domain Map

For each listener you configure, you can construct a domain map table which rewrites the envelope recipient for each recipient in a message that matches a domain in the domain map table. For example, [email protected] -> [email protected]

For more information, see “The Domain Map Feature” in the “Configuring Routing and Delivery

Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

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Work Queue / Routing

Recipient Access Table (RAT)

For inbound email only, the RAT allows you to specify a list of all local domains for which the Cisco appliance will accept mail.

For more information, see Overview of Accepting or Rejecting Connections Based on the Recipient’s

Address, page 8-1

.

Alias Tables

Alias tables provide a mechanism to redirect messages to one or more recipients. Aliases are stored in a mapping table. When the envelope recipient (also known as the Envelope To, or

RCPT TO

) of an email matches an alias as defined in an alias table, the envelope recipient address of the email will be rewritten.

For more information about Alias Tables, see “Creating Alias Tables” in the “Configuring Routing and

Delivery Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

LDAP Recipient Acceptance

You can use your existing LDAP infrastructure to define how the recipient email address of incoming messages (on a public listener) should be handled during the SMTP conversation or within the workqueue. See “Accept Queries” in the “Customizing Listeners” chapter of the Cisco IronPort AsyncOS

for Email Advanced Configuration Guide. This allows the Cisco appliance to combat directory harvest attacks (DHAP) in a unique way: the system accepts the message and performs the LDAP acceptance validation within the SMTP conversation or the work queue. If the recipient is not found in the LDAP directory, you can configure the system to perform a delayed bounce or drop the message entirely.

For more information, see the “LDAP Queries” chapter in the Cisco IronPort AsyncOS for Email

Advanced Configuration Guide.

SMTP Call-Ahead Recipient Validation

When you configure your Email Security appliance for SMTP call-ahead recipient validation, the Email

Security appliance suspends the SMTP conversation with the sending MTA while it “calls ahead” to the

SMTP server to verify the recipient. When the Cisco appliance queries the SMTP server, it returns the

SMTP server’s response to the Email Security appliance. The Email Security appliance resumes the

SMTP conversation and sends a response to the sending MTA, allowing the conversation to continue or dropping the connection based on the SMTP server response (and settings you configure in the SMTP

Call-Ahead profile).

For more information, see the “Validating Recipients Using an SMTP Server” chapter in the Cisco

IronPort AsyncOS for Email Advanced Configuration Guide.

Work Queue / Routing

The Work Queue is where the received message is processed before moving to the delivery phase.

Processing includes masquerading, routing, filtering, safelist/blocklist scanning, anti-spam and anti-virus scanning, Outbreak Filters, and quarantining.

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Work Queue / Routing

Note

Data loss prevention (DLP) scanning is only available for outgoing messages. For information on where

DLP message scanning occurs in the Work Queue, see Message Splintering, page 10-5

.

Email Pipeline and Security Services

Note, as a general rule, changes to security services (anti-spam scanning, anti-virus scanning, and

Outbreak Filters) do not affect messages already in the work queue. As an example:

If a message bypasses anti-virus scanning when it first enters the pipeline because of any of these reasons:

anti-virus scanning was not enabled globally for the appliance, or

the HAT policy was to skip anti-virus scanning, or there was a message filter that caused the message to bypass anti-virus scanning, then the message will not be anti-virus scanned upon release from the quarantine, regardless of whether anti-virus scanning has been re-enabled. However, messages that bypass anti-virus scanning due to mail policies may be anti-virus scanned upon release from a quarantine, as the mail policy's settings may have changed while the message was in the quarantine. For example, if a message bypasses anti-virus scanning due to a mail policy and is quarantined, then, prior to release from the quarantine, the mail policy is updated to include anti-virus scanning, the message will be anti-virus scanned upon release from the quarantine.

Similarly, suppose you had inadvertently disabled anti-spam scanning globally (or within the HAT), and you notice this after mail is in the work queue. Enabling anti-spam at that point will not cause the messages in the work queue to be anti-spam scanned.

LDAP Recipient Acceptance

You can use your existing LDAP infrastructure to define how the recipient email address of incoming messages (on a public listener) should be handled during the SMTP conversation or within the workqueue. See “Accept Queries” in the “Customizing Listeners” chapter of the Cisco IronPort AsyncOS

for Email Advanced Configuration Guide. This allows the Cisco appliance to combat directory harvest attacks (DHAP) in a unique way: the system accepts the message and performs the LDAP acceptance validation within the SMTP conversation or the work queue. If the recipient is not found in the LDAP directory, you can configure the system to perform a delayed bounce or drop the message entirely.

For more information, see the “LDAP Queries” chapter in the Cisco IronPort AsyncOS for Email

Advanced Configuration Guide.

Masquerading or LDAP Masquerading

Masquerading is a feature that rewrites the envelope sender (also known as the sender, or

MAIL FROM

) and the To:, From:, and/or CC: headers on email processed by a private or public listener according to a table you construct. You can specify different masquerading parameters for each listener you create in one of two ways: via a static mapping table, or via an LDAP query.

For more information about masquerading via a static mapping table, see “Configuring Masquerading” in the “Configuring Routing and Delivery Features” chapter of the Cisco IronPort AsyncOS for Email

Advanced Configuration Guide.

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Work Queue / Routing

For more information about masquerading via an LDAP query, see the “LDAP Queries” chapter in the

Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

LDAP Routing

You can configure your Cisco appliance to route messages to the appropriate address and/or mail host based upon the information available in LDAP directories on your network.

For more information, see “LDAP Queries” in the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide.

Message Filters

Message filters allow you to create special rules describing how to handle messages and attachments as they are received. Filter rules identify messages based on message or attachment content, information about the network, message envelope, message headers, or message body. Filter actions allow messages to be dropped, bounced, archived, quarantined, blind carbon copied, or altered.

For more information, see the “Using Message Filters to Enforce Email Policies” chapter in the Cisco

IronPort AsyncOS for Email Advanced Configuration Guide.

Multi-recipient messages are “splintered” after this phase, prior to Email Security Manager. Splintering messages refers to creating splinter copies of emails with single recipients, for processing via Email

Security Manager.

Email Security Manager (Per-Recipient Scanning)

Safelist/Blocklist Scanning

End user safelists and blocklists are created by end users and stored in a database that is checked prior to anti-spam scanning. Each end user can identify domains, sub domains or email addresses that they wish to always treat as spam or never treat as spam. If a sender address is part of an end users safelist, anti-spam scanning is skipped, and if the sender address is listed in the blocklist, the message may be quarantined or dropped depending on administrator settings. For more information about configuring safelists and blocklists, see the “Quarantines” chapter in the Cisco IronPort AsyncOS for Email Daily

Management Guide.

Anti-Spam

The Anti-Spam feature involves Cisco Anti-Spam scanning. Anti-spam scanning offers complete,

Internet-wide, server-side anti-spam protection. It actively identifies and defuses spam attacks before they inconvenience your users and overwhelm or damage your network, allowing you to remove unwanted mail before it reaches your users’ inboxes, without violating their privacy.

Anti-spam scanning can be configured to deliver mail to the Cisco Spam Quarantine (either on- or off-box). Messages released from the Cisco Spam Quarantine proceed directly to the destination queue, skipping any further work queue processing in the email pipeline.

See

Chapter 13, “Anti-Spam”

for more information.

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Work Queue / Routing

Anti-Virus

Your Cisco appliance includes integrated virus scanning engines. You can configure the appliance to scan messages and attachments for viruses on a per-“mail policy” basis. You can configure the appliance to do the following when a virus is found:

attempt to repair the attachment

drop the attachment modify the subject header add an additional X- header send the message to a different address or mailhost

archive the message delete the message

Messages released from quarantines (see Quarantines, page 4-9 ) are scanned for viruses. See

Chapter 12, “Anti-Virus”

for more information about Anti-Virus scanning.

Content Filters

You can create content filters to be applied to messages on a per-recipient or per-sender basis. Content filters are similar to message filters, except that they are applied later in the email pipeline — after a message has been “splintered” into a number of separate messages for each matching Email Security

Manager policy. The functionality of content filters is applied after message filters processing and anti-spam and anti-virus scanning have been performed on a message.

For more information about Content Filters, see

Overview of Content Filters, page 11-1

.

Outbreak Filters

Cisco’s Outbreak Filters feature includes special filters that act proactively to provide a critical first layer of defense against new outbreaks. Based on Outbreak Rules published by Cisco, messages with attachments of specific filetypes can be sent to a quarantine named Outbreak.

Messages in the Outbreak quarantine are processed like any other message in a quarantine. For more

information about quarantines and the Work Queue, see Quarantines, page 4-9 .

See

Chapter 14, “Outbreak Filters” for more information.

Quarantines

Cisco AsyncOS allows you to filter incoming or outgoing messages and place them into quarantines.

Quarantines are special queues or repositories used to hold and process messages. Messages in quarantines can be delivered or deleted, based on how you configure the quarantine.

The following Work Queue features can send messages to quarantines:

Message Filters

Anti-Virus

Outbreak Filters

Content Filters

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Chapter 4 Understanding the Email Pipeline

Messages released from quarantines are re-scanned for viruses.

See the “Quarantines” chapter of the Cisco IronPort AsyncOS for Email Daily Management Guide for more information.

Delivery

The delivery phase of the Email Pipeline focuses on the final phase of email processing, including limiting connections, bounces, and recipients.

Virtual gateways

The Cisco Virtual Gateway technology enables users to separate the Cisco appliance into multiple

Virtual Gateway addresses from which to send and receive email. Each Virtual Gateway address is given a distinct IP address, hostname and domain, and email delivery queue.

For more information, see “Using Virtual Gateway™ Technology” in the “Configuring Routing and

Delivery Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Delivery Limits

Use the deliveryconfig

command to set limits on delivery, based on which IP interface to use when delivering and the maximum number of concurrent connections the appliance makes for outbound message delivery.

For more information, see “Set Email Delivery Parameters” in the “Configuring Routing and Delivery

Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Domain-Based Limits

For each domain, you can assign a maximum number of connections and recipients that will never be exceeded by the system in a given time period. This “good neighbor” table is defined through the Mail

Policies > Destination Controls page (or the destconfig

command).

For more information, see “Controlling Email Delivery” in the “Configuring Routing and Delivery

Features” chapter in the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Domain-Based Routing

Use the Network > SMTP Routes page (or the smtproutes

command) to redirect all email for a particular domain to a specific mail exchange (MX) host, without rewriting the envelope recipient.

For more information, see “Routing Email for Local Domains” in the “Configuring Routing and

Delivery Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

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Delivery

Global Unsubscribe

Use Global Unsubscribe to ensure that specific recipients, recipient domains, or IP addresses never receive messages from the Cisco appliance. If Global Unsubscribe is enabled, the system will check all recipient addresses against a list of “globally unsubscribed” users, domains, email addresses, and IP

Addresses. Matching emails are not sent.

For more information, see “Using Global Unsubscribe” in the “Configuring Routing and Delivery

Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Bounce Limits

You use the Network > Bounce Profiles page (or the bounceconfig

command) to configure how Cisco

AsyncOS handles hard and soft conversational bounces for each listener you create. You create bounce profiles and then apply profiles to each listener using the Network > Listeners page (or the listenerconfig

command). You can also assign bounce profiles to specific messages using message filters.

For more information about bounce profiles, see “Directing Bounced Email” in the “Configuring

Routing and Delivery Features” chapter of the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide.

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Delivery

Chapter 4 Understanding the Email Pipeline

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5

Configuring the Gateway to Receive Email

Overview of Configuring the Gateway to Receive Email, page 5-1

Working with Listeners, page 5-2

Configuring Global Settings for Listeners, page 5-5

Listening for Connection Requests by Creating a Listener via the GUI, page 5-8

Listening for Connection Requests by Creating a Listener via the CLI, page 5-13

Enterprise Gateway Configuration, page 5-15

Overview of Configuring the Gateway to Receive Email

The Cisco appliance functions as the email gateway for your organization, servicing email connections, accepting messages, and relaying them to the appropriate systems. The appliance can service email connections from the Internet to recipients hosts inside your network, and from systems inside your network to the Internet. Typically, email connection requests use Simple Mail Transfer Protocol (SMTP).

The appliance services SMTP connections by default, and acts as the SMTP gateway, also known as a mail exchanger or “MX,” for the network.

The appliance uses listeners to service incoming SMTP connection requests, A listener describes an email processing service that is configured on a particular IP interface. Listeners apply to email entering the appliance, from either the Internet or from systems within your network trying to reach the Internet.

Use listeners to specify criteria that messages and connections must meet in order to be accepted and for messages to be relayed to recipient hosts. You can think of a listener as an “SMTP daemon” running on a specific port for each IP address specified. Also, listeners define how the Cisco appliance communicates with systems that try to send email to the appliance.

You can create the following types of listeners:

Public. Listens for and accepts email messages coming in from the Internet. Public listeners receive connections from many hosts and direct messages to a limited number of recipients.

Private. Listens for and accepts email messages coming from systems within the network, typically from internal groupware and email servers (POP/IMAP), intended for recipients outside the network in the Internet. Private listeners receive connections from a limited (known) number of hosts and direct messages to many recipients.

When you create a listener, you also must specify the following information:

Listener properties. Define global properties that apply to all listeners, and properties specific to each listener. For example, you can specify the IP interface and port to use for a listener, and whether it is a public or private listener. For details on how to do this, see

Working with Listeners, page 5-2 .

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Working with Listeners

Which hosts that are allowed to connect to the listener. Define a set of rules that control incoming connections from remote hosts. For example, you can define remote hosts and whether or not they can connect to the listener. For details on how to do this, see

Defining Which Hosts Are Allowed to

Connect Using the Host Access Table (HAT), page 7-1 .

(Public listeners only) The local domains for which the listener accepts messages. Define which recipients are accepted by the public listener. For example, if your organization uses the domain currentcompany.com

and it previously used oldcompany.com

, then you might accept messages for both currentcompany.com

and oldcompany.com

. For details on how to do this, see

Accepting or

Rejecting Connections Based on Domain Name or Recipient Address, page 8-1

.

The settings configured in the listener, including its Host Access Table and Recipient Access Table, affect how the listener communicates with an SMTP server during the SMTP conversation. This allows the Cisco appliance to block a spamming host before the connection is closed.

Figure 5-1 Relationship Between Listeners, IP Interfaces, and Physical Ethernet Interfaces

Listener Port

IP interface

Physical Ethernet interface

IP address

Physical interface

Cisco IronPort Email

Security appliance

Working with Listeners

Configure listeners on the Network > Listeners page in the GUI, or using the listenerconfig

command in the CLI.

You can define global settings that apply to all listeners. For more information, see

Configuring Global

Settings for Listeners, page 5-5 .

Consider the following rules and guidelines when working with and configuring listeners on the Cisco appliance:

You can define multiple listeners per configured IP interface, but each listener must use a different port.

By default, listeners use SMTP as the mail protocol to service email connections. However, you can also configure the Cisco IronPort appliance to service email connections using Quick Mail Queuing

Protocol (QMQP). Do this using the listenerconfig

CLI command.

Listeners support both Internet Protocol version 4 (IPv4) and version 6 (IPv6) addresses. You can use either protocol version or both on a single listener. The listener uses the same protocol version for mail delivery as the connecting host. For example, if the listener is configured for both IPv4 and

IPv6 and connects to a host that uses IPv6, the listener uses IPv6. However, if the listener is configured to only use IPv6 addresses, it cannot connect to a host that is only using IPv4 addresses.

At least one listener (with default values) is configured on the appliance after running the System

Setup Wizard. However, when you create a listener manually, AsyncOS does not use these default

SBRS values.

C160/170 customers: By default, the System Setup Wizard walks you through configuring one public listener for both receiving mail from the Internet and for relaying email from your internal network. That is, one listener can perform both functions.

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Working with Listeners

To help test and troubleshoot the Cisco appliance, you can create a “blackhole” type listener instead of a public or private listener. When you create a blackhole listener, you choose whether messages are written to disk or not before they are deleted. (See “Testing and Troubleshooting” in the Cisco

IronPort AsyncOS for Email Daily Management Guide for more information.) Writing messages to disk before deleting them can help you measure the rate of receiving and the speed of the queue. A listener that doesn’t write messages to disk can help you measure the pure rate of receiving from your message generation systems. This listener type is only available through the listenerconfig command in the CLI.

Figure 5-2 illustrates a typical email gateway configuration created by the System Setup Wizard on

Cisco appliance models that have more than two Ethernet interfaces. Two listeners are created: a public listener to serve inbound connections on one interface and a private listener to serve outbound connections on a second IP interface.

Figure 5-3 illustrates a typical email gateway configuration created by the System Setup Wizard on

Cisco appliance models that have only two Ethernet interfaces. One public listener on a single IP interface is created to serve both inbound and outbound connections.

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Working with Listeners

Figure 5-2

Chapter 5 Configuring the Gateway to Receive Email

Public and Private Listeners on Appliance Models with More than Two Ethernet

Interfaces

SMTP

Public Listener:

“InboundMail”

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener:

“OutboundMail”

Groupware server / Message generation system

Note

This public listener uses SMTP protocol on Port 25 of the

PublicNet IP interface on the

Data2 Ethernet interface to accept messages from the

Internet.

IP interface PublicNet sends messages to destination hosts on the Internet.

Cisco IronPort Email

Security appliance

IP interface PrivateNet sends messages to internal mail hosts.

Note

This private listener uses SMTP protocol on Port 25 of the

PrivateNet IP interface on the

Data1 Ethernet interface to accept messages from internal systems in the

.example.com

domain.

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Figure 5-3

Configuring Global Settings for Listeners

Public Listener on Appliance Models with Only Two Ethernet Interfaces

SMTP

Public Listener:

“MailInterface”

IP interface: MailNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

Groupware server /

Message generation system

Note

Cisco IronPort Email

Security appliance

This public listener uses SMTP protocol on Port 25 of the PublicNet IP interface on the Data2 Ethernet interface to accept messages from the

Internet and to relay messages from internal systems in the

.example.com

domain.

IP interface MailNet sends messages to destination hosts on the Internet and to internal mail hosts.

Configuring Global Settings for Listeners

Global settings for the listeners affect all of the listeners that are configured on the Cisco appliance. If the listener uses an interface that has both Internet Protocol version 4 (IPv4) and version 6 (IPv6) addresses, the listener settings apply to both IPv4 and IPv6 traffic.

Procedure

Step 1

Step 2

Choose Network > Listeners.

Click Edit Global Settings.

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Configuring Global Settings for Listeners

Step 3

Make changes to the settings defined in the following table.

Table 5-1 Listener Global Settings

Global Setting

Maximum Concurrent

Connections

Maximum Concurrent TLS

Connections

Injection Counters Reset

Period

Timeout Period for

Unsuccessful Inbound

Connections

Description

Set the maximum number of concurrent connections for listeners. The default value is 300. If the listener accepts both IPv4 and IPv6 connections, the number of connections is divided between the two. For example, if the maximum concurrent connections is 300, then the sum of IPv4 and IPv6 connections cannot exceed 300.

Set the maximum concurrent TLS connections across all listeners combined. The default value is 100. If the listener accepts both IPv4 and

IPv6 TLS connections, the number of connections is divided between the two. For example, if the maximum concurrent connections is 100, then the sum of IPv4 and IPv6 TLS connections cannot exceed 100.

Allows you to adjust when the injection control counters are reset. For very busy systems maintaining counters for a very large number of different IP addresses, configuring the counters to be reset more frequently (for example, every 15 minutes instead of every 60 minutes) will ensure that the data does not grow to an unmanageable size and impact system performance.

The current default value is 1 hour. You can specify periods ranging from as little as 1 minute (60 seconds) to as long as 4 hours (14,400 seconds).

See Injection Control Periodicity, page 7-24 .

Set the length of time AsyncOS will allow an unsuccessful inbound connection to remain intact before closing it.

An unsuccessful connection can be an SMTP conversation in which SMTP or ESMTP commands continue to be issued without a successful message injection occurring. When the specified timeout is reached, the behavior is to send an error and disconnect:

“421 Timed out waiting for successful message injection, disconnecting.”

A connection is considered unsuccessful until it successfully injects a message.

Only available for SMTP connections on public listeners. The default value is 5 minutes.

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Configuring Global Settings for Listeners

Table 5-1 Listener Global Settings

Global Setting

Total Time Limit for All

Inbound Connections

HAT delayed rejections

Description

Set the length of time AsyncOS will allow an inbound connection to remain intact before closing it.

This setting is intended to preserve system resources by enforcing a maximum allowable connection time. Once about 80% of this maximum connection time is reached the following message is issued:

“421 Exceeded allowable connection time, disconnecting.”

The appliance will attempt to disconnect when the connection exceeds 80% of the maximum connection time in order to prevent disconnecting mid-message. It is likely that a problem is occurring with the inbound connection if it is open long enough to reach 80% of the maximum connection time. Keep this threshold in mind when specifying the time limit.

Only available for SMTP connections on public listeners. The default value is 15 minutes.

Configure whether to perform HAT rejection at the message recipient level.By default, HAT rejected connections will be closed with a banner message at the start of the SMTP conversation.

When an email is rejected due to HAT “Reject” settings, AsyncOS can perform the rejection at the message recipient level (RCPT TO), rather than at the start of the SMTP conversation. Rejecting messages in this way delays the message rejection and bounces the message, allowing AsyncOS to retain more detailed information about the rejected messages. For example, you can see the mail from address and each recipient address of the message which is blocked. Delaying HAT rejections also makes it less likely that the sending MTA will perform multiple retries.

When you enable HAT delayed rejection, the following behavior occurs:

The MAIL FROM command is accepted, but no message object is created.

All RCPT TO commands are rejected with text explaining that access to send e-mail is refused.

Note

If the sending MTA authenticates with SMTP AUTH, they are granted a RELAY policy and are allowed to deliver mail as normal.

Only configurable from the CLI listenerconfig

--> setup command.

Step 4

Submit and commit your changes.

Settings for Messages Containing Multiple Encodings: localeconfig

You can set the behavior of AsyncOS regarding modifying the encoding of message headings and footers during message processing. This setting is not configured via the GUI. Instead, it is configured via the localeconfig

in the CLI.

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Chapter 5 Configuring the Gateway to Receive Email

Listening for Connection Requests by Creating a Listener via the GUI

Listening for Connection Requests by Creating a Listener via the

GUI

Procedure

Step 1

Step 2

Step 3

Choose Network > Listener.

Click Add Listener.

Configure the settings defined in the following table.

Table 5-2 Listener Settings

Name

Type of Listener

Interface

Bounce Profile

Disclaimer Above

Disclaimer Below

Unique nickname you supply for the listener, for future reference. The names you define for listeners are case-sensitive. AsyncOS will not allow you to create two identical listener names.

Choose one of the following types of listeners:

Public. Public listeners contain default characteristics for receiving email from the Internet.

Private. Private listeners are intended to be used for private (internal) networks.

Choose a configured appliance IP interface and TCP port on which to create the listener. Depending on the version of the IP address used by the interface, the listener accepts connections from IPv4 addresses, IPv6 addresses or from both versions. By default, SMTP uses port 25 and QMQP uses port 628.

Select a bounce profile (bounce profiles created via the bounceconfig

command in the CLI are available in the list, see

Creating a New Bounce Profile, page 21-39

).

Select a disclaimer to attach above or below emails (disclaimers created via the

Mail Policies > Text Resources page or the textconfig

command in the CLI are available in the list, see the “Text Resources” chapter in the Cisco IronPort

AsyncOS for Email Configuration Guide).

Select a disclaimer to attach above or below emails (disclaimers created via the

Mail Policies > Text Resources page or the textconfig

command in the CLI are available in the list, see the “Text Resources” chapter in the Cisco IronPort

AsyncOS for Email Configuration Guide).

Specify an SMTP Authentication profile.

SMTP

Authentication

Profile

Certificate

Specify a certificate for TLS connections to the listener (certificates added via the

Network > Certificates page or the certconfig

command in the CLI are available in the list, see

Overview of Encrypting Communication with Other MTAs, page 20-1 ).

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Chapter 5 Configuring the Gateway to Receive Email

Listening for Connection Requests by Creating a Listener via the GUI

Step 4

(Optional) Configure settings for controlling parsing in SMTP “MAIL FROM” and “RCPT TO” commands as desfined in the following table.

Setting

Address Parser Type

Description

Choose how strictly the appliance adheres to the RFC2821 standard using one of the following parser types:

Strict Mode:

Strict mode tries to follow RFC 2821. In Strict mode, the address parser follows RFC 2821 rules with the following exceptions/enhancements:

Space is allowed after the colon, as in “MAIL FROM:

<[email protected]>”.

Underscores are allowed in the domain name.

“MAIL FROM” and “RCPT TO” commands are case-insensitive.

Periods are not treated specially (for example, RFC 2821 does not allow a username of “J.D.”).

Some of the additional options below may be enabled which technically would violate RFC 2821.

Loose Mode:

The loose parser is basically the existing behavior from previous versions of

AsyncOS. It does its best to “find” an email address and:

Ignores comments. It supports nested comments (anything found in parenthesis) and ignores them.

Does not require angle brackets around email addresses provided in

“RCPT TO” and “MAIL FROM” commands.

Allows multiple nested angle brackets (it searches for the email address in the deepest nested level).

Allow 8-bit User Names If enabled, allow 8-bit characters in the username portion of the address without escaping.

Allow 8-bit Domain

Names

If enabled, allow 8-bit characters in the domain portion of the address.

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Listening for Connection Requests by Creating a Listener via the GUI

Setting Description

Allow Partial Domains If enabled, will allow partial domains. Partial domains can be no domain at all, or a domain with no dots.

The following addresses are examples of partial domains:

foo foo@

Source Routing

Unknown Address

Literals

foo@bar

This option must be enabled in order for the Default Domain feature to work properly.

Add Default Domain: A default domain to use for email addresses without a fully qualified domain name. This option is disabled unless Allow Partial

Domains is enabled in SMTP Address Parsing options (see

Listening for

Connection Requests by Creating a Listener via the GUI, page 5-8

). This affects how a listener modifies email that it relays by adding the “default sender domain” to sender and recipient addresses that do not contain fully-qualified domain names. (In other words, you can customize how a listener handles “bare” addresses).

If you have a legacy system that sends email without adding (appending) your company’s domain to the sender address, use this to add the default sender domain. For example, a legacy system may automatically create email that only enters the string “ joe

” as the sender of the email. Changing the default sender domain would append “

@yourdomain.com

” to “ joe

” to create a fully-qualified sender name of [email protected]

.

Determines behavior if source routing is detected in the “MAIL FROM” and

“RCPT TO” addresses. Source routing is a special form of an email address using multiple ‘@’ characters to specify routing (for example:

@[email protected]:[email protected]). If set to “reject,” the address will be rejected. If “strip,” the source routing portion of the address will be deleted, and the message will be injected normally.

Determines behavior for when an address literal is received that the system cannot handle. Currently, this is everything except for IPv4. Thus, for example, for an IPv6 address literal, you can either reject it at the protocol level, or accept it and immediately hard bounce it.

Recipient addresses containing literals will cause an immediate hard bounce. Sender addresses may get delivered. If the message cannot be delivered, then the hard bounce will hard bounce (double hard bounce).

Reject These Characters in User Names

In the case of reject, both sender and recipient addresses will be rejected immediately at the protocol level.

Usernames that include characters (such as % or !, for example) entered here will be rejected.

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Chapter 5 Configuring the Gateway to Receive Email

Listening for Connection Requests by Creating a Listener via the GUI

Step 5

(Optional) Configure advanced settings for customizing the behavior of the listener as defined in the following table.

Setting

Maximum Concurrent

Connections

Description

The maximum number of connections allowed.

TCP Listen Queue Size The backlog of connections that AsyncOS will manage before the SMTP server accepts them.

CR and LF Handling Choose how to handle messages that contain bare CR (carriage return) and

LF (line feed) characters.

Clean. Allows the message, but converts bare CR and LF characters to

CRLF characters.

Reject. Rejects the message.

Add Received Header

Allow. Allows the message.

Add a received header to all received email. A listener also modifies email that it relays by adding a Received: header on each message. If you do not want to include the Received: header, you can disable it using this option.

Note

The Received: header is not added to the message within the work queue processing. Rather, it is added when the message is enqueued for delivery.

Use SenderBase IP

Profiling

Disabling the received header is a way to ensure that your network’s topology is not exposed by revealing the IP addresses or hostnames of internal servers on any messages travelling outside your infrastructure.

Please use caution when disabling the received header.

Choose whether or not to enable SenderBase IP Profiling and configure the following settings:

Timeout for Queries. Define how long the appliance caches information queried from the SenderBase Reputation Service.

SenderBase Timeout per Connection. Define how long the appliance caches SenderBase information per SMTP connection.

Step 6

(Optional) Configure settings for controlling LDAP queries associated with this listener as defined in the following table.

Use these settings to enable LDAP queries on the listener. You must create the LDAP query first, before using this option. Each type of query has a separate subsection to configure. Click the type of query to expand the subsection.

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Listening for Connection Requests by Creating a Listener via the GUI

For more information about creating LDAP queries, see

LDAP Queries, page 22-1 .

Query Type

Accept Queries

Routing Queries

Masquerade Queries

Group Queries

Description

For Accept queries, select the query to use from the list. You can specify whether the LDAP Accept occurs during the work queue processing or during the SMTP conversation.

For LDAP Accept during the work queue processing, specify the behavior for non-matching recipients: bounce or drop.

For LDAP Accept during the SMTP conversation, specify how to handle mail if the LDAP server is unreachable. You can elect to allow messages or drop the connection with a code and custom response. Finally, select whether or not to drop connections if the Directory Harvest Attack

Prevention (DHAP) threshold is reached during an SMTP conversation.

Performing recipient validation in the SMTP conversation can potentially reduce the latency between multiple LDAP queries. Therefore, you might notice an increased load on your directory server when you enable conversational LDAP Accept.

See

Overview of LDAP Queries, page 22-1

for more information.

For routing queries, select the query from the list. See

Overview of LDAP

Queries, page 22-1 for more information.

For masquerade queries, select a query from the list, and select which address to masquerade, such as the From or CC header addresses.

See

Overview of LDAP Queries, page 22-1

for more information.

For group queries, select the query from the list. See

Overview of LDAP

Queries, page 22-1 for more information.

Step 7

Submit and commit your changes.

Partial Domains, Default Domains, and Malformed MAIL FROMs

If you enable envelope sender verification or disable allowing partial domains in SMTP Address Parsing options for a listener, the default domain settings for that listener will no longer be used.

These features are mutually exclusive.

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Chapter 5 Configuring the Gateway to Receive Email

Listening for Connection Requests by Creating a Listener via the CLI

Listening for Connection Requests by Creating a Listener via the

CLI

Table 5-3

lists some of the listenerconfig

subcommands used in the tasks involved in creating and editing listeners.

Table 5-3 Tasks for Creating Listeners

Tasks for Creating

Listeners

Create a new listener

Command(s) and Subcommands

listenerconfig -> new

Reference

Edit global settings for listeners

Specify a bounce profile for the listener

listenerconfig -> setup bounceconfig, listenerconfig

-> edit -> bounceconfig

Configuring Global Settings for

Listeners, page 5-5

Creating a New Bounce Profile, page 21-39

Associate a disclaimer with the listener

textconfig, listenerconfig -> edit -> setup -> footer

Covered in Cisco IronPort AsyncOS for

Email Configuration Guide

Configure an SMTP

Authentication

Configure SMTP address parsing

Configure a default domain for the listener

smtpauthconfig, listenerconfig -> smtpauth textconfig, listenerconfig -> edit -> setup -> address listenerconfig -> edit -> setup -> defaultdomain

Add a received header to email

Change bare CR and LF characters to CRLF

Modify the Host Access

Table

listenerconfig -> edit -> setup -> received listenerconfig -> edit -> setup -> cleansmtp listenerconfig -> edit -> hostaccess listenerconfig -> edit -> rcptaccess

Accept email for local domains or specific users

(RAT) (public listeners only)

Encrypt conversations on listeners (TLS)

certconfig, settls, listenerconfig -> edit

Covered in Cisco IronPort AsyncOS for

Email Configuration Guide

Covered in Cisco IronPort AsyncOS for

Email Configuration Guide

Choose the certificate

(TLS)

listenerconfig -> edit -> certificate

Overview of Encrypting

Communication with Other MTAs, page 20-1

Overview of Encrypting

Communication with Other MTAs, page 20-1

See Chapter 21, “Configuring Routing and Delivery Features”

for information about email routing and delivery configurations.

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Chapter 5 Configuring the Gateway to Receive Email

Listening for Connection Requests by Creating a Listener via the CLI

Advanced HAT Parameters

Table 5-4 defines the syntax of advanced HAT parameters. Note that for the numeric values below, you

can add a trailing

k

to denote kilobytes or a trailing

M

to denote megabytes. Values with no letters are considered bytes. Parameters marked with an asterisk support the variable syntax shown in

Table 5-4

.

Table 5-4 Advanced HAT Parameter Syntax

Parameter

Maximum messages per connection

Maximum recipients per message

Maximum message size

Syntax

max_msgs_per_session max_rcpts_per_msg max_message_size

Values

Number

Number

Number

Example Values

1000

10000

1k

1048576

20M

1000 Maximum concurrent connections allowed to this listener

SMTP Banner Code max_concurrency smtp_banner_code

SMTP Banner Text (*) smtp_banner_text

SMTP Reject Banner Code smtp_banner_code

SMTP Reject Banner Text

(*)

Override SMTP Banner

Hostname smtp_banner_text use_override_hostname

Number

Number

String

Number

String on | off | default

220

Accepted

550

Rejected default

Use TLS override_hostname tls

Use anti-spam scanning

Use virus scanning

Maximum Recipients per

Hour

Maximum Recipients per

Hour Error Code

Maximum Recipients per

Hour Text (*)

Use SenderBase

Define SenderBase

Reputation Score

Directory Harvest Attack

Prevention: Maximum

Invalid Recipients Per

Hour spam_check virus_check max_rcpts_per_hour max_rcpts_per_hour_code max_rcpts_per_hour_text use_sb sbrs[value1:value2] dhap_limit

String on | off | required on | off on | off

Number

Number

String on | off

-10.0- 10.0

Number newhostname on off off

5k

452

Too many recipients on sbrs[-10:-7.5]

150

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Chapter 5 Configuring the Gateway to Receive Email

Enterprise Gateway Configuration

Enterprise Gateway Configuration

In this configuration, the Enterprise Gateway configuration accepts email from the Internet and relays email to groupware servers, POP/IMAP servers, or other MTAs. At the same time, the enterprise gateway accepts SMTP messages from groupware servers and other email servers for relay to recipients on the

Internet.

Figure 5-4 Public and Private Listeners for an Enterprise Gateway

Cisco IronPort

Email Security appliance

Large Small corporations corporations ISPs

SMTP

Firewall

A

SMTP

Internet

B

Groupware Server POP/IMAP server

Groupware client POP/IMAP client

In this configuration, at least two listeners are required:

One listener configured specifically to accept mail from the Internet

One listener configured specifically to accept mail from your internal groupware and email servers

(POP/IMAP)

By creating distinct public and private listeners for different public and private networks, you can distinguish among email for security, policy enforcement, reporting, and management. For example, email received on public listeners is scanned by your configured anti-spam engine and the anti-virus scanning engine by default, while email received on private listeners is not scanned.

Figure 5-4 shows one public listener (A) and one private listener (B) configured on the appliance in this

Enterprise Gateway configuration.

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Enterprise Gateway Configuration

Chapter 5 Configuring the Gateway to Receive Email

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Cisco AsyncOS 8.0.2 for Email User Guide

C H A P T E R

6

Reputation Filtering

Overview of Reputation Filtering, page 6-1

SenderBase Reputation Service, page 6-1

Editing Reputation Filtering Score Thresholds for a Listener, page 6-4

Entering Low SBRS Scores in the Message Subject, page 6-7

Overview of Reputation Filtering

Reputation filtering is the first layer of spam protection, allowing you to control the messages that come through the email gateway based on senders’ trustworthiness as determined by the Cisco SenderBase™

Reputation Service.

The Cisco appliance can accept messages from from known or highly reputable senders — such as customers and partners — and deliver them directly to the end user without any content scanning.

Messages from unknown or less reputable senders can be subjected to content scanning, such as anti-spam and anti-virus scanning, and you can also throttle the number of messages you are willing to accept from each sender. Email senders with the worst reputation can have their connections rejected or their messages bounced based on your preferences.

SenderBase Reputation Service

The Cisco SenderBase Reputation Service, using global data from the SenderBase Affiliate network, assigns a SenderBase Reputation Score to email senders based on complaint rates, message volume statistics, and data from public blacklists and open proxy lists. The SenderBase Reputation Score helps to differentiate legitimate senders from spam sources. You can determine the threshold for blocking messages from senders with low reputation scores.

The Cisco IronPort SenderBase Security Network website ( www.senderbase.org)

provides a global overview of the latest email and web-based threats, displays current email traffic volume by country, and allows you to look up reputation scores based on IP address, URI or Domain.

Note

The SenderBase Reputation Service is only available with a current anti-spam feature key.

Related Topics

Outbreak Filters, page 14-1

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6-1

Chapter 6 Reputation Filtering

SenderBase Reputation Service

Chapter 26, “Using Email Security Monitor”

SenderBase Reputation Score (SBRS)

The SenderBase Reputation Score (SBRS) is a numeric value assigned to an IP address based on information from the SenderBase Reputation Service. The SenderBase Reputation Service aggregates data from over 25 public blacklists and open proxy lists, and combines this data with global data from

SenderBase to assign a score from -10.0 to +10.0, as follows:

Score

-10.0

0

+10.0

Meaning

Most likely to be a source of spam

Neutral, or not enough information to make a recommendation

Most likely to be a trustworthy sender

The lower (more negative) the score, the more likely that a message is spam. A score of -10.0 means that this message is “guaranteed” to be spam, while a score of 10.0 means that the message is “guaranteed” to be legitimate.

Using the SBRS, you configure the Cisco appliance to apply mail flow policies to senders based on their trustworthiness. (You can also create message filters to specify “thresholds” for SenderBase Reputation

Scores to further act upon messages processed by the system. For more information, refer to

“ SenderBase Reputation Rule, page 9-32

” and “ Bypass Anti-Spam System Action, page 9-63

.”)

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Chapter 6 Reputation Filtering

Figure 6-1

SenderBase Reputation Service

The SenderBase Reputation Service

Sending MTA

5

250-Recipient Accepted

or

452-Too many recipients this hour

or

554-Access Denied

IronPort appliance

2

HELO

3

1.2.3.4

4

SBRS =

x.x

SBRS Scoring Engine

SenderBase Affiliate Network

1.2.3.4

Rule hits for

1.2.3.4

1

•Global complaint data

•Global volume data

1.

2.

3.

4.

5.

SenderBase affiliates send real-time, global data

Sending MTA opens connection with the Cisco appliance

Cisco appliance checks global data for the connecting IP address

SenderBase Reputation Service calculates the probability this message is spam and assigns a

SenderBase Reputations Score

Cisco returns the response based on the SenderBase Reputation Score

How SenderBase Reputation Filters Work

Cisco Reputation Filter technology aims to shunt as much mail as possible from the remaining security services processing that is available on the Cisco appliance. (See

Understanding the Email Pipeline, page 4-1

.)

When enabling reputation filtering, mail from known bad senders is simply refused. Known good mail from global 2000 companies is automatically routed around the spam filters, reducing the chance of false positives. Unknown, or “grey” email is routed to the anti-spam scanning engine. Using this approach, reputation filters can reduce the load on the content filters by as much as 50%.

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6-3

Editing Reputation Filtering Score Thresholds for a Listener

Figure 6-2 Reputation Filtering Example

Chapter 6 Reputation Filtering

Recommended Settings for Different Reputation Filtering Approaches

Depending on the objectives of your enterprise, you can implement a conservative, moderate, or aggressive approach.

Approach Suspectlist Unknownlist

Conservative

Moderate

(Installation default)

Aggressive

All approaches

Characteristics Whitelist Blacklist

Sender Base Reputation Score range:

7 to 10 -10 to -4 Near zero false positives, better performance

Very few false positives, high performance

Sender Base

Reputation Scores are not used.

-10 to -3

-10 to -2 Some false positives, maximum performance.

This option shunts the most mail away from

Anti-Spam processing.

4 to 10

Mail Flow Policy:

Trusted Blocked

-4 to -2

-3 to -1

-2 to -1

Throttled

-2 to 7

-1 to +10

-1 to 4

Accepted

Editing Reputation Filtering Score Thresholds for a Listener

Use this procedure if you want to change the default SenderBase Reputation Service (SBRS) score thresholds or add a sender group for reputation filtering.

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Editing Reputation Filtering Score Thresholds for a Listener

Note

Other settings related to SBRS score thresholds, and Mail Flow Policy settings, are described in

Chapter 7, “Defining Which Hosts Are Allowed to Connect Using the Host Access Table (HAT).”

Before You Begin

If your Cisco appliance is set to receive mail from a local MX/MTA, identify upstream hosts that may mask the sender's IP address. See

Determining Sender IP Address In Deployments with

Incoming Relays, page 13-13 for more information.

Understand Sender Base Reputation Scores. See

Defining Sender Groups by SenderBase Reputation

Score, page 7-6

.

Choose a filtering approach for your organization and note the recommended settings for that approach. See

Recommended Settings for Different Reputation Filtering Approaches, page 6-4

.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Select Mail Policies > HAT Overview.

Select the public listener from the Sender Groups (Listener) menu.

Click the link for a sender group.

For example, click the “SUSPECTLIST” link.

Click Edit Settings.

Enter the range of SenderBase Reputation Scores for this sender group.

For example, for “WHITELIST,” enter the range 7.0 to 10.

Click Submit.

Repeat as needed for each sender group for this listener.

Commit changes.

Related Topics

Chapter 7, “Defining Which Hosts Are Allowed to Connect Using the Host Access Table (HAT)”

How to Configure the Appliance to Scan Messages for Spam, page 13-2

Testing Reputation Filtering Using the SBRS

Unless you regularly receive a large portion of spam, or you have set up “dummy” accounts to specifically receive spam for your organization, it may be difficult to immediately test the SBRS policies you have implemented. However, if you add entries for reputation filtering with SenderBase Reputation

Scores into a listener’s HAT as indicated in

Table 6-1

, you will notice that a smaller percentage of inbound mail will be “unclassified.”

Test the policies using the trace

command with an arbitrary SBRS. See

Debugging Mail Flow Using

Test Messages: Trace, page 36-1 . The

trace

command is available in the CLI as well as the GUI.

Cisco AsyncOS 8.0.2 for Email User Guide

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Chapter 6 Reputation Filtering

Editing Reputation Filtering Score Thresholds for a Listener

Table 6-1 Suggested Mail Flow Policies for Implementing the SBRS

Policy Name

$BLOCKED

$THROTTLED

$ACCEPTED

(Public Listener)

$TRUSTED

Primary

Behavior

(Access

Rule) Parameters

REJECT None

ACCEPT

Maximum messages / session:

ACCEPT

ACCEPT

Maximum recipients / message:

Maximum message size:

Maximum concurrent connections:

Use Spam Detection:

Use TLS:

Maximum recipients / hour:

Use SenderBase:

Maximum messages / session:

Maximum recipients / message:

Maximum message size:

Maximum concurrent connections:

Use Spam Detection:

Use TLS:

Use SenderBase:

Maximum messages / session:

Maximum recipients / message:

Maximum message size:

Maximum concurrent connections:

Use Spam Detection:

Use TLS:

Maximum recipients / hour:

Use SenderBase:

Value

10

20

1 MB

10

ON

OFF

20

(recommended)

ON

1,000

1,000

100 MB

1,000

ON

OFF

ON

1,000

1,000

100 MB

1,000

OFF

OFF

-1

(disabled)

OFF

Note

In the $THROTTLED policy, the maximum recipients per hour from the remote host is set to 20 recipients per hour, by default. Note that this setting controls the maximum throttling available. You can increase the number of recipients to receive per hour if this parameter is too aggressive. For more

information on Default Host Access policies, see Understanding Predefined Sender Groups and Mail

Flow Policies, page 7-10

.

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Chapter 6 Reputation Filtering

Entering Low SBRS Scores in the Message Subject

Monitoring the Status of the SenderBase Reputation Service

The SenderBase page in the Security Services menu displays the connection status and the timestamp of the most recent query from the Cisco appliance to the SenderBase Network Status Server and

SenderBase Reputation Score Service. The SenderBase Reputation Score Service sends the SRBS scores to the appliance. The SenderBase Network Server sends the appliance information about the IP addresses, domains, and organizations that are sending mail to you. AsyncOS uses this data for its reporting and email monitoring features.

Figure 6-3 SenderBase Network Status on the SenderBase Page

The sbstatus

command in CLI displays the same information.

Entering Low SBRS Scores in the Message Subject

Although Cisco recommends throttling, an alternate way to use the SenderBase Reputation Service is to modify the subject line of suspected spam messages. To do this, use the message filter shown in

Table 6-2

. This filter uses the reputation

filter rule and the strip-header

and insert-header

filter actions to replace the subject line of messages having a SenderBase Reputation Score lower than -2.0 with a subject line that includes the actual SenderBase Reputation Score represented as:

{Spam

SBRS

}

.

Replace listener_name in this example with the name of your public listener. (The period on its own line is included so that you can cut and paste this text directly into the command line interface of the filters command.)

Table 6-2 Message Filter to Modify Subject Header with SBRS: Example 1

sbrs_filter: if ((recv-inj == "listener_name" AND subject != "\\{Spam -?[0-9.]+\\}"))

{

insert-header("X-SBRS", "$REPUTATION");

if (reputation <= -2.0)

{

strip-header("Subject");

insert-header("Subject", "$Subject \\{Spam $REPUTATION\\}");

}

}

.

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Entering Low SBRS Scores in the Message Subject

Related Topic

Chapter 9, “Using Message Filters to Enforce Email Policies”

.

Chapter 6 Reputation Filtering

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C H A P T E R

7

Defining Which Hosts Are Allowed to Connect

Using the Host Access Table (HAT)

Overview of Defining Which Hosts Are Allowed to Connect, page 7-1

Defining Remote Hosts into Sender Groups, page 7-3

Defining Access Rules for Email Senders Using Mail Flow Policies, page 7-8

Understanding Predefined Sender Groups and Mail Flow Policies, page 7-10

Handling Messages from a Group of Senders in the Same Manner, page 7-12

Working with the Host Access Table Configuration, page 7-20

Using a List of Sender Addresses for Incoming Connection Rules, page 7-21

SenderBase Settings and Mail Flow Policies, page 7-21

Verifying Senders, page 7-26

Overview of Defining Which Hosts Are Allowed to Connect

For every configured listener, you must define a set of rules that control incoming connections from remote hosts. For example, you can define remote hosts and whether or not they can connect to the listener. AsyncOS allows you to define which hosts are allowed to connect to the listener using the Host

Access Table (HAT).

The HAT maintains a set of rules that control incoming connections from remote hosts for a listener.

Every configured listener has its own HAT. You configure HATs for both public and private listeners.

To control incoming connections from remote hosts, you define the following information:

Remote hosts. Define the way in which a remote host attempts to connect to the listener. You group remote host definitions into sender groups. For example, you can define multiple remote hosts in a sender group by IP address and partial hostname. You can also define remote hosts by their

SenderBase reputation score. For more information, see

Defining Remote Hosts into Sender Groups, page 7-3

.

Access rules. You can define whether the defined remote hosts in the sender group are allowed to connect to the listener and under what conditions. You define access rules using mail flow policies.

For example, you can define that a particular sender group is allowed to connect to the listener, but only allow a maximum number of messages per connection. For more information, see

Defining

Access Rules for Email Senders Using Mail Flow Policies, page 7-8

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Overview of Defining Which Hosts Are Allowed to Connect

Chapter 7 Defining Which Hosts Are Allowed to Connect Using the Host Access Table (HAT)

Define which hosts are allowed to connect to the listener on the Mail Policies > HAT Overview page.

Figure 7-1

shows the HAT Overview with the sender groups and mail flow policies defined by default for a public listener.

Figure 7-1 Mail Policies > HAT Overview Page — Public Listener

When a listener receives a TCP connection, it compares the source IP address against the configured sender groups. It evaluates the sender groups in the order listed on the HAT Overview page. When it finds a match, it applies the configured mail flow policy to the connection.

When you create a listener, AsyncOS creates predefined sender groups and mail flow polices for the listener. You can edit the predefined sender groups and mail flow policies, and create new sender groups

and mail flow policies. For more information, see Understanding Predefined Sender Groups and Mail

Flow Policies, page 7-10

.

You can export all information stored in a Host Access Table to a file, and you can import Host Access

Table information stored in a file into the appliance for a listener, overriding all configured Host Access

Table information. For more information, see

Working with the Host Access Table Configuration, page 7-20 .

Default HAT Entries

By default, the HAT is defined to take different actions depending on the listener type:

Public listeners. The HAT is set to accept email from all hosts.

Private listeners. The HAT is set up to relay email from the host(s) you specify, and reject all other hosts.

In the HAT Overview, the default entry is named “ALL.” You can edit the default entry by clicking the mail flow policy for the ALL sender group on the Mail Policies > HAT Overview page.

Note

By rejecting all hosts other than the ones you specify, the listenerconfig

and systemsetup

commands prevent you from unintentionally configuring your system as an “open relay.” An open relay (sometimes called an “insecure relay” or a “third party” relay) is an SMTP email server that allows third-party relay of email messages. By processing email that is neither for nor from a local user, an open relay makes it possible for an unscrupulous sender to route large volumes of spam through your gateway.

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Defining Remote Hosts into Sender Groups

You can define the way in which remote hosts attempt to connect to a listener. You group remote host definitions into sender groups. A sender group is a list of remote hosts defined for the purpose of handling email from those senders in the same way.

A sender group is a list of senders identified by:

IP address (IPv4 or IPv6)

IP range

Specific host or domain name

SenderBase Reputation Service “organization” classification

SenderBase Reputation Score (SBRS) range (or lack of score)

DNS List query response

For more information on the list of acceptable addresses in sender groups, see

Sender Group Syntax, page 7-4

.

When an SMTP server attempts an SMTP connection with the appliance, the listener evaluates the sender groups in order and assigns the connection to a sender group when it matches any criterion in the sender group, such as SenderBase reputation score, domain, or IP address.

Note

The system acquires and verifies the validity of the remote host’s IP address by performing a double

DNS lookup. This consists of a reverse DNS (PTR) lookup on the IP address of the connecting host, followed by a forward DNS (A) lookup on the results of the PTR lookup. The system then checks that the results of the A lookup match the results of the PTR lookup. If the results do not match, or if an A record does not exist, the system only uses the IP address to match entries in the HAT.

Define sender groups on the Mail Policies > HAT Overview page.

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Sender Group Syntax

Table 7-1

Syntax

n:n:n:n:n:n:n:n n:n:n:n:n:n:n:nn:n:n:n:n:n:n:n n:n:n-n:n:n:n:n:n n.n.n.n

n.n.n.

n.n.n

n.n.

n.n

n.

n n.n.n.n-n n.n.n-n.

n.n.n-n n.n-n. n.n-n n-n.

n-n yourhost.example.com

.partialhost

n/c n.n/c n.n.n/c n.n.n.n/c n:n:n:n:n:n:n:n/c

SBRS[n:n]

SBRS[none]

SBO:n

ALL

Defining Remote Hosts in the HAT: Sender Group Syntax

Meaning

IPv6 address; does not need to include leading zeroes.

Range of IPv6 addresses; does not need to include leading zeroes.

dnslist[dnsserver.domain]

Full (complete) IPv4 Address

Partial IPv4 address

Range of IPv4 addresses

A fully-qualified domain name

Everything within the partialhost domain

IPv4 CIDR address block

IPv6 CIDR address block; does not need to include leading zeroes

SenderBase Reputation Score. For more information, see

Defining

Sender Groups by SenderBase Reputation Score, page 7-6 .

SenderBase Network Owner Identification Number. For more information, see

Defining Sender Groups by SenderBase

Reputation Score, page 7-6 .

DNS List query. For more information, see Sender Groups Defined by Querying DNS Lists, page 7-7 .

Special keyword that matches ALL addresses. This applies only to the ALL sender group, and is always included (but not listed).

Sender Groups Defined by Network Owners, Domains, and IP Addresses

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Since the SMTP protocol has no built-in method for authenticating senders of email, senders of unsolicited bulk email have been successful at employing a number of tactics for hiding their identity.

Examples include spoofing the Envelope Sender address on a message, using a forged HELO address, or simply rotating through different domain names. This leaves many mail administrators asking themselves the fundamental question, “Who is sending me all of this email?” To answer this question, the SenderBase Reputation Service has developed a unique hierarchy for aggregating identity-based information based on the IP address of the connecting host — the one thing that is almost impossible for a sender to forge in a message.

An IP Address is defined as the IP address of the sending mail host. The Email Security appliance supports both Internet Protocol version 4 (IPv4) and version 6 (IPv6) addresses.

A Domain is defined as an entity that uses hostnames with a given second-level domain name (for example, yahoo.com), as determined by a reverse (PTR) lookup on the IP address.

A Network Owner is defined as an entity (usually a company) that controls a block of IP addresses, as determined based on IP address space assignments from global registries such as ARIN (the American

Registry for Internet Numbers) and other sources.

An Organization is defined as an entity that most closely controls a particular group of mail gateways within a network owner’s IP block, as determined by SenderBase. An Organization may be the same as the Network Owner, a division within that Network Owner, or a customer of that Network Owner.

Setting Policies Based on the HAT

Table 7-2

lists some examples of network owners and organizations.

Table 7-2 Example of Network Owners and Organizations

Example Type

Network Service Provider

Network Owner

Level 3 Communications

Email Service Provider

Commercial Sender

GE

The Motley Fool

Organization

Macromedia Inc.

AllOutDeals.com

GreatOffers.com

GE Appliances

GE Capital

GE Mortgage

The Motley Fool

As network owners can range dramatically in size, the appropriate entity to base your mail flow policy on is the organization. The SenderBase Reputation Service has a unique understanding of the source of the email down to the organization level, which the Cisco appliance leverages to automatically apply policies based on the organization. In the example above, if a user specified “Level 3 Communications” as a sender group in the Host Access Table (HAT), SenderBase will enforce policies based on the individual organizations controlled by that network owner.

For example, in the table above, if a user enters a limit of 10 recipients per hour for Level 3, the Cisco appliance will allow up to 10 recipients per hour for Macromedia Inc., Alloutdeals.com and

Greatoffers.com (a total of 30 recipients per hour for the Level 3 network owner). The advantage of this approach is that if one of these organizations begins spamming, the other organizations controlled by

Level 3 will not be impacted. Contrast this to the example of “The Motley Fool” network owner. If a user sets rate limiting to 10 recipients per hour, the Motley Fool network owner will receive a total limit of

10 recipients per hour.

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The Cisco Mail Flow Monitor feature is a way of defining the sender and providing you with monitoring tools to create mail flow policy decisions about the sender. To create mail flow policy decisions about a given sender, ask these questions:

• Which IP addresses are controlled by this sender?

The first piece of information that the Mail Flow Monitor feature uses to control the inbound email processing is the answer to this question. The answer is derived by querying the SenderBase

Reputation Service. The SenderBase Reputation Service provides information about the relative size of the sender (either the SenderBase network owner or the SenderBase organization). Answering this question assumes the following:

Larger organizations tend to control more IP addresses, and send more legitimate email.

Depending on its size, how should the overall number of connections be allotted for this sender?

Larger organizations tend to control more IP addresses, and send more legitimate email.

Therefore, they should be allotted more connections to your appliance.

The sources of high-volume email are often ISPs, NSPs, companies that manage outsourced email delivery, or sources of unsolicited bulk email. ISPs, NSPS, and companies that manage outsourced email delivery are examples of organizations that control many IP addresses, and should be allotted more connections to your appliance. Senders of unsolicited bulk email usually do not control many IP addresses; rather, they send large volumes of mail through a few number of IP addresses. They should be allotted fewer connections to your appliance.

The Mail Flow Monitor feature uses its differentiation between SenderBase network owners and

SenderBase organizations to determine how to allot connections per sender, based on logic in

SenderBase. See the “Using Email Security Monitor” chapter in Cisco IronPort AsyncOS for Email

Daily Management Guide for more information on using the Mail Flow Monitor feature.

Defining Sender Groups by SenderBase Reputation Score

The Cisco appliance can query the Cisco SenderBase Reputation Service to determine a sender’s reputation score (SBRS). The SBRS is a numeric value assigned to an IP address, domain, or organization based on information from the SenderBase Reputation Service. The scale of the score ranges from -10.0 to +10.0, as described in

Table 7-3

.

Table 7-3 Definition of the SenderBase Reputation Score

Score

-10.0

0

+10.0

none

Meaning

Most likely to be a source of spam

Neutral, or not enough information to make a recommendation

Most likely to be a trustworthy sender

No data available for this sender (typically a source of spam)

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Using the SBRS, you configure the Cisco appliance to apply mail flow policies to senders based on their trustworthiness. For example, all senders with a score less than -7.5 could be rejected. This is most easily

accomplished via the GUI; see Creating a Sender Group for Message Handling, page 7-12

. However, if you are modifying an exported HAT in a text file, the syntax for including SenderBase Reputation Scores is described in

Table 7-4

.

Table 7-4 Syntax for SenderBase Reputation Scores

SBRS[

n

:

n

]

SBRS[none]

SenderBase Reputation Score. Senders are identified by querying the SenderBase

Reputation Service, and the scores are defined between the ranges.

Specify no SBRS (very new domains may not have SenderBase Reputation Scores yet).

Note

Network owners added to a HAT via the GUI use the syntax

SBO:

n, where n is the network owner’s unique identification number in the SenderBase Reputation Service.

Use the Network > Listeners page or listenerconfig -> setup

command in the CLI to enable a listener to query the SenderBase Reputation Service. You can also define the timeout value that the appliance should wait when querying the SenderBase Reputation Service. Then, you can configure different policies to use look ups to the SenderBase Reputation Service by using the values in the Mail Policies

Pages in the GUI or the listenerconfig -> edit -> hostaccess

commands in the CLI.

Note

You can also create message filters to specify “thresholds” for SenderBase Reputation Scores to further act upon messages processed by the system. For more information, see “SenderBase Reputation Rule,”

“Bypass Anti-Spam System Action,” and “Bypass Anti-Virus System Action” in the Cisco IronPort

AsyncOS for Email Advanced Configuration Guide.

Sender Groups Defined by Querying DNS Lists

You also have the ability in a listener’s HAT to define a sender group as matching a query to a specific

DNS List sever. The query is performed via DNS at the time of the remote client’s connection. The ability to query a remote list also exists currently as a message filter rule (see “DNS List Rule” in the

Cisco IronPort AsyncOS for Email Advanced Configuration Guide), but only once the message content has been received in full.

This mechanism allows you to configure a sender within a group that queries a DNS List so that you can adjust your mail flow policies accordingly. For example, you could reject connections or limit the behavior of the connecting domain.

Note

Some DNS Lists use variable responses (for example, “127.0.0.1” versus “127.0.0.2” versus

“127.0.0.3”) to indicate various facts about the IP address being queried against. If you use the message filter DNS List rule (see “DNS List Rule” in the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide), you can compare the result of the query against different values. However, specifying a DNS List server to be queried in the HAT only supports a Boolean operation for simplicity

(that is, does the IP address appear in the list or not)

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Note

Be sure to include brackets in the query in the CLI. Brackets are not necessary when specifying a DNS

List query in the GUI. Use the dnslistconfig

command in the CLI to test a query, configure general settings for DNL queries, or flush the current DNS list cache.

Note that this mechanism can be used to identify “good” connections as well as “bad” connections. For example, a query to query.bondedsender.org will match on connecting hosts who have posted a financial bond with Cisco Systems’ Bonded Sender™ program to ensure the integrity of their email campaign.

You could modify the default WHITELIST sender group to query the Bonded Sender program’s DNS servers (which lists these legitimate email senders who have willingly posted bonds) and adjust the mail flow policy accordingly.

Defining Access Rules for Email Senders Using Mail Flow

Policies

Mail flow policies allow you to control or limit the flow of email messages from a sender to the listener during the SMTP conversation. You control SMTP conversations by defining the following types of parameters in the mail flow policy:

Connection parameters, such as maximum number of messages per connection.

Rate limiting parameters, such as maximum number of recipients per hour.

Modify custom SMTP codes and responses communicated during the SMTP conversation.

Enable spam detection.

Enable virus protection.

Encryption, such as using TLS to encrypt the SMTP connection.

Authentication parameters, such as using DKIM to verify incoming mail.

Ultimately, mail flow policies perform one of the following actions on connections from remote hosts:

ACCEPT. Connection is accepted, and email acceptance is then further restricted by listener settings, including the Recipient Access Table (for public listeners).

REJECT. Connection is initially accepted, but the client attempting to connect gets a 4XX or 5XX

SMTP status code. No email is accepted.

Note

You can also configure AsyncOS to perform this rejection at the message recipient level (RCPT

TO), rather than at the start of the SMTP conversation. Rejecting messages in this way delays the message rejection and bounces the message, allowing AsyncOS to retain more detailed information about the rejected messages. This setting is configured from the CLI listenerconfig > setup command. For more information, see

Listening for Connection

Requests by Creating a Listener via the CLI, page 5-13

.

TCPREFUSE. Connection is refused at the TCP level.

RELAY. Connection is accepted. Receiving for any recipient is allowed and is not constrained by the Recipient Access Table.

CONTINUE. The mapping in the HAT is ignored, and processing of the HAT continues. If the incoming connection matches a later entry that is not CONTINUE, that entry is used instead. The

CONTINUE rule is used to facilitate the editing of the HAT in the GUI. For more information, see

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Creating a Sender Group for Message Handling, page 7-12 .

HAT Variable Syntax

Table 7-5

defines a set of variables that can also be used in conjunction with the custom SMTP and Rate

Limiting banners defined for a mail flow policy. Variable names are case-insensitive. (That is,

$group

is equivalent to

$Group

.)

Table 7-5 HAT Variable Syntax

Variable

$Group

$Hostname

$OrgID

$RemoteIP

$HATEntry

Definition

Replaced by the name of the sender group that was matched in the HAT. If the sender group has no name, “None” is displayed.

Replaced by the remote hostname if and only if is has been validated by the Cisco appliance. If the reverse DNS lookup of the IP address is successful but returns no hostname, then “None” is displayed. If the reverse DNS lookup fails (for example, if the DNS server cannot be reached, or no DNS server has been configured) then

“Unknown” is displayed.

Replaced by the SenderBase Organization ID (an integer value).

If the Cisco appliance cannot obtain a SenderBase Organization ID, or if the

SenderBase Reputation Service did not return a value, “None” is displayed.

Replaced by the IP address of the remote client.

Replaced by the entry in the HAT that the remote client matched.

Using HAT Variables

Note

These variables can be used with the smtp_banner_text

and max_rcpts_per_hour_text advanced HAT parameters shown in Table 1-3 of the “Customizing Listeners” chapter in the Cisco IronPort AsyncOS

for Email Advanced Configuration Guide.

Using these variables, you could edit the custom SMTP banner response text for accepted connections in the $TRUSTED policy in the GUI:

Figure 7-2 Using HAT Variables

Or like this, in the CLI:

Would you like to specify a custom SMTP response? [Y]> y

Enter the SMTP code to use in the response. 220 is the standard code.

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[220]> 200

Enter your custom SMTP response. Press Enter on a blank line to finish.

You've connected from the hostname: $Hostname, IP address of: $RemoteIP, matched the group: $Group, $HATEntry and the SenderBase Organization: $OrgID.

Testing HAT Variables

To test these variables, add the IP address of a known, trusted machine to the $WHITELIST sender group of a listener on the Cisco appliance. Then, connect from that machine via telnet. You can see the variable substitution in the SMTP response. For example:

# telnet IP_address_of_IronPort_Appliance

220 hostname ESMTP

200 You've connected from the hostname: hostname, IP address of:

IP-address_of_connecting_machine, matched the group: WHITELIST, 10.1.1.1 the SenderBase

Organization: OrgID.

Understanding Predefined Sender Groups and Mail Flow

Policies

Table 7-6 lists the predefined sender groups and mail flow policies that are configured when a public

listener is created.

Table 7-6 Predefined Sender Groups and Mail Flow Policies for Public Listeners

Predefined Sender Group Description

WHITELIST

BLACKLIST

Add senders you trust to the Whitelist sender group. The $TRUSTED mail flow policy is configured so that email from senders you trust has no rate limiting enabled, and the content from those senders is not scanned by the Anti-Spam or

Anti-Virus software.

Default Configured

Mail Flow Policy

$TRUSTED

Senders in the Blacklist sender group are rejected

(by the parameters set in the $BLOCKED mail flow policy). Adding senders to this group rejects connections from those hosts by returning a 5XX

SMTP response in the SMTP HELO command.

$BLOCKED

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Table 7-6 Predefined Sender Groups and Mail Flow Policies for Public Listeners (continued)

Predefined Sender Group Description

SUSPECTLIST The Suspectlist sender group contains a mail flow policy that throttles, or slows, the rate of incoming mail. If senders are suspicious, you can add them to the Suspectlist sender group, where the mail flow policy dictates that:

Default Configured

Mail Flow Policy

$THROTTLED

Rate limiting limits the maximum number of messages per session, the maximum number of recipients per message, the maximum message size, and the maximum number of concurrent connections you are willing to accept from a remote host.

The maximum recipients per hour from the remote host is set to 20 recipients per hour.

Note that this setting is the maximum throttling available. You can increase the number of recipients to receive per hour if this parameter is too aggressive.

UNKNOWNLIST

ALL

The content of messages will be scanned by the anti-spam scanning engine and the anti-virus scanning engine (if you have these feature enabled for the system).

The Cisco SenderBase Reputation Service will be queried for more information about the sender.

The Unknownlist sender group may be useful if you are undecided about the mail flow policy you should use for a given sender. The mail flow policy for this group dictates that mail is accepted for senders in this group, but the Cisco Anti-Spam software (if enabled for the system), the anti-virus scanning engine, and the Cisco SenderBase

Reputation Service should all be used to gain more information about the sender and the message content. Rate limits for senders in this group are also enabled with default values. For more information on virus scanning engines, see

Anti-Virus Scanning Overview, page 12-1 . For

more information on the SenderBase Reputation

Service, see SenderBase Reputation Service, page 6-1 .

Default sender group that applies to all other

senders. For more information, see Default HAT

Entries, page 7-2

.

$ACCEPTED

$ACCEPTED

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Table 7-7 lists the predefined sender groups and mail flow policies that are configured when a private

listener is created.

Table 7-7 Predefined Sender Groups and Mail Flow Policies for Private Listeners

Predefined Sender

Group

RELAYLIST

ALL

Description

Note

Default Configured

Mail Flow Policy

Add senders you know should be allowed to relay to the

Relaylist sender group. The $RELAYED mail flow policy is configured so that email from senders you are allowing to relay has no rate limiting, and the content from those senders is not scanned by the anti-spam scanning engine or anti-virus software.

$RELAYED

The RELAYLIST sender group includes the systems allowed to relay email when the System

Setup Wizard was run.

Default sender group that applies to all other senders. For more information, see

Default HAT Entries, page 7-2

.

$BLOCKED

Note

When you run the System Setup Wizard on a Cisco appliance model that has only two Ethernet ports, you are prompted to create only one listener. It creates a public listener that also includes a $RELAYED mail flow policy that is used to relay mail for internal systems. For Cisco appliance models that have more than two Ethernet ports, the RELAYLIST sender group and $RELAYED mail flow policy only appear on private listeners.

Handling Messages from a Group of Senders in the Same

Manner

You the Mail Policies > HAT Overview and Mail Flow Policy pages to configure how the listener handles messages from senders. Do this by creating, editing, and deleting sender groups and mail flow policies.

Creating a Sender Group for Message Handling

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Navigate to the Mail Policies > HAT Overview page.

Choose the listener to edit in the Listener field.

Click Add Sender Group.

Type the name of the sender group.

Select the order in which to place it in the list of sender groups.

(Optional) Enter a comment, for example information about this sender group or its settings.

Select a mail flow policy to which to apply this sender group.

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Note

If you do not know the mail flow policy you would like to apply to this group (or if no mail flow policies exist yet), then use the default “CONTINUE (no policy)” mail flow policy.

Step 8

Step 9

Step 10

Step 11

Step 12

Step 13

(Optional) Select a DNS list.

(Optional) Include senders for which SBRS has no information. This is referred to as “none” and generally denotes a suspect.

(Optional) Enter a DNS list.

(Optional) Configure host DNS verification settings.

For more information, see

Implementing Sender Verification — Example Settings, page 7-29 .

Click Submit and Add Senders to create the group and begin adding senders to it.

Enter a sender using an IPv4 address, an IPv6 address, or a hostname. A sender can include a range of

IP addresses and partial hostnames.

Note

If you attempt to enter duplicate entries (identical domain or IP addresses) in a single sender group, the duplicates are discarded.

Step 14

Step 15

(Optional) Enter a comment.

Submit and commit your changes.

Related Topics

Editing Reputation Filtering Score Thresholds for a Listener, page 6-4

Adding a Sender to an Existing Sender Group

Procedure

Step 1

Step 2

Step 3

From a domain, IP, or network owner profile page, click the Add to Sender Group link.

Choose the sender group from the list defined for each listener.

Submit and commit your changes.

Note

When you add a domain to a sender group, two actual domains are listed in the GUI. For example, if you were adding the domain example.net

, on the Add to Sender Group page, both example.net

and

.example.net

are added. The second entry ensures that any host in the subdomain of example.

net will be added to the sender group. For more information, see

Sender

Group Syntax, page 7-4 .

Note

If one or more of the senders you are adding to a sender group is a duplicate of a sender that is already present in that sender group, the duplicate senders will not be added and you will see a confirmation message.

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Step 4

Click Save to add the sender and return to the Incoming Mail Overview page.

Related Topics

Protecting Appliance-Generated Messages From the Spam Filter, page 13-12

How to Configure the Appliance to Scan Messages for Spam, page 13-2

Rearranging the Order of the Rules to Perform for Incoming Connections

If you add a sender group to a listener, you may need to edit the sender group order.

The HAT is read from top to bottom for each host that attempts to connect to the listener. If a rule matches a connecting host, the action is taken for that connection immediately.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Mail Policies > HAT Overview page.

Choose the listener to edit in the Listener field.

Click Edit Order.

Type the new order for existing rows of sender groups in the HAT.

Cisco recommends maintaining the default order: RELAYLIST (certain hardware models only), followed by WHITELIST, BLACKLIST, SUSPECTLIST, and UNKNOWNLIST.

Submit and commit your changes.

Searching for Senders

You can find senders by entering text in the Find Senders field at the top of the HAT Overview page.

Enter the text to search with and click Find.

Defining Rules for Incoming Messages Using a Mail Flow Policy

Consider the following rules and guidelines before creating a mail flow policy:

Defaults for the policy are “greyed out” while the “Use Default” radio button is selected. To overwrite the default values, enable the feature or setting by selecting the “On” radio button and making changes to the now accessible values. To define default values, see

Defining Default Values for Mail Flow Policies, page 7-19

.

Some parameters depend on certain pre-configurations. (For example, the Directory Harvest Attack prevention setting requires that you have configured an LDAP Acceptance Query.)

Procedure

Step 1

Navigate to the Mail Policies > Mail Flow Policies page.

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Step 2

Step 3

Click Add Policy.

Enter the information as described below.

Parameter

Connections

Maximum message size

Description

Maximum concurrent connections from a single IP

Maximum messages per connection

Maximum recipients per message

SMTP Banner

The maximum size of a message that will be accepted by this listener.

The smallest possible maximum message size is 1 kilobyte.

The maximum number of concurrent connections allowed to connect to this listener from a single IP address.

The maximum number of messages that can be sent through this listener per connection from a remote host.

That maximum number of recipients per message that will be accepted from this host.

Custom SMTP Banner Code The SMTP code returned when a connection is established with this listener.

Custom SMTP Banner Text The SMTP banner text returned when a connection is established with this listener.

Note

You can use some variables in this field. For more information,

see HAT Variable Syntax, page 7-9 .

The SMTP code returned when a connection is rejected by this listener.

Custom SMTP Reject Banner

Code

Custom SMTP Reject Banner

Text

Override SMTP Banner Host

Name

The SMTP banner text returned when a connection is rejected by this listener.

By default, the appliance will include the hostname associated with the interface of the listener when displaying the SMTP banner to remote hosts (for example:

220-

hostname

ESMTP

). You may choose to override this banner by entering a different hostname here. Additionally, you may leave the hostname field blank to choose not to display a hostname in the banner.

Rate Limit for Hosts

Max. Recipients per Hour The maximum number of recipients per hour this listener will receive from a remote host. The number of recipients per sender IP address is tracked globally. Each listener tracks its own rate limiting threshold; however, because all listeners validate against a single counter, it is more likely that the rate limit will be exceeded if the same IP address

(sender) is connecting to multiple listeners.

Max. Recipients per Hour

Code

Max. Recipients Per Hour

Exceeded Text

Note

You can use some variables in this field. For more information,

see HAT Variable Syntax, page 7-9 .

The SMTP code returned when a host exceeds the maximum number of recipients per hour defined for this listener.

The SMTP banner text returned when a host exceeds the maximum number of recipients per hour defined for this listener.

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Handling Messages from a Group of Senders in the Same Manner

Override SMTP Banner Host

Name

By default, the appliance will include the hostname associated with the interface of the listener when displaying the SMTP banner to remote hosts (for example:

220-

hostname

ESMTP

). You may choose to override this banner by entering a different hostname here. Additionally, you may leave the hostname field blank to choose not to display a hostname in the banner.

Rate Limit for Hosts

Max. Recipients per Hour The maximum number of recipients per hour this listener will receive from a remote host. The number of recipients per sender IP address is tracked globally. Each listener tracks its own rate limiting threshold; however, because all listeners validate against a single counter, it is more likely that the rate limit will be exceeded if the same IP address

(sender) is connecting to multiple listeners.

Max. Recipients per Hour

Code

Max. Recipients Per Hour

Exceeded Text

Note

You can use some variables in this field. For more information, see HAT Variable Syntax, page 7-9 .

The SMTP code returned when a host exceeds the maximum number of recipients per hour defined for this listener.

The SMTP banner text returned when a host exceeds the maximum number of recipients per hour defined for this listener.

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Parameter Description

Group by Similarity of IP

Addresses: (significant bits

0-32)

Used to track and rate limit incoming mail on a per-IP address basis while managing entries in a listener’s Host Access Table (HAT) in large

CIDR blocks. You define a range of significant bits (from 0 to 32) by which to group similar IP addresses for the purposes of rate limiting, while still maintaining an individual counter for each IP address within that range. Requires “Use SenderBase” to be disabled. For more information about HAT significant bits, see “HAT Significant Bits

Feature” in the “Configuring Routing and Delivery Features” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Directory Harvest Attack Prevention (DHAP)

Directory Harvest Attack

Prevention: Maximum

Invalid Recipients Per Hour

The maximum number of invalid recipients per hour this listener will receive from a remote host. This threshold represents the total number of RAT rejections and SMTP call-ahead server rejections combined with the total number of messages to invalid LDAP recipients dropped in the SMTP conversation or bounced in the work queue (as configured in the LDAP accept settings on the associated listener). For more information on configuring DHAP for LDAP accept queries, see

“LDAP Queries” in the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide.

Directory Harvest Attack

Prevention: Drop Connection if DHAP threshold is

Reached within an SMTP

Conversation

Max. Invalid Recipients Per

Hour Code:

The Cisco appliance will drop a connection to a host if the threshold of invalid recipients is reached.

Specify the code to use when dropping connections. The default code is

550.

Max. Invalid Recipients Per

Hour Text:

Drop Connection if DHAP threshold is reached within an SMTP Conversation

Specify the text to use for dropped connections. The default text is “Too many invalid recipients.”

Enable to drop connections if the DHAP threshold is reached within an

SMTP conversation.

Max. Invalid Recipients Per

Hour Code

Max. Invalid Recipients Per

Hour Text:

Spam Detection

Specify the code to use when dropping connections due to DHAP within an SMTP conversation. The default code is 550.

Specify the text to use when dropping connections due to DHAP within an SMTP conversation.

Anti-spam scanning

Virus Detection

Enable anti-spam scanning on this listener.

Anti-virus scanning

Encryption and Authentication

Enable the anti-virus scanning on this listener.

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Handling Messages from a Group of Senders in the Same Manner

Parameter

TLS

Description

Deny, Prefer, or Require Transport Layer Security (TLS) in SMTP conversations for this listener.

If you select Preferred, you can make TLS mandatory for envelope senders from a specific domain or with a specific email address by selecting an Address List that specifies those domains and email addresses. When an envelope sender matching a domain or address in this list tries to send a message over a connection that does not use TLS, the appliance rejects the connection and the sender will have to try again using TLS.

The Verify Client Certificate option directs the Email Security appliance to establish a TLS connection to the user’s mail application if the client certificate is valid. If you select this option for the TLS

Preferred setting, the appliance still allows a non-TLS connection if the user doesn’t have a certificate, but rejects a connection if the user has an invalid certificate. For the TLS Required setting, selecting this option requires the user to have a valid certificate in order for the appliance to allow the connection.

For information on creating an address list, see

Using a List of Sender

Addresses for Incoming Connection Rules, page 7-21 .

SMTP Authentication

Conformance Level

For information on using client certificates for TLS connections, see

Establishing a TLS Connection from the Appliance, page 23-5 .

Allows, disallow, or requires SMTP Authentication from remote hosts connecting to the listener. SMTP Authentication is described in detail in the “LDAP Queries” chapter of the Cisco IronPort AsyncOS for

Email Advanced Configuration Guide.

Require TLS to offer SMTP Authentication.

If Both TLS and SMTP

Authentication are enabled:

Domain Key Signing

Domain Key/ DKIM Signing Enable Domain Keys or DKIM signing on this listener (ACCEPT and

RELAY only).

DKIM Verification

SPF/SIDF Verification

Enable DKIM verification.

Enable SPF/SIDF

Verification

Enable SPF/SIDF signing on this listener. For more information, see the

“Email Authentication” chapter of the Cisco IronPort AsyncOS for

Email Advanced Configuration Guide.

Set the SPF/SIDF conformance level. You can choose from SPF, SIDF or SIDF Compatible. For details, see the “Email Authentication” chapter of the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide.

Downgrade PRA verification result if

'Resent-Sender:' or

'Resent-From:' were used:

HELO Test

If you choose a conformance level of SIDF compatible, configure whether you want to downgrade Pass result of the PRA Identity verification to None if there are Resent-Sender: or Resent-From: headers present in the message. You may choose this option for security purposes.

Configure whether you want to perform a test against the HELO identity (Use this for SPF and SIDF Compatible conformance levels).

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Parameter

Untagged Bounces

Description

Consider Untagged Bounces to be Valid

Applies only if bounce verification tagging (discussed in the

“Configuring Routing and Delivery Features” chapter of the Cisco

IronPort AsyncOS for Email Advanced Configuration Guide) is enabled. By default, the appliance considers untagged bounces invalid and either rejects the bounce or adds a custom header, depending on the

Bounce Verification settings. If you choose to consider untagged bounces to be valid, the appliance accepts the bounce message.

Envelope Sender DNS Verification

See

Verifying Senders, page 7-26

.

Exception Table

Use Exception Table Use the sender verification domain exception table. You can only have one exception table, but you can enable it per mail flow policy. See

Sender Verification Exception Table, page 7-29 for more information.

Note

If anti-spam or anti-virus scanning is enabled globally in the HAT, messages are flagged for anti-spam or anti-virus scanning as they are accepted by the Cisco appliance. If anti-spam or anti-virus scanning is disabled after the message is accepted, the message will still be subject to scanning when it leaves the work queue.

Step 4

Submit and commit your changes.

Defining Default Values for Mail Flow Policies

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Mail Policies > Mail Flow Policies.

Choose the listener to edit in the Listener field.

Click the Default Policy Parameters link below the configured mail flow policies.

Define the default values that all mail flow policies for this listener use.

For more information on the properties, see

Defining Rules for Incoming Messages Using a Mail Flow

Policy, page 7-14

.

Submit and commit your changes.

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Working with the Host Access Table Configuration

Working with the Host Access Table Configuration

You can export all information stored in a Host Access Table to a file, and you can import Host Access

Table information stored in a file into the appliance for a listener, overwriting all existing Host Access

Table information.

Exporting the Host Access Table Configuration to an External File

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Mail Policies > HAT Overview page.

Choose the listener to edit in the Listener menu.

Click Export HAT.

Enter a file name for the exported HAT. This is the name of the file that will be created in the configuration directory on the appliance.

Submit and commit your changes.

Importing the Host Access Table Configuration from an External File

When you import a HAT, all of the existing HAT entries are removed from the current HAT.

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the Mail Policies > HAT Overview page.

Choose the listener to edit in the Listener menu.

Click Import HAT.

Select a file from the list.

Note

The file to import must be in the configuration directory on the appliance.

Step 5

Step 6

Step 7

Click Submit. You will see a warning message, asking you to confirm that you wish to remove all of the existing HAT entries.

Click Import.

Commit your changes.

You can place “comments” in the file. Lines that begin with a ‘#’ character are considered comments and are ignored by AsyncOS. For example:

# File exported by the GUI at 20060530T215438

$BLOCKED

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Using a List of Sender Addresses for Incoming Connection Rules

REJECT {}

[ ... ]

Using a List of Sender Addresses for Incoming Connection Rules

Mail flow policies allow you to use of an address list for certain settings that apply to a group of envelope senders, such as rate limiting exemptions and mandatory TLS connections. An address list can consist of email addresses, domains, partial domains, and IP addresses. You can use the Mail Policies > Address

Lists page in the GUI or the addresslistconfig

command in the CLI to create an address list. The

Address Lists page displays all address lists on the appliance, along with any mail flow policies that use an address list.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Select Mail Policies > Address Lists.

Click Add Address List.

Enter a name for the address list.

Enter a description of the address list.

Enter the addresses you want to include. You can use the following formats:

Full email address: [email protected]

Partial email address: user@

IP address in their email address:

@[1.2.3.4]

All users in a domain:

@example.com

All users in a partial domain:

@.example.com

Note that domains and IP addresses must start with a

@

character.

Separate email addresses with a comma. If you separate the addresses using a new line, AsyncOS automatically converts your entries into a comma-separate list.

Submit and commit your changes.

SenderBase Settings and Mail Flow Policies

In order to classify connections to the appliance and apply mail flow policies (which may or may not contain rate limiting), a listener uses the following methodology:

Classification -> Sender Group -> Mail Flow Policy -> Rate Limiting

For more information, see

Sender Groups Defined by Network Owners, Domains, and IP Addresses, page 7-4

.

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SenderBase Settings and Mail Flow Policies

The “Classification” stage uses the sending host’s IP address to classify an inbound SMTP session

(received on a public listener) into a Sender Group. The Mail Flow Policy associated with that Sender

Group may have parameters for rate limiting enabled. (Rate limiting limits the maximum number of messages per session, the maximum number of recipients per message, the maximum message size, and/or the maximum number of concurrent connections you are willing to accept from a remote host.)

Normally, in this process, recipients are counted against each sender in the corresponding named sender group. If mail is received from several senders in the same hour, the total recipients for all senders is compared against the limit.

There are some exceptions to this counting methodology:

If the classification is done by Network Owner, then the SenderBase Reputation Service will automatically divide a large block of addresses into smaller blocks.

Counting of recipients and recipient rate limiting is done separately for each of these smaller blocks

(usually, but not always, the equivalent of a /24 CIDR block).

If the HAT Significant Bits feature is used. In this case, a large block of addresses may be divided into smaller blocks by applying the significant bits parameter associated with the policy.

Note that this parameter relates to the Mail Flow Policy -> Rate Limiting phase. It is not the same as the “bits” field in the “network/bits” CIDR notation that may be used to classify IP addresses in a Sender Group.

By default, SenderBase Reputation Service and IP Profiling support are enabled for public listeners and

disabled for private listeners.

Timeouts for SenderBase Queries

When you configure a listener, you can determine how long the appliance caches information queried from the SenderBase Reputation Service. Then when you configure a mail flow policy, you can enable

SenderBase to allow it to control the flow of mail into the listener.

Enable SenderBase in a mail flow policy in the GUI using the “Use SenderBase for Flow Control” setting when you configure a mail flow policy, or in the CLI using the listenerconfig > hostaccess > edit command.

HAT Significant Bits Feature

Beginning with the 3.8.3 release of AsyncOS, you can track and rate limit incoming mail on a per-IP address basis while managing sender group entries in a listener’s Host Access Table (HAT) in large

CIDR blocks. For example, if an incoming connection matched against the host “10.1.1.0/24,” a counter could still be generated for each individual address within that range, rather than aggregating all traffic into one large counter.

Note

In order for the significant bits HAT policy option to take effect, you must not enable “User SenderBase” in the Flow Control options for the HAT (or, for the CLI, answer

no

to the question for enabling the

SenderBase Information Service in the listenerconfig

-> setup command: “Would you like to enable

SenderBase Reputation Filters and IP Profiling support?”). That is, the Hat Significant Bits feature and enabling SenderBase IP Profiling support are mutually exclusive.

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SenderBase Settings and Mail Flow Policies

In most cases, you can use this feature to define sender groups broadly — that is, large groups of IP addresses such as “10.1.1.0/24” or “10.1.0.0/16” — while applying mail flow rate limiting narrowly to smaller groups of IP addresses.

The HAT Significant Bits feature corresponds to these components of the system:

HAT Configuration

There are two parts of HAT configuration: sender groups and mail flow policies. Sender group configuration defines how a sender's IP address is “classified” (put in a sender group). Mail flow policy configuration defines how the SMTP session from that IP address is controlled. When using this feature, an IP address may be “classified in a CIDR block” (e.g. 10.1.1.0/24) sender group while being controlled as an individual host (/32). This is done via the “signficant_bits” policy configuration setting.

Significant Bits HAT Policy Option

The HAT syntax allows for the signficant_bits configuration option. When editing the default or a specific mail flow policy in a HAT (for example, when issuing the listenerconfig -> edit -> hostaccess -> default

command) the following questions appear if:

rate limiting is enabled, and

using SenderBase for flow control is disabled, or

Directory Harvest Attack Prevention (DHAP) is enabled for a mail flow policy (default or specific mail flow policy)

For example:

Do you want to enable rate limiting per host? [N]> y

Enter the maximum number of recipients per hour from a remote host.

[]> 2345

Would you like to specify a custom SMTP limit exceeded response? [Y]> n

Would you like to use SenderBase for flow control by default? [N]> n

Would you like to group hosts by the similarity of their IP addresses? [N]> y

Enter the number of bits of IP address to treat as significant, from 0 to 32.

[24]>

This feature also appears in the GUI in the Mail Policies > Mail Flow Policies page.

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SenderBase Settings and Mail Flow Policies

Figure 7-3 Enable the HAT Significant Bits Feature

When the option to use SenderBase for flow control is set to “OFF” or Directory Harvest Attack

Prevention is enabled, the “significant bits” value is applied to the connecting sender’s IP address, and the resulting CIDR notation is used as the token for matching defined sender groups within the HAT.

Any rightmost bits that are covered by the CIDR block are “zeroed out” when constructing the string.

Thus, if a connection from the IP address 1.2.3.4 is made and matches on a policy with the significant_bits option set to 24, the resultant CIDR block would be 1.2.3.0/24. So by using this feature, the HAT sender group entry (for example, 10.1.1.0/24) can have a different number of network significant bits (24) from the significant bits entry in the policy assigned to that group (32, in the example above).

Injection Control Periodicity

A global configuration option exists to allow you to adjust when the injection control counters are reset.

For very busy systems maintaining counters for a very large number of different IP addresses, configuring the counters to be reset more frequently (for example, every 15 minutes instead of every 60 minutes) will ensure that the data does not grow to an unmanageable size and impact system performance.

The current default value is 3600 seconds (1 hour).You can specify periods ranging from as little as 1 minute (60 seconds) to as long as 4 hours (14,400 seconds).

Adjust this period via the GUI, using the global settings (for more information, see

Configuring Global

Settings for Listeners, page 5-5 ).

You can also adjust this period using the listenerconfig -> setup

command in the CLI.

mail3.example.com> listenerconfig

Currently configured listeners:

1. InboundMail (on PublicNet, 192.168.2.1) SMTP TCP Port 25 Public

2. OutboundMail (on PrivateNet, 192.168.1.1) SMTP TCP Port 25 Private

Choose the operation you want to perform:

- NEW - Create a new listener.

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- EDIT - Modify a listener.

- DELETE - Remove a listener.

- SETUP - Change global settings.

[]> setup

SenderBase Settings and Mail Flow Policies

Enter the global limit for concurrent connections to be allowed across all listeners.

[300]>

Enter the global limit for concurrent TLS connections to be allowed across all listeners.

[100]>

Enter the maximum number of message header lines. 0 indicates no limit.

[1000]>

1. Allow SenderBase to determine cache time (Recommended)

2. Don't cache SenderBase data.

3. Specify your own cache time.

[1]> 3

Enter the time, in seconds, to cache SenderBase data:

[300]>

Enter the rate at which injection control counters are reset.

[1h]> 15m

Enter the timeout for unsuccessful inbound connections.

[5m]>

Enter the maximum connection time for inbound connections.

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[15m]>

What hostname should Received: headers be stamped with?

1. The hostname of the Virtual Gateway(tm) used for delivering the message

2. The hostname of the interface the message is received on

[2]>

The system will always add a Message-ID header to outgoing messages that don't already have one. Would you like to do the same for incoming messages? (Not recommended.) [N]>

By default connections with a HAT REJECT policy will be closed with a banner message at the start of the SMTP conversation. Would you like to do the rejection at the message recipient level instead for more detailed logging of rejected mail? [N]>

Currently configured listeners:

1. InboundMail (on PublicNet, 192.168.2.1) SMTP TCP Port 25 Public

2. OutboundMail (on PrivateNet, 192.168.1.1) SMTP TCP Port 25 Private

[]>

Verifying Senders

Spam and unwanted mail is frequently sent by senders whose domains or IP addresses cannot be resolved by DNS. DNS verification means that you can get reliable information about senders and process mail accordingly. Sender verification prior to the SMTP conversation (connection filtering based on DNS lookups of the sender’s IP address) also helps reduce the amount of junk email processed through the mail pipeline on the Cisco appliance.

Mail from unverified senders is not automatically discarded. Instead, AsyncOS provides sender verification settings that allow you to determine how the appliance handles mail from unverified senders: you can configure your Cisco appliance to automatically block all mail from unverified senders prior to the SMTP conversation or throttle unverified senders, for example.

The sender verification feature consists of the following components:

Verification of the connecting host. This occurs prior to the SMTP conversation. For more information, see

Sender Verification: Host, page 7-27 .

Verification of the domain portion of the envelope sender. This occurs during the SMTP conversation. For more information, see

Sender Verification: Envelope Sender, page 7-27

.

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Sender Verification: Host

Senders can be unverified for different reasons. For example, the DNS server could be “down” or not responding, or the domain may not exist. Host DNS verification settings for sender groups allow you to classify unverified senders prior to the SMTP conversation and include different types of unverified senders in your various sender groups.

The Cisco appliance attempts to verify the sending domain of the connecting host via DNS for incoming mail. This verification is performed prior to the SMTP conversation. The system acquires and verifies the validity of the remote host’s IP address (that is, the domain) by performing a double DNS lookup. A double DNS lookup is defined as a reverse DNS (PTR) lookup on the IP address of the connecting host, followed by a forward DNS (A) lookup on the results of the PTR lookup. The appliance then checks that the results of the A lookup match the results of the PTR lookup. If the PTR or A lookups fail, or the results do not match, the system uses only the IP address to match entries in the HAT and the sender is considered as not verified.

Unverified senders are classified into the following categories:

Connecting host PTR record does not exist in the DNS.

Connecting host PTR record lookup fails due to temporary DNS failure.

Connecting host reverse DNS lookup (PTR) does not match the forward DNS lookup (A).

Using the sender group “Connecting Host DNS Verification” settings, you can specify a behavior for unverified senders (see

Throttling Messages from Unverified Senders Using the SUSPECTLIST Sender

Group, page 7-30

).

You can enable host DNS verification in the sender group settings for any sender group; however, keep in mind that adding host DNS verification settings to a sender group means including unverified senders in that group. That means that spam and other unwanted mail will be included. Therefore, you should only enable these settings on sender groups that are used to reject or throttle senders. Enabling host DNS verification on the WHITELIST sender group, for example, would mean that mail from unverified senders would receive the same treatment as mail from your trusted senders in your WHITELIST

(including bypassing anti-spam/anti-virus checking, rate limiting, etc., depending on how the mail flow policy is configured).

Sender Verification: Envelope Sender

With envelope sender verification, the domain portion of the envelope sender is DNS verified. (Does the envelope sender domain resolve? Is there an A or MX record in DNS for the envelope sender domain?)

A domain does not resolve if an attempt to look it up in the DNS encounters a temporary error condition such as a timeout or DNS server failure. On the other hand, a domain does not exist if an attempt to look it up returns a definitive “domain does not exist” status. This verification takes place during the SMTP conversation whereas host DNS verification occurs before the conversation begins — it applies to the IP address of connecting SMTP server.

In more detail: AsyncOS performs an MX record query for the domain of the sender address. AsyncOS then performs an A record lookup based on the result of the MX record lookup. If the DNS server returns

“NXDOMAIN” (there is no record for this domain), AsyncOS treats that domain as non-existent. This falls into the category of “Envelope Senders whose domain does not exist.” NXDOMAIN can mean that the root name servers are not providing any authoritative name servers for this domain.

However, if the DNS server returns “SERVFAIL,” it is categorized as “Envelope Senders whose domain does not resolve.” SERVFAIL means that the domain does exist but DNS is having transient problems looking up the record.

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Verifying Senders

A common technique for spammers or other illegitimate senders of mail is to forge the MAIL FROM information (in the envelope sender) so that mail from unverified senders that is accepted will be processed. This can lead to problems as bounce messages sent to the MAIL FROM address are undeliverable. Using envelope sender verification, you can configure your Cisco appliance to reject mail with malformed (but not blank) MAIL FROMs.

For each mail flow policy, you can:

Enable envelope sender DNS verification.

Offer custom SMTP code and response for malformed envelope sender. Malformed envelope senders are blocked if you have enabled envelope sender DNS verification.

Offer custom response for envelope sender domains which do not resolve.

Offer custom response for envelope sender domains which do not exist in DNS.

You can use the sender verification exception table to store a list of domains or addresses from which mail will be automatically allowed or rejected (see

Sender Verification Exception Table, page 7-29 ). The

sender verification exception table can be enabled independently of Envelope Sender verification. So, for example, you can still reject special addresses or domains specified in the exception table without enabling envelope sender verification. You can also always allow mail from internal or test domains, even if they would not otherwise be verified.

Though most spam is from unverifiable senders, there are reasons why you might want to accept mail from an unverified sender. For example, not all legitimate email can be verified through DNS lookups

— a temporary DNS server problem can stop a sender from being verified.

When mail from unverified senders is attempted, the sender verification exception table and mail flow policy envelope sender DNS verification settings are used to classify envelope senders during the SMTP conversation. For example, you may accept and throttle mail from sending domains that are not verified because they do not exist in DNS. Once that mail is accepted, messages with malformed MAIL FROMs are rejected with a customizable SMTP code and response. This occurs during the SMTP conversation.

You can enable envelope sender DNS verification (including the domain exception table) in the mail flow policy settings for any mail flow policy via the GUI or the CLI ( listenerconfig -> edit -> hostaccess -> <

policy

>

).

Partial Domains, Default Domains, and Malformed MAIL FROMs

If you enable envelope sender verification or disable allowing partial domains in SMTP Address Parsing options for a listener (see the SMTP Address Parsing Options section in “Customizing Listeners” in the

Cisco IronPort AsyncOS for Email Advanced Configuration Guide), the default domain settings for that listener will no longer be used.

These features are mutually exclusive.

Custom SMTP Code and Response

You can specify the SMTP code and response message for messages with malformed envelope senders, for envelope senders which do not exist in DNS, and for envelope senders which do not resolve via DNS queries (DNS server might be down, etc.).

In the SMTP response, you can include a variable,

$EnvelopeSender

, which is expanded to the value of the envelope sender when the custom response is sent.

While typically a “Domain does not exist” result is permanent, it is possible for this to be a transient condition. To handle such cases, “conservative” users may wish to change the error code from the default

5XX to a 4XX code.

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Verifying Senders

Sender Verification Exception Table

The sender verification exception table is a list of domains or email addresses that will either be automatically allowed or rejected during the SMTP conversation. You can also specify an optional

SMTP code and reject response for rejected domains. There is only one sender verification exception table per Cisco appliance and it is enabled per mail flow policy.

The sender verification exception table can be used to list obviously fake but correctly formatted domains or email addresses from which you want to reject mail. For example, the correctly formatted

MAIL FROM: [email protected]

could be listed in the sender verification exception table and set to be automatically rejected. You can also list domains that you want to automatically allow, such as internal or test domains. This is similar to envelope recipient (SMTP RCPT TO command) processing which occurs in the Recipient Access Table (RAT).

The sender verification exception table is defined in the GUI via the Mail Policies > Exception Table page (or the CLI, via the exceptionconfig

command) and then is enabled on a per-policy basis via the

GUI (see

Defining Messages to Send to Unverified Senders Using the ACCEPTED Mail Flow Policy, page 7-32

) or the CLI (see the Cisco AsyncOS CLI Reference Guide.

Entries in the sender verification exception table have the following syntax:

Figure 7-4 Exception Table Listing

See

Excluding Unverified Senders from Sender Verification Rules Based on Sender’s Email Address, page 7-33

for more information about modifying the exception table.

Implementing Sender Verification — Example Settings

This section provides an example of a typical conservative implementation of host and envelope sender verification.

For this example, when implementing host sender verification, mail from connecting hosts for which reverse DNS lookup does not match is throttled via the existing SUSPECTLIST sender group and

THROTTLED mail flow policy.

A new sender group (UNVERIFIED) and a new mail flow policy (THROTTLEMORE) are created. Mail from connecting hosts which are not verified will be throttled (using the UNVERIFIED sender group and the more aggressive THROTTLEMORE mail flow policy) prior to the SMTP conversation.

Envelope sender verification is enabled for the ACCEPTED mail flow policy.

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Table 7-8 shows the suggested settings for implementing sender verification:

Table 7-8 Sender Verification: Suggested Settings

Sender Group

UNVERIFIED

Policy

THROTTLEMORE

Include

Prior to SMTP conversation:

Connecting host PTR record does not exist in the DNS.

SUSPECTLIST THROTTLED

ACCEPTED

Connecting host reverse DNS lookup (PTR) does not match the forward DNS lookup (A).

Envelope Sender Verification during SMTP conversation:

- Malformed MAIL FROM:

- Envelope sender does not exist in DNS.

- Envelope sender DNS does not resolve.

Throttling Messages from Unverified Senders Using the SUSPECTLIST Sender Group

Procedure

Step 1

Step 2

Select Mail Policies > HAT Overview.

Click SUSPECTLIST in the list of sender groups.

Figure 7-5 HAT Overview Page

Step 3

Click Edit Settings.

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Figure 7-6 Sender Group: SUSPECTLIST: Edit Settings

Verifying Senders

Step 4

Step 5

Step 6

Select the THROTTLED policy from the list.

Check the “Connecting host reverse DNS lookup (PTR) does not match the forward DNS lookup (A)” checkbox under Connecting Host DNS Verification.

Submit and commit your changes.

Now, senders for which reverse DNS lookups fail will match the SUSPECTLIST sender group and will receive the default action from the THROTTLED mail flow policy.

Note

You can also configure host DNS verification via the CLI. See

Enabling Host DNS Verification via the

CLI, page 7-36

for more information.

Implementing More Stringent Throttling Settings for Unverified Senders

Procedure

Step 1

Step 2

Create a new mail flow policy (for this example, it is named THROTTLEMORE) and configure it with more stringent throttling settings.

a.

b.

c.

d.

On the Mail Flow Policies page, click Add Policy

Enter a name for the mail flow policy, and select Accept as the Connection Behavior.

Configure the policy to throttle mail.

Submit and commit your changes.

Create a new sender group (for this example, it is named UNVERIFIED) and configure it to use the

THROTTLEMORE policy:

a.

On the HAT Overview page, click Add Sender Group

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Figure 7-7

Chapter 7 Defining Which Hosts Are Allowed to Connect Using the Host Access Table (HAT)

Add Sender Group: THROTTLEMORE

b.

c.

d.

Select the THROTTLEMORE policy from the list.

Check the “Connecting host PTR record does not exist in DNS” checkbox under Connecting Host

DNS Verification.

Submit and commit your changes.

Figure 7-8 HAT Overview

Defining Messages to Send to Unverified Senders Using the ACCEPTED Mail Flow Policy

Procedure

Step 1

Step 2

Select Mail Policies > Mail Flow Policies.

On the Mail Flow Policies page, click on the ACCEPTED mail flow policy.

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Verifying Senders

Step 3

Scroll to the bottom of the mail flow policy:

Figure 7-9 ACCEPTED Mail Flow Policy Envelope Sender DNS Verification Settings

Step 4

Step 5

Step 6

Step 7

Select On to enable envelope sender DNS verification for this mail flow policy.

You may also define custom SMTP code and responses.

Enable the domain exception table by selecting On for “Use Domain Exception Table.”

Submit and commit your changes.

Excluding Unverified Senders from Sender Verification Rules Based on Sender’s Email Address

Procedure

Step 1

Select Mail Policies > Exception Table.

Note

The exception table applies globally to all mail flow policies with “Use Exception Table” enabled.

Step 2

Step 3

Step 4

Step 5

Click Add Domain Exception on the Mail Policies > Exception Table page.

Enter an email address. You can enter a specific address ([email protected]), a name (user@), a domain (@example.com or @.example.com), or an address with a bracketed IP address

(user@[192.168.23.1]).

Specify whether to allow or reject messages from the address. When rejecting mail, you can also specify an SMTP code and custom response.

Submit and commit your changes.

Searching for Addresses within the Sender Verification Exception Table

Procedure

Step 1

Enter the email address in the Find Domain Exception section of the Exception Table page.

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Step 2

Click Find.

Figure 7-10 Searching for Matching Entries in the Exception Table

If the address matches any of the entries in the table, the first matching entry is displayed:

Figure 7-11 Listing Matching Entries in the Exception Table

Testing Your Settings for Messages from Unverified Senders

Now that you have configured sender verification settings, you can verify the behavior of your Cisco appliance.

Note that testing DNS-related settings is beyond the scope of this document.

Sending a Test Message with a Malformed MAIL FROM Sender Address

While it may be difficult to test the various DNS-related settings for your THROTTLED policy, you can test the malformed MAIL FROM setting.

Procedure

Step 1

Step 2

Open a Telnet session to your Cisco appliance.

Use SMTP commands to send a test message with a malformed MAIL FROM (something like “admin” without a domain).

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Verifying Senders

Step 3

Note

If you have configured your Cisco appliance to use a default domain or to specifically allow partial domains when sending or receiving email or if you have enabled address parsing (see

“Customizing Listeners” in the Cisco IronPort AsyncOS for Email Advanced Configuration

Guide) you may not be able to create, send, and receive an email with a missing or malformed domain.

Verify that the message is rejected.

# telnet IP_address_of_IronPort_Appliance port

220 hostname ESMTP helo example.com

250 hostname mail from: admin

553 #5.5.4 Domain required for sender address

Note that the SMTP code and response is the one you configured for the envelope sender verification settings for the THROTTLED mail flow policy.

Sending a Message from an Address That is Excluded from Sender Verification Rules

To confirm that mail from the email address listed in the sender verification exception table is not subject to envelope sender verification:

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Add the following address to the exception table with an “Allow” behavior: [email protected]

Commit your changes.

Open a Telnet session to your Cisco appliance.

Use SMTP commands to send a test message from the email address you entered in the sender verification exception table ([email protected]).

Verify that the message is accepted.

# telnet IP_address_of_IronPort_Appliance port

220 hostname ESMTP helo example.com

250 hostname mail from: [email protected]

250 sender <[email protected]> ok

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If you remove that email address from the sender verification exception table, mail from that sender will be rejected because the domain portion of the envelope sender is not DNS verified.

Sender Verification and Logging

The following log entries provide an example of Sender Verification verdicts.

Envelope Sender Verification

Malformed Envelope Senders:

Thu Aug 10 10:14:10 2006 Info: ICID 3248 Address: <user> sender rejected, envelope sender domain missing

Domain does not exist (NXDOMAIN):

Wed Aug 9 15:39:47 2006 Info: ICID 1424 Address: <[email protected]> sender rejected, envelope sender domain does not exist

Domain does not resolve (SERVFAIL):

Wed Aug 9 15:44:27 2006 Info: ICID 1425 Address: <[email protected]> sender rejected, envelope sender domain could not be resolved

Enabling Host DNS Verification via the CLI

To enable host DNS verification in the CLI, use the listenerconfig > edit > hostaccess

command.

See the Cisco AsyncOS CLI Reference Guide for more information.

Table 7-9 shows the types of unverified senders and the corresponding CLI setting:

Table 7-9 Sender Group Settings and Corresponding CLI Values

Connecting Host DNS Verification

Connecting host PTR record does not exist in the DNS.

Connecting host PTR record lookup fails due to temporary DNS failure.

Connecting host reverse DNS lookup (PTR) does not match the forward DNS lookup (A)

Equivalent CLI Setting

nx.domain

serv.fail

not.double.verified

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8

Accepting or Rejecting Connections Based on

Domain Name or Recipient Address

Overview of Accepting or Rejecting Connections Based on the Recipient’s Address, page 8-1

Domains and Users, page 8-2

Overview of Accepting or Rejecting Connections Based on the

Recipient’s Address

AsynchOS uses a Recipient Access Table (RAT) for each public listener to manage accept and reject actions for recipient addresses. Recipent addresses include these:

Domains

Email addresses

Groups of email addresses

The System Setup Wizard guides the administrator in configuring at least one public listener (with default values) on the appliance. Configuring a public listener during setup involves specifying default local domains or specific addresses to accept mail. These local domains or specific addresses are the first entries in the RAT for that public listener.

For eac h public listener, the default entry, “All Other Recipients”, rejects email from all recipients. The administrator defines all local domains for which the appliance accepts messages. Optionally, you can also define specific users for whom the appliance will accept or reject messages. AsyncOS allows you to define acceptable local domains and specific users using theRecipient Access Table (RAT).

You might need to configure a listener to accept messages for multiple domains. For example, if your organization uses the domain currentcompanyname.com

and it previously used oldcompanyname.com

, then you might accept messages for both currentcompanyname.com

and oldcompanyname.com

. In this case, include both local domains in the RAT for your public listener.

(Note: the Domain Map feature can map messages from one domain to another. See the Domain Map feature section of the “Configuring Routing and Domain Features” in the Cisco IronPort AsyncOS for

Email Advanced Configuration Guide.)

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Overview of the Recipient Access Table (RAT)

Overview of the Recipient Access Table (RAT)

The Recipient Access Table defines which recipients are accepted by a public listener. At a minimum, the table specifies the address and whether to accept or reject it.

The Recipient Access Table (RAT) page shows a listing of the entries in the RAT including the order, default action, and whether or not the entry has been configured to bypass LDAP accept queries.

Accessing the RAT

GUI

Step 1

Navigate to Mail Policies > Recipient Access Table (RAT).

CLI

Step 1

Use the listenerconfig

command with the edit > rcptaccess > new

subcommands.

Editing the Default RAT Entry

Before you begin

Set up a public listener.

Plan edits with caution, ensuring you do not create an open relay on the Internet. An open relay

(sometimes called an “insecure relay” or a “third-party” relay) is an SMTP email server that allows third-party relay of email messages. By processing mail that is neither for — nor from — a local user, an open relay makes it possible for an unscrupulous sender to route large volumes of spam through your gateway. By default, the RAT rejects all recipients to prevent creation of an open relay.

Note that you cannot delete the default entry from the RAT.

Procedure

Step 1

Step 2

Navigate to Mail Policies > Recipient Access Table (RAT).

Click All Other Recipients.

Domains and Users

Modifying the Domains For Which to Accept Messages using the RAT

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Domains and Users

Use the Mail Policies > Recipient Access Table (RAT) page to configure the local domains and specific users for which the appliance accepts messages. On this page, you can perform the following tasks:

Add, delete, and modify entries in the RAT.

Change the order of the entries.

Export RAT entries to a text file.

Import RAT entries from a text file. Importing from a text file overwrites the existing entries.

Adding Domains and Users For Which to Accept Messages

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Navigate to the Mail Policies > Recipient Access Table (RAT) page.

Choose the listener to edit in the Overview for Listener field.

Click Add Recipient.

Select an order for the entry.

Enter the recipient address.

Choose to accept or reject the recipient.

(Optional) Choose to bypass LDAP acceptance queries for the recipient.

(Optional) Use a custom SMTP response for this entry.

a.

Select Yes for Custom SMTP Response.

b.

Enter an SMTP response code and text. Include the SMTP response to the RCPT TO command for the recipient.

(Optional) Choose to bypass throttling by selecting Yes for Bypass Receiving Control.

Submit and commit your changes.

Related Topics

Defining Recipient Addresses, page 8-3

Bypassing LDAP Accept for Special Recipients, page 8-4

Defining Recipient Addresses

The RAT allows you to define a recipient or group of recipients. Recipients can be defined by full email address, domain, partial domain, username, or IP address:

[IPv4 address]

[IPv6 address] division.example.com

.partialhost

Specific Internet Protocol version 4 (IPv4) address of the host.

Note that the IP address must be between the “

[]

” characters.

Specific Internet Protocol version 6 (IPv6) address of the host.

Note that the IP address must be between the “

[]

” characters.

Fully-qualified domain name.

Everything within the “partialhost” domain.

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Chapter 8 Accepting or Rejecting Connections Based on Domain Name or Recipient Address

Complete email address.

Anything with the given username.

Username at a specific IPv4 or IPv6 address. Note that the IP address must be between the “

[]

” characters.

Note that “ user@

IP_address” (without the bracket characters) is not a valid address. The system will append the brackets when it receives the message to create a valid address, which could affect whether a recipient is matched in the RAT.

Note

When you add a domain to the Recipient Access Table in step 4 of the System Setup Wizard in the GUI

(see

Step 3: Network, page 3-15 ), you might want to consider adding a second entry to specify

subdomains. For example, if you type the domain example.net

, you might also want to enter

.example.net

. The second entry ensures that mail destined for any subdomain of example.net

will match in the Recipient Access Table. Note that only specifying

.example.com

in the RAT will accept for all subdomains of

.example.com

but will not accept mail for complete email address recipients without a subdomain (for example [email protected]).

Bypassing LDAP Accept for Special Recipients

If you configure LDAP acceptance queries, you may wish to bypass the acceptance query for certain recipients. This feature can be useful if there are recipients for whom you receive email which you do not want to be delayed or queued during LDAP queries, such as [email protected]

.

If you configure the recipient address to be rewritten in the work queue prior to the LDAP acceptance query, (such as aliasing or using a domain map), the rewritten address will not bypass LDAP acceptance queries. For example you use an alias table to map [email protected]

to [email protected]

and [email protected]

. If you configure bypassing LDAP acceptance for [email protected]

, an

LDAP acceptance query is still run for

[email protected]

and [email protected]

after the aliasing takes place.

To configure bypassing LDAP acceptance via the GUI, select Bypass LDAP Accept Queries for this

Recipient when you add or edit the RAT entry.

To configure bypassing LDAP acceptance queries via the CLI, answer yes to the following question when you enter recipients using the listenerconfig -> edit -> rcptaccess

command:

Would you like to bypass LDAP ACCEPT for this entry? [Y]> y

When you configure a RAT entry to bypass LDAP acceptance, be aware that the order of RAT entries affects how recipient addresses are matched. The RAT matches the recipient address with the first RAT entry that qualifies. For example, you have the following RAT entries: [email protected] and ironport.com. You configure the entry for [email protected] to bypass LDAP acceptance queries, and you configure the entry for ironport.com for ACCEPT. When you receive mail for [email protected], the LDAP acceptance bypass will occur only if the entry for [email protected] is before the entry for ironport.com. If the entry for ironport.com is before the [email protected] entry, the RAT matches the recipient address to this entry and applies the

ACCEPT action.

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Domains and Users

Bypassing Throttling for Special Recipients

For recipient entries, you can specify that the recipient bypasses throttling control mechanisms enabled on the listener.

This feature is useful if there are certain recipients for whom you do not want to limit messages. For example, many users will want to receive email for the address “ postmaster@domain

” on a listener, even if the sending domain is being throttled based on the receiving control defined in mail flow policies.

Specifying this recipient to bypass receiving control in a listener’s RAT allows the listener to receive unlimited messages for the recipient “ postmaster@domain

” while retaining mail flow policies for other recipients in the same domain. Recipients will avoid being counted against the recipients-per-hour counter maintained by the system if the sending domain is being limited.

To specify certain recipients to bypass receiving control via the GUI, select Yes for the “Bypass

Receiving Control” setting when adding or editing a RAT entry:

To specify certain recipients to bypass receiving control via the CLI, answer yes to the following question when you enter recipients using the listenerconfig > edit > rcptaccess

command:

Would you like to bypass receiving control for this entry? [N]> y

Rearranging the Order of Domains and Users in the Recipient Access Table

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Mail Policies > Recipient Access Table (RAT) page.

Choose the listener to edit in the Overview for Listener field.

Click Edit Order.

Change the order by arranging the values in the Order column.

Submit and commit your changes.

Exporting the Recipient Access Table to an External File

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Mail Policies > Recipient Access Table (RAT) page.

Choose the listener to edit in the Overview for Listener field.

Click Export RAT.

Enter a file name for the exported entries.

This is the name of the file that will be created in the configuration directory on the appliance.

Submit and commit your changes.

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Domains and Users

Importing the Recipient Access Table from an External File

When you import Recipient Access Table entries from a text file, all of the existing entries are removed from the Recipient Access Table.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Navigate to the Mail Policies > Recipient Access Table (RAT) page.

Choose the listener to edit in the Overview for Listener field.

Click Import RAT.

Select a file from the list.

AsyncOS lists all text files in the configuration directory on the appliance.

Click Submit.

A warning message displays asking you to confirm that you want to remove all of the existing Recipient

Access Table entries.

Click Import.

Commit your changes.

You can place “comments” in the file. Lines that begin with a ‘#’ character are considered comments and are ignored by AsyncOS. For example:

# File exported by the GUI at 20060530T220526

.example.com ACCEPT

ALL REJECT

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9

Using Message Filters to Enforce Email Policies

The Cisco appliance contains extensive content scanning and message filtering technology that allows you to enforce corporate policies and act on specific messages as they enter or leave your corporate networks.

This chapter contains information about the powerful combinations of features available for policy enforcement: a content scanning engine, message filters, attachment filters, and content dictionaries.

This chapter contains the following sections:

Overview, page 9-1

Components of a Message Filter, page 9-2

Message Filter Processing, page 9-3

Message Filter Rules, page 9-9

Message Filter Actions, page 9-41

Attachment Scanning, page 9-65

Using the CLI to Manage Message Filters, page 9-76

Message Filter Examples, page 9-97

Overview

Message filters allow you to create special rules describing how to handle messages as they are received by the Cisco appliance. A message filter specifies that a certain kind of email message should be given special treatment. Cisco message filters also allow you to enforce corporate email policy by scanning the content of messages for words you specify. This chapter contains the following sections:

Components of a message filter. Message filters allow you to create special rules describing how to handle messages as they are received. Filter rules identify messages based on message or attachment content, information about the network, message envelope, message headers, or message body. Filter actions generate notifications or allow messages to be dropped, bounced, archived, blind

carbon copied, or altered. For more information, see Components of a Message Filter, page 9-2

.

Processing Message Filters. When AsyncOS processes message filters, the content that AsyncOS scans, the order of the processing, and the actions taken are based on several factors, including the message filter order, any prior processing that may have altered the message content, the MIME structure of the message, the threshold score configured for content matching, and structure of the query. For more information, see

Message Filter Processing, page 9-3

.

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Components of a Message Filter

Message Filter Rules. Each filter has a rule that defines the collection of messages that the filter can act upon. You define those rules when you create a message filter. For more information, see

Message Filter Rules, page 9-9 .

Message Filter Actions. Each filter has an action that is performed on a message if the rule evaluates to true

. There are two types of actions that can be performed: final actions (such as delivering, dropping, or bouncing a message), or non-final actions (such as stripping or inserting a

header) which permit the message to be further processed. For more information, see Message Filter

Actions, page 9-41

.

Attachment Scanning Message Filters. Attachment scanning message filters allow you to strip attachments from messages that are inconsistent with your corporate policies, while still retaining the ability to deliver the original message. You can filter attachments based on their specific file type, fingerprint, or content. You can also scan image attachments using an image analyzer. The image analyzer creates algorithms to measure skin color, body size and curvature to determine the probability that the graphic contains inappropriate content. For more information, see

Attachment

Scanning, page 9-65 .

Using the CLI to Manage Message Filters. The CLI accepts commands for working with message filters. For example, you might want to display, reorder, import or export a list of message filters.

For more information, see Using the CLI to Manage Message Filters, page 9-76 .

Message Filter Examples. This section contains some real world examples of filters with a brief discussion of each. For more information, see

Message Filter Examples, page 9-97

.

Components of a Message Filter

Message filters allow you to create special rules describing how to handle messages as they are received.

A message filter is comprised of message filter rules and message filter actions.

Message Filter Rules

Message filter rules determine the messages that a filter will act on. Rules may be combined using the logical connectors AND, OR, and NOT to create more complex tests. Rule expressions may also be grouped using parentheses.

Message Filter Actions

The purpose of message filters is to perform actions on selected messages.

The two types of actions are:

Final actions — such as deliver

, drop

, and bounce

— end the processing of a message, and permit no further processing through subsequent filters.

Non-final actions perform an action which permits the message to be processed further.

Note

Non-final message filter actions are cumulative. If a message matches multiple filters where each filter specifies a different action, then all actions are accumulated and enforced. However, if a message matches multiple filters specifying the same action, the prior actions are overridden and the final filter action is enforced.

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Message Filter Processing

Message Filter Example Syntax

The intuitive meaning of a filter specification is:

if the message matches the rule, then apply the actions in sequence. If the else

clause is present, the actions within the else

clause are executed in the event the message does not match the rule.

The name of the filter you specify makes it easier to manage filters when you are activating, deactivating, or deleting them.

Message filters use the following syntax:

Example Syntax

expedite: if (recv-listener == 'InboundMail' or recv-int == 'notmain')

{

alt-src-host('outbound1'); skip-filters();

} else

{

alt-src-host('outbound2');

}

Purpose

filter name rule specification action specification optional alternative action specification

Note that you can omit any alternative actions:

Example Syntax expedite2:

if ((not (recv-listener == 'InboundMail')) and

(not (recv-int == 'notmain')))

{

alt-src-host('outbound2');

}

skip-filters();

Purpose

filter name rule specification action specification

You can combine several filters in sequence within a single text file, one following the other.

You must enclose the values in filters in either single or double quotation marks. Single or double quotation marks must be equally paired on each side of the value; for example, the expressions notify('[email protected]')

and notify("[email protected]")

are both legal, but the expression notify("[email protected]')

causes a syntax error.

Lines beginning with a ‘

#

’ character are considered comments and are ignored; however, they are not preserved by AsyncOS as can be verified by viewing a filter via filters -> detail

.

Message Filter Processing

When AsyncOS processes message filters, the content that AsyncOS scans, the order of the processing, and the actions taken are based on several factors:

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Message Filter Processing

Message filter order. Message filters are maintained in an ordered list. When a message is processed, AsyncOS applies each message filter in the order it appears in the list. If a final action occurs, no further action is taken on the message. For more information, see

Message Filter Order, page 9-4 .

Prior processing. Actions performed on AsyncOS messages may add or remove headers before the message filter is evaluated. AsyncOS processes the message filter process on the headers that are present in the message at the time of processing. For more information, see

Message Header Rules and Evaluation, page 9-4

.

The MIME structure of the message. The MIME structure of the message determines which part of the message is treated as “body,” and which part of the message is treated as an “attachment”.

Many message filters are configured to act on just the body or just the attachment part of the

message. For more information, see Message Bodies vs. Message Attachments, page 9-5 .

The threshold score configured for the regular expression. When you match a regular expression, you configure a “score” to tally up the number of times a match must occur before a filter action is taken. This allows you to “weight” the responses to different terms. For more information, see

Thresholds for Matches in Content Scanning, page 9-6

.

The structure of the query. When evaluating AND or OR tests within message filters, AsyncOS does not evaluate unneeded tests. In addition, it is important to note that the system does not evaluate the tests from left to right. Instead, when AND and OR tests are evaluated, the least expensive test is evaluated first. For more information, see

AND Test and OR Tests in Message Filters, page 9-8

.

Message Filter Order

Message filters are kept in an ordered list and numbered by their position in the list. When a message is processed, the message filters are applied in the associated numeric order. Therefore, filter number 30 will not have a chance to alter the source host of a message if filter number 9 has already executed a final action on (for example, bounced) the message. The position of a filter in the list can be changed via the system user interfaces. Filters imported via a file are ordered based on their relative order in the imported file.

After a final action, no further actions may be taken on the message.

Although a message may match a filter rule, the filter may not act upon that message for any of the following reasons:

The filter is inactive.

The filter is invalid.

The filter has been superseded by an earlier filter that executed a final action for the message.

Message Header Rules and Evaluation

Filters evaluate “processed” headers rather than the original message headers when applying header rules. Thus:

If a header was added by a previous processing action, it can now be matched by any subsequent header rule.

If a header was stripped by a previous processing action, it can no longer be matched by any subsequent header rule.

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If a header was modified by a previous processing action, any subsequent header rule will evaluate the modified header and not the original message header.

This behavior is common to both message filters and content filters.

Message Bodies vs. Message Attachments

An email message is composed of multiple parts. Although RFCs define everything that comes after a message’s headers as a multipart “message body,” many users still conceptualize a message’s “body” and its “attachment” differently. When you use any of the Cisco message filters named body-

variable or attachment-

variable, the Cisco appliance attempts to distinguish the parts that most users consider to be the “body” and the “attachment” in the same way that many MUAs attempt to render these parts differently.

For the purposes of writing body-

variable or attachment-

variable message filter rules, everything after the message headers is considered the message body, whose content is considered the first text part of the MIME parts that are within the body. Anything after the content, (that is, any additional MIME parts) is considered an attachment. AsyncOS evaluates the different MIME parts of the message, and identifies the parts of the file that is treated as an attachment.

For example, Figure 9-1

shows a message in the Microsoft Outlook MUA where the words “

Document attached below.

” appear as a plain text message body and the document “

This is a Microsoft Word document.doc

” appears as an attachment. Because many users conceptualize email this way (rather than as a multipart message whose first part is plain text and whose second part is a binary file), the Cisco uses the term “attachment” in message filters to create rules to differentiate and act on the .doc file part

(in essence, the second MIME part) as opposed to the “body” of the message (the first, plain text part)

— although, according to the language used in RFCSs 1521 and 1522, a message’s body is comprised of all MIME parts.

Figure 9-1 Message with “Attachment”

Because the Cisco appliance makes this distinction between the body and the attachment in multipart messages, there are several cases you should be aware of when using the body-

variable or attachment-

variable message filter rules in order to achieve the expected behavior:

If you have a message with a single text part—that is, a message containing a header of

“Content-Type: text/plain” or “Content-Type: text/html” — the Cisco appliance will consider the entire message as the body. If the content type is anything different, the Cisco appliance considers it to be a single attachment.

Some encoded files (uuencoded, for example) are included in the body of the email message. When this occurs, the encoded file is treated as an attachment, and it is extracted and scanned, while the remaining text is considered to be the body of the text.

A single, non-text part is always considered an attachment. For example, a message consisting of only a.zip file is considered an attachment.

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Thresholds for Matches in Content Scanning

When you add filter rules that search for patterns in the message body or attachments, you can specify the minimum threshold for the number of times the pattern must be found. When AsyncOS scans the message, it totals the “score” for the number of matches it finds in the message and attachments. If the minimum threshold is not met, the regular expression does not evaluate to true. You can specify this threshold for the following filter rules:

body-contains only-body-contains

attachment-contains every-attachment-contains dictionary-match

attachment-dictionary-match

You can also specify a threshold value for the drop-attachments-where-contains

action.

Note

You cannot specify thresholds for filter rules that scan headers or envelope recipients and senders.

Threshold Syntax

To specify a threshold for the minimum number of occurrences, specify the pattern and the minimum number of matches required to evaluate to true: if(<filter rule>('<pattern>',<minimum threshold>)){

For example, to specify that the body-contains

filter rule must find the value “Company Confidential” at least two times, use the following syntax: if(body-contains('Company Confidential',2)){

By defeat, when AsyncOS saves a content scanning filter, it compiles the filter and assigns a threshold value of 1, if you have not assigned a value.

You can also specify a minimum number of pattern matches for values in a content dictionary. For more information about content dictionaries, see the “Text Resources” chapter.

Threshold Scoring for Message Bodies and Attachments

An email message may be composed of multiple parts. When you specify threshold values for filter rules that search for patterns in the message body or attachments, AsyncOS counts the number of matches in the message parts and attachments to determine the threshold “score.” Unless the message filter specifies a specific MIME part (such as the attachment-contains

filter rule), AsyncOS will total the matches found in all parts of the message to determine if the matches total the threshold value. For example, you have a body-contains

message filter with a threshold of 2. You receive a message in which the body contains one match, and the attachment contains one match. When AsyncOS scores this message, it totals the two matches and determines that the threshold score has been met.

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Similarly, if you have multiple attachments, AsyncOS totals the scores for each attachment to determine the score for matches. For example, you have an attachment-contains filter rule with a threshold of 3.

You receive a message with two attachments, and each attachment contains two matches. AsyncOS would score this message with four matches and determine that the threshold score has been met.

Threshold Scoring Multipart/Alternative MIME Parts

To avoid duplicate counting, if there are two representatives of the same content (plain text and HTML),

AsyncOS does not total the matches from the duplicate parts. Instead, it compares the matches in each part and selects the highest value. AsyncOS would then add this value to the scores from other parts of the multipart message to create a total score.

For example, you configure a body-contains

filter rule and set the threshold to 4. You then receive a message that contains both plain text, HTML and two attachments. The message would use the following structure: multipart/mixed

multipart/alternative

text/plain

text/html

application/octet-stream

application/octet-stream

The body-contains

filter rule would determine the score for this message by first scoring the text/plain and text/html parts of the message. It would then compare the results of these scores and select the highest score from the results. Next, it would add this result to the score from each of the attachments to determine the final score. Suppose the message has the following number of matches: multipart/mixed

multipart/alternative

text/plain (2 matches)

text/html (2 matches)

application/octet-stream (1 match)

application/octet-stream

Because AsyncOS compares the matches for the text/plain and text/html parts, it returns a score of 3, which does not meet the minimum threshold to trigger the filter rule.

Threshold Scoring for Content Dictionaries

When you use a content dictionary, you can “weight” terms so that certain terms trigger filter actions more easily. For example, you may want not want to trigger a message filter for the term, “bank.”

However, if the term, “bank” is combined with the term, “account,” and accompanied with an ABA

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routing number, you may want to trigger a filter action. To accomplish this, you can use a weighted dictionary to give increased importance to certain terms or a combination of terms. When a message filter that uses a content dictionary scores the matches for filter rule, it uses these weights to determine the final score. For example, suppose you create a content dictionary with the following contents and weights:

Table 9-1 Sample Content Dictionary

Term/Smart Identifier

ABA Routing Number

Account

Bank

Weight

3

2

1

When you associate this content dictionary with a dictionary-match

or attachment-dictionary-match

message filter rule, AsyncOS would add the weight for the term to the total “score” for each instance of the matching term found in the message. For example, if the message contains three instances of the term, “account” in the message body, AsyncOS would add a value of 6 to the total score. If you set the threshold value for the message filter to 6, AsyncOS would determine that the threshold score has been met. Or, if the message contained one instance of each term, the total value would be 6, and this score would trigger the filter action.

AND Test and OR Tests in Message Filters

When evaluating AND or OR tests within message filters, AsyncOS does not evaluate unneeded tests.

So, for example, if one side of an AND test is false, the system will not evaluate the other side. It is important to note that the system does not evaluate the tests from left to right. Instead, when AND and

OR tests are evaluated, the least expensive test is evaluated first. For example, in the following filter, the remote-ip

test will always be processed first because it has a lower cost than the rcpt-to-group

test

(generally LDAP tests are more expensive): andTestFilter: if (remote-ip == "192.168.100.100" AND rcpt-to-group == "GROUP")

{ ... }

Because the least expensive test is performed first, switching the order of the items in the test will have no effect. If you want to guarantee the order in which tests are performed, use nested if

statements. This is also the best way to ensure that an expensive test is avoided whenever possible: expensiveAvoid: if (<simple tests>)

{ if (<expensive test>)

{ <action> }

}

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In a somewhat more complicated example, consider: if (test1 AND test2 AND test3) { ... }

The system groups the expression from left to right, so this becomes: if ((test1 AND test2) AND test3) { ... }

Message Filter Rules

This means the first thing the system does is compare the cost of

(test1 AND test2)

against the cost of test3

, evaluating the second AND first. If all three tests have the same cost, then test3

will be performed first because

(test1 AND test2)

would be twice as expensive.

Message Filter Rules

Each message filter contains a rule that defines the collection of messages that a filter can act upon. You define the filter rules, and then you define a filter action for messages that return true

.

Filter Rules Summary Table

Table 9-2

summarizes the rules you can use in message filters.

Table 9-2 Message Filter Rules

Rule Syntax

Subject Header

subject

Body Size

Envelope Sender

Envelope Sender in

Group

mail-from-group

Sender Group

body-size mail-from sendergroup

Envelope Recipient

rcpt-to

Description

Does the subject header match a certain pattern?

See

Subject Rule, page 9-21

.

Is the body size within some range? See

Body

Size Rule, page 9-24 .

Does the Envelope Sender (i.e., the Envelope

From, <MAIL FROM>) match a given pattern?

See

Envelope Sender Rule, page 9-22 .

Is the Envelope Sender (i.e., the Envelope From,

<MAIL FROM>) in a given LDAP group? See

Envelope Sender in Group Rule, page 9-23

.

Which sender group was matched in a listener's

Host Access Table (HAT)? See

Sender Group

Rule, page 9-23 .

Does the Envelope Recipient, (i.e. the Envelope

To, <RCPT TO>) match a given pattern? See

Envelope Recipient Rule, page 9-21

.

Note: The

rcpt-to

rule is message-based. If a message has multiple recipients, only one recipient has to match the rule for the specified action to affect the message to all recipients.

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Table 9-2 Message Filter Rules

Rule Syntax

Envelope Recipient in Group

rcpt-to-group

Remote IP

remote-ip

Receiving

Interface

recv-int

Receiving Listener

recv-listener

Date

date

Header

header(<string>)

Random

Recipient Count

Address Count

random(<integer>) rcpt-count addr-count()

SPF Status

spf-status

SPF Passed

spf-passed

Image verdict

image-verdict

Description

Is the Envelope Recipient, (i.e. the Envelope To,

<RCPT TO>) in a given LDAP group? See

Envelope Recipient in Group Rule, page 9-22 .

Note: The

rcpt-to-group

rule is message-based. If a message has multiple recipients, only one recipient has to be found in a group for the specified action to affect the message to all recipients.

Was the message sent from a remote host that matches a given IP address or IP block? See

Remote IP Rule, page 9-24

.

Did the message arrive via the named receiving interface? See

Receiving IP Interface Rule, page 9-25

.

Did the message arrive via the named listener?

See

Receiving Listener Rule, page 9-25

.

Is current time before or after a specific time and date? See

Date Rule, page 9-25

.

Does the message contain a specific header?

Does the value of that header match a certain pattern? See

Header Rule, page 9-26

.

Is a random number in some range? See

Random

Rule, page 9-27

.

How many recipients is this email going to? See

Recipient Count Rule, page 9-27

.

What is the cumulative number of recipients?

This filter differs from the rcpt-count filter rule in that it operates on the message body headers instead of the envelope recipients. See

Address

Count Rule, page 9-28

.

What was the SPF verification status? This filter rule allows you to query for different SPF verification results. You can enter a different action for each valid SPF/SIDF return value. See

SPF-Status Rule, page 9-34 .

Did the SPF/SIDF verification pass? This filter rule generalizes the SPF/SIDF results as a

Boolean value. See

SPF-Passed Rule, page 9-36 .

What was the image scanning verdict? This filter rule allows you to query for different image

analysis verdicts. See Image Analysis, page 9-67

.

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Table 9-2 Message Filter Rules

Rule Syntax

Workqueue count

workqueue-count

Body Scanning

Body Scanning

Encryption

Detection

Attachment

Filename a

Attachment Type a

Attachment File

1

Type

body-contains(<regular

expression>) only-body-contains(<regular

expression>) encrypted attachment-filename attachment-type attachment-filetype

Description

Is the work queue count equal to, less than, or greater than the specified value? See

Workqueue-count Rule, page 9-36

.

Does the message contain text or an attachment that matches a specified pattern? Does the pattern occur the minimum number of times you specified for the threshold value?

The engine scans delivery-status parts and associated attachments.

See

Body Scanning Rule, page 9-28

.

Does the message body contain text that matches a specified pattern? Does the pattern occur the minimum number of times you specified for the threshold value? Attachments are not scanned.

See

Body Scanning, page 9-28 .

Is the message encrypted? See

Encryption

Detection Rule, page 9-29 .

Does the message contain an attachment with a filename that matches a specific pattern? See

Attachment Filename Rule, page 9-30 .

Does the message contain an attachment of a particular MIME type? See

Attachment Type

Rule, page 9-30 .

Does the message contain an attachment of a file type that matches a specific pattern based on its fingerprint (similar to a UNIX file

command)?

If the attachment is an Excel or Word document, you can also search for the following embedded file types: .exe , .dll, .bmp, .tiff, .pcx, .gif, .jpeg, png, and Photoshop images.

You must enclose the file type in quotes to create a valid filter. You can use single or double quotes. For example, to search for .exe attachments, use the following syntax: if (attachment-filetype == "exe")

For more information, see

Examples of

Attachment Scanning Message Filters, page 9-73

.

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Table 9-2 Message Filter Rules

Rule Syntax

Attachment MIME

Type a

Attachment

Protected

Attachment

Unprotected

Attachment

Scanning a

Attachment

Scanning

attachment-mimetype attachment-protected attachment-unprotected

Description

Does the message contain an attachment of a specific MIME type? This rule is similar to the attachment-type

rule, except only the MIME type given by the MIME attachment is evaluated.

(The appliance does not try to “guess” the type of the file by its extension if there is no explicit type given.) See

Examples of Attachment

Scanning Message Filters, page 9-73 .

Does the message contain an attachment that is password protected? See

Quarantining Protected

Attachments, page 9-75 .

The attachment-unprotected filter condition returns true if the scanning engine detects an attachment that is unprotected. A file is considered unprotected if the scanning engine was able to read the attachment. A zip file is considered to be unprotected if any of its members is unprotected.

Note — The attachment-unprotected filter condition is not mutually exclusive of the attachment-protected filter condition. It is possible for both filter conditions to return true when scanning the same attachment. This can occur, for example, if a zip file contains both protected and unprotected members.

See

Detecting Unprotected Attachments, page 9-75

.

attachment-contains(<regular

expression>)

Does the message contain an attachment that contains text or another attachment that matches a specific pattern? Does the pattern occur the minimum number of times you specified for the threshold value?

This rule is similar to the body-contains()

rule, but it attempts to avoid scanning the entire

“body” of the message. That is, it attempts to scan only that which the user would view as being an attachment. See

Examples of

Attachment Scanning Message Filters, page 9-73

.

attachment-binary-contains(<

regular expression>)

Does the message contain an attachment with binary data that matches a specific pattern?

This rule is like the attachment-contains () rule, but it searches specifically for patterns in the binary data.

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Table 9-2 Message Filter Rules

Rule Syntax

Attachment

Scanning

every-attachment-contains(<r

egular expression>)

Attachment Size a

Public Blacklists

dnslist(<query server>)

SenderBase

Reputation

No SenderBase

Reputation

Dictionary

2

Attachment

Dictionary Match

attachment-size reputation no-reputation dictionary-match(<dictionary

_name>) attachment-dictionary-match(

<dictionary_name>)

Subject Dictionary

Match

subject-dictionary-match(<di

ctionary_name>)

Description

Do all of the attachments in this message contain text that matches a specific pattern? The text must exist in all attachments and the action performed is, in effect, a logical AND operation of an ' attachment-contains()

' for each attachment. The body is not scanned. Does the pattern occur the minimum number of times you specified for the threshold value?

See

Examples of Attachment Scanning Message

Filters, page 9-73

.

Does the message contain an attachment whose size is within some range? This rule is similar to the body-size

rule, but it attempts to avoid scanning the entire “body” of the message. That is, it attempts to scan only that which the user would view as being an attachment. The size is evaluated prior to any decoding. See

Examples of Attachment Scanning Message Filters, page 9-73

.

Does the sender’s IP address appear on a public blacklist server (RBL)? See

DNS List Rule, page 9-31

.

What is the sender’s SenderBase Reputation

Score? See

SenderBase Reputation Rule, page 9-32

.

Used to test if SenderBase Reputation Score is

“None.” See

SenderBase Reputation Rule, page 9-32

.

Does the message body contain any of the regular expressions or terms in the content dictionary named dictionary_name? Does the pattern occur the minimum number of times you specified for the threshold value? See

Dictionary

Rules, page 9-32 .

Does the attachment contain any of the regular expressions in the content dictionary named

dictionary_name? Does the pattern occur the minimum number of times you specified for the threshold value? See

Dictionary Rules, page 9-32

.

Does the Subject header contain any of the regular expressions or terms in the content dictionary named dictionary name? See

Dictionary Rules, page 9-32 .

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Table 9-2 Message Filter Rules

Rule Syntax

Header Dictionary

Match

header-dictionary-match(<dic

tionary_name>, <header>)

Description

Does the specified header (case insensitive) contain any of the regular expressions or terms in the content dictionary named dictionary name?

See

Dictionary Rules, page 9-32 .

Body Dictionary

Match

body-dictionary-match(<dicti

onary_name>)

Envelope Recipient

Dictionary Match

rcpt-to-dictionary-match(<di

ctionary_name>)

This filter condition returns true if the dictionary term matches content in the body of the message only. The filter searches for terms within the

MIME parts not considered to be an attachment. and it returns true if the user-defined threshold is met (the default threshold value is one). See

Dictionary Rules, page 9-32

.

Does the envelope recipient contain any of the regular expressions or terms in the content dictionary named dictionary name? See

Dictionary Rules, page 9-32

.

Envelope Sender

Dictionary Match

mail-from-dictionary-match(<

dictionary_name>)

SMTP

Authenticated User

Match

smtp-auth-id-matches(<target

> [, <sieve-char>])

Does the envelope sender contain any of the regular expressions or terms in the content dictionary named dictionary name? See

Dictionary Rules, page 9-32

.

Does the address of the Envelope Sender and the address in message header match the authenticated SMTP user ID of the sender? See

SMTP Authenticated User Match Rule, page 9-37

.

True

true

Matches all messages. See True Rule, page 9-20 .

Valid

valid

Returns false if the message contains unparsable/invalid MIME parts and true otherwise. See

Valid Rule, page 9-20 .

Signed

signed

Is the message is signed? See

Signed Rule, page 9-38

.

Signed Certificate

signed-certificate(<field>

[<operator> <regular expression>])

Does the message signer or X.509 certificate

issuer match a certain pattern? See Signed

Certificate Rule, page 9-39

.

1.Attachment filtering is discussed in detail in the section Attachment Scanning, page 9-65

.

2.Content Dictionaries are discussed in the detail in the “Text Resources” chapter.

Each message injected into the Cisco appliance is processed through all message filters in order, unless

you specify a final action, which stops the message from being processed further. (See Message Filter

Actions, page 9-2 .) Filters may also apply to all messages, and rules may also be combined using logical

connectors (AND, OR, NOT).

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Regular Expressions in Rules

Several of the atomic tests used to define rules use regular expression matching. Regular expressions can become complex. Use the following table as a guide for the applying of regular expressions within message filter rules:

Table 9-3 Regular Expression in Rules

Regular expression ( abc

)

Carat (

^

)

Dollar sign (

$

)

Regular expressions in filter rules match a string if the sequence of directives in the regular expression match any part of the string.

For example, the regular expression

Georg

matches the string

George

Of The Jungle

, the string

Georgy Porgy

, the string

La Meson

Georgette

as well as

Georg

.

Rules containing the dollar sign character ($) only match the end of the string, and rules containing the caret symbol (

^

) only match the beginning of the string.

For example, the regular expression

^Georg$

only matches the string

Georg

.

Letters, white space and the at sign (

@

) character

Period character (

.

)

Asterisk (

*

) directive

Searching for an empty header would look like this:

"^$"

Rules containing characters, white space, and the at sign character (

@

) only match themselves explicitly.

For example, the regular expression

^George@admin$

only matches the string

George@admin

.

Rules containing a period character (

.

) match any character (except a new line).

For example, the regular expression

^...admin$ matches the string macadmin

as well as the string sunadmin

but not win32admin

.

Rules containing an asterisk (

*

) match “zero or more matches of the previous directive.” In particular, the sequence of a period and an asterisk (

.*

) matches any sequence of characters (not containing a new line).

Backslash special characters (

\

)

For example, the regular expression

^P.*Piper$ matches all of these strings:

PPiper

,

Peter Piper

,

P.Piper

, and

Penelope Penny Piper

.

The backslash character escapes special characters. Thus the sequence

\. only matches a literal period, the sequence

\$

only matches a literal dollar sign, and the sequence

\^

only matches a literal caret symbol.

For example, the regular expression

^ik\.ac\.uk$

only matches the string ik.ac.uk

.

Important Note: The backslash is also a special escape character for the parser. As a result, if you want to include backslash in your regular expression, you must use two backslashes — so that after parsing, only one “real” backslash remains, which is then passed to the regular expression system. So, if you wanted to match the example domain above, you would enter

^ik\\.ac\\.uk$

.

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Message Filter Rules

Table 9-3 Regular Expression in Rules

Case-insensitivity (

(?i)

)

Number of repetitions

{min,max}

Or (

|

)

The token

(?i)

that indicates the rest of the regular expression should be treated in case-insensitive mode. Placing this token at the beginning of a case-sensitive regular expression results in a completely insensitive match.

For example, the regular expression “

(?i)viagra

” matches

Viagra

, vIaGrA

, and

VIAGRA

.

The regular expression notation that indicates the number of repetitions of the previous token is supported.

For example, the expression “ fo{2,3}

” matches foo

and fooo

but not fo

or fofo

.

This statement: if(header('To') == "^.{500,}") looks for a “To” header that has 500 or more characters in it.

Alternation, or the “or” operator. If A and B are regular expressions, the expression “

A|B

” will match any string that matches either “A” or “B.”

For example, the expression “ foo|bar

” will match either foo

or bar

, but not foobar

.

Using Regular Expressions to Filter Messages

You can use filters to search for strings and patterns in non-ASCII encoded message content (both headers and bodies). Specifically, the system supports regular expression (regex) searching for non-ASCII character sets within:

Message headers

MIME attachment filename strings

Message body:

Bodies without MIME headers (i.e. traditional email)

Bodies with MIME headers indicating encoding but no MIME parts

Multi-part MIME messages with encoding indicated

All of the above without the encoding specified in a MIME header

You can use regular expressions (regexes) to match on any part of the message or body, including matching attachments. The various attachment types include text, HTML, MS Word, Excel, and others.

Examples of character sets of interest include gb2312, HZ, EUC, JIS, Shift-JIS, Big5, and Unicode.

Message filter rules with regular expressions can be created through the content filter GUI, or using a

text editor to generate a file that is then imported into the system. For more information, see Using the

CLI to Manage Message Filters, page 9-76

and

Modifying Scanning Parameters, page 9-84 .

Guidelines for Using Regular Expressions

It is important to begin a regular expression with a caret (

^

) and end it with a dollar sign (

$

) whenever you want to exactly match a string and not a prefix.

Note

When matching an empty string, do not use

“”

as that actually matches all strings. Instead use

“^$”

. For an example, see the second example in

Subject Rule, page 9-21 .

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It is also important to remember that if you want to match a literal period, you must use an escaped period in the regular expression. For example, the regular expression sun.com

matches the string thegodsunocommando

, but the regular expression

^sun\.com$

only matched the string sun.com.

Technically, the style of regular expressions used are Python re Module style regular expressions. For a more detailed discussion of Python style regular expressions, consult the Python Regular Expression

HOWTO, accessible from

: http://www.python.org/doc/howto/

Regular Expression and Non-ASCII Character Sets

In some languages, the concepts of a word or word boundary, or case do not exist.

Complex regular expressions that depend on concepts like what is or is not a character that would compose a word (represented as “

\w

” in regex syntax) cause problems when the locale is unknown or if the encoding is not known for certain.

n Tests

Regular expressions can be tested for matching using the sequence

==

and for non-matching using the sequence

!=

. For example: rcpt-to == "^goober@dev\\.null\\....$" (matching) rcpt-to != "^goober@dev\\.null\\....$" (non-matching)

Case-sensitivity

Unless otherwise noted, regular expressions are case-sensitive. Thus, if your regular expression is searching for foo

, it does not match the pattern

FOO

or even

Foo

.

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Message Filter Rules

Writing Efficient Filters

This example shows two filters that do the same thing, but the first one takes much more CPU. The second filter uses a regular expression that is more efficient.

attachment-filter: if ((recv-listener == "Inbound") AND

((((((((((((((((((((((((((((((((((((((((((((((attachment-filename ==

"\\.386$") OR (attachment-filename == "\\.exe$")) OR (attachment-filename == "\\.ad$"))

OR (attachment-filename == "\\.ade$")) OR (attachment-filename == "\\.adp$")) OR

(attachment-filename == "\\.asp$")) OR (attachment-filename == "\\.bas$")) OR

(attachment-filename == "\\.bat$")) OR (attachment-filename == "\\.chm$")) OR

(attachment-filename == "\\.cmd$")) OR (attachment-filename == "\\.com$")) OR

(attachment-filename == "\\.cpl$")) OR (attachment-filename == "\\.crt$")) OR

(attachment-filename == "\\.exe$")) OR (attachment-filename == "\\.hlp$")) OR

(attachment-filename == "\\.hta$")) OR (attachment-filename == "\\.inf$")) OR

(attachment-filename == "\\.ins$")) OR (attachment- filename == "\\.isp$")) OR

(attachment-filename == "\\.js$")) OR (attachment-filename == "\\.jse$")) OR

(attachment- filename == "\\.lnk$")) OR (attachment-filename == "\\.mdb$")) OR

(attachment-filename == "\\.mde$")) OR (attachment-filename == "\\.msc$")) OR

(attachment-filename == "\\.msi$")) OR (attachment-filename == "\\.msp$")) OR

(attachment-filename == "\\.mst$")) OR (attachment-filename == "\\.pcd$")) OR

(attachment-filename == "\\.pif$")) OR (attachment-filename == "\\.reg$")) OR

(attachment-filename == "\\.scr$")) OR (attachment-filename == "\\.sct$")) OR

(attachment-filename == "\\.shb$")) OR (attachment-filename == "\\.shs$")) OR

(attachment-filename == "\\.url$")) OR (attachment-filename == "\\.vb$")) OR

(attachment-filename == "\\.vbe$")) OR (attachment-filename == "\\.vbs$")) OR

(attachment-filename == "\\.vss$")) OR (attachment-filename == "\\.vst$")) OR

(attachment-filename == "\\.vsw$")) OR (attachment-filename == "\\.ws$")) OR

(attachment-filename == "\\.wsc$")) OR (attachment-filename == "\\.wsf$")) OR

(attachment-filename == "\\.wsh$"))) { bounce(); }

In this instance, AsyncOS will have to start the regular expression engine 30 times, once for each attachment type and the recv-listener.

Instead, write the filter to look like this: attachment-filter: if (recv-listener == "Inbound") AND (attachment-filename ==

"\\.(386|exe|ad|ade|adp|asp|bas|bat|chm|cmd|com|cpl|crt|exe|hlp|hta|inf|ins|isp|js|jse|l nk|mdb|mde|msc|msi|msp|mst|pcd|pif|reg|scr|sct|shb|shs|url|vb|vbe|vbs|vss|vst|vsw|ws|wsc

|wsf|wsh)$") {

bounce();

}

The regular expression engine only has to start twice and the filter is arguably easier to maintain as you do not have to worry about adding “()”, spelling errors. In contrast to the above, this should show a decrease in CPU overhead.

PDFs and Regular Expressions

Depending on how a PDF is generated, it may contain no spaces or line breaks. When this occurs, the scanning engine attempts to insert logical spaces and line breaks based on the location of the words on the page. For example, when a word is constructed using multiple fonts or font sizes, the PDF code is

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rendered in a way that makes it difficult for the scanning engine to determine word and line breaks. When you attempt to match a regular expression against a PDF file constructed in this way, the scanning engine may return unexpected results.

For example, you enter a word in a PowerPoint document that uses different fonts and different font sizes for each letter in the word. When a scanning engine reads a PDF generated from this application, it inserts logical spaces and line breaks. Because of the construction of the PDF, it may interpret the word

“callout” as “call out” or “c a l lout.” Attempting to match either of these renderings against the regular expression, “callout,” would result in no matches.

Smart Identifiers

When you use message rules that scan message content, you can use smart identifiers to detect certain patterns in the data.

Smart identifiers can detect the following patterns in data:

Credit card numbers

U.S. Social Security numbers

Committee on Uniform Security Identification Procedures (CUSIP) numbers

American Banking Association (ABA) routing numbers

To use smart identifiers in a filter, enter the following keywords in a filter rule that scans body or attachment content:

Table 9-4 Smart Identifiers in Message Filters

Key Word

*credit

*aba

*ssn

*cusip

Smart Identifier

Credit card number

ABA routing number

Social security number

CUSIP number

Description

Identifies 14-, 15-, and 16- digit credit card numbers.

NOTE: The smart identifier does not identify enRoute or JCB cards.

Identifies ABA routing numbers.

Identifies U.S. social security numbers. The *ssn smart identifier identifies social security numbers with dashes, periods and spaces.

Identifies CUSIP numbers.

Smart Identifier Syntax

When you use a smart identifier in a filter rule, enter the smart-identifier keyword in quotes within a filter rule that scans the body or attachment file, as in the example below:

ID_Credit_Cards: if(body-contains("*credit")){

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notify("[email protected]");

}

.

You can also use smart identifiers in content filters and as a part of content dictionaries.

Note

You cannot combine a smart identifier key word with a normal regular expression or another key word.

For example the pattern

*credit|*ssn would not be valid.

Note

To minimize on false positives using the *SSN smart identifier, it may be helpful to use the *ssn smart identifier along with other filter criteria. One example filter that can be used is the “only-body-contains” filter condition. This will only evaluate the expression to be true if the search string is present in all of the message body mime parts. For example, you could create the following filter:

SSN-nohtml: if only-body-contains(“*ssn”) { duplicate-quarantine(“Policy”);}

Examples of Message Filter Rules

The following section shows examples of message filter rules in use.

True Rule

The true

rule matches all messages. For example, the following rule changes the IP interface to external for all messages it tests.

externalFilter:

if (true)

{

alt-src-host('external');

}

Valid Rule

The valid

rule returns false if the message contains unparsable/invalid MIME parts and true otherwise.

For example, the following rule drops all unparsable messages it tests.

not-valid-mime:

if not valid

{

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drop();

}

Subject Rule

The subject

rule selects those messages where the value of the subject header matches the given regular expression.

For example, the following filter discards all messages with subjects that start with the phrase

Make

Money...

scamFilter:

if (subject == '^Make Money')

{

drop();

}

You can specify non-ASCII characters to search for in the value of the header.

When working with headers, remember that the current value of the header includes changes made during processing (such as with filter actions that add, remove, or modify message headings). See

Message Header Rules and Evaluation, page 9-4

for more information.

The following filter returns true if the headers are empty or if the headers are missing from the message:

EmptySubject_To_filter: if (header('Subject') != ".") OR

(header('To') != ".") {

drop();

}

Note

This filter returns true for empty Subject and To headers, but it also returns true for missing headers. If the message does not contain the specified headers, the filter still returns true.

Envelope Recipient Rule

The rcpt-to

rule selects those messages where any Envelope Recipient matches the given regular expression. For example, the following filter drops all messages sent with an email address containing the string “scarface.”

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Note

The regular expression for the rcpt-to

rule is case insensitive.

scarfaceFilter:

if (rcpt-to == 'scarface')

{

drop();

}

Note

The rcpt-to

rule is message-based. If a message has multiple recipients, only one recipient has to match the rule for the specified action to affect the message to all recipients.

Envelope Recipient in Group Rule

The rcpt-to-group

rule selects those messages where any Envelope Recipient is found to be a member of the LDAP group given. For example, the following filter drops all messages sent with an email address within the LDAP group “ExpiredAccounts.” expiredFilter:

if (rcpt-to-group == 'ExpiredAccounts')

{

drop();

}

Note

The rcpt-to-group

rule is message-based. If a message has multiple recipients, only one recipient has to match the rule for the specified action to affect the message to all recipients.

Envelope Sender Rule

The mail-from

rule selects those messages where the Envelope Sender matches the given regular expression. For example, the following filter immediately delivers any message sent by [email protected]

.

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Note

The regular expression for the mail-from

rule is case insensitive. Note that the period character is escaped in the following example.

kremFilter:

if (mail-from == '^admin@yourdomain\\.com$')

{

skip-filters();

}

Envelope Sender in Group Rule

The mail-from-group

rule selects those messages where the Envelope Sender is found to be in an LDAP group given on the right side of the operator (or, in the case of inequality, where the sender’s email address is not in the given LDAP group). For example, the following filter immediately delivers any message sent by someone whose email address is in the LDAP group “KnownSenders.”

SenderLDAPGroupFilter:

if (mail-from-group == 'KnownSenders')

{

skip-filters();

}

Sender Group Rule

The sendergroup

message filter selects a message based on which sender group was matched in a listener's Host Access Table (HAT). This rule uses '==' (for matching) or '!=' (for not matching) to test for matching a given regular expression (the right side of the expression). For example, the following message filter rule evaluates to true

if the sender group of the message matches the regular expression

Internal, and, if so, sends the message to an alternate mail host. senderGroupFilter:

if (sendergroup == "Internal")

{

alt-mailhost("[172.17.0.1]");

}

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Body Size Rule

Body size refers to the size of the message, including both headers and attachments. The body-size

rule selects those messages where the body size compares as directed to a given number. For example, the following filter bounces any message where the body size is greater than 5 megabytes.

BigFilter:

if (body-size > 5M)

{

bounce();

}

The body-size

can be compared in the following ways:

Example

body-size < 10M body-size <= 10M body-size > 10M body-size >= 10M body-size == 10M body-size != 10M

Comparison Type

Less than

Less than or equal

Greater than

Greater than or equal

Equal

Not equal

As a convenience, the size measurement may be specified with a suffix:

Quantity

10b

13k

5M

40G

Description

ten bytes (same as 10) thirteen kilobytes five megabytes

40 gigabytes (Note: The Cisco appliance cannot accept messages larger than 100 megabytes.)

Remote IP Rule

The remote-ip rule tests to see if the IP address of the host that sent that message matches a certain pattern. The IP address can be either Internet Protocol version 4 (IPv4) or Internet Protocol version 6

(IPv6). The IP address pattern is specified using the allowed hosts notation described in “Sender Group

Syntax”, except for the

SBO

,

SBRS

, dnslist

notations and the special keyword

ALL

.

The allowed hosts notation can only identify sequences and numeric ranges of IP addresses (not hostnames). For example, the following filter bounces any message not injected from IP addresses of form

10.1.1.

x where

X

is

50

,

51

,

52

,

53

,

54

, or

55

.

notMineFilter:

if (remote-ip != '10.1.1.50-55')

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{

bounce();

}

Receiving Listener Rule

The recv-listener

rule selects those messages received on the named listener. The listener name must be the nickname of one of the listeners currently configured on the system. For example, the following filter immediately delivers any message arriving from the listener named expedite

.

expediteFilter:

if (recv-listener == 'expedite')

{

skip-filters();

}

Receiving IP Interface Rule

The recv-int

rule selects those messages received via the named interface. The interface name must be the nickname of one of the interfaces currently configured for the system. For example, the following filter bounces any message arriving from the interface named outside

.

outsideFilter:

if (recv-int == 'outside')

{

bounce();

}

Date Rule

The date

rule checks the current time and date against a time and date you specify. The date rule is compares against a string containing a timestamp of the format

MM/DD/YYYY hh:mm:ss. This is useful to specify actions to be performed before or after certain times in US format. (Note that there may be an issue if you are searching messages with non-US date formats.) the following filter bounces all messages from [email protected]

that are injected after

1:00pm on July 28th, 2003:

TimeOutFilter:

if ((date > '07/28/2003 13:00:00') and (mail-from ==

'campaign1@yourdomain\\.com'))

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{

bounce();

}

Note

Do not confuse the date

rule with the

$Date

message filter action variable.

Header Rule

The header()

rule checks the message headers for a specific header, which must be specified quoted in parentheses (“header name”). This rule may be compared to a regular expression, much like the subject rule, or may be used without any comparison, in which case it will be “true” if the header is found in the message, and “false” if it is not found. For example, the following example checks to see if the header

X-Sample

is found, and if its value contains the string “ sample text

”. If a match is made, the message is bounced.

FooHeaderFilter:

if (header('X-Sample') == 'sample text')

{

bounce();

}

You can specify non-ASCII characters to search for in the value of the header.

The following example demonstrates the header rule without a comparison. In this case, if the header

X-DeleteMe

is found, it is removed from the message.

DeleteMeHeaderFilter:

if header('X-DeleteMe')

{

strip-header('X-DeleteMe');

}

When working with headers, remember that the current value of the header includes changes made during processing (such as with filter actions that add, remove, or modify message headings). See

Message Header Rules and Evaluation, page 9-4 for more information.

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Random Rule

The random

rule generates a random number from zero to N-1, where N is the integer value supplied in parenthesis after the rule. Like the header()

rule, this rule may be used in a comparison, or may be used alone in a “unary” form. The rule evaluates to true in the unary form if the random number generated is non-zero. For example, both of the following filters are effectively equal, choosing Virtual Gateway address A half the time, and Virtual Gateway address B the other half of the time: load_balance_a:

if (random(10) < 5) {

alt-src-host('interface_a');

} else {

alt-src-host('interface_b');

} load_balance_b:

if (random(2)) {

alt-src-host('interface_a');

} else {

alt-src-host('interface_b');

}

Recipient Count Rule

The rcpt-count

rule compares the number of recipients of a message against an integer value, in a similar way to the body-size

rule. This can be useful for preventing users from sending email to large numbers of recipients at once, or for ensuring that such large mailing campaigns go out over a certain

Virtual Gateway address. The following example sends any email with more than 100 recipients over a specific Virtual Gateway address: large_list_filter:

if (rcpt-count > 100) {

alt-src-host('mass_mailing_interface');

}

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Address Count Rule

The addr-count()

message filter rule takes one or more header strings, counts the number of recipients in each line and reports the cumulative number of recipients. This filter differs from the

rcpt-count filter rule in that it operates on the message body headers instead of the envelope recipients. The following example shows the filter rule used to replace a long list of recipients with the alias,

“undisclosed-recipients”: count: if (addr-count("To", "Cc") > 30) {

strip-header("To");

strip-header("Cc");

insert-header("To", "undisclosed-recipients");

}

Body Scanning Rule

The body-contains()

rule scans the incoming email and all its attachments for a particular pattern defined by its parameter. This includes delivery-status parts and associated attachments. The body-contains()

rule does not perform multi-line matching. The scanning logic can be modified using the scanconfig

command in the CLI to define which MIME types should or should not be scanned. You can also specify a minimum number of matches that the scanning engine must find in order for the scan to evaluate to true.

By default, the system scans all attachments except for those with a MIME type of video/*

, audio/*

, image/*

. The system scans archive attachments —

.zip

,

.bzip

,

.compress

,

.tar

, or

.gzip

attachments containing multiple files. You can set the number of “nested” archived attachments to scan (for example, a

.zip

contained within a

.zip

).

For more information, including an example of how to use the scanconfig

command to set the attachment scanning behavior, see

Modifying Scanning Parameters, page 9-84 .

Body Scanning

When AsyncOS performs body scanning, it scans the body text and attachments for the regular expression. You can assign a minimum threshold value for the expression, and if the scanning engine encounters the regular expression the minimum number of times, the expression evaluates to true

.

AsyncOS evaluates the different MIME parts of the message, and it scans any MIME part that is textual.

AsyncOS identifies the text parts if the MIME type specifies text in the first part. AsyncOS determines the encoding based on the encoding specified in the message, and it converts the text to Unicode. It then searches for the regular expression in Unicode space. If no encoding is specified in the message,

AsyncOS uses the encoding you specify in the

scanconfig

command.

For more information about how AsyncOS evaluates MIME parts when scanning messages, see

Message

Bodies vs. Message Attachments, page 9-5

.

If the MIME part is not textual, AsyncOS extract files from a .zip or .tar archive or decompresses compressed files. After extracting the data, a scanning engine identifies the encoding for the file and returns the data from the file in Unicode. AsyncOS then searches for the regular expression in Unicode space.

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The following example searches the body text and attachment for the phrase “Company Confidential.”

The example specifies a minimum threshold of two instances, so if the scanning engine finds two or more instances of the phrase, it bounces any matching messages, and notifies the legal department of the attempt:

ConfidentialFilter:

if (body-contains('Company Confidential',2)) {

notify ('[email protected]');

bounce();

}

To scan only the body of the message, use only-body-contains

: disclaimer:

if (not only-body-contains('[dD]isclaimer',1) ) {

notify('[email protected]');

}

Encryption Detection Rule

The encrypted

rule examines the contents of a message for encrypted data. It does not attempt to decode the encrypted data, but merely examines the contents of the message for the existence of encrypted data.

This can be useful for preventing users from sending encrypted email.

Note

The encrypted rule can only detect encrypted data in the content of messages. It does not detect encrypted attachments.

The encrypted

rule is similar to the true

rule in that it takes no parameters and cannot be compared.

This rule returns true

if encrypted data is found and false

if no encrypted data is found. Because this function requires the message to be scanned, it uses the scanning settings you define in the scanconfig command. For more information about configuring these options, see

Modifying Scanning Parameters, page 9-84

.

The following filter checks all email sent through the listener, and if a message contains encrypted data, the message is blind-carbon-copied to the legal department and then bounced: prevent_encrypted_data:

if (encrypted) {

bcc ('[email protected]');

bounce();

}

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Attachment Type Rule

The attachment-type

rule checks the MIME types of each attachment in a message to see if it matches the given pattern. The pattern must be of the same form used in the scanconfig

command as described in

Modifying Scanning Parameters, page 9-84

, and so may have either side of the slash (

/

) replaced by an asterisk as a wildcard. If the message contains an attachment that matches this specified MIME type, this rule returns “true.”

Because this function requires the message to be scanned, it obeys all of the options defined by the scanconfig

command as described in

Modifying Scanning Parameters, page 9-84

.

See

Attachment Scanning, page 9-65 for more information on message filter rules you can use to

manipulate attachments to messages.

The following filter checks all email sent through the listener, and if a message contains an attachment with a MIME type of video/*

, the message is bounced: bounce_video_clips:

if (attachment-type == 'video/*') {

bounce();

}

Attachment Filename Rule

The attachment-filename

rule checks the filenames of each attachment in a message to see if it matches the given regular expression. This comparison is case-sensitive. The comparison is, however sensitive to whitespace so if the filename has encoded whitespace at the end, the filter will skip the attachment. If one of the message’s attachments matches the filename, this rule returns “true.”

Please note the following points:

Each attachment’s filename is captured from the MIME headers. The filename in the MIME header may contain trailing spaces.

If an attachment is an archive, the Cisco appliance will harvest the filenames from inside the archive and apply scanconfig

rules (see Modifying Scanning Parameters, page 9-84

) accordingly.

If the attachment is a single compressed file (despite the file extension), it is not considered an archive and the filename of the compressed file is not harvested. This means that the file is not processed by the attachment-filename

rule. An example of this type of file is an executable file (.exe) compressed with gzip

.

For attachments consisting of a single compressed file, such as foo.exe.gz, use regular expression to search for specific file types within compressed files. See

Attachment Filenames and Single Compressed Files within Archive Files, page 9-31 .

See

Attachment Scanning, page 9-65 for more information on message filter rules you can use to

manipulate attachments to messages.

The following filter checks all email sent through the listener, and if a message contains an attachment with a filename

*.mp3

, the message is bounced: block_mp3s:

if (attachment-filename == '(?i)\\.mp3$') {

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bounce();

}

Attachment Filenames and Single Compressed Files within Archive Files

This example shows how to match single compressed files in archives such as those created by gzip

: quarantine_gzipped_exe_or_pif: if (attachment-filename == '(?i)\\.(exe|pif)($|.gz$)') {

quarantine("Policy");

}

DNS List Rule

The dnslist()

rule queries a public DNS List server that uses the DNSBL method (sometimes called

“ip4r lookups”) of querying. The IP address of the incoming connection is reversed (so an IP of 1.2.3.4 becomes 4.3.2.1) and then added as a prefix to the server name in the parenthesis (a period to separate the two is added if the server name does not start with one). A DNS query is made, and the system is returned with either a DNS failure response (indicating the connection's IP address was not found in the server's list) or an IP address (indicating that the address was found). The IP address returned is usually of the form

127.0.0.

x where x

can be almost any number from 0 to 255 (IP address ranges are not allowed). Some servers actually return different numbers based on the reason for the listing, while others return the same result for all matches.

Like the header()

rule, dnslist()

can be used in either a unary or binary comparison. By itself, it simply evaluates to

true

if a response is received and false

if no response is received (for example, if the DNS server is unreachable). the following filter immediately delivers a message if the sender has been bonded with the Cisco Bonded

Sender information services program: whitelist_bondedsender:

if (dnslist('query.bondedsender.org')) {

skip-filters();

}

Optionally, you can compare the result to a string using the equality (

==

) or inequality (

!=

) expressions.

The following filter drops a message that results in a “

127.0.0.2

” response from the server. If the response is anything else, the rule returns “false” and the filter is ignored.

blacklist:

if (dnslist('dnsbl.example.domain') == '127.0.0.2') {

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drop();

}

SenderBase Reputation Rule

The reputation

rule checks the SenderBase Reputation Score against another value. All the comparison operators are allowed, such as

>

,

==

,

<=,

and so forth. If the message does not have a SenderBase

Reputation Score at all (because one was never checked for it, or because the system failed to get a response from the SenderBase Reputation Service query server), any comparison against a reputation fails (the number will not be greater than, less than, equal to, or not equal to any value). You can check for a SBRS score of “none” using the no-reputation

rule described below. The following example adjusts the “Subject:” line of a message to be prefixed by “

*** BadRep ***

” if the reputation score returned from the SenderBase Reputation Service is below a threshold of -7.5..

note_bad_reps:

if (reputation < -7.5) {

strip-header ('Subject');

insert-header ('Subject', '*** BadRep $Reputation *** $Subject');

}

For more information, see the “Reputation Filtering” chapter. See also

Bypass Anti-Spam System

Action, page 9-63

Values for the SenderBase Reputation rule are -10 through 10, but the value

NONE

may also be returned.

To check specifically for the value

NONE

, use the no-reputation

rule.

none_rep:

if (no-reputation) {

strip-header ('Subject');

insert-header ('Subject', '*** Reputation = NONE *** $Subject');

}

Dictionary Rules

The dictionary-match(<

dictonary_name>) rule evaluates to true

if the message body contains any of the regular expressions or terms in the content dictionary named “dictonary_name.” If the dictionary does not exist, the rule evaluates to false

. For more information on defining dictionaries (including their case sensitivity and word boundary settings), see the “Text Resources” chapter.

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The following filter blind carbon copies the administrator when the Cisco scans a message that contains any words within the dictionary named “secret_words.” copy_codenames:

if (dictionary-match ('secret_words')) {

bcc('[email protected]');

}

The following example sends the message to the Policy quarantine if the message body contains any words within the dictionary named “secret_words.” Unlike the only-body-contains

condition, the body-dictionary-match

condition does not require that all the content parts individually match the dictionary. The scores of each content part (taking into account multipart/alternative parts) are added together.

quarantine_data_loss_prevention:

if (body-dictionary-match ('secret_words'))

{

quarantine('Policy');

}

In the following filter, a subject that matches a term in the specified dictionary is quarantined: quarantine_policy_subject:

if (subject-dictionary-match ('gTest'))

{

quarantine('Policy');

}

This example matches an email address in the “to” header and blind copies an administrator: headerTest:

if (header-dictionary-match ('competitorsList', 'to'))

{

bcc('[email protected]');

}

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The attachment

dictionary-match(<dictonary_name>)

rule works like the dictionary-match

rule above, except that it looks for matches in the attachment.

The following filter sends the message to the Policy quarantine if the message attachment contains any words found within the dictionary named “secret_words.” quarantine_codenames_attachment:

if (attachment-dictionary-match ('secret_words'))

{

quarantine('Policy');

}

The header

dictionary-match(<dictonary_name>, <header>)

rule works like the dictionary-match rule above, except that it looks for matches in the header specified in <header>. The header name is case insensitive, so, for example, “subject” and “Subject” both work.

The following filter sends the message to the Policy quarantine if the message’s “cc” header contains any words found within the dictionary named “ex_employees.” quarantine_codenames_attachment:

if (header-dictionary-match ('ex_employees', 'cc'))

{

quarantine('Policy');

}

You can use wild cards within the dictionary terms. You do not have to escape the period in email addresses.

SPF-Status Rule

When you receive SPF/SIDF verified mail, you may want to take different actions depending on the results of the SPF/SIDF verification. The spf-status rule checks against different SPF verification results.

For more information, see Verification Results, page 17-29 .

You can check against the SPF/SIDF verification results using the following syntax: if (spf-status == "Pass")

If you want a single condition to check against multiple status verdicts, you can use the following syntax: if (spf-status == "PermError, TempError")

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You can also check the verification results against the HELO, MAIL FROM, and PRA identities using the following syntax: if (spf-status("pra") == "Fail")

The following example shows the spf-status

filter in use: skip-spam-check-for-verified-senders:

if (sendergroup == "TRUSTED" and spf-status == "Pass"){

skip-spamcheck();

} quarantine-spf-failed-mail:

if (spf-status("pra") == "Fail") {

if (spf-status("mailfrom") == "Fail"){

# completely malicious mail

quarantine("Policy");

} else {

if(spf-status("mailfrom") == "SoftFail") {

# malicious mail, but tempting

quarantine("Policy");

}

}

} else {

if(spf-status("pra") == "SoftFail"){

if (spf-status("mailfrom") == "Fail"

or spf-status("mailfrom") == "SoftFail"){

# malicious mail, but tempting

quarantine("Policy");

}

}

}

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Message Filter Rules

stamp-mail-with-spf-verification-error:

if (spf-status("pra") == "PermError, TempError"

or spf-status("mailfrom") == "PermError, TempError"

or spf-status("helo") == "PermError, TempError"){

# permanent error - stamp message subject

strip-header("Subject");

insert-header("Subject", "[POTENTIAL PHISHING] $Subject"); }

.

SPF-Passed Rule

The following example shows an spf-passed

rule used to quarantine emails that are not marked as spf-passed: quarantine-spf-unauthorized-mail:

if (not spf-passed) {

quarantine("Policy");

}

Note

Unlike the spf-status rule, the spf-passed

rule reduces the SPF/SIDF verification values to a simple

Boolean. The following verification results are treated as not passed in the spf-passed

rule: None,

Neutral, Softfail, TempError, PermError, and Fail. To perform actions on messages based on more granular results, use the spf-status

rule.

Workqueue-count Rule

The workqueue-count

rule checks the workqueue-count against a specified value. All the comparison operators are allowed, such as

>

,

==

,

<=,

and so forth.

The following filter checks the workqueue count, and skips spamcheck if the queue is greater than the specified number.

wqfull: if (workqueue-count > 1000) {

skip-spamcheck();

}

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For more information on SPF/SIDF, see Overview of SPF and SIDF Verification, page 17-20

.

SMTP Authenticated User Match Rule

If your Cisco appliance uses SMTP authentication to send messages, the smtp-auth-id-matches

(

<target> [, <sieve-char>]

) rule can check a message’s headers and Envelope Sender against the sender’s SMTP authenticated user ID to identify outgoing messages with spoofed headers. This filter allows the system to quarantine or block potentially spoofed messages.

The smtp-auth-id-matches rule compares the SMTP authenticated ID against the following targets:

Target

*EnvelopeFrom

*FromAddress

*Sender

*Any

*None

Description

Compares the address of the Envelope Sender (also known as MAIL FROM) in the SMTP conversation

Compares the addresses parsed out of the From header.

Since multiple addresses are permitted in the From: header, only one has to match.

Compares the address specified in the Sender header.

Matches messages that were created during an authenticated SMTP session regardless of identity.

Matches messages that were not created during an authenticated SMTP session. This is useful when authentication is optional (preferred).

The filter performs matches loosely. It is not case-sensitive. If the optional sieve-char parameter is supplied, the last portion of an address that follows the specified character will be ignored for the purposes of comparison. For example, if the

+

character is included as a parameter, the filter ignores the portion of the address [email protected]

that follows the

+

character. If the address was [email protected]

, only the

+folder

portion is ignored. If the SMTP authenticated user

ID string is a simple username and not a fully-qualified e-mail address, only the username portion of the target will be examined to determine a match. The domain must be verified in a separate rule.

Also, you can use the $SMTPAuthID variable to insert the STMP authenticated user ID into headers.

The following table shows examples of comparisons between the SMTP authenticated ID and email addresses and whether they would match using the smtp-auth-id-matches filter rule:

SMTP Auth ID

someuser someuser someuser

SomeUser someuser someuser [email protected]

[email protected]

[email protected]

Sieve Char

+

Comparison Address

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

[email protected]

Matches?

No

Yes

Yes

Yes

No

Yes

No

Yes

Yes

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Message Filter Rules

The following filter checks all messages created during an authenticated SMTP session to verify that the addresses in the From header and the Envelope Sender match the SMTP authenticated user ID. If the addresses and the ID match, the filter verifies the domain. If they do not match, the appliance quarantines the message.

Msg_Authentication: if (smtp-auth-id-matches("*Any"))

{

# Always include the original authentication credentials in a

# special header.

insert-header("X-Auth-ID","$SMTPAuthID");

if (smtp-auth-id-matches("*FromAddress", "+") and

smtp-auth-id-matches("*EnvelopeFrom", "+"))

{

# Username matches. Verify the domain

if header('from') != "(?i)@(?:example\\.com|alternate\\.com)" or

mail-from != "(?i)@(?:example\\.com|alternate\\.com)"

{

# User has specified a domain which cannot be authenticated

quarantine("forged");

}

} else {

# User claims to be an completely different user

quarantine("forged");

}

}

Signed Rule

9-38

The signed

rule checks messages for a signature. The rule returns a boolean value to indicate if the message is signed or not. This rule evaluates whether the signature is encoded according to ASN.1 DER encoding rules and that it conforms to the CMS SignedData Type structure (RFC 3852, Section 5.1.). It does not aim to validate whether the signature matches the content, nor does it check the validity of the certificate.

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The following example shows a signed

rule used to insert headers into a signed message: signedcheck: if signed { insert-header("X-Signed", "True"); }

The following example shows a signed

rule used to drop attachments from unsigned messages from a certain sender group:

Signed: if ((sendergroup == "NOTTRUSTED") AND NOT signed) {

html-convert();

if (attachment_size > 0)

{

drop_attachments("");

}

}

Signed Certificate Rule

The signed-certificate

rule selects those S/MIME messages where the X.509 certificate issuer or message signer matches the given regular expression. This rule only supports X.509 certificates.

The rule’s syntax is signed-certificate (<field> [<operator> <regular expression>])

, where:

<field>

is either the quoted string

“issuer”

or

“signer”

,

<operator>

is either

==

or

!=

,

and

<regular expression>

is the value for matching the “issuer” or “signer.”

If the message is signed using multiple signatures, the rule returns true if any of the issuers or signers match the regular expression. The short form of this rule, signed-certificate(“issuer”)

and signed-certificate(“signer”)

, returns true if the S/MIME message contains an issuer or signer.

Signer

For message signers, the rule extracts the sequence of rfc822Name

names from the X.509 certificate’s subjectAltName

extension. If there is no subjectAltName

field in the signing certificate, or this field does not have any rfc822Name

names, the signed-certificate(“signer”)

rule evaluates to false. In the rare cases of multiple rfc822Name

names, the rule tries to match all of the names to the regular expression and evaluates as true on the first match.

Issuer

The issuer is a non-empty distinguished name in the X.509 certificate. AsyncOS extracts the issuer from the certificate and converts it to an LDAP-UTF8 Unicode string. For example:

C=US,S=CA,O=IronPort

C=US,CN=Bob Smith

Since X.509 certificates require the issuer field, signed-certificate(“issuer”)

evaluates whether the

S/MIME message contains an X.509 certificate.

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Escaping in Regular Expressions

LDAP-UTF8 defines a mechanism for escaping that you can use in your regular expressions. For a detailed discussion on escaping characters in LDAP-UTF8, consult Lightweight Directory Access

Protocol (LDAP): String Representation of Distinguished Names, accessible from http://www.ietf.org/rfc/rfc4514.txt

.

The escaping rules for the signed-certificate

rule’s regular expressions differ from the escaping rules defined in LDAP-UTF8 by limiting escaping to only the characters that require escaping. LDAP-UTF8 allows optional escaping for characters that can be represented without escaping. For example, the following two strings are considered correct for “Example, Inc.” using the LDAP-UTF8 escaping rules:

Example\, Inc.

Example\,\ Inc\.

However, the signed-certificate rule only matches

Example\, Inc.

The regular expression does not allow escaping the space and period for matching because these characters do not require escaping, even though it is permitted in LDAP-UTF8. When creating a regular expression for the signed-certificate rule, do not escape a character if it can be represented without escaping.

$CertificateSigners Action Variable

The action variable

$CertificateSigners

is a comma separated list of signers obtained from the subjectAltName

element of the signing certificate. Multiple email addresses of a single signer will be included in the list with duplicates removed.

For example, Alice signs a message with her two certificates. Bob signs the message with his single certificate. All certificates are issued by a single corporate authority. After the message passes the

S/MIME scan, the extracted data contain three items:

[

{

'issuer': 'CN=Auth,O=Example\, Inc.',

'signer': ['[email protected]', '[email protected]']

},

{

'issuer': 'CN=Auth,O=Example\, Inc.',

'signer': ['[email protected]', '[email protected]']

},

{

'issuer': 'CN=Auth,O=Example\, Inc.',

'signer': ['[email protected]', '[email protected]']

}

]

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The

$CertificateSigners

variable expands to:

"[email protected], [email protected], [email protected], [email protected]"

Examples

The following example inserts a new header if the certificate issuer is from the US:

Issuer: if signed-certificate("issuer") == "(?i)C=US" {

insert-header("X-Test", "US issuer");

}

The following example notifies an administrator if the signer is not from example.com:

NotOurSigners: if signed-certificate("signer") AND

signed-certificate("signer") != "example\\.com$" {

notify("[email protected]");

}

The following example adds a header if the message has an X.509 certificate:

AnyX509: if signed-certificate ("issuer") {

insert-header("X-Test", "X.509 present");

}

The following example adds a header if the message’s certificate does not have a signer:

NoSigner: if not signed-certificate ("signer") {

insert-header("X-Test", "Old X.509?");

}

Message Filter Actions

The purpose of message filters is to perform actions on selected messages.

The two types of actions are:

Final actions — such as deliver

, drop

, and bounce

— end the processing of a message, and permit no further processing through subsequent filters.

Non-final actions perform an action which permits the message to be processed further.

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Non-final message filter actions are cumulative. If a message matches multiple filters where each filter specifies a different action, then all actions are accumulated and enforced. However, if a message matches multiple filters specifying the same action, the prior actions are overridden and the final filter action is enforced.

Filter Actions Summary Table

Message filters can apply the following actions shown in

Table 9-5

to an email message.

Table 9-5 Message Filter Actions

Action Syntax

Alter source host

alt-src-host

Alter recipient

Alter mailhost

Notify

Notify Copy

Blind carbon copy

bcc

Blind carbon copy with scan

bcc-scan

Archive

Quarantine

archive quarantine

(quarantine_name)

Duplicate

(Quarantine)

duplicate-quarantine(

quarantine_name)

Remove headers

strip-header

Insert headers

Edit header text

alt-rcpt-to alt-mailhost notify notify-copy insert-header edit-header-text

Description

Change the source hostname and IP interface (Virtual

Gateway address) to send the message. See

Alter Source

Host (Virtual Gateway address) Action, page 9-58

.

Change a recipient of the message. See Alter Recipient

Action, page 9-57

.

Change the destination mail host for the message. See

Alter Delivery Host Action, page 9-57 .

Report this message to another recipient. See

Notify and

Notify-Copy Actions, page 9-52

.

Perform just like the notify

action, but also sends a copy as with the bcc-scan

action. See

Notify and Notify-Copy

Actions, page 9-52 .

Copy this message (message replication) anonymously to

another recipient. See Blind Carbon Copy Actions, page 9-54 .

Copy this message anonymously to another recipient, and process that message through the work queue as if it were a new message. See

Blind Carbon Copy Actions, page 9-54 .

Archive this message into an mbox-format file. See

Archive Action, page 9-59

.

Flag this message to be sent to the quarantine named

quarantine_name. See

Quarantine and Duplicate Actions, page 9-56 .

Send a copy of the message to the specified quarantine.

See

Quarantine and Duplicate Actions, page 9-56

.

Remove specified headers from the message before

delivering. See Strip Header Action, page 9-60

.

Insert a header and value pair into the message before

delivering. See Insert Header Action, page 9-60

.

Replace specified header text with a text string you

specify in the filter condition. See Edit Header Text

Action, page 9-61

.

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Table 9-5 Message Filter Actions

Action Syntax

Edit body text

Convert HTML

Assign bounce profile

Bypass

Anti-Spam

System

bounce-profile skip-spamcheck

Bypass Anti-Virus

System

skip-viruscheck

Skip Outbreak

Filter Scanning

edit-body-text() html-convert() skip-vofcheck

Drop Attachments by Name

drop-attachments-by-n ame

Drop Attachments by Type

drop-attachments-by-t ype

Drop Attachments by File Type

drop-attachments-by-f iletype

Drop Attachments by MIME Type

drop-attachments-by-m imetype

Drop Attachments by Size

drop-attachments-by-s ize

Description

Strip a regular expression from a message body and replaces it with text that you specify. You might want to use this filter if you want to remove and replace specific content, such as a URL within a message body. See

Edit

Body Text Action, page 9-61

.

Strip HTML tags from message bodies and leaves the plain text content of the message. You might want to use this filter if you want to convert all HTML text in a message to plain text.

HTML Convert Action, page 9-62 .

Assign a specific bounce profile to the message. See

Bounce Profile Action, page 9-63

.

Ensure that the anti-spam systems in the Cisco system are

not applied to this message. See Bypass Anti-Spam

System Action, page 9-63

.

Ensure that the anti-virus systems in the Cisco system are

not applied to this message. See Bypass Anti-Virus

System Action, page 9-64

.

Ensure that this message is not processed by the Outbreak

Filters scanning. See

Bypass Anti-Virus System Action, page 9-64

.

Drop all attachments on messages that have a filename that match the given regular expression. Archive file attachments (zip, tar) will be dropped if they contain a file that matches. See

Examples of Attachment Scanning

Message Filters, page 9-73

.

Drop all attachments on messages that have a MIME type, determined by either the given MIME type or the file extension. Archive file attachments (zip, tar) will be dropped if they contain a file that matches. See

Examples of Attachment Scanning Message Filters, page 9-73 .

Drop all attachments on messages that match the given

“fingerprint” of the file. Archive file attachments (zip, tar) will be dropped if they contain a file that matches. For

more information, see Attachment Scanning, page 9-65 .

Drop all attachments on messages that have a given

MIME type. This action does not attempt to ascertain the

MIME type by file extension and so it also does not examine the contents of archives. See

Examples of

Attachment Scanning Message Filters, page 9-73 .

Drop all attachments on the message that, in raw encoded form, are equal to or greater than the size (in bytes) given.

Note that for archive or compressed files, this action does not examine the uncompressed size, but rather the size of the actual attachment prior to any decoding. See

Examples of Attachment Scanning Message Filters, page 9-73

.

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Table 9-5 Message Filter Actions

Action Syntax

Drop Attachments by Content

drop-attachments-wher e-contains

Description

Drop all attachments on message that contain the regular expression. Does the pattern occur the minimum number of times you specified for the threshold value? Archive files (zip, tar) will be dropped if any of the files they contain match the regular expression pattern. See

Examples of Attachment Scanning Message Filters, page 9-73 .

Drop Attachments by Dictionary

Matches

drop-attachments-wher e-dictionary-match

Add Footer

Add Heading

Encrypt on

Delivery

Add Log Entry

*Skip Remaining

Message Filters

skip-filters

*Drop message

add-footer(footer-nam

e) add-heading(heading-n

ame) encrypt-deferred

Add Message Tag

tag-message(tag-name) log-entry drop

*Bounce message

bounce

The optional comment serves as the means to modify the text used to replace the attachment that was dropped.

Attachment footers simply append to the message.

Strip attachments based on matches to dictionary terms. If the terms in the MIME parts considered to be an attachment match a dictionary term (and the user-defined threshold is met), the attachment is stripped from the email. See

Examples of Attachment Scanning Message

Filters, page 9-73

.

Add disclaimer text as a footer to the message. See

“Message Disclaimer Stamping” in the “Text Resources” chapter for more information.

Add disclaimer text as a heading to the message. See

“Message Disclaimer Stamping” in the “Text Resources” chapter for more information.

Encrypt message on delivery, which means that the message continues to the next stage of processing, and when all processing is complete, the message is encrypted and delivered.

Add a custom term into the message to use with RSA

Email DLP policy filtering. You can configure a RSA

Email DLP policy to limit scanning to messages with the message tag. The message tag is not visible to recipients.

See

Add Message Tag Action, page 9-64 and the “Data

Loss Prevention” chapter.

Adds customized text into the IronPort Text Mail logs at the

INFO

level. The text can include action variables. The log entry appears in message tracking. See

Add Log Entry

Action, page 9-65

.

Ensure that this message is not processed by any other message filters and continues through the email pipeline.

See

Skip Remaining Message Filters Action, page 9-50

.

Drop and discard the message. See Drop Action, page 9-51 .

Send the message back to the sender. See Bounce Action, page 9-51 .

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Table 9-5 Message Filter Actions

Action Syntax

*Encrypt and

Deliver Now

encrypt

* Final Actions

Description

Use Cisco Email Encryption to encrypt outgoing messages. See

Encrypt Action, page 9-51

.

Attachment Groups

You can specify a particular file type (“exe” files for example) or common groups of attachments in the attachment-filetype

and drop-attachments-by-filetype rules

. AsyncOS divides the attachments into the groups listed in

Table 9-6 .

If you create a message filter that uses the

!=

operator to match a message that does not contain an attachment with a specific file type, the filter will not perform any action on the message if there is at least one attachment with the file type you want to filter out. For example, the following filter drops any message with an attachment that is not an

.exe

file type: exe_check: if (attachment-filetype != "exe") {

drop();

}

If a message has multiple attachments, the Email Security appliance does not drop the message if at least one of the attachments is an

.exe

file, even if the other attachments not

.exe

files.

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Table 9-6 Attachment Groups

Attachment Group Name

Document

Executable

Compressed

Scanned File Types

doc

mdb

mpp

ole

pdf

ppt

rtf

wps

x-wmf

xls

exe

java

msi

pif

Note

Filtering the Executable group will also scan

.dll

and

.scr

files, but you cannot filter these file types individually.

ace (ACE Archiver compressed file)

arc (SQUASH Compressed archive)

arj (Robert Jung ARJ compressed archive)

binhex

bz (Bzip compressed file)

bz2 (Bzip compressed file)

cab (Microsoft cabinet file)

gzip* (Compressed file - UNIX gzip)

lha (Compressed Archive [LHA/LHARC/LHZ])

rar (Compressed archive

sit (Compressed archive - Macintosh file [Stuffit])

tar* (Compressed archive)

unix (UNIX compress file)

zip* (Compressed archive - Windows)

zoo (ZOO Compressed Archive File)

* These file types can be “body-scanned”

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Table 9-6

Image

Media

Attachment Groups (continued)

Attachment Group Name

Text

Scanned File Types

txt

html

avi

flash

midi

mov

mp3

mpeg

ogg

ram

snd

wav

wma

wmv

xml

bmp

cur

gif

ico

jpeg

pcx

png

psd

psp

tga

tiff

aac

aiff

asf

Message Filter Actions

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Action Variables

The bcc()

, bcc-scan()

, notify()

, notify-copy()

, add-footer()

, add-heading()

, and insert-headers() actions have parameters that may use certain variables that will be automatically replaced with information from the original message when the action is executed. These special variables are called action variables. Your Cisco appliance supports the following set of action variables:

Table 9-7 Message Filter Action Variables

Variable

All Headers

Body Size

Certificate Signers

Date

Dropped File Name

Dropped File Names

Dropped File Types

Envelope Sender

Envelope Recipients

File Names

File Sizes

File Types

Filter Name

GMTimeStamp

HAT Group Name

Matched Content

Syntax

$AllHeaders

$BodySize

$CertificateSigners

$Date

$dropped_filename

$dropped_filenames

$dropped_filetypes

$EnvelopeFrom

$EnvelopeRecipients

$filenames

$filesizes

$filetypes

$FilterName

$GMTimeStamp

$Group

$MatchedContent

Description

Returns the message headers.

Returns the size, in bytes, of the message.

Returns the signers from the subjectAltName

element of a signing certificate. See

$CertificateSigners Action

Variable, page 9-40 for more information.

Returns the current date, using the format

MM/DD/YYYY.

Returns only the most recently dropped filename.

Displays list of dropped files (similar to

$filenames

.

Displays list of dropped file types (similar to

$filetypes)

.

Returns the Envelope Sender (Envelope

From, <MAIL FROM>) of the message.

Returns all Envelope Recipients (Envelope

To, <RCPT TO>) of the message.

Returns a comma-separated list of the message’s attachments’ filenames.

Returns a comma-separated list of the message’s attachments file sizes.

Returns a comma-separated list of the message's attachments' file types.

Returns the name of the filter being processed.

Returns the current time and date, as would be found in the Received: line of an email message, using GMT.

Returns the name of the sender group the sender matched on when injecting the message. If the sender group had no name, the string “

>Unknown<

” is inserted.

Returns the content that triggered a scanning filter rule (including filter rules such as body-contains

and content dictionaries).

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Table 9-7

Variable

Mail Flow Policy

Header

Receiving Listener

Subject

Time

Timestamp

Message Filter Action Variables (continued)

Hostname

Internal Message ID

Receiving Interface

Remote IP Address

Remote Host Address

SenderBase Reputation

Score

Syntax

$Policy

$Header['string']

$Hostname

$MID

$RecvListener

$RecvInt

$RemoteIP

$remotehost

$Reputation

$Subject

$Time

$Timestamp

Description

Returns the name of the HAT policy applied to the sender when injecting the message. If no predefined policy name was used, the string “

>Unknown<

” is inserted.

Returns the value of the quoted header, if the original message contains a matching header. Note that double quotes may also be used.

Returns the hostname of the Cisco appliance.

Returns the Message ID, or “MID” used internally to identify the message. Not to be confused with the RFC822 “Message-Id” value (use $Header to retrieve that).

Replaced by the nickname of the listener that received the message.

Returns the nickname of the interface that received the message.

Returns the IP address of the system that sent the message to the Cisco appliance.

Returns the hostname of the system that sent the message to the Cisco appliance.

Returns the SenderBase Reputation score of the sender. If there is no reputation score, it is replaced with “

None

”.

Returns the subject of the message.

Returns the current time, in the local time zone.

Returns the current time and date, as would be found in the Received: line of an email message, in the local time zone.

Non-ASCII Character Sets and Message Filter Action Variables

The system supports the expansion of action variables that contain ISO-2022 style character codings (the style of encoding used in header values) and also supports international text in the notification. These will be merged together to generate a notification that will then be sent as a UTF-8, quoted printable message.

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Matched Content Visibility

When you configure a quarantine action for messages that match Attachment Content conditions,

Message Body or Attachment conditions, Message body conditions, or the Attachment content conditions, you can view the matched content in the quarantined message. When you display the message body, the matched content is highlighted in yellow. You can also use the $MatchedContent action variable to include the matched content in the message subject.

When you view messages in the local quarantine that have triggered message or content filter rules, the

GUI may display content that did not actually trigger the filter action (along with content that triggered the filter action). The GUI display should be used as a guideline for locating content matches, but does not necessarily reflect an exact list of content matches. This occurs because the GUI uses less strict content matching logic than is used in the filters. This issue applies only to the highlighting in the message body. The table that lists the matched strings in each part of the message along with the associated filter rule is correct.

Figure 9-2 Matched Content Viewed in the Policy Quarantine

Examples of Message Filter Actions

Skip Remaining Message Filters Action

The skip-filters

action ensures that the message skips any further processing from message filters and continues through the email pipeline. The message that incurs the skip-filters

action will be subject to anti-spam scanning and anti-virus scanning, if it is available on the appliance. The skip-filters action is the default final action for message filters.

The following filter notifies [email protected]

and then immediately delivers any message addressed to boss@admin

.

bossFilter:

if(rcpt-to == 'boss@admin$')

{

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notify('[email protected]');

skip-filters();

}

Drop Action

Message Filter Actions

The drop

action discards a message without any delivery. The message is not returned to the sender, not sent to the intended recipient, nor processed further in any way.

The following filter first notifies [email protected]

and then discards any message where the subject begins with

SPAM

.

spamFilter:

if(subject == '^SPAM.*')

{

notify('[email protected]');

drop();

}

Bounce Action

The bounce

action sends the message back to the sender (Envelope Sender) without further processing.

The following filter returns (bounces) any message from an email address that ends in

@yahoo\\.com

.

yahooFilter:

if(mail-from == '@yahoo\\.com$')

{

bounce();

}

Encrypt Action

The encrypt action uses the configured encryption profile to deliver encrypted messages to email recipients.

The following filter encrypts messages if they contain the term [encrypt] in the subject:

Encrypt_Filter:

if ( subject == '\\[encrypt\\]' )

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{

encrypt('My_Encryption_Profile');

}

Chapter 9 Using Message Filters to Enforce Email Policies

Note

You must have a Cisco Encryption Appliance in your network or a hosted key service configured to use this filter action. You must also have configured an encryption profile to use this filter action.

Notify and Notify-Copy Actions

The notify

and notify-copy

actions send an email summary of the message to the specified email address. The notify-copy

action also sends a copy of the original message, similar to the bcc-scan action. The notification summary contains:

The contents of the Envelope Sender and Envelope Recipient (

MAIL FROM

and

RCPT TO

) directives from the mail transfer protocol conversation for the message.

The message headers of the message.

The name of the message filter that matched the message.

You can specify the recipient, subject line, from address, and notification template. the following filter selects messages with sizes larger than 4 megabytes, sends a notification email of each matching message to [email protected]

, and finally discards the message: bigFilter:

if(body-size >= 4M)

{

notify('[email protected]');

drop();

}

Or bigFilterCopy:

if(body-size >= 4M)

{

notify-copy('[email protected]');

drop();

}

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The Envelope Recipient parameter may be any valid email address (for example, [email protected]

in the example above), or alternatively, may be the action variable

$EnvelopeRecipients

(see

Action

Variables, page 9-48 ), which specifies all Envelope Recipients of the message:

bigFilter:

if(body-size >= 4M)

{

notify('$EnvelopeRecipients');

drop();

}

The notify

action also supports up to three additional, optional arguments that allow you to specify the subject header, the Envelope Sender, and a pre-defined text resource to use for the notification message.

These parameters must appear in order, so a subject must be provided if the Envelope Sender is to be set or a notification template specified.

The subject parameter may contain action variables (see

Action Variables, page 9-48

) that will be replaced with data from the original message. By default, the subject is set to

Message Notification

.

The Envelope Sender parameter may be any valid email address, or alternatively, may be the action variable

$EnvelopeFrom

, which will set the return path of the message to the same as the original message

The notification template parameter is the name of an existing notification template. For more information, see

Notifications, page 9-72

.

This example extends the previous one, but changes the subject to look like

[bigFilter] Message too large

, sets the return path to be the original sender, and uses the “message.too.large” template: bigFilter:

if (body-size >= 4M)

{

notify('[email protected]', '[$FilterName] Message too large',

'$EnvelopeFrom', 'message.too.large');

drop();

}

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Message Filter Actions

You can also use the $MatchedContent action variable to notify senders or administrators that a content filter was triggered. The $MatchedContent action variable displays the content that triggered the filter.

For example, the following filter sends a notification to an administrator if the email contains ABA account information.

ABA_filter: if (body-contains ('*aba')){ notify('[email protected]','[$MatchedContent]Account Information Displayed');

}

Notification Template

You can use the Text Resources page or the textconfig

CLI command to configure custom notification templates as text resources for use with the notify()

and notify-copy()

actions. If you do not create a custom notification template, a default template is used. The default template includes message headers, but the custom notification template does not include message headers by default. To include message headers in the custom notification, include the

$AllHeaders

action variable.

For more information, see the “Text Resources” chapter.

In the following example, when a large message triggers the filter shown below, an email is sent to the intended recipients explaining that the message was too large: bigFilter:

if (body-size >= 4M)

{

notify('$EnvelopeRecipients', '[$FilterName] Message too large',

'$EnvelopeFrom', 'message.too.large');

drop();

}

Blind Carbon Copy Actions

The bcc

action sends an anonymous copy of the message to a specified recipient. This is sometimes referred to as message replication. Because no mention of the copy is made in the original message and the anonymous copy will never successfully bounce back to the recipient, the original sender and recipients of the message will not necessarily know that the copy was sent.

The following filter sends a blind carbon copy to [email protected]

for each message addressed to sue

from johnny

: momFilter:

if ((mail-from == '^johnny$') and (rcpt-to == '^sue$'))

{

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bcc('[email protected]');

}

The bcc

action also supports up to three additional, optional arguments that allow you to specify the subject header and Envelope Sender to use on the copied message, as well as an alt-mailhost. These parameters must appear in order, so a subject must be provided if the Envelope Sender is to be set.

The subject parameter may contain action variables (see

Action Variables, page 9-48

) that will be replaced with data from the original message. By default, this is set to the subject of the original message

(the equivalent of

$Subject

).

The Envelope Sender parameter may be any valid email address, or alternatively, may be the action variable

$EnvelopeFrom

, which will set the return path of the message to the same as the original message.

This example expands the previous one by setting the subject to be

[Bcc] <original subject>

, and the return path set to [email protected]

: momFilter:

if ((mail-from == '^johnny$') and (rcpt-to == '^sue$'))

{

bcc('[email protected]', '[Bcc] $Subject', '[email protected]');

}

The alt-mailhost is the fourth parameter: momFilterAltM:

if ((mail-from == '^johnny$') and (rcpt-to == '^sue$'))

{

bcc('[email protected]', '[Bcc] $Subject', '$EnvelopeFrom',

'momaltmailserver.example.com');

}

Warning

The

Bcc()

, notify()

, and bounce()

filter actions can allow viruses through your network. The blind carbon copy filter action creates a new message which is a full copy of the original message. The notify filter action creates a new message that contains the headers of the original message. While it is rare, headers can contain viruses. The bounce filter action creates a new message which contains the first 10k of the original message. In all three cases, the new message will not be processed by anti-virus or anti-spam scanning.

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Message Filter Actions

To send to multiple hosts, you can call the bcc()

action multiple times: multiplealthosts:

if (recv-listener == "IncomingMail")

{

insert-header('X-ORIGINAL-IP', '$remote_ip');

bcc ('$EnvelopeRecipients', '$Subject', '$EnvelopeFrom', '10.2.3.4');

bcc ('$EnvelopeRecipients', '$Subject', '$EnvelopeFrom', '10.2.3.5');

bcc ('$EnvelopeRecipients', '$Subject', '$EnvelopeFrom', '10.2.3.6');

}

The bcc-scan() Action

The bcc-scan

action functions similarly to the bcc action, except that the message that is sent is treated as a brand new message and is therefore sent through the entire email pipeline.

momFilter:

if ((mail-from == '^johnny$') and (rcpt-to == '^sue$'))

{

bcc-scan('[email protected]');

}

Quarantine and Duplicate Actions

The quarantine(‘quarantine_name’)

action flags a message for inclusion into a queue called a quarantine. For more information about quarantines, see the “Quarantines” chapter. The duplicate-quarantine

(

‘quarantine_name’) action immediately places a copy of the message into the specified quarantine and the original message continues through the email pipeline. The quarantine name is case sensitive.

When flagged for quarantine, the message continues through the rest of the email pipeline. When the message reaches the end of the pipeline, if the message has been flagged for one or more quarantines then it enters those queues. Otherwise, it is delivered. Note that if the message does not reach the end of the pipeline, it is not placed in a quarantine.

Accordingly, if a message filter contains a quarantine()

action followed by a bounce()

or drop() action, the message will not enter the quarantine, since the final action prevents the message from reaching the end of the pipeline. The same is true if a message filter includes a quarantine action, but the message is later dropped by anti-spam or anti-virus scanning, or a content filter. The skip-filters() action causes the message to skip any remaining message filters, but content filters may still apply. For example, if a message filter flags a message for quarantine and also includes the skip-filters()

action, the message skips all remaining message filters and will be quarantined, unless another action in the email pipeline causes the message to be dropped.

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Message Filter Actions

In the following example, the message is sent to the Policy quarantine if the message contains any words within the dictionary named “secret_word.” quarantine_codenames:

if (dictionary-match ('secret_words'))

{

quarantine('Policy');

}

In the following example, suppose a company has an official policy to drop all .mp3 file attachments. If an inbound message has a .mp3 attachment, the attachment is stripped and the remaining message

(original body and remaining attachments) is sent to the original recipient. Another copy of the original message with all attachments will be quarantined (sent to the Policy quarantine). If it is necessary to receive the blocked attachment(s), the original recipient would then request that the message be released from the quarantine.

strip_all_mp3s:

if (attachment-filename == '(?i)\\.mp3$') {

duplicate-quarantine('Policy');

drop-attachments-by-name('(?i)\\.mp3$');

}

Alter Recipient Action

The alt-rcpt-to

action changes all recipients of the message to the specified recipient upon delivery.

The following filter sends all messages with an Envelope Recipient address that contain

.freelist.com

and changes all recipients for the message to [email protected]

: freelistFilter:

if(rcpt-to == '\\.freelist\\.com$')

{

alt-rcpt-to('[email protected]');

}

Alter Delivery Host Action

The alt-mailhost

action changes the IP address for all recipients of the selected message to the numeric

IP address or hostname given.

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Note

The alt-mailhost

action prevents a message classified as spam by an anti-spam scanning engine from being quarantined. The alt-mailhost

action overrides the quarantine action and sends it to the specified mail host.

The following filter redirects recipient addresses to the host example.com

for all messages.

localRedirectFilter:

if(true)

{

alt-mailhost('example.com');

}

Thus, a message directed to [email protected]

is delivered to the mailhost at example.com

with the

Envelope To address [email protected]

. Note that any additional routing information specified by the smtproutes

command still affects the routing of the message. (See

Routing Email for Local Domains, page 21-1 .)

Note

The alt-mailhost action does not support specifying a port number. To do this, add an SMTP route instead.

The following filter redirects all messages to

192.168.12.5

: local2Filter:

if(true)

{

alt-mailhost('192.168.12.5');

}

Alter Source Host (Virtual Gateway address) Action

The alt-src-host

action changes the source host for the message to the source specified. The source host consists of the IP interface or group of IP interfaces that the messages should be delivered from. If a group of IP interfaces is selected, the system round-robins through all of the IP interfaces within the group as the source interface when delivering email. In essence, this allows multiple Virtual Gateway addresses to be created on a single Cisco Email Security appliance. For more information, see

Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology, page 21-55

.

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Message Filter Actions

The IP interface may only be changed to an IP interface or interface group currently configured in the system. the following filter creates a Virtual Gateway using the outbound (delivery) IP interface outbound2

for all messages received from a remote host with the IP address

1.2.3.4

.

externalFilter:

if(remote-ip == '1.2.3.4')

{

alt-src-host('outbound2');

}

The following filter uses the IP interface group

Group1

for all messages received from a remote host with the IP address

1.2.3.4

.

groupFilter:

if(remote-ip == '1.2.3.4')

{

alt-src-host('Group1');

}

Archive Action

The archive

action saves a copy of the original message, including all message headers and recipients into an mbox-format file on the appliance. The action takes a parameter that is the name of the log file in which to save the message. The system automatically creates a log subscription with the specified filename when you create the filter, or you can also specify an existing filter log file. After the filter and the filter log file are created, the filter log options may then be edited with the filters -> logconfig subcommand.

Note

The logconfig

command is a subcommand of filters

. See

Using the CLI to Manage Message Filters, page 9-76

for a full description of how to use this subcommand.

The mbox format is a standard UNIX mailbox format, and there are many utilities available to make viewing the messages easier. Most UNIX systems allow you to type

“ mail -f

mbox.filename” to view the files. The mbox format is in plain text, so you can use a simple text editor to view the contents of the messages.

In the following example, a copy of the message is saved to a log named joesmith

if the Envelope Sender matches [email protected]

: logJoeSmithFilter:

if(mail-from == '^joesmith@yourdomain\\.com$')

{

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Message Filter Actions

archive('joesmith');

}

Strip Header Action

The strip-header

action examines the message for a particular header and removes those lines from the message before delivering it. When there are multiple headers, all instances of the header are removed

(for example, the “Received:” header.)

In the following example, all messages have the header

X-DeleteMe

removed before transmission: stripXDeleteMeFilter:

if (true)

{

strip-header('X-DeleteMe');

}

When working with headers, remember that the current value of the header includes changes made during processing (such as with filter actions that add, remove, or modify message headings). See

Message Header Rules and Evaluation, page 9-4 for more information.

Insert Header Action

The insert-header

action inserts a new header into a message. AsyncOS does not verify the compliance to standards of the header you insert; you are responsible for ensuring that the resulting message complies with Internet standards for email.

The following example inserts a header named

X-Company

with the value set to

My Company Name

if the header is not already found in the message: addXCompanyFilter:

if (not header('X-Company'))

{

insert-header('X-Company', 'My Company Name');

}

The insert-header() action allows the use of non-ASCII characters in the text of the header, while restricting the header name to be ASCII (to comply with standards). The transport encoding will be quoted-printable to maximize the readability.

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Note

The strip-headers

and insert-header

actions can be used in combination to rewrite any message headers in the original message. In some case, it is valid to have multiple instances of the same header

(for example,

Received:

) where in other cases, multiple instances of the same header could confuse a

MUA (for example, multiple Subject: headers.)

When working with headers, remember that the current value of the header includes changes made during processing (such as with filter actions that add, remove, or modify message headings). See

Message Header Rules and Evaluation, page 9-4

for more information.

Edit Header Text Action

The edit-header-text action allows you to rewrite specified header text using the regular expression substitution function. The filter matches the regular expression within the header and replaces it with a regular expression you specify.

For example, an email contains the following subject header:

Subject: SCAN Marketing Messages

The following filter removes the “SCAN” text, and leaves the text, “Marketing Messages”, in the header:

Remove_SCAN: if true

{

edit-header-text (‘Subject’, ‘^SCAN\\s*’,’’);

}

After the filter processes the message, it returns the following header:

Subject: Marketing Messages

Edit Body Text Action

The edit-body-text()

message filter is similar to the

Edit-Header-Text()

filter, but it operates across the body of the message instead of one of the headers.

The edit-body-text()

message filter uses the following syntax where the first parameter is the regular expression to search for and the second parameter is the replacement text:

Example: if true { edit-body-text("parameter 1",

"parameter 2");

}

The edit-body-text()

message filter only works on the message body parts. For more information about whether a given MIME part is considered a message “body” or a message “attachment”, see

Message Bodies vs. Message Attachments, page 9-5

.

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Message Filter Actions

The following example shows a URL removed from a message and replaced with the text, ‘URL

REMOVED’:

URL_Replaced: if true {

edit-body-text("(?i)(?:https?|ftp)://[^\\s\">]+", "URL REMOVED");

}

The following example shows a social security number removed from the body of a message and replaced with the text, “XXX-XX-XXXX’: ssn: if true {

edit-body-text("(?!000)(?:[0-6]\\d{2}|7(?:[0-6]\\d|7[012]))([

-]?)(?!00)\\d\\d\\1(?!0000)\\d{4}",

"XXX-XX-XXXX");

}

Note

You cannot use smart identifiers with the edit-body-text()

filter at this time.

HTML Convert Action

While RFC 2822 defines a text format for email messages, there are extensions (such as MIME) to provide the transport of other content within an RFC 2822 message. AsyncOS can now use the html-convert()

message filter to convert HTML to plain text using the following syntax:

Convert_HTML_Filter: if (true)

{ html-convert();

}

The Cisco message filters make a determination on whether a given MIME part is considered a message

“body” or a message “attachment”. The html-convert()

filter only works on the message body parts.

For more information about message bodies and attachments, see

Message Bodies vs. Message

Attachments, page 9-5

.

Depending on the format, the

html-convert()

filter uses different methods to strip the HTML from within the documents.

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If the message is plain text (text/plain), the message passes through the filter unchanged. If the message is a simple HTML message (text/html), all the HTML tags are stripped out of the message and the resulting body replaces the HTML message. The lines are not reformatted, and the HTML is not rendered in plain text. If the structure is MIME (with a multipart/alternative structure) and it contains both a text/plain part and text/html part with the same content, the filter removes the text/html part of the message and leaves the text/plain part of the message. For all other MIME types (such as multipart/mixed), all HTML body parts are stripped of their tags and reinserted into the message.

When encountered in a message filter, the html-convert()

filter action only tags the message to be processed but does not immediately make a change to the message structure. The changes to the message only take effect after all processing is complete. This allows the other filter actions to process the original message body prior to modification.

Bounce Profile Action

The bounce-profile

action assigns a previously-configured bounce profile to the message. (See

Directing Bounced Email, page 21-34

.) If the message is undeliverable, the bounce options configured via the bounce profile are used. Using this feature overrides the bounce profile assigned to the message from the listener’s configuration (if one is assigned).

The following filter example assigns the bounce profile “fastbounce” to all email sent with the header

X-Bounce-Profile: fastbounce

: fastbounce:

if (header ('X-Bounce-Profile') == 'fastbounce') {

bounce-profile ('fastbounce');

}

Bypass Anti-Spam System Action

The skip-spamcheck

action instructs the system to allow the message to bypass any content-based anti-spam filtering configured on the system. This action does nothing to the message if no content-based anti-spam filtering is configured, or if the message was never flagged to be scanned for spam in the first place.

The following example allows messages that have a high SenderBase Reputation Score to bypass the content-based anti-spam filtering feature: whitelist_on_reputation:

if (reputation > 7.5)

{

skip-spamcheck();

}

Related Topics

How to Configure the Appliance to Scan Messages for Spam, page 13-2

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Protecting Appliance-Generated Messages From the Spam Filter, page 13-12

Bypass Anti-Virus System Action

The skip-viruscheck

action instructs the system to allow the message to bypass any virus protection system configured on the system. This action does nothing to the message if there is no anti-virus system configured, or if the message was never flagged to be scanned for viruses in the first place.

The following example specifies that messages received on the listener “private_listener” should bypass the anti-spam and the anti-virus systems.

internal_mail_is_safe:

if (recv-listener == 'private_listener')

{

skip-spamcheck();

skip-viruscheck();

}

Bypass Outbreak Filter Scanning Action

The skip-vofcheck

action instructs the system to allow the message to bypass the Outbreak Filters scanning. This action does nothing to the message if Outbreak Filters scanning is not enabled.

The following example specifies that messages received on the listener “private_listener” should bypass

Outbreak Filter scanning.

internal_mail_is_safe:

if (recv-listener == 'private_listener') Outbreak Filters

{

skip-vofcheck();

}

Add Message Tag Action

The tag-message

action inserts a custom term into an outgoing message to use with RSA Email DLP policy filtering. You can configure a RSA Email DLP policy to limit scanning to messages with the message tag. The message tag is not visible to recipients. The tag name can contain any combination of characters from the set

[a-zA-Z0-9_-.]

.

For information on configuring a DLP policy to filter messages, see the “Data Loss Prevention” chapter.

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Attachment Scanning

The following example inserts a message tag into a message with “[Encrypt]” in the subject. You can then create a DLP policy that will encrypt messages with this message tag before delivering them if

Cisco Email Encryption is available:

Tag_Message:

if (subject == '^\\[Encrypt\\]')

{

tag-message('Encrypt-And-Deliver');

}

Add Log Entry Action

The log-entry

action inserts customized text into the IronPort Text Mail logs at the

INFO

level. The text can include action variables. You can use this action to insert useful text for debugging purposes and information on why a message filter performed a certain action. The log entry also appears in message tracking.

The following example inserts a log entry explaining that message was bounced because it possibly contained confidential company information:

CompanyConfidential:

if (body-contains('Company Confidential'))

{

log-entry('Message may have contained confidential information.');

bounce();

}

Attachment Scanning

AsyncOS can strip attachments from messages that are inconsistent with your corporate policies, while still retaining the ability to deliver the original message.

You can filter attachments based on their specific file type, fingerprint, or based on the content of the attachment. Using the fingerprint to determine the exact type of attachment prevents users from renaming a malicious attachment extension (for example,

.exe

) to a more commonly used extension (for example,

.doc

) in the hope that the renamed file would bypass attachment filters.

When you scan attachments for content, the Stellent attachment scanning engine extracts data from attachment files to search for the regular expression. It examines both data and metadata in the attachment file. If you scan an Excel or Word document, the attachment scanning engine can also detect the following types of embedded files: .exe, .dll, .bmp, .tiff, .pcx, .gif, .jpeg, .png, and Photoshop images.

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Message Filters for Scanning Attachments

The message filter actions described in Table 9-8 are non-final actions. (Attachments are dropped and

the message processing continues.)

The optional comment is text that is added to the message, much like a footer, and it can contain Message

Filter Action Variables (see Examples of Attachment Scanning Message Filters, page 9-73 ).

Table 9-8 Message Filter Actions for Attachment Filtering

Action

Drop Attachments by Name

Drop Attachments by Type

Drop Attachments by File Type

Drop Attachments by MIME Type

Drop Attachments by Size

Attachment

Scanning

Drop Attachments by Dictionary

Matches

Syntax Description

drop-attachments-by-name

(<regular expression>[,

<optional comment>])

Drops all attachments on messages that have a filename that matches the given regular expression. Archive file attachments (zip, tar) will be dropped if they contain a file that matches. See

Examples of Attachment

Scanning Message Filters, page 9-73 .

drop-attachments-by-type

(<MIME type>[, <optional

comment>]) drop-attachments-by-filetype

(<fingerprint name>[,

<optional comment>])

Drops all attachments on messages that have a

MIME type, determined by either the given

MIME type or the file extension. Archive file attachments (zip, tar) will be dropped if they contain a file that matches.

Drops all attachments on messages that match the given “fingerprint” of the file. Archive file attachments (zip, tar) will be dropped if they contain a file that matches. For more information, see

Table 9-6Attachment Groups, page 9-46 .

drop-attachments-by-mimetype

(<MIME type>[, <optional

comment>]) drop-attachments-by-size

(<number>[, <optional

comment>]) drop-attachments-where-contai ns (<regular expression>[,

<optional comment>]) drop-attachments-where-dictio nary-match(<dictionary name>)

Drops all attachments on messages that have a given MIME type. This action does not attempt to ascertain the MIME type by file extension and so it also does not examine the contents of archives.

Drops all attachments on the message that, in raw encoded form, are equal to or greater than the size (in bytes) given. Note that for archive or compressed files, this action does not examine the uncompressed size, but rather the size of the actual attachment itself.

Drops all attachments on message that contain the regular expression. Archive files (zip, tar) will be dropped if any of the files they contain match the regular expression pattern.

This filter action strips attachments based on matches to dictionary terms. If the terms in the

MIME parts considered to be an attachment match a dictionary term (and the user-defined threshold is met), the attachment is stripped from the email. See

Examples of Attachment

Scanning Message Filters, page 9-73 .

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Image Analysis

Some messages contain images that you may wish to scan for inappropriate content. You can use the image analysis engine to search for inappropriate content in email. Image analysis is not designed to supplement or replace your anti-virus and anti-spam scanning engines. Its purpose is to enforce acceptable use by identifying inappropriate content in email. Use the image analysis scanning engine to quarantine and analyze mail and to detect trends.

After you configure AsyncOS for image analysis, you can use image analysis filter rules to perform actions on suspect or inappropriate emails. Image scanning allows you to scan the following types of attached files: JPEG, BMP, PNG, TIFF, GIF, TGA, ICO, and PCX. The image analyzer uses algorithms that measure skin color, body size and curvature to determine the probability that the graphic contains inappropriate content. When you scan image attachments, Cisco fingerprinting determines the file type, and the image analyzer uses algorithms to analyze the image content. If the image is embedded in another file, the Stellent scanning engine extracts the file. The Stellent scanning engine can extract images from many file types, including Word, Excel, and PowerPoint documents. The image analysis verdict is computed on the message as a whole. If the message does not include any images, the message receives a score of “0” which maps to a “clean” verdict. Therefore, a message without any images will receive a "clean" verdict.

Note

Images cannot be extracted from PDF files.

Configuring the Image Analysis Scanning Engine

To enable image analysis from the GUI:

Procedure

Step 1

Step 2

Go to Security Services > IronPort Image Analysis.

Click Enable.

A success message displays, and the verdict settings display.

Figure 9-3 Cisco Image Analysis Overview

The image analysis filter rule allows you to determine the actions to take based on the following verdicts:

Clean: The image is free of inappropriate content. The image analysis verdict is computed on the message as a whole, so a message without any images will receive a "clean" verdict if scanned.

Suspect: The image may contain inappropriate content.

Inappropriate: The image contains inappropriate content.

These verdicts represent a numeric value assigned by the image analyzer algorithm to determine probability of inappropriate content.

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The following values are recommended:

Clean: 0 to 49

Suspect: 50 to 74

Inappropriate: 75 to 100

You can fine-tune image scanning by configuring the sensitivity setting, which helps reduce the number of false positives. For example, if you find that you are getting false positives, you can decrease the sensitivity setting. Or, conversely, if you find that the image scanning is missing inappropriate content, you may want to set the sensitivity higher. The sensitivity setting is a value between 0 (no sensitivity) and 100 (highly sensitive). The default sensitivity setting of 65 is recommended.

Tuning Image Analysis Settings

Procedure

Step 1

Step 2

Go to Security Services > IronPort Image Analysis.

Click Edit Settings.

Figure 9-4 Edit IronPort Image Analysis Settings

Step 3

Step 4

Step 5

Configure the settings for image analysis sensitivity. The default sensitivity setting of 65 is recommended.

Configure the settings for Clean, Suspect, and Inappropriate verdicts.

When you configure the value ranges, ensure that you do not overlap values and that you use whole integers.

Optionally, configure AsyncOS to bypass scanning images that do not meet a minimum size requirement

(recommended). By default, this setting is configured for 100 pixels. Scanning images that are smaller than 100 pixels can sometimes result in false positives.

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You can also enable image analysis settings from the CLI via the imageanalysisconfig

command: test.com> imageanalysisconfig

IronPort Image Analysis: Enabled

Image Analysis Sensitivity: 65

Verdict Ranges: Clean (0-49), Suspect(50-74), Inappropriate (75+)

Skip small images with size less than 100 pixels (width or height)

Choose the operation you want to perform:

- SETUP - Configure IronPort Image Analysis.

[]> setup

IronPort Image Analysis: Enabled

Would you like to use IronPort Image Analysis? [Y]>

Define the image analysis sensitivity. Enter a value between 0 (least sensitive) and 100 (most sensitive). As sensitivity increases, so does the false positive rate. The default setting of 65 is recommended.

[65]>

Define the range for a CLEAN verdict. Enter the upper bound of the CLEAN range by entering a value between 0 and 98. The default setting of 49 is recommended.

[49]>

Define the range for a SUSPECT verdict. Enter the upper bound of the SUSPECT range by entering a value between 50 and 99. The default setting of 74 is recommended.

[74]>

Would you like to skip scanning of images smaller than a specific size? [Y]>

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Please enter minimum image size to scan in pixels, representing either height or width of a given image.

[100]>

Viewing the Verdict Score of a Particular Message

To see the verdict score for a particular message, you can view the mail logs. The mail logs display the image name or file name, the score for a particular message attachment. In addition, the log displays information about whether the images in a file were scannable or unscannable. Note that information in the log describes the result for each message attachment, rather than each image. For example, if the message had a zip attachment that contained a JPEG image, the log entry would contain the name of the zip file rather than the name of the JPEG. Also, if the zip file included multiple images then the log entry would include the maximum score of all the images. The unscannable notation indicates whether any of the images were unscannable.

The log does not contain information about how the scores translate to a particular verdict (clean, suspect or inappropriate). However, because you can use mail logs to track the delivery of specific messages, you can determine by the actions performed on the messages whether the mail contained inappropriate or suspect images.

For example, the following mail log shows attachments dropped by message filter rules as a result of

Image Analysis scanning:

Thu Apr 3 08:17:56 2009 Debug: MID 154 IronPort Image Analysis: image 'Unscannable.jpg' is unscannable.

Thu Apr 3 08:17:56 2009 Info: MID 154 IronPort Image Analysis: attachment

'Unscannable.jpg' score 0 unscannable

Thu Apr 3 08:17:56 2009 Info: MID 6 rewritten to MID 7 by drop-attachments-where-image-verdict filter 'f-001'

Thu Apr 3 08:17:56 2009 Info: Message finished MID 6 done

Configuring the Message Filter to Perform Actions Based on Image Analysis

Results

Once you enable image analysis, you must create a message filter to perform different actions for different message verdicts. For example, you may wish to deliver messages with a clean verdict, but quarantine messages that are determined to have inappropriate content.

Note

Cisco recommends you do not drop or bounce messages with inappropriate or suspect verdicts. Instead, send copies of violations to a quarantine for later review and better understanding of trend analysis.

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The following filter shows messages tagged if the content is inappropriate or suspect: image_analysis: if image-verdict == "inappropriate" { strip-header("Subject"); insert-header("Subject", "[inappropriate image] $Subject");

}

else { if image-verdict == "suspect" { strip-header("Subject"); insert-header("Subject", "[suspect image] $Subject");

}

}

Creating Content Filters to Strip Attachments Based on Image Analysis Verdicts

After you enable image analysis, you can create a content filter to strip attachments based on image analysis verdicts, or you can configure a filter to perform different actions for different message verdicts.

For example, you might decide to quarantine messages that contain inappropriate content.

To strip attachments based on image analysis verdicts:

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Click Mail Policies > Incoming Content Filters.

Click Add Filter.

Enter a name for the content filter.

Under Actions, click Add Action.

Under Strip Attachment by File Info, click Image Analysis Verdict is:

Select from the following image analysis verdicts:

Suspect

Inappropriate

Suspect or Inappropriate

Unscannable

Clean

To configure an action based on image analysis verdicts:

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Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Click Mail Policies > Incoming Content Filters.

Click Add Filter.

Enter a name for the content filter.

Under Conditions, click Add Condition.

Under Attachment File Info, click Image Analysis Verdict.

Choose from one of the following verdicts:

Suspect

Inappropriate

Suspect or Inappropriate

Unscannable

Clean

Click Add Action.

Select an action to perform on messages based on the image analysis verdict.

Submit and commit your changes.

Notifications

Using the Text Resources page in the GUI or the textconfig

CLI command to configure custom notification templates as text resources is another useful tool when used in conjunction with attachment filtering rules. The notification template supports non-ASCII characters (you are prompted to choose an encoding while creating the template).

In the following example, the textconfig

command was first used to create a notification template named strip.mp3

that will be inserted into to the body of the notification message. Then, an attachment filtering rule is created so that when an .mp3 file has been stripped from a message, a notification email is sent to the intended recipients explaining that the .mp3 file has been deleted.

drop-mp3s: if (attachment-type == '*/mp3')

{ drop-attachments-by-filetype('Media');

notify ('$EnvelopeRecipients', 'Your mp3 has been removed', '$EnvelopeFrom',

'strip.mp3');

}

For more information, see Notify and Notify-Copy Actions, page 9-52 .

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Examples of Attachment Scanning Message Filters

The following examples shows actions performed on attachments.

Inserting Headers

In these examples, AsyncOS inserts headers when the attachments contain specified content.

In the following example, all of the attachments on the message are scanned for a keyword. If the keyword is present in all of the attachments, a custom X-Header is inserted: attach_disclaim:

if (every-attachment-contains('[dD]isclaimer') ) {

insert-header("X-Example-Approval", "AttachOK");

}

In the following example, the attachment is scanned for a pattern in the binary data. The filter uses the attachment-binary-contains

filter rule to search for a pattern that indicates that the PDF document is encrypted. If the pattern is present in the binary data, a custom header is inserted: match_PDF_Encrypt: if (attachment-filetype == 'pdf' AND attachment-binary-contains('/Encrypt')){ strip-header (‘Subject’); insert-header (‘Subject’, ‘[Encrypted] $Subject’);

}

Dropping Attachments by File Type

In the following example, the “executable” group of attachments (

.exe

,

.dll

, and

.scr

) is stripped from messages and text is added to the message, listing the filenames of the dropped files (via the

$dropped_filename action variable). Note that the drop-attachments-by-filetype

action examines attachments and strips them based on the fingerprint of the file, and not just the three-letter filename extension. Note also that you can specify a single filetype (“mpeg”) or you can refer to all of the members of the filetype (“Media”): strip_all_exes: if (true) {

drop-attachments-by-filetype ('Executable', “Removed attachment:

$dropped_filename”);

}

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In the following example, the same “executable” group of attachments (

.exe

,

.dll

, and

.scr

) are stripped from messages whose Envelope Sender is not within the domain example.com

. strip_inbound_exes: if (mail-from != "@example\\.com$") {

drop-attachments-by-filetype ('Executable');

}

In the following example, a specific member of a file type (“wmf”) as well as a the same “executable” group of attachments (

.exe

,

.dll

, and

.scr

) are stripped from messages whose Envelope Sender is not within the domain example.com

.

strip_inbound_exes_and_wmf: if (mail-from != "@example\\.com$") {

drop-attachments-by-filetype ('Executable');

drop-attachments-by-filetype ('x-wmf');

}

In the following example, the “executable” pre-defined group of attachments is extended to include more attachment names. (Note that this action will not examine the attachments’ file type.) strip_all_dangerous: if (true) {

drop-attachments-by-filetype ('Executable');

drop-attachments-by-name('(?i)\\.(cmd|pif|bat)$');

}

The drop-attachments-by-name

action supports non-ASCII characters.

Note

The drop-attachments-by-name action matches the regular expression against the filename captured from the MIME header. The filename captured from the MIME header may contain trailing spaces.

In the following example, a message is dropped if the attachment is not an .exe executable filetype.

However, the filter will not perform any action on the message if there is at least one attachment with the file type you want to filter out. For example, the following filter drops any message with an attachment that is not an

.exe

file type: exe_check: if (attachment-filetype != "exe") {

drop();

}

If a message has multiple attachments, the Email Security appliance does not drop the message if at least one of the attachments is an

.exe

file, even if the other attachments not

.exe

files.

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Dropping Attachments by Dictionary Matches

This drop-attachments-where-dictionary-match action strips attachments based on matches to dictionary terms. If the terms in the MIME parts considered to be an attachment match a dictionary term

(and the user-defined threshold is met), the attachment is stripped from the email. The following example shows attachment drops if words in the “secret_words” dictionary are detected in the attachment. Note that the threshold for the matches is set to one:

Data_Loss_Prevention: if (true) { drop-attachments-where-dictionary-match("secret_words", 1);

}

Quarantining Protected Attachments

The attachment-protected

filter tests whether any attachment in the message is password protected.

You might use this filter on incoming mail to ensure that the attachments are scannable. According to this definition, a zip file containing one encrypted member along with unencrypted members will be considered protected. Similarly, PDF file that has no open password will not be considered protected, even though it may restrict copying or printing with a password. The following example shows protected attachments sent to a policy quarantine: quarantine_protected: if attachment-protected

{ quarantine("Policy");

}

Detecting Unprotected Attachments

The attachment-unprotected

filter tests whether any attachment in the message is not password protected. This message filter complements the attachment-protected

filter. You might use this filter on outgoing mail to detect outgoing mail that is unprotected. The following example shows AsyncOS detecting unprotected attachments on an outgoing listener and quarantining the messages: quarantine_unprotected: if attachment-unprotected

{ quarantine("Policy");

}

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Using the CLI to Manage Message Filters

You can use the CLI to add, delete, activate and de-activate, import and export, and set logging options for message filters. The table below shows a summary of the commands and subcommands.

Table 9-9 Message Filters Subcommands

Syntax filters new delete move set import export list detail logconfig

Description

The main command. This command is interactive; it asks you for more information

(for example, new

, delete

, import

).

Creates a new filter. If no location is given, it is appended to the current sequence.

Otherwise, the filter will be inserted into the specific place in the sequence. For more

information, see Creating a New Message Filter, page 9-77 .

Deletes a filter by name or by sequence number. For more information, see

Deleting a Message Filter, page 9-77 .

Rearranges the existing filters. For more information, see

Moving a Message Filter, page 9-77

.

Sets filter to active or inactive state. For more information, see

Activating and

Deactivating a Message Filter, page 9-78

.

Replaces the current set of filters with a new set stored in a file (in the /configuration directory of the appliance). For more information, see

Importing Message Filters, page 9-81

.

Exports the current set of filters to a file (in the /configuration directory of the appliance). For more information, see

Exporting Message Filters, page 9-82 .

Lists information about a filter or filters. For more information, see Displaying a

Message Filter List, page 9-82 .

Prints detailed information about a specific filter, including the body of the filter rule itself. For more information, see

Displaying Message Filter Details, page 9-82 .

Enters the logconfig submenu of filters, allowing you to edit the log subscriptions from archive()

filter actions. For more information, see

Configuring Filter Log

Subscriptions, page 9-82

.

Note

You must issue the commit

command for filters to take effect.

Three types of parameters are:

Table 9-10 Filter Management Parameters seqnum filtname range

An integer representing a filter based on its position in the list of filters. A seqnum of

2 represents the second filter in the list, for example.

The colloquial name of a filter.

A range may be used to represent more than one filter, and appears in the form of X

-

Y, where X and Y are the first and last seqnums that identify the extent. For example,

2-4 represents filters in the second, third, and fourth positions. Either X or Y may be left off to represent an open-ended list. For example,

-4

represents the first four filters, and

2represents all filters except the first. You can also use the keyword all

to represents all the filters in the filter list.

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Creating a New Message Filter

new [seqnum|filtname|last]

Specifies the position at which to insert the new filter(s). If omitted, or given the keyword last

, the filters entered in are appended to the list of filters. No gaps in the sequence numbers are allowed; you are not allowed to enter a seqnum outside the boundaries of the current list. If you enter an unknown filtname, you are prompted to enter a valid filtname, seqnum, or last

.

After a filter has been entered, you may manually enter the filter script. When you are finished typing, end the entry by typing a period (

.

) on a line by itself.

The following conditions can cause errors:

Sequence number beyond the current range of sequence numbers.

Filter with a non-unique filtname.

Filter with a filtname that is a reserved word.

Filter with a syntax error.

Filter with actions referring to non-existent system resources such as interfaces.

Deleting a Message Filter

delete [seqnum|filtname|range]

Deletes the filter(s) identified.

The following conditions can cause errors:

No filter with a given filter name.

No filter with a given sequence number.

Moving a Message Filter

move [seqnum|filtname|range seqnum|last]

Moves the filters identified by the first parameter to the position identified by the second parameter. If the second parameter is the keyword last

, the filters are moved to the end of the list of filters. If more than one filter is being moved, their ordering remains the same in relation to one another.

The following conditions can cause errors:

No filter with a given filter name.

No filter with a given sequence number.

Sequence number beyond the current range of sequence numbers.

Movement would result in no change of sequence.

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Activating and Deactivating a Message Filter

A given message filter is either active or inactive and it is also either valid or invalid. A message filter is only used for processing if it is both active and valid. You change an existing filter from active to inactive (and back again) via the CLI. A filter is invalid if it refers to a listener or interface which does not exist (or has been removed).

Note

You can determine if a filter is inactive by its syntax; AsyncOS changes the colon after the filter name to an exclamation point for inactive filters. If you use this syntax when entering or importing a filter,

AsyncOS marks the filter as inactive.

For example, the following benign filter named “filterstatus” is entered. It is then made inactive using the filter -> set

subcommand. Note that when the details of the filter are shown, the colon has been changed to an exclamation point (and is bold in the following example).

mail3.example.com> filters

Choose the operation you want to perform:

- NEW - Create a new filter.

- IMPORT - Import a filter script from a file.

[]> new

Enter filter script. Enter '.' on its own line to end.

filterstatus: if true{skip-filters();}

.

1 filters added.

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

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- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> list

Using the CLI to Manage Message Filters

Num Active Valid Name

1 Y Y filterstatus

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> set

Enter the filter name, number, or range:

[all]> all

Enter the attribute to set:

[active]> inactive

1 filters updated.

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Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> detail

Enter the filter name, number, or range:

[]> all

Num Active Valid Name

1 N Y filterstatus filterstatus! if (true) {

skip-filters();

}

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

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- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]>

Activating or Deactivating a Message Filter

set [seqnum|filtname|range] active|inactive

Sets the filters identified to have the given state. Legal states are:

active: Set the state of the selected filters to be active.

inactive: Set the state of the selected filters to be inactive.

The following conditions can cause errors:

No filter with a given filtname.

No filter with a given sequence number.

Note

A filter which is inactive may also be noted in its syntax; the colon after the label (name of the filter) is changed to an exclamation point (

!

). A filter entered manually from the CLI, or imported, that contains this syntax, will automatically be marked inactive. For example, mailfrompm!

instead of mailfrompm:

is displayed.

Importing Message Filters

import filename

The name of the file containing filters to be processed. This file must reside in the configuration directory of the FTP/SCP root directory on the appliance, if you enabled FTP/SCP access for the interface with the interfaceconfig

command. It is ingested and parsed, and any errors are reported. The filters imported replace all filters existing in the current filter set. See

Appendix A,

“Accessing the Appliance”

for more information. Consider exporting the current filter list (see Exporting

Message Filters, page 9-82

) and then editing that file before importing.

When importing message filters, you are prompted to select the encoding used.

The following conditions can cause errors:

File does not exist.

Filter with a non-unique filter name.

Filter with a filtname that is a reserved word.

Filter with a syntax error.

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Filter with actions referring to non-existent system resources such as interfaces.

Exporting Message Filters

export filename [seqnum|filtname|range]

Output a formatted version of the existing filter set to a file in the configuration directory of the FTP/SCP root directory on the appliance. See

Appendix A, “Accessing the Appliance” for more information.

When exporting message filters, you are prompted to select the encoding used.

The following conditions can cause errors:

No filter with a given filter name.

No filter with a given sequence number.

Viewing Non-ASCII Character Sets

The system displays filters containing non-ASCII characters in the CLI in UTF-8. If your terminal/display does not support UTF-8, the filter will unreadable.

The best way to manage non-ASCII characters in filters is to edit the filter in a text file and then import that text file (see

Importing Message Filters, page 9-81

) into the appliance.

Displaying a Message Filter List

list [seqnum|filtname|range]

Shows summarized information about the identified filters in a tabular form without printing the filter body. The information displayed includes:

Filter name

Filter sequence number

Filter's active/inactive state

Filter’s valid/invalid state

The following conditions can cause errors:

Illegal range format.

Displaying Message Filter Details

detail [seqnum|filtname|range]

Provides full information about the identified filters, including the body of the filter and any additional state information.

Configuring Filter Log Subscriptions

logconfig

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Enters a submenu that allows you to configure the filter log options for the mailbox files generated by the archive()

action. These options are very similar to those used by the regular logconfig

command, but the logs may only be created or deleted by adding or removing filters that reference them.

Each filter log subscription has the following default values, which can be modified using the logconfig subcommand:

Retrieval method - FTP Poll

File size - 10MB

Max number of files - 10

For more information, see the “Logging” chapter. mail3.example.com> filters

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> logconfig

Currently configured logs:

1. "joesmith" Type: "Filter Logs" Retrieval: FTP Poll

Choose the operation you want to perform:

- EDIT - Modify a log setting.

[]> edit

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Enter the number of the log you wish to edit.

[]> 1

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Choose the method to retrieve the logs.

1. FTP Poll

2. FTP Push

3. SCP Push

[1]> 1

Please enter the filename for the log:

[joesmith.mbox]>

Please enter the maximum file size:

[10485760]>

Please enter the maximum number of files:

[10]>

Currently configured logs:

1. "joesmith" Type: "Filter Logs" Retrieval: FTP Poll

Enter "EDIT" to modify or press Enter to go back.

[]>

Modifying Scanning Parameters

The scanconfig

command controls the behavior of body and attachment scanning, such as which types should be skipped when scanning.

Note

If you want to scan a MIME type that may be included in a zip or compressed file, you must include list

'compressed' or 'zip' or 'application/zip' in the scan list.

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Using scanconfig

In the following example, the scanconfig

command sets the following parameters:

MIME types of video/*

, audio/*

, image/*

are not scanned for content.

Nested (recursive) archive attachments up to 10 levels are scanned. (The default is 5 levels.)

The maximum size for attachments to be scanned is 25 megabytes; anything larger will be skipped.

(The default is 5 megabytes.)

The attachment is enabled for metadata scanning. When the scanning engine scans attachments, it scans the metadata for the regular expression. This is the default setting.

The attachment timeout scanning is configured for 60 seconds. The default is 30 seconds.

Attachments that were not scanned are assumed to not match the search pattern. (This is the default behavior.)

The application/(x-)pkcs7-mime

(opaque-signed) parts of a message are converted to multipart/signed

(clear-signed) to provide the message’s content for processing. The default is not to convert opaque-signed messages.

Note

When setting the assume the attachment matches the search pattern

to Y, messages that cannot be scanned will cause the message filter rule to evaluate to true. This could result in unexpected behavior, such as the quarantining of messages that do not match a dictionary, but were quarantined because their content could not be correctly scanned.

mail3.example.com> scanconfig

There are currently 5 attachment type mappings configured to be SKIPPED.

Choose the operation you want to perform:

- NEW - Add a new entry.

- DELETE - Remove an entry.

- SETUP - Configure scanning behavior.

- IMPORT - Load mappings from a file.

- EXPORT - Save mappings to a file.

- PRINT - Display the list.

- CLEAR - Remove all entries.

- SMIME - Configure S/MIME unpacking.

[]> setup

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1. Scan only attachments with MIME types or fingerprints in the list.

2. Skip attachments with MIME types or fingerprints in the list.

Choose one:

[2]> 2

Enter the maximum depth of attachment recursion to scan:

[5]> 10

Enter the maximum size of attachment to scan:

[5242880]> 10m

Do you want to scan attachment metadata? [Y]> Y

Enter the attachment scanning timeout (in seconds):

[30]> 60

If a message has attachments that were not scanned for any reason (e.g. because of size, depth limits, or scanning timeout), assume the attachment matches the search pattern?

[N]>

If a message could not be deconstructed into its component parts in order to remove specified attachments, the system should:

1. Deliver

2. Bounce

3. Drop

[1]> 1

Configure encoding to use when none is specified for plain body text or anything with

MIME type plain/text or plain/html.

1. US-ASCII

2. Unicode (UTF-8)

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3. Unicode (UTF-16)

4. Western European/Latin-1 (ISO 8859-1)

5. Western European/Latin-1 (Windows CP1252)

6. Traditional Chinese (Big 5)

7. Simplified Chinese (GB 2312)

8. Simplified Chinese (HZ GB 2312)

9. Korean (ISO 2022-KR)

10. Korean (KS-C-5601/EUC-KR)

11. Japanese (Shift-JIS (X0123))

12. Japanese (ISO-2022-JP)

13. Japanese (EUC)

[1]>

Using the CLI to Manage Message Filters

Scan behavior changed.

There are currently 5 attachment type mappings configured to be SKIPPED.

Choose the operation you want to perform:

- NEW - Add a new entry.

- DELETE - Remove an entry.

- SETUP - Configure scanning behavior.

- IMPORT - Load mappings from a file.

- EXPORT - Save mappings to a file.

- PRINT - Display the list.

- CLEAR - Remove all entries.

- SMIME - Configure S/MIME unpacking.

[]> SMIME

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Do you want to convert opaque-signed messages to clear-signed? This will provide the clear text content for various blades to process. [N]> Y

There are currently 5 attachment type mappings configured to be SKIPPED.

Choose the operation you want to perform:

- NEW - Add a new entry.

- DELETE - Remove an entry.

- SETUP - Configure scanning behavior.

- IMPORT - Load mappings from a file.

- EXPORT - Save mappings to a file.

- PRINT - Display the list.

- CLEAR - Remove all entries.

- SMIME - Configure S/MIME unpacking.

[]> print

1. Fingerprint Image

2. Fingerprint Media

3. MIME Type audio/*

4. MIME Type image/*

5. MIME Type video/*

There are currently 5 attachment type mappings configured to be SKIPPED.

Choose the operation you want to perform:

- NEW - Add a new entry.

- DELETE - Remove an entry.

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- SETUP - Configure scanning behavior.

- IMPORT - Load mappings from a file.

- EXPORT - Save mappings to a file.

- PRINT - Display the list.

- CLEAR - Remove all entries.

- SMIME - Configure S/MIME unpacking.

[]>

Using the CLI to Manage Message Filters

Changing Message Encoding

You can use the localeconfig

command to set the behavior of AsyncOS regarding modifying the encoding of message headings and footers during message processing: example.com> localeconfig

Behavior when modifying headers: Use encoding of message body

Behavior for untagged non-ASCII headers: Impose encoding of message body

Behavior for mismatched footer or heading encoding: Only try encoding from message body

Choose the operation you want to perform:

- SETUP - Configure multi-lingual settings.

[]> setup

If a header is modified, encode the new header in the same encoding as the message body? (Some MUAs incorrectly handle headers encoded in a different encoding than the body. However, encoding a modified header in the same encoding as the message body may cause certain characters in the modified header to be lost.) [Y]>

If a non-ASCII header is not properly tagged with a character set and

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is being used or modified, impose the encoding of the body on the header during processing and final representation of the message?

(Many MUAs create non-RFC-compliant headers that are then handled in an undefined way. Some MUAs handle headers encoded in character sets that differ from that of the main body in an incorrect way. Imposing the encoding of the body on the header may encode the header more precisely. This will be used to interpret the content of headers for processing, it will not modify or rewrite the header

unless that is done explicitly as part of the processing.) [Y]>

Footers or headings are added in-line with the message body whenever possible. However, if the footer or heading is encoded differently than the message body,and if imposing a single encoding will cause loss of characters, it will be added as an attachment. The system will always try to use the message body's encoding for the footer or heading. If that fails, and if the message body's encoding is US-

ASCII, the system can try to edit the message body to use the footer's or heading's encoding. Should the system try to impose the footer's or headings's encoding on the message body? [N]> y

Behavior when modifying headers: Use encoding of message body

Behavior for untagged non-ASCII headers: Impose encoding of message body. Behavior for mismatched footer or heading encoding: Try both body and footer or heading encodings

Choose the operation you want to perform:

- SETUP - Configure multi-lingual settings.

The first prompt determines whether or not a message header’s encoding should be changed to match that of the message body if the header is changed (via a filter, for example).

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The second prompt controls whether or not the appliance should impose the encoding of the message body on the header if the header is not properly tagged with a character set.

The third prompt is used to configure how disclaimer stamping (and multiple encodings) in the message body works. Please see “Disclaimer Stamping and Multiple Encodings” in the “Text Resources” chapter for more information.

Creating Sample Message Filters

In the following example, the filter

command is used to create three new filters:

The first filter is named megabytes.

big_messages

. It uses the body-size

rule to drop messages larger than 10

The second filter is named

no_mp3s

. It uses the attachment-filename

rule to drop messages that contain attachments with the filename extension of

.mp3

.

The third filter is named

mailfrompm

. It uses mail-from

rule examines all mail from [email protected]

and blind-carbon copies [email protected]

.

Using the filter -> list

subcommand, the filters are listed to confirm that they are active and valid, and then the first and last filters are switched in position using the move

subcommand. Finally, the changes are committed so that the filters take effect. mail3.example.com> filters

Choose the operation you want to perform:

- NEW - Create a new filter.

- IMPORT - Import a filter script from a file.

[]> new

Enter filter script. Enter '.' on its own line to end.

big_messages:

if (body-size >= 10M) {

drop();

}

.

1 filters added.

Choose the operation you want to perform:

- NEW - Create a new filter.

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- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> new

Enter filter script. Enter '.' on its own line to end.

no_mp3s:

if (attachment-filename == '(?i)\\.mp3$') {

drop();

}

.

1 filters added.

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

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- ROLLOVERNOW - Roll over a filter log file.

[]> new

Using the CLI to Manage Message Filters

Enter filter script. Enter '.' on its own line to end.

mailfrompm:

if (mail-from == "^postmaster$")

{ bcc ("[email protected]");}

.

1 filters added.

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> list

Num Active Valid Name

1 Y Y big_messages

2 Y Y no_mp3s

3 Y Y mailfrompm

Choose the operation you want to perform:

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- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> move

Enter the filter name, number, or range to move:

[]> 1

Enter the target filter position number or name:

[]> last

1 filters moved.

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

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- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> list

Using the CLI to Manage Message Filters

Num Active Valid Name

1 Y Y no_mp3s

2 Y Y mailfrompm

3 Y Y big_messages

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> move

Enter the filter name, number, or range to move:

[]> 2

Enter the target filter position number or name:

[]> 1

1 filters moved.

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Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]> list

Num Active Valid Name

1 Y Y mailfrompm

2 Y Y no_mp3s

3 Y Y big_messages

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

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Message Filter Examples

[]> mail3.example.com> commit

Please enter some comments describing your changes:

[]> entered and enabled 3 filters: no_mp3s, mailfrompm, big_messages

Message Filter Examples

This section contains some real world examples of filters with a brief discussion of each.

Open-Relay Prevention Filter

This filter bounces messages with addresses using

%

, extra

@

, and

!

characters in email addresses:

user%otherdomain@validdomain

user@otherdomain@validdomain:

domain!user@validdomain sourceRouted: if (rcpt-to == "(%|@|!)(.*)@") {

bounce();

}

Cisco appliances are not susceptible to these third party relay hacks that are often used to exploit traditional Sendmail/Qmail systems. As many of these symbols (for example

%

) can be part of a perfectly legal email address, Cisco appliances will accept these as valid addresses, verify them against the configured recipient lists, and pass them on to the next internal server. Cisco appliances do not relay these messages to the world.

These filters are put in place to protect users who may have open-source MTAs that are misconfigured to allow relay of these types of messages.

Note

You can also configure a listener to handle these types of addresses. See Listening for Connection

Requests by Creating a Listener via the GUI, page 5-8

for more information.

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Policy Enforcement Filters

Notify Based on Subject Filter

This filter sends notification based on whether the subject contains specific words: search_for_sensitive_content: if (Subject == "(?i)plaintiff|lawsuit|judge" ) {

notify ("[email protected]");

}

BCC and Scan Mail Sent to Competitors

This filter scans and blind copies messages that are sent to competitors. Note that you could use a dictionary and the header-dictionary-match() rule to specify a more flexible list of competitors (see

Dictionary Rules, page 9-32 ):

competitorFilter: if (rcpt-to == '@competitor1.com|@competitor2.com') {

bcc-scan('[email protected]');

}

Block Specific User Filter

Use this filter to block email from a specific address: block_harrasing_user: if (mail-from == "ex-employee@hotmail\\.com") {

notify ("[email protected]");

drop ();

}

Archive and Drop Messages Filter

Log and drop only the messages that have matching filetypes: drop_attachments: if (mail-from != "[email protected]") AND (attachment-filename ==

'(?i)\\.(asp|bas|bat|cmd|cpl|exe|hta|ins|isp|js)$')

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{

archive("Drop_Attachments");

insert-header("X-Filter", "Dropped by: $FilterName MID: $MID"); drop-attachments-by-name("\\.(asp|bas|bat|cmd|cpl|exe|hta|ins|isp|js)$");

}

Large “To:” Header Filter

Find messages with very large “To” headers.

Use the archive()

line for verification of proper action, with drop() enabled or disabled for extra safety: toTooBig: if(header('To') == "^.{500,}") {

archive('tooTooBigdropped');

drop();

}

Blank “From:” Filter

Identify blank “From” headers,

This filter can alleviate various forms of blank “from” addresses: blank_mail_from_stop: if (recv-listener == "InboundMail" AND header("From") == "^$|<\\s*>") {

drop ();

}

If you also want to drop messages with a blank envelope from, use this filter: blank_mail_from_stop: if (recv-listener == "InboundMail" AND (mail-from == "^$|<\\s*>" OR header ("From") ==

"^$|<\\s*>"))

{

drop ();

}

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Message Filter Examples

SRBS Filter

SenderBase Reputation filter: note_bad_reps: if (reputation < -2) {

strip-header ('Subject');

insert-header ('Subject', '***BadRep $Reputation *** $Subject');

}

Alter SRBS Filter

Alter the (SenderBase Reputation Score) SBRS threshold for certain domains: mod_sbrs: if ( (rcpt-count == 1) AND (rcpt-to == "@domain\\.com$") AND (reputation < -2) ) {

drop ();

}

Filename Regex Filter

This filter specifies a range of size for the body of the message, and looks for an attachment that matches the regular expression (this matches files named “readme.zip”, “readme.exe”, “attach.exe”, and so forth.): filename_filter: if ((body-size >= 9k) AND (body-size <= 20k)) {

if (body-contains ("(?i)(readme|attach|information)\\.(zip|exe)$")) {

drop ();

}

}

Show SenderBase Reputation Score in Header Filter

Remember to log the headers (see the “Logging” chapter) so they appear in the mail log:

Check_SBRS: if (true) {

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insert-header('X-SBRS', '$Reputation');

}

Message Filter Examples

Insert Policy into Header Filter

Show which mail flow policy accepted the connection:

Policy_Tracker: if (true) {

insert-header ('X-HAT', 'Sender Group $Group, Policy $Policy applied.');

}

Too Many Recipients Bounce Filter

Bounce all outbound email messages with more than 50 recipients from more than two unique domains: bounce_high_rcpt_count: if ( (rcpt-count > 49) AND (rcpt-to != "@example\\.com$") ) {

bounce-profile ("too_many_rcpt_bounce"); bounce ();

}

Routing and Domain Spoofing

Using Virtual Gateways Filter

Segment traffic using virtual gateways. Assuming you have two Interfaces on the system, 'public1' and

'public2', and the default delivery interface is 'public1'. This would force all of your outbound traffic over the second interface; since bounces and other similar types of mail do not go through filters, they will be delivered from public1: virtual_gateways: if (recv-listener == "OutboundMail") {

alt-src-host ("public2");

}

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Message Filter Examples

Same Listener for Deliver and Listener Filter

Use the same listener for delivery and receiving. This filter will allow you to send any messages received on the public listener “listener1” out the interface “listener1” (you will have to set up a unique filter for each public listener configured): same_listener: if (recv-inj == 'listener1') {

alt-src-host('listener1');

}

Single Listener Filter

Make the filter work on a single listener. For example, specify a specific listener for message filter processing instead of being performed system wide.

textfilter-new: if (recv-inj == 'inbound' and body-contains("some spammy message")) {

alt-rcpt-to ("[email protected]");

}

Drop Spoofed Domain Filter (Single Listener)

Drop email with a spoofed domain (pretending to be from an internal address; works with a single listener). IP addresses below represent fictional domain for mycompany.com

:

DomainSpoofed: if (mail-from == "mycompany\\.com$") {

if ((remote-ip != "1.2.") AND (remote-ip != "3.4.")) {

drop();

}

}

Drop Spoofed Domain Filter (Multiple Listeners)

As above, but works with multiple listeners: domain_spoof: if ((recv-listener == "Inbound") and (mail-from == "@mycompany\\.com")) {

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Message Filter Examples

archive('domain_spoof'); drop ();

}

Another Drop Spoofed Domain Filter

Summary: Anti domain spoof filter: reject_domain_spoof: if (recv-listener == "MailListener") {

insert-header("X-Group", "$Group");

if ((mail-from == "@test\\.mycompany\\.com") AND (header("X-Group") != "RELAYLIST")) {

notify("[email protected]");

drop();

strip-header("X-Group");

}

Detect Looping Filter

This filter is used to detect, stop, and determine what is causing, a mail loop. This filter can help determine a configuration issue on the Exchange server or elsewhere.

External_Loop_Count: if (header("X-ExtLoop1")) {

if (header("X-ExtLoopCount2")) {

if (header("X-ExtLoopCount3")) {

if (header("X-ExtLoopCount4")) {

if (header("X-ExtLoopCount5")) {

if (header("X-ExtLoopCount6")) {

if (header("X-ExtLoopCount7")) {

if (header("X-ExtLoopCount8")) {

if (header("X-ExtLoopCount9")) {

notify ('[email protected]');

drop();

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}

else {insert-header("X-ExtLoopCount9", "from

$RemoteIP");}}

else {insert-header("X-ExtLoopCount8", "from $RemoteIP");}}

else {insert-header("X-ExtLoopCount7", "from $RemoteIP");}}

else {insert-header("X-ExtLoopCount6", "from $RemoteIP");}}

else {insert-header("X-ExtLoopCount5", "from $RemoteIP");}}

else {insert-header("X-ExtLoopCount4", "from $RemoteIP");}}

else {insert-header("X-ExtLoopCount3", "from $RemoteIP");}} else {insert-header("X-ExtLoopCount2", "from $RemoteIP");}} else {insert-header("X-ExtLoop1", "1"); }

Note

By default, AsyncOS automatically detects mail loops and will drop messages after 100 loops.

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C H A P T E R

10

Mail Policies

Overview of Mail Policies, page 10-1

How to Enforce Mail Policies on a Per-User Basis, page 10-2

Handling Incoming and Outgoing Messages Differently, page 10-2

Matching Users to a Mail Policy, page 10-3

Message Splintering, page 10-5

Configuring Mail Policies, page 10-6

Overview of Mail Policies

The Email Security appliance enforces your organization’s policies for messages sent to and from your users through the use of mail policies. These are sets of rules that specify the types of suspect, sensitive, or malicious content that your organization may not want entering or leaving your network. This content may include:

spam legitimate marketing messages viruses phishing and other targeted mail attacks confidential corporate data personally identifiable information

You can create multiple policies that satisfy the disparate security needs of the different user groups within your organization. The Email Security appliance uses the rules defined in these policies to scan each message and, if necessary, perform an action to protect your user. For example, policies can prevent the delivery of suspected spam messages to executives while allowing their delivery to IT staff but with a modified subject to warn them of the content, or drop dangerous executable attachments for all users except those in the System Administrator group.

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How to Enforce Mail Policies on a Per-User Basis

How to Enforce Mail Policies on a Per-User Basis

Chapter 10 Mail Policies

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Do This

Enable the content-scanning features that you want the Email Security appliance to use for incoming or outgoing messages.

More Info

The features you can enable and configure one or more of the following:

Anti-Virus

Anti-Spam

Outbreak Filters

Data Loss Prevention

(outgoing messages only)

Content Filters

See Chapter 11, “Content Filters.”

(Optional) Create content filters for actions to take on messages that contain specific data.

(Optional) Define an LDAP group query in order to specify users to whom the mail policy rules apply.

See Using Group LDAP Queries to Determine if a

Recipient is a Group Member, page 22-22 .

(Optional) Define the default mail policies for incoming or outgoing messages.

Define the group of users for whom you want to set up user-specific mail policies.

See Configuring the Default Mail Policy for Incoming or

Outgoing Messages, page 10-6

.

Create an incoming or outgoing mail policy.

Configure the content security features and the content filter actions the appliance takes on messages.

See Configuring Mail Policies, page 10-6 for more

information.

Configure the different content security features for the mail policy.

Content Filters: Applying the Content Filter to

Messages for a Certain User Group, page 11-17

Anti-Virus: Configuring Virus Scanning Actions for

Users, page 12-7

Anti-Spam:

Defining Anti-Spam Policies, page 13-7

Outbreak Filters:

The Outbreak Filters Feature and

Mail Policies, page 14-13

Data Loss Prevention:

Using Outgoing Mail Policies to Assign DLP Policies to Senders and Recipients, page 15-21

and About Associating Outgoing Mail

Policies with DLP Policies in Enterprise Manager

Deployments, page 15-29

.

Handling Incoming and Outgoing Messages Differently

The Email Security appliances uses two different sets of mail policies for message content security:

Incoming mail policies for messages are messages received from connections that match an

ACCEPT HAT policy in any listener.

Outgoing mail policies for messages are messages from connections that match a RELAY HAT policy in any listener. This includes any connection that was authenticated with SMTP AUTH.

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Matching Users to a Mail Policy

Having separate sets of policies allow you to define different security rules for messages sent to your users and messages sent from your users. You manage these policies using the Mail Policies > Incoming

Mail Policies or Outgoing Mail Policies pages in the GUI, or the policyconfig

command in the CLI.

Note

Data Loss Prevention scanning can only be performed on outgoing messages.

Note

In certain installations, “internal” mail being routed through the Cisco appliance may be considered

outgoing, even if all the recipients are addressed to internal addresses. For example, by default for Cisco

C160/170 customers, the system setup wizard will configure only one physical Ethernet port with one listener for receiving inbound email and relaying outbound email.

Matching Users to a Mail Policy

As messages are received by the appliance, the Email Security appliance attempts to match each message recipient and sender to a mail policy in the Incoming or Outgoing Mail Policies table, depending on whether it is an incoming or outgoing message.

Matches are based on either the recipient’s address or the sender’s address:

Recipient address matches the Envelope Recipient address

When matching recipient addresses, the recipient addresses entered are the final addresses after processing by preceding parts of the email pipeline. For example, if enabled, the default domain,

LDAP routing or masquerading, alias table, domain map, and message filters features can rewrite the Envelope Recipient address and may affect whether the message matches a mail policy.

Sender address matches:

Envelope Sender (RFC821 MAIL FROM address)

Address found in the RFC822 From: header

Address found in the RFC822 Reply-To: header

Addresses may be matched on either a full email address, user, domain, or partial domain, and addresses may also match LDAP group membership.

First Match Wins

Each user (sender or recipient) is evaluated for each mail policy defined the appropriate mail policy table in a top-down fashion.

For each user, the first matching policy wins. If a user does not match any specific policy, user will automatically match the default policy of the table.

If a match is made based on a sender address, all remaining recipients of a message will match that policy. (This is because there can be only one sender per message.)

Examples of Policy Matching

The following examples help show how the policy tables are matched in a top-down fashion.

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10-3

Chapter 10 Mail Policies

Matching Users to a Mail Policy

Order

1

4

5

Given the following Incoming Mail Email Security Policy table shown in

Table 10-1 , incoming

messages will match different policies.

Table 10-1 Policy Matching Example

2

3

Policy Name

special_people from_lawyers acquired_domains engineering sales_team

Default Policy

Users

Recipient: [email protected]

Recipient: [email protected]

Sender:

@lawfirm.com

Recipient:

@newdomain.com

Recipient:

@anotherexample.com

Recipient:

PublicLDAP.ldapgroup: engineers

Recipient: jim@

Recipient: john@

Recipient: larry@

(all users)

Example 1

A message from sender [email protected]

sent to recipient [email protected]

will match policy #2, because the user description that matches the sender (

@lawfirm.com

) appears sooner in the table than the user description that matches the recipient ( jim@

).

Example 2

Sender [email protected]

sends an incoming message with three recipients: [email protected]

, [email protected]

, and [email protected]

:

The message for recipient [email protected]

will receive the anti-spam, anti-virus, outbreak filters, and content filters defined in policy #3.

The message for recipient [email protected]

will receive the settings defined in policy #5.

Because the recipient [email protected]

does not match the engineering LDAP query, the message will receive the settings defined by the default policy.

This example shows how messages with multiple recipients can incur message splintering. See

Message

Splintering, page 10-5 for more information.

Example 3

Sender [email protected]

sends a message to recipients [email protected]

and [email protected]

:

The recipient [email protected]

filters defined in policy #1.

will receive the anti-spam, anti-virus, outbreak filters, and content

The recipient [email protected]

will receive the anti-spam, anti-virus, outbreak filters, and content filters defined in policy #2, because the sender (

@lawfirm.com

) appears sooner in the table than the user description that matches the recipient ( jim@

).

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Cisco AsyncOS 8.0.2 for Email User Guide

Chapter 10 Mail Policies

Message Splintering

Message Splintering

Intelligent message splintering is the mechanism that allows for differing recipient-based content security rules to be applied independently to message with multiple recipients.

Each recipient is evaluated for each policy in the appropriate mail policy table (Incoming or Outgoing) in a top-down fashion.

Each policy that matches a message creates a new message with those recipients. This process is defined as message splintering:

If some recipients match different policies, the recipients are grouped according to the policies they matched, the message is split into a number of messages equal to the number of policies that matched, and the recipients are set to each appropriate “splinter.”

If all recipients match the same policy, the message is not splintered. Conversely, a maximum splintering scenario would be one in which a single message is splintered for each message recipient.

Each message splinter is then processed by anti-spam, anti-virus, DLP scanning (outgoing messages only), Outbreak Filters, and content filters independently in the email pipeline.

Table 10-2

illustrates the point at which messages are splintered in the email pipeline.

Table 10-2 Message Splintering in the Email Pipeline

Message Filters

(filters)

Anti-Spam

(antispamconfig, antispamupdate)

Anti-Virus

(antivirusconfig, antivirusupdate)

Content Filters

(policyconfig -> filters)

Outbreak Filters

(outbreakconfig, outbreakflush, outbreakstatus, outbreakupdate)

Messages are splintered immediately after message filter processing but before anti-spam processing:

message for all recipients message for all recipients matching policy 1 message for all recipients matching policy 2 message for all other recipients

(matching the default policy)

Note

DLP scanning is only performed on outgoing messages.

Data Loss Prevention

(policyconfig)

Note

New MIDs (message IDs) are created for each message splinter (for example, MID 1 becomes MID 2 and MID 3). For more information, see the “Logging” chapter in the Cisco IronPort AsyncOS for Email

Daily Management Guide. In addition, the trace

function shows which policies cause a message to be split.

Policy matching and message splintering in Email Security Manager policies obviously affect how you manage the message processing available on the appliance.

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Chapter 10 Mail Policies

Configuring Mail Policies

Managed Exceptions

Because the iterative processing of each splinter message impacts performance, Cisco recommends configuring your content security rules on a managed exception basis. In other words, evaluate your organization’s needs and try to configure the feature so that the majority of messages will be handled by the default mail policy and the minority of messages will be handled by a few additional “exception” policies. In this manner, message splintering will be minimized and you are less likely to impact system performance from the processing of each splinter message in the work queue.

Configuring Mail Policies

Figure 10-1

illustrates how the Email Security appliance maps different user groups to specific

Anti-Spam, Anti-Virus, Outbreak Filter, DLP, and Content Filters security settings.

Figure 10-1 Summary of Email Security Manager Policies in the GUI

Configuring the Default Mail Policy for Incoming or Outgoing Messages

The default mail policies apply to messages that are not covered by any other mail policy. If no other policies are configured, the default policies apply to all messages.

Before You Begin

Understand how you can define the individual security services for the mail policy.

Content Filters:

Applying the Content Filter to Messages for a Certain User Group, page 11-17

Anti-Virus:

Configuring Virus Scanning Actions for Users, page 12-7

Anti-Spam: Defining Anti-Spam Policies, page 13-7

Outbreak Filters:

The Outbreak Filters Feature and Mail Policies, page 14-13

Data Loss Prevention:

Associating DLP Policies with the Default Outgoing Mail Policy, page 15-20

and

About Associating Outgoing Mail Policies with DLP Policies in Enterprise Manager

Deployments, page 15-29 .

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Cisco AsyncOS 8.0.2 for Email User Guide

Chapter 10 Mail Policies

Configuring Mail Policies

Procedure

Step 1

Step 2

Choose Mail Policies > Incoming Mail Policies or

Mail Policies > Outgoing Mail Policies.

Click the link for the security service you want to configure for the Default mail policy.

You can use the following types of content security services:

Content Filters

Anti-Spam

Anti-Virus

Data Loss Prevention (outgoing mail policies only)

Outbreak Filters

Note

For default security service settings, the first setting on the page defines whether the service is enabled for the policy. You can click “Disable” to disable the service altogether.

Step 3

Step 4

Step 5

Configure the settings for the security service.

Click Submit.

Submit and commit your changes.

Creating a Mail Policy for a Group of Senders and Recipients

Before You Begin

Understand how you can define the individual security services for the mail policy.

Content Filters:

Applying the Content Filter to Messages for a Certain User Group, page 11-17

Anti-Virus:

Configuring Virus Scanning Actions for Users, page 12-7

Anti-Spam:

Defining Anti-Spam Policies, page 13-7

Outbreak Filters:

The Outbreak Filters Feature and Mail Policies, page 14-13

Data Loss Prevention:

Using Outgoing Mail Policies to Assign DLP Policies to Senders and

Recipients, page 15-21

and

About Associating Outgoing Mail Policies with DLP Policies in

Enterprise Manager Deployments, page 15-29

.

Remember that each recipient is evaluated for each policy in the appropriate table (incoming or outgoing) in a top-down fashion. See

First Match Wins, page 10-3

for more information.

(Optional) Define the delegated administrators who will be responsible for managing the mail policy. Delegated administrators can edit a policy’s Anti-Spam, Anti-Virus, and Outbreak Filters settings and enable or disable content filters for the policy. Only operators and administrators can modify a mail policy’s name or its senders, recipients, or groups. Custom user roles that have full access to mail policies are automatically assigned to mail policies.

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Chapter 10 Mail Policies

Configuring Mail Policies

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Incoming Mail Policies or

Mail Policies > Outgoing Mail Policies.

Click the Add Policy button to begin creating a new policy.

Enter a name and description for the mail policy.

(Optional) Click the Editable by (Roles) link and select the custom user roles for the delegated administrators who will be responsible for managing the mail policy.

Define users for the policy.

You define whether the user is a sender or a recipient to whom the policy applies in the following ways:

Full email address: [email protected]

Partial email address: user@

All users in a domain:

@example.com

All users in a partial domain:

@.example.com

By matching an LDAP Query

Note

Entries for users are case-insensitive in both the GUI and CLI in AsyncOS. For example, if you enter the recipient

Joe@

for a user, a message sent to [email protected]

will match.

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Step 12

Click the Add button to add users into the Current Users list.

Policies can contain mixtures of senders, recipients, and LDAP queries.

Use the Remove button to remove a defined user from the list of current users.

When you are finished adding users, click Submit.

Click the link for the content security service you want to configure for the mail policy.

You can use the following types of content security services:

Content Filters

Anti-Spam

Anti-Virus

Data Loss Prevention (outgoing mail policies only)

Outbreak Filters

From the drop-down list, select the option to customize the settings for the policy instead of using the default settings.

Customize the security service settings.

Click Submit.

Submit and commit your changes.

10-8

Related Topics

How to Configure the Appliance to Scan Messages for Spam, page 13-2

Cisco AsyncOS 8.0.2 for Email User Guide

Chapter 10 Mail Policies

Configuring Mail Policies

Finding Which Policies Apply to a Sender or Recipient

Use the Find Policies section to search for users already defined in incoming or outgoing mail policies.

For example, type [email protected]

and click the Find Policies button to display results showing which policies contain defined users that will match the policy.

Figure 10-2 Finding Users in Policies

Click the name of the policy to edit the users for that policy.

Note that the default policy will always be shown when you search for any user, because, by definition, if a sender or recipient does not match any other configured policies, it will always match the default policy.

Managed Exceptions

Using the steps shown in the two examples above, you can begin to create and configure policies on a

managed exception basis. In other words, after evaluating your organization’s needs you can configure policies so that the majority of messages will be handled by the default policy. You can then create additional “exception” policies for specific users or user groups, managing the differing policies as needed. In this manner, message splintering will be minimized and you are less likely to impact system performance from the processing of each splinter message in the work queue.

You can define policies based on your organizations’ or users’ tolerance for spam, viruses, and policy enforcement.

Table 10-3 on page 10-9

outlines several example policies. “Aggressive” policies are designed to minimize the amount of spam and viruses that reach end-users mailboxes. “Conservative” policies are tailored to avoid false positives and prevent users from missing messages, regardless of policies.

Table 10-3 Aggressive and Conservative Email Security Manager Settings

Anti-Spam

Aggressive Settings

Positively identified spam: Drop

Suspected spam: Quarantine

Marketing mail: Deliver and prepend “

[Marketing]

” to the subject messages

Conservative Settings

Positively identified spam: Quarantine

Suspected spam: Deliver and prepend

[Suspected Spam]

” to the subject of messages

Marketing mail: Disabled

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Configuring Mail Policies

Table 10-3

Anti-Virus

Virus

Filters

Chapter 10 Mail Policies

Aggressive and Conservative Email Security Manager Settings (continued)

Repaired messages: Deliver

Encrypted messages: Drop

Unscannable messages: Drop

Repaired messages: Deliver

Encrypted messages: Quarantine

Unscannable messages: Quarantine

Infectious messages: Drop

Enabled, no specific filename extensions or domains allowed to bypass

Enable message modification for all messages

Infectious messages: Drop

Enabled with specific filename extensions or domains allowed to bypass

Enable message modification for unsigned messages

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C H A P T E R

11

Content Filters

Overview of Content Filters, page 11-1

How Content Filters Work, page 11-1

Filtering Messages Based on Content, page 11-15

Overview of Content Filters

Sometimes the Email Security appliance receives a message that should be given special treatment due to its content, whether it’s because the content warrants quarantining for later examination, because corporate policy requires certain messages to be encrypted before delivery, or any number of reasons.

These are cases when the message cannot be handled by the other content security features, such as anti-virus scanning or DLP. The appliance uses content filters to scan for such content and then take appropriate action on the message.

How Content Filters Work

Content filters are similar to message filters, but are applied after the message has undergone message filters processing and anti-spam and anti-virus scanning. The Email Security appliance uses content filters to scan messages on a per-user (sender or recipient) basis. Content filters are similar to message filters, except that they are applied later in the email pipeline — after a message has been “splintered” into a number of separate messages for each matching mail policy. (See

Message Splintering, page 10-5

for more information.) The functionality of content filters is applied after message filters processing and anti-spam and anti-virus scanning have been performed on a message.

A content filter is limited to scanning either incoming or outgoing messages. You cannot define a filter that scans both types of messages. The Email Security appliance has a separate “master list” of content filters for each type of message. The master list also determines in which order the appliance runs the content filters. However, each individual mail policy determines which particular filters will be executed when a message matches the policy.

AsyncOS provides a “rule builder” page that allows you to easily create the content filter using four parts:

conditions that trigger when the appliance uses a content filter to scan a message (optional)

actions that the appliance takes on a message (required)

action variables that the appliance can add to a message when modifying it (optional)

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Chapter 11 Content Filters

How Content Filters Work

How to Scan Message Content Using a Content Filter

Table 11-1

Step 1

Step 2

Step 3

Step 4

How to Scan for Message Content Using a Content Filter

Do This

(Optional) Define the supporting features for the content filter.

More Info

Create any of the following items that you want to use with your content filter:

Encryption Profile

Disclaimer template

Notification template

Policy quarantine

Define the incoming or outgoing content filter. A content filter may comprise of three parts:

Content Filter Conditions

Content Filter Actions

(optional)

Action Variables (optional)

Creating a Content Filter, page 11-15

Create an incoming or outgoing mail policy.

Define the group of users for whom you want to set up content security rules.

Assign the content filter to the group of user whose incoming or outgoing messages you want to use the filter for.

See Chapter 10, “Mail Policies.”

Content Filter Conditions

A condition is a “trigger” that determines whether the Email Security appliance uses the filter on a message that matches the associated mail policy. Specifying conditions for a content filter is optional.

Content filters without a condition are applied to all messages that match the associated mail policy.

In the content filter conditions, when you add filter rules that search for certain patterns in the message body or attachments, you can specify the minimum threshold for the number of times the pattern must be found. When AsyncOS scans the message, it totals the “score” for the number of matches it finds in the message and attachments. If the minimum threshold is not met, the regular expression does not evaluate to true. You can specify this threshold for text, smart identifiers, or content dictionary terms.

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Chapter 11 Content Filters

How Content Filters Work

Multiple conditions may defined for each filter. When multiple conditions are defined, you can choose whether the conditions are tied together as a logical OR (“Any of the following conditions...”) or a logical

AND (“All of the following conditions”).

Table 11-2 Content Filter Conditions

Condition

(no conditions)

Message Body or

Attachments

Description

Specifying conditions in content filters is optional. If no conditions are specified, a true

rule is implied. The true

rule matches all messages, and the actions are always performed.

Contains text: Does the message body contain text or an attachment that matches a specific pattern?

Contains smart identifier: Does content in the message body or attachment match a smart identifier?

Contains term in content dictionary: Does the message body contain any of the regular expressions or terms in the content dictionary named

<dictionary name>?

For this option to be enabled, the dictionary must already have been

created. See Content Dictionaries, page 18-2

.

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating content dictionaries, see

Content Dictionaries, page 18-2 .

Number of matches required. Specify the number of matches required for the rule to evaluate to true. You can specify this threshold for text, smart identifiers, or content dictionary terms.

This includes delivery-status parts and associated attachments.

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Chapter 11 Content Filters

How Content Filters Work

Table 11-2

Condition

Message Body

Content Filter Conditions (continued)

Description

Contains text: Does the message body contain text that matches a specific pattern?

Contains smart identifier: Does content in the message body match a smart identifier? Smart identifiers can detect the following patterns:

Credit card numbers

U.S. Social Security numbers

CUSIP (Committee on Uniform Security Identification Procedures) numbers

ABA (American Banking Association) routing numbers

Contains term in content dictionary: Does the message body contain any of the regular expressions or terms in the content dictionary named

<dictionary name>?

For this option to be enabled, the dictionary must already have been created. See

Content Dictionaries, page 18-2 .

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating

content dictionaries, see Content Dictionaries, page 18-2

.

Message Size

Number of matches required. Specify the number of matches required for the rule to evaluate to true. You can specify this threshold for text or smart identifiers.

This rule applies to the body of the message only. It does not include attachments or headers.

Is the body size within a specified range? Body size refers to the size of the message, including both headers and attachments. The body-size rule selects those messages where the body size compares as directed to a specified number.

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Chapter 11 Content Filters

How Content Filters Work

Table 11-2 Content Filter Conditions (continued)

Condition

Attachment Content

Description

Contains text. Does the message contain an attachment that contains text or another attachment that matches a specific pattern? This rule is similar to the body-contains()

rule, but it attempts to avoid scanning the entire

“body” of the message. That is, it attempts to scan only that which the user would view as being an attachment.

Contains a smart identifier. Does content in the message attachment match the specified smart identifier?

Contains terms in content dictionary. Does the attachment contain any of the regular expressions or terms in the content dictionary named

<dictionary name>?

To search for dictionary terms, the dictionary must already have been

created. See Content Dictionaries, page 18-2

.

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating content dictionaries, see

Content Dictionaries, page 18-2 .

Number of matches required. Specify the number of matches required for the rule to evaluate to true. You can specify this threshold for text, smart identifier, or content dictionary matches.

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Chapter 11 Content Filters

How Content Filters Work

Table 11-2 Content Filter Conditions (continued)

Condition

Attachment File Info

Description

Filename. Does the message have an attachment with a filename that matches a specific pattern?

Filename contains term in content dictionary. Does the message have an attachment with a filename that contains any of the regular expressions or terms in the content dictionary named <dictionary name>?

For this option to be enabled, the dictionary must already have been created. See

Content Dictionaries, page 18-2 .

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating

content dictionaries, see Content Dictionaries, page 18-2

.

Attachment Protection

Subject Header

File type. Does the message have an attachment of a file type that matches a specific pattern based on its fingerprint (similar to a UNIX file command)?

MIME type. Does the message have an attachment of a specific MIME type? This rule is similar to the attachment-type

rule, except only the

MIME type given by the MIME attachment is evaluated. (The appliance does not try to “guess” the type of the file by its extension if there is no explicit type given.)

Image Analysis. Does the message have an image attachment that matches the image verdict specified? Valid image analysis verdicts include:

Suspect, Inappropriate, Suspect or Inappropriate, Unscannable, or Clean.

Contains an attachment that is password-protected or encrypted.

(For example, use this condition to identify attachments that are potentially unscannable.)

Contains an attachment that is NOT password-protected or encrypted.

Subject Header: Does the subject header match a certain pattern?

Contains terms in content dictionary: Does the subject header contain any of the regular expressions or terms in the content dictionary

<dictionary name>?

To search for dictionary terms, the dictionary must already have been created. See

Content Dictionaries, page 18-2 .

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating

content dictionaries, see Content Dictionaries, page 18-2

.

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Chapter 11 Content Filters

Table 11-2

Condition

Other Header

How Content Filters Work

Content Filter Conditions (continued)

Description

Header name: Does the message contain a specific header?

Envelope Sender

Header value: Does the value of that header match a certain pattern?

Header value contains terms in the content dictionary. Does the specified header contain any of the regular expressions or terms in the content dictionary named <dictionary name>?

To search for dictionary terms, the dictionary must already have been

created. See Content Dictionaries, page 18-2

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating content dictionaries, see

Content Dictionaries, page 18-2 .

Envelope Sender. Does the Envelope Sender (i.e., the Envelope From,

<MAIL FROM>) match a given pattern?

Matches LDAP group. Is the Envelope Sender, i.e., the Envelope From,

<MAIL FROM>) in a given LDAP group?

Contains term in content dictionary. Does the envelope sender contain any of the regular expressions or terms in the content dictionary named

<dictionary name>?

To search for dictionary terms, the dictionary must already have been

created. See Content Dictionaries, page 18-2

.

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating content dictionaries, see

Content Dictionaries, page 18-2 .

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Chapter 11 Content Filters

How Content Filters Work

Table 11-2 Content Filter Conditions (continued)

Condition

Envelope Recipient

Description

Envelope Recipient. Does the Envelope Recipient, (i.e. the Envelope To,

<RCPT TO>) match a given pattern?

Matches LDAP group. Is the Envelope Recipient, (i.e. the Envelope To,

<RCPT TO>) in a given LDAP group?

Contains term in content dictionary. Does the envelope recipient contain any of the regular expressions or terms in the content dictionary named

<dictionary name>?

To search for dictionary terms, the dictionary must already have been created. See

Content Dictionaries, page 18-2 .

Note

The dictionary-related conditions are only available if you have one or more dictionaries enabled. For information about creating

content dictionaries, see Content Dictionaries, page 18-2

.

Receiving Listener

Remote IP

Reputation Score

DKIM Authentication

SPF Verification

Note: The Envelope Recipient rule is message-based. If a message has multiple recipients, only one recipient has to be found in a group for the specified action to affect the message to all recipients.

Is the Envelope Sender (i.e., the Envelope From, <MAIL FROM>) in a given LDAP group?

Did the message arrive via the named listener? The listener name must be the name of a listener currently configured on the system.

Was the message sent from a remote host that matches a given IP address or IP block? The Remote IP rule tests to see if the IP address of the host that sent that message matches a certain pattern. This can be an Internet

Protocol version 4 (IPv4) or version 6 (IPv6) address. The IP address pattern is specified using the allowed hosts notation described in

Sender

Group Syntax, page 7-4

, except for the SBO, SBRS, dnslist notations and the special keyword ALL.

What is the sender’s SenderBase Reputation Score? The Reputation Score rule checks the SenderBase Reputation Score against another value.

Did DKIM authentication pass, partially verify, return temporarily unverifiable, permanently fail, or were no DKIM results returned?

What was the SPF verification status? This filter rule allows you to query for different SPF verification results. For more information about SPF verification, see “Email Authentication” in Cisco IronPort AsyncOS for

Email Advanced Configuration Guide.

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Chapter 11 Content Filters

How Content Filters Work

Content Filter Actions

The action is what the Email Security appliance does with a message that matches the content filter’s condition. Many different types of actions are available, including modifying the message, quarantining it, or dropping it. A “final action” performed on a message, delivering or dropping it, forces the Email

Security appliance to perform the action immediately and forgo all further processing, such as Outbreak

Filter or DLP scanning.

At least one action must be defined for each content filter.

Actions are performed in order on messages, so consider the order of actions when defining multiple actions for a content filter.

When you configure a quarantine action for messages that match Attachment Content conditions,

Message Body or Attachment conditions, Message body conditions, or the Attachment content conditions, you can view the matched content in the quarantined message. When you display the message body, the matched content is highlighted in yellow. You can also use the

$MatchedContent action variable to include the matched content in the message subject. For more information, see Cisco

IronPort AsyncOS for Email Advanced Configuration Guide.

Only one final action may be defined per filter, and the final action must be last action listed. Bounce, deliver, and drop are final actions. When entering actions for content filters, the GUI and CLI will force final actions to be placed last.

Table 11-3 Content Filter Actions

Action

Quarantine

Description

Quarantine. Flags the message to be held in one of the policy quarantine areas.

Encrypt on Delivery

Duplicate message: Sends a copy of the message to the specified quarantine and continues processing the original message. Any additional actions apply to the original message.

The message continues to the next stage of processing. When all processing is complete, the message is encrypted and delivered.

Encryption rule: Always encrypts the message or only encrypts it if an attempt to send it over a TLS connection first fails. See

Using a TLS

Connection as an Alternative to Encryption, page 16-7

for more information.

Encryption Profile. Once processing is complete, encrypts the message using the specified encryption profile, then delivers the message. This action is for use with a Cisco Encryption Appliance or a hosted key service.

Subject. Subject for the encrypted message. By default, the value is

$Subject

.

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Chapter 11 Content Filters

How Content Filters Work

Table 11-3 Content Filter Actions (continued)

Action

Strip Attachment by

Content

Description

Attachment contains. Drops all attachments on messages that contain the regular expression. Archive files (zip, tar) will be dropped if any of the files they contain match the regular expression pattern.

Contains smart identifier. Drops all attachments on a message that contains the specified smart identifier.

Attachment contains terms in the content dictionary. Does the attachment contain any of the regular expressions or terms in the content dictionary named <dictionary name>?

Number of matches required. Specify the number of matches required for the rule to evaluate to true. You can specify this threshold for text, smart identifier, or content dictionary matches.

Replacement message. The optional comment serves as the means to modify the text used to replace the attachment that was dropped. Attachment footers simply append to the message.

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Chapter 11 Content Filters

How Content Filters Work

Table 11-3 Content Filter Actions (continued)

Action

Strip Attachment by File

Info

Description

File name. Drops all attachments on messages that have a filename that match the given regular expression. Archive file attachments (zip, tar) will be dropped if they contain a file that matches.

File size. Drops all attachments on the message that, in raw encoded form, are equal to or greater than the size (in bytes) given. Note that for archive or compressed files, this action does not examine the uncompressed size, but rather the size of the actual attachment itself.

File type. Drops all attachments on messages that match the given

“fingerprint” of the file. Archive file attachments (zip, tar) will be dropped if they contain a file that matches.

MIME type. Drops all attachments on messages that have a given MIME type.

Image Analysis Verdict. Drops attachments for image attachments that match the image verdict specified. Valid image analysis verdicts include:

Suspect, Inappropriate, Suspect or Inappropriate, Unscannable, or Clean.

Replacement message. The optional comment serves as the means to modify the text used to replace the attachment that was dropped. Attachment footers simply append to the message.

Add Disclaimer Text

Above. Add disclaimer above message (heading).

Below. Add disclaimer below message (footer).

Bypass Outbreak Filter

Scanning

Bypass DKIM Signing

Note: You must have already created disclaimer text in order to use this content filter action.

See

Disclaimer Template, page 18-11 for more information.

Bypass Outbreak Filter scanning for this message.

Bypass DKIM signing for this message.

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Chapter 11 Content Filters

How Content Filters Work

Table 11-3

Action

Send Copy (Bcc:)

Content Filter Actions (continued)

Description

Email addresses. Copies the message anonymously to the specified recipients.

Notify

Subject. Add a subject for the copied message.

Return path (optional). Specify a return path.

Alternate mail host (optional). Specify an alternate mail host.

Notify. Reports this message to the specified recipients. You can optionally notify the sender and recipients.

Subject. Add a subject for the copied message.

Return path (optional). Specify a return path.

Use template. Select a template from the templates you created.

Change Recipient to

Send to Alternate

Destination Host

Deliver from IP Interface

Strip Header

Include original message as an attachment. Adds the original message as an attachment.

Email address. Changes the recipient of the message to the specified email address.

Mail host. Changes the destination mail host for the message to the specified mail host.

Note

This action prevents a message classified as spam by an anti-spam scanning engine from being quarantined. This action overrides the quarantine and sends it to the specified mail host.

Send from IP interface. Send from the specified IP Interface. The Deliver from IP Interface action changes the source host for the message to the source specified. The source host consists of the IP interface that the messages should be delivered from.

Header name. Remove the specified header from the message before delivering.

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Table 11-3

Action

Add/Edit Header

Content Filter Actions (continued)

Description

Inserts a new header into the message or modifies an existing header.

Header name. Name of new or existing header.

Specify value of new header. Inserts a value for the new header into the message before delivering.

Prepend to the Value of Existing Header. Prepends the value to the existing header before delivering.

Append to the Value of Existing Header. Appends the value to the existing header before delivering.

Add Message Tag

Add Log Entry

Encrypt and Deliver Now

(Final Action)

Search & Replace from the Value of Existing Header. Enter a search term to find the value you want to replace in the existing header in the Search for field. Enter the value you want to insert into the header in the Replace with field. You can use a regular expression to search for the value. Leave the

Replace with field empty if you want to delete the value from the header.

Inserts a custom term into the message to use with RSA Email DLP policy filtering. You can configure a RSA Email DLP policy to limit scanning to messages with the message tag. The message tag is not visible to recipients.

For information on using messages tags in a DLP policy, see

DLP Policies for RSA Email DLP, page 15-5 .

Inserts customized text into the IronPort Text Mail logs at the

INFO

level. The text can include action variables. The log entry also appears in message tracking.

Encrypts and delivers the message, skipping any further processing.

Encryption rule: Always encrypts the message or only encrypts it if an attempt to send it over a TLS connection first fails. See

Using a TLS

Connection as an Alternative to Encryption, page 16-7

for more information.

Encryption Profile. Encrypts the message using the specified encryption profile, then delivers the message. This action is for use with a Cisco

Encryption Appliance or a hosted key service.

Bounce (Final Action)

Skip Remaining Content

Filters (Final Action)

Drop (Final Action)

Subject. Subject for the encrypted message. By default, the value is

$Subject

.

Sends the message back to the sender.

Delivers the message to the next stage of processing, skipping any further content filters. Depending on configuration, this may mean deliver the message to recipient(s), quarantine, or begin Outbreak Filters scanning.

Drops and discards the message.

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Action Variables

Headers added to messages processed by content filters can contain variables that will be automatically replaced with information from the original message when the action is executed. These special variables are called action variables. Your Cisco appliance supports the following set of action variables:

Table 11-4 Action Variables

Variable

All Headers

Body Size

Date

Dropped File Name

Dropped File Names

Dropped File Types

Envelope Sender

Envelope Recipients

File Names

File Sizes

File Types

Filter Name

GMTimeStamp

HAT Group Name

Mail Flow Policy

Syntax

$AllHeaders

$BodySize

$Date

$dropped_filename

$dropped_filenames

$dropped_filetypes

$envelopefrom or

$envelopesender

$EnvelopeRecipients

$filenames

$filesizes

$filetypes

$FilterName

$GMTimeStamp

$Group

$Policy

Description

Replaced by the message headers.

Replaced by the size, in bytes, of the message.

Replaced by the current date, using the format MM/DD/YYYY.

Returns only the most recently dropped filename.

Same as

$filenames

, but displays list of dropped files.

Same as

$filetypes

, but displays list of dropped file types.

Replaced by the Envelope Sender (Envelope

From, <MAIL FROM>) of the message.

Replaced by all Envelope Recipients

(Envelope To, <RCPT TO>) of the message.

Replaced with a comma-separated list of the message’s attachments’ filenames.

Replaced with a comma-separated list of the message’s attachment’s file sizes.

Replaced with a comma-separated list of the message's attachments' file types.

Replaced by the name of the filter being processed.

Replaced by the current time and date, as would be found in the Received: line of an email message, using GMT.

Replaced by the name of the sender group the sender matched on when injecting the message. If the sender group had no name, the string “

>Unknown<

” is inserted.

Replaced by the name of the HAT policy applied to the sender when injecting the message. If no predefined policy name was used, the string “

>Unknown<

” is inserted.

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Table 11-4

Variable

Matched Content

Action Variables (continued)

Syntax

$MatchedContent

Header

Hostname

Internal Message ID

$Header['string']

$Hostname

$MID

Receiving Listener

Receiving Interface

Remote IP Address

Remote Host Address

SenderBase Reputation

Score

Subject

Time

Timestamp

$RecvListener

$RecvInt

$RemoteIP

$remotehost

$Reputation

$Subject

$Time

$Timestamp

Filtering Messages Based on Content

Description

Replaced by the value (or values) that triggered a content-scanning filter. Matched content can be a content dictionary match, a smart identifier, or a match to a regular expression.

Replaced by the value of the quoted header, if the original message contains a matching header. Note that double quotes may also be used.

Replaced by the hostname of the Cisco appliance.

Replaced by the Message ID, or “MID” used internally to identify the message. Not to be confused with the RFC822 “Message-Id” value (use $Header to retrieve that).

Replaced by the nickname of the listener that received the message.

Replaced by the nickname of the interface that received the message.

Replaced by the IP address of the system that sent the message to the Cisco appliance.

Replaced by the hostname of the system that sent the message to the Cisco appliance.

Replaced by the SenderBase Reputation score of the sender. If there is no reputation score, it is replaced with “

None

”.

Replaced by the subject of the message.

Replaced by the current time, in the local time zone.

Replaced by the current time and date, as would be found in the Received: line of an email message, in the local time zone.

Filtering Messages Based on Content

Creating a Content Filter

Before You Begin

If you want to encrypt a message that matches the content filter, create an encryption profile.

If you want to add a disclaimer to a matching message, create a disclaimer template to use for generating disclaimers.

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If you want to send a notification message to a user due to a matching message, create a notification template for generating notifications.

If you want to quarantine a message, you create a new policy quarantine for these messages or use an existing one.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Mail Policies > Incoming Mail Policies or

Mail Policies > Outgoing Mail Policies.

Click Add Filter.

Enter a name and description for the filter.

(X-REF) Click the Editable By (Roles) link, select the Policy Administrator and click OK.

Delegated administrators who belong to the Policy Administrator user role will be able to edit this content filter and use it in their mail policies.

(Optional) Add a condition for triggering the filter.

a.

Click Add Condition.

b.

c.

Select the condition type.

Define the condition’s rules.

d.

e.

Click OK.

Repeat these steps for any additional conditions you want to add to the filter. When you define more than one condition for a content filter, you can define whether all of the defined actions (that is, a logical AND) or any of the defined actions (logical OR) need to apply in order for the content filter to be considered a match.

Note

If you do not add a condition, the appliance will perform the content filter’s action to any message that matches one of the mail policies associated with the filter.

Step 6

Step 7

Add an action for the appliance to take on a message that matches the filter’s condition.

a.

b.

Click Add Action.

Select the action type.

c.

d.

e.

f.

Define the action.

Click OK.

Repeat the previous steps for any additional actions you want the appliance to take.

For multiple actions, arrange the actions in the order that you want the appliance to apply them to the message. There can only be one “final” action per filter, and AsyncOS automatically moves the final action to the end of the order.

Submit and commit your changes.

What to Do Next

You can enable the content filter in a default incoming or outgoing mail policy.

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You can enable the content filter in a mail policy for a specific group of users.

Enabling Content Filters for All Recipients by Default

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Mail Policies > Incoming Mail Policies or

Mail Policies > Outgoing Mail Policies.

Click the link for the Content Filters security service in the default policy row.

On the Content Filtering security service page, change the value Content Filtering for Default Policy from “Disable Content Filters” to “Enable Content Filters (Customize settings).”

The content filters defined in the master list (which were created in

Overview of Content Filters, page 11-1

) are displayed on this page. When you change the value to “Enable Content Filters (Customize settings),” the checkboxes for each filter become enabled.

Check the Enable checkbox for each content filter you want to enable.

Submit and commit your changes.

Applying the Content Filter to Messages for a Certain User Group

Before You Begin

Create an incoming or outgoing mail policy for the group of users whose messages for which you

want to use the content filter. See Creating a Mail Policy for a Group of Senders and Recipients, page 10-7

for more information.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Mail Policies > Incoming Mail Policies or

Mail Policies > Outgoing Mail Policies.

Click the link for the Content Filters security service (the Content Filters column) for the mail policy to which you want to apply the content filter.

On the Content Filtering security service page, change the value for Content Filtering for Policy:

Engineering from “Enable Content Filtering (Inherit default policy settings)” to “Enable Content

Filtering (Customize settings).”

Select the checkboxes for the content filters you want to use.

Submit and commit your changes.

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Notes on Configuring Content Filters in the GUI

It is not necessary to specify a condition when creating a content filter. When no action is defined, any actions defined will always apply in the rule. (Specifying no condition is equivalent to using the true()

message filter rule — all messages will be matched if the content filter is applied to a policy.)

If you do not assign a custom user role to a content filter, the content filter is public and can be used by any delegated administrator for their mail policies. See the “Common Administrative Tasks” in the Cisco IronPort AsyncOS for Email Daily Management Guide for more information on delegated administrators and content filters.

Administrators and operators can view and edit all content filters on an appliance, even when the content filters are assigned to custom user roles.

When entering text for filter rules and actions, the following meta characters have special meaning in regular expression matching:

. ^ $ * + ? { [ ] \ | ( )

If you do not wish to use regular expression you should use a '\' (backslash) to escape any of these characters. For example: "\*Warning\*"

You can test message splintering and content filters by creating “benign” content filters. For example, it is possible to create a content filter whose only action is “deliver.” This content filter will not affect mail processing; however, you can use this filter to test how Email Security Manager policy processing affects other elements in the system (for example, the mail logs).

Conversely, using the “master list” concept of the Incoming or Outgoing Content Filters, it is possible to create very powerful, wide-sweeping content filters that will immediately affect message processing for all mail handled by the appliance. The process for this is to:

Use the Incoming or Outgoing Content Filters page to create a new content filter whose order is 1.

Use the Incoming or Outgoing Mail Policies page to enable the new content filter for the default policy.

Enable the content filter for all remaining policies.

The Bcc: and Quarantine actions available in Content Filters can help you determine the retention settings of quarantines you create. (See

Chapter 27, “Quarantines.” ) You can create filters that would

simulate mail flow into and out of your policy quarantines so that messages are not released too quickly from the system (that is, the quarantine areas do not fill their allotted disk space too quickly).

Because it uses the same settings as the scanconfig

command, the “Entire Message” condition does not scan a message’s headers; choosing the “Entire Message” will scan only the message body and attachments. Use the “Subject” or “Header” conditions to search for specific header information.

Configuring users by LDAP query will only appear in the GUI if you have LDAP servers configured on the appliance (that is, you have configured the appliance to query specific LDAP servers with specific strings using the ldapconfig

command).

Some sections of the content filter rule builder will not appear in the GUI if the resource has not been preconfigured. For example, notification templates and message disclaimers will not appear as options if they have not been configured previously using the Text Resources page or the textconfig

command in the CLI.

Content filters features will recognize, can contain, and/or scan for text in the following character encodings:

Unicode (UTF-8)

Unicode (UTF-16)

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Western European/Latin-1 (ISO 8859-1)

Western European/Latin-1 (Windows CP1252)

Traditional Chinese (Big 5)

Simplified Chinese (GB 2312)

Simplified Chinese (HZ GB 2312)

Korean (ISO 2022-KR)

Korean (KS-C-5601/EUC-KR)

Japanese (Shift-JIS (X0123))

Japanese (ISO-2022-JP)

Japanese (EUC)

You can mix and match multiple character sets within a single content filter. Refer to your web browser’s documentation for help displaying and entering text in multiple character encodings. Most browsers can render multiple character sets simultaneously.

On the Incoming or Outgoing Content Filters summary pages, use the links for “Description,”

“Rules,” and “Policies” to change the view presented for the content filters:

The Description view shows the text you entered in the description field for each content filter.

(This is the default view.)

The Rules view shows the rules and regular expressions build by the rule builder page.

The Policies shows the policies for which each content filter is enabled.

Figure 11-1 Using the Links to Toggle Description, Rules, and Policy for Content Filters

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C H A P T E R

12

Anti-Virus

Anti-Virus Scanning Overview, page 12-1

Sophos Anti-Virus Filtering, page 12-2

McAfee Anti-Virus Filtering, page 12-4

How to Configure the Appliance to Scan for Viruses, page 12-6

Sending an Email to the Appliance to Test Anti-Virus Scanning, page 12-15

Updating Virus Definitions, page 12-17

Anti-Virus Scanning Overview

The Cisco appliance includes integrated virus scanning engines from third party companies Sophos and

McAfee. You can obtain license keys for the Cisco appliance to scan messages for viruses using one or both of these virus scanning engines, and then configure your appliance to scan for viruses using either anti-virus scanning engine.

The McAfee and Sophos engines contain the program logic necessary to scan files at particular points, process and pattern-match virus definitions with data they find in your files, decrypt and run virus code in an emulated environment, apply heuristic techniques to recognize new viruses, and remove infectious code from legitimate files.

You can configure the appliance to scan messages for viruses (based on the matching incoming or outgoing mail policy), and, if a virus is found, to perform different actions on the message (including

“repairing” the message of viruses, modifying the subject header, adding an additional X-header, sending the message to an alternate address or mailhost, archiving the message, or deleting the message).

If enabled, virus scanning is performed in the “work queue” on the appliance, immediately after

Anti-Spam scanning. (See

Email Pipeline and Security Services, page 4-7 .)

By default, virus scanning is enabled for the default incoming and outgoing mail policies.

Evaluation Key

Your Cisco appliance ships with a 30-day evaluation key for each available anti-virus scanning engine.

You enable the evaluation key by accessing the license agreement in the System Setup Wizard or

Security Services > Sophos/McAfee Anti-Virus pages (in the GUI) or running the antivirusconfig

or systemsetup

commands (in the CLI). Once you have accepted the agreement, the Anti-Virus scanning engine will be enabled, by default, for the default incoming and outgoing mail policies. For information

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on enabling the feature beyond the 30-day evaluation period, contact your Cisco sales representative.

You can see how much time remains on the evaluation via the System Administration > Feature Keys page or by issuing the featurekey

command. (For more information, see

Feature Keys, page 29-5

.)

Scanning Messages with Multiple Anti-Virus Scanning Engines

AsyncOS supports scanning messages with multiple anti-virus scanning engines — multi-layer anti-virus scanning. You can configure your Cisco appliance to use one or both of the licensed anti-virus scanning engines on a per mail policy basis. You could create a mail policy for executives, for example, and configure that policy to scan mail with both Sophos and McAfee engines.

Scanning messages with multiple scanning engines provides “defense in depth” by combining the benefits of both Sophos and McAfee anti-virus scanning engines. Each engine has leading anti-virus

capture rates, but because each engine relies on a separate base of technology (discussed in McAfee

Anti-Virus Filtering, page 12-4

and

Sophos Anti-Virus Filtering, page 12-2 ) for detecting viruses, the

multi-scan approach can be even more effective. Using multiple scanning engines can lead to reduced system throughput, please contact your Cisco support representative for more information.

You cannot configure the order of virus scanning. When you enable multi-layer anti-virus scanning, the

McAfee engine scans for viruses first, and the Sophos engine scans for viruses second. If the McAfee engine determines that a message is virus-free, the Sophos engine scans the message, adding a second layer of protection. If the McAfee engine determines that a message contains a virus, the Cisco appliance skips Sophos scanning and performs actions on the virus message based on settings you configured.

Sophos Anti-Virus Filtering

The Cisco appliance includes integrated virus-scanning technology from Sophos, Plc. Sophos

Anti-Virus provides cross-platform anti-virus protection, detection and disinfection.

Sophos Anti-Virus provides a virus detection engine that scans files for viruses, Trojan horses, and worms. These programs come under the generic term of malware, meaning “malicious software.” The similarities between all types of malware allow anti-virus scanners to detect and remove not only viruses, but also all types of malicious software.

Virus Detection Engine

The Sophos virus detection engine lies at the heart of the Sophos Anti-Virus technology. It uses a proprietary architecture similar to Microsoft’s COM (Component Object Model), consisting of a number of objects with well-defined interfaces. The modular filing system used by the engine is based on separate, self-contained dynamic libraries each handling a different “storage class,” for example, file type. This approach allows virus scanning operations to be applied on generic data sources, irrespective of type.

Specialized technology for loading and searching data enables the engine to achieve very fast scanning speeds. Incorporated within it are:

A full code emulator for detecting polymorphic viruses

An on-line decompressor for scanning inside archive files

An OLE2 engine for detecting and disinfecting macro viruses

The Cisco appliance integrates with the virus engine using SAV Interface.

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Virus Scanning

In broad terms, the engine’s scanning capability is managed by a powerful combination of two important components: a classifier that knows where to look, and the virus database that knows what to look for.

The engine classifies the file by type rather than by relying on the extension.

The virus engine looks for viruses in the bodies and attachments of messages received by the system; an attachment’s file type helps determine its scanning. For example, if a message’s attached file is an executable, the engine examines the header which tells it where the executable code starts and it looks there. If the file is a Word document, the engine looks in the macro streams. If it is a MIME file, the format used for mail messaging, it looks in the place where the attachment is stored.

Detection Methods

How viruses are detected depends on their type. During the scanning process, the engine analyzes each file, identifies the type, and then applies the relevant technique(s). Underlying all methods is the basic concept of looking for certain types of instructions or certain ordering of instructions.

Pattern Matching

In the technique of pattern matching, the engine knows the particular sequence of code and is looking for an exact match that will identify the code as a virus. More often, the engine is looking for sequences of code that are similar, but not necessarily identical, to the known sequences of virus code. In creating the descriptions against which files are compared during scanning, Sophos virus researchers endeavor to keep the identifying code as general as possible so that – using heuristics, as explained below – the engine will find not just the original virus but also its later derivatives.

Heuristics

The virus engine can combine basic pattern matching techniques with heuristics – a technique using general rather than specific rules – to detect several viruses in the same family, even though Sophos researchers might have analyzed only one virus in that family. The technique enables a single description to be created that will catch several variants of one virus. Sophos tempers its heuristics with other methods, minimizing the incidence of false positives.

Emulation

Emulation is a technique applied by the virus engine to polymorphic viruses. Polymorphic viruses are encrypted viruses that modify themselves in an effort to hide themselves. There is no visible constant virus code and the virus encrypts itself differently each time it spreads. When it runs, it decrypts itself.

The emulator in the virus detection engine is used on DOS and Windows executables, while polymorphic macro viruses are found by detection code written in Sophos’s Virus Description Language.

The output of this decryption is the real virus code and it is this output that is detected by the Sophos virus detection engine after running in the emulator.

Executables that are sent to the engine for scanning are run inside the emulator, which tracks the decryption of the virus body as it is written to memory. Normally the virus entry point sits at the front end of a file and is the first thing to run. In most cases, only a small amount of the virus body has to be decrypted in order for the virus to be recognized. Most clean executables stop emulating after only a few instructions, which reduces overhead.

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Because the emulator runs in a restricted area, if the code does turn out to be a virus, the virus does not infect the appliance.

Virus Descriptions

Sophos exchanges viruses with other trusted anti-virus companies every month. In addition, every month customers send thousands of suspect files directly to Sophos, about 30% of which turn out to be viruses.

Each sample undergoes rigorous analysis in the highly secure virus labs to determine whether or not it is a virus. For each newly discovered virus, or group of viruses, Sophos creates a description.

Sophos Alerts

Cisco encourages customers who enable Sophos Anti-Virus scanning to subscribe to Sophos alerts on the Sophos site at http://www.sophos.com/virusinfo/notifications/.

Subscribing to receive alerts directly from Sophos will ensure you are apprised of the latest virus outbreaks and their available solutions.

When a Virus is Found

When a virus has been detected, Sophos Anti-Virus can repair (disinfect) the file. Sophos Anti-Virus can usually repair any file in which a virus has been found, after which the file can be used without risk. The precise action taken depends on the virus.

There can be limitations when it comes to disinfecting, because it is not always possible to return a file to its original state. Some viruses overwrite part of the executable program which cannot be reinstated.

In this instance, you define how to handle messages with attachments that could not be repaired. You configure these settings on a per-recipient basis using the Email Security Feature: the Mail Policies >

Incoming or Outgoing Mail Policies pages (GUI) or the policyconfig -> antivirus

command (CLI).

For more information on configuring these settings, see

Configuring Virus Scanning Actions for Users, page 12-7 .

McAfee Anti-Virus Filtering

The McAfee® scanning engine:

Scans files by pattern-matching virus signatures with data from your files.

Decrypts and runs virus code in an emulated environment.

Applies heuristic techniques to recognize new viruses.

Removes infectious code from files.

Pattern-Matching Virus Signatures

McAfee uses anti-virus definition (DAT) files with the scanning engine to detect particular viruses, types of viruses, or other potentially unwanted software. Together, they can detect a simple virus by starting from a known place in a file, then searching for a virus signature. Often, they must search only a small part of a file to determine that the file is free from viruses.

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Encrypted Polymorphic Virus Detection

Complex viruses avoid detection with signature scanning by using two popular techniques:

Encryption. The data inside the virus is encrypted so that anti-virus scanners cannot see the messages or computer code of the virus. When the virus is activated, it converts itself into a working version, then executes.

Polymorphism. This process is similar to encryption, except that when the virus replicates itself, it changes its appearance.

To counteract such viruses, the engine uses a technique called emulation. If the engine suspects that a file contains such a virus, the engine creates an artificial environment in which the virus can run harmlessly until it has decoded itself and its true form becomes visible. The engine can then identify the virus by scanning for a virus signature, as usual.

Heuristics Analysis

Using only virus signatures, the engine cannot detect a new virus because its signature is not yet known.

Therefore the engine can use an additional technique — heuristic analysis.

Programs, documents or email messages that carry a virus often have distinctive features. They might attempt unprompted modification of files, invoke mail clients, or use other means to replicate themselves. The engine analyzes the program code to detect these kinds of computer instructions. The engine also searches for legitimate non-virus-like behavior, such as prompting the user before taking action, and thereby avoids raising false alarms.

By using these techniques, the engine can detect many new viruses.

When a Virus is Found

When a virus has been detected, McAfee can repair (disinfect) the file. McAfee can usually repair any file in which a virus has been found, after which the file can be used without risk. The precise action taken depends on the virus.

Occasionally, there can be limitations when it comes to disinfecting files because it is not always possible to return a file to its original state. Some viruses overwrite part of the executable program which cannot be reinstated. In this instance, you define how to handle messages with attachments that could not be repaired. You configure these settings on a per-recipient basis using the Email Security Feature: the Mail Policies > Incoming or Outgoing Mail Policies pages (GUI) or the policyconfig -> antivirus command (CLI). For more information on configuring these settings, see

Configuring Virus Scanning

Actions for Users, page 12-7

.

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How to Configure the Appliance to Scan for Viruses

Chapter 12 Anti-Virus

Table 12-1

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

How to Scan Messages for Viruses

Do This

Enable anti-virus scanning on the Email

Security appliance.

Define the groups of users whose messages you want to scan for viruses.

(Optional) Configure how you want the virus quarantine to handle messages.

More Info

Enabling Virus Scanning and Configuring Global Settings, page 12-6

Creating a Mail Policy for a Group of Senders and

Recipients, page 10-7

Creating Policy Quarantines, page 27-6

Determine how you want the appliance to handle messages with viruses.

Configure the anti-virus scanning rules for the user groups you defined.

(Optional) Send an email message to test the configuration.

Configuring Virus Scanning Actions for Users, page 12-7

Configuring the Anti-Virus Policies for Different Groups of Senders and Recipients, page 12-12

Sending an Email to the Appliance to Test Anti-Virus

Scanning, page 12-15

Enabling Virus Scanning and Configuring Global Settings

You may have enabled a virus scanning engine when you ran the System Setup Wizard. Regardless, configure settings using this procedure.

Note

Depending on your feature keys, you can enable Sophos, McAfee, or both.

Procedure

Step 1

Step 2

Navigate to the Security Services > McAfee page.

Or

Navigate to the Security Services > Sophos page.

Click Enable.

Note

Clicking Enable enables the feature globally for the appliance. However, you must later enable per-recipient settings in Mail Policies.

Step 3

Step 4

Step 5

After reading the license agreement, scroll to the bottom of the page and click Accept to accept the agreement.

Click Edit Global Settings.

Choose a maximum virus scanning timeout value.

Configure a timeout value for the system to stop performing anti-virus scanning on a message. The default value is 60 seconds.

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Step 6

Submit and commit your changes.

What To Do Next

Configure anti-virus settings on a per-recipient basis. See

Configuring Virus Scanning Actions for Users, page 12-7

.

Configuring Virus Scanning Actions for Users

The virus scanning engine integrated into the Cisco appliance processes messages for viruses for incoming and outgoing mail based on policies (configuration options) you configure using the Email

Security Manager feature. You enable Anti-Virus actions on a per-recipient basis using the Email

Security Feature: the Mail Policies > Incoming or Outgoing Mail Policies pages (GUI) or the policyconfig > antivirus

command (CLI).

Message Scanning Settings

Scan for Viruses Only:

Messages processed by the system are scanned for viruses. Repairs are not attempted for infected attachments. You can choose whether to drop attachments and deliver mail for messages that contain viruses or could not be repaired.

Scan and Repair Viruses:

Messages processed by the system are scanned for viruses. If a virus is found in an attachment, the system will attempt to “repair” the attachment.

Dropping Attachments

You can choose to drop infected attachments.

When infected attachments to messages have been scanned and dropped by the anti-virus scanning engine, the attachment is replaced with a new attachment called “Removed Attachment.” The attachment type is text/plain and contains the following:

This attachment contained a virus and was stripped.

Filename: filename

Content-Type: application/filetype

Users will always be notified if their messages were modified in any way because they were infected with a bad attachment. You can configure a secondary notification action, as well (see

Sending

Notifications, page 12-10

). The notify action is not needed to inform users that a message was modified if you choose to drop infected attachments.

X-IronPort-AV Header

All messages that are processed by the Anti-Virus scanning engine on the appliance have the header

X-IronPort-AV:

added to messages. This header provides additional information to you when debugging issues with your anti-virus configuration, particularly with messages that are considered

“unscannable.” You can toggle whether the X-IronPort-AV header is included in messages that are scanned. Including this header is recommended.

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Message Handling Settings

You configure the virus scanning engine to handle four distinct classes of messages that are received by a listener, with separate actions for each.

Figure 12-1 summarizes the actions the system performs when

the virus scanning engine is enabled.

For each of the following message types, you can choose which actions are performed. The actions are described below (see

Configuring Settings for Message Handling Actions, page 12-8 ). For example, you

can configure your anti- virus settings for virus-infected messages so that the infected attachment is dropped, the subject of the email is modified, and a custom alert is sent to the message recipient.

Repaired Message Handling

Messages are considered repaired if the message was completely scanned and all viruses have been repaired or removed. These messages will be delivered as is.

Encrypted Message Handling

Messages are considered encrypted if the engine is unable to finish the scan due to an encrypted or protected field in the message. Messages that are marked encrypted may also be repaired.

Note the differences between the encryption detection message filter rule (see Encryption Detection

Rule, page 9-29 ) and the virus scanning actions for “encrypted” messages. The encrypted message filter

rule evaluates to “true” for any messages that are PGP or S/MIME encrypted. The encrypted rule can only detect PGP and S/MIME encrypted data. It does not detect password protected ZIP files, or

Microsoft Word and Excel documents that include encrypted content. The virus scanning engine considers any message or attachment that is password protected to be “encrypted.”

Note

If you upgrade from a 3.8 or earlier version of AsyncOS and you configured Sophos Anti-Virus scanning, you must configure the Encrypted Message Handling section after you upgrade.

Unscannable Message Handling

Messages are considered unscannable if a scanning timeout value has been reached, or the engine becomes unavailable due to an internal error. Messages that are marked unscannable may also be repaired.

Virus Infected Message Handling

The system may be unable to drop the attachment or completely repair a message. In these cases, you can configure how the system handles messages that could still contain viruses.

The configuration options are the same for encrypted messages, unscannable messages, and virus messages.

Configuring Settings for Message Handling Actions

Action to Apply

Choose which overall action to take on each message type for encrypted, unscannable, or virus positive messages: drop the message, deliver the message as an attachment to a new message, deliver the message as is, or send the message to the anti-virus quarantine area (

Quarantines and Anti-Virus Scanning, page 12-9 ).

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Configuring the appliance to deliver the infected messages as an attachment to a new message allows the recipient to choose how to deal with the original, infected attachment.

If you choose to deliver the message or deliver the message as an attachment to a new message, you can additionally:

Modify message subject

Archive original message

Send generic notification

The following actions are available in the “Advanced” section of the GUI:

Add custom header to message

Modify message recipient

Send message to alternate destination host

Send custom alert notification (to recipient only)

Note

These actions are not mutually exclusive; you can combine some or all of them differently within different incoming or outgoing policies for different processing needs for groups of users. See the following sections and

Notes on Anti-Virus Configurations, page 12-13

for more information on defining various scanning policies using these options.

Note

Repaired messages have only two advanced options: Add custom header and Send custom alert notification. All other message types have access to all of the advanced options.

Quarantines and Anti-Virus Scanning

When flagged for quarantine, the message continues through the rest of the email pipeline. When the message reaches the end of the pipeline, if the message has been flagged for one or more quarantines then it enters those queues. Note that if the message does not reach the end of the pipeline, it is not placed in a quarantine.

For example, a content filter can cause a message to be dropped or bounced, in which case the message will not be quarantined.

Modify the Message Subject Header

You can alter the text of identified messages by prepending or appending certain text strings to help users more easily identify and sort identified messages.

Note

White space is not ignored in the “Modify message subject” field. Add spaces after (if prepending) or before (if appending) the text you enter in this field to separate your added text from the original subject of the message. For example, add the text

[WARNING: VIRUS REMOVED]

with a few trailing spaces if you are prepending.

The default text is:

Table 12-2 Default Subject Line Text for Anti-Virus Subject Line Modification

Verdict

Encrypted

Default Text to Add to Subject

[WARNING: MESSAGE ENCRYPTED]

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Table 12-2 Default Subject Line Text for Anti-Virus Subject Line Modification

Infected

Repaired

[WARNING: VIRUS DETECTED]

[WARNING: VIRUS REMOVED]

Unscannable

[WARNING: A/V UNSCANNABLE]

Any message with multiple states causes a multi-part notification message informing users what actions the appliance performed on the message (for example, the user is notified that the message was repaired of a virus, but another part of the message was encrypted).

Archive Original Message

You can archive messages the system has identified as containing (or possibly containing) viruses to the

“avarchive” directory. The format is an mbox-format log file. You must configure an “Anti-Virus

Archive” log subscription to archive messages with viruses or messages that could not be completely scanned. For more information, see

Chapter 34, “Logging.”

Note

In the GUI, you may need to click the “Advanced” link to reveal the “Archive original message” setting.

Sending Notifications

When the system has identified a message as containing viruses, you can send the default notification to the sender, the recipient, and/or additional users. When specifying additional users to notify, separate multiple addresses with commas (in both the CLI and the GUI). The default notification messages are:

Table 12-3 Default Notifications for Anti-Virus Notifications

Verdict

Repaired

Encrypted

Unscannable

Infectious

Notification

The following virus(es) was detected in a mail message: <virus name(s)>

Actions taken: Infected attachment dropped (or Infected attachment repaired).

The following message could not be fully scanned by the anti-virus engine due to encryption.

The following message could not be fully scanned by the anti-virus engine.

The following unrepairable virus(es) was detected in a mail message: <virus name(s)>.

Add Custom Header to Message

You can define an additional, custom header to be added to all messages that are scanned by the anti-virus scanning engine. Click Yes and define the header name and text.

You can also create filters that use the skip-viruscheck

action so that certain messages bypass virus scanning. See

Bypass Anti-Virus System Action, page 9-64 .

Modify message recipient

You can modify the message recipient, causing the message to be delivered to a different address. Click

Yes and enter the new recipient address.

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Send message to alternate destination host

You can choose to send the notification to a different recipient or destination host for encrypted, unscannable, or virus infected messages. Click Yes and enter an alternate address or host.

For example, you could route suspected messages to an administrator’s mailbox or a special mail server for subsequent examination. In the case of a multi-recipient message, only a single copy is sent to the alternative recipient.

Send custom alert notification (to recipient only)

You can send a custom notification to the recipient. To do so, you must first create the custom notification prior to configuring the settings. See

Understanding Text Resources, page 18-7 for more

information.

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Figure 12-1 Options for Handling Messages Scanned for Viruses

Firewall

Internet mail

SMTP

IronPort Email Security appliance with Anti-Virus scanning enabled

Scanned – virus found

and repaired

Scanned – virus found,

attachment dropped

The message is “known clean.”

Deliver message, and optionally:

Modify message subject

Add custom header to message

Archive original message

Send notification to sender, recipient, and/or others

Send custom notification to recipient

Scanned – virus found but

unable to clean

Could not scan: unscannable

Could not scan: encrypted

The message could be infected.

Drop message, deliver message, deliver message as an attachment to a new message, or quarantine message, and optionally:

Modify message subject

Add custom header to message

Modify message recipient

Modify destination host

Archive original message

Send notification to sender, recipient, and/or others

Send custom notification to recipient

Scanned –

no virus found

Deliver message.

Note

By default, Anti-Virus scanning is enabled in the $TRUSTED mail flow policy for public listeners, which is referenced by the WHITELIST sender group. See

Defining Access Rules for Email Senders

Using Mail Flow Policies, page 7-8

.

Configuring the Anti-Virus Policies for Different Groups of Senders and

Recipients

The process for editing the per-user anti-virus settings for a mail policy is essentially the same for incoming or outgoing mail.

Individual policies (not the default) have an additional field to “Use Default” settings. Select this setting to inherit the default mail policy settings.

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How to Configure the Appliance to Scan for Viruses

You enable anti-virus actions on a per-recipient basis using Incoming or Outgoing Mail Policies. You can configure mail policies in the GUI or in the CLI using the policyconfig > antivirus

command.

After you enable anti-virus settings globally, you configure these actions separately for each mail policy you create. You can configure different actions for different mail policies.

Procedure

Step 1

Step 2

Navigate to the Mail Policies > Incoming Mail Policies or Mail Policies > Outgoing Mail Policies page.

Click the link for the anti-virus security service for the policy you want to configure.

Note

Click the link in the default row to edit the settings for the default policy.

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Click Yes or Use Default to enable Anti-Virus Scanning for the policy.

The first setting on the page defines whether the service is enabled for the policy. You can click Disable to disable the service altogether.

For mail policies other than the default, choosing “Yes” enables the fields in the Repaired, Encrypted,

Unscannable, and Virus Infected Messages areas to become active.

Select an Anti-Virus scanning engine. You can select McAfee or Sophos engines.

Configure Message Scanning settings.

See

Message Scanning Settings, page 12-7 for more information.

Configure settings for Repaired, Encrypted, Unscannable, and Virus Infected messages.

See

Message Handling Settings, page 12-8 and Configuring Settings for Message Handling Actions, page 12-8

.

Click Submit.

Commit your changes.

Notes on Anti-Virus Configurations

The drop attachments flag makes a considerable difference in how anti-virus scanning works. When the system is configured to “Drop infected attachments if a virus is found and it could not be repaired,” any viral or unscannable MIME parts are removed from messages. The output from Anti-Virus scanning, then, is almost always a clean message. The action defined for Unscannable Messages, as shown in the

GUI pane, rarely takes place.

In a “Scan for Viruses only” environment, these actions “clean” messages by dropping the bad message parts. Only if the RFC822 headers themselves are attacked or encounter some other problem would this result in the unscannable actions taking place. However, when Anti-Virus scanning is configured for

“Scan for Viruses only” and “Drop infected attachments if a virus is found and it could not be repaired,” is not chosen, the unscannable actions are very likely to take place.

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Table 12-4 lists some common Anti-Virus configuration options.

Table 12-4 Common Anti-Virus Configuration Options

Situation

Widespread Virus Outbreak

Any viral message is simply dropped from the system with little other processing taking place.

Anti-Virus Configuration

Drop-attachments: NO

Scanning: Scan-Only

Cleaned messages: Deliver

Unscannable messages: DROP message

Encrypted messages: Send to administrator or quarantine for review.

Viral messages: Drop message

Drop-attachments: YES

Liberal Policy

As many documents as possible are sent.

More Conservative Policy

Scanning: Scan and Repair

Cleaned messages: [VIRUS REMOVED] and Deliver

Unscannable messages: Forward as attachment

Encrypted messages: Mark and forward

Viral messages: Quarantine or mark and forward.

Drop-attachments: YES

Conservative with Review

Possible virus messages are sent to a quarantine mailbox so that an administrator can review the content.

Scanning: Scan and Repair

Cleaned messages: [VIRUS REMOVED] and Deliver

(Archive cleaned messages for a more cautious policy.)

Unscannable messages: Send notification(s), quarantine, OR drop and archive.

Encrypted messages: Mark and forward OR treat as unscannable

Viral messages: Archive and drop

Drop-attachments: NO

Scanning: Scan-Only

Cleaned messages: Deliver (this action won't normally be taken)

Unscannable messages: Forward as attachment, alt-src-host

, or alt-rcpt-to

actions.

Encrypted messages: Treat as unscannable

Viral messages: Forward to quarantine or administrator.

Flow Diagram for Anti-Virus Actions

Figure 12-2 on page 12-15

explains how anti-virus actions and options affect messages processed by the appliance.

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Chapter 12 Anti-Virus

Figure 12-2

Sending an Email to the Appliance to Test Anti-Virus Scanning

Flow Diagram for Anti-Virus Actions

Note

If you configure multi-layer anti-virus scanning, the Cisco appliance performs virus scanning with the

McAfee engine first and the Sophos engine second. It scans messages using both engines, unless the

McAfee engine detects a virus. If the McAfee engine detects a virus, the Cisco appliance performs the anti-virus actions (repairing, quarantining, etc.) defined for the mail policy.

Sending an Email to the Appliance to Test Anti-Virus Scanning

Procedure

Step 1

Enable virus scanning for a mail policy.

Use the Security Services > Sophos/McAfee Anti-virus page or the antivirusconfig

command to set global settings, and then use the Email Security Manager pages (GUI) or the antivirus

subcommand of policyconfig

to configure the settings for a specific mail policy.

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Sending an Email to the Appliance to Test Anti-Virus Scanning

Step 2

Open a standard text editor, then type the following character string as one line, with no spaces or line

breaks:

X5O!P%@AP[4\PZX54(P^)7CC)7}$EICAR-STANDARD-ANTIVIRUS-TEST-FILE!$H+H*

Note

The line shown above should appear as one line in your text editor window, so be sure to maximize your text editor window and delete any line breaks. Also, be sure to type the letter O, not the number 0, in the “X5O...” that begins the test message.

Step 3

If you are reading this manual on your computer, you can copy the line directly from the PDF file or

HTML file and paste it into your text editor. If you copy the line, be sure to delete any extra carriage returns or spaces.

Save the file with the name

EICAR.COM

.

The file size will be 68 or 70 bytes.

Note

This file is not a virusit cannot spread or infect other files, or otherwise harm your computer.

However, you should delete the file when you have finished testing your scanner to avoid alarming other users.

Step 4

Attach the file

EICAR.COM

to an email message, and send it to the listener that will match the mail policy you configured in step 1.

Ensure the that the recipient you specify in the test message will be accepted on the listener. (For more information, see

Adding Domains and Users For Which to Accept Messages, page 8-3 .)

Note that it may be difficult to email the file if you have virus scanning software is installed for outgoing mail on a gateway other than the Cisco (for example, a Microsoft Exchange server).

Note

The test file always scans as unrepairable.

Step 5

Evaluate the actions you configured for virus scanning on the listener and ensure they are enabled and working as expected.

This is most easily accomplished by performing one of the following actions:

Configure the virus scanning settings to Scan and Repair mode or Scan only mode without dropping attachments.

Sebund an email with the Eicar test file as an attachment.

Confirm that the actions taken match your configuration for Virus Infected Message Handling (the settings in

Virus Infected Message Handling, page 12-8 ).

Configure the virus scanning settings to Scan and Repair mode or Scan only mode with dropping attachments.

Send an email with the Eicar test file as an attachment.

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Updating Virus Definitions

Confirm that the actions taken match your configuration for Repaired Message Handling (the settings in

Repaired Message Handling, page 12-8

).

For more information obtaining virus files for testing anti-virus scanning, see: http://www.eicar.org/anti_virus_test_file.htm

This page provides 4 files for downloading. Note that it may be difficult to download and extract these files if you have a client-side virus scanning software installed.

Updating Virus Definitions

About Retrieving Anti-Virus Updates via HTTP

Configuring Update Server Settings

Monitoring and Manually Checking for Anti-Virus Updates

Verifying Anti-Virus Files Have Updated on the Appliance

About Retrieving Anti-Virus Updates via HTTP

Sophos and McAfee frequently update their virus definitions with newly-identified viruses. These updates must be passed to your appliance.

By default, the Cisco appliance is configured to check for updates every 5 minutes. For the Sophos and

McAfee anti-virus engines, the server updates from a dynamic website.

The system does not timeout on updates as long as the update is actively downloading to the appliance.

If the update download pauses for too long, then the download times out.

The maximum amount of time that the system waits for an update to complete before timing out is a dynamic value that is defined as 1 minute less than the anti-virus update interval (defined on Security

Services > Service Updates). This configuration value aids appliances on slower connections while downloading large updates that may take longer than 10 minutes to complete.

Configuring Update Server Settings

You can configure virus update settings via the Security Services > Service Updates page. For example, you can configure how the system receives anti-virus updates and how often it checks for updates. For more information about these additional settings, see

Service Updates, page 29-17

.

Monitoring and Manually Checking for Anti-Virus Updates

You can use the Security Services > Sophos or McAfee page or the antivirusstatus

CLI command to verify the appliance has the latest anti-virus engine and identity files installed, and to confirm when the last update was performed.

You can also manually perform updates.

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Updating Virus Definitions

Manually Updating Anti-Virus Engines using the GUI

Procedure

Step 1

Step 2

Navigate to the Security Services > Sophos or McAfee Anti-Virus page.

Click Update Now in the Current McAfee/Sophos Anti-Virus Files table.

The appliance checks for and downloads the latest updates.

Chapter 12 Anti-Virus

Manually Updating Anti-Virus Engines using the CLI

Use the antivirusstatus

CLI command to check the status of your virus files and antivirusupdate command to manually check for updates: example.com> antivirusstatus

Choose the operation you want to perform:

- MCAFEE - Display McAfee Anti-Virus version information

- SOPHOS - Display Sophos Anti-Virus version information

> sophos

SAV Engine Version 3.2.07.286_4.58

IDE Serial 0

Last Engine Update Base Version

Last IDE Update Never updated example.com> antivirusupdate

Choose the operation you want to perform:

- MCAFEE - Request updates for McAfee Anti-Virus

- SOPHOS - Request updates for Sophos Anti-Virus

>sophos

Requesting check for new Sophos Anti-Virus updates example.com>

Verifying Anti-Virus Files Have Updated on the Appliance

You can view the Updater Logs to verify whether or not the antivirus files have been successfully downloaded, extracted, or updated. Use the tail

command to show the final entries in the Updater log subscription to ensure that virus updates were obtained.

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C H A P T E R

13

Anti-Spam

Overview of Anti-Spam Scanning, page 13-1

How to Configure the Appliance to Scan Messages for Spam, page 13-2

IronPort Anti-Spam Filtering, page 13-3

Cisco Intelligent Multi-Scan Filtering, page 13-5

Defining Anti-Spam Policies, page 13-7

Protecting Appliance-Generated Messages From the Spam Filter, page 13-12

Headers Added During Anti-Spam Scanning, page 13-12

Reporting Incorrectly Classified Messages to Cisco Systems, page 13-13

Determining Sender IP Address In Deployments with Incoming Relays, page 13-13

Monitoring Rules Updates, page 13-21

Testing Anti-Spam, page 13-22

Overview of Anti-Spam Scanning

Anti-spam processes scan email for incoming (and outgoing) mail based on the mail policies that you configure.

One or more scanning engines scan messages through their filtering modules.

Scanning engines assign a score to each message. The higher the score, the greater the likelihood that the message is spam.

Based on the score, each message is categorized as one of the following:

Not spam

Unwanted marketing email from a legitimate source

Suspected spam

Positively-identified spam

An action is taken based on the result.

Actions taken on messages positively identified as spam, suspected to be spam, or identified as unwanted marketing messages are not mutually exclusive; you can combine some or all of them differently within different incoming or outgoing policies for different processing needs for groups

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of users. You can also treat positively identified spam differently from suspected spam in the same policy. For example, you may want to drop messages positively identified as spam, but quarantine suspected spam messages.

For each mail policy, you can specify thresholds for some of the categories, and determine the action to take for each category. You can assign different users to different mail policies and define different scanning engines, spam-definition thresholds, and spam-handling actions for each policy.

Note

For information about how and when anti-spam scanning is applied, see Email Pipeline and Security

Services, page 4-7

.

Anti-Spam Solutions

Your Cisco appliance offers the following anti-spam solutions:

IronPort Anti-Spam Filtering, page 13-3

.

Cisco Intelligent Multi-Scan Filtering, page 13-5

.

You can license and enable both these solutions on your Cisco appliance, but you can only use one in a particular mail policy. You can specify a different anti-spam solution for different groups of users.

How to Configure the Appliance to Scan Messages for Spam

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Do This

Enable anti-spam scanning on the Email Security appliance.

Note

Remaining steps in this table apply to both scanning engine options.

More Info

If you have feature keys for both Cisco IronPort Anti-Spam and Intelligent Multi-Scan, you can enable both solutions on the appliance.

IronPort Anti-Spam Filtering, page 13-3

Configure whether to quarantine spam on the local

Email Security appliance or use an external quarantine on a Security Management appliance.

Define the groups of users whose messages you want to scan for spam.

Cisco Intelligent Multi-Scan Filtering, page 13-5

Configuring the Spam Quarantine, page 27-18

.

Setting Up an External Spam Quarantine, page 38-3

Creating a Mail Policy for a Group of Senders and

Recipients, page 10-7

Defining Anti-Spam Policies, page 13-7

Configure the anti-spam scanning rules for the user groups you defined.

If you want certain messages to skip Cisco Anti-Spam scanning, create message filters that use the skip-spamcheck

action.

Bypass Anti-Spam System Action, page 9-63

(Recommended) Enable SenderBase Reputation Service scoring for each inbound mail flow policy, even if you are not rejecting connections based on SenderBase

Reputation Scores.

For each inbound mail flow policy, ensure that “Use

SenderBase for Flow Control” is On.

See

Defining Rules for Incoming Messages Using a Mail

Flow Policy, page 7-14 .

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IronPort Anti-Spam Filtering

Step 7

Step 8

Step 9

Step 10

Do This More Info

If your Email Security appliance does not connect directly to external senders to receive incoming mail, but instead receives messages relayed through a mail exchange, mail transfer agent, or other machine on your network, ensure that relayed incoming messages include the original sender IP address,

Determining Sender IP Address In Deployments with

Incoming Relays, page 13-13

Prevent alert and other messages generated by your appliance from being incorrectly identified as spam.

Test your configuration.

(Optional) Configure settings for service updates

(including anti-spam rules.)

Protecting Appliance-Generated Messages From the Spam

Filter, page 13-12

Testing Anti-Spam, page 13-22

Scanning rules for both anti-spam solutions are retrieved by default from the Cisco update servers.

Service Updates, page 29-17

UpdatesThrough a Proxy Server, page 29-18

Configuring Server Settings for Downloading

Upgrades and Updates, page 29-18

IronPort Anti-Spam Filtering

Evaluation Key

Your Cisco appliance ships with a 30-day evaluation key for the Cisco Anti-Spam software. This key is not enabled until you accept the license agreement in the system setup wizard or Security Services >

IronPort Anti-Spam pages (in the GUI) or the systemsetup

or antispamconfig

commands (in the CLI).

Once you have accepted the agreement, Cisco Anti-Spam will be enabled, by default, for the default incoming Mail Policy. An alert is also sent to the administrator address you configured (see the System

Setup Wizard,

Step 2: System, page 3-13

) noting that the Cisco Anti-Spam license will expire in 30 days.

Alerts are sent 30, 15, 5, and 0 days prior to expiration. For information on enabling the feature beyond the 30-day evaluation period, contact your Cisco sales representative. You can see how much time remains on the evaluation via the System Administration > Feature Keys page or by issuing the featurekey

command. (For more information, see

Feature Keys, page 29-5 .)

Cisco Anti-Spam: an Overview

IronPort Anti-Spam addresses a full range of known threats including spam, phishing and zombie attacks, as well as hard-to-detect low volume, short-lived email threats such as “419” scams. In addition,

IronPort Anti-Spam identifies new and evolving blended threats such as spam attacks distributing malicious content through a download URL or an executable.

To identify these threats, IronPort Anti-Spam examines the full context of a message-its content, methods of message construction, the reputation of the sender, the reputation of web sites advertised in the message, and more. IronPort Anti-Spam combines the power of email and web reputation data, leveraging the full power of the world's largest email and web traffic monitoring network — SenderBase

— to detect new attacks as soon as they begin.

IronPort Anti-Spam analyzes over 100,000 message attributes across the following dimensions:

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IronPort Anti-Spam Filtering

Email reputation — who is sending you this message?

Message content — what content is included in this message?

Message structure — how was this message constructed?

Web reputation — where does the call to action take you?

Analyzing multi-dimensional relationships allows the system to catch a broad range of threats while maintaining accuracy. For example, a message that has content claiming to be from a legitimate financial institution but that is sent from an IP address on a consumer broadband network or that contains a URL hosted on a “zombie” PC will be viewed as suspicious. In contrast, a message coming from a pharmaceutical company with a positive reputation will not be tagged as spam even if the message contains words closely correlated with spam.

Spam Scanning for International Regions

Cisco Anti-Spam is effective world-wide and uses locale-specific content-aware threat detection techniques. You can also optimize anti-spam scanning for a specific region using a regional rules profile.

If you receive a large quantity of spam from a particular region outside of the US, you may want to use a regional rules profile to help you stop spam from that region.

For example, China and Taiwan receive a high percentage of spam in traditional or modern Chinese.

The Chinese regional rules are optimized for this type of spam. If you receive mail primarily for mainland China, Taiwan, and Hong Kong, Cisco strongly recommends you use the Chinese regional rules profile included with the anti-spam engine.

If your spam comes primarily from the US or from no one particular region, do not enable regional rules because doing so may reduce capture rates for other types of spam. This is because the regional rules profile optimizes the anti-spam engine for a particular region.

You can enable the regional rules profile when you configure IronPort Anti-Spam Scanning.

Related Topics

Configuring IronPort Anti-Spam Scanning, page 13-4

Configuring IronPort Anti-Spam Scanning

13-4

Note

When IronPort Anti-Spam is enabled during system setup, it is enabled for the default incoming mail policy with the default values for the global settings.

Before You Begin

Determine whether you will use regional scanning. See

Spam Scanning for International Regions, page 13-4 .

Procedure

Step 1

Step 2

Select Security Services > IronPort Anti-Spam.

If you have not enabled IronPort Anti-Spam in the system setup wizard:

a.

Click Enable.

b.

Scroll to the bottom of the license agreement page and click Accept to accept the agreement.

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Chapter 13 Anti-Spam

Cisco Intelligent Multi-Scan Filtering

Step 3

Step 4

Step 5

Click Edit Global Settings.

Select the check box for Enable IronPort Anti-Spam Scanning.

Checking this box enables the feature globally for the appliance.

To optimize the throughput of your appliance while still being able to scan increasingly larger messages sent by spammers, configure the thresholds for message scanning by Cisco Anti-Spam.

Option

Message

Scanning

Thresholds

Description a.

Enter a value for Always scan messages smaller than—The recommended value is 512 Kb or less. Messages smaller than the always scan size will be fully scanned, except in cases of “early exit.” Messages larger than this size are partially scanned if they are smaller than the never scan size

b.

Cisco advises not to exceed 3 MB for the always scan message size. A larger value may result in decreased performance.

Enter a value for Never scan messages larger than—The recommended value is 1024 Kb or less. Messages larger than this size will not be scanned by Cisco

Anti-Spam and the

X-IronPort-Anti-Spam-Filtered: true

header will not be added to the message.

Cisco advises not to exceed 10 MB for the never scan message size. A larger value may result in decreased performance.

For messages larger than the always scan size or smaller than the never scan size, a limited and faster scan is performed.

Note

If the Outbreak Filters maximum message size is greater than Cisco

Anti-Spam’s always scan message, messages smaller than the Outbreak

Filters maximum size are fully scanned.

Enter the number of seconds to wait for timeout when scanning a message.

Enter an integer from 1 to 120. The default value is 60 seconds.

Timeout for

Scanning

Single

Message

Regional

Scanning

Enable or disable regional scanning and if applicable, select a region.

Enable this feature only if you receive the bulk of your email from the specified region. Because this feature optimizes the anti-spam engine for a particular region, it can reduce capture rates for other types of spam.

Step 6

Submit and commit your changes.

Cisco Intelligent Multi-Scan Filtering

Cisco Intelligent Multi-Scan incorporates multiple anti-spam scanning engines, including Cisco

Anti-Spam, to provide a multi-layer anti-spam solution.

When processed by Cisco Intelligent Multi-Scan:

A message is first scanned by third-party anti-spam engines.

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Cisco Intelligent Multi-Scan then passes the message and the verdicts of the third-party engines to

Cisco Anti-Spam, which assumes responsibility for the final verdict.

After Cisco Anti-Spam performs its scan, it returns a combined multi-scan score to AsyncOS.

Combining the benefits of the third-party scanning engines and Cisco Anti-Spam results in more caught spam while maintaining Cisco Anti-Spam’s low false positive rate.

You cannot configure the order of the scanning engines used in Cisco Intelligent Multi-Scan; Cisco

Anti-Spam will always be the last to scan a message and Cisco Intelligent Multi-Scan will not skip it if a third-party engine determines that a message is spam.

Using Cisco Intelligent Multi-Scan can lead to reduced system throughput. Please contact your Cisco support representative for more information.

Note

The Intelligent Multi-Scan feature key also enables Cisco Anti-Spam on the appliance, giving you the option of enabling either Cisco Intelligent MultiScan or Cisco Anti-Spam for a mail policy.

Configuring Cisco Intelligent Multi-Scan

Note

When Cisco Intelligent Multi-Scan is enabled during system setup, it is enabled for the default incoming mail policy with the default values for the global settings.

Before You Begin

Activate the feature key for this feature. See

Feature Keys, page 29-5 . You will see the IronPort

Intelligent Multi-Scan option only if you have done so.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Select Security Services > IronPort Intelligent Multi-Scan.

If you have not enabled Cisco Intelligent Multi-Scan in the system setup wizard:

a.

Click Enable.

b.

Scroll to the bottom of the license agreement page and click Accept to accept the agreement.

Click Edit Global Settings.

Select the check box for Enable IronPort Intelligent Multi-Scan.

Checking this box enables the feature globally for the appliance. However, you must still enable per-recipient settings in Mail Policies.

Choose a value for the maximum message size to scan by Cisco Intelligent Multi-Scan.

The default value is 128 Kb. Messages larger than this size will not be scanned by Cisco Intelligent

Multi-Scan.

Enter the number of seconds to wait for timeout when scanning a message.

When specifying the number of seconds, enter an integer from 1 to 120. The default value is 60 seconds.

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Defining Anti-Spam Policies

Step 7

Most users will not need to change the maximum message size to be scanned or the timeout value. That said, you may be able to optimize the throughput of your appliance by lowering the maximum message size setting.

Submit and commit your changes.

Defining Anti-Spam Policies

For each mail policy, you specify settings that determine which messages are considered spam and what action to take on those messages. You also specify which engine will scan messages that the policy applies to.

You can configure different settings for the default incoming and outgoing mail policies. If you need different anti-spam policies for different users, use multiple mail policies with different anti-spam settings. You can enable only one anti-spam solution per policy; you cannot enable both on the same policy.

Before You Begin

Complete all steps to this point in the table in How to Configure the Appliance to Scan Messages for Spam, page 13-2

.

Familiarize yourself with the following:

Understanding Positive and Suspect Spam Thresholds, page 13-9

Configuration Examples: Actions for Positively Identified versus Suspected Spam, page 13-10

Unwanted Marketing Messages From Legitimate Sources, page 13-10

If you have enabled more than one anti-spam solution:

Enabling Different Anti-Spam Scanning

Engines in Different Mail Policies: Configuration Example, page 13-10

Headers Added During Anti-Spam Scanning, page 13-12

If you will archive spam into the “Anti-Spam Archive” log, see also

Logging, page 34-1 .

If you will send messages to an alternate mailhost, see also

Alter Delivery Host Action, page 9-57 .

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Mail Policies > Incoming Mail Policies page.

Or

Navigate to the Mail Policies > Outgoing Mail Policies page.

Click the link under the Anti-Spam column for any mail policy.

In the Enable Anti-Spam Scanning for This Policy section, select the anti-spam solution you want to use for the policy.

Options you see depend on the anti-spam scanning solution(s) that you have enabled.

For mail policies other than the default: If you use settings from the default policy, all other options on the page are disabled.

You can also disable anti-spam scanning altogether for this mail policy.

Configure settings for positively identified spam, suspected spam, and marketing messages:

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Option

Enable Suspected Spam

Scanning

Description

Choose an option.

Enable Marketing Email

Scanning

Positively-identified spam scanning is always enabled if anti-spam scanning is enabled.

Apply This Action to Message Choose which overall action to take on positively identified spam, suspected spam, or unwanted marketing messages:

Deliver

(Optional) Send to Alternate

Host

Drop

Bounce

Quarantine

You can send identified messages to an alternate destination mailhost

(an email server other than the ones listed in SMTP Routes or DNS).

Add Text to Subject

Enter an IP address or hostname. If you enter a hostname, its Mail

Exchange (MX) will be queried first. If none exists, the A record on the DNS server will be used (as with SMTP Routes).

Use this option if you want to redirect messages, for example to a sandbox mail server for further examination.

For additional important information, see

Alter Delivery Host Action, page 9-57 .

You can alter text in the Subject of identified messages by prepending or appending certain text strings to help users more easily identify and sort spam and unwanted marketing messages.

Note

White space is not ignored in this field. Add spaces after (if prepending) or before (if appending) the text you enter in this field to separate your added text from the original subject of the message. For example, if you are prepending, add the text

[SPAM]

with a few trailing spaces.

Note

“Add Text to Subject” field only accepts US-ASCII characters.

Advanced Options (for custom header and message delivery)

(Optional) Add Custom

Header

You can add a custom header to identified messages.

Click Advanced and define header and value.

(Optional) Send to an Alternate

Envelope Recipient

You can have identified messages sent to an alternate envelope recipient address.

Click Advanced and define an alternate address.

For example, you could route messages identified as spam to an administrator’s mailbox for subsequent examination. In the case of a multi-recipient message, only a single copy is sent to the alternate recipient.

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Defining Anti-Spam Policies

Option

Archive Message

Spam Thresholds

Description

Y ou can archive identified messages into the “Anti-Spam Archive” log. The format is an mbox-format log file.

Use the default thresholds or enter a threshold value for positively identified spam and a value for suspected spam.

Step 6

Submit and commit your changes.

What To Do Next

If you enabled anti-spam scanning for outgoing mail, check the anti-spam settings of the relevant host

access table, especially for a private listener. See Defining Access Rules for Email Senders Using Mail

Flow Policies, page 7-8

.

Related Topics

How to Configure the Appliance to Scan Messages for Spam, page 13-2

Understanding Positive and Suspect Spam Thresholds

When evaluating messages for spam, both anti-spam scanning solutions apply thousands of rules in order to arrive at an overall spam score for the message. The score is then compared to the thresholds specified in the applicable mail policy to determine whether the message is considered spam.

For highest accuracy, the threshold for positive identification as spam is quite high by default: Messages scoring between 90 and 100 are considered to be positively identified as spam. The default threshold for suspected spam is 50.

Messages with scores below the suspected spam threshold will be considered legitimate.

Messages above the suspected threshold but below the positive-identification threshold will be considered to be suspected spam.

You can configure your anti-spam solution to reflect the spam tolerance levels of your organization by customizing the Positive and Suspected spam thresholds in each mail policy.

You can change the positively identified spam threshold to a value between 50 and 99. You can change the threshold for suspected spam to any value between 25 and the value you specified for positively-identifed spam.

When you change the thresholds:

Specifying a lower number (a more aggressive configuration) identifies more messages as spam and may produce more false positives. This provides a lower risk that users will see spam but a higher risk of having legitimate mail marked as spam.

Specifying a higher number (a more conservative configuration) identifies fewer messages as spam and may deliver more spam. This provides a higher risk of users seeing spam but less risk less risk that legitimate mail will be withheld as spam. Ideally, if set up correctly, the message subject will identify the message as likely spam and message will be delivered.

You can define separate actions to take on positively-identified and suspected spam. For example, you may want to drop “positively identified” spam but quarantine “suspected” spam.

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Defining Anti-Spam Policies

Related Topics

Anti-Spam Solutions, page 13-2

Configuration Examples: Actions for Positively Identified versus Suspected Spam, page 13-10

Configuration Examples: Actions for Positively Identified versus Suspected

Spam

Spam

Positively

Identified

Suspected

Sample Actions

(Aggressive)

Drop

Deliver with “

[Suspected Spam]

” added to the subject of messages

Sample Actions

(Conservative)

Deliver with “

[Positive Spam]

” added to the subject of messages, or

Quarantine

Deliver with “

[Suspected Spam]

” added to the subject of messages

The aggressive example tags only suspected spam messages, while dropping those messages that are positively identified. Administrators and end-users can check the subject line of incoming message for false positives, and an administrator can adjust, if necessary, the suspected spam threshold.

In the conservative example, positively identified and suspected spam is delivered with an altered subject. Users can delete suspected and positively identified spam. This method is more conservative than the first.

For a further discussion of aggressive and conservative policies in mail policies, see

Table 10-3 on page 10-9 in the Mail Policies chapter.

Unwanted Marketing Messages From Legitimate Sources

Both anti-spam scanning engines can distinguish between spam and unwanted marketing messages from a legitimate source. Even though marketing messages are not considered spam, your organization or end-users may not want to receive them. Like spam, you have the option to deliver, drop, quarantine, or bounce unwanted marketing messages. You also have the option to tag unwanted marketing messages by adding text to the message’s subject to identify it as marketing.

Enabling Different Anti-Spam Scanning Engines in Different Mail Policies:

Configuration Example

When using the System Setup Wizard (or systemsetup

command in the CLI), you are presented with option to enable either Cisco Intelligent Multi-Scan or the Cisco Anti-Spam engine. You cannot enable both during system setup, but after system setup is complete you can enable the anti-spam solution that you didn’t choose, by using the Security Services menu.

After the system is set up, you can configure the anti-spam scanning solution for incoming mail policies via the Mail Policies > Incoming Mail Policies page. (Anti-spam scanning is typically disabled for outgoing mail policies.) You can even disable anti-spam scanning for a policy.

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In this example, the default mail policy and the “Partners” policy are using the Cisco Anti-Spam scanning engine to quarantine positive and suspected spam.

Figure 13-1 Mail Policies - Anti-Spam Engine Per Recipient

To change the Partners policy to use Cisco Intelligent Multi-Scan and scan for unwanted marketing messages, click on the entry in the Anti-Spam column corresponding with the Partners row (“use default”).

Select Cisco Intelligent Multi-Scan for the scanning engine, and select Yes to enable unwanted marketing message detection. Use the default settings for unwanted marketing message detection.

Figure 13-2 shows Cisco Intelligent Multi-Scan and unwanted marketing message detection enabled in

a policy.

Figure 13-2 Mail Policies - Enabling Cisco Intelligent Multi-Scan

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Protecting Appliance-Generated Messages From the Spam Filter

After submitting and committing the changes, the mail policy looks like this:

Figure 13-3 Mail Policies - Intelligent Multi-Scan Enabled in Policy

Chapter 13 Anti-Spam

Protecting Appliance-Generated Messages From the Spam

Filter

Because automated email messages that are sent from the Cisco IronPort appliance (such as email alerts and scheduled reports) may contain URLs or other information that may cause them to be incorrectly identified as spam, you should do the following to ensure their delivery:

Include senders of these messages in an incoming mail policy that bypasses anti-spam scanning. See

Creating a Mail Policy for a Group of Senders and Recipients, page 10-7 and

Bypass Anti-Spam System

Action, page 9-63

.

Headers Added During Anti-Spam Scanning

If either anti-spam scanning engine is enabled for a mail policy, each message that passes through that policy will have the following headers added to the message:

X-IronPort-Anti-Spam-Filtered: true

X-IronPort-Anti-Spam: result

The second header contains information that allows Cisco Support to identify the rules and engine version used to scan the message. Result information is encoded proprietary information and is not customer-decodable.

Cisco Intelligent Multi-Scan also adds headers from the third-party anti-spam scanning engines.

You can define additional custom headers to be added to all messages for a given mail policy that are positively identified as spam, suspected to be spam, or identified as unwanted marketing mail.

See

Defining Anti-Spam Policies, page 13-7

.

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Reporting Incorrectly Classified Messages to Cisco Systems

Reporting Incorrectly Classified Messages to Cisco Systems

Messages that appear to be incorrectly classified may be reported to Cisco for analysis. Each message is reviewed by a team of human analysts and used to enhance the accuracy and effectiveness of the product.

Each message should be forwarded as an RFC 822 attachment to the following addresses:

[email protected] - for reporting missed spam

[email protected] - for reporting false-positives

Due to the volume of submissions, Cisco IronPort cannot provide individual feedback or results to customers.

For more information about reporting incorrectly classified messages, please see the Cisco Knowledge base or contact your Cisco Support provider.

Determining Sender IP Address In Deployments with Incoming

Relays

If one or more mail exchange/transfer agents (MX or MTA), filtering servers, etc. stand at the edge of your network, between your Cisco appliance and the external machines that are sending incoming mail, then your appliance cannot determine the IP addresses of the sending machines. Instead, mail appears to originate from the local MX/MTA. However, IronPort Anti-Spam and Cisco Intelligent Multi-Scan

(using the SenderBase Reputation Service) depend on accurate IP addresses for external senders.

The solution is to configure your appliance to work with incoming relays. You specify the names and IP addresses of all of the internal MX/MTAs connecting to the Cisco appliance, as well as the header used to store the originating IP address.

Example Environments with Incoming Relays, page 13-13

Configuring the Appliance to Work with Incoming Relays, page 13-15

How Incoming Relays Affect Functionality, page 13-19

Configuring Logs to Specify Which Headers Are Used, page 13-21

Example Environments with Incoming Relays

Figure 13-4 shows a very basic example of an incoming relay. Mail from IP address 7.8.9.1 appears to

come from IP address 10.2.3.4 because the local MX/MTA is relaying mail to the Cisco appliance.

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Figure 13-4 Mail Relayed by MX/MTA — Simple

Firewall

IP: 7.8.9.1

Sending

Machine

IP: 10.2.3.4

MX / MTA

IP: 10.2.3.5

Cisco IronPort Email Security appliance

Figure 13-5

shows two other, slightly more complicated examples of how mail may be relayed inside the network and how mail may be processed by several servers within the network before it is passed to the

Cisco appliance. In example A, mail from 7.8.9.1 passes through the firewall and is processed by an MX and an MTA before being delivered to the Cisco appliance. In example B, mail from 7.8.9.1 is sent to a load balancer or other type of traffic shaping appliance and is sent to any one of a range of MXs prior to being delivered to the Cisco appliance.

Figure 13-5 Mail Relayed by MX/MTA — Advanced

IP: 7.8.9.1

Firewall

Sending

Machine

A B

Hop 2

Hop 1

MX

IP: 10.2.3.4

MTA

IP: 10.2.3.5

IP: 10.2.3.6

Hop 2

Hop 1

Cisco IronPort Email Security appliance

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Cisco AsyncOS 8.0.2 for Email User Guide

MX

IP: 10.2.5.1-n

MX

IP: 10.2.6.1

Mail Filter

Chapter 13 Anti-Spam

Determining Sender IP Address In Deployments with Incoming Relays

Configuring the Appliance to Work with Incoming Relays

Enabling the Incoming Relays Feature

Note

You should only enable the incoming relays feature if a local MX/MTA relays mail to your Cisco appliance.

Procedure

Step 1

Step 2

Step 3

Select Network > Incoming Relays.

Click Enable.

Commit your changes.

Adding an Incoming Relay

Add incoming relays to identify:

Each machine on your network that will relay incoming messages to your Email Security appliance, and

The header that will label the IP address of the original external sender.

Before You Begin

For information needed to complete these prerequisites, see

Message Headers for Relayed Messages, page 13-16

.

Determine whether you will use custom or received headers to identify the IP address of the original external sender.

If you will use custom headers:

Determine the exact header that will label the originating IP address of relayed messages.

For each MX, MTA, or other machine that connects to original external senders, set up that machine to add the header name and the IP address of the original external sender to incoming messages.

Procedure

Step 1

Step 2

Step 3

Step 4

Select Network > Incoming Relays.

Click Add Relay.

Enter a name for this relay.

Enter the IP address of the MTA, MX, or other machine that connects to the Email Security appliance to relay incoming messages.

You can use IPv4 or IPv6 addresses, standard CIDR format, or an IP address range. For example, if you have several MTAs at the edge of your network receiving email, you might want to enter a range of IP addresses to include all of your MTAs, such as 10.2.3.1/8 or 10.2.3.1-10.

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Step 5

Step 6

For IPv6 addresses, AsyncOS supports the following formats:

2620:101:2004:4202::0-2620:101:2004:4202::ff

2620:101:2004:4202::

2620:101:2004:4202::23

2620:101:2004:4202::/64

Specify the header that will identify the IP address of the original external sender.

When entering a header, you do not need to enter the trailing colon.

a.

b.

Select the header type:

Choose custom headers (recommended) or Received headers.

For custom headers:

Enter the header name that you configured the relaying machine to add to relayed messages.

For example:

SenderIP or

X-CustomHeader

For Received headers:

c.

Enter the character or string after which the IP address will appear. Enter the number for the “hop” to check for the IP address.

Submit and commit your changes.

What To Do Next

Consider doing the following:

Add the relaying machine to a sender group with a mail flow policy that has unlimited messages for

DHAP. For an explanation, see Incoming Relays and Directory Harvest Attack Prevention, page 13-20

.

To facilitate tracking and troubleshooting, configure the appliance logs to show which header is used. See

Configuring Logs to Specify Which Headers Are Used, page 13-21 .

Related Topics

How to Configure the Appliance to Scan Messages for Spam, page 13-2

Message Headers for Relayed Messages

You will configure your appliance to use one of the following types of header to identify the original sender of a relayed message:

Custom Header, page 13-17

Received Header, page 13-17

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Custom Header

Determining Sender IP Address In Deployments with Incoming Relays

Using custom headers is the recommended method of identifying original senders. The machine connecting to the original sender needs to add this custom header. The value of the header is expected to be the IP address of the external sending machine. For example:

SenderIP: 7.8.9.1

X-CustomHeader: 7.8.9.1

If your local MX/MTA can receive mail from a variable number of hops, inserting a custom header is the only way to enable the Incoming Relays feature. For example, in

Figure 13-6 both path C and D lead

to IP address 10.2.3.5; however, path C has two hops and path D has one. Because the number of hops can vary in this situation, you must use a custom header in order to have Incoming Relays configured correctly.

Figure 13-6 Mail Relayed by MX/MTA — Variable Number of Hops

IP: 7.8.9.1

Firewall

Sending

Machine

C

D

Hop 2

Hop 1

MX

IP: 10.2.3.4

MTA

IP: 10.2.3.5

IP: 10.2.3.6

Cisco IronPort Email Security appliance

Related Topics

Adding an Incoming Relay, page 13-15

Received Header

If configuring the MX/MTAs to include a custom header containing the sending IP address is not an option, you can configure the incoming relays feature to attempt to determine the sending IP address by examining the “Received:” headers in the message. Using the “Received:” header will only work if the number of network “hops” will always be constant for an IP address. In other words, the machine at the

first hop (10.2.3.5 in Figure 13-5

) should always be the same number of hops away from the edge of your network. If incoming mail can take different paths (resulting in a different number of hops, as described in

Figure 13-6

) to the machine connecting to your Cisco appliance, you must use a custom header (see

Custom Header, page 13-17

).

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Specify a parsing character or string and the number of network hops (or Received: headers) back to look. A hop is basically the message travelling from one machine to another (being received by the Cisco

appliance does not count as a hop. See Configuring Logs to Specify Which Headers Are Used, page 13-21

for more information). AsyncOS looks for the first IP address following the first occurrence of the parsing character or string in the Received: header corresponding to the number of specified hops.

For example, if you specify two hops, the second Received: header, working backward from the Cisco appliance is parsed. If neither the parsing character nor a valid IP address is found, the Cisco appliance uses the real IP address of the connecting machine.

For the following example mail headers, if you specify an opening square bracket (

[

) and two hops, the

IP address of the external machine is 7.8.9.1. However, if you specify an closing parenthesis (

)

) as the parsing character, a valid IP address will not be found. In this case, the Incoming Relays feature is treated as disabled, and the IP of the connecting machine is used (10.2.3.5).

In the example in

Figure 13-5

the incoming relays are:

Path A — 10.2.3.5 (with 2 hops when using received headers) and

Path B — 10.2.6.1 (with 2 hops when using received headers)

Table 13-1 shows example email headers for a message as it moves through several hops on its way to

the Cisco appliance as in

Figure 13-5 . This example shows extraneous headers (ignored by your Cisco

appliance) which are present once the message has arrived in the recipient’s inbox. The number of hops to specify would be two.

Table 13-2

shows the headers for the same email message, without the extraneous headers

Table 13-1 A Series of Received: Headers (Path A Example 1)

1

2

3

4

5

Microsoft Mail Internet Headers Version 2.0

Received: from smemail.rand.org ([10.2.2.7]) by smmail5.customerdoamin.org with

Microsoft SMTPSVC(5.0.2195.6713);

Received: from ironport.customerdomain.org ([10.2.3.6]) by smemail.customerdoamin.org with Microsoft SMTPSVC(5.0.2195.6713);

Received: from mta.customerdomain.org ([10.2.3.5]) by ironport.customerdomain.org with ESMTP; 21 Sep 2005 13:46:07 -0700

Received: from mx.customerdomain.org (mx.customerdomain.org) [10.2.3.4]) by mta.customerdomain.org (8.12.11/8.12.11) with ESMTP id j8LKkWu1008155 for

<[email protected]>

Received: from sending-machine.spamham.com (sending-machine.spamham.com [

7.8.9.1

]) by mx.customerdomain.org (Postfix) with ESMTP id 4F3DA15AC22 for

<[email protected]>

Received: from linux1.thespammer.com (HELO linux1.thespammer.com) ([10.1.1.89]) by sending-machine.spamham.com with ESMTP;

Received: from exchange1.thespammer.com ([10.1.1.111]) by linux1.thespammer.com with Microsoft SMTPSVC(6.0.3790.1830);

Subject: Would like a bigger paycheck?

Date: Wed, 21 Sep 2005 13:46:07 -0700

From: "A. Sender" <[email protected]>

To: <[email protected]>

Notes for Table 13-1 :

The Cisco appliance ignores these headers.

The Cisco appliance receives the message (not counted as a hop).

First hop (and incoming relay).

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1

2

Second hop. This is the sending MTA. The IP address is 7.8.9.1.

The Cisco appliance ignores these Microsoft Exchange headers.

Table 13-2 A Series of Received: Headers (Path A Example 2)

3

Received: from mta.customerdomain.org ([10.2.3.5]) by ironport.customerdomain.org with ESMTP; 21 Sep 2005 13:46:07 -0700

Received: from mx.customerdomain.org (mx.customerdomain.org) [10.2.3.4]) by mta.customerdomain.org (8.12.11/8.12.11) with ESMTP id j8LKkWu1008155 for

<[email protected]>;

Received: from sending-machine.spamham.com (sending-machine.spamham.com [

7.8.9.1

]) by mx.customerdomain.org (Postfix) with ESMTP id 4F3DA15AC22 for

<[email protected]>;

Figure 13-7 shows the incoming relay for path A (above) as configured in the Add Relay page in the

GUI:

Figure 13-7 A Configured Incoming Relay with Received Header

Related Topics

Adding an Incoming Relay, page 13-15

How Incoming Relays Affect Functionality

Incoming Relays and Filters, page 13-20

Incoming Relays, HAT, SBRS, and Sender Groups, page 13-20

Incoming Relays and Directory Harvest Attack Prevention, page 13-20

Incoming Relays and Trace, page 13-20

Incoming Relays and Email Security Monitor (Reporting), page 13-20

Incoming Relays and Message Tracking, page 13-20

Incoming Relays and Logging, page 13-21

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Determining Sender IP Address In Deployments with Incoming Relays

Incoming Relays and Filters

The Incoming Relays feature provides the various SenderBase Reputation Service related filter rules

( reputation, no-reputation

) with the correct SenderBase Reputation score.

Incoming Relays, HAT, SBRS, and Sender Groups

HAT policy groups do not currently use information from Incoming Relays. However, because the

Incoming Relays feature does supply the SenderBase Reputation score, you can simulate HAT policy group functionality via message filters and the

$reputation

variable.

Incoming Relays and Directory Harvest Attack Prevention

If a remote host attempts a directory harvest attack by sending messages to the MX or MTA serving as an incoming relay on your network, the appliance drops the connection from the incoming relay if the relay is assigned to a sender group with a mail flow policy with Directory Harvest Attack Prevention

(DHAP) enabled. This prevents all messages from the relay, including legitimate messages, from reaching the Email Security appliance. The appliance does not have the opportunity to recognize the remote host as the attacker and the MX or MTA that’s acting as the incoming relay continues to receive mail from the attacking host. To work around this issue and continue receiving messages from the incoming relay, add the relay to a sender group with a mail flow policy that has unlimited messages for

DHAP.

Incoming Relays and Trace

Trace returns the Incoming Relay’s SenderBase Reputation Score in its results instead of the reputation score for the source IP address.

Incoming Relays and Email Security Monitor (Reporting)

When using Incoming Relays:

Email Security Monitor reports include data for both the external IP and the MX/MTA. For example, if an external machine (IP 7.8.9.1) sent 5 emails through the internal MX/MTA (IP 10.2.3.4), Mail

Flow Summary will show 5 messages coming from IP 7.8.9.1 and 5 more coming from the internal relay MX/MTA (IP 10.2.3.5).

The SenderBase Reputation score is not reported correctly in the Email Security Monitor reports.

Also, sender groups may not be resolved correctly.

Incoming Relays and Message Tracking

When using Incoming Relays, the Message Tracking Details page displays the relay’s IP address and the relay’s SenderBase Reputation Score for a message instead of the IP address and reputation score of the original external sender.

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Monitoring Rules Updates

Incoming Relays and Logging

4

5

2

3

7

8

9

10

11

12

13

In the following log example, the SenderBase Reputation score for the sender is reported initially on line 1. Later, once the Incoming Relay is processed, the correct SenderBase Reputation score is reported on line 5.

1

6

Fri Apr 28 17:07:29 2006 Info: ICID 210158 ACCEPT SG UNKNOWNLIST match nx.domain SBRS rfc1918

Fri Apr 28 17:07:29 2006 Info: Start MID 201434 ICID 210158

Fri Apr 28 17:07:29 2006 Info: MID 201434 ICID 210158 From: <[email protected]>

Fri Apr 28 17:07:29 2006 Info: MID 201434 ICID 210158 RID 0 To: <[email protected]>

Fri Apr 28 17:07:29 2006 Info: MID 201434 IncomingRelay(senderdotcom): Header

Received found, IP 192.192.108.1 being used, SBRS 6.8

Fri Apr 28 17:07:29 2006 Info: MID 201434 Message-ID

'<[email protected]>'

Fri Apr 28 17:07:29 2006 Info: MID 201434 Subject 'That report...'

Fri Apr 28 17:07:29 2006 Info: MID 201434 ready 2367 bytes from <[email protected]>

Fri Apr 28 17:07:29 2006 Info: MID 201434 matched all recipients for per-recipient policy

DEFAULT in the inbound table

Fri Apr 28 17:07:34 2006 Info: ICID 210158 close

Fri Apr 28 17:07:35 2006 Info: MID 201434 using engine: CASE spam negative

Fri Apr 28 17:07:35 2006 Info: MID 201434 antivirus negative

Fri Apr 28 17:07:35 2006 Info: MID 201434 queued for delivery

Incoming Relays and Mail Logs

The following example shows a typical log entry containing Incoming Relay information:

Wed Aug 17 11:20:41 2005 Info: MID 58298 IncomingRelay(myrelay): Header Received found,

IP 192.168.230.120 being used

Configuring Logs to Specify Which Headers Are Used

Your Cisco appliance only examines the headers that were present when the message was received. So, additional headers added locally (such as Microsoft Exchange headers, etc.) or when the message is received by the Cisco appliance are not processed. One way to help determine which headers are used is to configure AsyncOS logging to include the headers you use.

To configure logging settings for headers, see

Configuring Global Settings for Logging, page 34-40

.

Monitoring Rules Updates

Once you have accepted the license agreement, you can view the most recent Cisco Anti-Spam and Cisco

Intelligent Multi-Scan rules updates.

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Testing Anti-Spam

Procedure

Step 1

Step 2

Step 3

Select Security Services > IronPort Anti-Spam.

or

Select Security Services > IronPort Intelligent Multi-Scan.

Look at the Rule Updates section and:

To More Information

See the most recent update for each component If an update has not occurred, or a server has not been configured, “Never Updated” is displayed.

See if an update is available —

Update rules if updates are available Click Update Now.

Related Topics

Service Updates, page 29-17

UpdatesThrough a Proxy Server, page 29-18

Configuring Server Settings for Downloading Upgrades and Updates, page 29-18

Testing Anti-Spam

To Do This More Information

Test your configuration.

Test your configuration using the

X-advertisement: spam

header.

For testing purposes, Cisco Anti-Spam considers any message with an

X-header formatted as

X-Advertisement: spam

to be spam.

The test message you send with this header is flagged by

Cisco Anti-Spam, and you can confirm that the actions you configured for the mail policy (

Defining Anti-Spam

Policies, page 13-7 ) are performed.

Use this header with one of the following:

Use SMTP commands to send a test message with this header. See

Sending an Email to the Appliance to Test Cisco Anti-Spam, page 13-23

.

Evaluate Anti-Spam engine efficacy.

Evaluate the product using a live mail stream directly from the Internet.

Use the trace

command and include this header. See

Debugging Mail Flow Using Test Messages: Trace, page 36-1 .

For a list of ineffective evaluation approaches that you

should avoid, see Ways Not to Test Anti-Spam Efficacy, page 13-24

.

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Testing Anti-Spam

Sending an Email to the Appliance to Test Cisco Anti-Spam

Before You Begin

Understand how to use Telnet with the appliance. See

Appendix A, “Accessing the Appliance”

Review the example in Testing Anti-Spam Configuration: Example Using SMTP, page 13-23 .

Procedure

Step 1

Step 2

Step 3

Enable Cisco Anti-Spam on a mail policy.

Send a test email that includes the following header to a user in that mail policy:

X-Advertisement: spam

Use SMTP commands with Telnet to send this message to an address to which you have access.

Check the mailbox of the test account and confirm that the test message was correctly delivered based upon the actions you configured for the mail policy.

For example:

Was the subject line altered?

Was your additional custom header added?

Was the message delivered to an alternate address?

Was the message dropped?

Testing Anti-Spam Configuration: Example Using SMTP

For this example, the mail policy must be configured to receive messages for the test address and the

HAT must accept the test connection.

# telnet IP_address_of_IronPort_Appliance_with_IronPort_Anti-Spam port

220 hostname ESMTP helo example.com

250 hostname mail from: <[email protected]>

250 sender <[email protected]> ok rcpt to: <test@address>

250 recipient <test@address> ok data

354 go ahead

Subject: Spam Message Test

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Testing Anti-Spam

X-Advertisement: spam spam test

.

250 Message MID accepted

221 hostname quit

Ways Not to Test Anti-Spam Efficacy

Because IronPort AntiSpam and Cisco Intelligent Multi-Scan rules are added quickly to prevent active spam attacks and quickly expire once attacks have passed, you should not test efficacy using any of the following methods:

Evaluating using resent or forwarded mail or cut-and-pasted spam messages.

Mail lacking the proper headers, connecting IP, signatures, etc. will result in inaccurate scores.

Testing “hard spam” only.

Removing the “easy spam” using SBRS, blacklists, message filters, etc. will result in a lower overall catch rate percentage.

Resending spam caught by another anti-spam vendor.

Testing older messages.

The scanning engine adds and removes rules rapidly based on current threats. Testing using old messages will therefore lead to inaccurate test results.

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C H A P T E R

14

Outbreak Filters

Overview of Outbreak Filters, page 14-1

How Outbreak Filters Work, page 14-1

How the Outbreak Filters Feature Works, page 14-8

Managing Outbreak Filters (GUI), page 14-10

Monitoring Outbreak Filters, page 14-19

Troubleshooting The Outbreak Filters Feature, page 14-20

Overview of Outbreak Filters

Outbreak Filters protects your network from large-scale virus outbreaks and smaller, non-viral attacks, such as phishing scams and malware distribution, as they occur. Unlike most anti-malware security software, which cannot detect new outbreaks until data is collected and a software update is published,

Cisco gathers data on outbreaks as they spread and sends updated information to your Email Security appliance in real-time to prevent these messages from reaching your users.

Cisco uses global traffic patterns to develop rules that determine if an incoming message is safe or part of an outbreak. Messages that may be part of an outbreak are quarantined until they’re determined to be safe based on updated outbreak information from Cisco or new anti-virus definitions are published by

Sophos and McAfee.

Messages used in small-scale, non-viral attacks use a legitimate-looking design, the recipient’s information, and custom URLs that point to phishing and malware websites that have been online only for a short period of time and are unknown to web security services. Outbreak Filters analyzes a message’s content and searches for URL links to detect this type of non-viral attack. Outbreak Filters can rewrite URLs to redirect traffic to potentially harmful websites through a web security proxy, which either warns users that the website they are attempting to access may be malicious or blocks the website completely.

How Outbreak Filters Work

Delaying, Redirecting, and Modifying Messages

The Outbreak Filters feature uses three tactics to protect your users from outbreaks:

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Delay. Outbreak Filters quarantines messages that may be part of a virus outbreak or non-viral attack . While quarantined, the appliances receives updated outbreak information and rescans the message to confirm whether it’s part of an attack.

Redirect. Outbreak Filters rewrites the URLs in non-viral attack messages to redirect the recipient through the Cisco web security proxy if they attempt to access any of the linked websites. The proxy displays a splash screen that warns the user that the website may contain malware, if the website is still operational, or displays an error message if the website has been taken offline. See

Redirecting

URLs, page 14-4 for more information on redirecting URLs.

Modify. In addition to rewriting URLs in non-viral threat messages, Outbreak Filters can modify a message’s subject and add a disclaimer above the message body to warn users about the message’s

content. See Modifying Messages, page 14-5

for more information.

Threat Categories

The Outbreak Filters feature provides protection from two categories of message-based outbreaks: virus

outbreaks, which are messages with never-before-seen viruses in their attachments, and non-viral

threats, which includes phishing attempts, scams, and malware distribution through links to an external website.

By default, the Outbreak Filters feature scans your incoming and outgoing messages for possible viruses during an outbreak. You can enable scanning for non-viral threats in addition to virus outbreaks if you enable anti-spam scanning on the appliance.

Note

Your appliance needs a feature key for Cisco Anti-Spam or Cisco Intelligent Multi-Scan in order for

Outbreak Filters to scan for non-viral threats.

Virus Outbreaks

The Outbreak Filters feature provides you with a head start when battling virus outbreaks. An outbreak occurs when messages with attachments containing never-before-seen viruses or variants of existing viruses spread quickly through private networks and the Internet. As these new viruses or variants hit the

Internet, the most critical period is the window of time between when the virus is released and when the anti-virus vendors release an updated virus definition. Having advanced notice — even a few hours — is vital to curbing the spread of the malware or virus. During that vulnerability window, the newly-found virus can propagate globally, bringing email infrastructure to a halt.

Phishing, Malware Distribution, and Other Non-Viral Threats

Messages containing non-viral threats are designed to look like a message from a legitimate sources and often sent out to a small number of recipients. These messages may have one or more of the following characteristics in order to appear trustworthy:

The recipient’s contact information.

HTML content designed to mimic emails from legitimate sources, such as social networks and online retailers.

URLs pointing to websites that have new IP addresses and are online only for a short time, which means that email and web security services do not have enough information on the website to determine if it is malicious.

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URLs pointing to URL shortening services.

All of these characteristics make these messages more difficult to detect as spam. The Outbreak Filters feature provides a multi-layer defense from these non-viral threats to prevent your users from downloading malware or providing personal information to suspicious new websites.

If CASE discovers URLs in the message, it compares the message to existing Outbreak Rules to determine if the message is part of a small-scale non-viral outbreak and then assigns a threat level.

Depending on the threat level, the Email Security appliance delays delivery to the recipient until more threat data can be gathered and rewrites the URLs in the message to redirect the recipient to the Cisco web security proxy if they attempt to access the website. The proxy displays a splash page warning the user that the website may contain malware.

Cisco Security Intelligence Operations

Cisco Security Intelligence Operations (SIO) is a security ecosystem that connects global threat information, reputation-based services, and sophisticated analysis to Cisco security appliances to provide stronger protection with faster response times.

SIO consists of three components:

SenderBase. The world’s largest threat monitoring network and vulnerability database.

Threat Operations Center (TOC). A global team of security analysts and automated systems that extract actionable intelligence gathered by SenderBase.

Dynamic Update. Real-time updates automatically delivered to Cisco appliances as outbreaks occur.

SIO compares real-time data from the global SenderBase network to common traffic patterns to identify anomalies that are proven predictors of an outbreak. TOC reviews the data and issues a threat level of the possible outbreak. Cisco Email Security appliances download updated threat levels and Outbreak

Rules and use them to scan incoming and outgoing messages, as well as messages already in the

Outbreak quarantine.

Information about current virus outbreaks can be found on SenderBase’s website here: http://www.senderbase.org/

The SIO website provides a list of current non-viral threats, including spam, phishing, and malware distribution attempts: http://tools.cisco.com/security/center/home.x

Context Adaptive Scanning Engine

Outbreak Filters are powered by Cisco’s unique Context Adaptive Scanning Engine (CASE). CASE leverages over 100,000 adaptive message attributes tuned automatically and on a regular basis, based on real-time analysis of messaging threats.

For virus outbreaks, CASE analyzes the message content, context and structure to accurately determine likely Adaptive Rule triggers. CASE combines Adaptive Rules and the real-time Outbreak Rules published by SIO to evaluate every message and assign a unique threat level.

To detect non-viral threats, CASE scans messages for URLs and uses Outbreak Rules from SIO to evaluate a message’s threat level if one or more URLs are found.

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Based on the message’s threat level, CASE recommends a period of time to quarantine the message to prevent an outbreak. CASE also determines the rescan intervals so it can reevaluate the message based on updated Outbreak Rules from SIO. The higher the threat level, the more often it rescans the message while it is quarantined.

CASE also rescans messages when they’re released from the quarantine. A message can be quarantined again if CASE determines that it is spam or contains a virus upon rescan.

For more information about CASE, see

Cisco Anti-Spam: an Overview, page 13-3

.

Delaying Messages

The period between when an outbreak or email attack occurs and when software vendors release updated rules is when your network and your users are the most vulnerable. A modern virus can propagate globally and a malicious website can deliver malware or collect your users’ sensitive information during this period. Outbreak Filters protects your users and network by quarantining suspect messages for a limited period of time, giving Cisco and other vendors time to investigate the new outbreak.

When a virus outbreak occurs, suspicious messages with attachments are quarantined until updated

Outbreak Rules and new anti-virus signatures prove the email’s attachment is clean or a virus.

Small scale, non-viral threats contain URLs to malicious websites that may be online for a short period of time in order to evade detection by web security services or through URL shortening services in order to circumvent web security by putting a trustworthy website in the middle. By quarantining messages containing URLs that meet your threat level threshold, not only does CASE have the opportunity to reevaluate the message’s content based on updated Outbreak Rules from SIO, but the messages can remain in the quarantine long enough that the linked website may go offline or be blocked by a web security solution.

See

Dynamic Quarantine, page 14-9

more information on how Outbreak Filters quarantine suspicious messages.

Redirecting URLs

When CASE scans a message at the Outbreak Filters stage, it searches for URLs in the message body in addition to other suspicious content. CASE uses published Outbreak Rules to evaluate whether the message is a threat and then scores the message with the appropriate threat level. Depending on the threat level, Outbreak Filters protects the recipient by rewriting all the URLs to redirect the recipient to the

Cisco web security proxy, except for URLs pointing to bypassed domains, and delaying the delivery of the message in order for TOC to learn more about the website if it appears to be part of a larger outbreak.

See

URL Rewriting and Bypassing Domains, page 14-16

for more information on bypassing URLs for trusted domains.

After the Email Security appliance releases and delivers the message, any attempt by the recipient to access the website is redirected through the Cisco web security proxy. This is an external proxy hosted by Cisco that displays a splash screen that warns the user that the website may be dangerous, if the website is still operational. If the website has been taken offline, the splash screen displays an error message.

If the recipient decides to click the message’s URLs, the Cisco web security proxy displays a splash screen in the user’s web browser to warn the user about the content of the message.

Figure 14-1

shows an example of the splash screen warning. The recipient can either click Ignore this warning to continue on to the website or Exit to leave and safely close the browser window.

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Figure 14-1 Cisco Security Splash Screen Warning

How Outbreak Filters Work

The only way to access the Cisco web security proxy is through a rewritten URL in a message. You cannot access the proxy by typing a URL in your web browser.

Modifying Messages

The Outbreak Filters feature modifies the message body of a non-viral threat message not only to rewrite the URLs but to alert the user that the message is a suspected threat. The Outbreak Filters feature can modify the subject header and add a disclaimer about the message’s content above the message body.

See

Message Modification, page 14-15 for more information.

The threat disclaimer is created using the Disclaimer template through the Mail Policies > Text

Resources page. See Overview of Text Resource Management, page 18-8 for more information.

Types of Rules: Adaptive and Outbreak

Two types of rules are used by Outbreak Filters to detect potential outbreaks: Adaptive and Outbreak.

The Outbreak Filters feature uses these two rule sets to provide the highest efficacy and the most focused set of criteria for threat detection to ensure that filters can be laser focused on a particular outbreak. The

Outbreak Filters rules and actions are visible to the administrator, not hidden away behind the scenes, providing instant access to quarantined messages and the reason why they were quarantined.

Outbreak Rules

Outbreak Rules are generated by the Cisco Threat Operations Center (TOC), which is a part of the Cisco

Security Intelligence Operations, and focus on the message as a whole, rather than just attachment filetypes. Outbreak Rules use SenderBase data (real time and historical traffic data) and any combination of message parameters such as attachment file type, file name keywords, or anti-virus engine update to recognize and prevent outbreaks in real time. Outbreak Rules are given a unique ID used to refer to the rule in various places in the GUI (such as the Outbreak quarantine).

Real-time data from the global SenderBase network is then compared to this baseline, identifying anomalies that are proven predictors of an outbreak. The TOC reviews the data and issues a threat indicator or Threat Level. The Threat Level is a numeric value between 0 (no threat) and 5 (extremely risky), and measures the likelihood that a message is a threat for which no other gateway defense is widely deployed by Cisco customers (for more information, see

Threat Levels, page 14-6

). Threat Levels

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are published as Outbreak Rules by the TOC.

Some example characteristics that can be combined in Outbreak Rules include:

File Type, File Type & Size, File Type & File Name Keyword, etc.

File Name Keyword & File Size

File Name Keyword

Message URL

File Name & Sophos IDE

Adaptive Rules

Adaptive Rules are a set of rules within CASE that accurately compare message attributes to attributes of known virus outbreak messages. These rules have been created after studying known threat messages and known good messages within an extensive Cisco virus corpus. Adaptive Rules are updated often as the corpus is evaluated. They complement existing Outbreak Rules to detect outbreak messages at all times. While Outbreak Rules take effect when a possible outbreak is occurring, Adaptive Rules (once enabled) are “always on,” catching outbreak messages locally before the full anomaly has formed on a global basis. Additionally, Adaptive Rules continuously respond to small and subtle changes in email traffic and structure, providing updated protection to customers.

Outbreaks

A Outbreak Filter rule is basically a Threat Level (e.g. 4) associated with a set of characteristics for an email message and attachment — things such as file size, file type, file name, message content, and so on. For example, assume the Cisco SIO notices an increase in the occurrences of a suspicious email message carrying a .exe attachment that is 143 kilobytes in size, and whose file name includes a specific keyword (“hello” for example). An Outbreak Rule is published increasing the Threat Level for messages matching this criteria. Your Cisco appliance checks for and downloads newly published Outbreak and

Adaptive Rules every 5 minutes by default (see

Updating Outbreak Filter Rules, page 14-13 ). Adaptive

Rules are updated less frequently than Outbreak Rules. On the Cisco appliance, you set a threshold for quarantining suspicous messages. If the Threat Level for a message equals or exceeds the quarantine threshold, the message is sent to the Outbreak quarantine area. You can also set up a threshold for modifying non-viral threat messages to rewrite any URLs found in suspicious messages or add a notification at the top of message body.

Threat Levels

Table 14-1 on page 14-6

provides a basic set of guidelines or definitions for each of the various levels.

Table 14-1 Threat Level Definitions

Level

0

1

2

Risk

None

Low

Low/Medium

Meaning

There is no risk that the message is a threat.

The risk that the message is a threat is low.

The risk that the message is a threat is low to medium. It is a

“suspected” threat.

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Table 14-1

Level

3

4

5

Risk

Medium

High

Threat Level Definitions (continued)

Extreme

Meaning

Either the message is part of a confirmed outbreak or there is a medium to large risk of its content being a threat.

Either the message is confirmed to be part of a large scale outbreak or its content is very dangerous.

The message’s content is confirmed to part of an outbreak that is either extremely large scale or large scale and extremely dangerous.

For more information about threat levels and outbreak rules, see

Outbreak Filters Rules, page 14-12 .

Guidelines for Setting Your Quarantine Threat Level Threshold

The quarantine threat level threshold allows administrators to be more or less aggressive in quarantining suspicious messages. A low setting (1 or 2) is more aggressive and will quarantine more messages; conversely, a higher score (4 or 5) is less aggressive and will only quarantine messages with an extremely high likelihood of being malicious.

The same threshold applies to both virus outbreaks and non-virus threats, but you can specify different quarantine retention times for virus attacks and other threats. See

Dynamic Quarantine, page 14-9 for

more information.

Cisco recommends the default value of 3.

Containers: Specific and Always Rules

Container files are files, such as zipped (.zip) archives, that contain other files. The TOC can publish rules that deal with specific files within archive files.

For example, if a virus outbreak is identified by TOC to consist of a .zip file containing a .exe, a specific

Outbreak Rule is published that sets a threat level for .exe files within .zip files (.zip(exe)), but does not set a specific threat level for any other file type contained within .zip files (e.g. .txt files). A second rule

(.zip(*)) covers all other file types within that container file type. An Always rule for a container will always be used in a message's Threat Level calculation regardless of the types of files that are inside a container. An always rule will be published by the SIO if all such container types are known to be dangerous.

Table 14-2 Fallback Rules and Threat Level Scores

Outbreak Rule

.zip(exe)

.zip(doc) zip(*)

0

2

Threat Level

4

Description

This rule sets a threat level of 4 for .exe files within .zip files.

This rule sets a threat level of 0 for .doc files within .zip files.

This rule sets a threat level of 2 for all .zip files, regardless of the types of files they contain.

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How the Outbreak Filters Feature Works

Email messages pass through a series of steps, the “email pipeline,” when being processed by your Cisco

appliance (for more information about the email pipeline, see Understanding the Email Pipeline, page 4-1 ). As the messages proceed through the email pipeline, they are run through the anti-spam and

anti-virus scanning engines if those engines are enabled for that mail policy. In other words, known spam or messages containing recognized viruses are not scanned by the Outbreak Filters feature because they will have already been removed from the mail stream — deleted, quarantined, etc. — based on your anti-spam and anti-virus settings. Messages that arrive at the Outbreak Filters feature have therefore been marked spam- and virus-free. Note that a message quarantined by Outbreak Filters may be marked as spam or containing a virus when it is released from the quarantine and rescanned by CASE, based on updated spam rules and virus definitions.

Note

Messages that skip anti-spam and anti-virus scanning due to filters or the engines being disabled will still be scanned by Outbreak Filters.

Message Scoring

When a new virus attack or non-viral threat is released into the wild, no anti-virus or anti-spam software is able to recongnize the threat yet, so this is where the Outbreak Filters feature can be invaluable.

Incoming messages are scanned and scored by CASE using the published Outbreak and Adaptive Rules

(see

Types of Rules: Adaptive and Outbreak, page 14-5 ). The message score corresponds with the

message’s threat level. Based on which, if any, rules the message matches, CASE assigns the corresponding threat level. If there is no associated threat level (the message does not match any rules), then the message is assigned a threat level of 0.

Once that calculation has been completed, the Email Security appliance checks whether the threat level of that message meets or exceeds your quarantine or message modification threshold value and quarantines message or rewrites its URLs. It the threat level is below the thresholds, it will be passed along for further processing in the pipeline.

Additionally, CASE reevaluates existing quarantined messages against the latest rules to determine the latest threat level of a message. This ensures that only messages that have a threat level consistent with an outbreak message stay within the quarantine and messages that are no longer a threat flow out of the quarantine after an automatic reevaluation.

In the case of multiple scores for an outbreak message — one score from an Adaptive Rule (or the highest score if multiple Adaptive Rules apply), and another score from an Outbreak Rule (or the highest score if multiple Outbreak Rules apply) — intelligent algorithms are used to determine the final threat level.

Note

It is possible to use the Outbreak Filters feature without having enabled anti-virus scanning on the Cisco appliance. The two security services are designed to complement each other, but will also work separately. That said, if you do not enable anti-virus scanning on your Cisco appliance, you will need to monitor your anti-virus vendor’s updates and manually release or re-evaluate some messages in the

Outbreak quarantine. When using Outbreak Filters without anti-virus scanning enabled, keep the following in mind:

You should disable Adaptive Rules

Messages will get quarantined by Outbreak Rules

Messages will get released if the threat level is lowered or time expires

Downstream anti-virus vendors (desktops/groupware) may catch the message on release.

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Note

Anti-spam scanning needs to be enabled globally on an appliance in order for the Outbreak Filters feature to scan for non-viral threats.

Dynamic Quarantine

The Outbreak Filters feature’s Outbreak quarantine is a temporary holding area used to store messages until they’re confirmed to be threats or it’s safe to deliver to users. (See

Outbreak Lifecycle and Rules

Publishing, page 14-10

for more information.) Quarantined messages can be released from the Outbreak quarantine in several ways. As new rules are downloaded, messages in the Outbreak quarantine are reevaluated based on a recommended rescan interval calculated by CASE. If the revised threat level of a message falls under the quarantine retention threshold, the message will automatically be released

(regardless of the Outbreak quarantine’s settings), thereby minimizing the time it spends in the quarantine. If new rules are published while messages are being re-evaluated, the rescan is restarted.

Please note that messages quarantined as virus attacks are not automatically released from the outbreak quarantine when new anti-virus signatures are available. New rules may or may not reference new anti-virus signatures; however, messages will not be released due to an anti-virus engine update unless an Outbreak Rule changes the threat level of the message to a score lower than your Threat Level

Threshold.

Messages are also released from the Outbreak quarantine after CASE’s recommended retention period has elapsed. CASE calculates the retention period based on the message’s threat level. You can define separate maximum retention times for virus outbreaks and non-viral threats. If CASE’s recommended retention time exceeds the maximum retention time for the threat type, the Email Security appliance releases messages when the maximum retention time elapses. For viral messages the default maximum quarantine period is 1 day. The default period for quarantining non-viral threats is 4 hours. You can manually release messages from the quarantine.

The Email Security appliance also releases messages when the quarantine is full and more messages are inserted (this is referred to as overflow). Overflow only occurs when the Outbreak quarantine is at 100% capacity, and a new message is added to the quarantine. At this point, messages are released in the following order of priority:

Messages quarantined by Adaptive Rules (those scheduled to be released soonest are first)

Messages quarantined by Outbreak Rules (those scheduled to be released soonest are first)

Overflow stops the moment the Outbreak quarantine is below 100% capacity. For more information about how quarantine overflow is handled, see

Retention Time for Messages in Quarantines, page 27-4

and

Default Actions for Automatically Processed Quarantined Messages, page 27-5 .

Messages released from the Outbreak quarantine are scanned by the anti-virus and anti-spam engines again if they’re enabled for the mail policy. If it is now marked as a known virus or spam, then it will be subject to your mail policy settings (including a possible second quarantining in the Virus quarantine or

Cisco Spam quarantine). For more information, see

The Outbreak Filters Feature and the Outbreak

Quarantine, page 14-17 .

Thus it is important to note that in a message's lifetime, it may actually be quarantined twice — once due to the Outbreak Filters feature, and once when it is released from the Outbreak quarantine. A message will not be subject to a second quarantine if the verdicts from each scan (prior to Outbreak

Filters, and when released from the Outbreak quarantine) match. Also note that the Outbreak Filters feature does not take any final actions on messages. The Outbreak Filters feature will either quarantine a message (for further processing) or move the message along to the next step in the pipeline.

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Outbreak Lifecycle and Rules Publishing

Very early in a virus outbreak’s lifecycle, broader rules are used to quarantine messages. As more information becomes available, increasingly focused rules are published, narrowing the definition of what is quarantined. As the new rules are published, messages that are no longer considered possible virus messages are released from quarantine (messages in the outbreak quarantine are rescanned as new rules are published).

Table 14-3 Example Rules for an Outbreak Lifecycle

Time

T=0

Rule Type

Adaptive Rule

(based on past outbreaks)

Rule Description

A consolidated rule set based on over 100K message attributes, which analyzes message content, context and structure

T=5 min Outbreak Rule Quarantine messages containing .zip (exe) files

T=10 min

T=20 min

Outbreak Rule Quarantine messages that have

.zip (exe) files greater than 50

KB

Outbreak Rule Quarantine messages that have

.zip (exe) files between 50 to 55

KB, and have “Price” in the file name

T=12 hours

Outbreak Rule Scan against new signature

Action

Messages are automatically quarantined if they match Adaptive Rules

Quarantine all attachments that are .zips containing a .exe

Any message with .zip (exe) files that are less than 50 KB would be released from quarantine

Any message that does not match this criteria would be released from quarantine

All remaining messages are scanned against the latest anti-virus signature

Managing Outbreak Filters (GUI)

Log in to the Graphical User Interface (GUI), select Security Services in the menu, and click Outbreak

Filters.

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Figure 14-2 Outbreak Filters Main Page

Managing Outbreak Filters (GUI)

The Outbreak Filters page shows two sections: the Outbreak Filters Overview and a listing of current

Outbreak Filter Rules (if any).

In

Figure 14-2

, Outbreak Filters are enabled, Adaptive Scanning is enabled, and the maximum message size is set to 512k. To change these settings, click Edit Global Settings For more information about

editing Global Settings, see Configuring Outbreak Filters Global Settings, page 14-11 .

The Outbreak Filter Rules section lists the time, date, and version of the latest update for various components (the rules engine as well as the rules themselves), as well as a listing of the current Outbreak

Filter rules with threat level.

For more information about Outbreak Rules, see

Outbreak Filters Rules, page 14-12

.

Configuring Outbreak Filters Global Settings

To configure the Global Settings for Outbreak Filters, click Edit Global Settings.

Figure 14-3 Outbreak Filters Global Settings Page

Use this page to:

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Enable Outbreak Filters globally.

Enable Adaptive Rules scanning.

Set a maximum size for files to scan (note that you are entering the size in bytes)

Elect whether to enable alerts for the Outbreak Filter.

Note that alerts and Adaptive Rules are not enabled by default. This functionality is also available via the outbreakconfig

CLI command (see the Cisco AsyncOS CLI Reference Guide). After you make your changes, submit and commit them.

Enabling the Outbreak Filters Feature

To enable the Outbreak Filters feature globally, check the box next to Enable Outbreak Filters on the

Outbreak Filters Global Settings page, and click Submit. You must have agreed to the Outbreak Filters license agreement first.

Once enabled globally, the Outbreak Filters feature can then be enabled or disabled individually for each incoming and outgoing mail policy, including the default policies. For more information, see

The

Outbreak Filters Feature and Mail Policies, page 14-13

.

The Outbreak Filters feature uses the Context Adaptive Scanning Engine (CASE) to detect viral threats, regardless of whether anti-spam scanning is enabled, but you do need to have Cisco Anti-Spam or

Intelligent Multi-Scan enabled globally on the aplliance in order to scan for non-viral threats.

Note

If you have not already agreed to the license during system setup (see

Step 4: Security, page 3-18

), you must click Enable on the Security Services > Outbreak Filters page, and then read and agree to the license.

Enabling Adaptive Rules

Adaptive Scanning enables the use of Adaptive Rules in Outbreak Filters. A set of factors or traits (file size, etc.) are used to determine the likelihood of a message being part of an outbreak when no virus signature or spam criteria relating to the message’s content is available. To enable Adaptive Scanning, check the box next to Enable Adaptive Rules on the Outbreak Filters Global Settings page, and click

Submit.

Enabling Alerts for Outbreak Filters

Check the box labeled “Emailed Alerts” to enable alerting for the Outbreak Filters feature. Enabling emailed alerts for Outbreak Filters merely enables the alerting engine to send alerts regarding Outbreak

Filters. Specifying which alerts are sent and to which email addresses is configured via the Alerts page in the System Administration tab. For more information on configuring alerts for Outbreak Filters, see

Alerts, SNMP Traps, and Outbreak Filters, page 14-19 .

Outbreak Filters Rules

Outbreak Rules are published by the Cisco Security Intelligence Operations and your Cisco appliance checks for and downloads new outbreak rules every 5 minutes. You can change this update interval. See

Configuring Server Settings for Downloading Upgrades and Updates, page 29-18

for more information.

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Managing Outbreak Filter Rules

Because the Outbreak Filters Rules are automatically downloaded for you, there really is no management needed on the part of the user.

However, if for some reason your Cisco appliance is not able to reach Cisco’s update servers for new rules over a period of time, it is possible that your locally-cached scores are no longer valid, i.e., if a known viral attachment type now has an update in the anti-virus software and/or is no longer a threat.

At this time, you may wish to no longer quarantine messages with these characteristics.

You can manually download updated outbreak rules from Cisco’s update servers by clicking Update

Rules Now.

Note

The Update Rules Now button does not “flush” all existing outbreak rules on the appliance. It only replaces outbreak rules that have been updated. If there are no updates available on Cisco’s update servers, then the appliance will not download any outbreak rules when you click this button.

Updating Outbreak Filter Rules

By default, your Cisco appliance will attempt to download new Outbreak Filters rules every 5 minutes.

You can change this interval via the Security Services > Service Updates page. For more information, see

Service Updates, page 29-17

.

The Outbreak Filters Feature and Mail Policies

The Outbreak Filters feature has settings that can be set per mail policy. The Outbreak Filters feature can be enabled or disabled for each mail policy on the appliance. Specific file extensions and domains can be exempted from processing by the Outbreak Filters feature, per mail policy. This functionality is also available via the policyconfig

CLI command (see the Cisco AsyncOS CLI Reference Guide).

Note

Cisco Anti-Spam or Intelligent Multi-Scan scanning needs to be enabled globally on an appliance in order for the Outbreak Filters feature to scan for non-viral threats.

Figure 14-4 Mail Policy Listing

To modify the Outbreak Filters feature settings for a specific mail policy, click the link in the Outbreak

Filters column of the policy to change.

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Managing Outbreak Filters (GUI)

Figure 14-5 Outbreak Filters Settings and Mail Policies

Chapter 14 Outbreak Filters

To enable and customize the Outbreak Filters feature for a particular mail policy, select Enable

Outbreak Filtering (Customize Settings).

You can configure the following Outbreak Filter settings for a mail policy:

Quarantine threat level.

Maximum quarantine retention time.

File extension types for bypassing.

Message modification threshold.

Message subject.

URL rewriting.

Threat disclaimer.

Select Enable Outbreak Filtering (Inherit Default mail policy settings) to use the Outbreak Filters settings that are defined for the default mail policy. If the default mail policy has the Outbreak Filters feature enabled, all other mail policies use the same Outbreak Filter settings unless they are customized.

Once you have made your changes, commit your changes.

Setting a Quarantine Level Threshold

Select a Quarantine Threat Level threshold for outbreak threats from the list. A smaller number means that you will be quarantining more messages, while a larger number results in fewer messages quarantined. Cisco recommends the default value of 3.

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For more information, see

Guidelines for Setting Your Quarantine Threat Level Threshold, page 14-7 .

Maximum Quarantine Retention

Specify the maximum amount of time in either hours or days that messages stay in the Outbreak

Quarantine. You can specify different retention times for messages that may contain viral attachments and messages that may contain other threats, like phishing or malware links. You cannot quarantine non-viral threats unless you enable Message Modification for the policy.

CASE recommends a quarantine retention period when assigning the threat level to the message. The

Email Security appliance keeps the message quarantined for the length of time that CASE recommends unless it exceeds the maximum quarantine retention time for its threat type.

Bypassing File Extension Types

You can modify a policy to bypass specific file types. Bypassed file extensions are not included when

CASE calculates the threat level for the message; however, the attachments are still processed by the rest of the email security pipeline.

To bypass a file extension, click Bypass Attachment Scanning, select or type in a file extension, and click

Add Extension. AsyncOS displays the extension type in the File Extensions to Bypass list.

To remove an extension from the list of bypassed extensions, click the trash can icon next to the extension in the File Extensions to Bypass list.

Bypassing File Extensions: Container File Types

When bypassing file extensions, files within container files (a .doc file within a .zip, for example) are bypassed if the extension is in the list of extensions to bypass. For example, if you add .doc to the list of extensions to bypass, all .doc files, even those within container files are bypassed.

Message Modification

Enable Message Modification if you want the appliance to scan messages for non-viral threats, such as phishing attempts or links to malware websites.

Based on the message’s threat level, AsyncOS can modify the message to rewrite all of the URLs to redirect the recipient through the Cisco web security proxy if they attempt to open the website from the message. The appliance can also add a disclaimer to the message to alert the user that the message’s content is suspicious or malicious.

You need to enable message modification in order to quarantine non-viral threat messages.

Message Modification Threat Level

Select a Message Modification Threat Level threshold from the list. This setting determines whether to modify a message based on the threat level returned by CASE. A smaller number means that you will be modifying more messages, while a larger number results in fewer messages being modified. Cisco recommends the default value of 3.

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Message Subject

You can alter the text of the Subject header on non-viral threat messages containing modified links by prepending or appending certain text strings to notify users that the message has been modified for their protection.

Note

White space is not ignored in the Message Subject field. Add spaces after (if prepending) or before (if appending) the text you enter in this field to separate your added text from the original subject of the message. For example, add the text

[MODIFIED FOR PROTECTION]

with a few trailing spaces if you are prepending.

Note

The Message Subject field only accepts US-ASCII characters.

URL Rewriting and Bypassing Domains

If the message’s threat level exceeds the message modification threshold, the Outbreak Filters feature rewrites all URLs in the message to redirect the user to the Cisco web security proxy’s splash page if

they click on any of them. (See Redirecting URLs, page 14-4 for more information.) If the message’s

threat level exceeds the quarantine threshold, the appliance also quarantines the message. If a small scale, non-viral outbreak is in progress, quarantining the message gives TOC time to analyze any suspect websites linked from possible outbreak messages and determine whether the websites are malicious.

CASE uses updated Outbreak Rules from SIO to rescan the message to determine if it is part of the outbreak. After the retention period expires, the appliance releases the message from the quarantine.

AsyncOS rewrites all of the URLs inside a message except for the ones pointing to bypassed domains.

The following options are available for URL rewriting:

Enable only for unsigned messages. This option allows AsyncOS to rewrite URLs in unsigned messages that meet or exceed the message modification threshold, but not signed messages. Cisco recommends using this setting for URL rewriting.

Note

The Email Security appliance may rewrite URLs in a DomainKeys/DKIM-signed message and invalidate the message’s signature if a server or appliance on your network other than the Email

Security appliance is responsible for verifying the DomainKeys/DKIM signature.

Enable for all messages. This option allows AsyncOS to rewrite URLs in all messages that meet or exceed the message modification threshold, including signed ones. If AsyncOS modifies a signed message, the signature becomes invalid.

Disable. This option disables URL rewriting for Outbreak Filters.

You can modify a policy to exclude URLs to certain domains from modification. To bypass domains, enter the IPv4 address, IPv6 address, CIDR range, hostname, partial hostname or domain in the Bypass

Domain Scanning field. Separate multiple entries using commas.

Threat Disclaimer

The Email Security appliance can append a disclaimer message above the heading of a suspicious message to warn the user of its content. This disclaimer can be in HTML or plain text, depending on the type of message.

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Select the disclaimer text you want to use from the Threat Disclaimer list or click the Mail Policies >

Text Resources link to create a new disclaimer using the Disclaimer Template. The Disclaimer Template includes variables for outbreak threat information. You can see a preview of the threat disclaimer by clicking Preview Disclaimer. For custom disclaimer messages, you can use variables to display the threat level, the type of threat, and a description of the threat in the message. For information on creating a disclaimer message, see

Overview of Text Resource Management, page 18-8

.

The Outbreak Filters Feature and the Outbreak Quarantine

Messages quarantined by the Outbreak Filters feature are sent to the Outbreak quarantine. This quarantine functions like any other quarantine (for more information about working with quarantines, see

Chapter 27, “Quarantines”

) except that it has a “summary” view, useful for deleting or releasing all messages from the quarantine, based on the rule used to place the message in the quarantine (for

Outbreak Rules, the Outbreak ID is shown, and for Adaptive Rules, a generic term is shown). For more

information about the summary view, see Outbreak Quarantine and the Manage by Rule Summary View, page 14-18

.

Figure 14-6 The Outbreak Quarantine

Monitoring the Outbreak Quarantine

Though a properly configured quarantine requires little if any monitoring, it is a good idea to keep an eye on the Outbreak Quarantine, especially during and after virus outbreaks when legitimate messages may be delayed.

If a legitimate message is quarantined, one of the following occurs depending on the settings for the

Outbreak quarantine:

If the quarantine’s Default Action is set to Release, the message will be released when the retention time period expires or when the quarantine overflows. You can configure the Outbreak quarantine so that the following actions are performed on messages before they are released due to overflow: strip attachments, modify the subject, and add an X-Header. For more information about these actions, see

Default Actions for Automatically Processed Quarantined Messages, page 27-5 .

If the quarantine’s Default Action is set to Delete, the message will be deleted when the retention time period expires, or when the quarantine overflows.

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Overflow occurs when the quarantine is full and more messages are added. In this case the messages closest to their expiration date (not necessarily the oldest messages) are released first, until enough room is available for the new messages. You can configure the Outbreak quarantine so that the following actions are performed on messages before they are released due to overflow: strip attachments, modify the subject, add an X-Header.

Because quarantined messages are rescanned whenever new rules are published, it is very likely that messages in the Outbreak quarantine will be released prior to the expiration time.

Still, it can be important to monitor the Outbreak quarantine if the Default Action is set to Delete. Cisco recommends most users to not set the default action to Delete. For more information about releasing messages from the Outbreak quarantine, or changing the Default Action for the Outbreak Quarantine, see

Default Actions for Automatically Processed Quarantined Messages, page 27-5

.

Conversely, if you have messages in your Outbreak quarantine that you would like to keep in the quarantine longer while you wait for a new rule update, for example, you can delay the expiration of those messages. Keep in mind that increasing the retention time for messages can cause the size of the quarantine to grow.

Note

If anti-virus scanning is disabled globally (not via a mail policy) while a message is in the Outbreak quarantine, the message is not anti-virus scanned when it leaves the quarantine, even if anti-virus scanning is re-enabled prior to the message leaving the quarantine.

Note

You can use the Outbreak Filters feature without having enabled anti-virus scanning on the Cisco appliance. However, Outbreak Filters cannot scan for non-viral threats if anti-spam scanning is not enabled on the appliance.

Outbreak Quarantine and the Manage by Rule Summary View

You can view the contents of the Outbreak quarantine by clicking on the name of the quarantine in the listing on the Monitor menu in the GUI. The Outbreak quarantine has an additional view as well, the

Outbreak Quarantine Manage by Rule Summary link.

Figure 14-7 The Outbreak Quarantine Manage by Rule Summary Link

Using the Summary View to Perform Message Actions on Messages in the Outbreak Quarantine Based on Rule ID.

Click on the Manage by Rule Summary link to see a listing of the contents of the Outbreak quarantine, grouped by rule ID:

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Figure 14-8 The Outbreak Quarantine Manage by Rule Summary View

Monitoring Outbreak Filters

From this view, you can choose to release, delete, or delay the exit for all messages pertaining to a specific outbreak or adaptive rule, rather than selecting individual messages. You can also search through or sort the listing.

This functionality is also available via the quarantineconfig -> outbreakmanage

CLI command. For more information, see the Cisco AsyncOS CLI Reference Guide.

Monitoring Outbreak Filters

The Cisco appliance includes several tools to monitor the performance and activity of the Outbreak

Filters feature.

Outbreak Filters Report

The Outbreak Filters report to view the current status and configuration of Outbreak Filters on your

Cisco appliance as well as information about recent outbreaks and messages quarantined due to

Outbreak Filters. View this information on the Monitor > Outbreak Filters page. For more information, see the “Email Security Monitor” chapter in the Cisco IronPort AsyncOS for Email Daily Management

Guide.

Outbreak Filters Overview and Rules Listing

The overview and rules listing provide useful information about the current status of the Outbreak Filters feature. View this information via the Security Services > Outbreak Filters page.

Outbreak Quarantine

Use the outbreak quarantine to monitor how many messages are being flagged by your Outbreak Filters threat level threshold. Also available is a listing of quarantined messages by rule. View this information via the Monitor > Local Quarantines > Outbreak link and the Manage Rule by Summary link on the

Monitor > Local Quarantines page. See

Chapter 27, “Quarantines” for more information.

Alerts, SNMP Traps, and Outbreak Filters

The Outbreak Filters feature supports two different types of notifications: regular AsyncOS alerts and

SNMP traps.

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Troubleshooting The Outbreak Filters Feature

SNMP traps are generated when a rule update fails. For more information about SNMP traps in

AsyncOS, see the “Managing and Monitoring via the CLI” chapter in the Cisco IronPort AsyncOS for

Email Daily Management Guide.

AsyncOS has two types of alerts for the Outbreak Filter feature: size and rule

AsyncOS alerts are generated whenever the Outbreak quarantine’s size goes above 5, 50, 75, and 95 of the maximum size. The alert generated for the 95% threshold has a severity of CRITICAL, while the remaining alert thresholds are WARNING. Alerts are generated when the threshold is crossed as the quarantine size increases. Alerts are not generated when thresholds are crossed as the quarantine size decreases. For more information about alerts, see

Alerts, page 29-24

.

AsyncOS also generates alerts when rules are published, the threshold changes, or when a problem occurs while updating rules or the CASE engine.

Troubleshooting The Outbreak Filters Feature

This section provides some basic troubleshooting tips for the Outbreak Filters feature.

Use the checkbox on the Manage Quarantine page for the Outbreak quarantine to notify Cisco of mis-classifications.

Multiple Attachments and Bypassed Filetypes

Bypassed file types are only excluded if a message’s only attachment is of that type, or in the case of multiple attachments, if the other attachments do not yet have existing rules. Otherwise the message is scanned.

Message and Content Filters and the Email Pipeline

Message and content filters are applied to messages prior to scanning by Outbreak Filters. Filters can cause messages to skip or bypass the Outbreak Filters scanning.

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C H A P T E R

15

Data Loss Prevention

Overview of Data Loss Prevention, page 15-1

DLP Deployment Options, page 15-3

System Requirements for Data Loss Prevention, page 15-4

RSA Email DLP, page 15-4

DLP Policies for RSA Email DLP, page 15-5

RSA Enterprise Manager, page 15-22

Message Actions, page 15-32

Showing or Hiding Sensitive DLP Data in Message Tracking, page 15-37

About Updating the DLP Engine and Content Matching Classifiers, page 15-37

Working with DLP Incident Messages and Data, page 15-40

Troubleshooting Data Loss Prevention, page 15-40

Overview of Data Loss Prevention

The Data Loss Prevention (DLP) feature secures your organization’s proprietary information and intellectual property and enforces compliance with government regulations by preventing users from maliciously or unintentionally emailing sensitive data from your network. You define the types of data that your employees are not allowed to email by creating DLP policies that are used to scan outgoing messages for any data that may violate laws or corporate policies.

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Overview of Data Loss Prevention

Overview of the DLP Scanning Process

1.

2.

3.

4.

Action

A user in your organization sends an email message to a recipient outside of your organization.

More Information

The Email Security appliance is a “gateway” appliance that processes messages that are entering or leaving your network.

The Email Security appliance processes the message through the stages of its email “work queue” before it reaches the DLP scanning stage.

Messages sent to other users within your network are not scanned.

Pre-DLP-scanning processes ensure, for example, that the message includes no spam or malware.

To see where DLP processing occurs in the workqueue, see the workqueue flow diagram in

Email Pipeline Flows, page 4-1

.

See How Data Loss Prevention Works, page 15-2

. The appliance scans the message body, header, and attachments for sensitive content that you have identified in DLP Policies.

If sensitive content is found, the appliance takes action to protect the data, such as quarantining the message, dropping it, or delivering it with restrictions.

You define the actions to be taken. See

Message

Actions, page 15-32 .

Otherwise, the message continues through the appliance’s work queue and if no issues are found, the Email Security appliance delivers it to the recipient.

How Data Loss Prevention Works

When someone in your organization sends a message to a recipient outside your organization, the appliance determines which outgoing mail policy applies to the sender or recipient of that message, based on rules that you defined. The appliance evaluates the content of the message using the DLP policies that are specified in that outgoing mail policy.

Specifically, the appliance scans the message content (including headers and attachments) for text that matches words, phrases, predefined patterns such as social security numbers, or a regular expression that you identified as sensitive content in an applicable DLP policy.

The appliance also evaluates the context of disallowed content in order to minimize false positive matches. For example, a number matching a credit card number pattern is only a violation if it is accompanied by an expiration date, credit card company name (Visa, AMEX, etc.), or a person’s name and address.

If message content matches more than one DLP policy, the first matching DLP policy in the list applies, based on the order that you specified. If an outgoing mail policy has multiple DLP policies that use the same criteria to determine whether content is a violation, all policies use the result from a single content scan.

When potentially sensitive content appears in a message, the appliance assigns a risk factor score between 0 - 100 to the potential violation. This score indicates the likelihood that the message contains a DLP violation.

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DLP Deployment Options

The appliance then assigns the severity level (such as Critical or Low) that you have defined for that risk factor score, and performs the message action that you have specified for that severity level in the applicable DLP Policy.

DLP Deployment Options

RSA Email DLP

All DLP activities are handled by the Email

Security appliance.

RSA Enterprise Manager

Third-party DLP management software from RSA that runs on a server and works with your Email

Security appliance as “partnered devices.”

Manages DLP policies on a single Email Security appliance, except in a cluster deployment.

You configure DLP policies on the Email Security appliance.

Note

RSA Enterprise Manager cannot be purchased from Cisco.

Manages DLP policies for multiple devices on the same network, including multiple Email Security appliances, from a centralized interface.

Policies are configured in Enterprise Manager and pushed to the Email Security appliances on your network, for consistent DLP policies across your organization.

Includes over 100 DLP policy templates designed by RSA that your organization can use to define the sensitive data that your users cannot send using email.

Includes RSA’s DLP policy templates and integrates with RSA’s DLP Datacenter to use fingerprinting detection method for scanning source code and documents in certain DLP policies.

View and manage quarantined messages on the

Email Security appliance or on a Security

Management appliance.

Fingerprinting is described in

Fingerprinting, page 15-24

.

Quarantined messages are stored on the Email

Security appliance or on a Security Management appliance.

For more information, see

page 15-4

.

RSA Email DLP,

You can view quarantined messages on Enterprise

Manager, on an Email Security appliance, or on a

Security Management appliance.

You must manage quarantined messages (for example, delete or release them) using Enterprise

Manager.

View and search reporting and tracking data on the

Email Security appliance or on a Security

Management appliance.

View and search reporting and tracking data on

Enterprise Manager, on the Email Security appliance, or on a Security Management appliance.

— Migrate the existing DLP configuration from your

Email Security appliance to Enterprise Manager.

For more information, see

RSA Enterprise

Manager, page 15-22

.

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System Requirements for Data Loss Prevention

Note

The following actions occur only on the Email Security appliance:

Outgoing mail policy definition

Message action definition

DLP scanning

Chapter 15 Data Loss Prevention

System Requirements for Data Loss Prevention

Data Loss Prevention is supported on all supported C-Series and X-Series appliances except appliances using D-Mode licenses.

The RSA Enterprise Manager feature requires Enterprise Manager 9.0.

RSA Email DLP

How to Set Up Data Loss Prevention for Deployments Using RSA Email DLP, page 15-4

Enabling Data Loss Prevention (RSA Email DLP), page 15-5

How to Set Up Data Loss Prevention for Deployments Using RSA Email DLP

Perform these steps in order:

Step 1

Step 2

Step 3

Step 4

Do This

Enable the DLP feature and choose RSA Email DLP as the deployment option.

More Information

Enabling Data Loss Prevention (RSA Email DLP), page 15-5

Message Actions, page 15-32

Define the possible actions that can be taken for messages in which violations are found or suspected. For example, you can quarantine such messages.

Create DLP policies, which: Choose a method:

identify the content that must not be emailed from your organization, and specify which actions will be taken for each violation.

Setting Up RSA Email DLP Using a Wizard, page 15-7

Creating a DLP Policy Using a Predefined

Template, page 15-8

Set the order of the DLP policies to determine which DLP policy is used to evaluate messages for DLP violations when the content could match more than one DLP policy.

Creating a Custom DLP Policy (Advanced), page 15-9

Arranging the Order of the Email DLP Policies for

Violation Matching, page 15-20

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DLP Policies for RSA Email DLP

Step 5

Step 6

Step 7

Do This

Ensure that you have created Outgoing Mail Policies for each group of senders and recipients whose messages will be scanned for DLP violations.

Specify which DLP policies apply to which senders and recipients by assigning DLP policies to Outgoing Mail

Policies.

Configure settings for storage of and access to sensitive

DLP information.

More Information

See

Chapter 10, “Mail Policies.”

To further refine permitted and restricted message senders and recipients in individual DLP policies, see

Filtering Messages for DLP Policies, page 15-18 .

Associating DLP Policies with Outgoing Mail Policies, page 15-20

Showing or Hiding Sensitive DLP Data in Message

Tracking, page 15-37

Controlling Access to Sensitive Information in

Message Tracking, page 28-5

Enabling Data Loss Prevention (RSA Email DLP)

Procedure

Step 1

Step 2

Step 3

Select Security Services > RSA Email DLP.

Click Enable.

Scroll to the bottom of the license agreement page and click Accept to accept the agreement.

Note

If you do not accept the license agreement, RSA Email DLP is not enabled on the appliance.

Step 4

Step 5

Step 6

Step 7

Under Data Loss Prevention, select RSA Email DLP.

Select the Enable RSA Email Data Loss Prevention check box.

(Recommended) For now, deselect the other options on this page.

You can change these settings later, following instructions discussed elsewhere in this chapter.

Submit and commit your changes.

What To Do Next

See

How to Set Up Data Loss Prevention for Deployments Using RSA Email DLP, page 15-4

.

Related Topics

Showing or Hiding Sensitive DLP Data in Message Tracking, page 15-37

Setting Up RSA Email DLP Using a Wizard, page 15-7

About Updating the DLP Engine and Content Matching Classifiers, page 15-37

DLP Policies for RSA Email DLP

DLP Policy Description, page 15-6

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Predefined DLP Policy Templates, page 15-6

Setting Up RSA Email DLP Using a Wizard, page 15-7

Creating a DLP Policy Using a Predefined Template, page 15-8

Creating a Custom DLP Policy (Advanced), page 15-9

About Defining Disallowed Content Using Content Matching Classifiers, page 15-10

Filtering Messages for DLP Policies, page 15-18

About Assessing Violation Severity, page 15-19

Arranging the Order of the Email DLP Policies for Violation Matching, page 15-20

Associating DLP Policies with Outgoing Mail Policies, page 15-20

Important Information About Editing or Deleting DLP Policies, page 15-22

DLP Policy Description

A DLP policy includes:

a set of conditions that determine whether an outgoing message contains sensitive data, and the actions to be taken when a message contains such data.

You specify how message content is evaluated, based on:

Specific disallowed content or patterns of information. Depending on the policy, you may need to create a regular expression to search for identification numbers. See

About Defining Disallowed

Content Using Content Matching Classifiers, page 15-10

.

A list of specific senders and recipients for filtering messages. See

Filtering by Senders and

Recipients, page 15-19 .

A list of attachment file types for filtering messages. See

Filtering by Attachment Types, page 15-19

.

Settings that allow different actions to occur based on the severity of the violation. See

About

Assessing Violation Severity, page 15-19 .

You determine the message senders and recipients that each policy applies to when you enable DLP policies in Outgoing Mail Policies.

Predefined DLP Policy Templates

To simplify creation of DLP policies, your appliance includes a large collection of predefined policy templates developed by RSA, Inc.

Template categories include:

Regulatory Compliance. These templates identify messages and attachments that contain personally identifiable information, credit information, or other protected or non-public information.

Acceptable Use. These templates identify messages sent to competitors or restricted recipients that contain sensitive information about an organization.

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Privacy Protection. These templates identify messages and attachments that contain identification numbers for financial accounts, tax records, or national IDs.

Intellectual Property Protection. These templates identify popular publishing and design document file types that may contain intellectual property that an organization would want to protect.

Company Confidential. These templates identify documents and messages that contain information about corporate accounting information and upcoming mergers and acquisitions.

Custom Policy. This “template” lets you create your own policy from scratch using either content matching classifiers developed by RSA or violation identification criteria specified by your organization. This option is considered advanced and should be used only in the rare cases when the predefined policy templates do not meet the unique requirements of your network environment.

Some of these templates require customization.

Setting Up RSA Email DLP Using a Wizard

The DLP Assessment Wizard helps you configure commonly-used DLP policies and enable them in the appliance’s default outgoing mail policy.

Note

By default, DLP policies added using the DLP Assessment Wizard deliver all messages, regardless of the severity of detected DLP violations. You will need to edit the policies created using the wizard.

Before You Begin

Remove any existing DLP policies from the appliance. You can only use the DLP Assessment

Wizard if there are no existing DLP policies on the appliance.

If you need to detect messages that include student identification numbers or account numbers other than credit card numbers, US Social Security numbers, and US Drivers License numbers, create a regular expression that identifies those numbers. For more information, see

Regular Expressions for

Identifying Identification Numbers, page 15-14 .

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Security Services > RSA Email DLP.

Click Edit Settings.

Select the Enable and configure DLP using the DLP Assessment Wizard check box.

Click Submit.

Complete the wizard.

Keep the following in mind:

Any business that operates in California and owns or licenses computerized personally identifying information (PII) data for California residents, regardless of their physical location, is required to comply with California SB-1386. This law is one of the policy choices in the wizard.

If you do not enter an email address to receive automatically-generated scheduled DLP Incident

Summary report, the report will not be generated.

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Step 6

When you review your configured settings, if you return to a step to make a change, you must proceed through the remaining steps until you reach the review page again. All settings that you previously entered will be remembered.

When you complete the wizard, the Outgoing Mail Policies page displays, with your DLP policies enabled in the default outgoing mail policy. A summary of your DLP policy configuration is displayed at the top of the page.

Commit your changes.

What To Do Next

(Optional) To edit these DLP policies, create additional policies, change the overall action on messages, or change the severity level settings, choose Mail Policies > DLP Policy Manager. For information, see

Creating a DLP Policy Using a Predefined Template, page 15-8 ,

Creating a Custom

DLP Policy (Advanced), page 15-9

, and

Adjusting the Severity Scale, page 15-20

.

(Optional) To enable existing DLP policies for other outgoing mail policies, see

Using Outgoing

Mail Policies to Assign DLP Policies to Senders and Recipients, page 15-21 .

Related Topics

Creating a DLP Policy Using a Predefined Template, page 15-8

Creating a Custom DLP Policy (Advanced), page 15-9

Creating a DLP Policy Using a Predefined Template

Procedure

Step 1

Step 2

Step 3

Select Mail Policies > DLP Policy Manager.

Click Add DLP Policy.

Click the name of a category to display a list of the available RSA Email DLP policy templates.

Note

To view descriptions of each template, click Display Policy Descriptions.

Step 4

Step 5

Step 6

Click Add for the RSA Email DLP policy template that you want to use.

(Optional) Change the predefined name and description of the template.

If the policy requires or recommends customizing one or more content matching classifiers, enter a regular expression to define the pattern of your organization’s identification numbering system and a list of words or phrases related to the identification numbers that identify them as such or are typically associated with them.

For information, see:

About Defining Disallowed Content Using Content Matching Classifiers, page 15-10 and

Regular Expressions for Identifying Identification Numbers, page 15-14 .

Note

You cannot add or remove content matching classifiers for policies based on a predefined template.

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Step 7

Step 8

Step 9

(Optional) Apply the DLP policy only to messages with specific recipients, senders, attachment types, or previously-added message tags.

For more information, see

Filtering Messages for DLP Policies, page 15-18 .

You can separate multiple entries using a line break or a comma.

In the Severity Settings section:

Choose an action to take for each level of violation severity.

For more information, see

About Assessing Violation Severity, page 15-19

.

(Optional) Click Edit Scale to adjust the violation severity scale for the policy.

For more information, see

Adjusting the Severity Scale, page 15-20 .

Submit and commit your changes.

Related Topics

Setting Up RSA Email DLP Using a Wizard, page 15-7

Creating a Custom DLP Policy (Advanced), page 15-9

Creating a Custom DLP Policy (Advanced)

Note

Creating custom policies is very complex; create custom policies only if the predefined DLP policy templates do not meet the needs of your organization.

You can create a custom DLP policy from scratch using the Custom Policy template and add either a predefined RSA content matching classifier or a custom classifier to the policy.

Custom policies can return a DLP violation if the content matches a single classifier or all classifiers, depending on how the policy is defined.

Before You Begin

Suggested: Define the criteria that identify a content violation. See

Creating a Content Matching

Classifier for Custom DLP Policies, page 15-13

. You can also define these criteria from within this procedure.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Select Mail Policies > DLP Policy Manager.

Click Add DLP Policy.

Click the name of the Custom Policy category.

Click Add for the Custom Policy template.

Enter a name and description for the policy.

Identify the content and context that constitute a DLP violation:

a.

Select a content matching classifier.

b.

Click Add.

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Step 7

Step 8

Step 9 c.

If you selected Create a Classifier, see

Creating a Content Matching Classifier for Custom DLP

Policies, page 15-13

.

Otherwise, the selected classifier is added to the table.

(Optional) Add additional classifiers to the policy.

For example, you might be able to eliminate known likely false positive matches by adding another classifier and selecting NOT.

d.

If you added multiple classifiers: Choose an option in the table heading to specify whether any or

all of the classifiers must match in order to count the instance as a violation.

(Optional) Apply the DLP policy only to messages with specific recipients, senders, attachment types, or previously-added message tags.

For more information, see Filtering Messages for DLP Policies, page 15-18

.

You can separate multiple entries using a line break or a comma.

In the Severity Settings section:

Choose an action to take for each level of violation severity.

For more information, see About Assessing Violation Severity, page 15-19

.

(Optional) Click Edit Scale to adjust the violation severity scale for the policy.

For more information, see Adjusting the Severity Scale, page 15-20

.

Submit and commit your changes.

Related Topics

Setting Up RSA Email DLP Using a Wizard, page 15-7

Creating a DLP Policy Using a Predefined Template, page 15-8

About Defining Disallowed Content Using Content Matching Classifiers

Content matching classifiers define the content that cannot be emailed and optionally the context in which that content must occur in order to be considered a data loss prevention violation.

Suppose you want to prevent patient identification numbers from being emailed from your organization.

In order for the appliance to recognize these numbers, you must specify the patterns of the record numbering system used by your organization, using one or more regular expressions. You can also add a list of words and phrases that might accompany the record number as supporting information. If the classifier detects the number pattern in an outgoing message, it searches for the supporting information to verify that the pattern is an identification number and not a random number string. Including context matching information results in fewer false positive matches.

For this example, you might create a DLP policy that uses the HIPAA and HITECH template. This template includes the Patient Identification Numbers content matching classifier, which you can customize to detect a patient’s identification number. To detect numbers in the pattern of 123-CL456789, you would enter the regular expression

[0-9]{3}\-[A-Z]{2}[0-9]{6}

for the classifier. Enter “Patient

ID” for a related phrase. Finish creating the policy and enable it in an outgoing mail policy. Submit and commit your changes. Now, if the policy detects the number pattern in an outgoing message with the phrase “Patient ID” in close proximity to the number pattern, the DLP policy returns a DLP violation.

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About Using Content Matching Classifiers in DLP Policies

Many of the predefined DLP policy templates include content matching classifiers from RSA. Some of these classifiers require customization in order to identify the patterns that are used for data in your organization.

If you create a custom DLP policy, you can choose a predefined classifier or create one of your own.

Content Matching Classifier Examples

The following examples show how classifiers match message content.

Credit Card Number

US Social Security Number

The US Social Security Number classifier requires a properly formatted number as well as supporting data, such as a date of birth, name, or the string

SSN

.

Examples:

321-02-3456

(No match because of no supporting information)

321-02-3456 July 4

(Match)

321-02-3456 7/4/1980

(Match)

321-02-3456 7/4

(No match)

321-02-3456 321-02-7654

(Match because of more than one SSN)

SSN: 321-02-3456

(Match)

Joe Smith 321-02-3456

(Match)

321-02-3456 CA 94066

(Match)

ABA Routing Number

Several DLP policy templates include the Credit Card Number classifier. The credit card number itself is subject to various constraints, such as the pattern of digits and punctuation, the issuer-specific prefix, and the final check digit. The classifier requires additional supporting information to make a match, such as a second credit card number, an expiration date, or the name of the card issuer. This reduces the number of false positives.

Examples:

4999-9999-9999-9996

(No match because of no supporting information)

4999-9999-9999-9996 01/09

(Match)

Visa 4999-9999-9999-9996

(Match)

4999-9999-9999-9996 4899 9999 9999 9997

(Match because of more than one credit card number)

The ABA Routing Number classifier is similar to the Credit Card Number classifier.

Examples:

119999992

(No match because of no supporting information)

routing 119999992 account 1234567

(Match)

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US Drivers License

US National Provider Identifier

The US National Provider Identifier classifier scans for a US National Provider Identifier (NPI) numbers, which is a 10-digit number with a check digit.

Examples:

NPI: 3459872347

(Match for NPI)

3459872347

(No match because of no supporting information)

NPI: 3459872342

(No match because of incorrect check digit)

Student Records

Many policies use a US Drivers License classifier. By default, this classifier searches for drivers licenses for all 50 US states and the District of Columbia. Even US state-specific policies such as California

AB-1298 and Montana HB-732 search for all 51 types of US drivers licenses. Thus, a predefined DLP policy template for a specific state, such as California SB 1386, uses the detection rules for all states and will return a DLP violation for data with a non-California driver license because it is still considered a privacy violation.

If you are concerned about false positives or appliance performance, you can limit searching to specific

US states or no states by going to Mail Policies > DLP Policy Manager and clicking the US Drivers

Licenses link in the Advanced Settings section.

The individual state classifiers match against the patterns for that state, and require the corresponding state name or abbreviation, and additional supporting data.

Examples:

CA DL: C3452362

(Match because it has the correct pattern for the number and supporting data)

California DL: C3452362

(Match)

DL: C3452362

(No match because there is not enough supporting data)

California C3452362

(No match because there is not enough supporting data)

OR DL: C3452362

(No match because it is the incorrect pattern for Oregon)

OR DL: 3452362

(Match because it is the correct pattern for Oregon)

WV DL: D654321

(Match because it is the correct pattern for West Virginia)

WV DL: G6543

(No match because it is the incorrect pattern for West Virginia)

The predefined FERPA (Family Educational Rights and Privacy Act) DLP policy template uses the

Student Records classifier. Combine it with a customized Student Identification Number classifier to detect specific student ID patterns for better accuracy.

Example:

Joe Smith, Class Rank: 234, Major: Chemistry Transcript

(Match)

Corporate Financials

The predefined Sarbanes-Oxley (SOX) policy template uses the Corporate Financials classifier to search for non-public corporate financial information.

Examples:

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2009 Cisco net sales, net income, depreciation

(Match)

FORM 10-Q 2009 I.R.S. Employer Identification No.

(Match)

DLP Policies for RSA Email DLP

Creating a Content Matching Classifier for Custom DLP Policies

Custom classifiers that you create are added to the list of classifiers that you can use when creating custom DLP policies.

Step Do This

Step 1

Understand how content matching classifiers are used to identify potential DLP violations.

Information

See:

About Defining Disallowed Content

Using Content Matching

Classifiers, page 15-10

Content Matching Classifier

Examples, page 15-11

Step 2

Select Mail Policies > DLP Policy Customizations and click Add Custom Classifier.

Step 3

Enter a classifier name and description.

Enter a proximity and a minimum total score.

Step 4

Choose one of the following detection rule types and define the associated content matching criteria:

See Determiners of the Risk Factor of a

Suspected Violation, page 15-17

See:

Step 5

words or phrases text from a dictionary a regular expression, or an existing data loss prevention entity

(Optional) Add additional rules by clicking Add

Rule.

Classifier Detection Rules for

Identifying Sensitive Content

(Custom DLP Policies Only), page 15-14

Using Custom Dictionaries of

Sensitive DLP Terms (Custom DLP

Policies Only), page 15-15

Regular Expressions for Identifying

Identification Numbers, page 15-14

For information about Weight and Max

Score, see

Determiners of the Risk

Factor of a Suspected Violation, page 15-17 .

Step 6

Step 7

If you include multiple rules, specify whether All or

Any rules must match.

Submit and commit your changes.

This setting is at the top of the Rules section.

What To Do Next

Use your custom content classifier in a custom DLP Policy. See

Creating a Custom DLP Policy

(Advanced), page 15-9 .

Related Topics

Viewing the Policies in Which Custom Content Classifiers are Used, page 15-18

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Classifier Detection Rules for Identifying Sensitive Content (Custom DLP Policies Only)

Content matching classifiers require rules for detecting DLP violations in a message or document.

Classifiers can use one or more of the following detection rules:

Words or Phrases. A list of words and phrases for which the classifier should look. Separate multiple entries with a comma or line break.

Regular Expression. A regular expression to define a search pattern for a message or attachment.

You can also define a pattern to exclude from matching to prevent false positives. See

Regular

Expressions for Identifying Identification Numbers, page 15-14 and

Examples of Regular

Expressions for Identifying Identification Numbers, page 15-15 for more information.

Dictionary. A dictionary of related words and phrases. Your appliance includes dictionaries created by RSA, or you can create your own. See

Using Custom Dictionaries of Sensitive DLP Terms

(Custom DLP Policies Only), page 15-15 .

Entity. A predefined pattern that identifies common types of sensitive data, such as credit card numbers, addresses, social security numbers, or ABA routing numbers. For descriptions of the entities, go to Mail Policies > DLP Policy Manager, click Add DLP Policy, click Privacy

Protection, then click Display Policy Descriptions.

Regular Expressions for Identifying Identification Numbers

Some policy templates require customization of one or more content matching classifiers, which involves creating a regular expression to search for identification numbers that may be linked to confidential information, such as a custom account number, patient identification number or Student ID.

The style of regular expressions used for content matching classifiers is the POSIX Basic Regular

Expression style regular expressions.

Note

Regular expressions are case sensitive, so they should include upper and lower case, such as

[a-zA-Z]

.

If only certain letters are used, you can define the regular expression accordingly.

The less specific the pattern, such as an 8-digit number, the more likely you will want the policy to search for additional words and phrases to distinguish a random 8-digit number from an actual customer number.

Use the following table as a guide for creating regular expressions for classifiers:

Element

Regular expression ( abc

)

[ ]

Description

Regular expressions for classifiers match a string if the sequence of directives in the regular expression match any part of the string.

For example, the regular expression

ACC matches the string

ACCOUNT

as well as

ACCT

.

Use brackets to indicate a set of characters. Characters can defined individually or within a range.

For example,

[a-z]

matches all lowercase letters from a

to z

, while

[a-zA-Z]

matches all uppercase and lowercase letters from

A

to

Z

.

[xyz]

matches only the letters x

, y

, or z

.

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Element Description

Backslash special characters (

\

)

The backslash character escapes special characters. Thus the sequence

\. only matches a literal period, the sequence

\$ only matches a literal dollar sign, and the sequence

\^

only matches a literal caret symbol.

The backslash character also begins tokens, such as

\d

.

\d

Number of repetitions

{min,max}

Or (

|

)

Important Note: The backslash is also a special escape character for the parser. As a result, if you want to include a backslash in your regular expression, you must use two backslashes — so that after parsing, only one “real” backslash remains, which is then passed to the regular expression system.

Token that matches a digit (

0

-

9

). To match more than one digit, enter an integer in

{}

to define the length of the number.

For example,

\d

matches only a single digit such as

5

, but not

55

. Using

\d{2}

matches a number consisting of two digits, such as

55

, but not

5

.

The regular expression notation that indicates the number of repetitions of the previous token is supported.

For example, the expression “

\d{8}

” matches

12345678

and

11223344

but not

8

.

Alternation, or the “or” operator. If A and B are regular expressions, the expression “

A|B

” will match any string that matches either “A” or “B.” Can be used to combine number patterns in a regular expression.

For example, the expression “ foo|bar

” will match either foo or bar

, but not foobar

.

Examples of Regular Expressions for Identifying Identification Numbers

Simple regular expressions that describe patterns of numbers and letters in identification or account numbers might look like the following:

An 8-digit number:

\d{8}

Identification code with hyphens between sets of numbers:

\d{3}-\d{4}-\d

Identification code that begins with a single letter that can be upper or lower case:

[a-zA-Z]\d{7}

Identification code that begins with three digits and is followed by nine uppercase letters:

\d{3}[A-Z]{9}

Using

|

to define two different number patterns to search for:

\d{3}[A-Z]{9}|\d{2}[A-Z]{9}-\d

Using Custom Dictionaries of Sensitive DLP Terms (Custom DLP Policies Only)

AsyncOS comes with a set of predefined dictionaries from RSA Security Inc., but you can also create custom DLP dictionaries to specify terms for the DLP scanning feature to match.

You can create a custom DLP dictionary in several ways:

Adding Custom DLP Dictionaries Directly

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Creating DLP Dictionaries as Text Files and then

Importing DLP Dictionaries .

Exporting DLP Dictionaries

from another Email Security appliance and then Importing DLP

Dictionaries

.

Adding Custom DLP Dictionaries Directly

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Select Mail Policies > DLP Policy Manager.

In the Advanced Settings section, click the link beside Custom DLP Dictionaries.

Click Add Dictionary.

Enter a name for the custom dictionary.

Enter new dictionary entries (words and phrases) into the list of terms.

Dictionary terms are case-sensitive and can contain non-ASCII characters.

When entering multiple entries, separate the entries with line breaks.

Click Add.

Submit and commit your changes.

Creating DLP Dictionaries as Text Files

You can create your own dictionary as a text file on your local machine and import it onto the appliance.

Use line breaks for each term in the dictionary text file. Dictionary terms are case-sensitive and can contain non-ASCII characters.

Exporting DLP Dictionaries

Note

Predefined DLP dictionaries cannot be exported.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Select Mail Policies > DLP Policy Manager.

Click the link for the Custom DLP Dictionaries section under Advanced Settings.

Click Export Dictionary.

Select a dictionary to export.

Enter a file name for the dictionary.

Choose where to save the exported dictionary, either on your local computer or in the configuration directory on the appliance.

Select an encoding for the file.

Click Submit and save the file.

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Importing DLP Dictionaries

Before You Begin

If you will import a file that you exported from a non-DLP dictionary on an Email Security appliance, you must first strip the weight values from the text file and convert any regular expressions to words or phrases.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Select Mail Policies > DLP Policy Manager.

In the Advanced Settings section, click the link beside Custom DLP Dictionaries.

Click Import Dictionary.

Select a file to import from either your local machine or the configuration directory on the appliance.

Select an encoding.

Click Next.

A “Success” message appears and the imported dictionary is displayed in the Add Dictionary page.

However, the process is not yet complete.

Name and edit the dictionary.

Click Submit.

Determiners of the Risk Factor of a Suspected Violation

When the appliance scans a message for DLP violations, it assigns a risk factor score to the message.

This score indicates the likelihood that the message contains a DLP violation. A score of 0 means the message almost certainly does not contain a violation. A score of 100 means it almost certainly does contain a violation.

For DLP Policies Based On Predefined Templates

You cannot view or modify risk factor scoring parameters for DLP policies created from predefined templates. However, if there are too many false positive matches for a particular DLP policy, you can adjust the severity scale for that policy. See

About Assessing Violation Severity, page 15-19 . For policies

based on templates that do not have a content matching classifier, such as the SOX (Sarbanes-Oxley) template, the scanning engine always returns a risk factor value of “75” when a message violates the policy.

For Custom DLP Policies

When you create content matching classifiers for custom DLP policies, you specify values that are used to determine the risk factor score:

Proximity. How close the rule matches must occur in the message or attachment to count as a violation. For example, if a numeric pattern similar to a social security number appears near the top of a long message and an address appears in the sender’s signature at the bottom, they are presumed to be unrelated and the data does not count as a match.

Minimum Total Score. The minimum risk factor score required for sensitive content to be labeled a DLP violation. If the score of a message’s matches does not meet the minimum total score, its data is not considered sensitive.

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Weight. For each custom rule you create, you specify a “weight” to indicate the importance of the rule. A score is obtained by multiplying the number of detection rule matches by the weight of the rule. Two instances of a rule with a weight of

10

results in a score of

20

. If one rule is more important for the classifier than the others, it should be assigned a greater weight.

Maximum Score. A rule’s maximum score prevents a large number of matches for a low-weight rule from skewing the final score of the scan.

To calculate the risk factor, the classifier multiplies the number of matches for a detection rule by the weight of the rule. If this value exceeds the detection rule’s maximum score, the classifier uses the maximum score value. If the classifier has more than one detection rule, it adds the scores for all of its detection rules into a single value. The classifier maps the detection rules score (10 - 10000) on a scale of 10 -100 using the logarithmic scale shown in the following table to create the risk factor:

Table 15-1

Rule Scores

10

20

30

50

100

150

300

500

1000

10000

How Risk Factor Scores Are Calculated From Detection Rule Scores

60

70

80

90

100

Risk Factor

10

20

30

40

50

Viewing the Policies in Which Custom Content Classifiers are Used

Procedure

Step 1

Step 2

Select Mail Policies > DLP Policy Customizations.

In the Custom Classifiers section, click the Policies link in the heading of the Custom Classifiers table.

Related Topics

Creating a Content Matching Classifier for Custom DLP Policies, page 15-13

Filtering Messages for DLP Policies

To improve performance or accuracy, you can limit a DLP policy to apply only to certain messages based on the following criteria:

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Option

Filtering by Senders and Recipients

Filtering by

Attachment Types

Filtering by Message

Tag

Description

You can limit the DLP policy to apply to messages that do or do not include recipients or senders that you specify using one of the following:

Full email address: [email protected]

Partial email address: user@

All users in a domain:

@example.com

All users in a partial domain:

@.example.com

Separate multiple entries using a line break or a comma.

AsyncOS first matches the recipient or sender of an outgoing message to an outgoing mail policy, then matches the sender or recipient to the sender and recipient filters specified in the DLP policies enabled for that mail policy.

For example, you might want to disallow all senders from sending a certain type of information, except to recipients in a partner domain. You would create a DLP policy for that information, including a filter that exempts all users in the partner domain, then include this DLP policy in an Outgoing Mail Policy that applies to all senders.

You can limit the DLP policy to scanning only messages that do or do not include specific attachment types. Choose an attachment category, then a predefined file type, or specify file types that are not listed. If you specify a file type that is not predefined, AsyncOS searches for the file type based on the attachment’s extension.

You can also limit DLP scanning to attachments with a minimum file size.

If you want to limit a DLP policy to messages containing a specific phrase, you can use a message or content filter to search outgoing messages for the phrase and insert a custom message tag into the message. For more information, see

Content Filter Actions, page 11-9

and

Chapter 9, “Using Message Filters to

Enforce Email Policies.”

About Assessing Violation Severity

When the DLP scanning engine detects a potential DLP violation, it calculates a risk factor score that represents the likelihood that the instance actually is a DLP violation. The policy compares the risk factor score to the Severity Scale defined in that policy in order to determine the severity level (for example, Low or Critical.) You specify the action to take for violations at each severity level (except

Ignore, for which no action is ever taken.) You can adjust the risk factor scores required to reach each severity level.

Related Topics

Determiners of the Risk Factor of a Suspected Violation, page 15-17 .

Adjusting the Severity Scale, page 15-20

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Adjusting the Severity Scale

All policies have a default severity scale. You can adjust this scale for each policy.

For example, by default, a violation has a severity level of Critical if its risk factor score is between 90 and 100. However, for violations that match a particular policy, you may want increased sensitivity to potential data loss. For this DLP policy, you could change the Critical severity level to any violation with a risk factor score between 75 and 100.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Select Mail Policies > DLP Policy Manager.

Click the name of the policy to edit.

In the Severity Settings section, click Edit Scale...

Use the scale’s arrows to adjust the scores for the severity levels.

Click Done.

In the Severity Scale table, verify that your scores are as you want them.

Click Submit.

Related Topics

About Assessing Violation Severity, page 15-19

Arranging the Order of the Email DLP Policies for Violation Matching

If a DLP violation matches more than one of the DLP policies enabled in the outgoing mail policy, only the first matching DLP policy in the list is used.

Procedure

Step 1

Step 2

Step 3

On the DLP Policy Manager page, click Edit Policy Order.

Click on the row for a policy you want to move and drag it to a new position in the order.

Once you have finished reordering the policies, submit and commit your changes.

Associating DLP Policies with Outgoing Mail Policies

Associating DLP Policies with the Default Outgoing Mail Policy, page 15-20

Using Outgoing Mail Policies to Assign DLP Policies to Senders and Recipients, page 15-21

Associating DLP Policies with the Default Outgoing Mail Policy

The default outgoing mail policy is used when no other outgoing mail policy matches the sender or a recipient.

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Figure 15-1 Default Outgoing Mail Policy with Enabled DLP Policies

DLP Policies for RSA Email DLP

Before You Begin

Complete all activities up to this point in the table in

How to Set Up Data Loss Prevention for

Deployments Using RSA Email DLP, page 15-4 . For example, ensure that you have created the DLP

policies that you want to include in the default Outgoing Mail Policy.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Outgoing Mail Policies.

In the Default Policy row of the table, click the Disabled link in the DLP column.

Select Enable DLP (Customize Settings).

Select the DLP policies to enable for the default outgoing mail policy.

Submit and commit your changes.

What To Do Next

Choose the DLP policies for additional Outgoing Mail Policies. See

Using Outgoing Mail Policies to

Assign DLP Policies to Senders and Recipients, page 15-21 .

Using Outgoing Mail Policies to Assign DLP Policies to Senders and Recipients

Specify which DLP policies apply to which senders and recipients by enabling them in outgoing mail policies. You can use DLP policies only in outgoing mail policies.

Before You Begin

Configure the DLP policy settings for the default Outgoing Mail policy. See

Associating DLP Policies with the Default Outgoing Mail Policy, page 15-20 .

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Outgoing Mail Policies.

Click the link in the DLP column in any row of the table.

Select the DLP policies to associate with this outgoing mail policy.

Submit your changes.

Repeat as needed for other Outgoing Mail Policies.

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Step 6

Commit your changes.

What To Do Next

See

How to Set Up Data Loss Prevention for Deployments Using RSA Email DLP, page 15-4 .

Important Information About Editing or Deleting DLP Policies

Action

Editing a DLP policy

Deleting a DLP policy

Information

If you rename a policy, you must re-enable it in your outgoing mail policies.

If you delete a policy, you will receive a notification if the

DLP policy is used in one or more outgoing mail policies.

Deleting a DLP policy removes it from these mail policies.

RSA Enterprise Manager

How Enterprise Manager and the Email Security Appliance Work Together, page 15-22

Enterprise Manager Documentation, page 15-23

How to Set up Data Loss Prevention in Deployments with RSA Enterprise Manager, page 15-23

Migrating from RSA Email DLP to RSA Enterprise Manager, page 15-29

Checking for DLP Policy Updates from Enterprise Manager, page 15-30

RSA Enterprise Manager and Language Support, page 15-30

Using Enterprise Manager with Clustered Appliances, page 15-30

About Deleting and Disabling Policies in Enterprise Manager Deployments, page 15-31

Lost Connectivity Between the Email Security Appliance and Enterprise Manager, page 15-31

Switching from Enterprise Manager to RSA Email DLP, page 15-31

How Enterprise Manager and the Email Security Appliance Work Together

When you enable RSA Enterprise Manager DLP on the Email Security appliance, the appliance sends the configuration to Enterprise Manager, which automatically adds the Email Security appliance as a partner device. The next time you open Enterprise Manager, the names and metadata of the outgoing mail policies and message actions that you configured on the Email Security appliance appear in Enterprise

Manager, ready for you to use when configuring DLP policies. (Alternately, you can export existing DLP policies from the Email Security appliance to Enterprise Manager.)

After you configure DLP policies on Enterprise Manager, Enterprise Manager sends the DLP policies to the Email Security appliance. By default, all DLP policies pushed by Enterprise Manager are enabled on all devices they’re pushed to, including Email Security appliances.

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The Email Security appliance stores the DLP policies it receives from Enterprise Manager and uses them to scan outgoing messages for violations, and take action on any violations found. The Email Security appliance processes messages that are released for delivery, including encrypting the message if applicable. The Email Security appliance sends information about violations to Enterprise Manager for viewing and management.

Related Topics

How Data Loss Prevention Works, page 15-2

DLP Deployment Options, page 15-3

Enterprise Manager Documentation

For this deployment, you may need the following documentation from RSA Inc.:

Managing Partner Device DLP with Enterprise Manager (technical note). Instructions on setting up

Enterprise Manager and using it to manage the DLP features of partner devices, including Cisco

Email Security appliances.

RSA DLP Network 9.0 Deployment Guide. Instructions on deploying RSA DLP software on a network.

RSA DLP Network 9.0 User Guide. Instructions for using the RSA DLP Network software, including how to use Enterprise Manager to manage partner DLP devices such as the Cisco Email Security appliance.

How to Set up Data Loss Prevention in Deployments with RSA Enterprise

Manager

Perform these steps in order:

Step 1

Step 2

Step 3

Step 4

Do This

Set up Enterprise Manager on your network and prepare for partnering with the Email Security appliance.

On the Email Security appliance, create Outgoing Mail

Policies to determine which messages will be scanned for

DLP violations.

Different policies can be assigned to different users or groups of users.

The outgoing mail policy has an option to specify recipients. However, for deployments with Enterprise

Manager, this information is not available from LDAP.

Message Actions, page 15-32

On the Email Security appliance, define the actions that can be taken for messages in which DLP violations are found or suspected.

For example, you can quarantine such messages.

More Information

See RSA’s documentation for DLP Datacenter, including the online help and the technical note Managing Partner

Device DLP with Enterprise Manager.

See

Chapter 10, “Mail Policies.”

Note:

Obtain and upload certificates for secure communications between the Email Security appliance and Enterprise

Manager.

See

(Recommended) Obtaining and Uploading

Certificates for SSL Connections between Email

Security Appliances and Enterprise Manager, page 15-25

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Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Do This

On the Email Security appliance, select RSA Enterprise

Manager for the ESA's DLP Mode and configure the connection between the Email Security appliance and

Enterprise Manager.

More Information

See Enabling Enterprise Manager DLP and Configuring the Connection with the Email Security Appliance, page 15-27

.

Provide the LDAP distinguished names of message senders to Enterprise Manager.

If you will export DLP policies from the Email Security appliance and import them into Enterprise Manager, do so now.

Using LDAP to Identify Message Senders for Enterprise

Manager, page 15-28

To export RSA Email DLP policies from the Email

Security appliance, see

Exporting DLP Policies from an

Email Security Appliance, page 15-29

.

On Enterprise Manager, create DLP policies to:

identify the types of content to be considered violations, and

To import the policies, see the RSA Enterprise Manager documentation.

Follow instructions for creating DLP policies in RSA’s documentation for DLP Datacenter, including the online help and the technical note Managing Partner Device

DLP with Enterprise Manager.

specify which actions will be taken for each violation.

On Enterprise Manager, specify which DLP policies apply to which senders and recipients by associating DLP policies with Outgoing Mail Policies.

On Enterprise Manager, specify the order of the DLP policies.

See

About Associating Outgoing Mail Policies with

DLP Policies in Enterprise Manager Deployments, page 15-29

.

Order the DLP policies in Enterprise Manager. See the

RSA Enterprise Manager documentation.

When the appliance evaluates messages for DLP violations, it applies only the first matching policy in the list.

On the Email Security appliance, configure settings for storage of and access to sensitive DLP information in

Message Tracking.

Showing or Hiding Sensitive DLP Data in Message

Tracking, page 15-37

Controlling Access to Sensitive Information in

Message Tracking, page 28-5

Fingerprinting

If your Enterprise Manager deployment includes RSA’s DLP Datacenter, you can enable fingerprinting.

Fingerprinting improves detection of source code and sensitive documents including:

Databases

Full or partial text matches in the text of a document

Full binary match, which is a bit-by-bit exact match of a file

If you enable fingerprinting, Enterprise Manager sends fingerprinting detection information to the Email

Security appliance, and the Email Security appliance uses this information when scanning messages for

Data Loss Prevention.

For more information about fingerprinting, see the Enterprise Manager documentation.

Related Topics

Enabling Enterprise Manager DLP and Configuring the Connection with the Email Security

Appliance, page 15-27

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(Recommended) Obtaining and Uploading Certificates for SSL Connections between Email Security

Appliances and Enterprise Manager

If you want to use an SSL connection between the Email Security appliance and Enterprise Manager, you will need one or more certificates and signing keys from a recognized certificate authority to use for mutual authentication of the two machines.

When configuring the SSL connection, the Enterprise Manager server is the server and the Email

Security appliance is the client.

Complete all of the following procedures:

Generating Client and Server Certificates using RSA’s Certificate Tool, page 15-25

Uploading a Certificate to the Email Security Appliance, page 15-26

Uploading the Custom Certificate Authority File to the Email Security Appliance, page 15-27

Generating a Certificate from the Email Security Appliance for Enterprise Manager, page 15-27

Completing SSL Configuration, page 15-27

Generating Client and Server Certificates using RSA’s Certificate Tool

RSA provides a certificate generation tool that you can use to generate a single .p12 file that you can use as both the server and client certificate for the connection. If you want to use different certificates for the appliance and the Enterprise Manager server, you must get them from another source.

This tool creates and stores two files on the Enterprise Manager server: the .p12 certificate file and a

.pem certificate file. If you want to use the .p12 file, you must also import the .pem file onto the Email

Security appliance as a certificate authority list.

For more information, see the RSA documentation.

Procedure

Step 1

Step 2

Step 3

Open a command prompt on the Enterprise Manager server.

Change to

C:\Program Files\RSA\Enterprise Manager\etc

.

Run the following command:

"%JAVA_HOME%/bin/java" -cp ./emcerttool.jar

com.rsa.dlp.tem.X509CertGenerator -clientservercasigned -cacn <NAME OF CAPROVIDED DURING

INSTALL> -cakeystore catem-keystore -castorepass <PASSWORD FOR CA PROVIDED DURING

INSTALL> -cn <DEVICE_CN> -storepass <DEVICE STORE PASSWORD> -keystore <NAME OF DEVICE

STORE>

Note

The common name of the certificate must be the hostname of the Email Security appliance.

If Enterprise Manager manages the connected Email Security appliances at the group or cluster level, each appliance requires a certificate with a Common Name that matches the hostname of that appliance.

A sample command may look like the following:

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"%JAVA_HOME%/bin/java" -cp ./emcerttool.jar

com.rsa.dlp.tem.X509CertGenerator -clientservercasigned -cacn emc-cisco

-cakeystore catem-keystore -castorepass esaem -cn ironport -storepass esaem

-keystore device-store

You can also use the following additional command-line switches:

-org <value in double quotes if it contains space>

-orgunit <value in double quotes if it contains space>

-title <value in double quotes if it contains space>

-validity <number of days>

This procedure outputs the < device-store>.p12

file to the same folder.

This .p12 file is the certificate that you will upload to the Email Security appliance.

You will also need:

The .pem file from this folder, to import into the custom certificate authority list on the Email

Security appliance.

The Device Store password that you entered.

Uploading a Certificate to the Email Security Appliance

Before You Begin

Create a .p12 certificate file. You can use the procedure in

Generating Client and Server Certificates using RSA’s Certificate Tool, page 15-25

.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Select Network > Certificates.

Click Add Certificate.

Select the Import Certificate option.

Enter the path to the certificate file on your network or local machine.

Enter the password for the file.

Click Next to view the certificate’s information.

Enter a name for the certificate. The Email Security appliance assigns the common name by default.

If Enterprise Manager manages the connected Email Security appliances at the group or cluster level, all certificates must have the same certificate name, even though the Common Name in each certificate is specific to each machine in the cluster.

Submit and commit your changes.

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Uploading the Custom Certificate Authority File to the Email Security Appliance

Before You Begin

Obtain the certificate authority file. If you generated a certificate using the procedure in

Generating

Client and Server Certificates using RSA’s Certificate Tool, page 15-25

, this is the .pem file in the same folder as the .p12 certificate file.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Select Network > Certificates.

In the Certificate Authorities section, click Edit Settings.

Click Enable for the Custom List.

Enter the full path to the custom list (the .pem file) on a local or network machine.

Submit and commit your changes.

Generating a Certificate from the Email Security Appliance for Enterprise Manager

If you prefer not to use the same certificate for client and server, you can generate a self-signed certificate from the Email Security appliance and upload it to Enterprise Manager. See

Creating a

Self-Signed Certificate using the GUI, page 20-3 .

Completing SSL Configuration

You will complete the SSL configuration in “

Enabling Enterprise Manager DLP and Configuring the

Connection with the Email Security Appliance, page 15-27 .”

Enabling Enterprise Manager DLP and Configuring the Connection with the Email Security

Appliance

Before You Begin

Complete all steps prior to this step in the table in How to Set up Data Loss Prevention in

Deployments with RSA Enterprise Manager, page 15-23 .

If your deployment includes RSA’s DLP Datacenter, you can enable fingerprinting. For more information, see

Fingerprinting, page 15-24

.

Procedure

Step 1

Step 2

Step 3

Step 4

Select Security Services > RSA Email DLP on the Email Security appliance.

If you have previously enabled Data Loss Prevention, click Edit Settings and then skip to

Step 5 .

Click Enable.

Scroll to the bottom of the license agreement page and click Accept to accept the agreement.

Note

If you do not accept the license agreement, Data Loss Prevention is not enabled on the appliance.

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Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Under Data Loss Prevention, select RSA Enterprise Manager.

Enter the hostname for the Enterprise Manager server on your network that you want to use to manage

DLP policies and

20000

for the port number. Separate the hostname and port number using a colon (

:

).

To use an SSL connection between the Email Security appliance and Enterprise Manager:

a.

Check the Enable SSL Communication check box

b.

c.

Select the Server Certificate. The server is Enterprise Manager.

Select the Client Certificate. The client is the Email Security appliance.

You can use the same certificate for client and server.

(Optional) If your deployment includes RSA’s DLP Datacenter, choose whether to enable fingerprinting to improve detection of source code, databases, and other documents.

(Optional) If message tracking is already enabled on your appliance, choose whether or not to enable matched content logging.

If you select this, the Email Security appliance logs DLP violations and AsyncOS displays the DLP violations and surrounding content in Message Tracking, including sensitive data such as credit card numbers and social security numbers.

Do not enable your appliance to automatically download updates to the DLP engine.

Submit and commit your changes.

The Email Security appliance sends the configuration to Enterprise Manager, which automatically adds the appliance as a partner device.

Using LDAP to Identify Message Senders for Enterprise Manager

When the Email Security appliance sends DLP incident data to Enterprise Manager, the appliance must include the complete LDAP distinguished names in order to identify message senders. The appliance retrieves this information from an LDAP server.

Before You Begin

Complete all steps to this point in the table in

How to Set up Data Loss Prevention in Deployments with RSA Enterprise Manager, page 15-23

. The User Distinguished Name Query option is not available unless you follow these instructions.

Create an LDAP server profile on your Email Security appliance. See

Chapter 22, “LDAP Queries”

for more information.

Create a query string that the appliance will use to retrieve the complete distinguished name unless you want to use the default query. For Active Directory servers, the default query string is

(proxyAddresses=smtp:{a})

. For OpenLDAP servers, the default query string is

(mail={a})

. You can define your own query and email attributes, including multiple attributes separated by commas.

Procedure

Step 1

Step 2

Step 3

Select System Administration > LDAP on the Email Security appliance.

Edit the profile for the LDAP server you want to use.

Select the check box for User Distinguished Name Query.

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Step 4

Step 5

Step 6

Step 7

This option is available only if you have selected RSA Enterprise Manager as the DLP deployment option.

Enter a name for the query.

Enter the query string for retrieving the user distinguished name.

Click the button to test your query.

Submit and commit your changes.

About Associating Outgoing Mail Policies with DLP Policies in Enterprise Manager Deployments

You will use Enterprise Manager to associate Outgoing Mail Policies with DLP policies, in order to specify which DLP policies apply to which senders and recipients. For information, see the RSA

Enterprise Manager documentation. Enterprise Manager sends this information to the Email Security appliances for use when scanning messages.

Unlike with RSA Email DLP, outgoing mail policies cannot use the default mail policy’s DLP settings when Enterprise Manager is enabled. If a mail policy is not specified for a DLP policy in Enterprise

Manager, DLP scanning is not enabled on the mail policy.

Migrating from RSA Email DLP to RSA Enterprise Manager

If you want to migrate your existing RSA Email DLP configuration to RSA Enterprise Manager, you can export your DLP configuration to a .zip file that you can upload to Enterprise Manager before switching the appliance from RSA Email DLP mode to RSA Enterprise Manager mode.

The Email Security appliance uses any existing local RSA Email DLP policies until it receives its first package of DLP policies from Enterprise Manager.

The Email Security appliance saves your existing RSA Email DLP policies in case you switch back to

RSA Email DLP mode later.

Related Topics

Exporting DLP Policies from an Email Security Appliance, page 15-29

How to Set up Data Loss Prevention in Deployments with RSA Enterprise Manager, page 15-23

Exporting DLP Policies from an Email Security Appliance

You can export DLP policy configurations as a .zip file from an Email Security appliance and then import them to Enterprise Manager.

You can export DLP policies whether RSA Email DLP or RSA Enterprise Manager is selected as the

DLP deployment mode.

Procedure

Step 1

Step 2

Step 3

Choose Security Services > RSA Email DLP.

Click Export DLP Configuration.

Enter a name for the .zip file and click Export.

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Disabled DLP policies and DLP policies that are not assigned to an outgoing mail policy are not included.

Note

If the Email Security appliance is part of a cluster, the appliance only exports the policies from the lowest level of the cluster. For example, if there are DLP policies at both the cluster and machine level, the appliance only exports the DLP policies from the machine level.

What To Do Next

For information about importing the DLP policies into Enterprise Manager and distributing them to managed appliances, see the Enterprise Manager documentation.

Checking for DLP Policy Updates from Enterprise Manager

Enterprise Manager periodically updates the DLP policies on the Email Security appliance.

To see the latest DLP policy update from Enterprise Manager, go to Security Services > RSA Email

DLP.

Related Topics

Lost Connectivity Between the Email Security Appliance and Enterprise Manager, page 15-31

RSA Enterprise Manager and Language Support

The Email Security appliance displays any data it receives from RSA Enterprise Manager in the language that was used in Enterprise Manager. The appliance does not display this information in the language you selected for the appliance interface. This applies to DLP policies, content matching classifiers, dictionaries, and anything else created in Enterprise Manager that the appliance receives in the data package. For example, if the DLP policies and classifiers from Enterprise Manager were written in

English but the interface of the Email Security appliance is displayed in French, the Email Security appliance displays the name and descriptions of the DLP policies and classifiers from Enterprise

Manager in English. The rest of the interface remains in French.

Using Enterprise Manager with Clustered Appliances

If you are using Enterprise Manager to manage the DLP policies for clustered Email Security appliances, be aware of the following:

The Email Security appliance sends Enterprise Manager the outgoing mail policies and message actions from the lowest cluster level where these settings are configured. If these settings are configured differently at the cluster and machine level, the Email Security appliance sends

Enterprise Manager the settings from the machine level. If you want to use the outgoing mail policies and message actions configured at a higher cluster level, delete the policies and actions defined at the lower levels that you do not want to use.

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The Email Security appliance uses the Data Loss Prevention mode specified at the lowest cluster level where this setting is configured. For example, if a clustered appliance is configured to use the local RSA Email DLP mode at machine level and RSA Enterprise Manager at the cluster level, the appliance uses RSA Email DLP for data loss prevention and does not communicate with Enterprise

Manager.

About Deleting and Disabling Policies in Enterprise Manager Deployments

Deleting and Disabling DLP Policies

To delete DLP policies, use Enterprise Manager.

To disable or enable DLP policies, use the Email Security appliance. Go to Mail Policies > DLP

Policy Manager.

Any outgoing mail policies associated with the disabled DLP policy will skip the policy when evaluating messages for DLP violations.

Deleting Outgoing Mail Policies

If you try to delete an outgoing mail policy that is linked to a DLP policy, the Email Security appliance displays a message warning you that the mail policy is currently in use. If you delete the policy anyway,

Enterprise Manager automatically unlinks the deleted outgoing mail policy from any DLP policy that used it. Other than not scanning for messages based on the configuration of the deleted mail policy, DLP scanning continues to work as before. The next DLP policy package sent to the Email Security appliance by Enterprise Manager will not include anything related to the deleted mail policy.

Lost Connectivity Between the Email Security Appliance and Enterprise

Manager

If connectivity between the Email Security appliance and Enterprise Manger is lost, any data that the appliance and Enterprise Manager cannot send is queued for delivery until the connection is restored.

For the Email Security appliance, that means any data on messages containing possible DLP violations is queued. For Enterprise Manager, that means any data packages with new DLP policy information are queued. If the Email Security appliance does not receive updated DLP policy data from Enterprise

Manager, the appliance continues to use the DLP policies it had previously received from Enterprise

Manager.

Related Topics

Enterprise Manager Disconnects the Email Security Appliance, page 15-41

Switching from Enterprise Manager to RSA Email DLP

If you want to go back to using RSA Email DLP for data loss prevention after using RSA Enterprise

Manager, see

Enabling Data Loss Prevention (RSA Email DLP), page 15-5 .

The Email Security appliance automatically reverts back to the RSA Email DLP policies it used before you configured it to use RSA Enterprise Manager mode. If the appliance did not use any local DLP policies when it was in RSA Email DLP mode, the appliance will continue to use the DLP policies from

Enterprise Manager until you create a local DLP policy.

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If you want to use local DLP policies similar to the ones on Enterprise Manager, you can recreate them using the DLP Policy Manager. The Email Security appliance does not automatically create new policies based on the ones used by Enterprise Manager and they cannot be imported from Enterprise Manager.

For information on creating DLP policies using the DLP Policy Manager, see

DLP Policies for RSA

Email DLP, page 15-5 .

For instructions on removing the Email Security appliance as a partner device in Enterprise Manager, see the RSA Enterprise Manager documentation.

Message Actions

You specify primary and secondary actions that the Email Security appliance will take when it detects a possible DLP violation in an outgoing message. Different actions can be assigned for different violation types and severities.

Primary actions include:

Deliver

Drop

Quarantine

Secondary actions include:

Sending a copy to a policy quarantine if you choose to deliver the message. The copy is a perfect clone of the original, including the Message ID. Quarantining a copy allows you to test the RSA

Email DLP system before deployment in addition to providing another way to monitor DLP violations. When you release the copy from the quarantine, the appliance delivers the copy to the recipient, who will have already received the original message.

Encrypting messages. The appliance only encrypts the message body. It does not encrypt the message headers.

Altering the subject header of messages containing a DLP violation.

Adding disclaimer text to messages.

Sending messages to an alternate destination mailhost.

Sending copies (bcc) of messages to other recipients. (For example, you could copy messages with critical DLP violations to a compliance officer’s mailbox for examination.)

Sending a DLP violation notification message to the sender or other contacts, such as a manager or

DLP compliance officer. See

Drafting DLP Notifications, page 15-34 .

Note

These actions are not mutually exclusive: you can combine some of them within different DLP policies for various processing needs for different user groups. You can also configure different treatments based on the different severity levels in the same policy. For example, you may want to quarantine messages with critical DLP violations and send a notification to a compliance officer, but you may want to deliver messages with low severity levels.

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Defining Actions to Take for DLP Violations (Message Actions)

Before You Begin

Create at least one dedicated quarantine to hold messages (or copies of messages) that violate DLP policies.

This can be a local quarantine on an Email Security appliance or a centralized quarantine on a

Security Management appliance.

For deployments with Enterprise Manager:

Set a timeout large enough for Enterprise Manager to complete its tasks.

Consider automatic actions carefully; although quarantined messages must be managed in

Enterprise Manager, the Email Security appliance still releases or deletes quarantined messages when the quarantine exceeds the allotted space.

For information, see

Chapter 27, “Quarantines.”

If you want to encrypt messages before delivery, make sure you have set up an encryption profile.

See

Chapter 16, “Cisco Email Encryption.”

To include disclaimer text when delivering messages with DLP violations or suspected violations, specify disclaimer text in Mail Policies > Text Resources. For information, see

Disclaimer

Template, page 18-11

To send a notification to the sender of a DLP violation or to another person such as a compliance officer, first create the DLP notification template. See

Drafting DLP Notifications, page 15-34

.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Select Mail Policies > DLP Policy Customizations.

In the Message Actions section, click Add Message Action.

Enter a name for the message action.

Enter a description of the message action.

Choose whether to drop, deliver, or quarantine messages containing DLP violations.

Note

If you select Deliver, you can choose to have a copy of the message sent to a policy quarantine.

The copy of the message is a perfect clone, including the Message ID.

Step 6

Step 7

Step 8

If you want to encrypt the message upon delivery or its release from quarantine, select the Enable

Encryption check box and select the following options:

Encryption Rule. Always encrypts the message or only encrypt it if an attempt to send it over a TLS connection first fails.

Encryption Profile. Encrypts the message using the specified encryption profile and delivers it if you use a Cisco IronPort Encryption Appliance or a hosted key service.

Encrypted Message Subject. Subject for the encrypted message. Use the value is

$Subject

to keep the existing message subject.

If you select Quarantine as the action, choose the policy quarantine that you want to use for messages containing DLP violations.

Click Advanced if you want to modify the message using any of the following options:

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Chapter 15 Data Loss Prevention

Message Actions

Step 9

Add a custom header

Modify the message subject

Deliver it to an alternate host

Send a copy (bcc) to another recipient

Send a DLP notification message

Submit and commit your changes.

Viewing and Editing Message Actions

Procedure

Step 1

Step 2

Select Mail Policies > DLP Policy Customizations.

In the Message Actions section, choose an action:

To

View the mail policies to which each action is assigned

View the description that you entered for each action

View or edit details of a Message Action

Delete a Message Action

Do This

Click the Policies link in the heading of the

Message Actions table.

Click the Description link in the heading of the

Message Actions table.

Click the name of the Message Action.

Click the trash can icon next to the message action you want to delete.

Duplicate a Message Action

You can use this feature to create a backup copy of a Message Action before changing it, or to use as a starting point for a new, similar Message Action.

A confirmation message notifies you if the message action is used in one or more DLP policies.

Click the Duplicate icon next to the message action that you want to duplicate.

Step 3

Submit and commit any changes.

Drafting DLP Notifications

Use this procedure to create a template for the notification that will be sent when an email message contains information that violates your organization’s data loss prevention policies. You can send this notification to the sender of the message that violated DLP policy, or to another address, for example a manager or DLP Compliance officer.

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Chapter 15 Data Loss Prevention

Message Actions

Before You Begin

For deployments with RSA Enterprise Manager: You can configure either the Email Security appliance (Message Actions page) or Enterprise Manager (DLP policies) to send DLP violation notifications to users. To prevent duplicate notifications, set up notifications using one or the other, but not both.

Familiarize yourself with the DLP Notification Template Variable Definitions, page 15-35

. You can use these variables to customize the notification with specific details about each violation.

Procedure

Step 1

Step 2

Step 3

Step 4

Select Mail Policies > Text Resources.

Click Add Text Resource.

For Type, select DLP Notification Template.

DLP variables are not available for the plain Notification template.

Enter notification text and variables.

The notification should inform its recipients that an outgoing message may contain sensitive data that violates your organization’s data loss prevention policies.

What To Do Next

Specify this DLP notification template in a Message Action in a DLP policy in the DLP Policy Manager.

DLP Notification Template Variable Definitions

Use the following variables to include specific information about each DLP violation in the notification.

Variable

$DLPPolicy

$DLPSeverity

$DLPRiskFactor

$To

$From

$Subject

$Date

$Time

$GMTimestamp

$MID

Substituted With

Replaced by the name of the email DLP policy violated.

Replaced by the severity of violation. Can be “Low,” “Medium,”

“High,” or “Critical.”

Replaced by the risk factor of the message’s sensitive material

(score 0 - 100).

Replaced by the message To: header (not the Envelope

Recipient).

Replaced by the message From: header (not the Envelope

Sender).

Replaced by the subject of the original message.

Replaced by the current date, using the format MM/DD/YYYY.

Replaced by the current time, in the local time zone.

Replaced by the current time and date, as would be found in the

Received: line of an email message, using GMT.

Replaced by the Message ID, or “MID” used internally to identify the message. Not to be confused with the RFC822

“Message-Id” value (use $Header to retrieve that).

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Message Actions

$Group

$Reputation

$filenames

$filetypes

$filesizes

$remotehost

$AllHeaders

$EnvelopeFrom

$Hostname

$bodysize

$header[‘string’]

$remoteip

$recvlistener

$dropped_filenames

$dropped_filename

$recvint

$timestamp

$Time

$orgid

$enveloperecipients

$dropped_filetypes

$dropped_filetype

Chapter 15 Data Loss Prevention

Replaced by the name of the sender group the sender matched on when injecting the message. If the sender group had no name, the string “>Unknown<” is inserted.

Replaced by the SenderBase Reputation score of the sender. If there is no reputation score, it is replaced with “None”.

Replaced with a comma-separated list of the message’s attachments’ filenames.

Replaced with a comma-separated list of the message's attachments' file types.

Replaced with a comma-separated list of the message’s attachment’s file sizes.

Replaced by the hostname of the system that sent the message to the Cisco appliance.

Replaced by the message headers.

Replaced by the Envelope Sender (Envelope From, <MAIL

FROM>) of the message.

Replaced by the hostname of the Cisco appliance.

Replaced by the size, in bytes, of the message.

Replaced by the value of the quoted header, if the original message contains a matching header. Note that double quotes may also be used.

Replaced by the IP address of the system that sent the message to the Cisco appliance.

Replaced by the nickname of the listener that received the message.

Same as

$filenames

, but displays list of dropped files.

Returns only the most recently dropped filename.

Replaced by the nickname of the interface that received the message.

Replaced by the current time and date, as would be found in the

Received: line of an email message, in the local time zone.

Replaced by the current time, in the local time zone.

Replaced by the SenderBase Organization ID (an integer value).

Replaced by all Envelope Recipients (Envelope To, <RCPT TO>) of the message.

Same as

$filetypes

, but displays list of dropped file types.

Returns only the file type of the most recently dropped file.

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Chapter 15 Data Loss Prevention

Showing or Hiding Sensitive DLP Data in Message Tracking

Showing or Hiding Sensitive DLP Data in Message Tracking

Both RSA Email DLP and RSA Enterprise Manager deployments offer the option to log the content that violates your DLP policies, along with the surrounding content, which can then be viewed in Message

Tracking. This content may include sensitive data such as credit card numbers and social security numbers. You can opt not to log this content.

Before You Begin

Enable Message Tracking. See

Chapter 25, “Tracking Messages.”

Procedure

Step 1

Step 2

Select Security Services > RSA Email DLP.

Click Edit Settings.

To

Include sensitive content in Message Tracking.

Do This

Select the Enable Matched Content Logging check box.

Hide sensitive content from Message Tracking. Deselect the Enable Matched Content Logging check box.

Step 3

Submit and commit your changes.

What To Do Next

If you enable matched content logging, specify which administrative users can view this information.

See

Controlling Access to Sensitive Information in Message Tracking, page 28-5

.

About Updating the DLP Engine and Content Matching

Classifiers

Updates for the RSA DLP engine and the predefined content matching classifiers on your appliance are independent of updates for other security services.

Determining the Current Version of the RSA DLP Engine, page 15-38

Caveats for DLP Updates, page 15-38

Updating the DLP Engine and Content Matching Classifiers Manually, page 15-38

Enabling Automatic Updates (Not Recommended), page 15-38

DLP Updates on Centralized (Clustered) Appliances, page 15-39

Rolling Back DLP Updates, page 15-39

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About Updating the DLP Engine and Content Matching Classifiers

Determining the Current Version of the RSA DLP Engine

Procedure

Step 1

Step 2

Select Security Services > RSA Email DLP.

Look in the Current DLP Version Files section.

Chapter 15 Data Loss Prevention

Caveats for DLP Updates

Deployment Mode

All

RSA Email DLP

RSA Enterprise

Manager DLP

Caveat

Cisco does not recommend enabling automatic updates. See

Enabling

Automatic Updates (Not Recommended), page 15-38

DLP updates may change the content matching classifiers used by your existing local DLP policies. Cisco recommends that you manually download

DLP updates to an appliance in a lab environment to test your DLP polices before updating appliances used in production.

Downloading DLP updates to your local appliance does not change the content matching classifiers used in your DLP policies, which are configured using Enterprise Manager. However, if you later switch your appliance to use RSA Email DLP, any existing local DLP policies will use the updated classifiers.

Updating the DLP Engine and Content Matching Classifiers Manually

Before you Begin

See the following:

Caveats for DLP Updates, page 15-38

(If applicable)

DLP Updates on Centralized (Clustered) Appliances, page 15-39

Procedure

Step 1

Step 2

Select Security Services > RSA Email DLP.

Click Update Now in the Current DLP Version Files section.

This button is available only when there are new updates available for download.

Enabling Automatic Updates (Not Recommended)

Use this procedure to enable the appliance to check for and download updates at a regular interval.

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Chapter 15 Data Loss Prevention

About Updating the DLP Engine and Content Matching Classifiers

Note

Cisco recommends that you do not enable automatic updates. These updates may change the content matching classifiers used in your DLP policies. Instead, manually download DLP updates and test them in a lab environment before updating appliances used in production.

Before You Begin

On the Security Settings > Service Updates page, make sure you have enabled automatic updates and specified an update interval for all service updates.

See

DLP Updates on Centralized (Clustered) Appliances, page 15-39 .

Procedure

Step 1

Step 2

Step 3

Step 4

Select Security Services > RSA Email DLP.

Click Edit Settings.

Select the Enable automatic updates check box.

Submit and commit your changes.

DLP Updates on Centralized (Clustered) Appliances

Note the following:

You cannot enable automatic DLP updates for appliances in clustered deployments.

DLP updates are performed at the level that DLP was configured. For example, if DLP was configured at cluster level, DLP updates must also be performed at that level.

You can only roll back updates for appliances using the dlprollback

CLI command at machine level.

You can only check the status of an appliance’s DLP engine using the dlpstatus

CLI command at the machine level.

Rolling Back DLP Updates

This procedure returns the system to using the previous DLP engine and content matching classifiers.

Note

Rolling back DLP updates disables the DLP policies used in your mail policies.

Before You Begin

See also

DLP Updates on Centralized (Clustered) Appliances, page 15-39

.

Procedure

Step 1

In the CLI, use the dlprollback

command.

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Chapter 15 Data Loss Prevention

Working with DLP Incident Messages and Data

Step 2

Re-enable the DLP policies used in your mail policies.

Working with DLP Incident Messages and Data

Note

See also the documentation for Enterprise Manager and/or the Security Management appliance, as applicable to your deployment.

To

Search for messages containing DLP violations using criteria such as DLP policy name, violation severity, and action taken, and view details of messages found

View or manage messages that have been quarantined as suspected DLP violations

Do This

See Chapter 25, “Tracking Messages.”

For Enterprise Manager deployments, you can also view messages in Enterprise Manager. See the

Enterprise Manager documentation.

See Working with Messages in Policy, Virus, or

Outbreak Quarantines, page 27-11 .

View a summary of DLP incidents

View information about DLP violations discovered in outgoing mail

Use Enterprise Manager to view DLP incident data and messages containing suspected violations

For Enterprise Manager deployments: You can view quarantined messages in Enterprise Manager or the Email Security appliance, but you must use

Enterprise Manager to release or delete quarantined messages.

See information about DLP Incident Summary reports in

Chapter 26, “Using Email Security

Monitor.”

See information about DLP Incident reports in

Chapter 26, “Using Email Security Monitor.”

For Enterprise Manager deployments, see the

Enterprise Manager documentation.

See the documentation for Enterprise Manager.

Related Topics

Showing or Hiding Sensitive DLP Data in Message Tracking, page 15-37

Controlling Access to Sensitive Information in Message Tracking, page 28-5

Troubleshooting Data Loss Prevention

Enterprise Manager Disconnects the Email Security Appliance

RSA Email DLP Fails to Detect Violations in Email Attachments

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Chapter 15 Data Loss Prevention

Troubleshooting Data Loss Prevention

Enterprise Manager Disconnects the Email Security Appliance

Problem

Enterprise Manager disconnects the Email Security appliance.

Solution

The correct certificates have not been properly installed on the Email Security appliance. See

(Recommended) Obtaining and Uploading Certificates for SSL Connections between Email Security

Appliances and Enterprise Manager, page 15-25 .

If you have a cluster or group deployment, check the Network > Certificates page on each appliance to verify that the certificate is the same on all.

Related Topics

Lost Connectivity Between the Email Security Appliance and Enterprise Manager, page 15-31

RSA Email DLP Fails to Detect Violations in Email Attachments

Problem

When using predefined DLP policies, RSA Email DLP fails to detect violations in email attachments. This can be caused by the small value of the proximity parameter in the predefined DLP policies.

Note

You cannot change the proximity of a predefined DLP policy.

Solution

Do one of the following:

Create a custom policy and adjust the proximity as required. See

(Advanced), page 15-9 .

Creating a Custom DLP Policy

Use RSA Enterprise Manager and the predefined policies in it. RSA Enterprise Manager allows you to fine-tune the predefined policy configurations such as proximity. See

RSA Enterprise Manager, page 15-22

.

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Troubleshooting Data Loss Prevention

Chapter 15 Data Loss Prevention

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Cisco AsyncOS 8.0.2 for Email User Guide

Cisco Email Encryption

C H A P T E R

16

Overview of Cisco Email Encryption, page 16-1

Encrypting Messages using the Email Security Appliance, page 16-3

Determining Which Messages to Encrypt, page 16-7

Inserting Encryption Headers into Messages, page 16-10

Overview of Cisco Email Encryption

Cisco AsyncOS supports using encryption to secure inbound and outbound email. To use this feature, you create an encryption profile that specifies characteristics of the encrypted message and connectivity information for the key server. The key server may either be:

The Cisco Registered Envelope Service (managed service), or

An Cisco Encryption appliance (locally managed server)

Next, you create content filters, message filters, and Data Loss Prevention policies to determine which messages to encrypt.

1.

2.

3.

An outgoing message that meets the filter condition is placed in a queue on the Email Security appliance for encryption processing.

Once the message is encrypted, the key used to encrypt it is stored on the key server specified in the encryption profile and the encrypted message is queued for delivery.

If a temporary condition exists that prohibits the encryption of emails in the queue (i.e., temporary

C-Series busyness or CRES unavailability), messages are re-queued and retried at a later time.

Note

You can also set up the appliance to first attempt to send a message over a TLS connection before encrypting it. For more information, see

Using a TLS Connection as an Alternative to Encryption, page 16-7

.

Supported Web Browsers

Microsoft® Internet Explorer 7 (Windows XP and Vista)

Microsoft® Internet Explorer 8 (Windows XP and Vista)

Firefox 3.0 and 3.5

Cisco AsyncOS 8.0.2 for Email User Guide

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Chapter 16 Cisco Email Encryption

How to Encrypt Messages with a Local Key Server

Safari 4.0 (Mac OS X)

How to Encrypt Messages with a Local Key Server

Table 16-1

Steps

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

How to Encrypt Messages with a Local Key Server

Do This

Set up the Cisco IronPort Encryption appliance on the network.

Enable message encryption.

More Info

See Chapter 3, “Setup and Installation.”

Specify the encryption key server to use and the security settings for the encrypted messages by creating an encryption profile.

Enabling Message Encryption on the Email Security

Appliance, page 16-4

.

Configuring How a Key Service Handles Encrypted

Messages, page 16-4 .

Define the conditions that messages must meet in order for the appliance to encrypt them.

Determine when to encrypt messages in the email workflow.

Determining Which Messages to Encrypt, page 16-7

.

Encrypting and Immediately Delivering Messages using a Content Filter, page 16-8

or

.

Encrypting a Message upon Delivery using a Content

Filter, page 16-9 .

Inserting Encryption Headers into Messages, page 16-10

.

(Optional) Flag messages for additional security.

Define groups of users for whom you want to encrypt messages.

Associate the encryption actions that you defined with the user groups you defined.

Create a mail policy.

See Chapter 10, “Mail Policies.”

Associate the content filter with the mail policy.

See Chapter 10, “Mail Policies.”

Encryption Workflow

When using email encryption, the Cisco Email Security appliance encrypts a message and stores the message key on a local key server or a hosted key service. When the recipient opens an encrypted message, the recipient is authenticated by the key service, and the decrypted message is displayed.

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Chapter 16 Cisco Email Encryption

Figure 16-1 Encryption Workflow

1) Email Security appliance encrypts and stores message key in key server

Encrypting Messages using the Email Security Appliance

2) User opens secure envelope in browser

Password

Key

3) User authenticates and gets message key.

Key Server or Hosted Key Service

4) Decrypted message is displayed.

The basic workflow for opening encrypted messages is:

1.

2.

3.

When you configure an encryption profile, you specify the parameters for message encryption. For an encrypted message, the Email Security appliance creates and stores a message key on a local key server or on the hosted key service (Cisco Registered Envelope Service).

The recipient opens the secure envelope in a browser.

When a recipient opens an encrypted message in a browser, a password may be required to authenticate the recipient’s identity. The key server returns the encryption key associated with the message.

Note

When opening an encrypted email message for the first time, the recipient is required to register with the key service to open the secure envelope. After registering, the recipient may be able to open encrypted messages without authenticating, depending on settings configured in the encryption profile. The encryption profile may specify that a password isn’t required, but certain features will be unavailable.

4.

The decrypted message is displayed.

Encrypting Messages using the Email Security Appliance

To use encryption with the Email Security appliance, you must configure an encryption profile. You can enable and configure an encryption profile using the encryptionconfig

CLI command, or via Security

Services > IronPort Email Encryption in the GUI.

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Chapter 16 Cisco Email Encryption

Encrypting Messages using the Email Security Appliance

Enabling Message Encryption on the Email Security Appliance

Procedure

Step 1

Step 2

Step 3

Click Security Services > IronPort Email Encryption.

Click Enable.

(Optional) Click Edit Settings to configure the following options:

The maximum message size to encrypt. Cisco’s recommended message size is 10 MB. The maximum message size the appliance will encrypt is 25 MB.

Note

Encrypting messages larger than the recommended 10 MB limit may slow down the performance of the appliance.

If you are using the Cisco Registered Envelope Service, message recipients will be unable to reply to an encrypted message that has attachments larger than 10 MB.

Configure a proxy server.

Configuring How a Key Service Handles Encrypted Messages

You can create one or more encryption profiles if you use a key service. You might want to create different encryption profiles if you want to use different levels of security for different groups of email.

For example, you might want messages containing sensitive material to be sent with high security, but other messages to be sent with medium security. In this case, you might create a high security encryption profile to associate with the messages containing certain key words (such as ‘confidential’), and create another encryption profile for other outgoing messages.

You can assign an encryption profile to a custom user role to allow delegated administrators assigned to that role to use the encryption profile with their DLP policies and content filters. Only administrators, operators, and delegated users can use encryption profiles when configuring DLP policies and content filters. Encryption profiles that are not assigned to a custom role are available for use by all delegated administrators with mail or DLP policy privileges. See

Distributing Administrative Tasks for more

information.

Note

You can configure multiple encryption profiles for a hosted key service. If your organization has multiple brands, this allows you to reference different logos stored on the key server for the PXE envelopes.

An encryption profile stores the following settings:

Key server settings. Specify a key server and information for connecting to that key server.

Envelope settings. Specify details about the message envelope, such as the level of security, whether to return read receipts, the length of time a message is queued for encryption before it times out, the type of encryption algorithm to use, and whether to enable a decryption applet to run on the browser.

Message settings. Specify details about messages, such as whether to enable secure message forwarding and secure Reply All.

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Chapter 16 Cisco Email Encryption

Encrypting Messages using the Email Security Appliance

Notification settings. Specify the notification template to use for text and HTML notifications, as well as encryption failure notifications. You create the templates in text resources and select the templates when creating the encryption profile. You can also specify a message subject for encryption failure notifications. For more information about notifications, see

Encryption

Notification Templates, page 18-23 and

Bounce and Encryption Failure Notification Templates, page 18-22

.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

In the Email Encryption Profiles section, click Add Encryption Profile.

Enter a name for the Encryption Profile.

Click the Used By (Roles) link, select the custom user role you want to have access to the encryption profile, and click OK.

Delegated administrators assigned to this custom role can use the encryption profile for any DLP policies and content filters for which they are responsible.

In the Key Server Settings section, select from the following key servers:

Cisco Encryption appliance (in network)

Cisco Registered Envelope Service (hosted key service)

If you select the Cisco Encryption appliance (local key service), enter the following settings:

Internal URL. This URL is used by the Cisco Email Security appliance to contact the in-network

Cisco Encryption appliance.

External URL. This URL is used when the recipient’s message accesses keys and other services on the Cisco Encryption appliance. The recipient uses this URL to make inbound HTTP or HTTPS requests.

If you select the Cisco Registered Envelope Service, enter the URL for the hosted key service. The key service URL is https://res.cisco.com

.

Click Advanced under Key Server Settings to specify whether to use HTTP or HTTPS for transfering the envelope’s encrypted payload when the recipient opens the envelope. Choose from one of the following:

Use the Key Service with HTTP. Transfers the encrpyted payload from the key service using HTTP when the recipient opens the envelope. If you are using Cisco Registered Envelope Service, this is the URL you specified in

Step 6

. If you are using the Cisco Encryption appliance, this is the external

URL you specified in Step 5 .

Since the payload is already encrypted, transporting it over HTTP is safe and faster than sending over HTTPS. This provides better performance than sending image requests over HTTPS.

Use the Key Service with HTTPS. Transfers the encrpyted payload from the key service using

HTTPS when the recipient opens the envelope. If you are using Cisco Registered Envelope Service, this is the URL you specified in

Step 6

. If you are using the Cisco Encryption appliance, this is the external URL you specified in

Step 5

.

Specify a separate URL for payload transport. If you don’t want to use the key server for your encrypted payload, you can use another URL and specify whether to use HTTP or HTTPS for the payload transfer.

In the Envelope Settings section, select the level of message security:

High Security. The recipient must always enter a password to open encrypted messages.

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Chapter 16 Cisco Email Encryption

Encrypting Messages using the Email Security Appliance

Step 9

Step 10

Step 11

Step 12

Step 13

Step 14

Medium Security. The recipient does not need to enter credentials to open the encrypted message if the recipient credentials are cached.

No Password Required. This is the lowest level of encrypted message security. The recipient does not need to enter a password to open the encrypted message. You can still enable the read receipts,

Secure Reply All, and Secure Message Forwarding features for envelopes that are not password-protected.

To enable users to open your organization’s URL by clicking its logo, you can add a link to the logo.

Choose from the following options:

No link. A live link is not added to the message envelope.

Custom link URL. Enter the URL to add a live link to the message envelope.

Optionally, enable read receipts. If you enable this option, the sender receives a receipt when recipients open the secure envelope.

Optionally, click Advanced under Envelope Settings to configure the following settings:

Enter the length of time (in seconds) that a message can be in the encryption queue before timing out. Once a message times out, the appliance bounces the message and sends a notification to the sender.

Select an encryption algorithm:

ARC4. ARC4 is the most common choice, providing strong encryption with minimal decryption delays for message recipients.

AES. AES provides stronger encryption but also takes longer to decrypt, introducing delays for recipients. AES is typically used in government and banking applications.

Enable or disable the decryption applet. Enabling this option causes the message attachment to be opened in the browser environment. Disabling this option causes message attachments to be decrypted at the key server. If you disable this option, messages may take longer to open, but are not dependent on the browser environment.

In the Message Settings section, enable or disable Secure Reply All.

Enable or disable Secure Message Forwarding.

Select an HTML notification template. Choose from HTML notifications you configured in text resources. If you did not configure a template, the system uses the default template.

Note

The key server uses an HTML or text notification based on the recipient’s email application. You must configure notifications for both.

Step 15

Step 16

Step 17

Step 18

Select a text notification template. Choose from text notifications you configured in text resources. If you did not configure a template, the system uses the default template.

Enter a subject header for encryption failure notifications. The appliance sends a notification if the encryption process times out.

Select an encryption failure notification template for the message body. Choose from an encryption failure notification template you configured in text resources. If you did not configure a template, the system uses the default template.

Submit and commit your changes.

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Chapter 16 Cisco Email Encryption

Determining Which Messages to Encrypt

Step 19

If you use Cisco Registered Envelope Service, you must take the additional step of provisioning your appliance. Provisioning the appliance registers the encryption profile with the hosted key service. To provision the appliance, click the Provision button for the encryption profile you want to register.

Updating to the Latest Version of the PXE Engine

The Cisco Email Encryption Settings page displays the current versions of the PXE engine and the

Domain Mappings file used by your appliance. You can use the Security Services > Service Updates page (or the updateconfig

command in the CLI) to configure the Cisco appliance to automatically update the PXE engine. For more information, see

Service Updates, page 29-17 .

You can also manually update the engine using the Update Now button of the PXE Engine Updates section of IronPort Email Encryption Settings page (or the encryptionupdate

command in the CLI).

Determining Which Messages to Encrypt

After you create an encryption profile, you need to create an outgoing content filter that determines which email messages should be encrypted. The content filter scans outgoing email and determines if the message matches the conditions specified. Once the content filter determines a message matches the condition, the Cisco Email Security appliance encrypts the message and sends the generated key to the key server. It uses settings specified in the encryption profile to determine the key server to use and other encryption settings.

You can also encrypt messages after they are released after Data Loss Prevention scanning. For more information, see

Defining Actions to Take for DLP Violations (Message Actions), page 15-33

.

Using a TLS Connection as an Alternative to Encryption

Based on the destination controls specified for a domain, your Cisco appliance can securely relay a message over a TLS connection instead of encrypting it, if a TLS connection is available. The appliance decides whether to encrypt the message or send it over a TLS connection based on the TLS setting in the destination controls (Required, Preferred, or None) and the action defined in the encryption content filter.

When creating the content filter, you can specify whether to always encrypt a message or to attempt to send it over a TLS connection first, and if a TLS connection is unavailable, to encrypt the message.

Table 16-2

shows you how an Email Security appliance will send a message based on the TLS settings for a domain’s destination controls, if the encryption control filter attempts to send the message over a

TLS connection first.

Table 16-2 TLS Support on ESA Appliances

Destination Controls TLS Setting

None

TLS Preferred

TLS Required

Action if TLS Connection

Available

Encrypt envelope and send

Send over TLS

Send over TLS

Action if TLS Connection

Unavailable

Encrypt envelope and send

Encrypt envelope and send

Retry/bounce message

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Chapter 16 Cisco Email Encryption

Determining Which Messages to Encrypt

For more information about enabling TLS on destination controls, see

Configuring the Gateway to

Receive Email

.

Encrypting and Immediately Delivering Messages using a Content Filter

Before You Begin

To understand the concept of building conditions for content filters, see

Overview of Content Filters, page 11-1 .

(Optional) See

Inserting Encryption Headers into Messages, page 16-10 .

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Step 12

Go to Mail Policies > Outgoing Content Filters.

In the Filters section, click Add Filter.

In the Conditions section, click Add Condition.

Add a condition to filter the messages that you want to encrypt. For example, to encrypt sensitive material, you might add a condition that identifies messages containing particular words or phrases, such as “Confidential,” in the subject or body.

Click OK.

Optionally, click Add Action and select Add Header to insert an encryption header into the messages to specify an additional encryption setting.

In the Actions section, click Add Action.

Select Encrypt and Deliver Now (Final Action) from the Add Action list.

Select whether to always encrypt messages that meet the condition or to only encrypt messages if the attempt to send it over a TLS connection fails.

Select the encryption profile to associate with the content filter.

The encryption profile specifies settings about the key server to use, levels of security, formatting of the message envelope, and other message settings. When you associate an encryption profile with the content filter, the content filter uses these stored settings to encrypt messages.

Enter a subject for the message.

Click OK.

The content filter in

Figure 16-2 shows a content filter that searches for ABA content in the message

body. The action defined for the content filter specifies that the email is encrypted and delivered.

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Figure 16-2 Encryption Content Filter

Determining Which Messages to Encrypt

Step 13

Step 14

After you add the encrypt action, click Submit.

Commit your changes.

What To Do Next

After you add the content filter, you need to add the filter to an outgoing mail policy. You may want to enable the content filter on the default policy, or you may choose to apply the filter to a specific mail policy, depending on your organization’s needs. For information about working with mail policies, see

Overview of Mail Policies, page 10-1 .

Encrypting a Message upon Delivery using a Content Filter

Create a content filter to encrypt a message on delivery, which means that the message continues to the next stage of processing, and when all processing is complete, the message is encrypted and delivered.

Before You Begin

To understand the concept of building conditions for content filters, see

Overview of Content Filters, page 11-1

.

(Optional) See

Inserting Encryption Headers into Messages, page 16-10 .

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Go to Mail Policies > Outgoing Content Filters.

In the Filters section, click Add Filter.

In the Conditions section, click Add Condition.

Add a condition to filter the messages that you want to encrypt. For example, to encrypt sensitive material, you might add a condition that identifies messages containing particular words or phrases, such as “Confidential,” in the subject or body.

Click OK.

Optionally, click Add Action and select Add Header to insert an encryption header into the messages to specify an additional encryption setting.

In the Actions section, click Add Action.

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Step 8

Step 9

Step 10

Step 11

Step 12

Step 13

Step 14

Select Encrypt on Delivery from the Add Action list.

Select whether to always encrypt messages that meet the condition or to only encrypt messages if the attempt to send it over a TLS connection fails.

Select the encryption profile to associate with the content filter.

The encryption profile specifies settings about the key server to use, levels of security, formatting of the message envelope, and other message settings. When you associate an encryption profile with the content filter, the content filter uses these stored settings to encrypt messages.

Enter a subject for the message.

Click OK.

After you add the encrypt action, click Submit.

Commit your changes.

What To Do Next

After you add the content filter, you need to add the filter to an outgoing mail policy. You may want to enable the content filter on the default policy, or you may choose to apply the filter to a specific mail policy, depending on your organization’s needs. For information about working with mail policies, see

Overview of Mail Policies, page 10-1

.

Inserting Encryption Headers into Messages

AsyncOS enables you to add encryption settings to a message by inserting an SMTP header into a message using either a content filter or a message filter. The encryption header can override the encryption settings defined in the associated encryption profile, and it can apply specified encryption features to messages.

Note

The Cisco Ironport Encryption appliance must be set up to handle flagged messages.

Procedure

Step 1

Step 2

Step 3

Go to Mail Policies > Outgoing Content Filters or Incoming Content Filters.

In the Filters section, click Add Filter.

In the Actions section, click Add Action and select Add/Edit Header to insert an encryption header into the messages to specify an additional encryption setting.

For example, if you want a Registered Envelope to expire in 24 hours after you send it, type

X-PostX-ExpirationDate

as the header name and

+24:00:00

as the header value.

Related Topics

For more information about creating an encryption content filter, see

Encrypting and Immediately

Delivering Messages using a Content Filter, page 16-8

.

For information about inserting a header using a message filter, see

Using Message Filters to

Enforce Email Policies

.

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Encryption Headers

Table 16-3

displays the encryption headers that you can add to messages.

Table 16-3 Email Encryption Headers

MIME Header

X-PostX-Reply-Enabled

Description

Indicates whether to enable secure reply for the message and displays the Reply button in the message bar. This header adds an encryption setting to the message.

Value

A Boolean for whether to display the Reply button. Set to true

to display the button.

The default value is false

.

X-PostX-Reply-All-Enabled

X-PostX-Forward-Enabled

X-PostX-Send-Return-Recei pt

X-PostX-ExpirationDate

Indicates whether to enable secure “reply all” for the message and displays the

Reply All button in the message bar. This header overrides the default profile setting.

Indicates whether to enable secure message forwarding and displays the

Forward button in the message bar. This header overrides the default profile setting.

Indicates whether to enable read receipts.

The sender receives a receipt when recipients open the Secure Envelope.

This header overrides the default profile setting.

Defines a Registered Envelope’s expiration date before sending it. The key server restricts access to the Registered

Envelope after the expiration date. The

Registered Envelope displays a message indicating that the message has expired.

This header adds an encryption setting to the message.

A Boolean for whether to display Reply All button.

Set to true

to display the button. The default value is false

.

A Boolean for whether to display the Forward button.

Set to

.

true

to display the button. The default value is false

A Boolean for whether to send a read receipt. Set to true

to display the button.

The default value is false

.

A string value containing relative date or time. Use the

+HH:MM:SS

format for relative hours, minutes, and seconds, and the

+D

format for relative days. By default, there is no expiration date.

X-PostX-ReadNotificationD ate

If you use Cisco Registered Envelope

Service, you can log in to the website at http://res.cisco.com and use the message management features to set, adjust, or eliminate the expiration dates of messages after you send them.

Defines the Registered Envelope’s “read by” date before sending it. The local key server generates a notification if the

Registered Envelope has not been read by this date. Registered Envelopes with this header do not work with Cisco

Registered Envelope Service, only a local key server. This header adds an encryption setting to the message.

A string value containing relative date or time. Use the

+HH:MM:SS

format for relative hours, minutes, and seconds, and the

+D

format for relative days. By default, there is no expiration date.

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Table 16-3 Email Encryption Headers

MIME Header

X-PostX-Suppress-Applet-F or-Open

X-PostX-Use-Script

X-PostX-Remember-Envelope

-Key-Checkbox

Description Value

Indicates whether to disable the decryption applet. The decryption applet causes message attachments to be opened in the browser environment. Disabling the applet causes the message attachment to be decrypted at the key server. If you disable this option, messages may take longer to open, but they are not dependent on the browser environment.

This header overrides the default profile setting.

A Boolean for whether to disable the decryption applet. Set to true

to disable the applet. The default value is false

.

Indicates whether to send JavaScript-free envelopes. A JavaScript-free envelope is a Registered Envelope that does not include the JavaScript that is used to open envelopes locally on the recipient's computer. The recipient must use either the Open Online method or the Open by

Forwarding method to view the message.

Use this header if a recipient domain's gateway strips JavaScript and makes the encrypted message unopenable.This header adds an encryption setting to the message.

A Boolean for whether the

JavaScript applet should be included or not. Set to false to send a JavaScript-free envelope. The default value is true

.

Indicates whether to allow envelope-specific key caching for offline opening of envelopes. With envelope key caching, the decryption key for a particular envelope is cached on the recipient’s computer when the recipient enters the correct password and selects the “Remember the password for this envelope” check box. After that, the recipient does not need to enter a password again to reopen the envelope on the computer. This header adds an encryption setting to the message.

A Boolean for whether to enable envelope key caching and display the “Remember the password for this envelope” check box. The default value is false

.

Encryption Headers Examples

This section provides examples of encryption headers.

Enabling Envelope Key Caching for Offline Opening

To send a Registered Envelope with envelope key caching enabled, insert the following header into the message:

X-PostX-Remember-Envelope-Key-Checkbox: true

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The “Remember the password for this envelope” check box is displayed on the Registered Envelope.

Enabling JavaScript-Free Envelopes

To send a Registered Envelope that is JavaScript-free, insert the following header into the message:

X-PostX-Use-Script: false

When the recipient opens the securedoc.html attachment, the Registered Envelope is displayed with an

Open Online link, and the Open button is disabled.

Enabling Message Expiration

To configure a message so that it expires 24 hours after you send it, insert the following header into the message:

X-PostX-ExpirationDate: +24:00:00

The recipient can open and view the content of the encrypted message during the 24-hour period after you send it. After that, the Registered Envelope displays a message indicating that the envelope has expired.

Disabling the Decryption Applet

To disable the decryption applet and have the message attachment decrypted at the key server, insert the following header into the message:

X-PostX-Suppress-Applet-For-Open: true

Note

The message may take longer to open when you disable the decryption applet, but it is not dependent on the browser environment.

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C H A P T E R

17

Email Authentication

Email Authentication Overview, page 17-1

DomainKeys and DKIM Authentication, page 17-1

Configuring DomainKeys and DKIM Signing, page 17-3

How to Verify Incoming Messages Using DKIM, page 17-15

Overview of SPF and SIDF Verification, page 17-20

How to Verify Incoming Messages Using SPF/SDIF, page 17-21

Enabling SPF and SIDF, page 17-22

Determining the Action to Take for SPF/SIDF Verified Mail, page 17-29

Testing the SPF/SIDF Results, page 17-32

Email Authentication Overview

Cisco AsyncOS supports email verification and signing to prevent email forgery. To verify incoming mail, AsyncOS supports Sender Policy Framework (SPF), Sender ID Framework (SIDF), and

DomainKeys Identified Mail (DKIM). To authenticate outbound mail, AsyncOS supports DomainKeys and DKIM signing.

Related Topics

DomainKeys and DKIM Authentication, page 17-1 .

Overview of SPF and SIDF Verification, page 17-20 .

DomainKeys and DKIM Authentication

With DomainKeys or DKIM email authentication, the sender signs the email using public key cryptography. The verified domain can then be used to detect forgeries by comparing it with the domain in the From: (or Sender:) header of the email.

DomainKeys and DKIM consist of two main parts: signing and verification. AsyncOS supports the

“signing” half of the process for DomainKeys, and it supports both signing and verification for DKIM.

You can also enable bounce and delay messages to use DomainKeys and DKIM signing.

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DomainKeys and DKIM Authentication

DomainKeys and DKIM Authentication Workflow

Figure 17-1 Authentication Work Flow

Chapter 17 Email Authentication

1.

2.

3.

Administrator (domain owner) publishes a public key into the DNS name space.

Administrator loads a private key in the outbound Mail Transfer Agent (MTA).

Email submitted by an authorized user of that domain is digitally signed with the respective private key. The signature is inserted in the email as a DomainKey or DKIM signature header and the email is transmitted.

4.

5.

Receiving MTA extracts the DomainKeys or DKIM signature from the header and the claimed sending domain (via the Sender: or From: header) from the email. The public key is retrieved from the claimed signing domain which is extracted from DomainKeys or DKIM signature header fields.

The public key is used to determine whether the DomainKeys or DKIM signature was generated with the appropriate private key.

To test your outgoing DomainKeys signatures, you can use a Yahoo! or Gmail address, as these services are free and provide validation on incoming messages that are DomainKeys signed.

DomainKeys and DKIM Signing in AsyncOS

DomainKeys and DKIM signing in AsyncOS is implemented via domain profiles and enabled via a mail flow policy (typically, the outgoing “relay” policy). For more information, see the “Configuring the

Gateway to Receive Mail” chapter in the Cisco IronPort AsyncOS for Email Configuration Guide.

Signing the message is the last action performed by the appliance before the message is sent.

Domain profiles associate a domain with domain key information (signing key and related information).

As email is sent via a mail flow policy on the Cisco appliance, sender email addresses that match any domain profile are DomainKeys signed with the signing key specified in the domain profile. If you enable both DKIM and DomainKeys signing, the DKIM signature is used. You implement DomainKeys and DKIM profiles via the

domainkeysconfig

CLI command or via the Mail Policies > Domain Profiles and the Mail Policies > Signing Keys pages in the GUI.

DomainKeys and DKIM signing works like this: a domain owner generates two keys — a public key stored in the public DNS (a DNS TXT record associated with that domain) and a private key that is stored on the appliance is used to sign mail that is sent (mail that originates) from that domain.

As messages are received on a listener used to send messages (outbound), the Cisco appliance checks to see if any domain profiles exist. If there are domain profiles created on the appliance (and implemented for the mail flow policy), the message is scanned for a valid Sender: or From: address. If both are present, the Sender: is used for DomainKeys. The From: address is always used for DKIM signing. Otherwise, the first From: address is used. If a valid address is not found, the message is not signed and the event is logged in the mail_logs.

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Note

If you create both a DomainKey and DKIM profile (and enable signing on a mail flow policy), AsyncOS signs outgoing messages with both a DomainKeys and DKIM signature.

If a valid sending address is found, the sending address is matched against the existing domain profiles.

If a match is found, the message is signed. If not, the message is sent without signing. If the message has an existing DomainKeys (a “DomainKey-Signature:” header) the message is only signed if a new sender address has been added after the original signing. If a message has an existing DKIM signature, a new

DKIM signature is added to the message.

AsyncOS provides a mechanism for signing email based on domain as well as a way to manage (create new or input existing) signing keys.

The configuration descriptions in this document represent the most common uses for signing and verification. You can also enable DomainKeys and DKIM signing on a mail flow policy for inbound email, or enable DKIM verification on a mail flow policy for outbound email.

Note

When you configure domain profiles and signing keys in a clustered environment, note that the Domain

Key Profile settings and Signing Key settings are linked. Therefore, if you copy, move or delete a signing key, the same action is taken on the related profile.

Configuring DomainKeys and DKIM Signing

Signing Keys

A signing key is the private key stored on the Cisco appliance. When creating a signing key, you specify a key size. Larger key sizes are more secure; however, larger keys also can impact performance. The

Cisco appliance supports keys from 512 bits up to 2048 bits. The 768 - 1024 bit key sizes are considered secure and used by most senders today. Keys based on larger key sizes can impact performance and are not supported above 2048 bits. For more information about creating signing keys, see

Create a New

Signing Key, page 17-9

.

If you are entering an existing key, simply paste it into the form. Another way to use existing signing keys is to import the key as a text file. For more information about adding existing signing keys, see

Importing or Entering Existing Signing Keys, page 17-10 .

Once a key is entered, it is available for use in domain profiles, and will appear in the Signing Key drop-down list in the domain profile.

Exporting and Importing Signing Keys

You can export your signing keys to a text file on the Cisco appliance. When you export keys, all of the keys currently existing on the appliance are put into a text file. For more information about exporting

keys, see Exporting Signing Keys, page 17-10 .

You can import keys that have been exported as well.

Note

Importing keys causes all of the current keys on the appliance to be replaced.

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For more information, see Importing or Entering Existing Signing Keys, page 17-10

.

Public Keys

Once you have associated a signing key with a domain profile, you can create DNS text record which contains your public key. You do this via the Generate link in the DNS Text Record column in the domain profile listing (or via domainkeysconfig -> profiles -> dnstxt

in the CLI):

Figure 17-2 Generate DNS Text Record Link on Domain Profiles Page

For more information about generating a DNS Text Record, see

Generating a DNS Text Record, page 17-12

.

You can also view the public key via the View link on the Signing Keys page:

Figure 17-3 View Public Key Link on Signing Keys Page

Domain Profiles

A domain profile associates a sender domain with a signing key, along with some other information needed for signing.

A name for the domain profile.

A domain name (the domain to be included in the “d=” header).

A selector (a selector is used to form the query for the public key. In the DNS query type, this value is prepended to the “_domainkey.” namespace of the sending domain).

A canonicalization method (the method by which the headers and content are prepared for presentation to the signing algorithm). AsyncOS supports both “simple” and “nofws” for

DomainKeys and “relaxed” and “simple” for DKIM.

A signing key (see

Signing Keys, page 17-3 for more information).

A list of headers and the body length to sign (DKIM only).

A list of tags you want to include in the signature’s header (DKIM only). These tags store the following information:

The identity of the user or agent (e.g., a mailing list manager) on whose behalf the message is signed.

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A comma-separated list of query methods used to retrieve the public key.

The timestamp of when the signature was created.

The expiration time of the signature, in seconds.

A vertical bar-separated (i.e.,

|

) list of header fields present when the message was signed.

The tags you want to include in the signature (DKIM only).

A list of Profile Users (addresses allowed to use the domain profile for signing).

Note

The domain in the addresses specified in the profile users must match the domain specified in the

Domain field.

You can search through all of your existing domain profiles for a specific term. See

Searching Domain

Profiles, page 17-14 for more information.

You can also choose whether to sign system-generated messages with DKIM signatures. See

Signing

System-Generated Messages, page 17-14

for more information.

Exporting and Importing Domain Profiles

You can export your existing domain profiles to a text file on the Cisco appliance. When you export the domain profiles, all of the profiles existing on the appliance are put into a single text file. See

Exporting

Domain Profiles, page 17-13

.

You can import domain profiles that you have previously exported. Importing domain profiles causes all of the current domain profiles on the machine to be replaced. See

Importing Domain Profiles, page 17-13

.

Enabling Signing for Outgoing Mail

DomainKeys and DKIM signing is enabled on mail flow policies for outbound mail. For more information, see the “Configuring the Gateway to Receive Mail” chapter in the Cisco IronPort AsyncOS

for Email Configuration Guide.

Procedure

Step 1

Step 2

Step 3

On the Mail Flow Policies page (from the Mail Policies menu), click on the RELAYED mail flow policy

(outgoing).

From the Security Features section, enable DomainKeys/DKIM Signing by selecting On.

Submit and commit your changes.

Enabling Signing for Bounce and Delay Messages

In addition to signing outbound messages, you may want to sign bounce and delay messages. You may want to do this to alert recipients that the bounce and delay messages they receive from your company are legitimate. To enable DomainKeys and DKIM signing for bounce and delay messages, you enable

DomainKeys/DKIM signing for the bounce profile associated with the public listener.

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Procedure

Step 1

Step 2

On the bounce profile associated with the public listener where you will send signed outbound messages, go to Hard Bounce and Delay Warning Messages.

Enable “Use Domain Key Signing for Bounce and Delay Messages”:

Note

You must have completed all steps listed in Configuring DomainKeys/DKIM Signing (GUI), page 17-6

to sign bounced and delay messages.

Note

The From: address in the domain profile must match the address used for the bounce return address. To ensure these addresses match, you can configure a return address for the bounce profile (System

Administration > Return Addresses), and then use the same name in the Profile Users list in the domain profile. For example, you would configure a return address of [email protected] for the bounce return address, and add [email protected] as a profile user in the domain profile.

Configuring DomainKeys/DKIM Signing (GUI)

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Create a new or import an existing private key. For information on creating or importing signing keys, see

Signing Keys, page 17-3 .

Create a domain profile and associate the key with the domain profile. For information on creating a domain profile, see

Domain Profiles, page 17-4

.

Create the DNS text record. For information about creating the DNS text record, see

Generating a DNS

Text Record, page 17-12

.

If you have not already done so, enable DomainKeys/DKIM signing on a mail flow policy for outbound mail (see

Enabling Signing for Outgoing Mail, page 17-5

).

Optionally, enable DomainKeys/DKIM signing for bounced and delay messages. For information about enabling signing for bounce and delay messages, see

Enabling Signing for Bounce and Delay Messages, page 17-5 .

Send email. Mail sent from a domain that matches a domain profile will be DomainKeys/DKIM signed.

In addition, bounce or delay messages will be signed if you configured signing for bounce and delay messages.

Note

If you create both a DomainKey and DKIM profile (and enable signing on a mail flow policy), AsyncOS signs outgoing messages with both a DomainKeys and DKIM signature.

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Creating Domain Profiles for DomainKeys Signing

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Choose Mail Policies > Signing Profiles.

In the Domain Signing Profiles section, click Add Profile.

Enter a name for the profile.

For the Domain Key Type, choose Domain Keys.

Additional options appear on the page.

Enter the domain name.

Enter a selector. Selectors are arbitrary names prepended to the "_domainkey" namespace, used to help support multiple concurrent public keys per sending domain. A selector value and length must be legal in the DNS namespace and in email headers with the additional provision that they cannot contain a semicolon.

Select the canonicalization (no forwarding whitespaces or simple).

If you have already created a signing key, select a signing key. Otherwise, skip to the next step. You must create (or import) at least one signing key in order to have signing keys to choose from in the list. See

Create a New Signing Key, page 17-9

.

Enter users (email addresses, hosts, etc.) that will use the domain profile for signing.

Submit and commit your changes.

At this point (if you have not already) you should enable DomainKeys/DKIM signing on an outgoing mail flow policy (see

Enabling Signing for Outgoing Mail, page 17-5

).

Note

If you create both a DomainKeys and DKIM profile, AsyncOS performs both DomainKeys and

DKIM signing on outgoing mail.

Creating a New Domain Profile for DKIM Signing

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Choose Mail Policies > Signing Profiles.

In the Domain Signing Profiles section, click Add Profile.

Enter a name for the profile.

For the Domain Key Type, choose DKIM.

Additional options appear on the page.

Enter the domain name.

Enter a selector. Selectors are arbitrary names prepended to the "_domainkey." namespace, used to help support multiple concurrent public keys per sending domain. A selector value and length must be legal in the DNS namespace and in email headers with the additional provision that they cannot contain a semicolon.

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Step 7

Step 8

Step 9

Step 10

Select the canonicalization for the header. Choose from the following options:

Relaxed. The “relaxed” header canonicalization algorithm performs the following: header names are changed to lowercase, headers are unfolded, linear white spaces are reduced to a single space, leading and trailing spaces are stripped.

Simple. No changes to headers are made.

Select the canonicalization for the body. Choose from the following options:

Relaxed. The “relaxed” header canonicalization algorithm performs the following: empty lines are stripped at the end of the body, white spaces are reduced to a single space within lines, and trailing white spaces are stripped in lines.

Simple. Empty lines at the end of the body are stripped.

If you have already created a signing key, select a signing key. Otherwise, skip to the next step. You must create (or import) at least one signing key in order to have signing keys to choose from in the list. See

Create a New Signing Key, page 17-9 .

Select the list of headers to sign. You can select from the following headers:

All. AsyncOS signs all the headers present at the time of signature. You may want to sign all headers if you do not expect headers to be added or removed in transit.

Standard. You may want to select the standard headers if you expect that headers may be added or removed in transit. AsyncOS signs only the following standard headers (if the header is not present in the message, the DKIM signature indicates a null value for the header):

From

Sender, Reply To-

Subject

Date, Message-ID

To, Cc

MIME-Version

Content-Type, Content-Transfer-Encoding, Content-ID, Content-Description

Resent-Date, Resent-From, Resent-Sender, Resent-To, Resent-cc, Resent-Message-ID

In-Reply-To, References

List-Id, List-Help, List-Unsubscribe, LIst-Subscribe, List-Post, List-Owner, List-Archive

Note

When you select “Standard”, you can add additional headers to sign.

Step 11

Step 12

Specify how to sign the message body. You can choose to sign the message body, and/or how many bytes to sign. Select one of the following options:

Whole Body Implied. Do not use the “l=” tag to determine body length. The entire message is signed and no changes are allowed.

Whole Body Auto-determined. The entire message body is signed, and appending some additional data to the end of body is allowed during transit.

Sign first _ bytes. Sign the message body up to the specified number of bytes.

Select the tags you want to include in the message signature’s header field. The information stored in these tags are used for message signature verification. Select one or more of the following options:

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Step 13

“i” Tag. The identity of the user or agent (e.g., a mailing list manager) on behalf of which this message is signed. Enter the domain name prepended with the

@

symbol, such as the domain

@example.com

.

“q” Tag. A colon-separated list of query methods used to retrieve the public key. Currently, the only valid value is dns/txt.

“t” Tag. A timestamp for when the signature was created.

“x” Tag. The absolute date and time when the signature expires. Specify an expiration time (in seconds) for the signature. The default is

31536000

seconds.

“z” Tag. A vertical bar-separated (i.e.,

|

) list of header fields present when the message was signed.

This includes the names of the header fields and their values. For example: z=From:[email protected]|To:[email protected]|

Subject:test%20message|Date:Date:August%2026,%202011%205:30:02%20PM%20-0700

Enter users (email addresses, hosts, etc.) that will use the domain profile for signing.

Note

When you create domain profiles, be aware that a hierarchy is used in determining the profile to associate with a particular user. For example, you create a profile for example.com and another profile for [email protected]. When mail is sent from [email protected], the profile for [email protected] is used. However, when mail is sent from [email protected], the profile for example.com is used.

Step 14

Step 15

Submit and commit your changes.

At this point (if you have not already) you should enable DomainKeys/DKIM signing on an outgoing mail flow policy (see

Enabling Signing for Outgoing Mail, page 17-5

).

Note

If you create both a DomainKeys and DKIM profile, AsyncOS performs both DomainKeys and

DKIM signing on outgoing mail.

Create a New Signing Key

Signing keys are required for domain profiles for DomainKeys and DKIM signing.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Signing Keys.

Click Add Key.

Enter a name for the key.

Click Generate and select a key size.

Larger key sizes are more secure; however, larger keys can have an impact on performance. Cisco recommends a key size of 768 bits, which should provide a good balance between security and performance.

Submit and commit your changes.

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Configuring DomainKeys and DKIM Signing

Note

If you have not done so already, you may need to edit your domain profile to assign the key.

Edit an Existing Signing Key

Procedure

Step 1

Step 2

Step 3

Choose Mail Policies > Signing Keys.

Click the intended signing key.

Edit the intended fields as described in

Note

For enhanced security, if encryption of sensitive data in the appliance is enabled in FIPS mode, you will not be able view the private key. If you intend to edit the private key, you can paste your private key or generate a new private key.

Step 4

Submit and commit your changes.

Exporting Signing Keys

All keys on the appliance are exported together in a single text file.

Procedure

Step 1

Step 2

Choose Mail Policies > Signing Keys.

Click Export Keys.

Note

For enhanced security, if encryption of sensitive data in the appliance is enabled in FIPS mode, signing keys are encrypted while exporting.

Step 3

Enter a name for the file and click Submit.

Importing or Entering Existing Signing Keys

Pasting a Key

Procedure

Step 1

Step 2

Choose Mail Policies > Signing Keys.

Click Add Key.

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Step 3

Step 4

Paste the key into the Paste Key field (must be PEM-formatted and must be RSA keys only).

Submit and commit your changes.

Importing Keys from an Existing Export File

Note

To obtain a key file, see

Exporting Signing Keys, page 17-10 .

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Signing Keys.

Click Import Keys.

Select the file that contains the exported signing keys.

Click Submit. You are warned that importing will replace all existing signing keys. All of the keys in the text file are imported.

Click Import.

Deleting Signing Keys

Removing Selected Signing Keys

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Signing Keys.

Mark the checkbox to the right of each signing key to remove.

Click Delete.

Confirm the deletion.

Removing All Signing Keys

Procedure

Step 1

Step 2

Step 3

Choose Mail Policies > Signing Keys.

Click Clear All Keys on the Signing Keys page.

Confirm the deletion.

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Configuring DomainKeys and DKIM Signing

Generating a DNS Text Record

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Choose Mail Policies > Signing Profiles.

In the Domain Signing Profiles section, in the DNS Text Record column, click the Generate link for the corresponding domain profile.

Mark the checkbox for the attributes you wish to include in the DNS text record.

Click Generate Again to re-generate the key with any changes you have made.

The DNS text record is displayed in the text field at the bottom of the window (where you can now copy it). In some cases, multi-string DNS text records are generated. See

Multi-string DNS Text Records, page 17-12

.

Click Done.

Multi-string DNS Text Records

Multi-string DNS text records may be generated if the key size of the signing key used to generate the

DNS text records are larger than 1024 bits. This is because not more than 255 characters are allowed in a single string of a DNS text record. The DKIM authentication may fail as some of the DNS servers do not accept or serve multi-string DNS text records.

To avoid this scenario, it is recommended that you use double quotes to break up the multi-string DNS text record into smaller strings not exceeding 255 bytes. The following is an example.

s._domainkey.domain.com. IN TXT "v=DKIM1;"

"p=MIIBIjANBgkqhkiG9w0BAQEFAAOCAQ8AMIIBCgKCAQE"

"A4Vbhjq2n/3DbEk6EHdeVXlIXFT7OEl81amoZLbvwMX+bej"

"CdxcsFV3uS7G8oOJSWBP0z++nTQmy9ZDWfaiopU6k7tzoi"

"+oRDlKkhCQrM4oP2B2F5sTDkYwPY3Pen2jgC2OgbPnbo3o"

"m3c1wMWgSoZxoZUE4ly5kPuK9fTtpeJHNiZAqkFICiev4yrkL"

"R+SmFsJn9MYH5+lchyZ74BVm+16Xq2mptWXEwpiwOxWI"

"YHXsZo2zRjedrQ45vmgb8xUx5ioYY9/yBLHudGc+GUKTj1i4"

"mQg48yCD/HVNfsSRXaPinliEkypH9cSnvgvWuIYUQz0dHU;"

DKIM implementations reassemble DNS text records broken down this way into the full original single string before processing them.

Testing Domain Profiles

Once you have created a signing key, associated it with a domain profile, and generated and inserted the

DNS text into your authorized DNS, you can test your domain profile.

Procedure

Step 1

Step 2

Step 3

Choose Mail Policies > Signing Profiles.

In the Domain Signing Profiles section, in the Test Profile column, click the Test link for the domain profile.

A message is displayed at the top of the page, indicating success or failure. If the test fails, a warning message is displayed, including the error text.

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Exporting Domain Profiles

All domain profiles on the appliance are exported together in a single text file.

Procedure

Step 1

Step 2

Step 3

Choose Mail Policies > Signing Profiles.

Click Export Domain Profiles.

Enter a name for the file and click Submit.

Importing Domain Profiles

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Signing Profiles.

Click Import Domain Profiles.

Select the file that contains the exported domain profiles.

Click Submit. You are warned that importing will replace all existing domain profiles. All of the domain profiles in the text file are imported.

Click Import.

Deleting Domain Profiles

Removing Selected Domain Profiles

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Signing Profiles.

Mark the checkbox to the right of each domain profile to remove.

Click Delete.

Confirm the deletion.

Removing All Domain Profiles

Procedure

Step 1

Choose Mail Policies > Signing Profiles.

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Step 2

Step 3

Click Clear All Profiles.

Confirm the deletion.

Searching Domain Profiles

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Signing Profiles.

In the Find Domain Profiles section, specify the search term.

Click Find Profiles.

The search scans the following fields for each domain profile: email, domain, selector, and signing key name.

Note

If you do not enter search terms, the search engine returns all domain profiles.

Signing System-Generated Messages

You can choose whether to sign system-generated messages with a DKIM signature. The appliance will sign the following messages:

Cisco IronPort Spam Quarantine notifications

Content filter-generated notifications

Configuration messages

Support requests

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Signing Profiles.

In the DKIM Signing of System Generated Messages section, click Edit Settings.

Select On.

Submit and commit your changes.

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Domain Keys and Logging

Lines such as the following are added to the mail logs upon DomainKeys signing:

Tue Aug 28 15:29:30 2007 Info: MID 371 DomainKeys: signing with dk-profile - matches [email protected]

Tue Aug 28 15:34:15 2007 Info: MID 373 DomainKeys: cannot sign - no profile matches [email protected]

Lines such as these are added to the mail logs upon DKIM signing:

Tue Aug 28 15:29:54 2007 Info: MID 372 DKIM: signing with dkim-profile - matches [email protected]

Tue Aug 28 15:34:15 2007 Info: MID 373 DKIM: cannot sign - no profile matches [email protected]

How to Verify Incoming Messages Using DKIM

Table 17-1

Step 1

Step 2

Step 3

Step 4

Step 5

How to Verify Incoming Messages Using DKIM

Do This

Create a profile for verifying messages using

DKIM.

More Info

Creating a DKIM Verification Profile, page 17-17 .

(Optional) Create a custom mail flow policy to use for verifying incoming messages using

DKIM.

Defining Rules for Incoming Messages Using a Mail Flow

Policy, page 7-14

Configure your mail flow policies to verify incoming messages using DKIM.

Define the action that the Email Security appliance takes on verified messages.

Associate the action with groups of specific senders or recipients.

Configuring DKIM Verification on the Mail Flow Policy, page 17-19

Configuring an Action for DKIM Verified Mail, page 17-19

Configuring Mail Policies, page 10-6

DKIM Verification Checks Performed by AsyncOS

When you configure an AsyncOS appliance for DKIM verification, the following checks are performed:

Procedure

Step 1

Step 2

Step 3

AsyncOS checks for the DKIM-Signature field in incoming mail, the syntax of the signature header, valid tag values, and required tags. If the signature fails any of these checks, AsyncOS returns a permfail.

After the signature check is performed, the public key is retrieved from the public DNS record, and the

TXT record is validated. If errors are encountered during this process, AsyncOS returns a permfail. A

tempfail occurs if the DNS query for the public key fails to get a response.

After retrieving the public key, AsyncOS checks the hashed values and verifies the signature. If any failures occur during this step, AsyncOS returns a permfail.

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Step 4

If the checks all pass, AsyncOS returns a pass.

Note

When the message body is greater than the specified length, AsyncOS returns the following verdict: dkim = pass (partially verified [x bytes]) where X represents the number of bytes verified.

The final verification result is entered as an Authentication-Results header. For example, you might get a header that looks like one of the following:

Authentication-Results: example1.com

header.from=From:[email protected]; dkim=pass (signature verified)

Authentication-Results: example1.com

header.from=From:[email protected]; dkim=pass (partially verified [1000 bytes])

Authentication-Results: example1.com

header.from=From:[email protected]; dkim=permfail (body hash did not verify)

Note

Current DKIM verification stops at the first valid signature. It is not possible to verify using the last signature encountered. This functionality may be available in a later release.

Managing DKIM Verification Profiles

A DKIM verification profile is a list of parameters that the Email Security appliance’s mail flow policies use for verifying DKIM signatures. For example, you can create two verification profiles, one that allows

30 seconds before a query times out and a second that allows only 3 seconds before a query times out.

You can assign the second verification profile to the Throttled mail flow policy to prevent connection starvation in case of a DDoS. A verification profile consists of the following information:

A name for the verification profile.

The smallest and largest acceptable public key size. The default key sizes are 512 and 2048, respectively.

The maximum number of signatures in the message to verify. If a message has more signatures than the maximum amount you defined, the appliance skips verification of the remaining signatures and continues to process the message. The default is 5 signatures.

The maximum allowed difference in time (in seconds) between the sender’s system time and verifier’s. For example, if the message signature expires at 05:00:00 and the verifier’s system time is 05:00:30, the message signature is still valid if the allowed difference in time is 60 seconds but it is invalid if the allowed difference is 10 seconds. The default is 60 seconds.

An option whether to use a body length parameter.

The SMTP action to take in case of a temporary failure.

The SMTP action to take in case of a permanent failure.

You can search through all of your existing verification profiles by the profile name.

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You can export your DKIM verification profiles as a text file in your Cisco appliance’s configure directory. When you export the verification profiles, all of the profiles existing on the appliance are put into a single text file. See

Exporting DKIM Verification Profiles, page 17-17

for more information.

You can import DKIM verification profiles that you previously exported. Importing DKIM verification profiles causes all of the current DKIM verification profiles on the machine to be replaced. See

Importing DKIM Verification Profiles, page 17-18 for more information.

Creating a DKIM Verification Profile

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Step 12

Step 13

Step 14

Click Mail Policies > Verification Profiles.

Click Add Profile.

Enter the name of the profile.

Select the minimum key size you want the appliance to accept for signing keys.

Select the maximum key size you want the appliance to accept for signing keys.

Select the maximum number of signatures to verify in a single message. The default is five signatures.

Select the number of seconds before the key query times out. The default is 10 seconds.

Select maximum allowed difference in time (in seconds) between the sender’s system time and verifier’s.

The default is 60 seconds.

Select whether to use the body-length parameter in the signature to verify the message.

Select whether the Email Security appliance accepts or rejects the message if there is a temporary failure when verifying its signature. If you want the appliance to reject the message, you can choose to have it send the default 451 SMTP response code or another SMTP response code and text.

Select whether the Email Security appliance accepts or rejects the message if there is a permanent failure when verifying its signature. If you want the appliance to reject the message, you can choose to have it send the default 451 SMTP response code or another SMTP response code and text.

Submit your changes.

The new profile appears in the DKIM Verification Profiles table.

Commit your changes.

At this point you should enable DKIM verification on an incoming mail flow policy and select the verification profile you want to use.

Exporting DKIM Verification Profiles

All DKIM verification profiles on the appliance are exported as a single text file and saved in the configuration

directory on the appliance.

Procedure

Step 1

Step 2

Choose Mail Policies > Verification Profiles.

Click Export Profiles.

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Step 3

Enter a name for the file and click Submit.

Importing DKIM Verification Profiles

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Verification Profiles.

Click Import Profiles.

Select the file that contains the DKIM verification profiles.

Click Submit. You are warned that importing will replace all existing DKIM verification profiles.

Click Import.

Deleting DKIM Verification Profiles

Removing Selected DKIM Verification Profiles

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Verification Profiles.

Mark the checkbox to the right of each DKIM verification profile you want to delete.

Click Delete.

Confirm the deletion.

Removing All DKIM Verification Profiles

Procedure

Step 1

Step 2

Step 3

Choose Mail Policies > Verification Profiles.

Click Clear All Profiles.

Confirm the deletion.

Searching DKIM Verification Profiles

To search all DKIM verification profiles for a specific term in the profile name:

Procedure

Step 1

Choose Mail Policies > Verification Profiles.

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Step 2

Step 3

In the Search DKIM Verification Profiles section, specify the search term.

Click Find Profiles.

The search scans the profile name for each DKIM verification profile.

If you do not enter search terms, the search engine returns all DKIM verification profiles.

Configuring DKIM Verification on the Mail Flow Policy

DKIM verification is enabled on mail flow policies for incoming email.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Mail Flow Policies.

Click the incoming mail policy for the listener where you want to perform verification.

In the Security Features section of the mail flow policy, enable DKIM Verification by selecting On.

Select the DKIM verification profile that you want to use for the policy.

Commit your changes.

DKIM Verification and Logging

Lines such as the following are added to the mail logs upon DKIM verification: mail.current:Mon Aug 6 13:35:38 2007 Info: MID 17 DKIM: no signature mail.current:Mon Aug 6 15:00:37 2007 Info: MID 18 DKIM: verified pass

Configuring an Action for DKIM Verified Mail

When you verify DKIM mail, an Authentication-Results header is added to the mail, but the mail is accepted regardless of the authentication result. To configure actions based on these authentication results, you can create a content filter to perform actions on the DKIM-verified mail. For example, if

DKIM verification fails, you may want configure the mail to be delivered, bounced, dropped, or sent to a quarantine. To do this, you must configure an action using a content filter.

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Incoming Filters.

Click Add Filter.

In the Conditions section, click Add Condition.

Select DKIM Authentication from the list of conditions.

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Overview of SPF and SIDF Verification

Step 5

Step 6

Step 7

Step 8

Step 9

Choose a DKIM condition. Select one of the following options:

Pass. The message passed the authentication tests.

Neutral. Authentication was not performed.

Temperror. A recoverable error occurred.

Permerror. An unrecoverable error occurred.

Hardfail. The authentication tests failed.

None. The message was not signed.

Select an action to associate with the condition. For example, if the DKIM verification fails, you may want to notify the recipient and bounce the message. Or, if DKIM verification passes, you may want to deliver the message immediately without further processing.

Submit the new content filter.

Enable the content filter on the appropriate incoming mail policy.

Commit your changes.

Overview of SPF and SIDF Verification

Cisco AsyncOS supports Sender Policy Framework (SPF) and Sender ID Framework (SIDF) verification. SPF and SIDF are methods for verifying authenticity of email based on DNS records. SPF and SIDF allow the owner of an Internet domain to use a special format of DNS TXT records to specify which machines are authorized to transmit email for that domain. Compliant mail receivers then use the published SPF records to test the authorization of the sending Mail Transfer Agent’s identity during a mail transaction.

When you use SPF/SIDF authentication, the senders publish SPF records specifying which hosts are permitted to use their names, and compliant mail receivers use the published SPF records to test the authorization of the sending Mail Transfer Agent’s identity during a mail transaction.

Note

Because SPF checks require parsing and evaluation, AsyncOS performance may be impacted. In addition, be aware that SPF checks increase the load on your DNS infrastructure.

When you work with SPF and SIDF, note that SIDF is similar to SPF, but it has some differences. To get a full description of the differences between SIDF and SPF, see RFC

4406. F or the purposes of this documentation, the two terms are discussed together except in the cases where only one type of verification applies.

Note

AsyncOS does not support SPF for incoming relays.

A Note About Valid SPF Records

To use SPF and SIDF with a Cisco appliance, publish the SPF record according to the RFCs 4406 and

4408. Review RFC 4407 for a definition of how the PRA identity is determined. You may also want to refer to the following website to view common mistakes made when creating SPF and SIDF records: http://www.openspf.org/FAQ/Common_mistakes

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Valid SPF Records

To pass the SPF HELO check, ensure that you include a “v=spf1 a –all” SPF record for each sending

MTA (separate from the domain). If you do not include this record, the HELO check will likely result in a None verdict for the HELO identity. If you notice that SPF senders to your domain return a high number of None verdicts, these senders may not have included a “v=spf1 a –all” SPF record for each sending MTA.

Valid SIDF Records

To support the SIDF framework, you need to publish both “v=spf1” and “spf2.0” records. For example, your DNS record may look like the following example: example.com. TXT "v=spf1 +mx a:colo.example.com/28 -all" smtp-out.example.com TXT "v=spf1 a -all" example.com. TXT "spf2.0/mfrom,pra +mx a:colo.example.com/28 -all"

SIDF does not verify the HELO identity, so in this case, you do not need to publish SPF v2.0 records for each sending MTA.

Note

If you choose not to support SIDF, publish an “spf2.0/pra ~all” record.

Testing Your SPF Records

In addition to reviewing the RFCs, it is a good idea to test your SPF records before you implement SPF verification on a Cisco appliance. There are several testing tools available on the openspf.org website: http://www.openspf.org/Tools

You can use the following tool to determine why an email failed an SPF record check: http://www.openspf.org/Why

In addition, you can enable SPF on a test listener and use Cisco’s trace

CLI command (or perform trace from the GUI) to view the SPF results. Using trace, you can easily test different sending IPs.

How to Verify Incoming Messages Using SPF/SDIF

Table 17-2

Step 1

Step 2

Step 3

How to Verify Incoming Messages Using SPF/SDIF

Do This More Info

(Optional) Create a custom mail flow policy to use for verifying incoming messages using

SPF/SDIF.

Defining Rules for Incoming Messages Using a Mail Flow

Policy, page 7-14

Enabling SPF and SIDF, page 17-22

Configure your mail flow policies to verify incoming messages using SPF/SDIF.

Define the action that the Email Security appliance takes on verified messages.

Determining the Action to Take for SPF/SIDF Verified

Mail, page 17-29

.

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Enabling SPF and SIDF

Table 17-2

Step 4

Step 5

How to Verify Incoming Messages Using SPF/SDIF

Do This

Associate the action with groups of specific senders or recipients.

(Optional) Test the results of message verification.

More Info

Configuring Mail Policies, page 10-6

Testing the SPF/SIDF Results, page 17-32

Warning Although Cisco strongly endorses email authentication globally, at this point in the industry's adoption, Cisco suggests a cautious disposition for SPF/SIDF authentication failures. Until more organizations gain greater control of their authorized mail sending infrastructure, Cisco urges customers to avoid bouncing emails and instead quarantine emails that fail SPF/SIDF verification.

Note

The AysncOS command line interface (CLI) provides more control settings for SPF level than the web interface. Based on the SPF verdict, the appliance can accept or reject a message, in SMTP conversation, on a per listener basis. You can modify the SPF settings when editing the default settings for a listener’s

Host Access Table using the listenerconfig

command. See the Enabling SPF and SIDF via the CLI, page 17-23

for more information on the settings.

Enabling SPF and SIDF

To use SPF/SIDF, you must enable SPF/SIDF for a mail flow policy on an incoming listener. You can enable SPF/SIDF on the listener from the default mail flow policy, or you can enable it for particular incoming mail flow policies.

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Mail Policies > Mail Flow Policy.

Click Default Policy Parameters.

In the default policy parameters, view the Security Features section.

In the SPF/SIDF Verification section, click On..

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Step 5

Set the level of conformance (the default is SIDF-compatible). This option allows you to determine which standard of SPF or SIDF verification to use. In addition to SIDF conformance, you can choose

SIDF-compatible, which combines SPF and SIDF.

Table 17-3 SPF/SIDF Conformance Levels

Conformance Level

SPF

SIDF

SIDF Compatible

Description

The SPF/SIDF verification behaves according to RFC4408.

- No purported responsible address (PRA) identity verification takes place.

NOTE: Select this conformance option to test against the HELO identity.

The SPF/SIDF verification behaves according to RFC4406.

-The PRA Identity is determined with full conformance to the standard.

- SPF v1.0 records are treated as spf2.0/mfrom,pra.

- For a nonexistent domain or a malformed identity, a verdict of Fail is returned.

The SPF/SIDF verification behaves according to RFC4406 except for the following differences:

- SPF v1.0 records are treated as spf2.0/mfrom.

- For a nonexistent domain or a malformed identity, a verdict of None is returned.

NOTE: This conformance option was introduced at the request of the

OpenSPF community (www.openspf.org).

Note

More settings are available via the CLI. See

Enabling SPF and SIDF via the CLI, page 17-23 for

more information.

Step 6

Step 7

If you choose a conformance level of SIDF-compatible, configure whether the verification downgrades a Pass result of the PRA identity to None if there are Resent-Sender: or Resent-From: headers present in the message. You might choose this option for security purposes.

If you choose a conformance level of SPF, configure whether to perform a test against the HELO identity.

You might use this option to improve performance by disabling the HELO check. This can be useful because the spf-passed

filter rule checks the PRA or the MAIL FROM Identities first. The appliance only performs the HELO check for the SPF conformance level.

Enabling SPF and SIDF via the CLI

The AsyncOS CLI supports more control settings for each SPF/SIDF conformance level. When configuring the default settings for a listener’s Host Access Table, you can choose the listener’s

SPF/SIDF conformance level and the SMTP actions (ACCEPT or REJECT) that the appliance performs, based on the SPF/SIDF verification results. You can also define the SMTP response that the appliance sends when it rejects a message.

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Depending on the conformance level, the appliance performs a check against the HELO identity, MAIL

FROM identity, or PRA identity. You can specify whether the appliance proceeds with the session

(ACCEPT) or terminates the session (REJECT) for each of the following SPF/SIDF verification results for each identity check:

None. No verification can be performed due to the lack of information.

Neutral. The domain owner does not assert whether the client is authorized to use the given identity.

SoftFail. The domain owner believes the host is not authorized to use the given identity but is not willing to make a definitive statement.

Fail. The client is not authorized to send mail with the given identity.

TempError. A transient error occurred during verification.

PermError. A permanent error occurred during verification.

The appliance accepts the message for a Pass result unless you configure the SIDF Compatible conformance level to downgrade a Pass result of the PRA identity to None if there are Resent-Sender: or Resent-From: headers present in the message. The appliance then takes the SMTP action specified for when the PRA check returns None.

If you choose not to define the SMTP actions for an identity check, the appliance automatically accepts all verification results, including Fail.

The appliance terminates the session if the identity verification result matches a REJECT action for any of the enabled identity checks. For example, an administrator configures a listener to accept messages based on all HELO identity check results, including Fail, but also configures it to reject messages for a

Fail result from the MAIL FROM identity check. If a message fails the HELO identity check, the session proceeds because the appliance accepts that result. If the message then fails the MAIL FROM identity check, the listener terminates the session and then returns the STMP response for the REJECT action.

The SMTP response is a code number and message that the appliance returns when it rejects a message based on the SPF/SIDF verification result. The TempError result returns a different SMTP response from the other verification results. For TempError, the default response code is

451

and the default message text is

#4.4.3 Temporary error occurred during SPF verification

. For all other verification results, the default response code is

550

and the default message text is

#5.7.1 SPF unauthorized mail is prohibited

. You can specify your own response code and message text for TempError and the other verification results.

Optionally, you can configure the appliance to return a third-party response from the SPF publisher domain if the REJECT action is taken for Neutral, SoftFail, or Fail verification result. By default, the appliance returns the following response:

550-#5.7.1 SPF unauthorized mail is prohibited.

550-The domain example.com explains:

550 <Response text from SPF domain publisher>

To enable these SPF/SIDF settings, use the listenerconfig -> edit

subcommand and select a listener.

Then use the hostaccess -> default

subcommand to edit the Host Access Table’s default settings.

Answer yes

to the following prompts to configure the SPF controls:

Would you like to change SPF/SIDF settings? [N]> yes

Would you like to perform SPF/SIDF Verification? [Y]> yes

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Enabling SPF and SIDF

The following SPF control settings are available for the Host Access Table:

Table 17-4 SPF Control Settings via the CLI

Conformance Level

SPF Only

SIDF Compatible

SIDF Strict

Available SPF Control Settings

whether to perform HELO identity check

SMTP actions taken based on the results of the following identity checks:

HELO identity (if enabled)

MAIL FROM Identity

SMTP response code and text returned for the REJECT action verification time out (in seconds) whether to perform a HELO identity check whether the verification downgrades a Pass result of the

PRA identity to None if the Resent-Sender: or

Resent-From: headers are present in the message

SMTP actions taken based on the results of the following identity checks:

HELO identity (if enabled)

MAIL FROM Identity

PRA Identity

SMTP response code and text returned for the REJECT action verification timeout (in seconds)

SMTP actions taken based on the results of the following identity checks:

MAIL FROM Identity

PRA Identity

SMTP response code and text returned in case of SPF

REJECT action verification timeout (in seconds)

The following example shows a user configuring the SPF/SIDF verification using the SPF Only conformance level. The appliance performs the HELO identity check and accepts the None and Neutral verification results and rejects the others. The CLI prompts for the SMTP actions are the same for all identity types. The user does not define the SMTP actions for the MAIL FROM identity. The appliance automatically accepts all verification results for the identity. The appliance uses the default reject code and text for all REJECT results.

Would you like to change SPF/SIDF settings? [N]> yes

Would you like to perform SPF/SIDF Verification? [N]> yes

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What Conformance Level would you like to use?

1. SPF only

2. SIDF compatible

3. SIDF strict

[2]> 1

Would you like to have the HELO check performed? [Y]> y

Would you like to change SMTP actions taken as result of the SPF verification? [N]> y

Would you like to change SMTP actions taken for the HELO identity? [N]> y

What SMTP action should be taken if HELO check returns None?

1. Accept

2. Reject

[1]> 1

What SMTP action should be taken if HELO check returns Neutral?

1. Accept

2. Reject

[1]> 1

What SMTP action should be taken if HELO check returns SoftFail?

1. Accept

2. Reject

[1]> 2

What SMTP action should be taken if HELO check returns Fail?

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1. Accept

2. Reject

[1]> 2

What SMTP action should be taken if HELO check returns TempError?

1. Accept

2. Reject

[1]> 2

Enabling SPF and SIDF

What SMTP action should be taken if HELO check returns PermError?

1. Accept

2. Reject

[1]> 2

Would you like to change SMTP actions taken for the MAIL FROM identity? [N]> n

Would you like to change SMTP response settings for the REJECT action? [N]> n

Verification timeout (seconds)

[40]>

The following shows how the SPF/SIDF settings are displayed for the listener’s Default Policy

Parameters.

SPF/SIDF Verification Enabled: Yes

Conformance Level: SPF only

Do HELO test: Yes

SMTP actions:

For HELO Identity:

None, Neutral: Accept

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SoftFail, Fail, TempError, PermError: Reject

For MAIL FROM Identity: Accept

SMTP Response Settings:

Reject code: 550

Reject text: #5.7.1 SPF unauthorized mail is prohibited.

Get reject response text from publisher: Yes

Defer code: 451

Defer text: #4.4.3 Temporary error occurred during SPF verification.

Verification timeout: 40

See the Cisco AsyncOS CLI Reference Guide for more information on the listenerconfig

command.

The Received-SPF Header

When you configure AsyncOS for SPF/SIDF verification, it places an SPF/SIDF verification header

(

Received-SPF

) in the email. The

Received-SPF

header contains the following information:

verification result - the SPF verification result (see Verification Results, page 17-29 ).

identity - the identity that SPF verification checked: HELO, MAIL FROM, or PRA.

receiver - the verifying host name (which performs the check).

client IP address - the IP address of the SMTP client.

ENVELOPE FROM - the envelope sender mailbox. (Note that this may be different from the MAIL

FROM identity, as the MAIL FROM identity cannot be empty.)

x-sender - the value of the HELO, MAIL FROM, or PRA identity.

x-conformance - the level of conformance (see

Table 17-3SPF/SIDF Conformance Levels, page 17-23

) and whether a downgrade of the PRA check was performed.

The following example shows a header added for a message that passed the SPF/SIDF check:

Received-SPF: Pass identity=pra; receiver=box.example.com;

client-ip=1.2.3.4; envelope-from="[email protected]";

x-sender="[email protected]"; x-conformance=sidf_compatible

Note

The spf-status

and spf-passed

filter rules use the received-SPF header to determine the status of the

SPF/SIDF verification.

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Determining the Action to Take for SPF/SIDF Verified Mail

Determining the Action to Take for SPF/SIDF Verified Mail

When you receive SPF/SIDF verified mail, you may want to take different actions depending on the results of the SPF/SIDF verification. You can use the following message and content filter rules to determine the status of SPF/SIDF verified mail and perform actions on the messages based on the verification results:

spf-status

. This filter rule determines actions based on the SPF/SIDF status. You can enter a different action for each valid SPF/SIDF return value.

spf-passed

. This filter rule generalizes the SPF/SIDF results as a Boolean value.

Note

The spf-passed

filter rule is only available in message filters.

You can use the spf-status

rule when you want to address more granular results, and use the spf-passed

rule when you want to create a simple Boolean.

Verification Results

If you use the spf-status

filter rule, you can check against the SPF/SIDF verification results using the following syntax: if (spf-status == "Pass")

If you want a single condition to check against multiple status verdicts, you can use the following syntax: if (spf-status == "PermError, TempError")

You can also check the verification results against the HELO, MAIL FROM, and PRA identities using the following syntax: if (spf-status("pra") == "Fail")

Note

You can only use the spf-status

message filter rule to check results against HELO, MAIL FROM, and

PRA identities. You cannot use the spf-status

content filter rule to check against identities.

You can receive any of the following verification results:

None - no verification can be performed due to the lack of information.

Pass - the client is authorized to send mail with the given identity.

Neutral - the domain owner does not assert whether the client is authorized to use the given identity.

SoftFail - the domain owner believes the host is not authorized to use the given identity but is not willing to make a definitive statement.

Fail - the client is not authorized to send mail with the given identity.

TempError - a transient error occurred during verification.

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Determining the Action to Take for SPF/SIDF Verified Mail

PermError - a permanent error occurred during verification.

Using the spf-status Filter Rule in the CLI

The following example shows the spf-status

message filter in use: skip-spam-check-for-verified-senders:

if (sendergroup == "TRUSTED" and spf-status == "Pass"){

skip-spamcheck();

}

Chapter 17 Email Authentication

quarantine-spf-failed-mail:

if (spf-status("pra") == "Fail") {

if (spf-status("mailfrom") == "Fail"){

# completely malicious mail

quarantine("Policy");

} else {

if(spf-status("mailfrom") == "SoftFail") {

# malicious mail, but tempting

quarantine("Policy");

}

}

} else {

if(spf-status("pra") == "SoftFail"){

if (spf-status("mailfrom") == "Fail"

or spf-status("mailfrom") == "SoftFail"){

# malicious mail, but tempting

quarantine("Policy");

}

}

}

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skip-spamcheck();

} quarantine-spf-failed-mail:

if (spf-status("pra") == "Fail") {

if (spf-status("mailfrom") == "Fail"){

# completely malicious mail

quarantine("Policy");

} else {

if(spf-status("mailfrom") == "SoftFail") {

# malicious mail, but tempting

quarantine("Policy");

}

}

} else {

if(spf-status("pra") == "SoftFail"){

if (spf-status("mailfrom") == "Fail"

or spf-status("mailfrom") == "SoftFail"){

# malicious mail, but tempting

quarantine("Policy");

}

}

}

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Testing the SPF/SIDF Results

strip-header("Subject");

insert-header("Subject", "[POTENTIAL PHISHING] $Subject"); }

.

spf-status Content Filter Rule in the GUI

You can also enable the spf-status

rule from the content filters in the GUI. However, you cannot check results against HELO, MAIL FROM, and PRA identities when using the spf-status content filter rule.

To add the spf-status

content filter rule from the GUI, click Mail Policies > Incoming Content

Filters. Then add the SPF Verification filter rule from the Add Condition dialog box. Specify one or more verification results for the condition.

After you add the SPF Verification condition, specify an action to perform based on the SPF status. For example, if the SPF status is SoftFail, you might quarantine the message.

Using the spf-passed Filter Rule

The spf-passed

rule shows the results of SPF verification as a Boolean value. The following example shows an spf-passed

rule used to quarantine emails that are not marked as spf-passed: quarantine-spf-unauthorized-mail:

if (not spf-passed) {

quarantine("Policy");

}

Note

Unlike the spf-status rule, the spf-passed

rule reduces the SPF/SIDF verification values to a simple

Boolean. The following verification results are treated as not passed in the spf-passed

rule: None,

Neutral, Softfail, TempError, PermError, and Fail. To perform actions on messages based on more granular results, use the spf-status

rule.

Testing the SPF/SIDF Results

Test the results of SPF/SIDF verification and use these results to determine how to treat SPF/SIDF failures because different organizations implement SPF/SIDF in different ways. Use a combination of content filters, message filters, and the Email Security Monitor - Content Filters report to test the results of the SPF/SIDF verification.

Your degree of dependence on SPF/SIDF verification determines the level of granularity at which you test SPF/SIDF results.

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Testing the SPF/SIDF Results

Basic Granularity Test of SPF/SIDF Results

To get a basic measure of the SPF/SIDF verification results for incoming mail, you can use content filters and the Email Security Monitor - Content Filters page. This test provides a view of the number of messages received for each type of SPF/SIDF verification result.

Procedure

Step 1

Step 2

Step 3

Enable SPF/SIDF verification for a mail flow policy on an incoming listener, and use a content filter to configure an action to take. For information on enabling SPF/SIDF, see

Enabling SPF and SIDF, page 17-22

.

Create an spf-status

content filter for each type of SPF/SIDF verification. Use a naming convention to indicate the type of verification. For example, use “SPF-Passed” for messages that pass SPF/SIDF verification, or “SPF-TempErr” for messages that weren’t passed due to a transient error during verification. For information about creating an spf-status

content filter, see spf-status Content Filter

Rule in the GUI, page 17-32 .

After you have processed a number of SPF/SIDF verified messages, click Monitor > Content Filters to see how many messages triggered each of the SPF/SIDF verified content filters.

Greater Granularity Test of SPF/SIDF Results

For more comprehensive information about SPF/SIDF verification results, only enable SPF/SIDF verification for specific groups of senders, and review the results for those specific senders. Then, create a mail policy for that particular group and enable SPF/SIDF verification on the mail policy. Create content filters and review the Content Filters report as explained in

Basic Granularity Test of SPF/SIDF

Results, page 17-33

. If you find that the verification is effective, then you can use SPF/SIDF verification as a basis for deciding whether to drop or bounce emails for this specified group of senders.

Procedure

Step 1

Step 2

Step 3

Step 4

Create a mail flow policy for SPF/SIDF verification. Enable SPF/SIDF verification for the mail flow policy on an incoming listener. For information about enabling SPF/SIDF, see

Enabling SPF and SIDF, page 17-22

.

Create a sender group for SPF/SIDF verification and use a naming convention to indicate SPF/SIDF verification. For information about creating sender groups, see the “Configuring the Gateway to Receive

Mail” chapter in the Cisco IronPort AsyncOS for Email Configuration Guide.

Create an spf-status

content filter for each type of SPF/SIDF verification. Use a naming convention to indicate the type of verification. For example, use “SPF-Passed” for messages that pass SPF/SIDF verification, or “SPF-TempErr” for messages that weren’t passed due to a transient error during verification. For information about creating an spf-status

content filter, see spf-status Content Filter

Rule in the GUI, page 17-32 .

After you process a number of SPF/SIDF-verified messages, click Monitor > Content Filters to see how many messages triggered each of the SPF/SIDF-verified content filters.

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C H A P T E R

18

Text Resources

Overview of Text Resources, page 18-1

Content Dictionaries, page 18-2

Adding Dictionaries, page 18-4

Using and Testing the Content Dictionaries Filter Rules, page 18-6

Understanding Text Resources, page 18-7

Overview of Text Resource Management, page 18-8

Using Text Resources, page 18-11

Overview of Text Resources

This chapter discusses creating and managing various text resources, such as content dictionaries, disclaimers, and templates.

Related Topics

Using Custom Dictionaries of Sensitive DLP Terms (Custom DLP Policies Only), page 15-15

Content Dictionaries

You can use content dictionaries to scan messages against message or content filters in order to take appropriate action in accordance with your corporate policies. You can create, delete, and view dictionaries; add and delete entries from a dictionary; and import and export entire dictionaries. You can also determine case sensitivity and word boundary detection for each dictionary. For example, you could create a list of confidential or profane words, and, using a filter rule to scan messages for words in the list, drop or archive messages containing matching words. And you can add a “weight” terms in a dictionary so that certain terms trigger a filter action more easily.

Dictionaries can contain non-ASCII characters.

Text Resources

Text resources are text objects, such as disclaimers, notification templates, and anti-virus templates. You can create new objects for use in various components of AsyncOS. You can import and export text resources.

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Chapter 18 Text Resources

Content Dictionaries

Message Disclaimer Stamping

Message disclaimer stamping allows you to add a disclaimer text resource to messages. For example, you could append a copyright statement, promotional message, or disclaimer to every message sent from within your enterprise.

Content Dictionaries

Content dictionaries are groups of words or entries that work in conjunction with the Body Scanning feature on the appliance and are available to both content and message filters. Use the dictionaries you define to scan messages, message headers, and message attachments for terms included in the dictionary in order to take appropriate action in accordance with your corporate policies. For example, you could create a list of confidential or profane words, and, using a filter rule to scan messages that contain words in the list, drop, archive, or quarantine the message.

The AsyncOS operating system includes the ability to define a total of 100 content dictionaries using the

GUI (Mail Policies > Dictionaries) or the CLI’s dictionaryconfig

command. You can create, delete, and view dictionaries; add and delete entries from a dictionary; and import and export entire dictionaries.

Dictionary Content

Words in dictionaries are created with one text string per line, and entries can be in plain text or in the form of regular expressions. Dictionaries can also contain non-ASCII characters. Defining dictionaries of regular expressions can provide more flexibility in matching terms, but doing so requires you to understand how to delimit words properly. For a more detailed discussion of Python style regular expressions, consult the Python Regular Expression HOWTO, accessible from http://www.python.org/doc/howto/

Note

To use the special character # at the beginning of a dictionary entry, you can use a character class [#] to prevent it being treated as a comment.

For each term, you specify a “weight,” so that certain terms can trigger filter conditions more easily.

When AsyncOS scans messages for the content dictionary terms, it “scores” the message by multiplying the number of term instances by the weight of term. Two instances of a term with a weight of three would result in a score of six. AsyncOS then compares this score with a threshold value associated with the content or message filter to determine if the message should trigger the filter action.

You can also add smart identifiers to a content dictionary. Smart identifiers are algorithms that search for patterns in data that correspond to common numeric patterns, such as social security numbers and

ABA routing numbers. These identifiers can useful for policy enforcement. For more information about regular expressions, see “Regular Expressions in Rules” in the “Using Message Filters to Enforce Email

Policies” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide. For more information about smart identifiers, see “Smart Identifiers” in the “Using Message Filters to Enforce

Email Policies” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

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Content Dictionaries

Note

Dictionaries containing non-ASCII characters may or may not display properly in the CLI on your terminal. The best way to view and change dictionaries that contain non-ASCII characters is to export the dictionary to a text file, edit that text file, and then import the new file back into the appliance. For more information, see

Importing and Exporting Dictionaries as Text Files, page 18-3 .

Word Boundaries and Double-byte Character Sets

In some languages (double-byte character sets), the concepts of a word or word boundary, or case do not exist. Complex regular expressions that depend on concepts like what is or is not a character that would compose a word (represented as “\w” in regex syntax) cause problems when the locale is unknown or if the encoding is not known for certain. For that reason, you may want to disable word-boundary enforcement.

Importing and Exporting Dictionaries as Text Files

The content dictionary feature also includes, by default, the following text files located in the configuration directory of the appliance:

config.dtd

profanity.txt

proprietary_content.txt

sexual_content.txt

These text files are intended to be used in conjunction with the content dictionaries feature to aid you in creating new dictionaries. These content dictionaries are weighted and use smart identifiers to better detect patterns in data and trigger filters when the patterns indicate compliance issues.

Note

Importing and exporting dictionaries does not preserve the Match Whole Words and Case Sensitive settings. This settings are only preserved in the configuration file.

See

Appendix A, “Accessing the Appliance”

for more information accessing on the configuration directory.

You can also create your own dictionary files and import them onto the appliance. The best way to add non-ASCII characters to dictionaries is to add the terms into the dictionary in a text file off the appliance, move that file onto the appliance, and then import that file as a new dictionary. For more information

about importing dictionaries, see Importing Dictionaries, page 18-5

. For information about exporting dictionaries, see

Exporting Dictionaries, page 18-5 .

Warning

These text files contain terms that some persons may consider obscene, indecent or offensive. If you import terms from these files into your content dictionaries, the terms will be displayed when you later view the content dictionaries you have configured on the appliance.

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Content Dictionaries

Adding Dictionaries

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the Mail Policies > Dictionaries page.

Click Add Dictionary.

Type a name for the dictionary.

(Optional) Configure Advanced Matching.

Note

AsyncOS preserves the Match Whole Words and Case Sensitive settings when you save them in the configuration file. AsyncOS does not preserve these settings when importing and exporting dictionaries.

Step 5

Step 6

(Optional) Add a smart-identifier to the dictionary.

Smart identifiers are algorithms that search for patterns in data that correspond to common numeric patterns, such as social security numbers and ABA routing numbers. For more information about smart identifiers, see the “Using Message Filters to Enforce Email Policies” chapter in Cisco IronPort

AsyncOS for Email Advanced Configuration Guide.

Enter new dictionary entries into the list of terms.

If you have multiple new entries to add, and you want them to be equally likely trigger a filter action, put each new term on its own line.

Note

Content dictionary entries with the regular expression: “

.*

” at the beginning or end will cause the system to lock if a match for the “word” MIME part is found. Cisco Systems recommends you do not use “

.*

” at the beginning or end of a content dictionary entry.

Step 7

Step 8

Step 9

Specify a weight for the term(s).

You can “weight” a dictionary term so that it is more likely than other terms to trigger a filter action. For more information about how this weight is used to determine filter actions, see “Threshold Scoring for

Content Dictionaries” in the “Using Message Filters to Enforce Email Policies” chapter of the Cisco

IronPort AsyncOS for Email Advanced Configuration Guide.

Click Add.

Submit and commit your changes.

Related Topics

Dictionary Content, page 18-2

.

Deleting Dictionaries

Before You Begin

Be aware that AsyncOS marks any message filter that references the deleted dictionary as invalid.

AsyncOS leaves any content filter that references the deleted dictionary enabled, but will evaluate them to false.

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Content Dictionaries

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the Mail Policies > Dictionaries page.

Click the trash can icon next to the dictionary to delete in the dictionary listing.

A confirmation message lists any filters that are currently referencing the dictionary.

Click Delete in the confirmation message.

Commit your changes.

Importing Dictionaries

Before You Begin

Verify that the file to import is present in the configuration directory on the appliance.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Navigate to the Mail Policies > Dictionaries page.

Click Import Dictionary.

Select the location to import from.

Select the file to import.

Select the default weight to use for dictionary terms.

AsyncOS will assign a default weight to any terms with unspecified weights. You can edit the weights after importing the file.

Select an encoding.

Click Next.

Name and edit the dictionary.

Submit and commit your changes.

Exporting Dictionaries

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Mail Policies > Dictionaries page.

Click Export Dictionary.

Select the dictionary to export.

Enter a file name for the exported dictionary.

This is the name of the file that will be created in the configuration directory on the appliance.

Select the location to export to.

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Using and Testing the Content Dictionaries Filter Rules

Step 6

Step 7

Select an encoding for the text file.

Submit and commit your changes.

Using and Testing the Content Dictionaries Filter Rules

Dictionaries can be used along with the various dictionary-match()

message filter rules and with content filters.

Dictionary Match Filter Rule

The message filter rule named dictionary-match(<

dictionary_name

>)

(and its counterparts) evaluates to true if the message body contains any of the regular expressions in the content dictionary named

dictionary_name. If that dictionary does not exist, the rule evaluates to false.

Note that the dictionary-match()

rule functions similarly to the

body-contains()

body scanning rule: it only scans the body and attachments of messages, and not the headers.

For scanning headers, you can use the appropriate

*-dictionary-match()

-type rule (there are rules for specific headers, such as subject-dictionary-match()

and a more generic rule, header-dictionary-match()

, in which you can specify any header including custom headers). See

“Dictionary Rules” in the “Using Message Filters to Enforce Email Policies” chapter of the Cisco

IronPort AsyncOS for Email Advanced Configuration Guide for more information about dictionary matching.

Table 18-1 Message Filter Rules for Content Dictionaries

Rule

Dictionary Match

Syntax Description

dictionary-match(<dictionary

_name>)

Does the message contain a word that matches all the regular expressions listed in the named dictionary?

In the following example, a new message filter using the dictionary-match()

rule is created to blind carbon copy the administrator when the Cisco appliance scans a message that contains any words within the dictionary named “secret_words” (created in the previous example). Note that because of the settings, only messages that contain the whole word “ codename

” matching the case exactly will evaluate to true for this filter. bcc_codenames:

if (dictionary-match ('secret_words'))

{

bcc('[email protected]');

}

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Chapter 18 Text Resources

In this example, we send the message to the Policy quarantine: quarantine_codenames:

if (dictionary-match ('secret_words'))

{

quarantine('Policy');

}

Understanding Text Resources

Example Dictionary Entries

Table 18-2

Description

Wildcard

Anchors

Email address

Subject

Example Dictionary Entries

(Do not escape the period)

Example

*

Ends with: foo

$

Begins with:

^ foo

[email protected]

,

@example.com

example.com$

(ends with)

@example.*

An email subject

(keep in mind when using the

^

anchor in email subjects that subjects are often prepended with “RE:” or “FW:” and the like)

Testing Content Dictionaries

The trace

function can provide quick feedback on message filters that use the dictionary-match() rule. See

Debugging Mail Flow Using Test Messages: Trace, page 36-1

for more information. You can also use the quarantine()

action to test filters, as in the quarantine_codenames

filter example above.

Understanding Text Resources

Text resources are text templates that can be attached to messages or sent as messages. Text resources can be one of the following types:

Message disclaimers — Text that is added to messages. For more information, see

Disclaimer

Template, page 18-11

.

Notification templates — Messages that are sent as notifications, used with the notify()

and notify-bcc()

actions. For more information, see

Notification Templates, page 18-18 .

Anti-virus Notification templates — Messages that are sent as notifications when a virus is found in a message. You can create a template for a container (which appends the original message), or as

a notice that is sent without the appended message. For more information, see Anti-Virus

Notification Templates, page 18-19 .

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Overview of Text Resource Management

Bounce and Encryption Failure Notification templates — Messages that are sent as notifications when a message is bounced or message encryption fails. For more information, see

Bounce and

Encryption Failure Notification Templates, page 18-22 .

Encryption Notification Templates — Messages that are sent when you configure the Cisco appliance to encrypt outgoing email. The message notifies recipients that they have received an encrypted message and provides instructions for reading it. For more information, see

Encryption

Notification Templates, page 18-23

.

You can use the CLI ( textconfig

) or the GUI to manage text resources, including: adding, deleting, editing, importing, and exporting. For information on managing text resources using the GUI, see

Overview of Text Resource Management, page 18-8 .

Text resources can contain non-ASCII characters.

Note

Text resources containing non-ASCII characters may or may not display properly in the CLI on your terminal. To view and change text resources that contain non-ASCII characters, export the text resource to a text file, edit that text file, and then import the new file back into the appliance. For more information, see

Importing and Exporting Text Resources as Text Files, page 18-8

.

Importing and Exporting Text Resources as Text Files

You must have access to the configuration directory on the appliance. Imported text files must be present in the configuration directory on the appliance. Exported text files are placed in the configuration directory.

See

Appendix A, “Accessing the Appliance”

for more information on accessing the configuration directory.

To add non-ASCII characters to text resources, add the terms into the text resource in a text file off the appliance, move that file onto the appliance, and then import that file as a new text resource. For more

information about importing text resources, see Importing Text Resources, page 18-9

. For information about exporting text resources, see

Exporting Text Resources, page 18-10 .

Overview of Text Resource Management

You can manage text resources using either the GUI or the CLI. This section focuses on the GUI.

Manage text resources from the CLI using the textconfig

command.

Text resource management includes these tasks:

Adding

Editing and deleting

Exporting, and importing

Defining plain text messages for all text resource types

Defining HTML-based messages for some text resource types

Related topics

Overview of HTML-Based Text Resources, page 18-10 .

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Overview of Text Resource Management

Adding Text Resources

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Navigate to Mail Policies > Text Resources

Click Add Text Resource.

Enter a name for the text resource in the Name field.

Select the type of text resource from the Type field.

Enter the message text in either the Text or the HTML and Plain Text field.

If the text resource allows only plain text messages, use the Text field. If the text resource allows both

HTML and plain text messages, use the HTML and Plain Text fields.

Submit and commit your changes.

Related topics

Overview of HTML-Based Text Resources, page 18-10

.

Deleting Text Resources

Before you begin

Note the impact of deleting text resources:

Any message filters that reference the deleted text resource are marked as invalid.

Any content filters that reference the deleted text resource are left enabled, but will evaluate to false.

Procedure

Step 1

Step 2

Step 3

On the Mail Policies > Text Resources page, click the trash can icon under the Delete column for the text resource you want to delete. A confirmation message is displayed.

Click Delete to delete the text resource.

Commit your changes.

Importing Text Resources

Before you begin

Ensure that the file to import is in the configuration directory on the appliance.

Procedure

Step 1

Step 2

On the Mail Policies > Text Resources page, click Import Text Resource.

Select a file to import.

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Overview of Text Resource Management

Step 3

Step 4

Step 5

Step 6

Specify an encoding.

Click Next.

Choose a name, edit, and select the text resource type.

Submit and commit your changes.

Exporting Text Resources

Before you begin

Be aware that when you export a text resource, a text file is created in the configuration directory on the appliance.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

On the Mail Policies > Text Resources page, click Export Text Resource.

Select a text resource to export.

Enter a file name for the text resource.

Select an encoding for the text file.

Click Submit to create the text file containing the text resource in the configuration directory.

Overview of HTML-Based Text Resources

You can create some text resources with both HTML-based and plain text messages, such as Disclaimers.

When a text resource containing both HTML-based and plain text messages is applied to an email message, the HTML-based text resource message is applied to the text/html part of the email message, and the plain text message is applied to the text/plain part of the email message.

When you add or edit an HTML-based text resource, the GUI includes a rich text edit that allows you to enter rich text without having to manually write HTML code.

Consider the following information when adding and editing an HTML-based text resource:

You can choose to have the plain text version of the message to be automatically generated based on the HTML version, or you can define the plain text version independently.

You can switch between the rich text editor and HTML code by clicking the Code View button.

To enter HTML code that is not supported in the rich text editor in the GUI, switch to code view and manually enter HTML code. For example, you might want to do this to insert a reference to an image file located on an external server using the

<img src>

HTML tag.

Importing and Exporting HTML-Based Text Resources

You can export to and import from a text file HTML-based text resources. When you export an

HTML-based text resource to a file, the file contains the following sections for each version of the text resource:

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[html_version]

[text_version]

The order of these sections does not matter.

For example, an exported file might contain the following text:

[html_version]

<p>Sample <i>message.</i></p>

[text_version]

Sample message.

Consider the following rules and guidelines when exporting and importing HTML-based text resources:

When you export an HTML-based text resource whose plain text message is automatically generated from the HTML version, the exported file does not contain the

[text_version]

section.

When you import from a text file, any HTML code under the

[html_version]

section is converted to the HTML message in the created text resource if the text resource type supports HTML messages. Similarly, any text under the

[text_version]

section is converted to the plain text message in the created text resource.

When you import from a file that contains an empty or nonexistent

[html_version]

section to create a HTML-based text resource, the Cisco appliance creates both an HTML and plain text message using the text in the

[text_version]

section.

Using Text Resources

All types of text resources are created in the same way, using the Text Resources page or the textconfig

CLI command. Once created, each type is used in a different way. Disclaimers and notification templates are used with filters and listeners, while anti-virus notification templates are used with mail policies and anti-virus settings.

Disclaimer Template

The Cisco appliance can add a default disclaimer above or below the text (heading or footer) for some or all messages received by a listener. You can add disclaimers to messages on the Cisco appliance using the following methods:

Via a listener, using the GUI or the listenerconfig

command (see

Adding Disclaimer Text via a

Listener, page 18-12

).

Using the content filter action,

Add Disclaimer Text

(see

Content Filter Actions, page 11-9

).

Using the message filter action, add-footer()

(see the “Using Message Filters to Enforce Email

Policies” chapter in the Cisco IronPort AsyncOS for Email Advanced Configuration Guide).

Using a data loss prevention profile (see

Data Loss Prevention, page 15-1 ).

Using message modification for Outbreak Filters to alert the user that the message may be an attempt at phishing or malware distribution (see

Modifying Messages, page 14-5 ). Disclaimers added for

this type of notification are added above the text.

For example, you can append a copyright statement, promotional message, or disclaimer to every message sent from within your enterprise.

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Prior to using disclaimer text you have to create the disclaimer template. Use the Text Resources page in the GUI (see

Adding Text Resources, page 18-9

) or the textconfig

command (see the Cisco AsyncOS

CLI Reference Guide) to create and manage a set of text strings to be used.

Adding Disclaimer Text via a Listener

Once you have disclaimer text resources created, select which text strings will be appended to messages received by the listener. You can add disclaimer text above or below a message. This feature is available on both public (inbound) and private (outbound) listeners.

If you send a message that consists of text and HTML (Microsoft Outlook calls this type of message a

“multipart alternative”), the Cisco appliance will stamp the disclaimer on both parts of the message.

However, if your message has signed content, the content will not be modified because the modification will invalidate the signature. Instead, a new part is created with a disclaimer stamp that says

Content-Disposition inline attachment

.” For more information on multipart messages, see

“Message Bodies vs. Message Attachments” in the “Using Message Filters to Enforce Email Policies” chapter of the Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

The following example shows how to select a disclaimer to apply to messages on a listener via the GUI:

Figure 18-1 Editing a Listener to Include a Disclaimer

Adding Disclaimers via Filters

You can also append specific, predefined text strings to the disclaimers of messages using the filter action add-footer()

or the content filter action “Add Disclaimer Text.” For example, the following message filter rule appends the text string named legal.disclaimer

to all messages sent from users in the LDAP group “Legal:”

Add-Disclaimer-For-Legal-Team: if (mail-from-group == 'Legal')

{

add-footer('legal.disclaimer');

}

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Disclaimers and Filter Action Variables

You can also use message filter action variables (see “Action Variables” in the “Using Message Filters to Enforce Email Policies” chapter in the Cisco IronPort AsyncOS for Email Advanced Configuration

Guide for more information).

The following variables are available for the Disclaimer Template:

Table 18-3 Anti-Virus Notification Variables

$To

$From

$Subject

$Date

$Time

$GMTimestamp

$MID

$Group

$Policy

$Reputation

$filenames

$filetypes

$filesizes

$remotehost

$AllHeaders

$EnvelopeFrom

$Hostname

$header[‘string’]

Replaced by the message To: header (not the Envelope

Recipient).

Replaced by the message From: header (not the Envelope

Sender).

Replaced by the subject of the original message.

Replaced by the current date, using the format MM/DD/YYYY.

Replaced by the current time, in the local time zone.

Replaced by the current time and date, as would be found in the

Received: line of an email message, using GMT.

Replaced by the Message ID, or “MID” used internally to identify the message. Not to be confused with the RFC822

“Message-Id” value (use $Header to retrieve that).

Replaced by the name of the sender group the sender matched on when injecting the message. If the sender group had no name, the string “>Unknown<” is inserted.

Replaced by the name of the HAT policy applied to the sender when injecting the message. If no predefined policy name was used, the string “>Unknown<” is inserted.

Replaced by the SenderBase Reputation score of the sender. If there is no reputation score, it is replaced with “None”.

Replaced with a comma-separated list of the message’s attachments’ filenames.

Replaced with a comma-separated list of the message's attachments' file types.

Replaced with a comma-separated list of the message’s attachment’s file sizes.

Replaced by the hostname of the system that sent the message to the Cisco appliance.

Replaced by the message headers.

Replaced by the Envelope Sender (Envelope From, <MAIL

FROM>) of the message.

Replaced by the hostname of the Cisco appliance.

Replaced by the value of the quoted header, if the original message contains a matching header. Note that double quotes may also be used.

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Table 18-3 Anti-Virus Notification Variables (continued)

$enveloperecipients

$bodysize

$FilterName

$MatchedContent

$DLPPolicy

$DLPSeverity

$DLPRiskFactor

$threat_category

$threat_type

$threat_description

$threat_level

Replaced by all Envelope Recipients (Envelope To, <RCPT TO>) of the message.

Replaced by the size, in bytes, of the message.

Returns the name of the filter being processed.

Returns the content that triggered a scanning filter rule (including filter rules such as body-contains

and content dictionaries).

Replaced by the name of the email DLP policy violated.

Replaced by the severity of violation. Can be “Low,” “Medium,”

“High,” or “Critical.”

Replaced by the risk factor of the message’s sensitive material

(score 0 - 100).

Replaced with the type of Outbreak Filters threat, such as phishing, virus, scam, or malware.

Replaced by a subcategory of the Outbreak Filters threat category. For example, can be a charity scam, a financial phishing attempt, a fake deal, etc.

Replaced by a description of the Outbreak Filters threat.

Replaced by the message’s threat level (score 0 - 5).

To use message filter action variables in disclaimers, create a message disclaimer (via the Text Resource page in the GUI or the

textconfig

command), and reference the variable:

(running textconfig command)

Enter or paste the message disclaimer here. Enter '.' on a blank line to end.

This message processed at:

$Timestamp

.

Message disclaimer "legal.disclaimervar" created.

Current Text Resources:

1. legal.disclaimer (Message Disclaimer)

2. legal.disclaimervar (Message Disclaimer)

Choose the operation you want to perform:

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- NEW - Create a new text resource.

- IMPORT - Import a text resource from a file.

- EXPORT - Export text resource to a file.

- PRINT - Display the content of a resource.

- EDIT - Modify a resource.

- DELETE - Remove a resource from the system.

[]>

Using Text Resources

mail3.example.com>commit

Now, use the new disclaimer in a filter

Add-Timestamp: if (mail-from-group == 'Legal')

{

add-footer('legal.disclaimervar');

}

The add-footer()

action supports non-ASCII text by adding the footer as an inline, UTF-8 coded, quoted printable attachment.

Disclaimer Stamping and Multiple Encodings

AsyncOS includes a setting used to modify the way disclaimer stamping with different character encodings works. By default, AsyncOS attempts to place the disclaimers it attaches within the body part of an email message. You can use a setting configured within the localeconfig

command to configure the behavior if the encodings of the body part and the disclaimer are different. To understand this setting, it is helpful to view an email message as consisting of several parts:

To: [email protected]

From: [email protected]

Subject: Hi!

<blank line>

Hello!

Headers

Body part

This message has been scanned...

First attachment part

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Example.zip

Second attachment part

The message body after the first blank line may contain many MIME parts. The second and following parts are often called “attachments,” while the first is often called the “body” or “text.”

A disclaimer can be included in an email as either an attachment (above) or as part of the body

To: [email protected]

From: [email protected]

Subject: Hi!

<blank line>

Hello!

This message has been scanned...

Headers

Body part

Disclaimer now included in body part

Example.zip

First attachment part

Typically, when there is an encoding mismatch between the message body and a disclaimer, AsyncOS attempts to encode the entire message in the same encoding as the message body so that the disclaimer will be included in the body (“inline”) and not included as a separate attachment. In other words, the disclaimer will be included inline if the encoding of the disclaimer matches that of the body, or if the text in the disclaimer contains characters that can be displayed inline (in the body). For example, it is possible to have a ISO-8859-1 encoded disclaimer that only contains US-ASCII characters; consequently, this will display “inline” without problems.

However, if the disclaimer cannot be combined with the body, you can use the localeconfig

command to configure AsyncOS to attempt to promote, or convert, the body text to match the encoding of the disclaimer so that the disclaimer can be included in the body of the message: example.com> localeconfig

Behavior when modifying headers: Use encoding of message body

Behavior for untagged non-ASCII headers: Impose encoding of message body

Behavior for mismatched footer or heading encoding: Only try encoding from message body

Choose the operation you want to perform:

- SETUP - Configure multi-lingual settings.

[]> setup

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If a header is modified, encode the new header in the same encoding as the message body? (Some MUAs incorrectly handle headers encoded in a different encoding than the body. However, encoding a modified header in the same encoding as the message body may cause certain characters in the modified header to be lost.) [Y]>

If a non-ASCII header is not properly tagged with a character set and is being used or modified, impose the encoding of the body on the header during processing and final representation of the message?

(Many MUAs create non-RFC-compliant headers that are then handled in an undefined way. Some MUAs handle headers encoded in character sets that differ from that of the main body in an incorrect way. Imposing the encoding of the body on the header may encode the header more precisely. This will be used to interpret the content of headers for processing, it will not modify or rewrite the header

unless that is done explicitly as part of the processing.) [Y]>

Footers or headings are added in-line with the message body whenever possible. However, if the footer or heading is encoded differently than the message body, and if imposing a single encoding will cause loss of characters, it will be added as an attachment. The system will always try to use the message body's encoding for the footer or heading. If that fails, and if the message body's encoding is US-

ASCII, the system can try to edit the message body to use the footer's or heading's encoding. Should the system try to impose the footer's or headings's encoding on the message body? [N]> y

Behavior when modifying headers: Use encoding of message body

Behavior for untagged non-ASCII headers: Impose encoding of message body. Behavior for mismatched footer or heading encoding: Try both

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body and footer or heading encodings

Choose the operation you want to perform:

- SETUP - Configure multi-lingual settings.

For more information about the localeconfig command, see the “Customizing Listeners” chapter in the

Cisco IronPort AsyncOS for Email Advanced Configuration Guide.

Notification Templates

Notification templates are used with the notify()

and notify-copy()

filter actions. Notification templates may contain non-ascii text and action variables (see “Action Variables” in the “Using Message

Filters to Enforce Email Policies” chapter in the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide), including the anti-virus-related variables used by anti-virus notifications. For example, you could use the

$Allheaders

action variable to include the headers from the original message. You can configure the From: address for notifications, see

Configuring the Return Address for

Appliance Generated Messages, page 29-24 .

Once you have created a notification template, you can refer to it in content and message filters.

Figure 18-2

shows a content filter where the notify-copy()

filter action is set to send the “grape_text” notification to “[email protected]:”

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Figure 18-2 Notify Example in a Content Filter

Using Text Resources

Anti-Virus Notification Templates

There are two types of anti-virus notification templates:

anti-virus notification template. The anti-virus notification template is used when the original message is not attached to the virus notification.

anti-virus container template. The container template is used when the original message is sent as an attachment.

Anti-virus notification templates are used in basically the same way as notification templates except that they are used with the anti-virus engine instead of filters. You can specify a custom notification to send while editing a mail policy. You can configure the From: address for anti-virus notifications. For information, see

Configuring the Return Address for Appliance Generated Messages, page 29-24 .

Custom Anti-Virus Notification Templates

Figure 18-3 shows a mail policy where a custom anti-virus notification is specified.

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Figure 18-3

Chapter 18 Text Resources

Anti-Virus Container Template Notification Example in a Mail Policy

Anti-Virus Notification Variables

When creating an anti-virus notification, you can use any of the notification variables listed in

Table 18-4 :

Table 18-4 Anti-Virus Notification Variables

$To

$From

$Subject

$AV_VIRUSES

$AV_VIRUS_TABLE

$AV_VERDICT

$AV_DROPPED_TABLE

$AV_REPAIRED_VIRUSES

$AV_REPAIRED_TABLE

$AV_DROPPED_PARTS

$AV_REPAIRED_PARTS

$AV_ENCRYPTED_PARTS

$AV_INFECTED_PARTS

Replaced by the message To: header (not the Envelope

Recipient).

Replaced by the message From: header (not the Envelope

Sender).

Replaced by the subject of the original message.

Replaced by the list of all the viruses found anywhere in the message:

“Unix/Apache.Trojan”, “W32/Bagel-F”

Replaced by the table of MIME-Part/Attachment names and viruses in each part:

“HELLO.SCR” : “W32/Bagel-F”

<unnamed part of the message> : “Unix/Apache.Trojan”

Replaced by the anti-virus verdict.

Replaced by the table of attachments that were dropped. Each row is composed of a part or filename followed by the list of viruses associated with that part:

“HELLO.SCR” : “W32/Bagel-f”, “W32/Bagel-d” “Love.SCR” :

“Netsky-c”, “W32/Bagel-d”

Replaced by the list of all the viruses found and repaired.

Replaced by the table of all parts and viruses found and repaired:

“HELLO.SCR” : “W32/Bagel-F”

Replaced by the list of filenames that were dropped:

“HELLO.SCR”, “CheckThisOut.exe”

Replaced by the list of filenames or parts that were repaired.

Replaced by the list of filenames or parts that were encrypted.

Replaced by a comma-separated list of filenames for the files that contained a virus.

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Table 18-4 Anti-Virus Notification Variables (continued)

$AV_UNSCANNABLE_PARTS

$Date

$Time

$GMTimestamp

$MID

$Group

$Policy

$Reputation

$filenames

$filetypes

$filesizes

$remotehost

$AllHeaders

$EnvelopeFrom

$Hostname

Using Text Resources

Replaced by the list of filenames or parts that were unscannable.

Replaced by the current date, using the format MM/DD/YYYY.

Replaced by the current time, in the local time zone.

Replaced by the current time and date, as would be found in the

Received: line of an email message, using GMT.

Replaced by the Message ID, or “MID” used internally to identify the message. Not to be confused with the RFC822

“Message-Id” value (use $Header to retrieve that).

Replaced by the name of the sender group the sender matched on when injecting the message. If the sender group had no name, the string “>Unknown<” is inserted.

Replaced by the name of the HAT policy applied to the sender when injecting the message. If no predefined policy name was used, the string “>Unknown<” is inserted.

Replaced by the SenderBase Reputation score of the sender. If there is no reputation score, it is replaced with “None”.

Replaced with a comma-separated list of the message’s attachments’ filenames.

Replaced with a comma-separated list of the message's attachments' file types.

Replaced with a comma-separated list of the message’s attachment’s file sizes.

Replaced by the hostname of the system that sent the message to the Cisco appliance.

Replaced by the message headers.

Replaced by the Envelope Sender (Envelope From, <MAIL

FROM>) of the message.

Replaced by the hostname of the Cisco appliance.

Note

Variable names are not case-sensitive. For example, specifying “$to” is equivalent to specifying “$To” in the text resource. If an “AV_” variable is empty in the original message, the string

<None>

is substituted.

After the text resource has been defined, use the Mail Policies > Incoming/Outgoing Mail Policies >

Edit Anti-Virus Settings page or the policyconfig -> edit -> antivirus

command to specify that the original message is to be included as an RFC 822 attachment for Repaired, Unscannable, Encrypted, or Virus Positive messages. See

Send custom alert notification (to recipient only), page 12-11

for more information.

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Bounce and Encryption Failure Notification Templates

Bounce and encryption failure notification templates are used in basically the same way as notification templates except that they are used with bounce notifications and message encryption failure notifications. You can specify a custom bounce notification to send while editing a bounce profile and a custom message encryption failure notification while editing an encryption profile.

Figure 18-4

shows a bounce notification template specified in a bounce profile.

Figure 18-4 Bounce Notification Example in a Bounce Profile

Note

You must use RFC-1891 DSNs to use custom templates.

Figure 18-5

shows an encryption failure template specified in an encryption profile.

Figure 18-5 Encryption Failure Notification Example in an Encryption Profile

Bounce and Encryption Failure Notification Variables

When creating a bounce or encryption failure notification, you can use any of the notification variables listed in

Table 18-5

:

Table 18-5 Bounce Notification Variables

$Subject

$Date

$Time

$GMTimeStamp

$MID

$BouncedRecipient

The subject of the original message.

Replaced by the current date, using the format MM/DD/YYYY.

Replaced by the current time, in the local time zone.

Replaced by the current time and date, as would be found in the

Received: line of an email message, using GMT.

Replaced by the Message ID, or “MID” used internally to identify the message. Not to be confused with the RFC822

“Message-Id” value (use $Header to retrieve that).

Bounced recipient address

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Table 18-5 Bounce Notification Variables (continued)

Using Text Resources

$BounceReason

$remotehost

Reason for this notification

Replaced by the hostname of the system that sent the message to the Cisco appliance.

Encryption Notification Templates

Encryption notification templates are used when you configure Cisco Email Encryption to encrypt outbound email. The notification informs recipients that they have received an encrypted message and provides instructions for reading it. You can specify a custom encryption notification to send with encrypted messages. You specify both an HTML and a text encryption notification when you create an encryption profile. Therefore, if you want to create a custom profile, you should create both text and

HTML notifications.

Figure 18-6 shows encryption notifications specified in an encryption profile.

Figure 18-6 Encryption Notification Templates Enabled on Encryption Profile

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C H A P T E R

19

Validating Recipients Using an SMTP Server

Overview of SMTP Call-Ahead Recipient Validation, page 19-1

SMTP Call-Ahead Recipient Validation Workflow, page 19-1

How to Validate Recipients Using an External SMTP Server, page 19-3

Enabling a Listener to Validate Incoming Mail Via the SMTP Server, page 19-6

Configuring LDAP Routing Query Settings, page 19-6

SMTP Call-Ahead Query Routing, page 19-7

Bypassing SMTP Call-Ahead Validation for Certain Users or Groups, page 19-8

Overview of SMTP Call-Ahead Recipient Validation

The SMTP call-ahead recipient validation feature queries an external SMTP server before accepting incoming mail for a recipient. Use this feature to validate recipients when you cannot use LDAP Accept or the Recipient Access Table (RAT). For example, suppose you host mail for many mailboxes, each using a separate domain, and your LDAP infrastructure does not allow you to query the LDAP server to validate each recipient. In this case, the Email Security appliance can query the SMTP server and validate the recipient before continuing the SMTP conversation.

You can use SMTP call-ahead recipient validation in order to reduce processing on messages for invalid recipients. Typically, a message for an invalid recipient progresses through the work queue before it can be dropped. Instead, an invalid message can be dropped or bounced during the incoming/receiving part of the email pipeline without requiring additional processing.

SMTP Call-Ahead Recipient Validation Workflow

When you configure your Email Security appliance for SMTP call-ahead recipient validation, the Email

Security appliance suspends the SMTP conversation with the sending MTA while it “calls ahead” to the

SMTP server to verify the recipient. When the Cisco appliance queries the SMTP server, it returns the

SMTP server’s response to the Email Security appliance, and depending on the settings you have configured, you can accept the mail or drop the connection with a code and custom response.

Figure 19-1 shows the basic workflow of the SMTP call-head validation conversation.

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SMTP Call-Ahead Recipient Validation Workflow

Figure 19-1 SMTP Call Ahead Server Conversation Workflow

MAIL FROM: [email protected]

RCPT TO: [email protected]

Sending MTA

START HERE

1

4

2

Email Security

SMTP Server

3

Conversation with sending MTA

Conversation with Call-Ahead

Server

1.

2.

The sending MTA initiates an SMTP conversation.

The Email Security appliance suspends the SMTP conversation while it sends a query to the SMTP server to verify the recipient, [email protected].

Note

If SMTP routes or LDAP routing queries are configured, these routes will be used to query the SMTP server.

3.

4.

The SMTP Server returns a query response to the Email Security appliance.

The Email Security appliance resumes the SMTP conversation and sends a response to the sending

MTA, allowing the conversation to continue or dropping the connection based on the SMTP server response (and settings you configure in the SMTP Call-Ahead profile).

Due to the order of processes in the email pipeline, if the message for a given recipient is rejected by the

RAT, then the SMTP call-ahead recipient validation will not occur. For example, if you specified in the

RAT that only mail for example.com is accepted, then mail for [email protected] is rejected before SMTP call-ahead recipient validation can occur.

Note

If you have configured Directory Harvest Attack Prevention (DHAP) in the HAT, be aware that SMTP call-ahead server rejections are part of the number of rejections included in the maximum invalid recipients per hour that you specify. You may need to adjust this number to account for additional SMTP server rejections. For more information about DHAP, see “Configuring the Gateway to Receive Email” in the Cisco IronPort AsyncOS for Email Configuration Guide.

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How to Validate Recipients Using an External SMTP Server

How to Validate Recipients Using an External SMTP Server

Table 19-1

Step 1

Step 2

Step 3

Step 4

How to Validate Recipients Using an External SMTP Server

Do This

Determine how the appliance connects to the

SMTP server and interprets the server’s responses.

Configure a public listener to use the SMTP server to validate recipients

(Optional) Update your LDAP Routing query to determine the SMTP server to use when routing mail to a different host.

(Optional) Configure the appliance to bypass call-ahead validation for certain recipients

More Info

Configuring the Call-Ahead Server Profile, page 19-3

Enabling a Listener to Validate Incoming Mail Via the

SMTP Server, page 19-6

Configuring LDAP Routing Query Settings, page 19-6

Bypassing SMTP Call-Ahead Validation for Certain Users or Groups, page 19-8

Configuring the Call-Ahead Server Profile

When you configure the SMTP Call-Ahead Server Profile, you specify the settings that determine how the Email Security appliance connects with the SMTP server and how it interprets the responses sent back from the SMTP server.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Network > SMTP Call-Ahead.

Click Add Profile.

Enter the settings for the profile. For more information, see

Table 19-2SMTP Call-Ahead Server Profile

Settings, page 19-4 .

Configure the advanced settings for the profile. For more information, see

Table 19-3SMTP Call-Ahead

Server Profile Advanced Settings, page 19-5

.

Submit and commit your changes.

SMTP Call-Ahead Server Profile Settings

When you configure the SMTP Call-Ahead Server Profile, you need to configure settings that determine how the Email Security appliance connects with the SMTP server.

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How to Validate Recipients Using an External SMTP Server

Table 19-2 SMTP Call-Ahead Server Profile Settings

Setting

Profile Name

Call-Ahead Server Type

Description

Name of the call-ahead server profile.

Choose from one of the following methods for connecting to the call-ahead server:

Use Delivery Host. Select this option to specify that the host for the delivery email address is used for the SMTP call-ahead query. For example, if the mail recipient address is [email protected], the

SMTP query is executed against the SMTP server associated with

example.com. If you have configured SMTP routes or LDAP routing queries, these routes are used to determine the SMTP server to query.

For details about configuring LDAP routing queries, see

Configuring

LDAP Routing Query Settings, page 19-6

.

Static Call-Ahead Server. Use this option to create a static list of call-ahead servers to query. You may want to use this option if you do not expect the names and locations of the call-ahead servers to change often. When you use this option, the Email Security appliance queries the hosts in a round-robin fashion, starting with the first static call-ahead server listed.

Static Call-Ahead Servers

Note

Note that when you choose the static call-ahead server type, no

SMTP routes are applied to the query. Instead an MX lookup is performed, and then an A lookup is performed on the hosts to obtain the call-ahead IP addresses for the static servers.

If you choose to use the static call-ahead server type, enter a list of host and port combinations in this field. List the server and port using the following syntax: ironport.com:25

Separate multiple entries with a comma.

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Table 19-3

describes the SMTP Call-Ahead Server Profile advanced settings:

Table 19-3 SMTP Call-Ahead Server Profile Advanced Settings

Setting

Interface

MAIL FROM Address

Validation Request Timeout

Validation Failure Action

Temporary Failure Action

Max. Recipients per

Session

Max. Connections per

Server

Cache

Cache TTL

Description

The interface used to initiate the SMTP conversation with the SMTP server.

Choose to use the Management interface or Auto. When you select Auto, the

Email Security appliance attempts to automatically detect an interface to use. The Cisco IronPort interface attempts to connect to the SMTP server in the following ways:

If the call-ahead server is on the same subnet as one of the configured interfaces, then the connection is initiated by the matching interface.

Any configured SMTP routes are used to route the query.

Otherwise, the interface that is on the same subnet as the default gateway are used.

The MAIL FROM: address to be used for the SMTP conversation with the

SMTP server.

The number of seconds to wait for a result from the SMTP server. This timeout value is for a single recipient validation request which may involve contacting multiple call-ahead servers. See

Call Ahead Server Responses, page 19-5

.

The action to be taken when a recipient validation request fails (due to a timeout, server failure, network issue, or unknown response). You can configure how you want the Email Security appliance to handle the different responses. See

Call Ahead Server Responses, page 19-5 .

The action to be taken when a recipient validation request temporarily fails

(and a 4xx response is returned from the remote SMTP server). This can occur when the mailbox is full, the mailbox is not available, or the service is not available).

See

Call Ahead Server Responses, page 19-5 .

Maximum number of recipients to be validated in a single SMTP session.

Specify between 1 - 25,000 sessions.

Maximum number of connections to a single call-ahead SMTP server.

Specify between 1-100 connections.

Size of the cache for SMTP responses. Specify between 100-1,000,000 entries

Time-to-live value for entries in the cache. This field defaults to 900 seconds. Specify between 60 - 86400 seconds.

Call Ahead Server Responses

The SMTP server may return the following responses:

2xx: When an SMTP code starting with 2 is received from the call-ahead server, the recipient is accepted. For example, a response of 250 allows the mailing action to continue.

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Enabling a Listener to Validate Incoming Mail Via the SMTP Server

4xx: An SMTP code starting with a 4 means that a temporary failure has occurred in processing the

SMTP request. A retry may later be processed successfully. For example, a response of 451 means the requested action was aborted or there was a local error in processing.

5xx: An SMTP code starting with 5 means a permanent failure in processing the SMTP request occurred. For example, a response of 550 means the requested action was not taken or the mailbox was unavailable.

Timeout. If no response is returned from the call-ahead server, you can configure how long to attempt to retry before a timeout occurs.

Connection error. If a connection to the call-ahead server fails, you can configure whether to accept or reject a connection for the recipient address.

Enabling a Listener to Validate Incoming Mail Via the SMTP

Server

Once you create the SMTP Call-Ahead Server Profile, you need to enable it on a listener to allow the listener to validate incoming mail via the SMTP server. SMTP call-ahead functionality is only available on public listeners, as recipient validation is not necessary for private listeners.

Procedure

Step 1

Step 2

Step 3

Step 4

Go to Network > Listeners.

Click the name of the listener where you want to enable SMTP call-ahead functionality.

In the SMTP Call Ahead Profile field, select the SMTP Call-Ahead profile you want to enable.

Submit and commit your changes.

Configuring LDAP Routing Query Settings

If you use an LDAP routing query to route mail to a different mail host, AsyncOS uses the Alternate

Mailhost Attribute to determine the SMTP server to query. However, there are cases where you may not want that to occur. For example, in the following schema, note that the mail host attribute ( mailHost

) has a different SMTP address than the servers listed in the call-ahead SMTP server attribute

( callAhead

): dn: mail=cisco.com, ou=domains mail: cisco.com

mailHost: smtp.mydomain.com

policy: ASAV callAhead: smtp2.mydomain.com,smtp3.mydomain.com:9025

In this case, you can use the SMTP Call-Ahead field to create a routing query that directs the SMTP call-ahead query to the servers listed in the callAhead

attribute. For example, you might create a routing query with the following attributes:

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Figure 19-2 LDAP Routing Query Configured for SMTP Call-Ahead:

SMTP Call-Ahead Query Routing

In this query, the

{d}

represents the domain part of the recipient address, and the SMTP Call-Ahead

Server Attribute returns the values for the call-ahead servers and the port that should be used for the query: smtp2.mydomain.com, smtp3.mydomain.com on port 9025.

Note

This example shows just one way to configure a query that enables you to use the LDAP routing query to direct SMTP call-ahead queries to the correct SMTP servers. You are not required to use the query string or specific LDAP attributes described in this example.

SMTP Call-Ahead Query Routing

When routing an SMTP call-ahead query, AsyncOS checks for information in the following order:

Figure 19-3 SMTP Call Ahead Query Routing Workflow

Checks the domain name.

Checks for LDAP Routing queries.

Checks for SMTP Routes.

Performs a DNS Lookup (First an MX Lookup is performed, followed by an A lookup).

If there is no LDAP routing query or no SMTP Routes configured for the domain, the result of preceding state is passed to next stage. In any case where there is no SMTP Route present, a DNS lookup is performed.

When you use an LDAP Routing query for an SMTP call-ahead query and you also have SMTP routes configured, the routing behavior depends upon the values returned by the routing query.

If the LDAP routing query returns a single hostname without a port, the SMTP call-ahead query applies SMTP routes. If the SMTP routes only lists the destination host as the hostname, a DNS lookup is performed to obtain the IP address of the SMTP server.

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Bypassing SMTP Call-Ahead Validation for Certain Users or Groups

If the LDAP routing query returns a single hostname with a port, the SMTP route is used, but the port returned by the LDAP query is used over any ports specified in SMTP routes. If the SMTP routes only lists the destination host as the hostname, a DNS lookup is performed to obtain the IP address of the SMTP server.

If the LDAP routing query returns multiple hosts with or without ports, SMTP routes are applied, but the ports returned by the LDAP routing query are used over those present in SMTP routes. If the

SMTP routes only lists the destination host as the hostname, a DNS lookup is performed to obtain the IP address of the SMTP server.

Bypassing SMTP Call-Ahead Validation for Certain Users or

Groups

You may want to enable SMTP call-ahead validation on a listener but skip the SMTP call-ahead validation for certain users or groups of users.

You may want to skip SMTP call-ahead validation for recipients for whom mail should not be delayed during SMTP call-ahead queries. For example, you could add a RAT entry for a customer service alias that you know is valid and will likely need immediate attention.

To configure bypassing SMTP call-ahead validation via the GUI, select Bypass SMTP Call-Ahead when you add or edit the RAT entry.

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C H A P T E R

20

Encrypting Communication with Other MTAs

Overview of Encrypting Communication with Other MTAs, page 20-1

Obtaining Certificates, page 20-2

Enabling TLS on a Listener’s HAT, page 20-6

Enabling TLS and Certificate Verification on Delivery, page 20-9

Managing Lists of Certificate Authorities, page 20-15

Enabling a Certificate for HTTPS, page 20-17

Overview of Encrypting Communication with Other MTAs

Enterprise Gateways (or Message Transfer Agents, i.e. MTAs) normally communicate “in the clear” over the Internet. That is, the communications are not encrypted. In several scenarios, malicious agents can intercept this communication without the knowledge of the sender or the receiver. Communications can be monitored and even altered by a third party.

Transport Layer Security (TLS) is an improved version of the Secure Socket Layer (SSL) technology. It is a widely used mechanism for encrypting SMTP conversations over the Internet. AsyncOS supports the

STARTTLS extension to SMTP (Secure SMTP over TLS), described in RFC 3207 (which obsoletes RFC

2487).

The TLS implementation in AsyncOS provides privacy through encryption. It allows you to import an

X.509 certificate and private key from a certificate authority service or create a self-signed certificate to use on the appliance. AsyncOS supports separate TLS certificates for public and private listeners, secure

HTTP (HTTPS) management access on an interface, the LDAP interface, and all outgoing TLS connections.

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How to Encrypt SMTP Conversations using TLS

Chapter 20 Encrypting Communication with Other MTAs

Table 20-1

Step 1

Step 2

Step 3

Step 4

Step 5

How to Encrypt SMTP Conversations using TLS

Do This

Obtain an X.509 certficate and private key from a recognized certificate authority.

Install the certificate on the Email Security appliance

More Info

Obtaining Certificates, page 20-2

Install a certificate by either:

Creating a Self-Signed Certificate using the GUI, page 20-3

Enable TLS for receiving messages, delivering messages, or both

Enabling TLS and Certificate Verification on Delivery, page 20-9

Managing Lists of Certificate Authorities, page 20-15

(Optional) Customize the list of trusted certificate authorities that the appliane uses to verify a certificate from a remote domain to establish the domain’s credentials.

Importing a Certificate Using the GUI, page 20-5

Enabling TLS on a Listener’s HAT, page 20-6

(Optional) Configure the Email Security appliance to send an alert when it’s unable to deliver messages to a domain that requires a

TLS connection.

Sending Alerts When a Required TLS Connection Fails, page 20-10

Obtaining Certificates

To use TLS, the Cisco appliance must have an X.509 certificate and matching private key for receiving and delivery. You may use the same certificate for both SMTP receiving and delivery and different certificates for HTTPS services on an interface, the LDAP interface, and all outgoing TLS connections to destination domains, or use one certificate for all of them.

You may purchase certificates and private keys from a recognized certificate authority service. A certificate authority is a third-party organization or company that issues digital certificates used to verify identity and distributes public keys. This provides an additional level of assurance that the certificate is issued by a valid and trusted identity. Cisco does not recommend one service over another.

The Cisco appliance can create a self-signed certificate for your own use and generate a Certificate

Signing Request (CSR) to submit to a certificate authority to obtain the public certificate. The certificate authority will return a trusted public certificate signed by a private key. Use the Network > Certificates page in the GUI or the certconfig

command in the CLI to create the self-signed certificate, generate the

CSR, and install the trusted public certificate.

If you are acquiring or creating a certificate for the first time, search the Internet for “certificate authority services SSL Server Certificates,” and choose the service that best meets the needs of your organization.

Follow the service’s instructions for obtaining a certificate.

You can view the entire list of certificates on the Network > Certificates page in the GUI and in the CLI by using the

print

command after you configure the certificates using certconfig

. Note that the print command does not display intermediate certificates.

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Obtaining Certificates

Warning Your Cisco appliance ships with a demonstration certificate to test the TLS and HTTPS functionality, but enabling either service with the demonstration certificate is not secure and is not recommended for general use. When you enable either service with the default demonstration certificate, a warning message is printed in the CLI.

Intermediate Certificates

In addition to root certificate verification, AsyncOS supports the use of intermediate certificate verification. Intermediate certificates are certificates issued by a trusted root certificate authority which are then used to create additional certificates - effectively creating a chained line of trust. For example, a certificate may be issued by godaddy.com who, in turn, is granted the rights to issue certificates by a trusted root certificate authority. The certificate issued by godaddy.com must be validated against godaddy.com’s private key as well as the trusted root certificate authority’s private key.

Certificates and Centralized Management

A certificate usually uses the local machine’s hostname for the certificate’s common name. If your Email

Security appliances are part of a cluster, you will need to import a certificate for each cluster member as the machine level, with the exception of a wild card certificate that you can install at the cluster level.

Each cluster member’s certificate must use the same certificate name so the cluster can refer to it when a member’s listener is communicating with another machine.

Creating a Self-Signed Certificate using the GUI

You might want to create or import a certificate on the appliance for any of the following reasons:

To encrypt SMTP conversations with other MTAs using TLS (both inbound and outbound conversations).

To enable the HTTPS service on the appliance for accessing the GUI using HTTPS.

Use as a client certificate for LDAPS if the LDAP server asks for a client certificate.

To allow secure communication between the appliance and RSA Enterprise Manager for DLP.

Procedure

Step 1

Step 2

Step 3

Navigate to the Network > Certificates page.

Click Add Certificate.

Select Create Self-Signed Certificate.

Figure 20-1 shows the Add Certificate page with the Create Self-Signed Certificate option selected.

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Figure 20-1 Add Certificate Page

Chapter 20 Encrypting Communication with Other MTAs

Step 4

Enter the following information for the self-signed certificate:

Common Name

Organization

Organizational Unit

City (Locality)

State (Province)

Country

Duration before expiration

Private Key Size

The fully qualified domain name.

The exact legal name of the organization.

Section of the organization.

The city where the organization is legally located.

The state, county, or region where the organization is legally located.

The two letter ISO abbreviation of the country where the organization is legally located.

The number of days before the certificate expires.

Size of the private key to generate for the CSR. Only 2048-bit and 1024-bit are supported.

Step 5

Click Next to view the certificate and signature information.

Figure 20-2

shows an example of a self-signed certificate.

Figure 20-2 View Certificate Page

Step 6

Step 7

Enter a name for the certificate. AsyncOS assigns the common name previously entered by default.

If you want to submit a CSR for the self-signed certificate to a certificate authority, click Download

Certificate Signing Request to save the CSR in PEM format to a local or network machine.

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Step 8

Submit and commit your changes.

When the certificate authority returns the trusted public certificate signed by a private key, upload it by clicking on the certificate’s name on the Certificates page and entering the path to the file on your local machine or network. Make sure that the trusted public certificate that you receive is in PEM format or a format that you can convert to PEM using before uploading to the appliance. (Tools for doing this are included with OpenSSL, free software from http://www.openssl.org.)

Uploading the certificate from the certificate authority overwrites the existing certificate. You can also upload an intermediate certificate related to the self-signed certificate. You can use the certificate with a public or private listener, an IP interface’s HTTPS services, the LDAP interface, or all outgoing TLS connections to destination domains.

Importing a Certificate Using the GUI

AsyncOS also allows you to import certificates saved in the PKCS #12 format to use on your appliance.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Navigate to the Network > Certificates page.

Click Add Certificate.

Select the Import Certificate option.

Enter the path to the certificate file on your network or local machine.

Enter the password for the file.

Click Next to view the certificate’s information.

Enter a name for the certificate.

AsyncOS assigns the common name by default.

Submit and commit your changes.

Creating a Self-Signed Certificate or Importing a Certificate using the CLI

To create a self-signed certificate or import a certificate using the CLI, use the certconfig

command.

Exporting a Certificate Using the GUI

AsyncOS also allows you to export certificates and save them in the PKCS #12 format.

Procedure

Step 1

Step 2

Step 3

Navigate to the Network > Certificates page.

Click Export Certificate.

Select the certificate you want to export.

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Enabling TLS on a Listener’s HAT

Step 4

Step 5

Step 6

Step 7

Step 8

Enter the file name for the certificate.

Enter a password for the certificate file.

Click Export.

Save the file to a local or network machine.

You can export additional certificates or click Cancel to return to the Network > Certificates page.

Enabling TLS on a Listener’s HAT

You must enable TLS for any listeners where you require encryption. You may want to enable TLS on listeners facing the Internet (that is, public listeners), but not for listeners for internal systems (that is, private listeners). Or, you may want to enable encryption for all listeners.

You can specify the following settings for TLS on a listener.

Table 20-2 TLS Settings for a Listener

TLS Setting

1. No

2. Preferred

3. Required

Meaning

TLS is not allowed for incoming connections. No connections to the listener will require encrypted SMTP conversations. This is the default setting for all listeners you configure on the appliance.

TLS is allowed for incoming connections to the listener from MTAs.

TLS is allowed for incoming connections to the listener from MTAs, and until a

STARTTLS

command is received, the Cisco appliance responds with an error message to every command other than

NOOP

,

EHLO

, or

QUIT

. This behavior is specified by RFC 3207, which defines the SMTP Service Extension for Secure

SMTP over Transport Layer Security. “Requiring” TLS means that email which the sender is not willing to encrypt with TLS will be refused by the Cisco appliance before it is sent, thereby preventing it from be transmitted in the clear.

By default, neither private nor public listeners allow TLS connections. You must enable TLS in a listener’s HAT to enable TLS for either inbound (receiving) or outbound (sending) email. In addition, all default mail flow policy settings for private and public listeners have the tls

setting set to “off.”

You can assign a specific certificate for TLS connections to individual public listeners when creating a listener. For more information, see

Listening for Connection Requests by Creating a Listener via the

GUI, page 5-8

.

Assigning a Certificate to a Public or Private Listener for TLS Connections

Using the GUI

Procedure

Step 1

Step 2

Step 3

Navigate to the Network > Listeners page.

Click the name of the Listener to edit.

In the Certificate field, choose a certificate.

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Step 4

Submit and commit your changes.

Enabling TLS on a Listener’s HAT

Assigning a Certificate to a Public or Private Listener for TLS Connections

Using the CLI

Procedure

Step 1

Step 2

Step 3

Step 4

Use the listenerconfig -> edit

command to choose a listener you want to configure.

Use the

certificate

command to see the available certificates.

Choose the certificate you want to assign to the listener when prompted.

When you are finished configuring the listener, issue the commit

command to enable the change.

Logging

The Cisco appliance will note in the mail logs instances when TLS is required but could not be used by the listener. The mail logs will be updated when the following conditions are met:

TLS is set to “required” for a listener.

The Cisco appliance has sent a “Must issue a STARTTLS command first” command.

The connection is closed without having received any successful recipients.

Information on why the TLS connection failed will be included in the mail logs.

GUI Example: Changing the TLS Setting for Listener’s HAT

Procedure

Step 1

Step 2

Step 3

Navigate to the Mail Policies > Mail Flow Policies page.

Choose a listener whose policies you want to modify, and then click the link for the name of policy to edit. (You can also edit the Default Policy Parameters.)

In the “Encryption and Authentication” section, for the “TLS:” field, choose the level of TLS you want for the listener.

Figure 20-3 Requiring TLS in a Listener’s Mail Flow Policy Parameters

Step 4

Submit and commit your changes.

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Enabling TLS on a Listener’s HAT

The mail flow policy for the listener is updated with the TLS setting you chose.

CLI Example: Changing the TLS Setting for Listener’s HAT

Procedure

Step 1

Step 2

Step 3

Use the listenerconfig -> edit command to choose a listener you want to configure.

Use the

hostaccess -> default

command to edit the listener’s default HAT settings.

Change the TLS setting by entering one of the following choices when you are prompted with the following questions:

Do you want to allow encrypted TLS connections?

1. No

2. Preferred

3. Required

[1]> 3

You have chosen to enable TLS. Please use the 'certconfig' command to ensure that there is a valid certificate configured.

Note that this example asks you to use the certconfig

command to ensure that there is a valid certificate that can be used with the listener. If you have not created any certificates, the listener uses the demonstration certificate that is pre-installed on the appliance. You may enable TLS with the demonstration certificate for testing purposes, but it is not secure and is not recommended for general use. Use the listenerconfig -> edit -> certificate

command to assign a certificate to the listener.

Once you have configured TLS, the setting will be reflected in the summary of the listener in the CLI:

Name: Inboundmail

Type: Public

Interface: PublicNet (192.168.2.1/24) TCP Port 25

Protocol: SMTP

Default Domain:

Max Concurrency: 1000 (TCP Queue: 50)

Domain map: disabled

TLS: Required

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Step 4

Issue the commit

command to enable the change.

Enabling TLS and Certificate Verification on Delivery

Enabling TLS and Certificate Verification on Delivery

You can require that TLS is enabled for email delivery to specific domains using the Destination

Controls page or the destconfig

command.

In addition to TLS, you can require that the domain’s server certificate is verified. This domain verification is based on a digital certificate used to establish the domain’s credentials. The validation process involves two validation requirements:

The chain of issuer certificates for the SMTP session ends in a certificate issued by a trusted certificate authority (CA).

The Common Name (CN) listed on the certificate matches either the receiving machine's DNS name or the message's destination domain.

- or -

The message's destination domain matches one of the DNS names in the certificate's Subject

Alternative Name (subjectAltName) extension, as described in RFC 2459. The matching supports wildcards as described in section 3.1 of RFC 2818.

A trusted CA is a third-party organization or company that issues digital certificates used to verify identity and distributes public keys. This provides an additional level of assurance that the certificate is issued by a valid and trusted identity.

You can configure your Cisco appliance to send messages to a domain over a TLS connection as an alternative to envelope encryption. See the “Cisco Email Encryption” chapter in the Cisco IronPort

AsyncOS for Email Configuration Guide for more information.

You can specify a certificate for the appliance to use for all outgoing TLS connections. To specify the certificate, click Edit Global Settings on the Destination Controls page or use destconfig -> setup

in the CLI. The certificate is a global setting, not a per-domain setting.

You can specify 5 different settings for TLS for a given domain when you include a domain using the

Destination Controls page or the destconfig

command. In addition to specifying whether exchanges with a domain are required or preferred to be TLS encoded, you can dictate whether validation of the domain is necessary. See

Table 20-3

for an explanation of the settings.

Table 20-3 TLS Settings for Delivery

TLS Setting

Default

Meaning

The default TLS setting set using the Destination Controls page or the destconfig -> default

subcommand used for outgoing connections from the listener to the MTA for the domain.

1. No

The value “Default” is set if you answer “no” to the question: “Do you wish to apply a specific TLS setting for this domain?”

TLS is not negotiated for outgoing connections from the interface to the MTA for the domain.

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Table 20-3

TLS Setting

2. Preferred

3. Required

TLS Settings for Delivery

4. Preferred (Verify)

Meaning

TLS is negotiated from the Cisco appliance interface to the MTA(s) for the domain. However, if the TLS negotiation fails (prior to receiving a 220 response), the SMTP transaction will continue “in the clear” (not encrypted). No attempt is made to verify if the certificate originates from a trusted certificate authority. If an error occurs after the 220 response is received the SMTP transaction does not fall back to clear text.

TLS is negotiated from the Cisco appliance interface to MTA(s) for the domain.

No attempt is made to verify the domain’s certificate. If the negotiation fails, no email is sent through the connection. If the negotiation succeeds, the mail is delivered via an encrypted session.

TLS is negotiated from the Cisco appliance to the MTA(s) for the domain. The appliance attempts to verify the domain’s certificate.

5. Required (Verify)

Three outcomes are possible:

TLS is negotiated and the certificate is verified. The mail is delivered via an encrypted session.

TLS is negotiated, but the certificate is not verified. The mail is delivered via an encrypted session.

No TLS connection is made and, subsequently the certificate is not verified.

The email message is delivered in plain text.

TLS is negotiated from the Cisco appliance to the MTA(s) for the domain.

Verification of the domain’s certificate is required.

Three outcomes are possible:

A TLS connection is negotiated and the certificate is verified. The email message is delivered via an encrypted session.

A TLS connection is negotiated but the certificate is not verified by a trusted

CA. The mail is not delivered.

A TLS connection is not negotiated. The mail is not delivered.

If there is no specific entry for a given recipient domain in the good neighbor table, or if there is a specific entry but there is no specific TLS setting for the entry, then the behavior is whatever is set using the Destination Controls page or the destconfig -> default

subcommand (“No,” “Preferred,”

“Required,” “Preferred (Verify),” or “Required (Verify)”).

Sending Alerts When a Required TLS Connection Fails

You can specify whether the Cisco appliance sends an alert if the TLS negotiation fails when delivering messages to a domain that requires a TLS connection. The alert message contains name of the destination domain for the failed TLS negotiation. The Cisco appliance sends the alert message to all recipients set to receive Warning severity level alerts for System alert types. You can manage alert recipients via the

System Administration > Alerts page in the GUI (or via the alertconfig

command in the CLI).

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Enabling TLS Connection Alerts Using the GUI

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the Mail Policies Destination Controls page.

Click Edit Global Settings.

Click Enable for “Send an alert when a required TLS connection fails.”

This is a global setting, not a per-domain setting. For information on the messages that the appliance attempted to deliver, use the Monitor > Message Tracking page or the mail logs.

Submit and commit your changes.

Enabling TLS Connection Alerts Using the CLI

To enable TLS connection alerts using the CLI, use the destconfig -> setup

command.

Logging

The Cisco appliance will note in the mail logs instances when TLS is required for a domain but could not be used. Information on why the TLS connection could not be used will be included. The mail logs will be updated when any of the following conditions are met:

The remote MTA does not support ESMTP (for example, it did not understand the EHLO command from the Cisco appliance).

The remote MTA supports ESMTP but “STARTTLS” was not in the list of extensions it advertised in its EHLO response.

The remote MTA advertised the “STARTTLS” extension but responded with an error when the Cisco appliance sent the STARTTLS command.

CLI Example

In this example, the destconfig

command is used to require TLS connections and encrypted conversations for the domain “partner.com.” The list is then printed.

A certificate for example.com is used for outgoing TLS connections instead of the demonstration certificate that is pre-installed. You may enable TLS with the demonstration certificate for testing purposes, but it is not secure and is not recommended for general use.

mail3.example.com> destconfig

There is currently 1 entry configured.

Choose the operation you want to perform:

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Enabling TLS and Certificate Verification on Delivery

- SETUP - Change global settings.

- NEW - Create a new entry.

- DELETE - Remove an entry.

- DEFAULT - Change the default.

- LIST - Display a summary list of all entries.

- DETAIL - Display details for one destination or all entries.

- IMPORT - Import tables from a file.

- EXPORT - Export tables to a file.

[]> setup

The "Demo" certificate is currently configured. You may use "Demo", but this will not be secure.

1. example.com

2. Demo

Please choose the certificate to apply:

[1]> 1

Do you want to send an alert when a required TLS connection fails? [N]>

There is currently 1 entry configured.

Choose the operation you want to perform:

- SETUP - Change global settings.

- NEW - Create a new entry.

- DELETE - Remove an entry.

- DEFAULT - Change the default.

- LIST - Display a summary list of all entries.

- DETAIL - Display details for one destination or all entries.

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- IMPORT - Import tables from a file.

- EXPORT - Export tables to a file.

[]> new

Enabling TLS and Certificate Verification on Delivery

Enter the domain you wish to limit.

[]> partner.com

Do you wish to configure a concurrency limit for partner.com? [Y]> n

Do you wish to apply a messages-per-connection limit to this domain? [N]> n

Do you wish to apply a recipient limit to this domain? [N]> n

Do you wish to apply a specific bounce profile to this domain? [N]> n

Do you wish to apply a specific TLS setting for this domain? [N]> y

Do you want to use TLS support?

1. No

2. Preferred

3. Required

4. Preferred (Verify)

5. Required (Verify)

[1]> 3

You have chosen to enable TLS. Please use the 'certconfig' command to ensure that there is a valid certificate configured.

Do you wish to apply a specific bounce verification address tagging setting for this domain? [N]> n

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Do you wish to apply a specific bounce profile to this domain? [N]> n

There are currently 2 entries configured.

Choose the operation you want to perform:

- SETUP - Change global settings.

- NEW - Create a new entry.

- EDIT - Modify an entry.

- DELETE - Remove an entry.

- DEFAULT - Change the default.

- LIST - Display a summary list of all entries.

- DETAIL - Display details for one destination or all entries.

- CLEAR - Remove all entries.

- IMPORT - Import tables from a file.

- EXPORT - Export tables to a file.

[]> list

Rate Bounce Bounce

Domain Limiting TLS Verification Profile

=========== ======== ======= ============ ========= partner.com Default Req Default Default

(Default) On Off Off (Default)

There are currently 2 entries configured.

Choose the operation you want to perform:

- SETUP - Change global settings.

- NEW - Create a new entry.

- EDIT - Modify an entry.

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Managing Lists of Certificate Authorities

- DELETE - Remove an entry.

- DEFAULT - Change the default.

- LIST - Display a summary list of all entries.

- DETAIL - Display details for one destination or all entries.

- CLEAR - Remove all entries.

- IMPORT - Import tables from a file.

- EXPORT - Export tables to a file.

[]>

Managing Lists of Certificate Authorities

The appliance uses stored trusted certificate authorities that it uses to verify a certificate from a remote domain to establish the domain’s credentials. You can configure the appliance to use the following trusted certificate authorities:

Pre-installed list. The appliance has a pre-installed list of trusted certificate authorities. This is called the system list.

User-defined list. You can customize a list of trusted certificate authorities and then import the list onto the appliance.

You can use either the system list or the customized list, and you can also use both lists to verify certificate from a remote domain.

Manage the lists using the Network > Certificates > Edit Certificate Authorities page in the GUI or the certconfig > certauthority

command in the CLI.

On the Network > Certificates > Edit Certificate Authorities page, you can perform the following tasks:

View the system list (pre-installed) of certificate authorities. For more information, see

Viewing the Pre-Installed list of Certificate Authorities, page 20-15 .

Choose whether or not to use the system list. You can enable or disable the system list. For more information, see

Disabling the System Certificate Authority List, page 20-16 .

Choose whether or not to use a custom certificate authority list. You can enable the appliance to use a custom list and then import the list from a text file. For more information, see

Importing a

Custom Certificate Authority List, page 20-16 .

Export the list of certificate authorities to a file. You can export either the system or customized list of certificate authorities to a text file. For more information, see

Exporting a Certificate

Authorities List, page 20-16

.

Viewing the Pre-Installed list of Certificate Authorities

Procedure

Step 1

Navigate to the Network > Certificates page.

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Managing Lists of Certificate Authorities

Step 2

Step 3

Click Edit Settings in the Certificate Authorities section.

Click View System Certificate Authorities.

Disabling the System Certificate Authority List

The pre-installed system certificate authorities list cannot be removed from the appliance, but you can enable or disable it. You might want to disable it to allow the appliance to only use your custom list to verify certificates from remote hosts.

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the Network > Certificates page.

Click Edit Settings in the Certificate Authorities section.

Click Disable for the System List.

Submit and commit your changes.

Importing a Custom Certificate Authority List

You can create a custom of list trusted certificate authorities and import it onto the appliance. The file must be in the PEM format and include certificates for the certificate authorities that you want the appliance to trust.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the Network > Certificates page.

Click Edit Settings in the Certificate Authorities section.

Click Enable for the Custom List.

Enter the full path to the custom list on a local or network machine.

Submit and commit your changes.

Exporting a Certificate Authorities List

If you want to use only a subset of the trusted certificate authorities in the system or edit an existing custom list, you can export the list to a .txt file and edit it to add or remove certificate authorities. After you have finished editing the list, import the file back onto the appliance as a custom list.

Procedure

Step 1

Navigate to the Network > Certificates page.

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Enabling a Certificate for HTTPS

Step 2

Step 3

Step 4

Step 5

Step 6

Click Edit Settings in the Certificate Authorities section.

Click Export List.

AsyncOS displays the Export Certificate Authority List page.

Select the list you want to export.

Enter a filename for the list.

Click Export.

AsyncOS displays a dialog box asking if want to open or save the list as a .txt file.

Enabling a Certificate for HTTPS

You can enable a certificate for HTTPS services on an IP interface using either the Network > IP

Interfaces page in the GUI or the interfaceconfig

command in the CLI. When adding an IP interface via the GUI, select a certificate that you want to use for the HTTPS service, check the HTTPS check box, and enter the port number.

In following example, the interfaceconfig

command is used to edit the IP interface PublicNet to enable

HTTPS services on port 443 (the default port). All other defaults for the interface are accepted. (Typing

Enter at the prompt accepts the default value shown in brackets.)

Note that this example shows using the demonstration certificate that is pre-installed on the appliance.

You may enable HTTPS services with the demonstration certificate for testing purposes, but it is not secure and is not recommended for general use.

Note

You can enable HTTPS services using the System Setup Wizard in the GUI. Refer to “Define the Default

Router (Gateway), Configure the DNS Settings, and Enabling Secure Web Access” in the “Setup and

Installation” chapter of the Cisco IronPort AsyncOS for Email Configuration Guide.

After the changes from this command are committed, users can access the Graphical User Interface

(GUI) using the URL for secure HTTPS: https://192.168.2.1

mail3.example.com> interfaceconfig

Currently configured interfaces:

1. Management (192.168.42.42/24: mail3.example.com)

2. PrivateNet (192.168.1.1/24: mail3.example.com)

3. PublicNet (192.168.2.1/24: mail3.example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

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Enabling a Certificate for HTTPS

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]> edit

Enter the number of the interface you wish to edit.

[]> 3

IP interface name (Ex: "InternalNet"):

[PublicNet]>

Would you like to configure an IPv4 address for this interface (y/n)? [Y]> y

IPv4 Address (Ex: 192.168.1.2):

[192.168.2.1]>

Netmask (Ex: "255.255.255.0" or "0xffffff00"):

[24]>

Would you like to configure an IPv6 address for this interface (y/n)? [N]>

Ethernet interface:

1. Data 1

2. Data 2

3. Management

[2]>

Hostname:

[mail3.example.com]>

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Enabling a Certificate for HTTPS

Do you want to enable Telnet on this interface? [N]>

Do you want to enable SSH on this interface? [N]>

Do you want to enable FTP on this interface? [N]>

Do you want to enable HTTP on this interface? [Y]>

Which port do you want to use for HTTP?

[80]>

Do you want to enable HTTPS on this interface? [N]> y

Which port do you want to use for HTTPS?

[443]> 443

Do you want to enable Spam Quarantine HTTP on this interface? [N]>

Do you want to enable Spam Quarantine HTTPS on this interface? [N]>

The "Demo" certificate is currently configured. You may use "Demo", but this will not be secure. To assure privacy, run "certconfig" first.

Both HTTP and HTTPS are enabled for this interface, should HTTP requests redirect to the secure service? [Y]>

Currently configured interfaces:

1. Management (192.168.42.42/24: mail3.example.com)

2. PrivateNet (192.168.1.1/24: mail3.example.com)

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Enabling a Certificate for HTTPS

3. PublicNet (192.168.2.1/24: mail3.example.com)

Chapter 20 Encrypting Communication with Other MTAs

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]>

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C H A P T E R

21

Configuring Routing and Delivery Features

Routing Email for Local Domains, page 21-1

Rewriting Addresses, page 21-6

Creating Alias Tables, page 21-7

Configuring Masquerading, page 21-15

The Domain Map Feature, page 21-27

Directing Bounced Email, page 21-34

Controlling Email Delivery Using Destination Controls, page 21-40

Cisco Bounce Verification, page 21-48

Set Email Delivery Parameters, page 21-52

Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology, page 21-55

Using Global Unsubscribe, page 21-65

Routing Email for Local Domains

In

Chapter 5, “Configuring the Gateway to Receive Email”

you customized private and public listeners to service SMTP connections for an Enterprise Gateway configuration. Those listeners were customized to handle specific connections (via HAT modification) and receive mail for specific domains (via RAT modification of public listeners).

The Cisco appliance routes mail to local domains to hosts specified via the Network > SMTP Routes page (or the smtproutes

command). This feature is similar to the sendmail mailertable

feature.

Note

If you have completed the GUI’s System Setup Wizard (or the Command Line Interface systemsetup command) as described in the “Setup and Installation” chapter of the Cisco IronPort AsyncOS for Email

Configuration Guide and committed the changes, you defined the first SMTP route entries on the appliance for each RAT entry you entered at that time.

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SMTP Routes Overview

SMTP Routes allow you to redirect all email for a particular domain to a different mail exchange (MX) host. For example, you could make a mapping from example.com

to groupware.example.com

. This mapping causes any email with

@example.com

in the Envelope Recipient address to go instead to groupware.example.com

. The system performs an “MX” lookup on groupware.example.com

, and then performs an “A” lookup on the host, just like a normal email delivery. This alternate MX host does not need to be listed in DNS MX records and it does not even need to be a member of the domain whose email is being redirected. The Cisco AsyncOS operating system allows up to forty thousand (40,000)

SMTP Route mappings to be configured for your Cisco appliance. (See

SMTP Routes Limits, page 21-3 .)

This feature also allows host “globbing.” If you specify a partial domain, such as

.example.com

, then any domain ending in example.com

matches the entry. For instance, [email protected]

and [email protected]

both match the mapping.

If a host is not found in the SMTP Routes table, an MX lookup is performed using DNS. The result is not re-checked against the SMTP Routes table. If the DNS MX entry for foo.domain

is bar.domain

, any email sent to foo.domain

is delivered to the host bar.domain

. If you create a mapping for bar.domain

to some other host, email addressed to foo.domain is not affected.

In other words, recursive entries are not followed. If there is an entry for a.domain to redirect to b.domain

, and a subsequent entry to redirect email for b.domain

to a.domain

, a mail loop will not be created. In this case, email addressed to a.domain

will be delivered to the MX host specified by b.domain

, and conversely email addressed to b.domain

will be delivered to the MX host specified by a.domain

.

The SMTP Routes table is read from the top down for every email delivery. The most specific entry that matches a mapping wins. For example, if there are mappings for both host1.example.com

and

.example.com

in the SMTP Routes table, the entry for host1.example.com

will be used because it is the more specific entry — even if it appears after the less specific

.example.com

entry. Otherwise, the system performs a regular MX lookup on the domain of the Envelope Recipient.

Default SMTP Route

You can also define a default SMTP route with the special keyword

ALL

. If a domain does not match a previous mapping in the SMTP Routes list, it defaults to being redirected to the MX host specified by the

ALL

entry.

When you print the SMTP Routes entries, the default SMTP route is listed as

ALL:

. You cannot delete the default SMTP route; you may only clear any values entered for it.

Configure the default SMTP route via the Network > SMTP Routes page or the smtproutes

command.

Defining an SMTP Route

Use the Network > SMTP Routes page (or the smtproutes

command) to construct routes. When you create a new route, you first specify the domain or partial domain for which you want to create a permanent route. You then specify destination hosts. Destination hosts can be entered as fully-qualified hostnames or as IP addresses. IP addresses can be either Internet Protocol version 4 (IPv4) or version 6

(IPv6).

For IPv6 addresses, AsyncOS supports the following formats:

2620:101:2004:4202::0-2620:101:2004:4202::ff

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2620:101:2004:4202::

2620:101:2004:4202::23

2620:101:2004:4202::/64

You can also specify a a special destination host of

/dev/null

to drop the messages that match the entry.

(So, in effect, specifying

/dev/null

for the default route is will ensure that no mail received by the appliance is ever delivered.)

A receiving domain can have multiple destination hosts, each assigned a priority number, much like an

MX record. The destination host with the lowest number identifies as the primary destination host for the receiving domain. Other destination hosts listed will be used as backup.

Destinations with identical priority will be used in a “round-robin” fashion. The round-robin process is based on SMTP connections, and is not necessarily message-based. Also, if one or more of the destination hosts are not responding, messages will be delivered to one of the reachable hosts. If all the configured destination hosts are not responding, mail is queued for the receiving domain and delivery to the destination hosts is attempted later. (It does not fail over to using MX records).

When constructing routes using the smtproutes

command in the CLI, you can prioritize each destination host by using

/pri=

, followed by an integer between

0

and

65535

to assign priority (

0

is the highest priority) after the hostname or IP address. For example, host1.example.com/pri=0 has a higher priority than host2.example.com/pri=10

. Separate multiple entries with commas.

SMTP Routes Limits

You can define up to 40,000 routes. The final default route of

ALL

is counted as a route against this limit.

Therefore, you can define up to 39,999 custom routes and one route that uses the special keyword

ALL

.

SMTP Routes and DNS

Use the special keyword

USEDNS

to tell the appliance to do MX lookups to determine next hops for specific domains. This is useful when you need to route mail for subdomains to a specific host. For example, if mail to example.com is to be sent to the company’s Exchange server, you might have something similar to the following SMTP route: example.com exchange.example.com

However, for mail to various subdomains (foo.example.com), add an SMTP route that looks like this:

.example.com USEDNS

SMTP Routes and Alerts

Alerts sent from the appliance to addresses specified in the System Administration > Alerts page (or the alertconfig

command) follow SMTP Routes defined for those destinations.

SMTP Routes, Mail Delivery, and Message Splintering

Incoming: if one message has 10 recipients and they are all on the same Exchange server, AsyncOS will open one TCP connection and present exactly one message to the mail store, not 10 separate messages.

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Outgoing: works similarly, but if one message is going to 10 recipients in 10 different domains, AsyncOS will open 10 connections to 10 MTAs and deliver them one email each.

Splintering: if one incoming message has 10 recipients and they are each in separate Incoming Policy groups (10 groups), the message will splinter even if all 10 recipients are on the same Exchange server.

Thus, 10 separate emails will be delivered over a single TCP connection.

SMTP Routes and Outbound SMTP Authentication

If an Outbound SMTP Authentication profile has been created, you can apply it to an SMTP Route. This allows authentication for outgoing mail in cases where the Cisco appliance sits behind a mail relay server that is at the edge of the network. For more information about Outbound SMTP Authentication, see

Outgoing SMTP Authentication, page 22-38

.

Managing SMTP Routes to Send Outbound Email Using the GUI

Use the Network > SMTP Routes page to manage SMTP Routes on your Cisco appliance. You can add, modify, and delete mappings in the table. You can export or import the SMTP Routes entries.

Adding SMTP Routes

Procedure

Step 1

Step 2

Step 3

Click Add Route on the Network > SMTP Routes page.

Enter a receiving domain. This can be a hostname, domain, IPv4 address, or IPv6 address.

Enter a destination host. This can be a hostname, IPv4 address, or IPv6 address. You can add multiple destination hosts by clicking Add Row and entering the next destination host in the new row.

Step 4

Step 5

Note

You can specify a port number by adding “:<port number>” to the destination host: example.com:25.

If you add multiple destination hosts, enter an integer between

0

and

65535

to assign priority to the hosts.

0

is the highest priority. See Defining an SMTP Route, page 21-2 for more information.

Submit and commit your changes.

Exporting SMTP Routes

Similar to the Host Access Table (HAT) and the Recipient Access Table (RAT), you can also modify

SMTP routes mappings by exporting and importing a file. To export the SMTP Routes:

Procedure

Step 1

Click Export SMTP Routes on the SMTP Routes page.

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Step 2

Enter a name for the file and click Submit.

Routing Email for Local Domains

Importing SMTP Routes

Similar to the Host Access Table (HAT) and the Recipient Access Table (RAT), you can also modify

SMTP routes mappings by exporting and importing a file. To import SMTP Routes:

Procedure

Step 1

Step 2

Step 3

Step 4

Click Import SMTP Routes on the SMTP Routes page.

Select the file that contains the exported SMTP Routes.

Click Submit. You are warned that importing will replace all existing SMTP Routes. All of the SMTP

Routes in the text file are imported.

Click Import.

You can place “comments” in the file. Lines that begin with a ‘#’ character are considered comments and are ignored by AsyncOS. For example:

# this is a comment, but the next line is not

ALL:

At this point, our Email Gateway configuration looks like this:

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Rewriting Addresses

Figure 21-1

Chapter 21 Configuring Routing and Delivery Features

SMTP Routes Defined for a Public Listener

SMTP

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT):

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

The smtproutes

command was used to route mail accepted on the public listener InboundMail for example.com to the host exchange.example.com

.

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1) exchange.example.com

Rewriting Addresses

AsyncOS provides several methods for rewriting Envelope Sender and Recipient addresses in the email pipeline. Rewriting addresses can be used, for example, to redirect mail sent to a partner domain or to hide (“mask”) your internal infrastructure.

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Creating Alias Tables

Table 21-1

provides an overview of the various features used for rewriting sender and recipient email addresses.

Table 21-1 Methods for Rewriting Addresses

Original Address

*@anydomain

*@olddomain

*@olddomain

Change to

user@domain

*@newdomain

*@newdomain

Feature

Alias Tables (see

Creating Alias Tables, page 21-7

)

Domain Mapping (see

The Domain Map

Feature, page 21-27

)

Masquerading (see

Configuring

Masquerading, page 21-15 )

Works on

Envelope Recipients only

Applied globally

Maps aliases to email addresses or other aliases

Envelope Recipients only

Applied per listener

Envelope Sender and the

To:, From:, and/or CC: headers

Applied per listener

Creating Alias Tables

Alias tables provide a mechanism to redirect messages to one or more recipients. You can construct a mapping table of aliases to usernames and other aliases in a similar fashion to the

/etc/mail/aliases feature of a sendmail configuration on some Unix systems.

When the Envelope Recipient (also known as the Envelope To, or

RCPT TO

) of an email accepted by a listener matches an alias as defined in an alias table, the Envelope Recipient address of the email will be rewritten.

Note

A listener checks the alias table and modifies the recipients after checking the RAT and before message filters. Refer to “Understanding the Email Pipeline” in the Cisco IronPort AsyncOS for Email

Configuration Guide.

Note

The Alias Table functionality actually rewrites the Envelope Recipient of the email. This is different than the smtproutes

command (see Directing Bounced Email, page 21-34 ), which does not rewrite the

Envelope Recipient of the email, but instead simply reroutes the email to specified domains.

Configuring an Alias Table from the Command Line

Alias tables are defined in sections as follows: each section is headed by a domain context, which is a list of domains that the section is relevant to, followed by a list of maps.

A domain context is a list of one or more domains or partial domains, separated by commas and enclosed in square brackets ('

[

' and '

]

'). A domain is a string containing letters, digits hyphens, and periods as defined in RFC 1035, section 2.3.1., “Preferred name syntax.” A partial domain, such as

.example.com

is a domain that begins with a period. All domains that end with a substring matching the partial domain

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are considered a match. For example, the domain context

.example.com

would match mars.example.com

and venus.example.com

. Below the domain context is a list of maps, which are aliases followed by a list of recipients. A map is constructed as follows:

Table 21-2 Alias Table Syntax

Left-hand Side (LHS) Separator

a list of one or more aliases to match the colon character

(“

:

”)

Right-hand Side (RHS)

a list of one or more recipient addresses or aliases

An alias in the left-hand side can contain the following formats:

username user@domain

Specifies an alias to match. There must be a preceding “domains” attribute specified in the table. The lack of this parameter will produce an error.

Specifies an exact email address to match on.

You can enter multiple aliases, separated by commas on a single left-hand side line.

Each recipient in the right-hand side can be a full user@domain

email address, or another alias.

An alias file can contain “global” aliases (aliases that are applied globally instead of to a specific domain) with no implied domain, domain contexts within which aliases have one or more implied domains, or both.

“Chains” (or recursive entries) of aliases may be created, but they must end in a full email address.

A special destination of

/dev/null

is supported to drop the message in order to be compatible with context of a sendmail configuration. If a message is mapped to

/dev/null

via an alias table, the dropped counter is increased. (See “Managing and Monitoring via the

CLI” in the Cisco IronPort AsyncOS for Email Daily Management Guide.) The recipient is accepted but not enqueued.

Exporting and Importing an Alias Table

To import an alias table, first see

Appendix A, “Accessing the Appliance”

to ensure that you can access the appliance.

Use the export

subcommand of the aliasconfig

command to save any existing alias table. A file (whose name you specify) will be written to the

/configuration

directory for the listener. You can modify this file outside of the CLI and then re-import it. (If you have malformed entries in the file, errors are printed when you try to import the file.)

Place the alias table file in the

/configuration

directory, and then use the import

subcommand of the aliasconfig

command to upload the file.

Comment out lines in the table using a number symbol (#) at the beginning of each line.

Remember to issue the commit

command after you import an alias table file so that the configuration changes take effect.

Deleting Entries from the Alias Table

If you delete entries from the alias table from the command line interface (CLI), you are prompted to choose a domain group first. Choose the “ALL (any domain)” entry to see a numbered list of aliases that apply to all domains. Then choose the number(s) of the aliases you want to delete.

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Example Alias Table

Note

All entries in this example table have been commented out.

# sample Alias Table file

# copyright (c) 2001-2005, IronPort Systems, Inc.

#

# Incoming Envelope To addresses are evaluated against each

# entry in this file from top to bottom. The first entry that

# matches will be used, and the Envelope To will be rewritten.

#

# Separate multiple entries with commas.

#

# Global aliases should appear before the first domain

# context. For example:

#

Creating Alias Tables

# [email protected]: [email protected]

#

# This alias has no implied domain because it appears

# before a domain context:

#

# [email protected]: [email protected]

#

# The following aliases apply to recipients @ironport.com and

# any subdomain within .example.com because the domain context

# is specified.

#

# Email to [email protected] or [email protected] will

# be delivered to [email protected].

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Creating Alias Tables

#

# Similarly, email to [email protected] will be

# delivered to [email protected]

#

Chapter 21 Configuring Routing and Delivery Features

#

# joe, fred: [email protected]

#

# In this example, email to partygoers will be sent to

# three addresses:

#

# partygoers: [email protected], [email protected], [email protected]

#

# In this example, mail to [email protected] will be delivered to

# [email protected]. Note that mail to [email protected] will

# NOT be processed by the alias table because the domain context

# overrides the previous domain context.

#

# [example.com]

#

#

# In this example, mail to [email protected] is dropped.

#

#

# "Chains" may be created, but they must end in an email address.

# For example, email to "all" will be sent to 9 addresses:

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#

# [example.com]

#

# all: sales, marketing, engineering

# sales: [email protected], [email protected], [email protected]

# marketing:[email protected], advertising

# engineering:[email protected], [email protected], [email protected]

# advertising:[email protected], [email protected]

Creating Alias Tables

Example aliasconfig Command

In this example, the aliasconfig

command is used to construct an alias table. First, the domain context of

example.com

is specified. Then, an alias of

customercare

is constructed so that any email sent to [email protected]

is redirected to [email protected]

, [email protected]

, and [email protected].

Next, a global alias of

admin

is constructed so that an email sent to admin

is redirected to [email protected]

. Finally, the alias table is printed to confirm.

Note that when the table is printed, the global alias for admin

appears before the first domain context of example.com

. mail3.example.com> aliasconfig

No aliases in table.

Choose the operation you want to perform:

- NEW - Create a new entry.

- IMPORT - Import aliases from a file.

[]> new

How do you want your aliases to apply?

1. Globally

2. Add a new domain context

[1]> 2

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Creating Alias Tables

Enter new domain context.

Separate multiple domains with commas.

Partial domains such as .example.com are allowed.

[]> example.com

Enter the alias(es) to match on.

Separate multiple aliases with commas.

Allowed aliases:

- "user" - This user in this domain context.

- "user@domain" - This email address.

[]> customercare

Enter address(es) for "customercare".

Separate multiple addresses with commas.

[]> [email protected], [email protected], [email protected]

Adding alias customercare: [email protected],[email protected],[email protected]

Do you want to add another alias? [N]> n

There are currently 1 mappings defined.

Choose the operation you want to perform:

- NEW - Create a new entry.

- EDIT - Modify an entry.

- DELETE - Remove an entry.

- PRINT - Display the table.

- IMPORT - Import aliases from a file.

- EXPORT - Export table to a file.

- CLEAR - Clear the table.

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[]> new

How do you want your aliases to apply?

Creating Alias Tables

1. Globally

2. Add a new domain context

3. example.com

[1]> 1

Enter the alias(es) to match on.

Separate multiple aliases with commas.

Allowed aliases:

- "user@domain" - This email address.

- "user" - This user for any domain

- "@domain" - All users in this domain.

- "@.partialdomain" - All users in this domain, or any of its sub domains.

[]> admin

Enter address(es) for "admin".

Separate multiple addresses with commas.

[]> [email protected]

Adding alias admin: [email protected]

Do you want to add another alias? [N]> n

There are currently 2 mappings defined.

Choose the operation you want to perform:

- NEW - Create a new entry.

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Creating Alias Tables

- EDIT - Modify an entry.

- DELETE - Remove an entry.

- PRINT - Display the table.

- IMPORT - Import aliases from a file.

- EXPORT - Export table to a file.

- CLEAR - Clear the table.

[]> print admin: [email protected]

[ example.com ] customercare: [email protected], [email protected], [email protected]

There are currently 2 mappings defined.

Choose the operation you want to perform:

- NEW - Create a new entry.

- EDIT - Modify an entry.

- DELETE - Remove an entry.

- PRINT - Display the table.

- IMPORT - Import aliases from a file.

- EXPORT - Export table to a file.

- CLEAR - Clear the table.

[]>

At this point, our Email Gateway configuration looks like this:

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Figure 21-2 Alias Tables Defined for the Appliance

SMTP

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT):

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

The Alias Table feature was configured to create the following aliases: admin: [email protected]

[ example.com ] customercare: [email protected], [email protected], [email protected]

Note that alias tables apply to all email traveling through (received by) the appliance, from both private and public listeners.

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener: OutboundMail

Host Access Table (HAT):

RELAYLIST: $RELAYED

ALL: $BLOCKED

Default sender domain: example.com

Received: header: DISABLED

Configuring Masquerading

Configuring Masquerading

Masquerading is a feature that rewrites the Envelope Sender (also known as the sender, or

MAIL FROM

) and the To:, From:, and/or CC: headers on email processed by a listener according to a table that you construct. A typical example implementation of this feature is “Virtual Domains,” which allows you to host multiple domains from a single site. Another typical implementation is “hiding” your network infrastructure by “stripping” the subdomains from strings in email headers. The Masquerading feature is available for both private and public listeners.

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Configuring Masquerading

Note

The Masquerading feature is configured on a per-listener basis, as opposed to the Alias Tables functionality, which is configured for the entire system.

Note

A listener checks the masquerading table for matches and modifies the recipients while the message is in the work queue, immediately after LDAP recipient acceptance queries and before LDAP routing queries. Refer to “Understanding the Email Pipeline” in the Cisco IronPort AsyncOS for Email

Configuration Guide.

The Masquerading feature actually rewrites addresses for the Envelope Sender and the To:, From:, and

CC: fields of the email that has been received. You can specify different masquerading parameters for each listener you create in one of two ways:

via a static table of mappings you create

via an LDAP query.

This section discusses the static table method. The table format is forward-compatible with the

/etc/mail/genericstable

feature of a sendmail configuration on some Unix systems. See

Chapter 22,

“LDAP Queries” for more information on LDAP masquerading queries.

Masquerading and altsrchost

Generally, the masquerading feature rewrites the Envelope Sender, and any subsequent actions to be performed on the message will be “triggered” from the masqueraded address. However, when you run the altscrchost

command from the CLI, the altsrchost mappings are triggered from the original address

(and not the modified, masqueraded address).

For more information, see

Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™

Technology, page 21-55

and

Review: Email Pipeline, page 21-69

.

Configuring Static Masquerading Tables

You configure the static masquerading table of mappings by using the edit -> masquerade subcommand of the listenerconfig

command. Alternatively, you can import a file containing the mappings. See

Importing a Masquerading Table, page 21-18

. The subcommand creates and maintains a table that maps input addresses, usernames, and domains to new addresses and domains. See

Chapter 22,

“LDAP Queries” for more information on LDAP masquerading queries.

When messages are injected into the system, the table is consulted, and the message is rewritten if a match in the header is found.

A domain masquerading table is constructed as follows:

Table 21-3 Masquerading Table Syntax

Left-hand Side (LHS)

a list of one or more usernames and/or domains to match

Separator

whitespace (space or tab character)

Right-hand Side (RHS)

the rewritten username and/or domain

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Configuring Masquerading

The following table lists valid entries in the masquerading table:

Left-hand Side (LHS) Right-hand Side (RHS) username

username@domain

This entry specifies a username to match. Incoming email messages matching a username on the left-hand side are matched and rewritten with the address on the right-hand size. The right-hand side must be a full address.

user@domain

username@domain

The entry specifies an exact address to match. Incoming messages matching a full address on the left-hand side are rewritten with the address listed on the right-hand side. The right-hand side must be a full address.

@domain @domain

This entry specifies any address with the specified domain. The original domain on the left-hand side is replaced with the domain in the right-hand side, leaving the username intact.

@.partialdomain

@domain

This entry specifies any address with the specified domain. The original domain on the left-hand side is replaced with the domain in the right-hand side, leaving the username intact.

ALL

@domain

The

ALL

entry matches bare addresses and rewrites them with the address on the right-hand side. The right-hand side must be a domain preceded by an “

@

”. This entry always has the lowest precedence regardless of its location in the table.

Note

You can use the

ALL

entry for private listeners only.

Rules are matched by the order in which they appear in the masquerading table.

Addresses in the From:, To:, and CC: fields in the headers are matched and rewritten upon receiving by default. You can also configure the option to match and rewrite the Envelope Sender. Enable and disable the Envelope Sender and which headers to rewrite using the config

subcommand.

You can comment out lines in the table using a number symbol (#) at the beginning of each line.

Everything following a

#

to the end of the line will be considered a comment and ignored.

A masquerading table is limited to 400,000 entries, whether you create them via the new subcommand or import them from a file.

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Configuring Masquerading

Sample Masquerading Table for a Private Listener

# sample Masquerading file

@.example.com @example.com # Hides local subdomains in the header sales [email protected]

@techsupport [email protected]

user@localdomain [email protected]

ALL @bigsender.com

Importing a Masquerading Table

A traditional sendmail

/etc/mail/genericstable file can be imported. To import a genericstable

file, first see

Appendix A, “Accessing the Appliance”

to ensure that you can access the appliance.

Place the genericstable

file in the configuration directory, and then use the import

subcommand of the masquerade

subcommand to upload the file. Use the commands in this order: listenerconfig

-> edit

-> listener_number -> masquerade

->

import

Alternatively, you can use the export

subcommand to download the existing configuration. A file

(whose name you specify) will be written to the configuration directory. You can modify this file outside of the CLI and then import it again.

When you use the import

subcommand, ensure that the file contains only valid entries. If there is an invalid entry (for example, a left-hand side with no right-hand side), the CLI reports syntax errors when you import the file. If there is a syntax error during import, no mappings in the entire file are imported.

Remember to issue the commit

command after you import a genericstable

file so that the configuration changes for the listener take effect.

Example Masquerading

In this example, the masquerade

subcommand of listenerconfig

is used to construct a domain masquerading table for the private listener named “OutboundMail” on the PrivateNet interface.

First, the option to use LDAP for masquerading is declined. (For information on configuring LDAP masquerading queries, see See

Chapter 22, “LDAP Queries”

for more information on LDAP masquerading queries.)

Then, a partial domain notation of

@.example.com

is mapped to

@example.com

so that any email sent from any machine in the subdomain of

.example.com

will be mapped to example.com

. Then, the username

joe

is mapped to the domain

[email protected]

. The domain masquerading table is then printed to confirm both entries, and then exported to a file named masquerade.txt

. The config subcommand is used to disable re-writing addresses in the CC: field, and finally, the changes are committed.

mail3.example.com> listenerconfig

Currently configured listeners:

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1. InboundMail (on PublicNet, 192.168.2.1) SMTP TCP Port 25 Public

2. OutboundMail (on PrivateNet, 192.168.1.1) SMTP TCP Port 25 Private

Choose the operation you want to perform:

- NEW - Create a new listener.

- EDIT - Modify a listener.

- DELETE - Remove a listener.

- SETUP - Change global settings.

[]> edit

Enter the name or number of the listener you wish to edit.

[]> 2

Name: OutboundMail

Type: Private

Interface: PrivateNet (192.168.1.1/24) TCP Port 25

Protocol: SMTP

Default Domain:

Max Concurrency: 600 (TCP Queue: 50)

Domain Map: Disabled

TLS: No

SMTP Authentication: Disabled

Bounce Profile: Default

Footer: None

LDAP: Off

Choose the operation you want to perform:

- NAME - Change the name of the listener.

- INTERFACE - Change the interface.

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Configuring Masquerading

- LIMITS - Change the injection limits.

- SETUP - Configure general options.

- HOSTACCESS - Modify the Host Access Table.

- BOUNCECONFIG - Choose the bounce profile to use for messages injected on this listener.

- MASQUERADE - Configure the Domain Masquerading Table.

- DOMAINMAP - Configure domain mappings.

- LDAPACCEPT - Configure an LDAP query to determine whether a recipient address should be accepted or bounced/dropped.

- LDAPROUTING - Configure an LDAP query to reroute messages.

- LDAPGROUP - Configure an LDAP query to determine whether a sender or recipient is in a specified group.

- SMTPAUTH - Configure an SMTP authentication.

[]> masquerade

Do you want to use LDAP for masquerading? [N]> n

Domain Masquerading Table

There are currently 0 entries.

Masqueraded headers: To, From, Cc

Choose the operation you want to perform:

- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import all entries from a file.

- EXPORT - Export all entries to a file.

- CONFIG - Configure masqueraded headers.

- CLEAR - Remove all entries.

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Configuring Masquerading

[]> new

Enter the source address or domain to masquerade.

Usernames like "joe" are allowed.

Full addresses like "[email protected]" are allowed.

Full addresses with subdomain wildcards such as "[email protected]" are allowed.

Domains like @example.com and @.example.com are allowed.

Hosts like @training and @.sales are allowed.

[]> @.example.com

Enter the masqueraded address or domain.

Domains like @example.com are allowed.

Full addresses such as [email protected] are allowed.

[]> @example.com

Entry mapping @.example.com to @example.com created.

Domain Masquerading Table

There are currently 1 entries.

Masqueraded headers: To, From, Cc

Choose the operation you want to perform:

- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import all entries from a file.

- EXPORT - Export all entries to a file.

- CONFIG - Configure masqueraded headers.

- CLEAR - Remove all entries.

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Configuring Masquerading

[]> new

Enter the source address or domain to masquerade.

Usernames like "joe" are allowed.

Full addresses like "[email protected]" are allowed.

Full addresses with subdomain wildcards such as "[email protected]" are allowed.

Domains like @example.com and @.example.com are allowed.

Hosts like @training and @.sales are allowed.

[]> joe

Enter the masqueraded address.

Only full addresses such as [email protected] are allowed.

[]> [email protected]

Entry mapping joe to [email protected] created.

Domain Masquerading Table

There are currently 2 entries.

Masqueraded headers: To, From, Cc

Choose the operation you want to perform:

- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import all entries from a file.

- EXPORT - Export all entries to a file.

- CONFIG - Configure masqueraded headers.

- CLEAR - Remove all entries.

[]> print

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@.example.com @example.com

joe [email protected]

Domain Masquerading Table

There are currently 2 entries.

Masqueraded headers: To, From, Cc

Choose the operation you want to perform:

- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import all entries from a file.

- EXPORT - Export all entries to a file.

- CONFIG - Configure masqueraded headers.

- CLEAR - Remove all entries.

[]> export

Enter a name for the exported file:

[]> masquerade.txt

Export completed.

Domain Masquerading Table

There are currently 2 entries.

Masqueraded headers: To, From, Cc

Choose the operation you want to perform:

Configuring Masquerading

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Configuring Masquerading

- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import all entries from a file.

- EXPORT - Export all entries to a file.

- CONFIG - Configure masqueraded headers.

- CLEAR - Remove all entries.

[]> config

Do you wish to masquerade Envelope Sender?

[N]> y

Do you wish to masquerade From headers?

[Y]> y

Do you wish to masquerade To headers?

[Y]> y

Do you wish to masquerade CC headers?

[Y]> n

Do you wish to masquerade Reply-To headers?

[Y]> n

Domain Masquerading Table

There are currently 2 entries.

- NEW - Create a new entry.

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- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import all entries from a file.

- EXPORT - Export all entries to a file.

- CONFIG - Configure masqueraded headers.

- CLEAR - Remove all entries.

[]>

Configuring Masquerading

Name: OutboundMail

Type: Private

Interface: PrivateNet (192.168.1.1/24) TCP Port 25

Protocol: SMTP

Default Domain:

Max Concurrency: 600 (TCP Queue: 50)

Domain Map: Disabled

TLS: No

SMTP Authentication: Disabled

Bounce Profile: Default

Footer: None

LDAP: Off

Choose the operation you want to perform:

- NAME - Change the name of the listener.

- INTERFACE - Change the interface.

- LIMITS - Change the injection limits.

- SETUP - Configure general options.

- HOSTACCESS - Modify the Host Access Table.

- BOUNCECONFIG - Choose the bounce profile to use for messages injected on this listener.

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Configuring Masquerading

- MASQUERADE - Configure the Domain Masquerading Table.

- DOMAINMAP - Configure domain mappings.

- LDAPACCEPT - Configure an LDAP query to determine whether a recipient address should be accepted or bounced/dropped.

- LDAPROUTING - Configure an LDAP query to reroute messages.

- LDAPGROUP - Configure an LDAP query to determine whether a sender or recipient is in a specified group.

- SMTPAUTH - Configure an SMTP authentication.

[]>

Currently configured listeners:

1. InboundMail (on PublicNet, 192.168.2.1) SMTP TCP Port 25 Public

2. OutboundMail (on PrivateNet, 192.168.1.1) SMTP TCP Port 25 Private

Choose the operation you want to perform:

- NEW - Create a new listener.

- EDIT - Modify a listener.

- DELETE - Remove a listener.

- SETUP - Change global settings.

[]> mail3.example.com> commit

Our Enterprise Gateway configuration now looks like this:

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Figure 21-3 Masquerading Defined for a Private Listener

The Domain Map Feature

SMTP

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT):

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener: OutboundMail

Host Access Table (HAT):

RELAYLIST: $RELAYED

ALL: $BLOCKED

Default sender domain: example.com

Received: header: DISABLED

Masquerading:

Two entries were added to the masquerading table for this private listener. The first entry masks all subdomains of a network (e.g. exchange.example.com

is rewritten as example.com

). The second entry rewrites the bare address joe

as [email protected]

.

The Domain Map Feature

You can configure a “domain map” for listeners. For each listener you configure, you can construct a domain map table which rewrites the Envelope Recipient for each recipient in a message that matches a domain in the domain map table. This feature is similar to the sendmail “Domain Table” or Postfix

“Virtual Table” feature. Only the Envelope Recipient is affected; the “To:” headers are not re-written by this feature.

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The Domain Map Feature

Note

The processing of the domain map feature happens immediately before the RAT and right after Default

Domain is evaluated. Refer to “Understanding the Email Pipeline” in the Cisco IronPort AsyncOS for

Email Configuration Guide.

A common implementation of the domain map feature is to accept incoming mail for more than one legacy domain. For example, if your company has acquired another company, you could construct a domain map on the Cisco appliance to accept messages for the acquired domain and rewrite the Envelope

Recipients to your company’s current domain.

Note

You can configure up to 20,000 separate, unique domain mappings.

Table 21-4 Domain Map Table Example Syntax

Left Side [email protected]

[email protected]

Right Side [email protected]

[email protected]

Comments

Only complete address for the right side

@example.com

@.example.com

[email protected]

or

@example.net

[email protected]

or

@example.net

Complete address or fully-qualified domain name.

In the following example, the domainmap

subcommand of the listenerconfig

command is used to create a domain map for the public listener “InboundMail.” Mail for the domain and any subdomain of oldcompanyname.com

is mapped to the domain example.com

. The mapping is then printed for confirmation. Contrast this example with the configuration of placing both domains in the listener’s

RAT: the domain map feature will actually rewrite the Envelope Recipient of [email protected]

to [email protected]

, whereas placing the domain oldcompanyname.com

in the listener’s RAT will simply accept the message for [email protected]

and route it without rewriting the Envelope Recipient.

Also, contrast this example with the alias table feature. Alias tables must resolve to an explicit address; they cannot be constructed to map “any username

@domain

” to

the same username

@newdomain

.” mail3.example.com> listenerconfig

Currently configured listeners:

1. Inboundmail (on PublicNet, 192.168.2.1) SMTP TCP Port 25 Public

2. Outboundmail (on PrivateNet, 192.168.1.1) SMTP TCP Port 25 Private

Choose the operation you want to perform:

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- NEW - Create a new listener.

- EDIT - Modify a listener.

- DELETE - Remove a listener.

- SETUP - Change global settings.

[]> edit

The Domain Map Feature

Enter the name or number of the listener you wish to edit.

[]> 1

Name: InboundMail

Type: Public

Interface: PublicNet (192.168.2.1/24) TCP Port 25

Protocol: SMTP

Default Domain:

Max Concurrency: 1000 (TCP Queue: 50)

Domain Map: Disabled

TLS: No

SMTP Authentication: Disabled

Bounce Profile: Default

Use SenderBase For Reputation Filters and IP Profiling: Yes

Footer: None

LDAP: Off

Choose the operation you want to perform:

- NAME - Change the name of the listener.

- INTERFACE - Change the interface.

- LIMITS - Change the injection limits.

- SETUP - Configure general options.

- HOSTACCESS - Modify the Host Access Table.

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The Domain Map Feature

- RCPTACCESS - Modify the Recipient Access Table.

- BOUNCECONFIG - Choose the bounce profile to use for messages injected on this listener.

- MASQUERADE - Configure the Domain Masquerading Table.

- DOMAINMAP - Configure domain mappings.

[]> domainmap

Domain Map Table

There are currently 0 Domain Mappings.

Domain Mapping is: disabled

Choose the operation you want to perform:

- NEW - Create a new entry.

- IMPORT - Import domain mappings from a file.

[]> new

Enter the original domain for this entry.

Domains such as "@example.com" are allowed.

Partial hostnames such as "@.example.com" are allowed.

Email addresses such as "[email protected]" and "[email protected]"

are also allowed.

[]> @.oldcompanyname.com

Enter the new domain for this entry.

The new domain may be a fully qualified such as "@example.domain.com" or a complete email address such as "[email protected]"

[]> @example.com

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Domain Map Table

There are currently 1 Domain Mappings.

Domain Mapping is: enabled

Choose the operation you want to perform:

- NEW - Create a new entry.

- EDIT - Modify an entry.

- DELETE - Remove an entry.

- PRINT - Display all domain mappings.

- IMPORT - Import domain mappings from a file.

- EXPORT - Export domain mappings to a file.

- CLEAR - Clear all domain mappings.

[]> print

@.oldcompanyname.com --> @example.com

Domain Map Table

There are currently 1 Domain Mappings.

Domain Mapping is: enabled

Choose the operation you want to perform:

- NEW - Create a new entry.

- EDIT - Modify an entry.

- DELETE - Remove an entry.

- PRINT - Display all domain mappings.

- IMPORT - Import domain mappings from a file.

The Domain Map Feature

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The Domain Map Feature

- EXPORT - Export domain mappings to a file.

- CLEAR - Clear all domain mappings.

[]>

Chapter 21 Configuring Routing and Delivery Features

Name: InboundMail

Type: Public

Interface: PublicNet (192.168.2.1/24) TCP Port 25

Protocol: SMTP

Default Domain:

Max Concurrency: 1000 (TCP Queue: 50)

Domain Map: Enabled

TLS: No

SMTP Authentication: Disabled

Bounce Profile: Default

Use SenderBase For Reputation Filters and IP Profiling: Yes

Footer: None

LDAP: Off

Choose the operation you want to perform:

- NAME - Change the name of the listener.

- INTERFACE - Change the interface.

- LIMITS - Change the injection limits.

- SETUP - Configure general options.

- HOSTACCESS - Modify the Host Access Table.

- RCPTACCESS - Modify the Recipient Access Table.

- BOUNCECONFIG - Choose the bounce profile to use for messages injected on this listener.

- MASQUERADE - Configure the Domain Masquerading Table.

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- DOMAINMAP - Configure domain mappings.

[]>

The Domain Map Feature

Importing and Exporting a Domain Map Table

To import or export a domain map table, first see

Appendix A, “Accessing the Appliance”

to ensure that you can access the appliance.

Create a text file of entries of domains to map. Separate the entries with white space (either a tab character or spaces). Comment out lines in the table using a number symbol (#) at the beginning of each line.

Place the file in the configuration directory, and then use the import

subcommand of the domain subcommand to upload the file. Use the commands in this order: listenerconfig

-> edit

-> inejctor_number -> domainmap

->

import

Alternatively, you can use the export

subcommand to download the existing configuration. A file

(whose name you specify) will be written to the configuration directory. You can modify this file outside of the CLI and then import it again.

When you use the import

subcommand, ensure that the file contains only valid entries. If there is an invalid entry (for example, a left-hand side with no right-hand side), the CLI reports syntax errors when you import the file. If there is a syntax error during import, no mappings in the entire file are imported.

Remember to issue the commit

command after you import a domain map table file so that the configuration changes for the listener take effect.

Our Enterprise Gateway configuration now looks like this:

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Figure 21-4 Domain Map Defined for a Public Listener

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT): example.com ACCEPT

newcompanyname.com ACCEPT

ALL REJECT

Domain Map: enabled

IP interface: PublicNet (e.g. 192.168.2.1)

@.oldcompanyname.com

Ethernet interface: Data 2

A domain map for the public listener

“InboundMail” was created. Mail for the domain and any subdomain of oldcompanyname.com

is mapped to the domain example.com

.

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener: OutboundMail

Host Access Table (HAT):

RELAYLIST: $RELAYED

ALL: $BLOCKED

Default sender domain: example.com

Received: header: DISABLED

Masquerading:

@.example.com @example.com

Directing Bounced Email

Bounced email is an inevitable part of any email delivery. Your Cisco appliance is able to process bounced email in a number of highly configurable ways.

Please note, this section describes how to control how your Cisco appliance generates outgoing bounces

(based on incoming mail). To control how your Cisco appliance controls incoming bounces (based on outgoing mail) use Cisco Bounce Verification (see

Cisco Bounce Verification, page 21-48 ).

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Handling Undeliverable Email

The Cisco AsyncOS operating system classifies undeliverable email, or “bounced messages,” into the following categories:

“Conversational” bounces:

The remote domain bounces the message during the initial SMTP conversation.

Soft bounces A message that is temporarily undeliverable. For example, a user’s mailbox may be full. These messages can be retried at a later time. (e.g. An SMTP 4XX error code.)

Hard bounces A message that is permanently undeliverable. For example, the user no longer exists for that domain. These messages will not be retried. (e.g. An SMTP 5XX error code.)

“Delayed” (or “Non-conversational”) bounces:

The remote domain accepts the message for delivery, only to bounce it at a later time.

Soft bounces A message that is temporarily undeliverable. For example, a user’s mailbox may be full. These messages can be retried at a later time. (e.g. An SMTP 4XX error code.)

Hard bounces A message that is permanently undeliverable. For example, the user no longer exists for that domain. These messages will not be retried. (e.g. An SMTP 5XX error code.)

You use the Bounce Profiles page on the Network menu in the GUI (or the bounceconfig

command) to configure how Cisco AsyncOS handles hard and soft conversational bounces for each listener you create.

You create bounce profiles and then apply profiles to each listener via the Network > Listeners page (or the listenerconfig

command). You can also assign bounce profiles to specific messages using message filters. (See

Chapter 9, “Using Message Filters to Enforce Email Policies” for more information.)

Notes on Soft and Hard Bounces

For conversational soft bounces, a soft bounce event is defined as each time a recipient delivery temporarily fails. A single recipient may incur several soft bounce events. You use the Bounce

Profiles page or the bounceconfig

command to configure parameters for each soft bounce event.

(See

Bounce Profile Parameters, page 21-36 .)

By default, the system generates a bounce message and sends it to the original sender for each hard bounced recipient. (The message is sent to the address defined in the Envelope Sender address of the message envelope. Envelope From is also commonly referred to as the Envelope Sender.) You can disable this feature and instead rely on log files for information about hard bounces. (See

“Logging” in the Cisco IronPort AsyncOS for Email Daily Management Guide.)

Soft bounces become hard bounces after the maximum time in queue or the maximum number of retries, whichever comes first.

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Bounce Profile Parameters

When configuring a bounce profile, the following parameters control how conversational bounces are handled per message:

Table 21-5 Bounce Profile Parameters

Maximum number of retries

Maximum number of seconds in queue

The number of times the system should try to reconnect to the recipient host to re-deliver the soft bounced message before treating it as a hard bounced message. The default is 100 retries.

The amount of time the system should spend trying connect to the recipient host to re-deliver the soft bounced message before treating it as a hard bounced message. The default is 259,200 seconds (72 hours).

Initial number of seconds to wait before retrying a message

The amount of time the system should wait before the first attempt to re-deliver the soft bounced message. The default is 60 seconds. Set the initial retry time to a high value to reduce the frequency of soft bounce attempts. Conversely, to increase the frequency, lower the value.

Maximum number of seconds to wait before retrying a message

The maximum amount of time the system should wait before trying to re-deliver the soft bounced message. The default is 3,600 seconds (1 hour). This is not the interval between each subsequent try; rather, it is another parameter that can be used to control the number of retries. The initial retry interval is limited on the high end by the maximum retry interval. If the calculated retry interval period exceeds the maximum retry interval then the maximum retry interval is used instead.

Hard bounce message generation format

Specify whether hard bounce message generation is enabled or disabled. If it is enabled, you can choose the format of the message. By default, bounce messages generated use the DSN format (RFC 1894). You can select a custom notification template to use for bounce messages. For more information, see the “Text

Resources” chapter of the Cisco IronPort AsyncOS for Email Configuration

Guide.

Send delay warning messages

You can also choose whether or not to parse the DSN status field from the bounce response. If you choose “Yes,” AsyncOS searches the bounce response for a

DSN status code (RFC 3436) and uses the code in the Status field of the delivery status notification.

Specify whether or not to send delay warnings. If enabled, specify the minimum interval between messages as well as the maximum number of retries to send.

Specify Recipient for

Bounces

You can select a custom notification template to use for warning messages. For more information, see the “Text Resources” chapter of the Cisco IronPort

AsyncOS for Email Configuration Guide.

You can bounce messages to an alternate address rather than the default of the

Envelope Sender address.

Use DomainKeys signing for bounce and delay messages

You can select a DomainKeys profile to use for signing bounce and delay messages. For information on DomainKeys, see

DomainKeys and DKIM

Authentication, page 17-1

.

Global Settings

Configure these settings via the Edit Global Settings link on the Bounce Profiles page or by editing the default bounce profile via the bounceconfig

command in the CLI.

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Table 21-5 Bounce Profile Parameters (continued)

Initial number of seconds to wait before retrying an unreachable host

Max interval allowed between retries to an unreachable host

The amount of time the system should wait before retrying a host that is unreachable. The default is 60 seconds.

The maximum amount of time the system should wait before retrying a host that is unreachable. The default is 3,600 seconds (1 hour). When the delivery initially fails due to the host being down, it will start with the minimum number of seconds retry value, and for each subsequent retry to the downed host, will increase the duration, up to this maximum number of seconds value.

Hard Bounces and the status Command

When hard bounce message generation is enabled, the following counters in the status

and status detail commands increment each time the appliance generates a hard bounce message for delivery:

Counters: Reset Uptime Lifetime

Receiving

Messages Received 0 0 0

Recipients Received 0 0 0

Gen. Bounce Recipients 0 0 0

For more information, see “Monitoring and Managing via the CLI” in the Cisco IronPort AsyncOS for

Email Daily Management Guide. When hard bounce message generation is disabled, none of these counters increments when a recipient hard bounces.

Note

The Envelope Sender address of the message envelope is different than the From: in the message headers.

Cisco AsyncOS can be configured to send hard bounce messages to an email address different than the

Envelope Sender address.

Conversational Bounces and SMTP Routes Message Filter actions

Mappings for SMTP Routes and message filter actions are not applied to the routing of SMTP bounce messages generated by the appliance as a result of a conversational bounce. When an Cisco appliance receives a conversational bounce message, it generates an SMTP bounce message back to the Envelope

Sender of the original message. In this case, the appliance is actually generating the message, so any

SMTP Routes that apply to an injected message for relaying do not apply.

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Example Bounce Profiles

Consider these two examples using different bounce profile parameters:

Table 21-6 Example 1: Bounce Profile Parameters

Parameter

Max number of retries

Max number of seconds in queue

Initial number of seconds before retrying

Max number of seconds to wait before retrying

Value

2

259,200 seconds (72 hours)

60 seconds

60 seconds

In Example 1, the first recipient delivery attempt is made at t=0, immediately after the message is injected into the Cisco appliance. With the default initial retry time of 60 seconds, the first retry attempt is made approximately one minute later at t=60. The retry interval is calculated and it is determined to use the maximum retry interval of 60 seconds. Thus, the second retry attempt is made at approximately t=120. Immediately after this retry attempt, the system generates a hard bounce message for that recipient because the maximum number of retries is two.

Table 21-7 Example 2: Bounce Profile Parameters

Parameter

Max number of retries

Max number of seconds in queue

Initial number of seconds before retrying

Max number of seconds to wait before retrying

Value

100

100 seconds

60 seconds

120 seconds

In Example 2, the first delivery attempt is made at t=0 and the first retry is made at t=60. The system hard bounces the message immediately before the next delivery attempt (scheduled to occur at t=120) because it has exceeded the maximum time in queue of 100 seconds.

Delivery Status Notification Format

Bounce messages generated by the system, by default, use the Delivery Status Notification (DSN) format for both hard and soft bounces. DSN is a format defined by RFC 1894 (see http://www.faqs.org/rfcs/rfc1894.html

) that “defines a MIME content-type that may be used by a message transfer agent (MTA) or electronic mail gateway to report the result of an attempt to deliver a message to one or more recipients.” By default, the delivery status notification includes an explanation of the delivery status and the original message if the message size is less than 10k. If the message size is greater than 10k, the delivery status notification includes the message headers only. If the message headers exceed 10k, the delivery status notification truncates the headers. If you want include messages

(or message headers) that are greater than 10k in the DSN, you can use the max_bounce_copy

parameter in the bounceconfig

command (this parameter is only available from the CLI).

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Delay Warning Messages

Time in Queue Messages (delay notification messages) generated by the system also use the DSN format. Change the default parameters by using the Bounce Profiles page on the Network menu (or the bounceconfig

command) to edit existing or create new bounce profiles and change the default values for:

The minimum interval between sending delay warning messages.

The maximum number of delay warning messages to send per recipient.

Delay Warning Messages and Hard Bounces

Note that it is possible to receive both a delay warning and a hard bounce for the same message

simultaneously, if you have set a very small durations for both the “Maximum Time in Queue” setting and the minimum interval setting for “Send Delay Warning Messages.” Cisco Systems recommends using the default values for these settings as a minimum if you choose to enable sending of delay warning messages.

Further, delay warning messages and bounce messages originated by the appliance may be delayed by as much as 15 minutes during processing.

Creating a New Bounce Profile

In the following example, a bounce profile named bouncepr1

is created using the Bounce Profiles page.

In this profile, all hard bounced messages are sent to the alternate address [email protected]

.

Delay warnings messages are enabled. One warning message will be sent per recipient, and the default value of 4 hours (14400 seconds) between warning messages is accepted.

Editing the Default Bounce Profile

You can edit any bounce profile by clicking its name in the Bounce Profiles listing. You can also edit the default bounce profile. In this example, the default profile is edited to increase the maximum number of seconds to wait before retrying unreachable hosts from 3600 (one hour) to 10800 (three hours):

Example of a Minimalist Bounce Profile

In the following example, a bounce profile named minimalist

is created. In this profile, messages are not retried when they bounce (zero maximum retries), and the maximum time to wait before retrying is specified. Hard bounce messages are disabled, and soft bounce warnings are not sent.

Applying Bounce Profiles to Listeners

Once you have created a bounce profile, you can apply that profile to a listener using the Network >

Listeners page or the listenerconfig

command.

In the following example, the bouncepr1

profile is applied to the OutgoingMail listener.

At this point, our Email Gateway configuration looks like this:

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Figure 21-5 Applying a Bounce Profile to a Private Listener

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

Note: This public listener remains unchanged.

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT): example.com ACCEPT

newcompanyname.com ACCEPT

ALL REJECT

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener: OutboundMail

Host Access Table (HAT):

RELAYLIST: $RELAYED

ALL: $BLOCKED

Default sender domain: example.com

Received: header: DISABLED

Masquerading:

@.example.com @example.com

This listener was modified to use a bounce profile named bouncepr1

.

Hard bounces are sent to the address: [email protected]

.

Controlling Email Delivery Using Destination Controls

Uncontrolled high-volume email delivery can overwhelm recipient domains. AsyncOS gives you full control of message delivery by defining the number of connections your appliance will open or the number of messages your appliance will send to each destination domain.

Using the Destination Controls feature (Mail Policies > Destination Controls in the GUI, or the destconfig

command in the CLI), you can control:

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Rate Limiting

Concurrent Connections: number of simultaneous connections to remote hosts the appliance will attempt to open.

Maximum Messages Per Connection: number of messages your appliance will send to a destination domain before the appliance initiates a new connection.

Recipients: number of recipients the appliance will send to a given remote host in a given time period.

Limits: how to apply the limits you have specified on a per-destination and per MGA hostname basis.

TLS

Bounce Verification

Whether or not to perform address tagging via Cisco Bounce Verification (see

Cisco Bounce

Verification, page 21-48

).

Bounce Profile

Whether TLS connections to remote hosts will be accepted, allowed, or required (see

Controlling

TLS, page 21-43 ).

Whether to send an alert when TLS negotiation fails when delivering a message to a remote host that requires a TLS connection. This is a global setting, not a per-domain setting.

Assign a TLS certificate to use for all outbound TLS connections to remote hosts.

Which bounce profile should be used by the appliance for a given remote host (the default bounce profile is set via the Network > Bounce Profiles page).

You can also control the default settings for unspecified domains.

Determining Which Interface is Used for Mail Delivery

Unless you specify the output interface via the deliveryconfig

command or via a message filter

( alt-src-host

), or through the use of a virtual gateway, the output interface is selected by the AsyncOS routing table. Basically, selecting “auto” means to let AsyncOS decide.

In greater detail: local addresses are identified by applying the interface netmask to the interface IP address. Both of these are set via the Network > Interfaces page or by the interfaceconfig

command

(or during system setup). If the address space overlaps, the most specific netmask is used. If a destination is local, packets are sent via the appropriate local interface.

If the destination is not local, packets are sent to the default router (set via the Network > Routing page or with the setgateway

command). The IP address of the default router is local. The output interface is determined by the rule for selecting the output interface for local addresses. For example, AsyncOS chooses the most specific IP address and netmask that include the default router's IP address.

The routing table is configured via the Network > Routing page (or via the routeconfig

command). A matching entry in the routing table takes precedence over the default route. A more specific route take precedence over a less specific route.

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Default Delivery Limits

Each outbound destination domain has its own outbound queue. Therefore, each domain has a separate set of concurrency limits as specified in the Destination Controls table. Further, each unique domain not listed specifically in the Destination Controls table uses another set of the “Default” limits as set in the table.

Working with Destination Controls

Use the Mail Policies > Destination Controls page in the GUI or the destconfig

command in the CLI to create, edit, and delete Destination Control entries.

Controlling the Version of Internet Protocol Addresses

You can configure which version of Internet Protocol addresses to use for the connection to a domain.

The Email Security appliance uses both Internet Protocol version 4 (IPv4) and Internet Protocol version

(IPv6). You can configure a listener on the appliance to use one version of the protocol or both.

If the “Required” setting for either IPv4 or IPv6 is specified, the Cisco appliance will negotation a connection to the domain using an address of the specified version. If the domain doesn’t use that IP address version, no email will be sent. If the “Preferred” setting for either IPv4 or IPv6 is specified, the

Cisco appliance will first attempt to negotation a connection to the domain using an address of the specified version then fall back to the other if the first is not reachable.

Controlling the Number of Connections, Messages, and Recipients to a Domain

You may want to limit how your appliance will deliver email to avoid overwhelming remote hosts or your own internal groupware servers with email from your appliance.

For each domain, you can assign a maximum number of connections, outbound messages, and recipients that will never be exceeded by the system in a given time period. This “good neighbor” table is defined through the Destination Controls feature (Mail Policies > Destination Controls or the destconfig command — previously the setgoodtable

command). You can specify the domain name using the following syntax: domain.com

or

.domain.com

This syntax enables AsyncOS to specify destination controls for sub-domains such as sample.server.domain.com without entering each full subdomain address individually.

For connections, messages, and recipients, you set whether the limits you define are enforced for each

Virtual Gateway address, or for the entire system. (Virtual Gateway address limits control the number of concurrent connections per IP interface. System-wide limits control the total number of connections the

Cisco appliance will allow.)

You also set whether the limits you define are enforced for each MX record of the specified domain, or for the entire domain. (Many domains have multiple MX records defined for accepting email.)

Note

The current system default is 500 connections per domain and 50 messages per connection.

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These values are explained in

Table 21-8 .

Table 21-8 Values in the Destination Controls Table

Field

Concurrent

Connections

Maximum

Messages Per

Connection

Recipients

Description

The maximum number of outbound connections that will be made by the Cisco appliance to a given host. (Note that the domain can include your internal groupware hosts.)

The maximum number of messages allowed for a single outbound connection from the

Cisco appliance to a given host before initiating a new connection.

Apply Limits

The maximum number of recipients allowed within the given period of time. “None” denotes that there is no recipient limit for the given domain.

The minimum period of time — between 1 and 60 minutes — that the Cisco appliance will count the number of recipients. Specifying a time period of “0” disables the feature.

Note

If you change the recipient limit, AsyncOS resets the counters for all messages already in the queue. The appliance delivers the messages based on the new recipient limit.

Specifies whether the limit will be applied (enforces) to the entire domain or to each mail exchange IP address specified for that domain. (Many domains have multiple MX records.)

This setting applies to connection, message, and recipient limits.

Specifies whether the limit will be applied system-wide or for each Virtual Gateway address.

Note

If you have configured groups of IP addresses, but you have not configured virtual gateways, do not configure apply limits per each virtual gateway. This setting is intended only for systems configured to use virtual gateways. For information on configuring virtual gateways, see

Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology, page 21-55 .

Note

If limits are applied per each Virtual Gateway address, you can still effectively implement system-wide limits by setting the Virtual Gateway limit to the system-wide limit you want divided by the number of possible virtual gateways. For example, if you have four Virtual Gateway addresses configured, and you do not want to open more than 100 simultaneous connections to the domain yahoo.com

, set the Virtual

Gateway limit to 25 simultaneous connections.

Note

The delivernow

command, when acting on all domains, resets all counters tracked in the destconfig command.

Controlling TLS

You can also configure the TLS (Transport Layer Security) on a per-domain basis. If the “Required” setting is specified, a TLS connection will be negotiated from the Cisco appliance listener to MTA(s) for the domain. If the negotiation fails, no email will be sent through the connection. For more information, see

Enabling TLS and Certificate Verification on Delivery, page 20-9 .

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You can specify whether the Cisco appliance sends an alert if the TLS negotiation fails when delivering messages to a domain that requires a TLS connection. The alert message contains name of the destination domain for the failed TLS negotiation. The Cisco appliance sends the alert message to all recipients set to receive Warning severity level alerts for System alert types. You can manage alert recipients via the

System Administration > Alerts page in the GUI (or via the alertconfig

command in the CLI).

To enable TLS connection alerts, click Edit Global Settings on the Destination Controls page or destconfig -> setup

subcommand. This is a global setting, not a per-domain setting. For information on the messages that the appliance attempted to deliver, use the Monitor > Message Tracking page or the mail logs.

You must specify a certificate to use for all outgoing TLS connections. Use the Edit Global Settings on the Destination Controls page or destconfig -> setup

subcommand to specify the certificate. For information on obtaining a certificate, see

Obtaining Certificates, page 20-2

.

For more information on alerts, see the “System Administration” chapter of the Cisco IronPort AsyncOS

for Email Configuration Guide.

Controlling Cisco Bounce Verification Tagging

You can specify whether or not mail sent is tagged for bounce verification. You can specify this for the default, as well as specific destinations. Cisco suggests enabling bounce verification for the default, and then creating new destinations for specific exclusions. See

Cisco Bounce Verification, page 21-48 for

more information.

Controlling Bounces

In addition to controlling the number of connections and recipients will deliver to a remote host, you can also specify a bounce profile to be used for that domain. If specified, the bounce profile appears in the fifth column of the destconfig

command. If you do not specify a bounce profile, the default bounce profile will be used. For more information, see

Creating a New Bounce Profile, page 21-39 .

Adding a New Destination Control Entry

Procedure

Step 1

Step 2

Step 3

Click Add Destination:

Configure the entry.

Submit and commit your changes.

Importing and Exporting Destination Control Configurations

If you are managing multiple domains, you can create a single configuration file to define Destination

Control entries for all of the domains and import it onto the appliance. The format of the configuration file is similar to a Windows INI configuration file. The parameters for a domain are grouped in a section with the domain name as the section name. For example, use the section name

[example.com]

to group the parameters for the domain example.com. Any parameter that is not defined will be inherited from the default Destination Control entry. You can define the parameters for the default Destination Control entry by including a

[DEFAULT]

section in the configuration file.

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Importing the configuration file overwrites all of appliance’s Destination Control entries, except for the default entry unless the configuration file includes the

[DEFAULT]

section. All other existing Destination

Control entries will be deleted.

You can define any of the following parameters for a domain in the configuration file. All parameters are required for the

[DEFAULT]

section except for the bounce_profile

parameter:

Table 21-9 Destination Control Configuration File Parameters

Parameter Name

ip_sort_pref max_host_concurrency max_messages_per_connection recipient_minutes recipient_limit limit_type limit_apply

Description

Specifies the Internet Protocol version for the domain.

Enter one of the following values:

PREFER_V6

for “IPv6 Preferred”

REQUIRE_v6

for “IPv6 Required”

PREFER_V4

for “IPv4 Preferred”

REQUIRE_v4

for “IPv4 Required”

The maximum number of outbound connections that will be made by the Cisco appliance to a given host.

If you define this parameter for a domain, the limit_type and limit_apply

parameters must also be defined.

The maximum number of messages allowed for a single outbound connection from the Cisco appliance to a given host before initiating a new connection.

The period of time — between 1 and 60 minutes — that the

Cisco appliance will count the number of recipients. Leave undefined if no recipient limit should be applied.

The maximum number of recipients allowed within the given period of time. Leave undefined if no recipient limit should be applied.

If you define this parameter for a domain, the recipient_minutes

, limit_type

, and limit_apply parameters must also be defined.

Specifies whether the limit will be applied to the entire domain or to each mail exchange IP address specified for that domain.

Enter one of the following values:

0

(or host

) for the domain

1

(or

MXIP

) for the mail exchange IP address

Specifies whether the limit will be applied system-wide or for each Virtual Gateway address.

Enter one of the following values:

0

(or system

) for system-wide

1

(or

VG

) for Virtual Gateway

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Table 21-9

Parameter Name

bounce_validation table_tls bounce_profile certificate

Destination Control Configuration File Parameters

send_tls_req_alert

Description

Specifies whether to turn on bounce validation address tagging.

Enter one of the following values:

0

(or off

)

1

(or on

)

Specifies the TLS setting for the domain. See

Enabling

TLS and Certificate Verification on Delivery, page 20-9

for more information.

Enter one of the following values:

0

(or off

)

1

(or on

) for “Preferred”

2 (or required

) for “Required”

3 (or on_verify

) for “Preferred (Verify)”

4 (or require_verify

) for “Required (Verify)”

Strings are not case sensitive.

Name of the bounce profile to use. This cannot be used in the

[DEFAULT]

destination control entry.

Whether to send an alert if the required TLS connection fails.

Enter one of the following values:

0

(or off

)

1

(or on

)

This is a global setting and can only be used in the

[DEFAULT]

destination control entry.

Certificate used for outgoing TLS connections. This is a global setting and can only be used in the

[DEFAULT] destination control entry.

Note

If you do not specify a certificate, AsyncOS assigns the demonstration certificate, but using the demonstration certificate is not secure and not recommended for general use.

The following example shows a configuration file for the domains example1.com and example2.com along with the default Destination Control entry:

[DEFAULT] ip_sort_pref = PREFER_V6 max_host_concurrency = 500

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max_messages_per_connection = 50 recipient_minutes = 60 recipient_limit = 300 limit_type = host limit_apply = VG table_tls = off bounce_validation = 0 send_tls_req_alert = 0 certificate = example.com

[example1.com] ip_sort_pref = PREFER_V6 recipient_minutes = 60 recipient_limit = 100 table_tls = require_verify limit_apply = VG bounce_profile = tls_failed limit_type = host

[example2.com] table_tls = on bounce_profile = tls_failed

The above example results in the following Destination Control entries for example1.com and example2.com: example1.com

IP Address Preference: IPv6 Preferred

Maximum messages per connection: 50

Rate Limiting:

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Cisco Bounce Verification

500 concurrent connections

100 recipients per 60 minutes

Limits applied to entire domain, across all virtual gateways

TLS: Required (Verify)

Bounce Profile: tls_failed example2.com

IP Address Preference: IPv6 Preferred

Maximum messages per connection: Default

Rate Limiting: Default

TLS: Preferred

Bounce Profile: tls_failed

Use the Import Table button on the Destination Controls page or the destconfig -> import

command to import a configuration file.You can also export your Destination Control entries to an INI file using the Export Table button on the Destination Controls page or the destconfig -> export

command.

AsyncOS includes the

[Default]

domain control entry in the exported INI file.

Destination Controls and the CLI

You can use the destconfig

command in the CLI to configure Destination Control entries. This command is discussed in the Cisco AsyncOS CLI Reference Guide.

Cisco Bounce Verification

A “bounce” message is a new message that is sent by a receiving MTA, using the Envelope Sender of the original email as the new Envelope Recipient. This bounce is sent back to the Envelope Recipient

(usually) with a blank Envelope Sender (MAIL FROM: < >) when the original message is undeliverable

(typically due to a non-existent recipient address).

Increasingly, spammers are attacking email infrastructure via misdirected bounce attacks. These attacks consist of a flood of bounce messages, sent by unknowing, legitimate mail servers. Basically, the process spammers use is to send email via open relays and “zombie” networks to multiple, potentially invalid addresses (Envelope Recipients) at various domains. In these messages, the Envelope Sender is forged so that the spam appears to be coming from a legitimate domain (this is known as a “Joe job”).

In turn, for each incoming email with an invalid Envelope Recipient, the receiving mail servers generate a new email — a bounce message — and send it along to the Envelope Sender at the innocent domain

(the one whose Envelope Sender address was forged). As a result, this target domain receives a flood of

“misdirected” bounces — potentially millions of messages. This type of distributed denial of service attack can bring down email infrastructure and render it impossible for the target to send or receive legitimate email.

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Cisco Bounce Verification

To combat these misdirected bounce attacks, AsyncOS includes Cisco Bounce Verification. When enabled, Cisco Bounce Verification tags the Envelope Sender address for messages sent via your Cisco appliance. The Envelope Recipient for any bounce message received by the Cisco appliance is then checked for the presence of this tag. Legitimate bounces (which should contain this tag) are untagged and delivered. Bounce messages that do not contain the tag can be handled separately.

Note that you can use Cisco Bounce Verification to manage incoming bounce messages based on your outgoing mail. To control how your Cisco appliance generates outgoing bounces (based on incoming mail), see

Directing Bounced Email, page 21-34 .

Overview: Tagging and Cisco Bounce Verification

When sending email with bounce verification enabled, your Cisco appliance will rewrite the Envelope

Sender address in the message. For example, MAIL FROM: [email protected]

becomes MAIL FROM: [email protected]

. The

123...

string in the example is the “bounce verification tag” that gets added to the Envelope Sender as it is sent by your Cisco appliance. The tag is generated using a key defined in the Bounce Verification settings (see

Cisco Bounce Verification Address Tagging Keys, page 21-50

for more information about specifying a key). If this message bounces, the Envelope

Recipient address in the bounce will typically include this bounce verification tag.

You can enable or disable bounce verification tagging system-wide as a default. You can also enable or disable bounce verification tagging for specific domains. In most situations, you would enable it by default, and then list specific domains to exclude in the Destination Controls table (see

Working with

Destination Controls, page 21-42 ).

If a message already contains a tagged address, AsyncOS does not add another tag (in the case of an

Cisco appliance delivering a bounce message to an Cisco appliance inside the DMZ).

Handling Incoming Bounce Messages

Bounces that include a valid tag are delivered. The tag is removed and the Envelope Recipient is restored.

This occurs immediately after the Domain Map step in the email pipeline. You can define how your

Cisco appliances handle untagged or invalidly tagged bounces — reject them or add a custom header.

See

Configuring Cisco Bounce Verification Settings, page 21-52

for more information.

If the bounce verification tag is not present, or if the key used to generate the tag has changed, or if the message is more than seven days old, the message is treated as per the settings defined for Cisco Bounce

Verification.

For example, the following mail log shows a bounced message rejected by the Cisco appliance:

Fri Jul 21 16:02:19 2006 Info: Start MID 26603 ICID 125192

Fri Jul 21 16:02:19 2006 Info: MID 26603 ICID 125192 From: <>

Fri Jul 21 16:02:40 2006 Info: MID 26603 ICID 125192 invalid bounce, rcpt address

<[email protected]> rejected by bounce verification.

Fri Jul 21 16:03:51 2006 Info: Message aborted MID 26603 Receiving aborted by sender

Fri Jul 21 16:03:51 2006 Info: Message finished MID 26603 aborted

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Note

When delivering non-bounce mail to your own internal mail server (Exchange, etc.), you should disable

Cisco Bounce Verification tagging for that internal domain.

AsyncOS considers bounces as mail with a null Mail From address (<>). For non-bounce messages that might contain a tagged Envelope Recipient, AsyncOS applies a more lenient policy. In such cases,

AsyncOS ignores the seven-day key expiration and tries to find a match with older keys as well.

Cisco Bounce Verification Address Tagging Keys

The tagging key is a text string your Cisco appliance uses when generating the bounce verification tag.

Ideally, you would use the same key across all of your Cisco appliances so that all mail leaving your domain is tagged consistently. That way, if one Cisco appliance tags the Envelope Sender on an outgoing message an incoming bounce will be verified and delivered even if the bounce is received by a different

Cisco appliance.

There is a seven day grace period for tags. For example, you may choose to change your tagging key multiple times within a seven-day period. In such a case, your Cisco appliance will try to verify tagged messages using all previous keys that are less than seven days old.

Accepting Legitimate Untagged Bounced Messages

AsyncOS also includes a HAT setting related to Cisco Bounce Verification for considering whether untagged bounces are valid. The default setting is “No,” which means that untagged bounces are considered invalid and the appliance either rejects the message or applies a customer header, depending on the action selected on the Mail Policies > Bounce Verification page. If you select “Yes,” the appliance considers untagged bounces to be valid and accepts them. This may be used in the following scenario:

Suppose you have a user that wants to send email to a mailing list. However, the mailing list accepts messages only from a fixed set of Envelope Senders. In such a case, tagged messages from your user will not be accepted (as the tag changes regularly).

Procedure

Step 1

Step 2

Add the domain to which the user is trying to send mail to the Destination Controls table and disable tagging for that domain. At this point, the user can send mail without problems.

However, to properly support receiving bounces from that domain (since they will not be tagged) you can create a sender group for that domain and enable the Consider Untagged Bounces to be Valid parameter in an “Accept” mail flow policy.

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Figure 21-6 The Consider Untagged Bounces to be Valid HAT Parameter

Cisco Bounce Verification

Preventing a Bounced Message Storm Using Cisco Bounce Verification

Procedure

Step 1

Step 2

Step 3

Enter a tagging key. For more information, see

Configuring Bounce Verification Address Tagging Keys, page 21-51

.

Edit the bounce verification settings. For more information, see

Configuring Cisco Bounce Verification

Settings, page 21-52 .

Enable bounce verification via Destination Controls. For more information, see

Working with

Destination Controls, page 21-42 .

Figure 21-7 IronPort Bounce Verification Page

Configuring Bounce Verification Address Tagging Keys

The Bounce Verification Address Tagging Keys listing shows your current key and any unpurged keys you have used in the past. To add a new key:

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Set Email Delivery Parameters

Procedure

Step 1

Step 2

Step 3

On the Mail Policies > Bounce Verification page, click New Key.

Enter a text string and click Submit.

Commit your changes.

Purging Keys

You can purge your old address tagging keys by selecting a rule for purging from the pull-down menu and clicking Purge.

Configuring Cisco Bounce Verification Settings

The bounce verification settings determine which action to take when an invalid bounce is received.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Mail Policies > Bounce Verification.

Click Edit Settings.

Select whether to reject invalid bounces, or to add a custom header to the message. If you want to add a header, enter the header name and value.

Optionally, enable smart exceptions. This setting allows incoming mail messages, and bounce messages generated by internal mail servers, to be automatically exempted from bounce verification processing

(even when a single listener is used for both incoming and outgoing mail).

Submit and commit your changes.

Configuring Cisco Bounce Verification Using the CLI

You can use the bvconfig

and destconfig

commands in the CLI to configure bounce verification. These commands are discussed in the Cisco AsyncOS CLI Reference Guide.

Cisco Bounce Verification and Cluster Configuration

Bounce verification works in a cluster configuration as long as both Cisco appliances use the same

"bounce key." When you use the same key, either systems should be able to accept a legitimate bounce back. The modified header tag/key is not specific to each Cisco appliance.

Set Email Delivery Parameters

The deliveryconfig

command sets parameters to be used when delivering email from the Cisco appliance.

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Set Email Delivery Parameters

The Cisco appliance accepts email using multiple mail protocols: SMTP and QMQP. However, all outgoing email is delivered using SMTP, which is why the deliveryconfig

command does not require that the protocol be specified.

Note

Several of the features or commands described in this section will affect, or be affected by routing precedence. Please see Appendix B, “Assigning Network and IP Addresses” in the Cisco IronPort

AsyncOS for Email Configuration Guide for more information.

Default Delivery IP Interface

By default, the system uses an IP interface or IP interface group for email delivery. Any currently configured IP interface or IP interface group can be set. If no specific interface is identified, AsyncOS will use the hostname associated with the default delivery interface in the

SMTP HELO

command when communicating with recipient hosts. To configure IP interfaces, use the interfaceconfig

command.

These are the rules for using Auto selection of email delivery interfaces:

If the remote email server is on the same subnet as one of the configured interfaces, then traffic will go out on the matching interface.

When set to auto-select, static routes you have configured using routeconfig

take effect.

Otherwise, the interface that is on the same subnet as the default gateway will be used. If all of the

IP addresses have an equivalent route to the destination, then the system uses the most efficient interface available.

Possible Delivery Feature

When the Possible Delivery feature is enabled, AsyncOS treats any message that times-out after the body of the message is delivered, but before recipient host acknowledges receipt of the message, as a “possible delivery.” This functionality prevents recipients from receiving multiple copies of a message if continuous errors at their recipient host prevent acknowledgement of receipt. AsyncOS logs this recipient as a possible delivery in the mail logs and counts the message as completed. It is recommended that the Possible Delivery feature remains enabled.

Default Maximum Concurrency

You also specify the default maximum number of concurrent connections the appliance makes for outbound message delivery. (The system-wide default is 10,000 connections to separate domains.) The limit is monitored in conjunction with the per-listener maximum outbound message delivery concurrency (the default per listener is 600 connections for private listeners and 1000 connections for public listeners). Setting the value lower than the default prevents the Cisco gateway from dominating weaker networks. For example, certain firewalls do not support large numbers of connections, and the

Cisco could induce Denial of Service (DoS) warnings in these environments.

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Set Email Delivery Parameters

deliveryconfig Example

In the following example, the deliveryconfig

command is used to set the default interface to “Auto” with “Possible Delivery” enabled. The system-wide maximum outbound message delivery is set to 9000 connections. mail3.example.com> deliveryconfig

Choose the operation you want to perform:

- SETUP - Configure mail delivery.

[]> setup

Choose the default interface to deliver mail.

1. Auto

2. PublicNet2 (192.168.3.1/24: mail4.example.com)

3. Management (192.168.42.42/24: mail3.example.com)

4. PrivateNet (192.168.1.1/24: mail3.example.com)

5. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 1

Enable "Possible Delivery" (recommended)? [Y]> y

Please enter the default system wide maximum outbound message delivery concurrency

[10000]> 9000 mail3.example.com>

Our Email Gateway configuration now looks like this:

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Figure 21-8 Setting Destination and Delivery Parameters

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT): example.com ACCEPT

newcompanyname.com ACCEPT

ALL REJECT

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener: OutboundMail

Host Access Table (HAT):

RELAYLIST: $RELAYED

ALL: $BLOCKED

Default sender domain: example.com

Received: header: DISABLED

Masquerading:

A destconfig

entry for the host small-isp.net

was used to limit

100 simultaneous connections, or

10 simultaneous connections using

Virtual Gateway addresses.

The deliveryconfig

command was used to use Auto-selection of interfaces for email delivery and the Possible Delivery feature was enabled. The system-wide maximum outbound message delivery was set to 9000 total concurrent connections.

Configuring Mail Gateways for all Hosted Domains Using Virtual

Gateway™ Technology

This section describes Cisco Virtual Gateway™ technology and its benefits, how to set up a Virtual

Gateway address, and how to monitor and manage Virtual Gateway addresses.

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Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology

The Cisco Virtual Gateway technology allows you to configure enterprise mail gateways for all domains you host — with distinct IP addresses, hostname and domains — and create separate corporate email policy enforcement and anti-spam strategies for those domains, while hosted within the same physical appliance.

Note

The number of Virtual Gateway addresses available to you depends on the model of your Cisco appliance. Some appliance models can be upgraded to support more Virtual Gateway addressed via a feature key. Contact your Cisco sales representative for more information about upgrading the number of Virtual Gateway addresses on your appliance.

Overview

Cisco has developed a unique Virtual Gateway technology designed to help ensure that corporations can reliably communicate with their customers via email. Virtual Gateway technology enables users to separate the Cisco appliance into multiple Virtual Gateway addresses from which to send and receive email. Each Virtual Gateway address is given a distinct IP address, hostname and domain, and email queue.

Assigning a distinct IP address and hostname to each Virtual Gateway address ensures that email delivered through the gateway will be properly identified by the recipient host and prevents critical email from being blocked as spam. The Cisco appliance has the intelligence to give the correct hostname in the

SMTP HELO

command for each of the Virtual Gateway addresses. This ensures that if a receiving

Internet Service Provider (ISP) performs a reverse DNS look-up, the Cisco appliance will match the IP address of the email sent through that Virtual Gateway address. This feature is extremely valuable, because many ISPs use a reverse DNS lookup to detect unsolicited email. If the IP address in the reverse

DNS look-up does not match the IP address of the sending host, the ISP may assume the sender is illegitimate and will frequently discard the email. The Cisco Virtual Gateway technology ensures that reverse DNS look-ups will always match the sending IP address, preventing messages from being blocked accidentally.

Messages in each Virtual Gateway address are also assigned to a separate message queue. If a certain recipient host is blocking email from one Virtual Gateway address, messages intended for that host will remain in the queue and eventually timeout. But messages intended for the same domain in a different

Virtual Gateway queue that is not being blocked will be delivered normally. While these queues are treated separately for delivery purposes, the system administration, logging and reporting capability still provide a holistic view into all Virtual Gateway queues as if they were one.

Setting Up Virtual Gateway Addresses

Before setting up the Cisco Virtual Gateway addresses, you must allocate a set of IP addresses that will be used to send email from. (For more information, see “Assigning Network and IP Addresses” in the

Cisco IronPort AsyncOS for Email Configuration Guide.) You should also ensure proper configuration of your DNS servers so that the IP address resolves to a valid hostname. Proper configuration of DNS servers ensures that if the recipient host performs a reverse DNS lookup, it will resolve to valid

IP/hostname pairs.

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Creating New IP Interfaces for Use with Virtual Gateways

After the IP addresses and hostnames have been established, the first step in configuring the Virtual

Gateway addresses is to create new IP interfaces with the IP/hostname pairs using the Network > IP

Interfaces page in the GUI or the interfaceconfig

command in the CLI.

Once the IP interfaces have been configured, you have the option to combine multiple IP interfaces into interface groups; these groups can then be assigned to specific Virtual Gateways addresses which the system cycles through in a “round robin” fashion when delivering email.

After creating the required IP interfaces, you have two options for setting up the Virtual Gateway addresses and defining which email campaign will be sent from each IP interface or interface group:

You can use the altsrchost

command to map email from specific sender IP addresses or Envelope

Sender address information to a host IP interface (Virtual Gateway address) or interface group for delivery.

Using message filters, you can set up specific filters to deliver flagged messages using a specific host IP interface (Virtual Gateway address) or interface group. See

Alter Source Host (Virtual

Gateway address) Action, page 9-58

. (This method is more flexible and powerful than the one above.)

For more information about creating IP interfaces, see the “Accessing the Appliance” appendix in the

Cisco IronPort AsyncOS for Email Configuration Guide.

So far, we have been using an Email Gateway configuration with the following interfaces defined as shown in

Figure 21-9

.

Figure 21-9 Example Public and Private Interfaces

IP interface: PublicNet 192.168.2.1

Ethernet interface: Data 2

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet 192.168.1.1)

In the following example, the IP Interfaces page confirms that these two interfaces (PrivateNet and

PublicNet) have been configured, in addition to the Management interface.

Figure 21-10 IP Interfaces Page

Next, the Add IP Interface page is used to create a new interface named PublicNet2 on the Data2 Ethernet interface. The IP address of 192.168.2.2 is used, and the hostname of mail4.example.com

is specified.

The services for FTP (port 21), Telnet (port 23), and SSH (port 22) are then enabled.

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Figure 21-11 Add IP Interface Page

Chapter 21 Configuring Routing and Delivery Features

Our Email Gateway configuration now looks like this:

Figure 21-12 Adding Another Public Interface

IP interface:

PublicNet

192.168.2.1

IP interface:

PublicNet2

192.168.2.2

Ethernet interface: Data 2

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Using Virtual Gateway addresses, a configuration like the one shown in

Figure 21-13 is also possible.

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Figure 21-13

Configuring Mail Gateways for all Hosted Domains Using Virtual Gateway™ Technology

Four Virtual Gateway Addresses on One Ethernet Interface

SMTP

Public listener:

InboundMail

IP interface:

PublicNet

192.168.2.1

SMTP SMTP

IP interface:

PublicNet2

192.168.2.2

SMTP

IP interface:

PublicNet3

192.168.2.3

Ethernet interface: Data 2

SMTP

IP interface:

PublicNet4

192.168.2.4

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Note that four separate IP interfaces can be used to deliver mail, where only one public listener is configured to accept messages from the Internet.

Mapping Messages to IP Interfaces for Delivery

The altsrchost

command provides the simplest and most straightforward method to segment each

Cisco appliance into multiple IP interfaces (Virtual Gateway addresses) from which to deliver email.

However, users requiring more power and flexibility in mapping messages to particular Virtual Gateways should investigate the use of message filters. See

Chapter 9, “Using Message Filters to Enforce Email

Policies” for more information.

The altsrchost

command allows you to control which IP interface or interface group to use during email delivery based on one of the following:

the sender’s IP address

the Envelope Sender address

To specify which IP interface or interface group the system will deliver email from, you create mapping keys that pair either the sender’s IP address or the Envelope Sender address to an IP interface or interface group (specified by interface name or group name).

Cisco AsyncOS will compare both the IP address and Envelope Sender address to the mapping keys. If either the IP address or Envelope Sender address matches one of the keys, the corresponding IP interface is used for the outbound delivery. If there is no match, the default outbound interface will be used.

The system can match any of the following keys and take preference in the following order:

Sender’s IP address

Fully-formed Envelope

Sender

The IP address of the sender must match exactly.

Example:

192.168.1.5

The Envelope Sender must match the entire address exactly.

Example: [email protected]

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Username

Domain

The system will match username syntax against the Envelope Sender address up to the

@

sign. The

@

sign must be included. Example: username@

The system will match domain name syntax against the Envelope Sender address starting with the

@

sign. The

@

sign must be included. Example:

@example.com

Note

A listener checks the information in the altsrchost

table and directs the email to a particular interface

after checking the masquerading information and before message filters are checked.

Use these subcommands within the altsrchost

command to create mappings in the Virtual Gateways via the CLI:

Syntax new print delete

Description

Create a new mapping manually.

Display the current list of mappings.

Remove one of the mappings from the table.

Importing an altsrchost File

Like the HAT, the RAT, smtproutes

, and masquerading and alias tables, you can modify altsrchost entries by exporting and importing a file.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Use the export

subcommand of the altsrchost

command to export the existing entries to a file (whose name you specify).

Outside of the CLI, get the file. (See

Appendix A, “Accessing the Appliance” for more information.)

With a text editor, create new entries in the file. The order that rules appear in the altsrchost

table is important.

Save the file and place it in the “altsrchost” directory for the interface so that it can be imported. (See

Appendix A, “Accessing the Appliance” for more information.)

Use the import

subcommand of altsrchost

to import the edited file.

altsrchost Limits

You can define up to 1,000 altsrchost

entries.

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Example Text File with Valid Mappings for the altsrchost Command

# Comments to describe the file

@example.com DemoInterface paul@ PublicInterface joe@ PublicInterface

192.168.1.5, DemoInterface [email protected] PublicNet

The import

and export

subcommands operate on a line-by-line basis and map either the sender IP address or the Envelope Sender address line to the interface name. The key must be the first block of non-space characters followed by the interface name in the second block of non-space characters, separated by a comma (

,

) or space ( ). Comment lines start with a number sign (

#

) and will be ignored.

Adding an altsrchost Mapping through the CLI

In the following example, the altsrchost

table is printed to show that there are no existing mappings.

Two entries are then created:

Mail from the groupware server host named

@exchange.example.com

is mapped to the PublicNet interface.

Mail from the sender IP address of 192.168.35.35 (for example, the marketing campaign messaging system) is mapped to the PublicNe2t interface.

Finally, the altsrchost

mappings are printed to confirm and the changes are committed.

mail3.example.com> altsrchost

There are currently no mappings configured.

Choose the operation you want to perform:

- NEW - Create a new mapping.

- IMPORT - Load new mappings from a file.

[]> new

Enter the Envelope From address or client IP address for which you want to set up a

Virtual Gateway mapping. Partial addresses such as "@example.com" or "user@" are allowed.

[]> @exchange.example.com

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Which interface do you want to send messages for @exchange.example.com from?

1. PublicNet2 (192.168.2.2/24: mail4.example.com)

2. Management (192.168.42.42/24: mail3.example.com)

3. PrivateNet (192.168.1.1/24: mail3.example.com)

4. PublicNet (192.168.2.1/24: mail4.example.com)

[1]> 4

Mapping for @exchange.example.com on interface PublicNet created.

Choose the operation you want to perform:

- NEW - Create a new mapping.

- EDIT - Modify a mapping.

- DELETE - Remove a mapping.

- IMPORT - Load new mappings from a file.

- EXPORT - Export all mappings to a file.

- PRINT - Display all mappings.

- CLEAR - Remove all mappings.

[]> new

Enter the Envelope From address or client IP address for which you want to set up a

Virtual Gateway mapping. Partial addresses such as "@example.com" or "user@" are allowed.

[]> 192.168.35.35

Which interface do you want to send messages for 192.168.35.35 from?

1. PublicNet2 (192.168.2.2/24: mail4.example.com)

2. Management (192.168.42.42/24: mail3.example.com)

3. PrivateNet (192.168.1.1/24: mail3.example.com)

4. PublicNet (192.168.2.1/24: mail4.example.com)

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[1]> 1

Mapping for 192.168.35.35 on interface PublicNet2 created.

Choose the operation you want to perform:

- NEW - Create a new mapping.

- EDIT - Modify a mapping.

- DELETE - Remove a mapping.

- IMPORT - Load new mappings from a file.

- EXPORT - Export all mappings to a file.

- PRINT - Display all mappings.

- CLEAR - Remove all mappings.

[]> print

1. 192.168.35.35 -> PublicNet2

2. @exchange.example.com -> PublicNet

Choose the operation you want to perform:

- NEW - Create a new mapping.

- EDIT - Modify a mapping.

- DELETE - Remove a mapping.

- IMPORT - Load new mappings from a file.

- EXPORT - Export all mappings to a file.

- PRINT - Display all mappings.

- CLEAR - Remove all mappings.

[]> mail3.example.com> commit

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Please enter some comments describing your changes:

[]> Added 2 altsrchost mappings

Changes committed: Thu Mar 27 14:57:56 2003

An illustration of the configuration change in this example is shown in Figure 21-14 :

Figure 21-14 Example: Selecting an IP Interface or Interface Group to Use

IP interface:

PublicNet

192.168.2.1

IP interface:

PublicNet2

192.168.2.2

Ethernet interface: Data 2

The altsrchost

table was modified to create these mappings. Messages from

@exchange.example.com

use the interface PublicNet, and messages from 192.168.35.35 use the interface PublicNet2.

exchange.example.com

192.168.35.35

Monitoring the Virtual Gateway Addresses

While each Virtual Gateway address has its own email queue for delivery purposes, the system administration, logging, and reporting capabilities still provide a holistic view into all Virtual Gateway queues as if they were one. To monitor the recipient host status for each Virtual Gateway queue, use the hoststatus

and hostrate command. See “Reading the Available Components of Monitoring” in the

Cisco IronPort AsyncOS for Email Daily Management Guide.

The hoststatus

command returns monitoring information about email operations relating to a specific recipient host.

If you are using Virtual Gateway technology, information about each Virtual Gateway address is also displayed. The command requires you to input the domain of the host information to be returned. DNS information stored in the AsyncOS cache and the last error returned from the recipient host is also given.

Data returned is cumulative since the last resetcounters

command.

The statistics returned are grouped into two categories: counters and gauges. In addition, other data returned include: last activity, MX records, and last 5XX error.

Managing Delivery Connections per Virtual Gateway Address

Certain system parameters require settings at the system and Virtual Gateway address levels.

For example, some recipient ISPs limit the number of connections they allow for each client host.

Therefore, it is important to manage relationships with the ISPs, especially when email is being delivered over multiple Virtual Gateway addresses.

See

Controlling Email Delivery Using Destination Controls, page 21-40

for information about the destconfig

command and how Virtual Gateway addresses are affected.

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Using Global Unsubscribe

When you create a “group,” of Virtual Gateway addresses, the good neighbor table settings for Virtual

Gateway are applied to the group, even if the group consists of 254 IP addresses.

For example, suppose you have created group of 254 outbound IP addresses set up as a group to cycle through in a “round-robin” fashion, and suppose the good neighbor table for small-isp.com

is 100 simultaneous connections for the system and 10 connections for Virtual Gateway addresses. This configuration will never open more than 10 connections total for all 254 IP addresses in that group; the group is treated as a single Virtual Gateway address.

Using Global Unsubscribe

To ensure that specific recipients, recipient domains, or IP addresses never receive messages from the

Cisco appliance, use the Cisco AsyncOS Global Unsubscribe feature. The unsubscribe

command allows you to add and delete addresses to a global unsubscribe list, as well as enable and disable the feature. AsyncOS checks all recipient addresses against a list of “globally unsubscribed” users, domains, email addresses, and IP addresses. If a recipient matches an address in the list, the recipient is either dropped or hard bounced, and the Global Unsubscribe (GUS) counter is incremented. (Log files will note whether a matching recipient was dropped or hard bounced.) The GUS check occurs immediately before an attempt to send email to a recipient, thus inspecting all messages sent by the system.

Note

Global Unsubscribe is not intended to replace the removal of names and general maintenance of mailing lists. The feature is intended to act as a fail-safe mechanism to ensure email does not get delivered to inappropriate entities.

The global unsubscribe feature applies to private and public listeners.

Global Unsubscribe has a maximum limit of 10,000 addresses. To increase this limit, contact your Cisco sales representative. Global Unsubscribe addresses can be in one of four forms:

Table 21-10 Global Unsubscribe Syntax

[email protected]

username@

@example.com

Fully-formed email address

This syntax is used to block a specific recipient at a specific domain.

Username

The username syntax will block all recipients with the specified username at all domains. The syntax is the username followed by an at sign (

@

).

Domain

The domain syntax is used to block all recipients destined for a particular domain. The syntax is the specific domain, preceded by an at sign (

@

).

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Table 21-10

@.example.com

10.1.28.12

Global Unsubscribe Syntax (continued)

Partial Domain

The partial domain syntax is used to block all recipients destined for a particular domain and all its subdomains.

IP address

The IP address syntax is used to block all recipients destined for a particular IP address. This syntax can be useful if a single IP address is hosting multiple domains. The syntax consists of a common dotted octet IP address.

Adding a Global Unsubscribe Address Using The CLI

In this example, the address [email protected]

is added to the Global Unsubscribe list, and the feature is configured to hard bounce messages. Messages sent to this address will be bounced; the appliance will bounce the message immediately prior to delivery.

mail3.example.com> unsubscribe

Global Unsubscribe is enabled. Action: drop.

Choose the operation you want to perform:

- NEW - Create a new entry.

- IMPORT - Import entries from a file.

- SETUP - Configure general settings.

[]> new

Enter the unsubscribe key to add. Partial addresses such as

"@example.com" or "user@" are allowed, as are IP addresses. Partial hostnames such as

"@.example.com" are allowed.

[]> [email protected]

Email Address '[email protected]' added.

Global Unsubscribe is enabled.

Choose the operation you want to perform:

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- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import entries from a file.

- EXPORT - Export all entries to a file.

- SETUP - Configure general settings.

- CLEAR - Remove all entries.

[]> setup

Using Global Unsubscribe

Do you want to enable the Global Unsubscribe feature? [Y]> y

Would you like matching messages to be dropped or bounced?

1. Drop

2. Bounce

[1]> 2

Global Unsubscribe is enabled. Action: bounce.

Choose the operation you want to perform:

- NEW - Create a new entry.

- DELETE - Remove an entry.

- PRINT - Display all entries.

- IMPORT - Import entries from a file.

- EXPORT - Export all entries to a file.

- SETUP - Configure general settings.

- CLEAR - Remove all entries.

[]> mail3.example.com> commit

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Using Global Unsubscribe

Please enter some comments describing your changes:

[]> Added username “[email protected]” to global unsubscribe

Changes committed: Thu Mar 27 14:57:56 2003

Exporting and Importing a Global Unsubscribe File

Like the HAT, the RAT, smtproutes

, static masquerading tables, alias tables, domain map tables, and altsrchost

entries, you can modify global unsubscribe entries by exporting and importing a file.

Procedure

Step 1

Step 2

Step 3

Use the export subcommand of the unsubscribe command to export the existing entries to a file

(whose name you specify).

Outside of the CLI, get the file. (See

Appendix A, “Accessing the Appliance” for more information.)

With a text editor, create new entries in the file.

Separate entries in the file by new lines. Return representations from all standard operating systems are acceptable (<CR>, <LF>, or <CR><LF>). Comment lines start with a number sign (

#

) and are ignored.

For example, the following file excludes a single recipient email address ( [email protected]

), all recipients at a particular domain (

@testdomain.com

), all users with the same name at multiple domains

( testuser@

), and any recipients at a specific IP address (

11.12.13.14

).

# this is an example of the global_unsubscribe.txt file [email protected]

@testdomain.com

testuser@

11.12.13.14

Step 4

Step 5

Save the file and place it in the configuration directory for the interface so that it can be imported. (See

Appendix A, “Accessing the Appliance” for more information.)

Use the import

subcommand of unsubscribe

to import the edited file.

Our Email Gateway configuration now looks like this:

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Figure 21-15 Global Unsubscribe Example

Public Listener: InboundMail

Host Access Table (HAT):

WHITELIST: $TRUSTED

BLACKLIST: $BLOCKED

SUSPECTLIST: $THROTTLED

UNKNOWNLIST: $ACCEPTED

spamdomain.com REJECT

.spamdomain.com REJECT

251.192.1. TCPREFUSE

169.254.10.10 RELAY

ALL: $ACCEPTED

Recipient Access Table (RAT): example.com ACCEPT

newcompanyname.com ACCEPT

ALL REJECT

IP interface: PublicNet (e.g. 192.168.2.1)

Ethernet interface: Data 2

Review: Email Pipeline

A global unsubscribe entry for the address

[email protected]

was created. Messages to this address will be bounced from mail accepted by either private or public listeners.

IronPort Email

Security appliance

Ethernet interface: Data 1

IP interface: PrivateNet (e.g. 192.168.1.1)

Private Listener: OutboundMail

Host Access Table (HAT):

RELAYLIST: $RELAYED

ALL: $BLOCKED

Default sender domain: example.com

Received: header: DISABLED

Masquerading:

Review: Email Pipeline

Table 21-11 and

Table 21-12 provide an overview of how email is routed through the system, from

reception to routing to deliver. Each feature is processed in order (from top to bottom) and is briefly summarized. Shaded areas in

Figure 21-15 represent processing that occurs in the Work Queue.

You can test most of the configurations of features in this pipeline using the trace

command. For more information, see “Debugging Mail Flow Using Test Messages: Trace” in the Cisco IronPort AsyncOS for

Email Daily Management Guide.

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Review: Email Pipeline

Table 21-11

Note

For outgoing mail, RSA Email Data Loss Prevention scanning takes place after the Outbreak Filters stage.

Email Pipeline for the Cisco Appliance: Receiving Email Features

Feature

Host Access Table (HAT)

Host DNS Sender Verification

Sender Groups

Envelope Sender Verification

Sender Verification Exception Table

Mail Flow Policies

Received Header

Default Domain

Bounce Verification

Domain Map

Recipient Access Table (RAT)

Alias tables

LDAP Recipient Acceptance

Description

ACCEPT, REJECT, RELAY, or TCPREFUSE connections

Maximum outbound connections

Maximum concurrent inbound connections per IP address

Maximum message size and messages per connection

Maximum recipients per message and per hour

TCP listen queue size

TLS: no/preferred/required

SMTP AUTH: no/preferred/required

Drop email with malformed FROM headers

Always accept or reject mail from entries in the Sender Verification Exception Table.

SenderBase on/off (IP profiling/flow control)

Adds a received header to accepted email: on/off.

Adds default domain for “bare” user addresses.

Used to verify incoming bounce messages as legitimate.

Rewrites the Envelope Recipient for each recipient in a message that matches a domain in the domain map table.

(Public listeners only) ACCEPT or REJECT recipients in

RCPT TO plus Custom SMTP

Response. Allow special recipients to bypass throttling.

Rewrites the Envelope Recipient. (Configured system-wide. aliasconfig

is not a subcommand of listenerconfig

.)

LDAP validation for recipient acceptance occurs within the SMTP conversation. If the recipient is not found in the LDAP directory, the message is dropped or bounced. LDAP validation can be configured to occur within the work queue instead.

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Review: Email Pipeline

Table 21-12 Email Pipeline for the Cisco Appliance: Routing and Delivery Features

LDAP Recipient Acceptance

Masquerading or LDAP Masquerading

LDAP Routing

Message Filters*

Anti-Spam**

Anti-Virus*

Content Filters*

Outbreak Filters*

Virtual gateways

Delivery limits

Domain-based Limits

Domain-based routing

Global unsubscribe

Bounce profiles

LDAP validation for recipient acceptance occurs within the work queue. If the recipient is not found in the LDAP directory, the message is dropped or bounced. LDAP validation can be configured to occur within the SMTP conversation instead.

Masquerading occurs in the work queue; it rewrites the Envelope Sender, To:,

From:, and/or CC: headers, from a static table or via an LDAP query.

LDAP queries are performed for message routing or address rewriting. Group

LDAP queries work in conjunction with message filter rules mail-from-group

and rcpt-to-group

.

Message Filters are applied prior to message “splintering.” * Can send messages to quarantines.

Anti-spam scanning engine examines messages and returns a verdict for further processing.

Anti-Virus scanning examines messages for viruses. Messages are scanned and optionally repaired, if possible. * Can send messages to quarantines.

Content Filters are applied. * Can send messages to quarantines.

The Outbreak Filters feature helps protect against virus outbreaks. * Can send messages to quarantines.

Sends mail over particular IP interfaces or groups of IP interfaces.

1. Sets the default delivery interface.

2. Sets the total maximum number of outbound connections.

Defines, per-domain: maximum outbound connections for each virtual gateway and for the entire system; the bounce profile to use; the TLS preference for delivery: no/preferred/required

Routes mail based on domain without rewriting Envelope Recipient.

Drops recipients according to specific list (configured system-wide).

Undeliverable message handling. Configurable per listener, per Destination

Controls entry, and via message filters.

* These features can send messages to special queues called Quarantines.

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C H A P T E R

22

LDAP Queries

Overview of LDAP Queries, page 22-1

Creating LDAP Server Profiles to Store Information About the LDAP Server, page 22-5

Working with LDAP Queries, page 22-11

Using Acceptance Queries For Recipient Validation, page 22-18

Using Routing Queries to Send Mail to Multiple Target Addresses, page 22-19

Using Masquerading Queries to Rewrite the Envelope Sender, page 22-20

Using Group LDAP Queries to Determine if a Recipient is a Group Member, page 22-22

Using Domain-based Queries to Route to a Particular Domain, page 22-25

Using Chain Queries to Perform a Series of LDAP Queries, page 22-27

Using LDAP For Directory Harvest Attack Prevention, page 22-28

Configuring AsyncOS for SMTP Authentication, page 22-31

Configuring External LDAP Authentication for Users, page 22-39

Authenticating End-Users in the Cisco IronPort Spam Quarantine, page 22-42

Spam Quarantine Alias Consolidation Queries, page 22-43

Identifying a Sender’s User Distinguished Name for RSA Enterprise Manager, page 22-44

Configuring AsyncOS To Work With Multiple LDAP Servers, page 22-45

Overview of LDAP Queries

If you store user information within LDAP directories in your network infrastructure — for example, in

Microsoft Active Directory, SunONE Directory Server, or OpenLDAP directories — you can configure the Cisco appliance to query your LDAP servers to accept, route, and authenticate messages. You can configure the Cisco appliance to work with one or multiple LDAP servers.

The following section provides an overview on the types of LDAP queries you can perform; how LDAP works with the Cisco appliance to authenticate, accept, and route messages; and how to configure your

Cisco appliance to work with LDAP.

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Overview of LDAP Queries

Understanding LDAP Queries

If you store user information within LDAP directories in your network infrastructure, you can configure the Cisco appliance to query your LDAP server for the following purposes:

Acceptance Queries. You can use your existing LDAP infrastructure to define how the recipient email address of incoming messages (on a public listener) should be handled. For more information, see

Using Acceptance Queries For Recipient Validation, page 22-18

.

Routing (Aliasing). You can configure the appliance to route messages to the appropriate address and/or mail host based upon the information available in LDAP directories on your network. For more information, see

Using Routing Queries to Send Mail to Multiple Target Addresses, page 22-19

.

Certificate Authentication. You can create a query that checks the validity of a client certificate in order to authenticate an SMTP session between the user’s mail client and the Email Security appliance. For more information, see

Checking the Validity of a Client Certificate, page 23-3 .

Masquerading. You can masquerade Envelope Senders (for outgoing mail) and message headers

(for incoming mail, such as To:, Reply To:, From: or CC:). For more information about masquerading, see

Using Masquerading Queries to Rewrite the Envelope Sender, page 22-20 .

Group Queries. You can configure the Cisco appliance to perform actions on messages based on the groups in the LDAP directory. You do this by associating a group query with a message filter.

You can perform any message action available for message filters on messages that match the

defined LDAP group. For more information, see Using Group LDAP Queries to Determine if a

Recipient is a Group Member, page 22-22

.

Domain-based Queries. You can create domain-based queries to allow the Cisco appliance to perform different queries for different domains on a single listener. When the Email Security

Appliance runs the domain-based queries, it determines the query to use based on the domain, and it queries the LDAP server associated with that domain.

Chain Queries. You can create a chain query to enable the Cisco appliance to perform a series of queries in sequence. When you configure a chain query, the Cisco appliance runs each query in sequence until the LDAP appliance returns a positive result.

Directory Harvest Prevention. You can configure the Cisco appliance to combat directory harvest attacks using your LDAP directories. You can configure directory harvest prevention during the

SMTP conversation or within the work queue. If the recipient is not found in the LDAP directory, you can configure the system to perform a delayed bounce or drop the message entirely.

Consequently, spammers are not able to differentiate between valid and invalid email addresses. See

Using LDAP For Directory Harvest Attack Prevention, page 22-28

.

SMTP Authentication. AsyncOS provides support for SMTP authentication. SMTP Auth is a mechanism for authenticating clients connected to an SMTP server. You can use this functionality to enable users at your organization to send mail using your mail servers even if they are connecting remotely (e.g. from home or while traveling). For more information, see

Configuring AsyncOS for

SMTP Authentication, page 22-31

.

External Authentication. You can configure your Cisco appliance to use your LDAP directory to authenticate users logging in to the Cisco appliance. For more information, see

Configuring External

LDAP Authentication for Users, page 22-39 .

Spam Quarantine End-User Authentication. You can configure your appliance to validate users when they log in to the end-user quarantine. For more information, see

Authenticating End-Users in the Cisco IronPort Spam Quarantine, page 22-42 .

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Spam Quarantine Alias Consolidation. If you use email notifications for spam, this query consolidates the end-user aliases so that end-users do not receive quarantine notices for each aliased email address. For more information, see

Spam Quarantine Alias Consolidation Queries, page 22-43

.

User Distinguished Name. If you use RSA Enterprise Manager for data loss prevention (DLP), this query retrieves the distinguished name for senders of messages that may contain DLP violations.

The Email Security appliance includes the distinguished name when it sends DLP incident data to

Enterprise Manager. For more information, see

Identifying a Sender’s User Distinguished Name for

RSA Enterprise Manager, page 22-44 .

Understanding How LDAP Works with AsyncOS

When you work with LDAP directories, the Cisco appliance can be used in conjunction with an LDAP directory server to accept recipients, route messages, and/or masquerade headers. LDAP group queries can also be used in conjunction with message filters to create rules for handling messages as they are received by the Cisco appliance.

Figure 22-1 demonstrates how the Cisco appliance works with LDAP:

Figure 22-1 LDAP Configuration

A

IronPort appliance with LDAP enabled

Sending MTA

Firewall

SMTP

1

HELO

2 3

DC=example,DC=com

1.

2.

3.

Recipient email address (local)

Mailhost information

Mail routing information

Group information

SMTP AUTH

The sending MTA sends a message to the public listener “A” via SMTP.

The Cisco appliance queries the LDAP server defined via the System Administration > LDAP page

(or by the global ldapconfig

command).

Data is received from the LDAP directory, and, depending on the queries defined on the System

Administration > LDAP page (or in the ldapconfig

command) that are used by the listener:

the message is routed to the new recipient address, or dropped or bounced the message is routed to the appropriate mailhost for the new recipient

From:, To:, and CC: message headers are re-written based upon the query

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Overview of LDAP Queries

further actions as defined by rcpt-to-group

or mail-from-group

message filter rules (used in conjunction with configured group queries).

Note

You can configure your Cisco appliance to connect to multiple LDAP servers. When you do this, you can configure the LDAP profile settings for load-balancing or failover. For more information about working with multiple LDAP servers, see

Configuring AsyncOS To Work With Multiple LDAP Servers, page 22-45

.

Configuring the Cisco IronPort Appliance to Work with an LDAP Server

When you configure your Cisco appliance to work with an LDAP directory, you must complete the following steps to configure your AsyncOS appliance for acceptance, routing, aliasing, and masquerading:

Procedure

Step 1

Step 2

Step 3

Configure LDAP server profiles. The server profile contains information to enable AsyncOS to connect to the LDAP server (or servers), such as:

the name of the server (s) and port to send queries, the base DN, and

the authentication requirements for binding to the server

For more information about configuring a server profile, see

Creating LDAP Server Profiles to Store

Information About the LDAP Server, page 22-5 .

When you configure the LDAP server profile, you can configure AsyncOS to connect to one or multiple LDAP servers.

For information about configuring AsyncOS to connect to multiple servers, see

Configuring

AsyncOS To Work With Multiple LDAP Servers, page 22-45 .

Configure the LDAP query. You configure the LDAP queries on the LDAP server profile. The query you configure should be tailored to your particular LDAP implementation and schema.

For information on the types of LDAP queries you can create, see Understanding LDAP Queries, page 22-2 .

For information on writing queries, see

Working with LDAP Queries, page 22-11 .

Enable the LDAP server profile on a public listener or on a private listener. You must enable the

LDAP server profile on a listener to instruct the listener to run the LDAP query when accepting, routing, or sending a message.

For more information, see Enabling LDAP Queries to Run on a Particular Listener, page 22-6 .

Note

When you configure a group query, you need to take additional steps to configure AsyncOS to work with the LDAP server. For information on configuring a group query, see

Using Group LDAP Queries to

Determine if a Recipient is a Group Member, page 22-22

. When you configure an end-user

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authentication or spam notification consolidation query, you must enable LDAP end-user access to the

Cisco Spam Quarantine. For more information on the Cisco Spam Quarantine, see “Configuring the

Cisco Spam Quarantines Feature” in the Cisco IronPort AsyncOS for Email Daily Management Guide.

Creating LDAP Server Profiles to Store Information About the LDAP Server

When you configure AsyncOS to use LDAP directories, you create an LDAP server profile to store the information about the LDAP server.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

On the System Administration > LDAP page, click Add LDAP Server Profile.

Enter a name for the server profile.

Enter the host name for the LDAP server.

You can enter multiple host names to configure the LDAP servers for failover or load-balancing.

Separate multiple entries with commas. For more information, see

Configuring AsyncOS To Work

With Multiple LDAP Servers, page 22-45 .

Select an authentication method. You can use anonymous authentication or specify a username and password.

Select the LDAP server type: Active Directory, OpenLDAP, or Unknown or Other.

Enter a port number.

The default port is 3268. This is the default port for Active Directory that enables it to access the global catalog in a multi-server environment.

Enter a Base DN (distinguishing name) for the LDAP server.

If you authenticate with a username and a password, the username must include the full DN to the entry that contains the password. For example, a user is a member of the marketing group with an email address of [email protected]. The entry for this user would look like the following entry: uid=joe, ou=marketing, dc=example dc=com

Select whether to use SSL when communicating with the LDAP server.

Under Advanced, enter cache time-to-live. This value represents the amount of time to retain caches.

Enter the maximum number of retained cache entries.

Enter a maximum number of simultaneous connections.

If you configure the LDAP server profile for load balancing, these connections are distributed among the listed LDAP servers. For example, if you configure 10 simultaneous connections and load balance the connections over three servers, AsyncOS creates 10 connections to each server, for a total of 30 connections.

Note

The maximum number of simultaneous connections includes LDAP connections used for LDAP queries. However, the appliance may open more connections if you use LDAP authentication for the Cisco Spam Quarantine.

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Step 12

Step 13

Test the connection to the server by clicking the Test Server(s) button. If you specified multiple LDAP servers, they are all tested. The results of the test appear in the Connection Status field. For more information, see

Testing LDAP Servers, page 22-6 .

Create queries by marking the checkbox and completing the fields. You can select Accept, Routing,

Masquerade, Group, SMTP Authentication, External Authentication, Spam Quarantine End-User

Authentication, and Spam Quarantine Alias Consolidation.

Note

To allow the Cisco appliance to run LDAP queries when you receive or send messages, you must enable the LDAP query on the appropriate listener. For more information, see

Enabling LDAP

Queries to Run on a Particular Listener, page 22-6 .

Step 14

Test a query by clicking the Test Query button.

Enter the test parameters and click Run Test. The results of the test appear in the Connection Status field. If you make any changes to the query definition or attributes, click Update. For more information, see

Testing LDAP Queries, page 22-16

.

Note

If you have configured the LDAP server to allow binds with empty passwords, the query can pass the test with an empty password field.

Step 15

Submit and commit your changes.

Note

Although the number of server configurations is unlimited, you can configure only one recipient acceptance, one routing, one masquerading, and one group query per server.

Testing LDAP Servers

Use the Test Server(s) button on the Add/Edit LDAP Server Profile page (or the test

subcommand of the ldapconfig

command in the CLI) to test the connection to the LDAP server. AsyncOS displays a message stating whether the connection to the server port succeeded or failed. If you configured multiple

LDAP servers, AsyncOS tests each server and displays individual results.

Enabling LDAP Queries to Run on a Particular Listener

To allow the Cisco appliance to run LDAP queries when you receive or send messages, you must enable the LDAP query on the appropriate listener.

Configuring Global Settings for LDAP Queries

The LDAP global settings define how the appliance handles all LDAP traffic.

Procedure

Step 1

On the System Administration > LDAP page, click Edit Settings.

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Step 2

Step 3

Step 4

Select the IP interface to use for LDAP traffic. The appliance automatically chooses an interface by default.

Select the TLS certificate to use for the LDAP interface (TLS certificates added via the Network >

Certificates page or the certconfig

command in the CLI are available in the list, see Overview of

Encrypting Communication with Other MTAs, page 20-1

).

Submit and commit your changes.

Example of Creating an LDAP Server Profile

In the following example, the System Administration > LDAP page is used to define an LDAP server for the appliance to bind to, and queries for recipient acceptance, routing, and masquerading are configured.

Note

There is a 60 second connection attempt time-out for LDAP connections (which covers the DNS lookup, the connection itself, and, if applicable, the authentication bind for the appliance itself). After the first failure, AsyncOS immediately starts trying other hosts in the same server (if you specified more than one in the comma separated list). If you only have one host in the server, AsyncOS continues attempting to connect to it.

Figure 22-2 Configuring an LDAP Server Profile (1 of 2)

First, the nickname of “PublicLDAP” is given for the myldapserver.example.com

LDAP server. The number of connections is set to 10 (the default), and the multiple LDAP server (hosts) load balance option is left as the default. You can specify multiple hosts here by providing a comma separated list of names. Queries are directed to port 3268 (the default). SSL is not enabled as the connection protocol for this host. The base DN of example.com

is defined ( dc=example,dc=com

). The cache time-to-live is set to

900 seconds, the maximum number of cache entries is 10000, and the authentication method is set to password.

Queries for recipient acceptance, mail routing, and masquerading are defined. Remember that query names are case-sensitive and must match exactly in order to return the proper results.

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Overview of LDAP Queries

Figure 22-3 Configuring an LDAP Server Profile (2 of 2)

Chapter 22 LDAP Queries

Enabling LDAP Queries on a Public Listener

In this example, the public listener “InboundMail” is updated to use LDAP queries for recipient acceptance. Further, recipient acceptance is configured to happen during the SMTP conversation (for more information, see

Using Acceptance Queries For Recipient Validation, page 22-18

for more information).

Figure 22-4 Enabling Acceptance and Routing Queries on a Listener

Enabling LDAP Queries on a Private Listener

In this example, the private listener “OutboundMail” is updated to use LDAP queries for masquerading.

The masqueraded fields include: From, To, CC, and Reply-To.

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Figure 22-5 Enabling a Masquerading Query on a Listener

Overview of LDAP Queries

Enhanced Support for Microsoft Exchange 5.5

AsyncOS includes a configuration option to provide support for Microsoft Exchange 5.5. If you use a later version of Microsoft Exchange, you do not need to enable this option. When configuring an LDAP server, you can elect to enable Microsoft Exchange 5.5 support by answering “y” when prompted in the ldapconfig -> edit -> server -> compatibility

subcommand (this is only available via the CLI): mail3.example.com> ldapconfig

Current LDAP server configurations:

1. PublicLDAP: (ldapexample.com:389)

Choose the operation you want to perform:

- NEW - Create a new server configuration.

- EDIT - Modify a server configuration.

- DELETE - Remove a server configuration.

[]> edit

Enter the name or number of the server configuration you wish to edit.

[]> 1

Name: PublicLDAP

Hostname: ldapexample.com Port 389

Authentication Type: anonymous

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Base: dc=ldapexample,dc=com

Choose the operation you want to perform:

- SERVER - Change the server for the query.

- LDAPACCEPT - Configure whether a recipient address should be accepted or bounced/dropped.

- LDAPROUTING - Configure message routing.

- MASQUERADE - Configure domain masquerading.

- LDAPGROUP - Configure whether a sender or recipient is in a specified group.

- SMTPAUTH - Configure SMTP authentication.

[]> server

Name: PublicLDAP

Hostname: ldapexample.com Port 389

Authentication Type: anonymous

Base: dc=ldapexample,dc=com

Microsoft Exchange 5.5 Compatibility Mode: Disabled

Choose the operation you want to perform:

- NAME - Change the name of this configuration.

- HOSTNAME - Change the hostname used for this query.

- PORT - Configure the port.

- AUTHTYPE - Choose the authentication type.

- BASE - Configure the query base.

- COMPATIBILITY - Set LDAP protocol compatibility options.

[]> compatibility

Would you like to enable Microsoft Exchange 5.5 LDAP compatibility mode? (This is not recommended for versions of Microsoft Exchange later than 5.5, or other LDAP servers.)

[N]> y

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Do you want to configure advanced LDAP compatibility settings? (Typically not required)

[N]>

Name: PublicLDAP

Hostname: ldapexample.com Port 389

Authentication Type: anonymous

Base: dc=ldapexample,dc=com

Microsoft Exchange 5.5 Compatibility Mode: Enabled (attribute "objectClass")

Choose the operation you want to perform:

- NAME - Change the name of this configuration.

- HOSTNAME - Change the hostname used for this query.

- PORT - Configure the port.

- AUTHTYPE - Choose the authentication type.

- BASE - Configure the query base.

- COMPATIBILITY - Set LDAP protocol compatibility options.

[]>

Working with LDAP Queries

You create an entry in the LDAP server profile for each type of LDAP query you want to perform. When you create LDAP queries, you must enter the query syntax for your LDAP server. Please note that the queries you construct should be tailored and specific to your particular implementation of LDAP directory services, particularly if you have extended your directory with new object classes and attributes to accommodate the unique needs of your directory.

Types of LDAP Queries

Acceptance queries. For more information, see

Using Acceptance Queries For Recipient

Validation, page 22-18 .

Routing queries. For more information, see Using Routing Queries to Send Mail to Multiple Target

Addresses, page 22-19

.

Certificate Authentication queries. For more information, see

Checking the Validity of a Client

Certificate, page 23-3 .

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Masquerading queries. For more information, see

Using Masquerading Queries to Rewrite the

Envelope Sender, page 22-20 .

Group queries. For more information, see

Using Group LDAP Queries to Determine if a Recipient is a Group Member, page 22-22

.

Domain-based queries. For more information, see Using Domain-based Queries to Route to a

Particular Domain, page 22-25 .

Chain queries. For more information, see

Using Chain Queries to Perform a Series of LDAP

Queries, page 22-27

.

You can also configure queries for the following purposes:

Directory harvest prevention. For more information, see

page 22-2 .

Understanding LDAP Queries,

SMTP authentication. For more information, see

Configuring AsyncOS for SMTP Authentication, page 22-31

.

External authentication. For more information,

Configuring External LDAP Authentication for

Users, page 22-39

.

Spam quarantine end-user authentication query. For more information, see

Authenticating

End-Users in the Cisco IronPort Spam Quarantine, page 22-42

.

Spam quarantine alias consolidation query. For more information, see

Spam Quarantine Alias

Consolidation Queries, page 22-43

.

The search queries you specify are available to all listeners you configure on the system.

Base Distinguishing Name (DN)

The root level of the directory is called the base. The name of the base is the DN (distinguishing name).

The base DN format for Active Directory (and the standard as per RFC 2247) has the DNS domain translated into domain components (dc=). For example, example.com's base DN would be: dc=example, dc=com. Note that each portion of the DNS name is represented in order. This may or may not reflect the LDAP settings for your configuration.

If your directory contains multiple domains you may find it inconvenient to enter a single BASE for your queries. In this case, when configuring the LDAP server settings, set the base to NONE. This will, however, make your searches inefficient.

LDAP Query Syntax

Spaces are allowed in LDAP paths, and they do not need to be quoted. The CN and DC syntax is not case-sensitive.

Cn=First Last,oU=user,dc=domain,DC=COM

The variable names you enter for queries are case-sensitive and must match your LDAP implementation in order to work correctly. For example, entering

mailLocalAddress

at a prompt performs a different query than entering

maillocaladdress

.

Tokens:

You can use the following tokens in your LDAP queries:

{a} username@domainname

{d} domainname

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{dn} distinguished name

{g} groupname

{u} username

{f} MAIL FROM: address

Note

The {f} token is valid in acceptance queries only.

For example, you might use the following query to accept mail for an Active Directory LDAP server:

(|(mail={a})(proxyAddresses=smtp:{a}))

Note

Cisco Systems strongly recommends using the Test feature of the LDAP page (or the test

subcommand of the ldapconfig

command) to test all queries you construct and ensure that expected results are

returned before you enable LDAP functionality on a listener. See Testing LDAP Queries, page 22-16 for

more information.

Secure LDAP (SSL)

You can use instruct AsyncOS to use SSL when communicating with the LDAP server. If you configure your LDAP server profile to use SSL:

AsyncOS will use the LDAPS certificate configured via certconfig

in the CLI (see

Creating a

Self-Signed Certificate using the GUI, page 20-3 ).

You may have to configure your LDAP server to support using the LDAPS certificate.

If an LDAPS certificate has not been configured, AsyncOS will use the demo certificate.

Routing Queries

There is no recursion limit for LDAP routing queries; the routing is completely data driven. However,

AsyncOS does check for circular reference data to prevent the routing from looping infinitely.

Allowing Clients to Bind to the LDAP Server Anonymously

You may need to configure your LDAP directory server to allow for anonymous queries. (That is, clients can bind to the server anonymously and perform queries.) For specific instructions on configuring Active

Directory to allow anonymous queries, see the “Microsoft Knowledge Base Article - 320528” at the following URL: http://support.microsoft.com/default.aspx?scid=kb%3Ben-us%3B320528

Alternately, you can configure one “user” dedicated solely for the purposes of authenticating and performing queries instead of opening up your LDAP directory server for anonymous queries from any client.

A summary of the steps is included here, specifically:

How to set up Microsoft Exchange 2000 server to allow “anonymous” authentication.

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How to set up Microsoft Exchange 2000 server to allow “anonymous bind.”

How to set up Cisco AsyncOS to retrieve LDAP data from a Microsoft Exchange 2000 server using both “anonymous bind” and “anonymous” authentication.

Specific permissions must be made to a Microsoft Exchange 2000 server in order to allow “anonymous” or “anonymous bind” authentication for the purpose of querying user email addresses. This can be very useful when an LDAP query is used to determine the validity of an income email message to the SMTP gateway.

Anonymous Authentication Setup

The following setup instructions allow you to make specific data available to unauthenticated queries of

Active Directory and Exchange 2000 servers in the Microsoft Windows Active Directory. If you wish to

allow “anonymous bind” to the Active Directory, see Anonymous Bind Setup for Active Directory, page 22-15

.

Procedure

Step 1

Determine required Active Directory permissions.

Using the ADSI Edit snap-in or the LDP utility, you must modify the permissions to the attributes of the following Active Directory objects:

The root of the domain naming context for the domain against which you want to make queries.

All OU and CN objects that contain users against which you wish to query email information.

The following table shows the required permissions to be applied to all of the needed containers.

User Object

Everyone

Everyone

Everyone

Everyone

Permissions

List Contents

List Contents

Read Public Information

Read Phone and Mail

Options

Inheritance

Container Objects

Organizational Unit Objects

User Objects

User Objects

Permission Type

Object

Object

Property

Property

Step 2

Step 3

Set Active Directory Permissions

Open ADSIEdit form the Windows 2000 Support Tools.

Locate the Domain Naming Context folder. This folder has the LDAP path of your domain.

Right click the Domain Naming Context folder, and then click Properties.

Click Security.

Click Advanced.

Click Add.

Click the User Object Everyone, and then click OK.

Click the Permission Type tab.

Click Inheritance from the Apply onto box.

Click to select the Allow check box for the Permission permission.

Configure the Cisco Messaging Gateway

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Use ldapconfig

on the Command Line Interface (CLI) to create an LDAP server entry with the following information.

Hostname of an Active Directory or Exchange server

Port 3268

Base DN matching the root naming context of the domain

Authentication type Anonymous

Anonymous Bind Setup for Active Directory

The following setup instructions allow you to make specific data available to anonymous bind queries of Active Directory and Exchange 2000 servers in the Microsoft Windows Active Directory. Anonymous bind of an Active Directory server will send the username anonymous

with a blank password.

Note

If a password is sent to an Active Directory server while attempting anonymous bind, authentication may fail.

Procedure

Step 1

Determine required Active Directory permissions.

Using the ADSI Edit snap-in or the LDP utility, you must modify the permissions to the attributes of the following Active Directory objects.

The root of the domain naming context for the domain against which you want to make queries.

All OU and CN objects that contain users against which you wish to query email information.

The following table shows the required permissions to be applied to all of the needed containers.

User Object

ANONYMOUS LOGON

ANONYMOUS LOGON

ANONYMOUS LOGON

ANONYMOUS LOGON

Permissions

List Contents

List Contents

Read Public Information

Read Phone and Mail Options

Inheritance

Container Objects

Organizational Unit

Objects

User Objects

User Objects

Permission

Type

Object

Object

Property

Property

Step 2

Set Active Directory Permissions

Open ADSIEdit form the Windows 2000 Support Tools.

Locate the Domain Naming Context folder. This folder has the LDAP path of your domain.

Right click the Domain Naming Context folder, and then click Properties.

Click Security.

Click Advanced.

Click Add.

Click the User Object ANONYMOUS LOGON, and then click OK.

Click the Permission Type tab.

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Click Inheritance from the Apply onto box.

Click to select the Allow check box for the Permission permission.

Chapter 22 LDAP Queries

Step 3

Configure the Cisco Messaging Gateway

Use the System Administration > LDAP page (or ldapconfig

in the CLI) to create an LDAP server entry with the following information.

Hostname of an Active Directory or Exchange server

Port 3268

Base DN matching the root naming context of the domain

Authentication type password based using cn=anonymous

as the user with a blank password

Notes for Active Directory Implementations

Active Directory servers accept LDAP connections on ports 3268 and 389. The default port for accessing the global catalog is port 3268.

Active Directory servers accept LDAPS connections on ports 636 and 3269. Microsoft supports

LDAPS on Windows Server 2003 and higher.

The Cisco appliance should connect to a domain controller that is also a global catalog so that you can perform queries to different bases using the same server.

Within Active Directory, you may need to grant read permissions to the group “Everyone” to directory objects to yield successful queries. This includes the root of the domain naming context.

Generally, the value of the mail

attribute entry in many Active Directory implementations has a matching value “ProxyAddresses” attribute entry.

Microsoft Exchange environments that are aware of each other within the infrastructure can usually route mail between each other without involving a route back to the originating MTA.

Testing LDAP Queries

Use the Test Query button on the Add/Edit LDAP Server Profile page (or the test

subcommand in the

CLI) of each query type to test the query to the LDAP server you configured. In addition to displaying the result, AsyncOS also displays the details on each stage of the query connection test. You can test each of the query types.

The ldaptest

command is available as a batch command, for example: ldaptest LDAP.ldapaccept [email protected]

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If you entered multiple hosts in the Host Name field of the LDAP server attributes, the Cisco appliance tests the query on each LDAP server.

Table 22-1 Testing LDAP Queries

Query type

Recipient Acceptance

(Accept, ldapaccept

)

Routing

(Routing, ldaprouting

)

Masquerade (Masquerade, masquerade

)

Group Membership (Group, ldapgroup

)

SMTP Auth

(SMTP Authentication, smtpauth

)

External Authentication

( externalauth

)

Spam Quarantine End-User

Authentication ( isqauth

)

Spam Quarantine Alias

Consolidation ( isqalias

)

If a recipient matches (PASS)...

Accept the message.

Route based on the query settings.

If a recipient does not match (FAIL)...

Invalid Recipient: Conversation or delayed bounce or drop the message per listener settings.

DHAP: Drop.

Continue processing the message.

Alter the headers with the variable mappings defined by the query.

Continue processing the message.

Return “true” for message filter rules.

A password is returned from the

LDAP server and is used for authentication; SMTP

Authentication occurs.

Return “false” for message filter rules.

No password match can occur; SMTP

Authentication attempts fail.

Individually returns a “match positive” for the bind, the user record, and the user’s group membership.

Returns a “match positive” for the end-user account.

Returns the email address that the consolidated spam notifications will be sent to.

Individually returns a “match negative” for the bind, the user record, and the user’s group membership.

No password match can occur;

End-User Authentication attempts fail.

No consolidation of spam notifications can occur.

Note

The variable names you enter for queries are case-sensitive and must match your LDAP implementation in order to work correctly. For example, entering

mailLocalAddress

at a prompt performs a different query than entering

maillocaladdress

. Cisco Systems strongly recommends using the test subcommand of the ldapconfig

command to test all queries you construct and ensure the proper results are returned.

Troubleshooting Connections to LDAP Servers

If the LDAP server is unreachable by the appliance, one of the following errors will be shown:

Error: LDAP authentication failed: <LDAP Error "invalidCredentials" [0x31]>

Error: Server unreachable: unable to connect

Error: Server unreachable: DNS lookup failure

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Using Acceptance Queries For Recipient Validation

Note that a server may be unreachable because the wrong port was entered in the server configuration, or the port is not opened in the firewall. LDAP servers typically communicate over port 3268 or 389.

Active Directory uses port 3268 to access the global catalog used in multi-server environments (See

“Firewall Information” in the Cisco IronPort AsyncOS for Email Configuration Guide for more information.) In AsyncOS 4.0, the ability to communicate to the LDAP server via SSL (usually over port

636) was added. For more information, see

Secure LDAP (SSL), page 22-13

.

A server may also be unreachable because the hostname you entered cannot be resolved.

You can use the Test Server(s) on the Add/Edit LDAP Server Profile page (or the test

subcommand of the ldapconfig

command in the CLI) to test the connection to the LDAP server. For more information, see

Testing LDAP Servers, page 22-6

.

If the LDAP server is unreachable:

If LDAP Accept or Masquerading or Routing is enabled on the work queue, mail will remain within the work queue.

If LDAP Accept is not enabled but other queries (group policy checks, etc.) are used in filters, the filters evaluate to false.

Using Acceptance Queries For Recipient Validation

You can use your existing LDAP infrastructure to define how the recipient email address of incoming messages (on an public listener) should be handled. Changes to user data in your directories are updated the next time the Cisco appliance queries the directory server. You can specify the size of the caches and the amount of time the Cisco appliance stores the data it retrieves.

Note

You may wish to bypass LDAP acceptance queries for special recipients (such as [email protected]

). You can configure this setting from the Recipient Access Table (RAT).

For information about configuring this setting, see “Configuring the Gateway to Receive Email” in the

Cisco IronPort AsyncOS for Email Configuration Guide.

Sample Acceptance Queries

Table 22-2 shows sample acceptance queries.

Table 22-2 Example LDAP Query Strings for Common LDAP Implementations: Acceptance

Query for:

OpenLDAP

Microsoft Active Directory Address Book

Microsoft Exchange

Recipient validation

(mailLocalAddress={a})

(mail={a})

(mailAlternateAddress={a})

(|(mail={a})(proxyAddresses=smtp:{a}))

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Table 22-2

Lotus Notes

Lotus Domino

Example LDAP Query Strings for Common LDAP Implementations: Acceptance

Query for:

SunONE Directory Server

Recipient validation

(mail={a})

(mailAlternateAddress={a})

(mailEquivalentAddress={a})

(mailForwardingAddress={a})

(mailRoutingAddress={a})

(|(|(mail={a})(uid={u}))(cn={u}))

(|(ShortName={u})(InternetAddress={a})(FullNa me={u}))

You can also validate on the username (Left Hand Side). This is useful if your directory does not contain all the domains you accept mail for. Set the Accept query to (uid={u}).

Configuring Acceptance Queries for Lotus Notes

Note that there is a potential complication with LDAPACCEPT and Lotus Notes. If Notes LDAP contains a person with attributes like these: [email protected]

cn=Joe User uid=juser cn=123456 location=New Jersey

Lotus accepts email for this person for various different forms of email addresses, other than what is specified, such as “[email protected]” — which do not exist in the LDAP directory. So AsyncOS may not be able to find all of the valid user email addresses for that user.

One possible solution is to try to publish the other forms of addresses. Please contact your Lotus Notes administrator for more details.

Using Routing Queries to Send Mail to Multiple Target

Addresses

AsyncOS supports alias expansion (LDAP routing with multiple target addresses). AsyncOS replaces the original email message with a new, separate message for each alias target (for example, [email protected] might be replaced with new separate messages to [email protected] and [email protected], etc.). Routing queries are sometimes known as aliasing queries on other mail processing systems.

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Using Masquerading Queries to Rewrite the Envelope Sender

Sample Routing Queries

Table 22-3 Example LDAP Query Strings for Common LDAP Implementations: Routing

Query for: Route to another mailhost

OpenLDAP

Microsoft Active Directory Address Book

(mailLocalAddress={a})

May not be applicable

1

Microsoft Exchange

SunONE Directory Server

(mail={a})

(mailForwardingAddress={a})

(mailEquivalentAddress={a})

(mailRoutingAddress={a})

(otherMailbox={a})

(rfc822Mailbox={a})

1.Active Directory implementations can have multiple entries for the proxyAddresses

attribute, but because

AD formats this attribute value as smtp:[email protected]

, that data cannot be used for LDAP routing/alias expansion. Each target address must be in a separate attribute:value

pair. Microsoft Exchange environments that are aware of each other within the infrastructure can usually route mail between each other without involving a route back to the originating MTA.

Chapter 22 LDAP Queries

Routing: MAILHOST and MAILROUTINGADDRESS

For Routing queries, the value of MAILHOST cannot be an IP address; it must be a resolvable hostname.

This usually requires the use of an Internal DNSconfig.

MAILHOST is optional for the routing query. MAILROUTINGADDRESS is mandatory if MAILHOST is not set.

Using Masquerading Queries to Rewrite the Envelope Sender

Masquerading is a feature that rewrites the Envelope Sender (also known as the sender, or MAIL FROM) and the To:, From:, and/or CC: headers on email based on queries you construct. A typical example implementation of this feature is “Virtual Domains,” which allows you to host multiple domains from a single site. Another typical implementation is “hiding” your network infrastructure by “stripping” the subdomains from strings in email headers.

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Sample Masquerading Queries

Table 22-4 Example LDAP Query Strings for Common LDAP Implementation: Masquerading

Query for:

OpenLDAP

Microsoft Active Directory Address Book

SunONE Directory Server

Masquerade

(mailRoutingAddress={a})

(proxyaddresses=smtp:{a})

(mail={a})

(mailAlternateAddress={a})

(mailEquivalentAddress={a})

(mailForwardingAddress={a})

(mailRoutingAddress={a})

Masquerading “Friendly Names”

In some user environments, an LDAP directory server schema may store a “friendly name” in addition to a mail routing address or a local mail address. AsyncOS allows you to masquerade Envelope Senders

(for outgoing mail) and message headers (for incoming mail, such as To:, Reply To:, From: or CC:) with this “friendly address” — even if the friendly address contains special characters that are not normally permitted in a valid email address (for example, quotation marks, spaces, and commas).

When using masquerading of headers via an LDAP query, you now have the option to configure whether to replace the entire friendly email string with the results from the LDAP server. Note that even with this behavior enabled, only the user@domain portion will be used for the Envelope Sender (the friendly name is illegal).

As with the normal LDAP masquerading, if empty results (zero length or entire white space) are returned from the LDAP query, no masquerading occurs.

To enable this feature, answer “y” to the following question when configuring an LDAP-based masquerading query for a listener (LDAP page or ldapconfig

command):

Do you want the results of the returned attribute to replace the entire friendly portion of the original recipient? [N]

For example, consider the following example LDAP entry:

Attribute

mailRoutingAddress mailLocalAddress mailFriendlyAddress

Value

admin\@example.com

joe.smith\@example.com

“Administrator for example.com,” <joe.smith\@example.com>

If this feature is enabled, an LDAP query of (mailRoutingAddress={a}) and a masquerading attribute of

(mailLocalAddress) would result in the following substitutions:

Original Address (From, To,

CC, Reply-to)

[email protected]

Masqueraded Headers

From: “Administrator for example.com,”

<[email protected]>

Masqueraded Envelope Sender

MAIL FROM:

<[email protected]>

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Using Group LDAP Queries to Determine if a Recipient is a Group Member

Using Group LDAP Queries to Determine if a Recipient is a Group

Member

You can define a query to your LDAP servers to determine if a recipient is a member of a group as defined by your LDAP directory.

Procedure

Step 1

Step 2

Step 3

Create a message filter that uses a rcpt-to-group

or mail-from-group

rule to act upon the message.

Then, use the System Administration > LDAP page (or the ldapconfig

command) to define the LDAP server for the appliance to bind to and configure a query for a group membership.

Use the Network > Listeners page (or the listenerconfig -> edit -> ldapgroup

subcommand) to enable the group query for the listener.

Sample Group Queries

Table 22-5 Example LDAP Query Strings for Common LDAP Implementation: Group

Query for:

OpenLDAP

Microsoft Active Directory

SunONE Directory Server

Group

OpenLDAP does not support the memberOf

attribute by default. Your LDAP Administrator may add this attribute or a similar attribute to the schema.

(&(memberOf={g})(proxyAddresses=smtp:{a}))

(&(memberOf={g})(mailLocalAddress={a}))

For example, suppose that your LDAP directory classifies members of the “Marketing” group as ou=Marketing

. You can use this classification to treat messages sent to or from members of this group in a special way. Step 1 creates a message filter to act upon the message, and Steps 2 and 3 enable the

LDAP lookup mechanism.

Configuring a Group Query

In the following example, mail from members of the Marketing group (as defined by the LDAP group

“Marketing”) will be delivered to the alternate delivery host marketingfolks.example.com

.

Procedure

Step 1

First, a message filter is created to act upon messages that match positively for group membership. In this example, a filter is created that uses the mail-from-group

rule. All messages whose Envelope

Sender is found to be in the LDAP group “marketing-group1” will be delivered with an alternate delivery host (the filters alt-mailhost

action).

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The group membership field variable (groupName) will be defined in step 2. The group attribute

“groupName” is defined with the value marketing-group1

. mail3.example.com> filters

Choose the operation you want to perform:

- NEW - Create a new filter.

- IMPORT - Import a filter script from a file.

[]> new

Enter filter script. Enter '.' on its own line to end.

MarketingGroupfilter:

if (mail-from-group == "marketing-group1") {

alt-mailhost ('marketingfolks.example.com');}

.

1 filters added.

Choose the operation you want to perform:

- NEW - Create a new filter.

- DELETE - Remove a filter.

- IMPORT - Import a filter script from a file.

- EXPORT - Export filters to a file

- MOVE - Move a filter to a different position.

- SET - Set a filter attribute.

- LIST - List the filters.

- DETAIL - Get detailed information on the filters.

- LOGCONFIG - Configure log subscriptions used by filters.

- ROLLOVERNOW - Roll over a filter log file.

[]>

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Step 2

Step 3

For more information on the mail-from-group

and rcpt-to-group

message filter rules, see

Message Filter Rules, page 9-2 .

Next, the Add LDAP Server Profile page is used to define an LDAP server for the appliance to bind to, and an initial query for a group membership is configured.

Next, the public listener “InboundMail” is updated to use LDAP queries for group routing. The Edit

Listener page is used to enable the LDAP query specified above.

As a result of this query, messages accepted by the listener trigger a query to the LDAP server to determine group membership. The PublicLDAP2.group query was defined previously via the

System Administration > LDAP page.

Figure 22-6 Specifying a Group Query on a Listener

Note that in this example, a commit must be issued for the changes to take effect.

Example: Using a Group Query to Skip Spam and Virus Checking

Because message filters occurs early in the pipeline, you can use a group query to skip virus and spam checking for specified groups. For example, you want your IT group to receive all messages and to skip spam and virus checking. In your LDAP record, you create a group entry that uses the DN as the group name. The group name consists of the following DN entry: cn=IT, ou=groups, o=sample.com

You create an LDAP server profile with the following group query:

(&(memberOf={g})(proxyAddresses=smtp:{a}))

You then enable this query on a listener so that when a message is received by the listener, the group query is triggered.

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Using Domain-based Queries to Route to a Particular Domain

To skip virus and spam filtering for members of the IT group, you create the following message filter to check incoming messages against LDAP groups.

[]> - NEW - Create a new filter.

- IMPORT - Import a filter script from a file.

[]> new

Enter filter script. Enter '.' on its own line to end.

IT_Group_Filter: if (rcpt-to-group == "cn=IT, ou=groups, o=sample.com"){ skip-spamcheck(); skip-viruscheck(); deliver();

}

.

1 filters added.

Note

The rcpt-to-group in this message filter reflects the DN entered as the group name: cn=IT, ou=groups, o=sample.com. Verify that you use the correct group name in the message filter to ensure that your filter matches the name in your LDAP directory.

Messages accepted by the listener trigger a query to the LDAP server to determine group membership.

If the message recipient is a member of the IT group, the message filter skips both virus and spam checking and delivers the message to the recipient. To enable the filter to check the results of the LDAP query, you must create the LDAP query on the LDAP server and enable the LDAP query on a listener.

Using Domain-based Queries to Route to a Particular Domain

Domain-based queries are LDAP queries grouped by type, associated with a domain, and assigned to a particular listener. You might want to use domain-based queries if you have different LDAP servers associated with different domains but you want to run queries for all your LDAP servers on the same listener. For example, the company “MyCompany” purchases company “HisCompany” and company

“HerCompany” MyCompany maintains its domain, MyCompany.example.com as well as domains for

HisCompany.example.com and HerCompany.example.com, and it maintains a different LDAP server for employees associated with each domain. To accept mail for all three of these domains, MyCompany creates domain-based queries. This allows MyCompany.example.com to accept emails for

Mycompany.example.com, HisCompany.example.com, and HerCompany.example.com on the same listener.

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Procedure

Step 1

Step 2

Step 3

Create a server profile for each of the domains you want to use in the domain-based queries. For each of the server profiles, configure the queries you want to use for a domain-based query (acceptance, routing, etc.). For more information, see

Creating LDAP Server Profiles to Store Information About the LDAP

Server, page 22-5 .

Create the domain-based query. When you create the domain-based query, you select queries from each server profile, and enable the Cisco appliance to determine which query to run based on the domain in the Envelope To field. For more information about creating the query, see

Creating a Domain-Based

Query, page 22-26 .

Enable the domain-based query on the public or private listener. For more information about configuring listeners, see “Configuring the Gateway to Receive Mail” in the Cisco IronPort AsyncOS for Email

Configuration Guide.

Note

You can also enable domain-based queries for LDAP end-user access or spam notifications for the Cisco

Spam Quarantine. For more information, see “Configuring the Cisco Spam Quarantines Feature” in the

Cisco IronPort AsyncOS for Email Daily Management Guide.

Creating a Domain-Based Query

You create a domain-based query from the System Administration > LDAP > LDAP Server Profiles page.

Procedure

Step 1

Step 2

Step 3

Step 4

From the LDAP Server Profiles page, click Advanced.

Click Add Domain Assignments.

Enter a name for the domain-based query.

Select the query type.

Note

When you create domain-based queries, you cannot select different types of queries. Once you select a query type, the Cisco appliance populates the query field with queries of that type from the available server profiles.

Step 5

Step 6

Step 7

Step 8

Step 9

In the Domain Assignments field, enter a domain.

Select a query to associate with the domain.

Continue to add rows until you have added all the domains to your query.

You can enter a default query to run if all other queries fail. If you do not want to enter a default query, select None.

Test the query by clicking the Test Query button and entering a user login and password or an email address to test in the Test Parameters fields. The results appear in the Connection Status field.

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Step 10

Optionally, if you use the {f} token in an acceptance query, you can add an envelope sender address to the test query.

Note

Once you create the domain-based query, you need to associate it with a public or private listener.

Step 11

Submit and commit your changes.

Using Chain Queries to Perform a Series of LDAP Queries

A chain query is a series of LDAP queries that the Cisco appliance attempts to run in succession. The

Cisco appliance attempts to run each query in the “chain” until the LDAP server returns a positive response (or the final query in the “chain” returns a negative response or fails). Chain queries can be useful if entries in your LDAP directory use different attributes to store similar (or the same) values. For example, you might have used the attributes maillocaladdress

and mail to store user email addresses.

To ensure that your queries run against both these attributes, you can use chain queries.

Procedure

Step 1

Step 2

Step 3

Create server profiles for each of the queries you want to use in the chain queries. For each of the server profiles, configure the queries you want to use for a chain query. For more information, see

Creating

LDAP Server Profiles to Store Information About the LDAP Server, page 22-5

.

Create the chain query. For more information, see

Creating a Chain Query, page 22-27

.

Enable the chain query on the public or private listener. For more information about configuring listeners, see “Configuring the Gateway to Receive Mail” in the Cisco IronPort AsyncOS for Email

Configuration Guide.

Note

You can also enable domain-based queries for LDAP end-user access or spam notifications for the Cisco

Spam Quarantine. For more information, see “Configuring the Cisco Spam Quarantines Feature” in the

Cisco IronPort AsyncOS for Email Daily Management Guide.

Creating a Chain Query

You create a chain query from the System Administration > LDAP > LDAP Server Profiles page.

Procedure

Step 1

Step 2

Step 3

Step 4

From the LDAP Server Profiles page, click Advanced.

Click Add Chain Query.

Add a name for the chain query.

Select the query type.

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Using LDAP For Directory Harvest Attack Prevention

Step 5

Step 6

Step 7

When you create chain queries, you cannot select different types of queries. Once you select a query type, the Cisco appliance populates the query field with queries of that type from available server profiles.

Select a query to add to the chain query.

The Cisco appliance runs the queries in the order you configure them. Therefore, if you add multiple queries to the chain query, you might want to order the queries so that more specific queries are followed by more general queries.

Test the query by clicking the Test Query button and entering a user login and password or an email address to test in the Test Parameters fields. The results appear in the Connection Status field.

Optionally, if you use the {f} token in an acceptance query, you can add an envelope sender address to the test query.

Note

Once you create the chain query, you need to associate it with a public or private listener.

Step 8

Submit and commit your changes.

Using LDAP For Directory Harvest Attack Prevention

Directory Harvest Attacks occur when a malicious sender attempts to send messages to recipients with common names, and the email gateway responds by verifying that a recipient has a valid mailbox at that location. When performed on a large scale, malicious senders can determine who to send mail to by

“harvesting” these valid addresses for spamming.

The Cisco Email Security appliance can detect and prevent Directory Harvest Attack (DHA) when using

LDAP acceptance validation queries. You can configure LDAP acceptance to prevent directory harvest attacks within the SMTP conversation or within the work queue.

Directory Harvest Attack Prevention within the SMTP Conversation

You can prevent DHAs by entering only domains in the Recipient Access Table (RAT), and performing the LDAP acceptance validation in the SMTP conversation.

To drop messages during the SMTP conversation, configure an LDAP server profile for LDAP acceptance. Then, configure the listener to perform an LDAP accept query during the SMTP conversation.

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Figure 22-7

Using LDAP For Directory Harvest Attack Prevention

Configuring the Acceptance Query in the SMTP Conversation

Once you configure LDAP acceptance queries for the listener, you must configure DHAP settings in the mail flow policy associated with the listener.

Figure 22-8 Configuring the Mail Flow Policy to Drop Connections in the SMTP Conversation

In the mail flow policy associated with the listener, configure the following Directory Harvest Attack

Prevention settings:

Max. Invalid Recipients Per hour. The maximum number of invalid recipients per hour this listener will receive from a remote host. This threshold represents the total number of RAT rejections combined with the total number of messages to invalid LDAP recipients dropped in the

SMTP conversation or bounced in the work queue. For example, you configure the threshold as five, and the counter detects two RAT rejections and three dropped messages to invalid LDAP recipients.

At this point, the Cisco appliance determines that the threshold is reached, and the connection is dropped. By default, the maximum number of recipients per hour for a public listener is 25. For a private listener, the maximum number of recipients per hour is unlimited by default. Setting it to

“Unlimited” means that DHAP is not enabled for that mail flow policy.

Drop Connection if DHAP Threshold is reached within an SMTP conversation. Configure the

Cisco appliance to drop the connection if the Directory Harvest Attack Prevention threshold is reached.

Max. Recipients Per Hour Code. Specify the code to use when dropping connections. The default code is 550.

Max. Recipients Per Hour Text. Specify the text to use for dropped connections. The default text is “Too many invalid recipients.”

If the threshold is reached, the Envelope Sender of the message does not receive a bounce message when a recipient is invalid.

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Directory Harvest Attack Prevention within the Work Queue

You can prevent most DHAs by entering only domains in the Recipient Access Table (RAT), and performing the LDAP acceptance validation within the work queue. This technique prevents the malicious senders from knowing if the recipient is valid during the SMTP conversation. (When acceptance queries are configured, the system accepts the message and performs the LDAP acceptance validation within the work queue.) However, the Envelope Sender of the message will still receive a bounce message if a recipient is not valid.

Configuring Directory Harvest Prevention in the Work Queue

To prevent Directory Harvest Attacks, you first configure an LDAP server profile, and enable LDAP

Accept. Once you have enabled LDAP acceptance queries, configure the listener to use the accept query, and to bounce mail for non-matching recipients:

Figure 22-9 Configuring the Acceptance Query to Bounce Messages for Non-Matching Recipients

Next, configure the Mail Flow Policy to define the number of invalid recipient addresses the system will allow per sending IP address for a specific period of time. When this number is exceeded, the system will identify this condition as a DHA and send an alert message. The alert message will contain the following information:

LDAP: Potential Directory Harvest Attack from host=('IP-address', 'domain_name'), dhap_limit=n, sender_group=sender_group, listener=listener_name, reverse_dns=(reverse_IP_address, 'domain_name', 1), sender=envelope_sender, rcpt=envelope_recipients

The system will bounce the messages up to the threshold you specified in the mail flow policy and then it will silently accept and drop the rest, thereby informing legitimate senders that an address is bad, but preventing malicious senders from determining which receipts are accepted.

This invalid recipients counter functions similarly to the way Rate Limiting is currently available in

AsyncOS: you enable the feature and define the limit as part of the mail flow policy in a public listener’s

HAT (including the default mail flow policy for the HAT).

For example, you are prompted with these questions when creating or editing a mail flow policy in a public listener’s HAT in the CLI — the listenerconfig -> edit -> hostaccess -> default | new commands:

Do you want to enable Directory Harvest Attack Prevention per host? [Y]> y

Enter the maximum number of invalid recipients per hour from a remote host.

[25]>

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This feature is also displayed when editing any mail flow policy in the GUI, providing that LDAP queries have been configured on the corresponding listener:

Figure 22-10 DHAP Prevention Feature in GUI

Entering a number of invalid recipients per hour enables DHAP for that mail flow policy. By default, 25 invalid recipients per hour are allowed for public listeners. For private listeners, the maximum invalid recipients per hour is unlimited by default. Setting it to “Unlimited” means that DHAP is not enabled for that mail flow policy.

Configuring AsyncOS for SMTP Authentication

AsyncOS provides support for SMTP authentication. SMTP Auth is a mechanism for authenticating clients connected to an SMTP server.

The practical use of this mechanism is that users at a given organization are able to send mail using that entity’s mail servers even if they are connecting remotely (e.g. from home or while traveling). Mail User

Agents (MUAs) can issue an authentication request (challenge/response) when attempting to send a piece of mail.

Users can also use SMTP authentication for outgoing mail relays. This allows the Cisco appliance to make a secure connection to a relay server in configurations where the appliance is not at the edge of the network.

AsyncOS supports two methods to authenticate user credentials:

You can use an LDAP directory.

You can use a different SMTP server (SMTP Auth forwarding and SMTP Auth outgoing).

Figure 22-11 SMTP Auth Support: LDAP Directory Store or SMTP Server

Configured SMTP Authentication methods are then used to create SMTP Auth profiles via the smtpauthconfig

command for use within HAT mail flow policies (see

Enabling SMTP Authentication on a Listener, page 22-35 ).

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Configuring SMTP Authentication

If you are going to authenticate with an LDAP server, select the SMTPAUTH query type on the Add or

Edit LDAP Server Profile pages (or in the ldapconfig

command) to create an SMTP Authentication query. For each LDAP server you configure, you can configure a SMTPAUTH query to be used as an

SMTP Authentication profile.

There are two kinds of SMTP authentication queries: LDAP bind and Password as attribute. When you use password as attribute, the Cisco appliance will fetch the password field in the LDAP directory. The password may be stored in plain text, encrypted, or hashed.When you use LDAP bind, the Cisco appliance attempts to log into the LDAP server using the credentials supplied by the client.

Specifying a Password as Attribute

The convention in OpenLDAP, based on RFC 2307, is that the type of coding is prefixed in curly braces to the encoded password (for example, “{SHA}5en6G6MezRroT3XKqkdPOmY/BfQ=”). In this example, the password portion is a base64 encoding of a plain text password after application of SHA.

The Cisco appliance negotiates the SASL mechanism with the MUA before getting the password, and the appliance and the MUA decide on what method (LOGIN, PLAIN, MD5, SHA, SSHA, and CRYPT

SASL mechanisms are supported). Then, the appliance queries the LDAP database to fetch a password.

In LDAP, the password can have a prefix in braces.

If there is no prefix, the appliance assumes that the password was stored in LDAP in plaintext.

If there is a prefix, the appliance will fetch the hashed password, perform the hash on the username and/or password supplied by the MUA, and compare the hashed versions. The Cisco appliance supports SHA1 and MD5 hash types based on the RFC 2307 convention of prepending the hash mechanism type to the hashed password in the password field.

Some LDAP servers, like the OpenWave LDAP server, do not prefix the encrypted password with the encryption type; instead, they store the encryption type as a separate LDAP attribute. In these cases, you can specify a default SMTP AUTH encryption method the appliance will assume when comparing the password with the password obtained in the SMTP conversation.

The Cisco appliance takes an arbitrary username from the SMTP Auth exchange and converts that to an

LDAP query that fetches the clear or hashed password field. It will then perform any necessary hashing on the password supplied in the SMTP Auth credentials and compare the results with what it has retrieved from LDAP (with the hash type tag, if any, removed). A match means that the SMTP Auth conversation shall proceed. A failure to match will result in an error code.

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Configuring an SMTP Authentication Query

Table 22-6 SMTP Auth LDAP Query Fields

Name

Query String

A name for the query.

You can select whether to authenticate via LDAP bind or by fetching the password as an attribute.

Bind: Attempt to log into the LDAP server using the credentials supplied by the client (this is called an LDAP bind).

Specify the maximum number of concurrent connections to be used by the

SMTP Auth query. This number should not exceed the number specified in the LDAP server attributes above. Note, to avoid large number of session time-outs for bind authentication, increase the maximum number of concurrent connections here (typically nearly all of the connections can be assigned to SMTP Auth). A new connection is used for each bind authentication. The remainder of the connections are shared by the other

LDAP query types.

Password as Attribute: To authenticate by fetching passwords, specify the password in the SMTP Auth password attribute field below.

SMTP Auth Password

Attribute

Specify the LDAP query to use for either kind of authentication.

Active Directory example query:

(&(samaccountname={u})(objectCategory=person)

(objectClass=user))

If you have selected “Authenticate by fetching the password as an attribute,” you can specify the password attribute here.

In the following example, the System Administration > LDAP page is used to edit the LDAP configuration named “PublicLDAP” to include an SMTPAUTH query. The query string ( uid={u}

) is constructed to match against userPassword attribute.

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Figure 22-12 SMTP Authentication Query

When an SMTPAUTH profile has been configured, you can specify that the listener uses that query for

SMTP authentication.

SMTP Authentication via Second SMTP Server (SMTP Auth with Forwarding)

You can configure the appliance to verify the username and password that have been provided to another

SMTP authenticated conversation with a different SMTP server.

The authenticating server is not the server that transfers mail; rather, it only responds to SMTP

Authentication requests. When authentication has succeeded, the SMTP transfer of mail with the dedicated mail server can proceed. This feature is sometimes referred to as “SMTP Authentication with forwarding” because only the credentials are forwarded (or “proxied”) to another SMTP server for authentication.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Choose Network > SMTP Authentication.

Click Add Profile...

Enter a unique name for the SMTP authentication profile.

For the Profile Type, select Forward.

Click Next.

Enter the hostname/IP address and port of the forwarding server. Select a forwarding interface to use for forwarding authentication requests. Specify the number of maximum simultaneous connections. Then, you can configure whether TLS is required for connections from the appliance to the forwarding server

You can also select a SASL method to use (PLAIN or LOGIN), if available. This selection is configured for each forwarding server.

Submit and commit your changes.

After creating the authentication profile, you can enable the profile on a listener. See

Enabling SMTP

Authentication on a Listener, page 22-35

for more information.

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SMTP Authentication with LDAP

To create an LDAP-based SMTP Authentication profile, you must have previously created an SMTP

Authentication query in conjunction with an LDAP server profile using the System Administration >

LDAP page. You can then use this profile to create an SMTP Authentication profile. For more

information about creating an LDAP profile, see Understanding LDAP Queries, page 22-2

.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Choose Network > SMTP Authentication.

Click Add Profile.

Enter a unique name for the SMTP authentication profile.

For the Profile Type, select LDAP.

Click Next.

Select the LDAP query you would like to use for this authentication profile.

Select a default encryption method from the drop-down menu. You can select from SHA, Salted SHA,

Crypt, Plain, or MD5. If your LDAP servers prefix an encrypted password with the encryption type, leave ‘None’ selected. If your LDAP server saves the encryption type as a separate entity (OpenWave

LDAP servers, for example), then select an encryption method from the menu. The default encryption setting will not be used if the LDAP query is using bind.

Click Finish.

Submit and commit your changes.

After creating the authentication profile, you can enable the profile on a listener. See

Enabling SMTP

Authentication on a Listener, page 22-35

for more information.

Enabling SMTP Authentication on a Listener

After using the Network > SMTP Authentication page to create an SMTP authentication “profile” that specifies the type of SMTP authentication you want to perform (LDAP-based or SMTP forwarding-based), you must associate that profile with a listener using the Network > Listeners page

(or the listenerconfig

command).

Note

An authenticated user is granted RELAY connection behavior within their current Mail Flow Policy.

Note

You may specify more than one forwarding server in a profile. SASL mechanisms CRAM-MD5 and

DIGEST-MD5 are not supported between the Cisco appliance and a forwarding server.

In the following example, the listener “InboundMail” is edited to use the SMTPAUTH profile configured via the Edit Listener page:

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Figure 22-13 Selecting an SMTP Authentication Profile via the Edit Listener page

Once a listener is configured to use the profile, the Host Access Table default settings can be changed so that the listener allows, disallows, or requires SMTP Authentication:

Figure 22-14 Enabling SMTP Authentication on a Mail Flow Policy

1

2

Number

1.

2.

Description

The SMTP Authentication field provides listener-level control for SMTP authentication. If you select “No,” authentication will not be enabled on the listener, regardless of any other SMTP authentication settings you configure.

If “Required” is selected in the second prompt (SMTP Authentication:), no AUTH keyword will be issued until TLS is negotiated (after the client issues a second EHLO command).

SMTP Authentication and HAT Policy Settings

Because senders are grouped into the appropriate sender group before the SMTP Authentication negotiation begins, Host Access Table (HAT) settings, are not affected. When a remote mail host connects, the appliance first determines which sender group applies and imposes the Mail Policy for that sender group. For example, if a remote MTA “suspicious.com” is in your SUSPECTLIST sender group, the THROTTLE policy will be applied, regardless of the results of “suspicious.com’s” SMTPAUTH negotiation.

However, senders that do authenticate using SMTPAUTH are treated differently than “normal” senders.

The connection behavior for successful SMTPAUTH sessions changes to “RELAY,” effectively bypassing the Recipient Access Table (RAT) and LDAPACCEPT. This allows the sender to relay messages through the Cisco appliance. As stated, any Rate Limiting or throttling that applies will remain in effect.

HAT Delayed Rejection

When HAT Delayed Rejection is configured, connections that would get dropped based on the HAT

Sender Group and Mail Flow Policy configuration can still authenticate successfully and get the RELAY mail flow policy granted.

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You can configure delayed rejection using the listenerconfig --> setup

CLI command. This behavior is disabled by default.

The following table shows how to configure delayed rejection for HAT.

example.com> listenerconfig

Currently configured listeners:

1. listener1 (on main, 172.22.138.17) QMQP TCP Port 628 Private

2. listener2 (on main, 172.22.138.17) SMTP TCP Port 25 Private

Choose the operation you want to perform:

- NEW - Create a new listener.

- EDIT - Modify a listener.

- DELETE - Remove a listener.

- SETUP - Change global settings.

[]> setup

Enter the global limit for concurrent connections to be allowed across all listeners.

[300]>

[...]

By default HAT rejected connections will be closed with a banner message at the start of the SMTP conversation. Would you like to do the rejection at the message recipient level instead for more detailed logging of rejected mail?

[N]> y

Do you want to modify the SMTP RCPT TO reject response in this case?

[N]> y

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Enter the SMTP code to use in the response. 550 is the standard code.

[550]> 551

Chapter 22 LDAP Queries

Enter your custom SMTP response. Press Enter on a blank line to finish.

Sender rejected due to local mail policy.

Contact your mail admin for assistance.

Authenticating SMTP Sessions Using Client Certificates

The Email Security appliance supports the use of client certificates to authenticate SMTP sessions between the Email Security appliance and users’ mail clients.

When creating an SMTP authentication profile, you select the Certificate Authentication LDAP query to use for verifying the certificate. You can also specify whether the Email Security appliance falls back to the SMTP AUTH command to authenticate the user if a client certificate isn’t available.

If your organization uses client certificates to authenticate users, you have the option of using the SMTP

Authentication query to check whether a user who doesn’t have a client certficate can send mail as long as their record specifies that it’s allowed.

See

Authenticating SMTP Sessions Using Client Certificates

for more information.

Outgoing SMTP Authentication

SMTP Authentication can also be used to provide validation for an outbound mail relay, using a username and password. Create an ‘outgoing’ SMTP authentication profile and then attach the profile to an SMTP route for the ALL domain. On each mail delivery attempt, the Cisco appliance will log on to the upstream mail relay with the necessary credentials. Only a PLAIN SASL formatted login is supported.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Choose Network > SMTP Authentication.

Click Add Profile.

Enter a unique name for the SMTP authentication profile.

For the Profile Type, select Outgoing.

Click Next.

Enter an authentication username and password for the authentication profile.

Click Finish.

Choose Network > SMTP Routes.

Click the All Other Domains link in the Receiving Domain column of the table.

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Step 10

Step 11

Step 12

Enter the name of the Destination Host for the SMTP route. This is the hostname of your external mail relay used to deliver outgoing mail.

Select the outgoing SMTP authentication profile from the drop-down menu.

Submit and commit your changes.

Logging and SMTP Authentication

The following events will be logged in the Cisco mail logs when the SMTP Authentication mechanism

(either LDAP-based, SMTP forwarding server based, or SMTP outgoing) is configured on the appliance:

[Informational] Successful SMTP Authentication attempts — including the user authenticated and the mechanism used. (No plaintext passwords will be logged.)

[Informational] Unsuccessful SMTP Authentication attempts — including the user authenticated and the mechanism used.

[Warning] Inability to connect to the authentication server — including the server name and the mechanism.

[Warning] A time-out event when the forwarding server (talking to an upstream, injecting Cisco appliance) times out while waiting for an authentication request.

Configuring External LDAP Authentication for Users

You can configure the Cisco appliance to use an LDAP directory on your network to authenticate users by allowing them to log in with their LDAP usernames and passwords. After you configure the authentication queries for the LDAP server, enable the appliance to use external authentication on the

System Administration > Users page in the GUI (or use the userconfig

command in the CLI).

Procedure

Step 1

Step 2

Step 3

Create a query to find user accounts. In an LDAP server profile, create a query to search for user accounts in the LDAP directory.

Create group membership queries. Create a query to determine if a user is a member of a directory group.

Set up external authentication to use the LDAP server. Enable the appliance to use the LDAP server for user authentication and assign user roles to the groups in the LDAP directory. For more information, see “Adding Users” in the Cisco IronPort AsyncOS for Email Daily Management Guide.

Note

Use the Test Query button on the LDAP page (or the ldaptest

command) to verify that your queries return the expected results. For more information, see

Testing LDAP Queries, page 22-16

.

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User Accounts Query

To authenticate external users, AsyncOS uses a query to search for the user record in the LDAP directory and the attribute that contains the user’s full name. Depending on the server type you select, AsyncOS enters a default query and a default attribute. You can choose to have your appliance deny users with expired accounts if you have attributes defined in RFC 2307 in your LDAP user records

( shadowLastChange

, shadowMax

, and shadowExpire

). The base DN is required for the domain level where user records reside.

Table 22-7 shows the default query string and full username attribute that AsyncOS uses when it

searches for a user account on an Active Directory server.

Table 22-7 Default User Account Query String and Attribute: Active Directory

Server Type

Base DN

Query String

Attribute containing the user’s full name

Active Directory

[blank] (You need to use a specific base DN to find the user records.)

(&(objectClass=user)(sAMAccountName={u})) displayName

Table 22-8 shows the default query string and full username attribute that AsyncOS uses when it

searches for a user account on an OpenLDAP server.

Table 22-8 Default User Account Query String and Attribute: OpenLDAP

Server Type

Base DN

Query String

Attribute containing the user’s full name

OpenLDAP

[blank] (You need to use a specific base DN to find the user records.)

(&(objectClass=posixAccount)(uid={u})) gecos

Group Membership Queries

AsyncOS also uses a query to determine if a user is a member of a directory group. Membership in a directory group membership determines the user’s permissions within the system. When you enable external authentication on the System Administration > Users page in the GUI (or userconfig

in the

CLI), you assign user roles to the groups in your LDAP directory. User roles determine the permissions that users have in the system, and for externally authenticated users, the roles are assigned to directory groups instead of individual users. For example, you can assign users in the IT directory group the

Administrator role and users in the Support directory group to the Help Desk User role.

If a user belongs to multiple LDAP groups with different user roles, AsyncOS grants the user the permissions for the most restrictive role. For example, if a user belongs to a group with Operator permissions and a group with Help Desk User permissions, AsyncOS grants the user the permissions for the Help Desk User role.

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When you configure the LDAP profile to query for group membership, enter the base DN for the directory level where group records can be found, the attribute that holds the group member’s username, and the attribute that contains the group name. Based on the server type that you select for your LDAP server profile, AysncOS enters default values for the username and group name attributes, as well default query strings.

Note

For Active Directory servers, the default query string to determine if a user is a member of a group is

(&(objectClass=group)(member={u}))

. However, if your LDAP schema uses distinguished names in the “memberof” list instead of usernames, you can use

{dn}

instead of

{u}

.

Table 22-9

shows the default query strings and attributes that AsyncOS uses when it searches for group membership information on an Active Directory server.

Table 22-9 Default Group Membership Query Strings and Attribute: Active Directory

Server Type

Base DN

Active Directory

[blank] (You need to use a specific base DN to find the group records.)

Query string to determine if a user is a member of a group

(&(objectClass=group)(member={u}))

Note

If your LDAP schema uses distinguished names in the memberOf

list instead of usernames, you can replace

{u} with

{dn}

.

Attribute that holds each member's username (or a DN for the user's record)

member

Attribute that contains the group name

cn

Table 22-10 shows the default query strings and attributes that AsyncOS uses when it searches for group

membership information on an OpenLDAP server.

Table 22-10 Default Group Membership Query Strings and Attributes: OpenLDAP

Server Type

OpenLDAP

Base DN

[blank] (You need to use a specific base DN to find the group records.)

Query string to determine if a user is a member of a group

(&(objectClass=posixGroup)(memberUid={u}))

Attribute that holds each member's username (or a DN for the user's record)

memberUid

Attribute that contains the group name

cn

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Chapter 22 LDAP Queries

Authenticating End-Users in the Cisco IronPort Spam Quarantine

Authenticating End-Users in the Cisco IronPort Spam

Quarantine

Spam quarantine end-user authentication queries validate users when they log in to the Cisco Spam

Quarantine. The token {u} specifies the user (it represents the user’s login name). The token {a} specifies the user’s email address. The LDAP query does not strip "SMTP:" from the email address;

AsyncOS strips that portion of the address.

If you want the Cisco Spam Quarantine to use an LDAP query for end-user access, check the “Designate as the active query” check box. If there is an existing active query, it is disabled. When you open the

System Administration > LDAP page, an asterix (*) is displayed next to the active queries.

Based on the server type, AsyncOS uses one of the following default query strings for the end-user authentication query:

Active Directory:

(sAMAccountName={u})

OpenLDAP:

(uid={u})

Unknown or Other: [Blank]

By default, the primary email attribute is proxyAddresses

for Active Directory servers and mail

for

OpenLDAP servers. You can enter your own query and email attributes. To create the query from the

CLI, use the isqauth

subcommand of the ldapconfig

command.

Note

If you want users to log in with their full email address, use

(mail=smtp:{a})

for the Query String.

For information on enabling end-user authentication for spam quarantines, see “Configuring the Cisco

Spam Quarantines Feature” in the Cisco IronPort AsyncOS for Email Daily Management Guide.

Sample Active Directory End-User Authentication Settings

This section shows sample settings for an Active Directory server and the end-user authentication query.

This example uses password authentication for the Active Directory server, the mail

and proxyAddresses

email attributes, and the default query string for end-user authentication for Active

Directory servers.

Table 22-11 Example LDAP Server and Spam Quarantine End-User Authentication Settings:

Active Directory

Authentication Method

Server Type

Port

Base DN

Connection Protocol

Query String

Email Attribute(s)

Use Password (Need to create a low-privilege user to bind for searching, or configure anonymous searching.)

Active Directory

3268

[Blank]

[Blank]

(sAMAccountName={u}) mail,proxyAddresses

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Spam Quarantine Alias Consolidation Queries

Sample OpenLDAP End-User Authentication Settings

This section shows sample settings for an OpenLDAP server and the end-user authentication query. This example uses anonymous authentication for the OpenLDAP server, the mail

and mailLocalAddress email attributes, and the default query string for end-user authentication for OpenLDAP servers.

Table 22-12 Example LDAP Server and Spam Quarantine End-User Authentication Settings:

OpenLDAP

Authentication Method

Server Type

Port

Base DN

Connection Protocol

Query String

Email Attribute(s)

Anonymous

OpenLDAP

389

[Blank] (Some older schemas will want to use a specific

Base DN.)

[Blank]

(uid={u}) mail,mailLocalAddress

Spam Quarantine Alias Consolidation Queries

If you use spam notifications, the spam quarantine alias consolidation query consolidates the email aliases so that recipients do not receive quarantine notices for each alias. For example, a recipient might receive mail for the following email addresses: [email protected], [email protected], and [email protected]. When you use alias consolidation, the recipient receives a single spam notification at a chosen primary email address for messages sent to all of the user’s aliases.

To consolidate messages to a primary email address, create a query to search for a recipient’s alternate email aliases, and then enter the attribute for the recipient’s primary email address in the Email Attribute field.

If you want the Cisco Spam Quarantine to use an LDAP query for spam notifications, check the

“Designate as the active query” check box. If there is an existing active query, it is disabled. When you open the System Administration > LDAP page, an asterix (*) is displayed next to the active queries.

For Active Directory servers, the default query string is

(|(proxyAddresses={a})(proxyAddresses=smtp:{a}))

and the default email attribute is mail

. For

OpenLDAP servers, the default query string is

(mail={a})

and the default email attribute is mail

. You can define your own query and email attributes, including multiple attributes separated by commas. If you enter more than one email attribute, Cisco recommends entering a unique attribute that uses a single value, such as mail

, as the first email attribute instead of an attribute with multiple values that can change, such as proxyAddresses

.

To create the query in the CLI, use the isqalias

subcommand of the ldapconfig

command.

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Chapter 22 LDAP Queries

Identifying a Sender’s User Distinguished Name for RSA Enterprise Manager

Sample Active Directory Alias Consolidation Settings

This section shows sample settings for an Active Directory server and the alias consolidation query. This example uses anonymous authentication for the Active Directory server, a query string for alias consolidation for Active Directory servers, and the mail

email attribute.

Table 22-13 Example LDAP Server and Spam Quarantine Alias Consolidation Settings: Active

Directory

Authentication Method

Server Type

Port

Base DN

Connection Protocol

Query String

Email Attribute

Anonymous

Active Directory

3268

[Blank]

Use SSL

(|(mail={a})(mail=smtp:{a})) mail

Sample OpenLDAP Alias Consolidation Settings

This section shows sample settings for an OpenLDAP server and the alias consolidation query. This example uses anonymous authentication for the OpenLDAP server, a query string for alias consolidation for OpenLDAP servers, and the mail

email attribute.

Table 22-14 Example LDAP Server and Spam Quarantine Alias Consolidation Settings: OpenLDAP

Authentication Method

Server Type

Port

Base DN

Connection Protocol

Query String

Email Attribute

Anonymous

OpenLDAP

389

[Blank] (Some older schemas will want to use a specific

Base DN.)

Use SSL

(mail={a}) mail

Identifying a Sender’s User Distinguished Name for RSA

Enterprise Manager

If you use RSA Enterprise Manager for data loss prevention (DLP), the Email Security appliance must include the complete distinguished names for the message senders when it sends DLP incident data to

Enterprise Manager. To acquire the sender name for Enterprise Manager, create a user distinguished name query for your LDAP server and add the query to the listeners that send outgoing messages on your

Email Security appliance. The Email Security appliance only uses this query when RSA Enterprise

Manager is enabled for DLP. Otherwise, it does not appear as an option for the server profile.

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Identifying a Sender’s User Distinguished Name for RSA Enterprise Manager

Sample User Distinguished Name Settings

This section shows sample settings for an Active Directory server and the user distinguished name query.

This example uses anonymous authentication for the Active Directory server and a query string for user distinguished name retrieval for Active Directory servers.

Table 22-15 Example LDAP Server and Spam Quarantine Alias Consolidation Settings: Active

Directory

Authentication Method

Server Type

Port

Base DN

Connection Protocol

Query String

Anonymous

Active Directory

3268

[Blank]

Use SSL

(proxyAddresses=smtp:{a})

Configuring AsyncOS To Work With Multiple LDAP Servers

When you configure an LDAP profile, you can configure the Cisco appliance to connect to a list of multiple LDAP servers. To use multiple LDAP servers, you must configure LDAP servers to contain the same information, use the same structure, and use the same authentication information. (third party products exist that can consolidate the records).

When you configure the Cisco appliance to connect to redundant LDAP servers, you can configure the

LDAP configuration for failover or load balancing.

You can use multiple LDAP servers to achieve the following results:

Failover. When you configure the LDAP profile for failover, the Cisco appliance fails over to the next LDAP server in the list if it cannot connect to the first LDAP server.

Load Balancing. When you configure the LDAP profile for load balancing, the Cisco appliance distributes connections across the list of LDAP servers when it performs LDAP queries.

You can configure redundant LDAP servers from the System Administration > LDAP page or from the

CLI ldapconfig

command.

Testing Servers and Queries

Use the Test Server(s) button on the Add (or Edit) LDAP Server Profile page (or the test

subcommand in the CLI) to test the connection to an LDAP server. If you use multiple LDAP servers, AsyncOS tests each server and displays individual results for each server. AsyncOS will also test the query on each

LDAP server and display the individual results.

Failover

To ensure that LDAP queries are resolved, you can configure your LDAP profile for failover.

The appliance attempts to connect to the first server in the list of LDAP servers for a specified period of time. If the Cisco appliance cannot connect to the first LDAP server in the list, the appliance attempts to connect to the next LDAP server in the list. By default, the appliance always attempts to connect to the

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first server in the list, and it attempts to connect to each subsequent server in the order they are listed.

To ensure that the Cisco appliance connects to your primary LDAP server by default, ensure that you enter it as the first server in your list of LDAP servers.

If the Cisco appliance connects to a second or subsequent LDAP server, it remains connected to that server until it reaches a timeout period. After it reaches the timeout, it attempts to reconnect to the first server in the list.

Configuring the Cisco Appliance for LDAP Failover

To configure the Cisco appliance for LDAP failover, complete the following steps in the GUI:

Procedure

Step 1

Step 2

From System Administration > LDAP, select the LDAP server profile you want to edit.

From the LDAP server profile, configure the following settings:

1

2

3

2

3

Number

1

Description

List LDAP Servers.

Configure Maximum Connections.

Select Failover Mode.

Step 3

Configure other LDAP settings and commit the changes.

Load Balancing

To distribute LDAP connections among a group of LDAP servers, you can configure your LDAP profile for load balancing.

When you configure your LDAP profile for load balancing, the Cisco appliance distributes connections among the LDAP servers listed. If a connection fails or times out, the Cisco appliance determines which

LDAP servers are available and reconnects to available servers. The Cisco appliance determines the number of simultaneous connections to establish based on the maximum number of connections you configure.

If one of the listed LDAP servers does not respond, the Cisco appliance distributes the connection load among the remaining LDAP servers.

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Configuring the Cisco Appliance for Load Balancing

Procedure

Step 1

Step 2

From System Administration > LDAP, select the LDAP server profile you want to edit.

From the LDAP server profile, configure the following settings:

1

3

2

3

Number Description

1 List LDAP Servers

Configure Maximum Connections

Select Load Balancing Mode

Step 3

Configure other LDAP settings and commit the changes.

2

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23

Authenticating SMTP Sessions Using Client

Certificates

Overview of Certificates and SMTP Authentication, page 23-1

Checking the Validity of a Client Certificate, page 23-3

Authenticating a User Using an LDAP Directory, page 23-4

Authenticating an SMTP Connection Over TLS Using a Client Certificate, page 23-4

Establishing a TLS Connection from the Appliance, page 23-5

Updating a List of Revoked Certificates, page 23-6

Overview of Certificates and SMTP Authentication

The Email Security appliance supports the use of client certificates to authenticate SMTP sessions between the Email Security appliance and users’ mail clients. The Email Security appliance can request a client certificate from a user’s mail client when the application attempts to connect to the appliance to send messages. When the appliance recieves the client certificate, it verifies that the certificate is valid, has not expired, and has not been revoked. If the certificate is valid, the Email Security appliance allows an SMTP connection from the mail application over TLS.

Organizations that require their users to use a Common Access Card (CAC) for their mail clients can use this feature to configure the Email Security appliance to request a certificate that the CAC and

ActivClient middleware application will provide to the appliace.

You can configure the Email Security appliance to require users to provide a ceritificate when sending mail, but still allow exceptions for certain users. For these users, you can configure the appliance to use the SMTP authentication LDAP query to authenticate the user.

Users must configure their mail client to send messages through a secure connection (TLS) and accept a server certificate from the appliance.

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Chapter 23 Authenticating SMTP Sessions Using Client Certificates

Overview of Certificates and SMTP Authentication

How to Authenticate a User with a Client Certificate

Table 23-1

Step 1

Step 2

Step 3

Step 4

How to Authenticate a User with a Client Certificate

Do This

Define a certificate query for your LDAP server.

More Info

Checking the Validity of a Client Certificate, page 23-3

Create a certificate-based SMTP authentication profile.

Authenticating an SMTP Connection Over TLS Using a

Client Certificate, page 23-4

Configure a listener to use the certificate SMTP authentication profile.

Listening for Connection Requests by Creating a Listener via the GUI, page 5-8

Modify the RELAYED mail flow policy to require TLS, a client certificate, and SMTP authentication.

Establishing a TLS Connection from the Appliance, page 23-5

How to Authenticate a User with an SMTP Authentication LDAP Query

Table 23-2

Step 1

Step 2

Step 3

Step 4

How to Authenticate a User with an SMTP Authenticate LDAP Query

Do This More Info

Define an SMTP authentication query for your server that uses an allowance query string and

Bind for the authentication method.

Create an LDAP-based SMTP authentication profile.

Authenticating a User Using an LDAP Directory, page 23-4

Configuring AsyncOS for SMTP Authentication, page 22-31

Configure a listener to use the LDAP SMTP authentication profile.

Modify the RELAYED mail flow policy to require TLS and SMTP authentication.

If the user is not allowed to use LDAP-based SMTP authentication for their connection, you can select whether the appliance rejects the connection or temporarily allows it while logging all activity.

Establishing a TLS Connection from the Appliance, page 23-5

How to Authenticate a User with an LDAP SMTP Authentication Query if the

Client Certificate is Ivalid

Table 23-3

Step 1

Step 2

How to Authenticate a User with a Client Certificate or an LDAP SMTP Authentication Query

Do This More Info

Define an SMTP authentication query for your server that uses an allowance query string and

Bind for the authentication method.

Authenticating a User Using an LDAP Directory, page 23-4

Define a certificate-based query for your LDAP server.

Checking the Validity of a Client Certificate, page 23-3

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Chapter 23 Authenticating SMTP Sessions Using Client Certificates

Table 23-3

Step 3

Step 4

Step 5

Step 6

Checking the Validity of a Client Certificate

How to Authenticate a User with a Client Certificate or an LDAP SMTP Authentication Query

Do This More Info

Create a certificate-based SMTP authentication profile

Authenticating an SMTP Connection Over TLS Using a

Client Certificate, page 23-4

Create an LDAP SMTP authentication profile.

Configuring AsyncOS for SMTP Authentication, page 22-31

Configure a listener to use the certificate SMTP authentication profile.

Listening for Connection Requests by Creating a Listener via the GUI, page 5-8

1.

Modify the RELAYED mail flow policy to use the following settings:

TLS Preferred

Establishing a TLS Connection from the Appliance, page 23-5

SMTP authentication required

Require TLS for SMTP authentication

Checking the Validity of a Client Certificate

The Certificate Authentication LDAP query checks the validity of a client certificate in order to authenticate an SMTP session between the user’s mail client and the Email Security appliance. When creating this query, you select a list of certificate fields for authentication, specify the User ID attribute

(the default is uid

), and enter the query string.

For example, a query string that searches for the certificate’s common name and serial number may look like

(&(objectClass-posixAccount)(caccn={cn})(cacserial={sn})

. After you have created the query, you can use it in a Certificate SMTP Authentication Profile. This LDAP query supports

OpenLDAP, Active Directory, and Oracle Directory.

See

Chapter 22, “LDAP Queries”

for more information on configuring LDAP servers.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Select System Administration > LDAP.

Create a new LDAP profile. See

Creating LDAP Server Profiles to Store Information About the LDAP

Server, page 22-5

for more information.

Check the Certificate Authentication Query checkbox.

Enter the query name.

Enter the query string to authenticate the user’s certificate. For example,

(&(objectClass=user)(cn={cn}))

.

Enter the user ID attribute, such as sAMAccountName

.

Submit and commit your changes.

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Chapter 23 Authenticating SMTP Sessions Using Client Certificates

Authenticating a User Using an LDAP Directory

Authenticating a User Using an LDAP Directory

The SMTP Authentication LDAP query has an Allowance Query String that allows the Email Security appliance to check whether the user’s mail client is allowed to send mail through the appliance based on the user’s record in the LDAP directory. This allows users who don’t have a client certficate to send mail as long as their record specifies that it’s allowed.

You can also filter out results based on other attributes. For example, the query string

(&(uid={u})(|(!(caccn=*))(cacexempt=*)(cacemergency>={t})))

checks to see if any of the following conditions are true for the user:

CAC is not issued to the user ( caccn=*

)

CAC is exempt ( cacexempt=*

)

the time period that a user may temporarily send mail without a CAC expires in the future

( cacemergency>={t}

)

See

Configuring AsyncOS for SMTP Authentication, page 22-31

for more information on using the

SMTP Authentication query.

Procedure

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 1

Step 2

Step 9

Select System Administration > LDAP.

Define an LDAP profile. See

Creating LDAP Server Profiles to Store Information About the LDAP

Server, page 22-5 for more information.

Define an SMTP authentication query for the LDAP profile.

Check the SMTP Authentication Query checkbox.

Enter the query name.

Enter the string to query for the user’s ID. For example,

(uid={u}).

Select LDAP BIND for the authentication method.

Enter an allowance query string. For example,

(&(uid={u})(|(!(caccn=*))(cacexempt=*)(cacemergency>={t})))

.

Submit and commit your changes.

Authenticating an SMTP Connection Over TLS Using a Client

Certificate

The certificate-based SMTP authentication profile allows the Email Security appliance to authenticate an SMTP connection over TLS using a client certificate. When creating the profile, you select the

Certificate Authentication LDAP query to use for verifying the certificate. You can also specify whether the Email Security appliance falls back to the SMTP AUTH command to authenticate the user if a client certificate isn’t available.

For information on authenticating an SMTP connection by using LDAP, see

Configuring AsyncOS for

SMTP Authentication, page 22-31

.

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Establishing a TLS Connection from the Appliance

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Select Network > SMTP Authentication.

Click Add Profile.

Enter the name for the SMTP authentication profile.

Select Certificate for the Profile Type.

Click Next.

Enter the profile name.

Select the certificate LDAP query you want to use with this SMTP authentication profile.

Note

Do not select the option to allow the SMTP AUTH command if a client certificate is not available.

Step 8

Step 9

Click Finish.

Submit and commit your changes.

Establishing a TLS Connection from the Appliance

The Verify Client Certificate option in the RELAYED mail flow policy directs the Email Security appliance to establish a TLS connection to the user’s mail application if the client certificate is valid. If you select this option for the TLS Preferred setting, the appliance still allows a non-TLS connection if the user doesn’t have a certificate, but rejects a connection if the user has an invalid certificate. For the

TLS Required setting, selecting this option requires the user to have a valid certificate in order for the appliance to allow the connection.

To authenticate a user’s SMTP session with a client certificate, select the following settings:

TLS - Required

Verify Client Certificate

Require SMTP Authentication

Note

Although SMTP authentication is required, the Email Security appliance will not use the SMTP authentication LDAP query because it is using certificate authentication.

To authenticate a user’s SMTP session using the SMTP authentication query instead of a client certificate, select the following settings for the RELAYED mail flow policy:

TLS - Required

Require SMTP Authentication

If you require the Email Security appliance to ask for a client certificate from certain users while allowing LDAP-based SMTP authentication from others, select the following settings for the RELAYED mail flow policy:

TLS - Preferred

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Chapter 23 Authenticating SMTP Sessions Using Client Certificates

Updating a List of Revoked Certificates

Require SMTP Authentication

Require TLS to Offer SMTP Authentication

Updating a List of Revoked Certificates

The Email Security appliance checks a list of revoked certificates (called a Certificate Revocation List) as part of its certificate verification to make sure that the user’s certificate hasn’t been revoked. You keep an up-to-date version of this list on a server and the Email Security appliance downloads it on a schedule that you create.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Go to Network > CRL Sources.

Enable CRL checking for SMTP TLS connections:

a.

Click Edit Settings under Global Settings.

b.

c.

Select the checkbox for CRL check for inbound SMTP TLS.

(Optional) Select the checkbox for CRL check for inbound SMTP TLS.

d.

Submit your change.

Click Add CRL Source.

Enter a name for the CRL source.

Select the file type. This can be either ASN.1 or PEM.

Enter the URL for the primary source for the file, including the filename. For example, https://crl.example.com/certs.crl

Optionally, enter the URL for a secondary source in case the appliance cannot contact the primary source.

Specify a schedule for downloading the CRL source.

Enable the CRL source.

Submit and commit your changes.

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24

FIPS Management

FIPS Management Overview, page 24-1

Configuration Changes in FIPS Mode, page 24-1

Switching the Appliance to FIPS Mode, page 24-3

Encrypting Sensitive Data in FIPS Mode, page 24-4

Checking FIPS Mode Compliance, page 24-5

Managing Certificates and Keys, page 24-5

Managing Keys for DKIM Signing and Verification, page 24-6

FIPS Management Overview

The Federal Information Processing Standard (FIPS) 140 is a publicly announced standard developed jointly by the United States and Canadian federal governments specifying requirements for cryptographic modules that are used by government agencies to protect sensitive but unclassified information. The Cisco IronPort Email Security appliance uses the CiscoSSL Cryptographic Toolkit to achieve FIPS 140-2 Level 1 compliance.

The CiscoSSL Cryptographic Toolkit is a a GGSG-approved cryptography suite that includes Cisco SSL, which is an enhanced version of OpenSSL’s FIPS support, and the FIPS-compliant Cisco Common

Cryptography Module. The Cisco Common Cryptography Module is a software library that Email

Security appliance uses for FIPS-validated cryptographic algorithms for protocols such SSH.

Configuration Changes in FIPS Mode

The Email Security appliance uses Cisco SSL and FIPS-compliant certificates for communication when the appliance is in FIPS mode. See

Switching the Appliance to FIPS Mode, page 24-3

for more information.

Note

As part of FIPS compliance, AsyncOS for Email does not support SSH version 1.

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Configuration Changes in FIPS Mode

To be FIPS Level 1 compliant, the Email Security appliance makes the following changes to your configuration:

SMTP receiving and delivery. Incoming and outgoing SMTP conversations over TLS between a public listener on the Email Security appliance and a remote host use TLS version 1 and FIPS cipher suites. You can modify the cipher suites using sslconfig

when in FIPS mode. TLS v1 is the only version of TLS supported in FIPS mode.

Web interface. HTTPS sessions to the Email Security appliance’s web interface use TLS version 1 and FIPS cipher suites. This also includes HTTPS sessions to the IronPort Spam Quarantine and other IP interfaces. You can modify the cipher suites using sslconfig

when in FIPS mode.

Certificates. FIPS mode restricts the kinds of certificates used by the appliances. Certificates must use one of the following signature algorithms: SHA-1, SHA-224, SHA-256, SHA-384, and

SHA-512 and RSA keys of the size 2048 bits. The appliance will not import certificates that do not use one of these algorithms. The appliance cannot be switched to FIPS mode if it has any non-compliant certificates in use. It will displays an error message instead. See

Managing

Certificates and Keys, page 24-5

for more information.

DKIM signing and verification. RSA keys used for DKIM signatures and verification must be 2048 bits in length. The appliance cannot be switched to FIPS mode if it has any non-compliant RSA keys in use. It will displays an error message instead. When verifying a DKIM signature, the appliance returns a permanent failure if the signature does not use a FIPS-compliant key. See

Chapter 24,

“Managing Keys for DKIM Signing and Verification”

LDAPS. TLS transactions between the Email Security appliance and LDAP servers, including using an LDAP server for external authentication, use TLS version 1 and FIPS cipher suites. If the LDAP server uses MD5 hashes to store passwords, the SMTP authentication query will fail because MD5 is not FIPS-compliant.

Logs. SSH2 is the only allowed protocol for pushing logs via SCP. For error messages related to

FIPS management, read the FIPS Logs at the INFO level.

Centralized Management. For clustered appliances, FIPS mode can only be turned on at the cluster level.

SSL Ciphers. Only the following SSL ciphers are supported in FIPS mode:

AES256-SHA:AES128-SHA:DES-CBC3-SHA.

Ciphers and Algorithms Used in FIPS Mode

OpenSSH

Public Key Authentication Algorithms

Cipher Algorithms

Minimum Server Key Size ssh-rsa, ssh_dss aes256-cbc, aes192-cbc, aes128-cbc,

3des-cbc

2048

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Switching the Appliance to FIPS Mode

KEX Algorithms

RSA Identifiers and Host Keys

DSA Identifiers and Host Keys

CiscoSSL

Method

Ciphers diffie-hellman-group-exchange-sha256, diffie-hellman-group-exchange-sha1, diffie-hellman-group14-sha1, diffie-hellman-group1-sha1

2048

2048

TLSv1

AES256-SHA,

AES128-SHA,

DES-CBC3-SHA

Switching the Appliance to FIPS Mode

Use the fipsconfig

CLI command to switch the appliance over to FIPS mode.

Note

Only administrators can use this command. A reboot is required after switching the appliance from non-FIPS mode to FIPS mode.

Before You Begin

Make sure that the appliance do not have any objects that are not FIPS compliant, for example, a DKIM verification profile with a key size of 512 bits. To enable FIPS mode, you must modify all the non-FIPS-compliant objects to meet FIPS requirements. See

Configuration Changes in FIPS Mode, page 24-1

. For instructions to check if your appliance contains non-FIPS-compliant objects, see

Checking FIPS Mode Compliance, page 24-5

.

Procedure

mail.example.com> fipsconfig

FIPS mode is currently disabled.

Choose the operation you want to perform:

- SETUP - Configure FIPS mode.

- FIPSCHECK - Check for FIPS mode compliance.

[]> setup

To finalize FIPS mode, the appliance will reboot immediately. No commit will be required.

Are you sure you want to enable FIPS mode and reboot now ? [N]> y

Do you want to enable encryption of sensitive data in configuration file when FIPS mode is enabled? Changing the value will result in system reboot [N]> n

Enter the number of seconds to wait before forcibly closing connections.

[30]>

System rebooting. Please wait while the queue is being closed...

Closing CLI connection.

Rebooting the system...

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Chapter 24 FIPS Management

Encrypting Sensitive Data in FIPS Mode

Encrypting Sensitive Data in FIPS Mode

Use the fipsconfig

command to encrypt sensitive data such as passwords and keys, in your appliance.

If you enable this option,

The following critical security parameters in your appliance are encrypted and stored:

Certificate private keys

RADIUS passwords

LDAP bind passwords

Local users' password hashes

SNMP password

DK/DKIM signing keys

Outgoing SMTP authentication passwords

PostX encryption keys

PostX encryption proxy password

FTP Push log subscriptions' passwords

IPMI LAN password

Updater server URLs

Note

All users, including the administrators, cannot view the sensitive information in the configuration files.

Swap space in your appliance is encrypted to prevent any unauthorized access or forensic attacks, if the physical security of the appliance is compromised.

Procedure

mail.example.com> fipsconfig

FIPS mode is currently enabled.

Choose the operation you want to perform:

- SETUP - Configure FIPS mode.

- FIPSCHECK - Check for FIPS mode compliance.

[]> setup

To finalize FIPS mode, the appliance will reboot immediately. No commit will be required.

Are you sure you want to disable FIPS mode and reboot now ? [N]> n

Do you want to enable encryption of sensitive data in configuration file when FIPS mode is enabled? Changing the value will result in system reboot [N]> y

Enter the number of seconds to wait before forcibly closing connections.

[30]>

System rebooting. Please wait while the queue is being closed...

Closing CLI connection.

Rebooting the system...

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Checking FIPS Mode Compliance

Checking FIPS Mode Compliance

Use the fipsconfig

command to check if your appliance contains any non-FIPS-compliant objects.

Procedure

mail.example.com> fipsconfig

FIPS mode is currently disabled.

Choose the operation you want to perform:

- SETUP - Configure FIPS mode.

- FIPSCHECK - Check for FIPS mode compliance.

[]> fipscheck

All objects in the current configuration are FIPS compliant.

FIPS mode is currently disabled.

Managing Certificates and Keys

AsyncOS allows you to encrypt communications between the appliance and external machines by using a certificate and private key pair. You can upload an existing certificate and key pair, generate a self-signed certificate, or generate a Certificate Signing Request (CSR) to submit to a certificate authority to obtain a public certificate. The certificate authority will return a trusted public certificate signed by a private key that you can then upload onto the appliance.

The appliance’s FIPS mode adds a number of restrictions to the certficates that the appliance uses in order for the appliance to be FIPS compliant. Certificates must use one of the following signature algorithms: SHA-1, SHA-224, SHA-256, SHA-384, and SHA-512.

The appliance will not import certificates that do not use one of these algorithms. It also cannot be switched to FIPS mode if it has any non-compliant certificates in use on a listener. It will displays an error message instead.

A

Non-FIPS

status for a certificate will be displayed in both the CLI and the GUI when the appliance is in FIPS mode. When selecting a certificate to use for a feature, such as a listener or destination control, the appliance does not display non-compliant certificates as an option.

See

Obtaining Certificates, page 20-2 for more information on using certficates on your appliance.

You can use FIPS-compliant certificates with any of the following services:

SMTP receiving and delivery. Use the Network > Listeners page (or the listenerconfig -> edit

-> certificate

CLI command) to assign the certificate to any listeners that require encryption using TLS. You may want to only enable TLS on listeners facing the Internet (that is, public listeners), or you may want to enable encryption for all listeners, including internal systems (that is, private listeners).

Destination controls. Use the Mail Policies > Destination Controls page (or the destconfig

CLI command) to assign the certificate as a global setting to for all outgoing TLS connections for email delivery.

Interfaces. Use the Network > IP Interfaces page (or the interfaceconfig

CLI command) to enable the certificate for HTTPS services on an interface, including the management interface.

LDAP. Use the System Administration > LDAP page to assign the certificate for all LDAP traffic that requires TLS connections. The appliance can also use LDAP for external authentication of users.

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Managing Keys for DKIM Signing and Verification

Managing Keys for DKIM Signing and Verification

For an overview of how DomainKeys and DKIM work on the Email Security appliance, see

Chapter 17,

“Email Authentication” .

DKIM Signing

Email Security appliances in FIPS mode support only 2048 bits key size for the DKIM signing key. The appliance cannot be switched to FIPS mode if it has any non-compliant RSA keys in use. It will displays an error message instead.

FIPS-compliant signing keys are available for use in domain profiles and appear in the Signing Key list when creating or editing a domain profile using the Mail Policies > Domain Profiles page. Once you have associated a signing key with a domain profile, you can create DNS text record which contains your public key. You do this via the Generate link in the DNS Text Record column in the domain profile listing

(or via domainkeysconfig -> profiles -> dnstxt

in the CLI).

DKIM Verification

The appliance requires a message to use a FIPS-compliant key in order to verify a DKIM signature. If the signature does not use a FIPS-compliant key, the appliance returns a permanent failure.

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25

Tracking Messages

Message Tracking Overview, page 25-1

Enabling Message Tracking, page 25-1

Searching for Messages, page 25-2

Working with Message Tracking Search Results, page 25-4

Checking Message Tracking Data Availability, page 25-6

Message Tracking Overview

Message tracking helps resolve help desk calls by giving a detailed view of message flow. For example, if a message was not delivered as expected, you can determineif it was found to contain a virus or placed in a spam quarantine — or if it is located somewhere else in the mail stream.

You can search for a particular email message or a group of messages that match criteria that you specify.

Note

You cannot use message tracking to read the content of messages.

Enabling Message Tracking

Note

Message tracking data is preserved only for messages that are processed after you enable this feature.

Before you Begin

In order to search for and display attachment names in Message Tracking and view attachment names in log files, you must configure and enable at least one body scanning process, such as a message filter or content filter.

To support searching by subject, log files must be configured to record subject headers. For more information, see

Chapter 34, “Logging.”

If you are setting up Centralized Tracking:

Set up your Security Management appliance to support centralized message tracking for this Email

Security appliance. See the Cisco Content Security Management Appliance User Guide.

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Searching for Messages

Procedure

Step 1

Step 2

Step 3

Step 4

Click Services > Message Tracking.

Click Enable Message Tracking Service.

If you are enabling message tracking for the first time after running the System Setup Wizard, review the end-user license agreement, and click Accept.

Choose a Message Tracking Service:

Option Description

Local Tracking Use message tracking on this appliance.

Centralized Tracking Use a Security Management appliance to track messages for multiple email security appliances including this one.

Step 5

Step 6

(Optional) Select the check box to save information for rejected connections.

For best performance, leave this setting disabled.

Submit and commit your changes.

What To Do Next

If you selected Local Tracking:

Choose who can access content related to DLP violations. See

Controlling Access to Sensitive

Information in Message Tracking, page 28-5 .

Searching for Messages

Procedure

Step 1

Step 2

Choose Monitor > Message Tracking.

Enter search criteria.

To view all options, click the Advanced link.

Tracking does not support wildcard characters or regular expressions.

Tracking searches are not case sensitive.

Unless otherwise specified, the query is an “AND” search: The query returns messages that match

all conditions specified in the search fields. For example, if you specify text strings for the envelope recipient and the subject line parameters, the query returns only messages that match both the specified envelope recipient and the subject line.

Search criteria include:

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Searching for Messages

Option Description

or domain of a message sender to find.

You can enter any character(s). No validation of your entry is performed.

Envelope Recipient

Select Begins With, Is, or Contains, and enter an email address, username, or domain of a message recipient to find.

You can enter any character(s). No validation of your entry is performed.

Subject

Select Begins With, Is, or Contains, and enter a text string to search for in the message subject line.

Warning: Do not use this type of search in environments where regulations prohibit such tracking.

Message Received

Specify a date and time range.

If you do not specify a date, the query returns data for all dates. If you specify a time range only, the query returns data for that time range across all available dates.

Use the local date and time that the message was received by the Email

Security appliance.

Advanced options:

Sender IP Address Specify the IP address of a remote host.

Attachment name

You can search within rejected connections only or search all messages.

Select Begins With, Is, or Contains, and enter an ASCII or Unicode text string for one Attachment Name to find.

Message Event

Leading and trailing spaces are not stripped from the text you enter.

Select one or more message processing events. For example, you can search for messages that have been delivered, quarantined, or hard bounced.

Message events are added with an “OR” operator: Selecting multiple events finds messages that match any of the conditions you specify.

Message ID Header

Enter a text string for the SMTP Message-ID header.

IronPort MID

Query Settings

This RFC 822 message header uniquely identifies each email message. It is inserted in the message when the message is first created.

Enter a message number to search for. An IronPort MID uniquely identifies each email message on the Email Security appliance.

Change the default query timeout and maximum number of results to return.

Step 3

Click Search to submit the query.

The query results are displayed at the bottom of the page.

Related Topics

Working with Message Tracking Search Results, page 25-4

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Working with Message Tracking Search Results

Actions you can take when working with search results:

Show more than 250 search results by returning to the search criteria, clicking Advanced, scrolling to the Query Settings, and setting the maximum number of results to 1000.

Show more results per page by choosing an option from the top right side of the search results section.

Navigate through multiple pages of search results from the top right side of the search results section.

Narrow your search results by floating the cursor over a value in the search results that you want to add as a condition. If an orange highlight appears, you can click that value to narrow the search by that criterion. This adds the additional criterion to the search criteria. For example, if you search for messages sent to a particular recipient, you can then click on a sender name in the search results to find all messages to that recipient from that sender within the time range (and meeting any other criteria) that you originally specified.

If more than 1000 messages match your search criteria, you can click Export All (a link at the top right of the search results section) and export up to 50,000 search results as a comma-separated values file and work with the data in another application.

View more details for a message by clicking Show Details in the row for that message. A new browser window opens with the message details.

For quarantined messages, you can click a link in the message tracking search results to view details such as the reason the message was quarantined.

Note

If you clicked a link in a report page to view message details in Message Tracking, and the set of results is not what you expected, this can occur if reporting and tracking were not both simultaneously and continuously enabled during the time period you are reviewing.

Message Details

Item Description

Envelope and Header Summary section:

Received Time

Time that the Email Security appliance received the message.

MID

Message Size

Subject

Dates and times are displayed using the local time configured on the Email

Security appliance.

Unique IronPort message ID.

Message size.

Subject line of the message.

The subject line in the tracking results may have the value “(No Subject)” if the message does not have a subject, or if log files are not configured to record subject headers. For more information, see

Chapter 34, “Logging.”

Envelope Sender

Address of the sender in the SMTP envelope.

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Working with Message Tracking Search Results

Item Description

Envelope

Recipients

If your deployment uses the alias table for alias expansion, the search finds the expanded recipient addresses rather than the original envelope addresses. For more information about Alias Tables, see “Creating Alias Tables” in the

“Configuring Routing and Delivery Features” chapter .

In all other cases, message tracking queries find the original envelope recipient addresses.

The RFC 822 message header.

Message ID

Header

SMTP Auth User

ID

Attachments

SMTP authenticated username of the sender, if the sender used SMTP authentication to send the message. Otherwise, the value is “N/A.”

The names of files attached to the message.

Messages that contain at least one attachment with the queried name will appear in the search results.

Some attachments may not be tracked. For performance reasons, scanning of attachment names occurs only as part of other scanning operations, for example message or content filtering, DLP, or disclaimer stamping. Attachment names are available only for messages that pass through body scanning while the attachment is still attached. Situations in which an attachment name will not appear in search results include (but are not limited to):

if the system only uses content filters, and a message is dropped or its attachment is stripped by anti-spam or anti-virus filters

if message splintering policies strip the attachment from some messages before body scanning occurs.

For performance reasons, the names of files within attachments, such as OLE objects or archives such as .ZIP files, are not searched.

Sending Host Summary section

Reverse DNS

Hostname

Name of the sending host, as verified by reverse DNS (PTR) lookup.

IP Address

SBRS Score

IP address of the sending host.

SenderBase reputation score. The range is from 10 (likely a trustworthy sender) to -10 (apparent spammer). A score of “None” indicates that there was no information about this host at the time the message was processed.

For more information about SBRS, see

Chapter 6, “Reputation Filtering.”

Processing Details section

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Item Description

Summary information

The Summary section displays status events logged during the processing of the message.

(A Summary tab displays only if there is also a DLP

Matched Content tab. Summary information always displays.)

DLP Matched

Content tab

Entries include information about Mail Policy processing, such as Anti-Spam and Anti-Virus scanning, and other events such as message splitting and custom log entries added by a content or message filter.

If the message was delivered, the details of the delivery are displayed here.

The last recorded event is highlighted in the processing details.

This tab displays only for messages that were caught by DLP policies.

It includes information about the match, as well as the sensitive content that triggered the DLP policy match.

You can control who has access to this information. See Controlling Access to

Sensitive Information in Message Tracking, page 28-5

.

Related Topics

Searching for Messages, page 25-2

Checking Message Tracking Data Availability

You can determine the date range that your message tracking data includes, as well as identify any missing intervals in that data.

Step 1

Step 2

Step 3

Select Monitor > Message Tracking.

Look for Data in time range: in the upper right corner of the Search box.

Click the value shown for Data in time range:.

About Message Tracking and Upgrades

New message tracking features may not apply to messages that were processed before upgrade, because the required data may not have been retained for those messages. For possible limitations related to message tracking data and upgrades, see the Release Notes for your release.

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Using Email Security Monitor

Email Security Monitor Overview, page 26-1

Email Security Monitor Pages, page 26-2

Reporting Overview, page 26-41

Managing Reports, page 26-43

Troubleshooting Email Reports, page 26-46

Email Security Monitor Overview

The Email Security Monitor feature collects data from every step in the email delivery process, including reputation filtering, anti-spam, anti-virus scanning, Outbreak Filters, policy enforcement (including content filters and data loss prevention), and message delivery. The database identifies and records each email sender by IP address, while interfacing with the SenderBase Reputation Service for real-time identity information. You can instantly report on any email sender’s local mail flow history and show a profile that includes the sender’s global record on the Internet. The Email Security Monitor feature allows your security team to “close the loop” on who is sending mail to your users, the amount of mail sent from and received by your users, and the effectiveness of your security policies.

This chapter explains how to:

Access the Email Security Monitor feature to monitor inbound and outbound message flow.

Make mail flow policy decisions (update whitelists, blacklists, and greylists) by querying for a sender’s SenderBase Reputation Score (SBRS). You can query on network owners, domains, and even individual IP addresses.

Report on mail flow, system status, and mail sent to and from your network.

For any given email sender for incoming mail, the Email Security Monitor database captures critical parameters such as:

Message volume

Connection history

Accepted vs. rejected connections

Acceptance rates and throttle limits

Reputation filter matches

Number of anti-spam messages for suspected spam and positively identified spam

Number of virus-positive message detected by anti-virus scanning

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Email Security Monitor Pages

See

Chapter 13, “Anti-Spam”

for more information on Anti-Spam scanning and

Chapter 12,

“Anti-Virus”

for more information on anti-virus scanning.

The Email Security Monitor feature also captures information on which content filter a particular message triggers, including the internal user (email recipient) to or from which the message was sent.

The Email Security Monitor feature is available in the GUI only, and provides a view into your email traffic and the status of your appliance (including quarantines, work queues, and outbreaks). The appliance identifies when a sender falls outside of the normal traffic profile. Senders that do are highlighted in the interface, allowing you to take corrective action by assigning that sender to a sender group or refining the access profile of the sender; or, you can let AsyncOS’s security services continue to react and respond. Outbound mail has a similar monitoring capability, providing you a view into the top domains in the mail queue and the status of receiving hosts (see

Delivery Status Details Page, page 26-19

).

Note

Information for messages present in the work queue when the appliance is rebooted is not reported by the Email Security Monitor feature.

Email Security Monitor and Centralized Management

In this version of AsyncOS, you cannot aggregate Email Security Monitor reports of clustered appliances. All reports are restricted to machine level. This means they cannot be run at the group or cluster levels — only on individual machines.

The same is true of the Archived Reports page — each machine in effect has its own archive. Thus, the

“Generate Report” feature runs on the selected machine.

The Scheduled Reports page is not restricted to machine level; therefore, settings can be shared across multiple machines. Individual scheduled reports run at machine level just like interactive reports, so if you configure your scheduled reports at cluster level, every machine in the cluster will send its own report.

The “Preview This Report” button always runs against the login-host.

Email Security Monitor Pages

The Email Security Monitor feature is comprised of all the pages available on the Monitor menu except the Quarantines pages.

You use these pages in the GUI to monitor domains that are connecting to the appliance’s listeners. You can monitor, sort, analyze, and classify the “mail flow” of your appliance and differentiate between high-volume senders of legitimate mail and potential “spammers” (senders of high-volume, unsolicited commercial email) or virus senders. These pages can also help you troubleshoot inbound connections to the system (including important information such as SBRS score and most recent sender group match for domains).

These pages help you classify mail relative to the appliance, and also relative to the services that exist beyond the scope of the gateway: the SenderBase Reputation Service, the Anti-Spam scanning service, the Anti-Virus scanning security services, content filters, and Outbreak Filters.

You can generate a printer-friendly formatted .PDF version of any of the Email Security Monitor pages by clicking on the Printable PDF link at the top-right of the page. For information about generating PDFs in languages other than English, see the

“Notes on Reports” section on page 26-42

.

You can export graphs and other data to CSV (comma separated values) format via the Export link.

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Email Security Monitor Pages

The exported CSV data will display all message tracking and reporting data in GMT regardless of what is set on the Email Security appliance. The purpose of the GMT time conversion is to allow data to be used independently from the appliance or when referencing data from appliances in multiple time zones.

Note

If you export localized CSV data, the headings may not render properly in some browsers. This occurs because some browsers may not use the correct character set for the localized text. To work around this problem, you can save the file to disk, and open the file using File > Open. When you open the file, select the character set to display the localized text.

For more information about automating the export of report data, see

Retrieving CSV Data, page 26-40

).

Searching and Email Security Monitor

Many of the Email Security Monitor pages include a search form. You can search for four different types of items:

IP Address (IPv4 and IPv6) domain

network owner internal users destination domain internal sender domain internal sender IP address outgoing domain deliver status

For domain, network owner, and internal user searches, choose whether to exactly match the search text or look for items starting with the entered text (for instance, starts with “ex” will match “example.com”).

For IPv4 address searches, the entered text is always interpreted as the beginning of up to four IP octets in dotted decimal format. For instance, “17” will search in the range 17.0.0.0 through 17.255.255.255, so it will match 17.0.0.1 but not 172.0.0.1. For an exact match search, simply enter all four octets. IP address searches also support CIDR format (17.16.0.0/12).

For IPv6 address searches, AsyncOS supports the following formats:

2001:db8:2004:4202::0-2001:db8:2004:4202::ff

2001:db8:2004:4202::

2001:db8:2004:4202::23

2001:db8:2004:4202::/64

All searches are bounded by the time range currently selected on the page.

Viewing Details of Messages Included in Reports

Procedure

Step 1

Click any blue number in a table on a report page.

(Not all tables have these links.)

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Step 2

The messages included in that number are displayed in Message Tracking.

Scroll down to see the list.

Related Topics

Working with Message Tracking Search Results, page 25-4

My Reports Page

You can create a custom report page by assembling charts (graphs) and tables from existing report pages.

To

Add modules to your custom report page

Do This

1.

Go to Monitor > My Reports and delete any sample modules that you do not need by clicking the [X] in the top right corner of the module.

2.

Do one of the following:

Click the + My Reports button on a module in a report page under the Monitor menu to add it to your custom report.

3.

Go to Monitor > My Reports, click the + Report Module button in one of the sections, then select the report module that you want to add. You may need to check the + Report Module

in each section to find the report that you are looking for.

Modules are added with default settings. If you add a module that you have customized (for example, by adding, deleting, or reordering columns), customize these modules again after adding them. Time range of the original module is not maintained.

View your custom report page

4.

If you add a chart that includes a separate legend (for example, a graph from the Overview page), add the legend separately. If necessary, drag and drop it into position beside the data it describes.

Notes:

Some modules on some report pages are available only using one of the above methods. If you cannot add a module using one method, try the other method.

You cannot add the following reporting modules to a custom report:

The Past Year Virus Outbreak Summary chart and Past Year Virus Outbreaks table on the Outbreak Filters report page

Search results for all reports

You can add each module only once; if you have already added a particular module to your report, the option to add it will not be available.

Choose Monitor > My Reports.

1.

2.

For reports in the Time Range section: The time range selected for all report pages applies to all modules on the My Reports page. Select the time range to view.

Newly-added modules appear at the top of the relevant section.

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Rearrange modules on your custom report page

Drag and drop modules into the desired location.

Delete modules from your custom report page

Click the [X] in the top right corner of the module.

The Overview Page

The Overview page provides a synopsis of the message activity of your appliance, including an overview of your quarantines and Outbreak Filters status (in the System Overview section of the page). The

Overview page also includes graphs and detailed message counts for incoming and outgoing messages.

You can use this page to monitor the flow of all mail into and out of your gateway. The incoming and outgoing mail Summary Details show the number and percentage of messages categorized as clean, stopped by reputation filtering (SBRS), stopped as invalid recipient, spam detected, virus detected, stopped by content filter, and those considered “clean.”

The Overview page highlights how the appliance is integrated with the SenderBase Reputation Service for incoming mail (messages stopped by reputation filtering, for example). On the Overview page, you can:

View a mail trend graph of all mail “flowing” into or out of your gateway.

View a graph showing the number of attempted messages, messages stopped by reputation filtering

(SBRS), messages with invalid recipients, messages marked as spam, messages marked as virus positive, and clean messages, over time.

View the summary of the system status and local quarantines.

See current virus and non-virus outbreak information based on information available at the Threat

Operations Center (TOC).

The Overview page is divided into two sections: System Overview and Incoming and Outgoing Mail graphs and summary.

System Overview

The System Overview section of the Overview page serves as a system dashboard, providing details about the appliance including system and work queue status, quarantine status, and outbreak activity.

Status

This section provides an overview of the current state of the appliance and inbound mail processing.

System Status: One of the following states:

Online

Resource Conservation

Delivery Suspended

Receiving Suspended

Work Queue Paused

Offline

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See the

Chapter 30, “Managing and Monitoring Using the CLI”

for more information.

Incoming Messages: The average rate of incoming mail per hour.

Work Queue: The number of messages awaiting processing in the work queue.

Click the System Status Details link to navigate to the System Status page.

System Quarantines

This section displays information about the top three quarantines by disk usage on the appliance, including the name of the quarantine, how full the quarantine is (disk space), and the number of messages currently in the quarantine.

Click the Local Quarantines link to navigate to the Local Quarantines page.

Virus Threat Level

This section shows the Outbreak status as reported by the Threat Operations Center (TOC). Also shown is the status of the Outbreak quarantine, including how full it is (disk space) and the number of messages in the quarantine. The Outbreak quarantine is only displayed if you have enabled the Outbreak Filters feature on your appliance.

Note

In order for the Threat Level indicator to function, you need to have port 80 open on your firewall to

“downloads.ironport.com.” Alternatively, if you have specified a local update server, the Threat Level indicator will attempt to use that address. The Threat Level indicator will also update correctly if you have configured a proxy for downloads via the Service Updates page. For more information, see

Service

Updates, page 29-17 .

Click the Outbreak Details link to view the external Threat Operations Center web site. Note that in order for this link to work, your appliance must be able to access the Internet. Note that the Separate Window icon ( ) indicates that a link will open in a separate window when clicked. You may need to configure your browser’s pop-up blocker settings to allow these windows.

Incoming and Outgoing Summary and Graph

The Incoming and Outgoing summary sections provide access to real-time activity of all mail activity on your system and is comprised of the Incoming and Outgoing Mail Graphs and Mail Summaries. You can select the time frame on which to report via the Time Range menu. The time range you select is used throughout all of the Email Security Monitor pages. The explanations of each type or category of message are below (see

Categorizing Email, page 26-7

).

The mail trend graph (left side,

Figure 26-1

) shows the breakdown of incoming mail in real-time.

While the mail trend graph displays a visual representation of the mail flow, the summary table (right side,

Figure 26-1

) provides a numeric breakdown of the same information. The summary table includes the percentage and actual number of each type of message, including the total number of attempted, threat, and clean messages.

The outgoing graph and summary show similar information for outbound mail.

Notes on Counting Messages in Email Security Monitor

The method Email Security Monitor uses to count incoming mail depends on the number of recipients per message. For example, an incoming message from example.com sent to three recipients would count as three messages coming from that sender.

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Because messages blocked by reputation filtering do not actually enter the work queue, the appliance does not have access to the list of recipients for an incoming message. In this case, a multiplier is used to estimate the number of recipients. This multiplier was determined by Cisco and based upon research of a large sampling of existing customer data.

Figure 26-1 The Incoming Mail Graph and Summary Table

Categorizing Email

Messages reported in the Overview and Incoming Mail pages are categorized as follows:

Stopped by Reputation Filtering: All connections blocked by HAT policies multiplied by a fixed multiplier (see

Notes on Counting Messages in Email Security Monitor, page 26-6 ) plus all recipients

blocked by recipient throttling.

Invalid Recipients: All recipients rejected by conversational LDAP rejection plus all RAT rejections.

Spam Messages Detected: The total count of messages detected by the anti-spam scanning engine as positive or suspect and also those that were both spam and virus positive.

Virus Messages Detected: The total count and percentage of messages detected as virus positive and not also spam.

Note

If you have configured your anti-virus settings to deliver unscannable or encrypted messages, these messages will be counted as clean messages and not virus positive. Otherwise, the messages are counted as virus positive.

Stopped by Content Filter: The total count of messages that were stopped by a content filter.

Marketing Messages: The total count of marketing messages from legitimate sources, as determined by anti-spam scanning. This item appears only if marketing data are present in the system.

Clean Messages: Mail that is accepted and is deemed to be virus and spam free — the most accurate representation of clean messages accepted when taking per-recipient scanning actions (such as splintered messages being processed by separate mail policies) into account. However, because messages that are marked as spam or virus positive and still delivered are not counted, the actual number of messages delivered may differ from the clean message count.

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Note

Messages that match a message filter and are not dropped or bounced by the filter are treated as clean.

Messages dropped or bounced by a message filter are not counted in the totals.

How Messages are Categorized

As messages proceed through the email pipeline, they can apply to multiple categories. For example, a message can be marked as spam or virus positive, it can also match a content filter. The various verdicts follow these rules of precedence: Outbreak Filters quarantining (in this case the message is not counted until it is released from the quarantine and again processed through the work queue), followed by spam positive, virus positive, and matching a content filter.

For example, if a message is marked as spam positive, and your anti-spam settings are set to drop spam positive messages, the message is dropped and the spam counter is incremented. Further, if your anti-spam settings are set to let the spam positive message continue on in the pipeline, and a subsequent content filter drops, bounces, or quarantines the message, the spam count is still incremented. The content filter count is only incremented if the message is not spam or virus positive.

Incoming Mail Page

The Incoming Mail page provides a mechanism to report on the real-time information being collected by the Email Security Monitor feature for all remote hosts connecting to your appliance. This allows you to gather more information about an IP address, domain, and organization (network owner) sending mail to you. You can perform a Sender Profile search on IP addresses, domains, or organizations that have sent mail to you.

The Incoming Mail page has three views: Domain, IP Address, and Network Owner and provides a snapshot of the remote hosts connecting to the system in the context of the selected view.

It displays a table (Incoming Mail Details) of the top domains (or IP addresses, or network owners, depending on the view) that have sent mail to all public listeners configured on the appliance. You can monitor the flow of all mail into your gateway. You can click on any domain/IP/network owner to drill down to access details about this sender on a Sender Profile page (this is an Incoming Mail page, specific to the domain/IP/network owner you clicked on).

The Incoming Mail page extends to include a group of pages (Incoming Mail, Sender Profiles, and the

Sender Group Report). From the Incoming Mail pages, you can:

Perform a search on IP addresses, domains, or organizations (network owners) that have sent mail to you.

View the Sender Groups report to see connections via a specific sender group and mail flow policy actions. See

Sender Groups Report, page 26-15 for more information.

See detailed statistics on senders which have sent mail to you, including the number of attempted messages broken down by security service (reputation filtering, anti-spam, anti-virus, etc.).

Sort by senders who have sent you a high volume of spam or virus email, as determined by anti-spam or anti-virus security services.

Use the SenderBase Reputation service to drill down on and examine the relationship between specific IP addresses, domains, and organizations to obtain more information about a sender.

Drill down on specific senders to obtain more information about a sender from the SenderBase

Reputation Service, including a sender’s SenderBase Reputation Score and which sender group the domain matched most recently. Add senders to sender groups.

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Drill down on a specific sender who sent a high volume of spam or virus email, as determined by the anti-spam or anti-virus security services.

Once you have gathered information on a domain, you can add the IP address, domain, or organization to an existing sender group (if necessary) by clicking “Add to Sender Group” from a domain, IP address, or network owner profile page. See

Configuring the Gateway to Receive Email, page 5-1

.

Incoming Mail

The Incoming Mail page provides access to real-time activity of all public listeners configured on your system and is comprised of two main sections: the mail trend graphs summarizing the top domains received (by total threat messages and by total clean messages) and the Incoming Mail Details listing.

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Figure 26-2

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Incoming Mail Charts: Total Threat and Total Clean Messages

Figure 26-3 Incoming Mail Details

See

Incoming Mail Details Listing, page 26-11

for an explanation of the data included in the Incoming

Mail Details listing.

Notes on Time Ranges in the Mail Trend Graph

The Email Security Monitor feature constantly records data about the mail flowing into your gateway.

The data are updated every 60 seconds, but the display shown is delayed by 120 seconds behind the current system time. You can specify the time range to include in the results shown. Because the data is monitored in real time, information is periodically updated and summarized in the database.

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Choose from the time range options in

Table 26-1

.

Table 26-1 Time Ranges Available in the Email Security Monitor Feature

This time range selected in the GUI

Hour

Day

Week

30 days

90 days

Yesterday

Previous Calendar Month

Custom Range

...is defined as:

the last 60 minutes + up to 5 minutes the last 24 hours + the last 60 minutes the last 7 days + the elapsed hours of the current day the last 30 days + the elapsed hours of the current day the last 90 days + the elapsed hours of the current day

00:00 to 23:59 (midnight to 11:59 PM)

00:00 of the first day of the month to 23:59 of the last day of the month the range enclosed by the start date and hour and the end date and hour that you specify

The time range options that you see will differ if you have enabled Centralized Reporting. For details, see information about Centralized Reporting Mode in

Chapter 38, “Centralizing Services on a Cisco

Content Security Management Appliance.”

Incoming Mail Details Listing

The top senders which have connected to public listeners of the appliance are listed in the External

Domains Received listing table at the bottom of the Incoming Mail page, based on the view selected.

Click the column headings to sort the data. See

Categorizing Email, page 26-7 for an explanation of the

various categories.

The system acquires and verifies the validity of the remote host’s IP address (that is, the domain) by performing a double DNS lookup. For more information about double DNS lookups and sender

verification, see Configuring the Gateway to Receive Email, page 5-1 .

The Sender Detail listing has two views, Summary and All.

The default Sender Detail view shows the total number of attempted messages for each sender, and includes a breakdown by category (the same categories as the Incoming Mail Summary graph on the

Overview page: number of clean messages, stopped by reputation filtering, invalid recipients, spam detected, virus detected, stopped by content filter, and marketing messages). It also shows the total number of threat messages (messages stopped by reputation or stopped as invalid recipient, spam, and viruses).

The value for Stopped by Reputation Filtering is calculated based on several factors:

- Number of “throttled” messages from this sender.

- Number of rejected or TCP refused connections (may be a partial count).

- A conservative multiplier for the number of messages per connection.

When the appliance is under heavy load, an exact count of rejected connections is not maintained on a per-sender basis. Instead, rejected connections counts are maintained only for the most significant senders in each time interval. In this situation, the value shown can be interpreted as a “floor”; in other words, at least this many messages were stopped.

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Note

The Stopped by Reputation Filtering total on the Overview page is always based on a complete count of all rejected connections. Only the per-sender connection counts are ever limited due to load.

Additional columns that you can display are:

Connections Rejected: All connections blocked by HAT policies. When the appliance is under heavy load, an exact count of rejected connections is not maintained on a per-sender basis. Instead, rejected connections counts are maintained only for the most significant senders in each time interval.

Connections Accepted: All connections accepted

Stopped by Recipient Throttling: This is a component of Stopped by Reputation Filtering. It represents the number of recipient messages stopped because any of the following HAT limits have been exceeded: maximum recipients per hour, maximum recipients per message, or maximum messages per connection.

This is summed with an estimate of the recipient messages associated with rejected or TCP refused connections to yield Stopped by Reputation Filtering.

Show or hide columns by clicking the Column link at the bottom of the table.

Sort the listing by clicking the column header links. A small triangle beside the column header indicates the column by which the data is currently sorted.

Total Threat: Total number of threat messages (stopped by reputation, stopped as invalid recipient, spam, plus virus)

“No Domain Information”

Domains which have connected to the appliance and could not be verified with a double-DNS lookup are automatically grouped into the special domain “No Domain Information.” You can control how these types of unverified hosts are managed via Sender Verification. See

Configuring the Gateway to Receive

Email, page 5-1

.

You can select the number of senders to show in the listing via the Items Displayed menu.

Querying for More Information

For senders listed in the Email Security Monitor table, click the sender (or “No Domain Information” link) to drill down for more information on the particular sender. The results are displayed on a Sender

Profile page which includes real-time information from the SenderBase Reputation Service. From the

Sender Profile page, you can drill down for more information on specific IP addresses or network owners

(see

Reporting Pages Populated with Data: Sender Profile Pages, page 26-12 ).

You can also view another report, the Sender Groups report, by clicking the Sender Groups report link at the bottom of the Incoming Mail page. For more information about Sender Groups reports, see

Sender

Groups Report, page 26-15

.

Reporting Pages Populated with Data: Sender Profile Pages

If you clicked a sender in the Incoming Mail Details table on an Incoming Mail page, the resulting

Sender Profile page is listed with data for the particular IP address, domain, or organization (network owner). Sender Profile pages show detailed information for the sender. You can access a Sender Profile page for any network owner, domain, or IP address by clicking on the specified item in the Incoming

Mail or other Sender Profile pages. Network owners are entities that contain domains; domains are entities that contain IP addresses. For more information on this relationship and how it relates to the

SenderBase Reputation Service, see

Configuring the Gateway to Receive Email, page 5-1 .

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The Sender Profile pages displayed for IP addresses, network owners, and domains vary slightly. For each, the page contains a graph and summary table for incoming mail from this sender. Below the graph is a table listing domains or IP addresses associated with the sender (the Sender Profile page for individual IP addresses does not contain the detailed listing) and an information section with the current

SenderBase, sender group, and network information for the sender.

Network Owner profile pages contain information for the network owner, as well as the domains and

IP addresses associated with that network owner.

Domain profile pages contain information for the domains and IP addresses associated with that domain.

IP address profile pages contain information about the IP address only.

Each sender profile page contains the following data in the Current Information table at the bottom of the page:

The Global information from the SenderBase Reputation Service, including:

IP Address, Domain Name, and/or Network Owner

Network Owner Category (Network Owner Only)

CIDR Range (IP addresses only)

Daily Magnitude and Monthly Magnitude for the IP address, Domain, and/or Network Owner

Days since the first message was received from this sender

Last sender group and whether DNS verified (IP Address sender profile page only)

Daily magnitude is a measure of how many messages a domain has sent over the last 24 hours.

Similar to the Richter scale used to measure earthquakes, SenderBase magnitude is a measure of message volume calculated using a log scale with a base of 10. The maximum theoretical value of the scale is set to 10, which equates to 100% of the world's email message volume (approximately

10 billion messages/day). Using the log scale, a one-point increase in magnitude equates to a 10x increase in actual volume.

Monthly magnitude is calculated using the same approach as daily magnitude, except the percentages are calculated based on the volume of email sent over the last 30 days.

Average Magnitude (IP addresses only)

Lifetime Volume / 30 Day Volume (IP address profile pages only)

Bonded Sender Status (IP address profile pages only)

SenderBase Reputation Score (IP address profile pages only)

Days Since First Message (network owner and domain profile pages only)

Number of Domains Associated with this Network Owner (network owner and domain profile pages only)

Number of IP Addresses in this Network Owner (network owner and domain profile pages only)

Number of IP Addresses used to Send Email (network owner pages only)

Click the “More from SenderBase” link to see a page with all information supplied by the

SenderBase Reputation Service.

The Mail Flow Statistics information, with Email Security Monitor information collected about the sender over the time range that you specify.

Details about the domains and IP addresses controlled by this network owner are displayed on network owner profile pages. Details about the IP addresses in the domain are displayed on domain pages.

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From a domain profile page, you can drill down to a specific IP address, or drill up to view an organization profile page. You can also display the DNS Verified status, SBRS (SenderBase Reputation

Score), and Last Sender Group for each sender address in the IP Addresses table by clicking the Columns link at the bottom of that table. You can also hide any columns in that table.

From a network owner profile page, you can display Connections Rejected, Connections Accepted, and

Stopped by Recipient Throttling information for each domain in the Domains table by clicking the

Columns link at the bottom of that table. You can also hide any columns in that table.

If you are an administrator of the system, on each of these pages, you can choose to add the network owner, domain, or IP address to a sender group by clicking the check box for the entity (if necessary) and then clicking Add to Sender Group.

You can also add a sender to a sender group by clicking the Add to Sender Group link below the Sender

Group Information in the Current Information table for the sender and clicking Add to Sender Group.

For more information about adding senders to sender groups, see

Configuring the Gateway to Receive

Email, page 5-1

. Of course, you do not have to make any changes — you can let the security services handle incoming mail.

Figure 26-4 Current Information for Network Owner

Sender Profile Search

Type an IP address, a domain, or an organization name in the Quick Search box to search for a specific sender.

A Sender Profile page is displayed with the information for sender. See

Reporting Pages Populated with

Data: Sender Profile Pages, page 26-12 .

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Figure 26-5 Domain Profile Page (1 of 2)

Email Security Monitor Pages

Figure 26-6 Domain Profile Page (2 of 2)

Sender Groups Report

The Sender Groups report provides a summary of connections by sender group and mail flow policy action, allowing you to review SMTP connection and mail flow policy trends. The Mail Flow by Sender

Group listing shows the percentage and number of connections for each sender group. The Connections by Mail Flow Policy Action chart shows the percentage of connections for each mail flow policy action.

This page provides an overview of the effectiveness of your Host Access Table (HAT) policies. For more

information about the HAT, see Configuring the Gateway to Receive Email, page 5-1 .

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Figure 26-7 Sender Groups Report Page

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Outgoing Destinations

The Outgoing Destinations page provides information about the domains your company sends mail to.

The page consists of two section. The top half of the page consists of graphs depicting the top destinations by outgoing threat messages and top destinations by outgoing clean messages on the top half of the page. The bottom half of the page displays a chart showing all the columns sorted by total recipients (default setting).

You can select a time range on which to report, such as an hour, a week, or a custom range. As with all reports, you can export the data for the graphs or the details listing to CSV format via the Export link.

The Outgoing Destinations page can be used to answer the following types of questions:

What domains is the appliance sending mail to?

How much mail is sent to each domain?

How much of that mail is clean, spam-positive, virus-positive, or stopped by a content filter?

How many messages are delivered and how many messages are hard-bounced by the destination server?

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Figure 26-8 Outgoing Destinations Page

Email Security Monitor Pages

Outgoing Senders

The Outgoing Senders page provides information about the quantity and type of mail being sent from IP addresses and domains in your network. You can view the results by domain or IP address when you view this page. You might want to view the results by domain if you want to see what volume of mail is being sent by each domain, or you might want to view the results by IP address if you want see which

IP addresses are sending the most virus messages or triggering content filters.

The page consists of two sections. On the left side of the page is a graph depicting the top senders by total threat messages. Total threat messages include messages that are spam or virus positive or triggered a content filter. On the right side of the page is a graph displaying top senders by clean messages on the top half of the page. The bottom half of the page displays a chart showing all the columns sorted by total messages (default setting).

Note

This page does not display information about message delivery. Delivery information, such as how many messages from a particular domain were bounced can be tracked using the Delivery Status page.

You can select a time range on which to report, such as an hour, a week, or a custom range. As with all reports, you can export the data for the graphs or the details listing to CSV format via the Export link.

The Outgoing Senders page can be used to answer the following types of questions:

Which IP addresses are sending the most virus or spam positive email?

Which IP addresses trigger content filters the most frequently?

Which domains are sending the most mail?

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Figure 26-9 Outgoing Senders Page (IP Addresses Displayed)

Chapter 26 Using Email Security Monitor

The Delivery Status Page

If you suspect delivery problems to a specific recipient domain or if you want to gather information on a Virtual Gateway address, the Monitor > Delivery Status Page provides monitoring information about email operations relating to a specific recipient domain.

The Delivery Status Page displays the same information as the tophosts

command within the CLI. (For more information, see “Determining the Make-up of the Email Queue” in

Chapter 30, “Managing and

Monitoring Using the CLI.”

)

This page displays a list of the top 20, 50, or 100 recipient domains for messages delivered by the system within the last three hours. You can sort by latest host status, active recipients (the default), connections out, delivered recipients, soft bounced events, and hard bounced recipients by clicking the links in the column heading for each statistic.

To search for a specific domain, type the name of the domain in the Domain Name: field and click

Search.

To drill down on a domain shown, click the domain name link.

The results are shown in an Delivery Status Details Page.

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Note

Any activity for a recipient domain results in that domain being “active” and thus present in the overview page. For example, if mail remains in the outbound queue due to delivery problems, that recipient domain continues to be listed in the outgoing mail overview.

Retrying Delivery

Messages that are scheduled for later delivery can be immediately retried by clicking Retry All

Delivery. Retry All Delivery allows you to reschedule messages in the queue for immediate delivery. All domains that are marked as “down” and any scheduled or soft bounced messages are queued for immediate delivery.

To retry delivery to a specific destination domain, click the domain name link. On the Delivery Status

Details page, click Retry Delivery.

You can also use the delivernow

command in the CLI to reschedule messages for immediate delivery.

For more information, see

Scheduling Email for Immediate Delivery, page 30-35 .

Delivery Status Details Page

Use the Delivery Status Details Page to look up statistics on a specific recipient domain. This page displays the same information as the hoststatus command within the CLI: Mail Status, Counters and

Gauges. (For more information, see “Monitoring the Status of a Mail Host” in

Chapter 30, “Managing and Monitoring Using the CLI.” ) To search for a specific domain, type the name of the domain in the

Domain Name: field and click Search. Virtual Gateway address information appears if you are using the altsrchost

feature.

Figure 26-10 Delivery Status Page

The Internal Users Page

The Internal Users page provides information about the mail sent and received by your internal users,

per email address (a single user may have multiple email addresses listed — the email addresses are not combined in the report).

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The page consists of two sections: graphs depicting the top users by clean incoming and outgoing messages, and user mail flow details. You can select a time range on which to report (hour, day, week, or month). As with all reports, you can export the data for the graphs or the details listing to CSV format via the Export link.

The User Mail Flow Details listing breaks down the mail received and sent by each email address into

Clean, Spam Detected (incoming only), Virus Detected, and Content Filter Matches. You can sort the listing by clicking on the column headers.

Using the Internal Users report, you can answer these kinds of questions:

Who is sending the most external email?

Who receives the most clean email?

Who receives the most spam?

Who is triggering which content filters?

Whose email is getting caught by content filters?

Inbound Internal Users are the users for which you received email, based on the Rcpt To: address.

Outbound Internal Users are based on the Mail From: address and are useful when tracking the types of email that senders on your internal network are sending.

Note that some outbound mail (like bounces) have a null sender. They are counted under outbound and

“unknown.”

Click on an internal user to view the Internal User detail page for that user.

Internal User Details

The Internal User detail page shows detailed information about the specified user, including a breakdown of incoming and outgoing messages showing the number of messages in each category (spam detected, virus detected, stopped by content filter, and clean). Incoming and outgoing content filter and DLP policy matches are also shown.

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Figure 26-11 Internal User Details Page

Email Security Monitor Pages

Click on a content filter name to view detailed information for that filter in the corresponding content filter information page (see

The Content Filters Page, page 26-23 ). You can use this method to get a list

of users who also sent or received mail that matched that particular content filter.

Searching for a Specific Internal User

You can search for a specific internal user (email address) via the search form at the bottom of the

Internal Users page and the Internal User detail page. Choose whether to exactly match the search text or look for items starting with the entered text (for instance, starts with “ex” will match “example.com”).

The DLP Incidents Page

The DLP Incidents page shows information on the incidents of data loss prevention (DLP) policy violations occurring in outgoing mail. The appliance uses the DLP email policies enabled in the

Outgoing Mail Policies table to detect sensitive data sent by your users. Every occurrence of an outgoing message violating a DLP policy is reported as an incident.

Using the DLP Incidents report, you can answer these kinds of questions:

What type of sensitive data is being sent by your users?

How severe are these DLP incidents?

How many of these messages are being delivered?

How many of these messages are being dropped?

Who is sending these messages?

The DLP Incidents page is comprised of two main sections:

the DLP incident trend graphs summarizing the top DLP incidents by severity (Low, Medium, High,

Critical) and policy matches, and

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the DLP Incidents Details listing.

You can select a time range on which to report, such as an hour, a week, or a custom range. As with all reports, you can export the data for the graphs or the details listing to CSV format via the Export link or PDF format by clicking the Printable (PDF) link. For information about generating PDFs in languages other than English, see the

“Notes on Reports” section on page 26-42 .

Figure 26-12 DLP Incidents Charts: Top Incidents by Severity, Incident Summary, and Top DLP

Policy Matches

Figure 26-13 DLP Incident Details

Click on the name of a DLP policy to view detailed information on the DLP incidents detected by the policy. You can use this method to get a list of users who sent mail that contained sensitive data detected by the policy.

DLP Incidents Details

The DLP policies currently enabled in the appliance’s outgoing mail policies are listed in the DLP

Incidents Details table at the bottom of the DLP Incidents page. Click on the name of a DLP policy to view more detailed information.

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The DLP Incidents Details table shows the total number of DLP incidents per policy, with a breakdown by severity level, and the number of messages delivered in the clear, delivered encrypted, or dropped.

Click on the column headings to sort the data.

DLP Policy Detail Page

If you clicked the name of a DLP policy in the DLP Incidents Details table, the resulting DLP Policy

Detail page displays the DLP incidents data for the policy. The page displays graphs on the DLP incidents based on severity.

The page also includes an Incidents by Sender listing at the bottom of the page that lists each internal user who has sent a message that violated the DLP policy. The listing also shows the total number of

DLP incidents for this policy per user, with a breakdown by severity level, and whether any of the messages were delivered in the clear, delivered encrypted, or dropped. You can use the Incidents by

Sender listing to find out which users may be sending your organization’s sensitive data to people outside your network.

Figure 26-14 DLP Policy Details Charts: Top Incidents by Severity, Incident Summary

Figure 26-15 DLP Policy Incidents by Sender

Clicking on the sender name opens up the Internal Users page. See The Internal Users Page, page 26-19

for more information.

The Content Filters Page

The Content Filters page shows information about the top incoming and outgoing content filter matches

(which content filter had the most matching messages) in two forms: a bar chart and a listing. Using the

Content Filters page, you can review your corporate policies on a per-content filter or per-user basis and answer questions like:

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Which content filter is being triggered the most by incoming or outgoing mail?

Who are the top users sending or receiving mail that is triggering a particular content filter?

You can click the name of the content filter in the listing to view more information about that filter on the Content Filter detail page.

Content Filter Details

The Content Filter detail page displays matches for that filter over time, as well as matches by internal user.

In the Matches by Internal User section, you can click the name of a user to view that internal user’s

(email address) Internal User details page (see

Internal User Details, page 26-20

).

Figure 26-16 Content Filters Page

The Outbreak Filters Page

The Outbreak Filters page shows the current status and configuration of Outbreak Filters on your appliance as well as information about recent outbreaks and messages quarantined due to Outbreak

Filters. You can use this page to monitor your defense against targeted virus, scam, and phishing attacks.

The Threats By Type section shows the different types of threat messages received by the appliance. The

Threat Summary section shows a breakdown of the messages by Virus, Phish, and Scam.

The Past Year Outbreak Summary lists global as well as local outbreaks over the past year, allowing you to compare local network trends to global trends. The listing of global outbreaks is a superset of all outbreaks, both viral and non-viral, whereas local outbreaks are limited to virus outbreaks that have affected your appliance. Local outbreak data does not include non-viral threats. Global outbreak data represents all outbreaks detected by the Threat Operations Center which exceeded the currently configured threshold for the outbreak quarantine. Local outbreak data represents all virus outbreaks detected on this appliance which exceeded the currently configured threshold for the outbreak quarantine. The Total Local Protection Time is always based on the difference between when each virus

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outbreak was detected by the Threat Operations Center and the release of an anti-virus signature by a major vendor. Note that not every global outbreak affects your appliance. A value of “--” indicates either a protection time does not exist, or the signature times were not available from the anti-virus vendors

(some vendors may not report signature times). This does not indicate a protection time of zero, rather it means that the information required to calculate the protection time is not available.

The Quarantined Messages section summarizes Outbreak Filters quarantining, and is a useful gauge of how many potential threat messages Outbreak Filters are catching. Quarantined messages are counted at time of release. Typically, messages will be quarantined before anti-virus and anti-spam rules are available. When released, they will be scanned by the anti-virus and anti-spam software and determined to be positive or clean. Because of the dynamic nature of Outbreak tracking, the rule under which a message is quarantined (and even the associated outbreak) may change while the message is in the quarantine. Counting the messages at the time of release (rather than the time of entry into the quarantine) avoids the confusion of having counts that increase and decrease.

The Threat Details listing displays information about specific outbreaks, including the threat category

(virus, scam, or phishing), threat name, a description of the threat, and the number of messages identified. For virus outbreaks, the Past Year Virus Outbreaks include the Outbreak name and ID, time and date a virus outbreak was first seen globally, the protection time provided by Outbreak filters, and the number of quarantined messages. You can select either global or local outbreaks as well as the number of messages to display via the menu on the left. You can sort the listing by clicking on the column headers.

The First Seen Globally time is determined by the Threat Operations Center, based on data from

SenderBase, the world’s largest email and web traffic monitoring network. The Protection Time is based on the difference between when each threat was detected by the Threat Operations Center and the release of an anti-virus signature by a major vendor.

A value of “--” indicates either a protection time does not exist, or the signature times were not available from the anti-virus vendors (some vendors may not report signature times). This does not indicate a protection time of zero. Rather, it means that the information required to calculate the protection time is not available.

Using the Outbreak Filters page, you can answer questions like:

How many messages are being quarantined and what type of threats were they?

How much lead time has the Outbreak Filter feature been providing for virus outbreaks?

How do my local virus outbreaks compare to the global outbreaks?

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Figure 26-17 Outbreak Filters Page

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Virus Types Page

The Virus Types page provides an overview of the viruses entering and being sent from your network.

The Virus Types page displays the viruses that have been detected by the virus scanning engines running on your appliance. You might want to use this report to take a specific action against a particular virus.

For example, if you see that you are receiving a high volume of a viruses known to be embedded in PDF files, you might want to create a filter action to quarantine messages with PDF attachments.

If you run multiple virus scanning engines, the Virus Types page includes results from all enabled virus scanning engines. The name of the virus displayed on the page is a name determined by the virus scanning engines. If more than one scanning engine detects a virus, it is possible to have more than one entry for the same virus.

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The Virus Types page gives you an overview of the viruses entering or being sent from or to your network. The Top Incoming Virus Detected section shows a chart view of the viruses that have been sent to your network in descending order. The Top Outgoing Virus Detected section shows a chart view of the viruses that have been sent from your network in descending order.

Note

To see which hosts sent virus-infected messages to your network, you can go to the Incoming Mail page, specify the same reporting period and sort by virus-positive. Similarly, to see which IP addresses have sent virus-positive email within your network, you can view the Outgoing Senders page and sort by virus-positive messages.

Figure 26-18 Virus Types Page

The VirusTypes Details listing displays information about specific viruses, including the infected incoming and outgoing messages, and the total infected messages. The details listing for infected incoming messages displays the name of the virus and the number of incoming messages infected with this virus. Similarly, the outgoing messages displays the name of the virus and the number of outgoing messages infected with the virus. You can sort the Virus Type details by Incoming Messages, Outgoing

Messages, or Total Infected Messages.

TLS Connections Page

The TLS Connections pages shows the overall usage of TLS connections for sent and received mail. The report also shows details for each domain sending mail using TLS connections.

The TLS Connections page can be used to determine the following information:

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Email Security Monitor Pages

Overall, what portion of incoming and outgoing connections use TLS?

What partners do I have successful TLS connections with?

What partners do I have unsuccessful TLS connections with?

What partners have issue with their TLS certificates?

What percent of overall mail with a partner uses TLS?

The TLS Connections page is divided into a section for incoming connections and a section for outgoing connections. Each section includes a graph, summaries, and a table with details.

The graph displays a view of incoming or outgoing TLS-encrypted and non-encrypted connections over the time range you specify. The graph displays the total volume of messages, the volume of encrypted and unencrypted messages, and the volume of successful and failed TLS encrypted messages. The graphs distinguish between connections in which TLS was required and connections in which TLS was merely preferred.

The table displays details for domains sending or receiving encrypted messages. For each domain, you can view the number of required and preferred TLS connections that were successful and that failed, the total number of TLS connections attempted (whether successful or failed), and the total number of unencrypted connections. You can also view the percentage of all connections in which TLS was attempted, and the total number of encrypted messages sent successfully, regardless of whether TLS was preferred or required. You can show or hide columns by clicking the Columns link at the bottom of this table.

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Figure 26-19 TLS Connections Report-Incoming Connections

Email Security Monitor Pages

Inbound SMTP Authentication Page

The Inbound SMTP Authentication page shows the use of client certificates and the SMTP AUTH command to authenticate SMTP sessions between the Email Security appliance and users’ mail clients.

If the appliance accepts the certificate or SMTP AUTH command, it will establish a TLS connection to the mail client, which the client will use to send a message. Since it is not possible for the appliance to track these attempts on a per-user basis, the report shows details on SMTP authentication based on the domain name and domain IP address.

Use this report to determine the following information:

Overall, how many incoming connection use SMTP authentication?

How many connections use a client certificated?

How many connections use SMTP AUTH?

What domains are failing to connect when attempting to use SMTP authentication?

How many connections are successfully using the fall-back when SMTP authentication fails?

The Inbound SMTP Authentication page includes a graph for received connections, a graph for mail recipients who attempted an SMTP authentication connection, and a table with details on the attempts to authenticate connections.

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Email Security Monitor Pages

The Received Connections graph shows the incoming connections from mail clients that attempt to authentication their connections using SMTP authentication over the time range you specify. The graph displays the total number of connections the appliance received, the number that did not attempt to authenticate using SMTP authentication, the number that failed and succeeded to authenticate the connection using a client certificate, and the number that failed and succeeded to authenticate using the

SMTP AUTH command.

The Received Recipients graph displays the number of recipients whose mail clients attempted to authenticate their connections to the Email Security appliances to send messages using SMTP authentication. The graph also show the number of recipients whose connections were authenticated and and the number of recipients whose connections were not authenticated.

The SMTP Authentication details table displays details for the domains whose users attempt to authenticate their connections to the Email Security appliance to send messages. For each domain, you can view the number of connection attempts using a client certificate that were successful or failed, the number of connection attempts using the SMTP AUTH command that were successful or failed, and the number that fell back to the SMTP AUTH after their client certificate connection attempt failed. You can use the links at the top of the page to display this information by domain name or domain IP address.

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Figure 26-20 Inbound SMTP Authentication Page

Email Security Monitor Pages

Rate Limits Page

Rate Limiting by envelope sender allows you to limit the number of email message recipients per time interval from an individual sender, based on the mail-from address. The Rate Limits report shows you the senders who most egregiously exceed this limit.

Use this report to help you identify the following:

Compromised user accounts that might be used to send spam in bulk.

Out-of-control applications in your organization that use email for notifications, alerts, automated statements, etc.

Sources of heavy email activity in your organization, for internal billing or resource-management purposes.

Sources of large-volume inbound email traffic that might not otherwise be considered spam.

Note that other reports that include statistics for internal senders (such as Internal Users or Outgoing

Senders) measure only the number of messages sent; they do not identify senders of a few messages to a large number of recipients.

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Email Security Monitor Pages

Figure 26-21 Rate Limits Page

Chapter 26 Using Email Security Monitor

The Top Offenders by Incident chart shows the envelope senders who most frequently attempted to send messages to more recipients than the configured limit. Each attempt is one incident. This chart aggregates incident counts from all listeners.

The Top Offenders by Rejected Recipients chart shows the envelope senders who sent messages to the largest number of recipients above the configured limit. This chart aggregates recipient counts from all listeners.

To configure rate limiting by envelope sender or modify the existing rate limit, see Defining Rules for

Incoming Messages Using a Mail Flow Policy, page 7-14 .

The System Capacity Page

The System Capacity page provides a detailed representation of the system load, including messages in the work queue, average time spent in the work queue, incoming and outgoing messages (volume, size, and number), overall CPU usage, CPU usage by function, and memory page swapping information.

The system capacity page can be used to determine the following information:

Identify when a appliance is exceeding recommended capacity and configuration optimization or additional appliances are needed.

Identify historical trends in system behavior which point to upcoming capacity issues.

Identify which part of the system is using the most resources to assist with troubleshooting.

It is important to monitor your appliance to ensure that your capacity is appropriate to your message volumes. Over time, volume will inevitably rise and appropriate monitoring will ensure that additional capacity or configuration changes can be applied proactively. The most effective way to monitor system capacity is to track overall volume, messages in the work queue and incidents of Resource Conservation

Mode.

Volume: It is important to have an understanding of the “normal” message volume and the “usual” spikes in your environment. Track this data over time to measure volume growth. You can use the

Incoming Mail and Outgoing Mail pages to track volume over time. For more information, see

System Capacity- Incoming Mail, page 26-34 and

System Capacity-Outgoing Mail, page 26-35

.

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Email Security Monitor Pages

Work Queue: The work queue is designed to work as a “shock absorber”-- absorbing and filtering spam attacks and processing unusual increases in ham messages. However, the work queue is also the best indicator of a system under stress, prolonged and frequent work queue backups may indicate a capacity problem. You can use the WorkQueue page to track the average time messages spend in the work queue and the activity in your work queue. For more information, see

System Capacity-

Workqueue, page 26-33 .

Resource Conservation Mode: When a appliance becomes overloaded, it will enter “Resource

Conservation Mode” (RCM) and send a CRITICAL system alert. This is designed to protect the device and allow it to process any backlog of messages. Your appliance should enter RCM infrequently and only during a very large or unusual increase in mail volume. Frequent RCM alerts may be an indication that the system is becoming overloaded. Resource Conservation Mode is not tracked by the system capacity page.

System Capacity- Workqueue

The Workqueue page shows the average time a message spends in the work queue, excluding any time spent in the Spam quarantine or in a policy, virus, or outbreak quarantine. You can view time periods from an hour up to one month. This average can help in identifying both short term events delaying mail delivery and identify long term trends in the workload on the system.

Note

If a message is released from the quarantine into the work queue, the “average time in work queue” metric ignores this time. This prevents double-counting and distorted statistics due to extended time spent in a quarantine.

The report also shows the volume of messages in the work queue over a specified time period, and it shows the maximum messages in the work queue over the same time period.

Occasional spikes in the Workqueue graphs are normal and expected. If the spikes occur with increasing frequency and are maintained over a long period of time, this may indicate a capacity issue. When reviewing the work queue page, you may want to measure the frequency of work queue backups, and take note of work queue backups that exceed 10,000 messages.

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Email Security Monitor Pages

Figure 26-22 System Capacity - Workqueue

Chapter 26 Using Email Security Monitor

System Capacity- Incoming Mail

The incoming mail page shows incoming connections, the total number of incoming messages, the average message size, and the total incoming message size. You can limit the results to the time range that you specify. It is important to have an understanding of the trends of normal message volume and spikes in your environment. You can use the incoming mail page to help track volume growth over time and plan for system capacity. You might also want to compare the Incoming Mail data with the Sender

Profile data to view the trends in volumes of emails that are being sent from specific domains to your network.

Note

an increased number of incoming connections may not necessarily affect system load.

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Figure 26-23 System Capacity - Incoming Mail (Page 1 of 2)

Email Security Monitor Pages

Figure 26-24 System Capacity - Incoming Mail (Page 2 of 2)

System Capacity-Outgoing Mail

The outgoing mail page shows outgoing connections, the total number of outgoing messages, the average message size, and the total outgoing message size. You can limit the results to the time range that you specify. It is important to have an understanding of the trends of normal message volume and spikes in your environment. You can use the outgoing mail page to help track volume growth over time and plan for system capacity. You might also want to compare the Outgoing Mail data with the Outgoing

Destinations data to view the trends in volumes of emails that are being sent from specific domains or

IP addresses.

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Email Security Monitor Pages

Figure 26-25 System Capacity - Outgoing Mail (page 1 of 2)

Chapter 26 Using Email Security Monitor

Figure 26-26 System Capacity - Outgoing Mail (page 2 of 2)

System Capacity-System Load

The system load report shows the overall CPU usage on your appliance. AsyncOS is optimized to use idle CPU resources to improve message throughput. High CPU usage may not indicate a system capacity problem. If the high CPU usage is coupled with consistent, high-volume memory page swapping, you may have a capacity problem. This page also shows a graph that displays the amount of CPU used by different functions, including mail processing, spam and virus engines, reporting, and quarantines. The

CPU-by-function graph is a good indicator of which areas of the product use the most resources on your system. If you need to optimize your appliance, this graph can help you determine which functions may need to be tuned or disabled.

The memory page swapping graph shows how frequently the system must page to disk.

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Figure 26-27 System Capacity - System Load

Email Security Monitor Pages

Note about Memory Page Swapping

The system is designed to swap memory regularly, so some memory swapping is expected and is not an indication of problems with your appliance. Unless the system consistently swaps memory in high volumes, memory swapping is normal and expected behavior (especially on C160 appliances). For example,

Figure 26-28

shows a system that consistently swaps memory in high volumes. To improve performance, you may need to add appliances to your network or tune your configuration to ensure maximum throughput.

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Email Security Monitor Pages

Figure 26-28 System Capacity - System Load (System Under Heavy Load)

System Capacity- All

The All page consolidates all the previous system capacity reports onto a single page so you can view the relationship between the different reports. For example, you might view the message queue is high at the same time that excessive memory swapping takes place. This might be an indication that you have a capacity problem. You may want to save this page as PDF to preserve a snapshot of system performance for later reference (or to share with support staff). For information about generating PDFs

in languages other than English, see the “Notes on Reports” section on page 26-42

.

The System Status Page

The System Status page provides a detailed representation of all real-time mail and DNS activity for the system. The information displayed is the same information that is available by using the status detail and dnsstatus

commands in the CLI. For more information, see “Monitoring Detailed Email Status” for the status detail command and “Checking the DNS Status” for the dnsstatus

command in

Chapter 30,

“Managing and Monitoring Using the CLI.”

The System Status page is comprised of four sections: System Status, Gauges, Rates, and Counters.

System Status

The system status section shows Mail System Status and Version Information.

Mail System Status

The Mail System Status section includes:

System Status (for more information about system status, see

The last time the status was reported.

The uptime for the appliance.

Status, page 26-5

)

The oldest message in the system, including messages that have not yet been queued for delivery.

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Email Security Monitor Pages

Version Information

The Version Information section includes:

The appliance model name.

The version and build date of the AsyncOS operating system installed.

The installation date of the AsyncOS operating system.

The serial number of the system to which you are connected.

This information is useful if you are contacting Cisco Customer Support. (See

Working with Technical

Support, page 36-27 .)

Gauges

The Gauges section shows queue and resource utilization.

Mail Processing Queue

Active Recipients in Queue

Queue Space

CPU Utilization

Mail Gateway Appliance refers to the percentage of the CPU that AsyncOS processes are consuming. CASE refers to several items, including the Anti-Spam scanning engine and Outbreak

Filters processes.

General Resource Utilization

Logging Disk Utilization

Rates

The Rates section shows rate handling for recipients.

Mail Handling Rates

Completion Rates

Counters

You can reset the cumulative email monitoring counters for system statistics and view the last time the counters were reset. The reset affects system counters as well as per-domain counters. The reset does not affect the counters on messages in the delivery queue related to retry schedules.

Note

Only user accounts that are in the administrator or operator group have access to reset the counters. User accounts you create in the guest group will not be able to reset the counters. For more information, see

Working with User Accounts, page 28-1

.

Click Reset Counters to reset the counters. This button offers the same functionality as the resetcounters

command in the CLI. For more information, see

Resetting Email Monitoring Counters, page 30-24

.

Mail Handling Events

Completion Events

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Email Security Monitor Pages

Domain Key Events

DNS Status

Retrieving CSV Data

You can retrieve the data used to build the charts and graphs in the Email Security Monitor in CSV format. The CSV data can be accessed in two ways:

CSV reports delivered via email. You can generate a CSV report that is delivered via email or archived. This delivery method is useful when you want separate reports for each table represented on an Email Security Monitor page, or when you want to send CSV data to users who do not have access to internal networks.

The comma-separated values (CSV) Report Type is an ASCII text file which contains the tabular data of the scheduled report. Each CSV file may contain up to 100 rows. If a report contains more than one type of table, a separate CSV file will be created for each table. Multiple CSV files for a single report will be compressed into a single .zip file for the archived file storage option or will all be attached to separate e-mail messages for e-mail delivery.

For information about configuring scheduled or on-demand reports, see

Reporting Overview, page 26-41

.

CSV files retrieved via HTTP. You can retrieve the data used to build the charts and graphs in the

Email Security Monitor feature via HTTP. This delivery method is useful if you plan to perform further analysis on the data via other tools. You can automate the retrieval of this data, for example, by an automatic script that will download raw data, process, and then display the results in some other system.

Retrieving CSV Data Via Automated Processes

The easiest way to get the HTTP query you will need is to configure one of the Email Security Monitor pages to display the type of data you want. You can then copy the Export link. This is the download

URL. When automating data retrieval like this it is important to note which parameters in the download

URL should be fixed and which should change (see below).

The download URL is encoded in such a way that it can be copied to an external script that can execute the same query (using proper HTTP authentication) and get a similar data set. The script can use Basic

HTTP Authentication or cookie authentication. Keep the following in mind when retrieving CSV data via automated processes:

Time range selection (past hour, day, week, etc) in relation to when the URL is used again. If you copy the URL to retrieve a CSV data set for “Past Day,” the next time you use that URL you will get a new data set that covers the “Past Day” from the time you send the URL again. The date range selection is retained, and appears in the CSV query string (e.g. date_range=current_day

).

Filtering and grouping preferences for the data set. Filters are retained and appear in the query string. Note that filters in reports are rare — one example is the “Global / Local” outbreaks selector in the Outbreaks report.

The CVS download returns all rows of data in the table for the selected time range.

The CSV download returns the rows of data in the table ordered by timestamp and key. You can perform further sorting in a separate step such as via a spreadsheet application.

The first row contains column headers that match the display names shown in the report. Note that timestamps (see

Timestamps, page 26-41

) and keys (see

Keys, page 26-41

) also appear.

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Reporting Overview

Sample URL

http://example.com/monitor/content_filters?format=csv&sort_col_ss_0_0_0=MAIL_CONTENT_FILT

ER_INCOMING.RECIPIENTS_MATCHED&section=ss_0_0_0&date_range=current_day&sort_order

_ss_0_0_0=desc&report_def_id=mga_content_filters

Adding Basic HTTP Authentication credentials

To specify basic HTTP Authentication credentials to the URL: http://example.com/monitor/ becomes: http://username:[email protected]/monitor/

File Format

The downloaded file is in CSV format and has a .csv file extension. The file header has a default filename, which starts with the name of the report, then the section of the report.

Timestamps

Exports that stream data show begin and end timestamps for each raw “interval” of time. Two begin and two end timestamps are provided — one in numeric format and the other in human-readable string format. The timestamps are in GMT time, which should make log aggregation easier if you have appliances in multiple time zones.

Note that in some rare cases where the data has been merged with data from other sources, the export file does not include timestamps. For example, the Outbreak Details export merges report data with

Threat Operations Center (TOC) data, making timestamps irrelevant because there are no intervals.

Keys

Exports also include the report table key(s), even in cases where the keys are not visible in the report. In cases where a key is shown, the display name shown in the report is used as the column header.

Otherwise, a column header such as “key0,” “key1,” etc. is shown.

Streaming

Most exports stream their data back to the client because the amount of data is potentially very large.

However, some exports return the entire result set rather than streaming data. This is typically the case when report data is aggregated with non-report data (e.g. Outbreaks Detail.)

Reporting Overview

Reporting in AsyncOS involves three basic actions:

You can create Scheduled Reports to be run on a daily, weekly, or monthly basis.

You can generate a report immediately (“on-demand” report).

You can view archived versions of previously run reports (both scheduled and on-demand).

Configure scheduled and on-demand reports via the Monitor > Scheduled Reports page. View archived reports via the Monitor > Archived Reports page.

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Reporting Overview

Your appliance will retain the most recent reports it generates, up to 1000 total versions for all reports.

You can define as many recipients for reports as you want, including zero recipients. If you do not specify an email recipient, the system will still archive the reports. If you need to send the reports to a large number of addresses, however, it may be easier to create a mailing list rather than listing the recipients individually.

By default, the appliance archives the twelve most recent reports of each scheduled report. Reports are stored in the

/saved_reports

directory of the appliance. (See

Appendix A, “Accessing the Appliance”

for more information.)

Scheduled Report Types

You can choose from the following report types:

Content Filters

Delivery Status

DLP Incident Summary

Executive Summary

Incoming Mail Summary

Internal Users Summary

Outgoing Destinations

Outgoing Mail Summary

Outgoing Senders: Domains

Sender Groups

System Capacity

TLS Connections

Outbreak Filters

Virus Types

Each of the reports consists of a summary of the corresponding Email Security Monitor page. So, for example, the Content Filters report provides a summary of the information displayed on the Monitor >

Content Filters page. The Executive Summary report is based on the Monitor > Overview page.

Notes on Reports

Content Filter reports in a PDF format are limited to a maximum of 40 content filters. You can obtain the full listing via reports in a CSV format.

Note

To generate PDFs in Chinese, Japanese, or Korean on Windows computers, you must also download the applicable Font Pack from Adobe.com and install it on your local computer.

Setting the Return Address for Reports

To set the return address for reports, see

Configuring the Return Address for Appliance Generated

Messages, page 29-24

. From the CLI, use the addressconfig command.

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Managing Reports

Managing Reports

You can create, edit, delete, and view archived scheduled reports. You can also run a report immediately

(on-demand report). The following report types are available: Content Filters, DLP Incident Summary,

Executive Summary, Incoming Mail Summary, Internal Users Summary, Outgoing Mail Summary,

Sender Groups, and Outbreak Filters. Managing and viewing these reports is discussed below.

Note

When in Cluster Mode, you are unable to view reports. You may view reports when in machine mode.

The Monitor > Scheduled Reports page shows a listing of the scheduled reports already created on the appliance.

Scheduled Reports

Scheduled reports can be scheduled to run on a daily, weekly, or monthly basis. You can select a time at which to run the report. Regardless of when you run a report, it will only include data for the time period that you specify, for example the past 3 days or the previous calendar month. Note that a daily report scheduled to run at 1AM will contain data for the previous day, midnight to midnight.

Your appliance ships with a default set of scheduled reports —you can use, modify, or delete any of them.

Scheduling a Report to be Generated Automatically

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

On the Monitor > Scheduled Reports page, click Add Scheduled Report.

Select a report type. Depending on the report type you select, different options may be available.

For more information about the available types of scheduled reports, see

Scheduled Report Types, page 26-42

.

Enter a descriptive title for the report. AsyncOS does not verify the uniqueness of report names. To avoid confusion, do not create multiple reports with the same name.

Select a time range for the report data. (This option is not available for Outbreak Filters reports.)

Select a format for the report:

PDF. Create a formatted PDF document for delivery, archival, or both. You can view the report as a

PDF file immediately by clicking Preview PDF Report.

For information about generating PDFs in languages other than English, see the “Notes on Reports” section on page 26-42

.

CSV. Create an ASCII text file that contains the tabular data as comma-separated values. Each CSV file may contain up to 100 rows. If a report contains more than one type of table, a separate CSV file is created for each table.

Specify the report options, if available. Some reports do not have report options.

Specify scheduling and delivery options. If you do not specify an email address, the report is archived but is not sent to any recipients.

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Managing Reports

Note

If you are sending reports to an external account (such as Yahoo or Gmail, etc.), you may need to add the reporting return address to the external account’s whitelist to prevent report emails from being incorrectly classified as spam.

Step 8

Click Submit. Commit your changes.

Editing Scheduled Reports

Procedure

Step 1

Step 2

Step 3

Click the report title in the listing on the Services > Centralized Reporting page.

Make your changes.

Submit and commit your changes.

Deleting Scheduled Reports

Procedure

Step 1

On the Services > Centralized Reporting page, select the check boxes corresponding to the reports that you want to delete.

Note

Select the All check box to remove all scheduled reports.

Step 2

Step 3

Click Delete.

Confirm the deletion and then commit your changes.

Any archived versions of deleted reports are not automatically deleted.

Archived Reports

The Monitor > Archived Reports page lists the available archived reports. You can view a report by clicking its name in the Report Title column. You can generate a report immediately by clicking

Generate Report Now

Use the Show menu to filter which type of reports is listed. Click the column headings to sort the listing.

Archived reports are deleted automatically — up to 12 instances of each scheduled report (up to 1000 reports) are kept and as new reports are added, older ones are deleted to keep the number at 1000. The

12 instances limit is applied to each individual scheduled report, not report type.

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Figure 26-29 Archived Reports

Managing Reports

Generating On-Demand Reports

You can generate a report without scheduling it. These on-demand reports are still based on a specified time frame, but they are generated immediately.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Click Generate Report Now on the Archived Reports page.

Select a report type and edit the title if desired. AsyncOS does not verify the uniqueness of report names.

To avoid confusion, do not create multiple reports with the same name.

For more information about the available types of scheduled reports, see

Scheduled Report Types, page 26-42

.

Select a time range for the report data. (This option is not available for Virus Outbreak reports.)

If you create a custom range, the range will appear as a link. To modify the range, click the link.

Select a format for the report.

PDF. Create a formatted PDF document for delivery, archival, or both. You can view the report as a

PDF file immediately by clicking Preview PDF Report.

For information about generating PDFs in languages other than English, see the “Notes on Reports” section on page 26-42

.

CSV. Create an ASCII text file that contains the tabular data as comma-separated values. Each CSV file may contain up to 100 rows. If a report contains more than one type of table, a separate CSV file is created for each table.Specify any report options.

Select whether to archive the report (if so, the report will shown on the Archived Reports page).

Specify whether to email the report and to which email addresses to send the report.

Click Deliver this Report to generate the report and deliver it to recipients or archive it.

Commit your changes.

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Troubleshooting Email Reports

Troubleshooting Email Reports

Problem

Drilling down from a report to view details in message tracking yields unexpected results.

Solution

This can occur if reporting and message tracking were not simultaneously enabled, functioning properly, and storing data locally (as opposed to being stored centrally on a Security Management appliance). Data for each feature (reporting and message tracking) is stored only while that feature is enabled and functioning on that appliance, independently of whether the other feature (reporting or message tracking) is enabled and functioning. Therefore, reports may include data that is not available in Message Tracking and vice-versa.

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C H A P T E R

27

Quarantines

Overview of Quarantines, page 27-1

Managing Policy, Virus, and Outbreak Quarantines, page 27-3

Working with Messages in Policy, Virus, or Outbreak Quarantines, page 27-11

Overview of the Spam Quarantine, page 27-18

Configuring the Spam Quarantine, page 27-18

Managing Messages in Spam Quarantines, page 27-32

Using Safelists and Blocklists to Control Email Delivery Based on Sender, page 27-34

Overview of Quarantines

When an Email Security appliance detects possible spam, malware, or content that is not allowed by your organization in incoming or outgoing messages, it can send those messages to a quarantine instead of deleting them immediately. A quarantine holds these messages safely on the Email Security appliance or on a Cisco Content Security Management appliance for a period of time, to allow a human being to review them, or to await an update that will better evaluate the safety of the message.

Examples of how quarantines can be used in your organization:

Policy enforcement. Let Human Resources personnel or the Legal department review messages that may contain offensive, confidential, or otherwise disallowed information.

Virus quarantine. Store messages that are marked as infected, encrypted, or not scannable by the anti-virus scanning engine to prevent the spread of viruses to your users.

Outbreak prevention. Hold messages that are flagged by the Outbreak Filters as possibly being part of a viral outbreak or small-scale malware attack until an anti-virus or anti-spam update is released.

Spam management. Let end users or administrators determine whether messages are spam, to avoid deleting necessary messages.

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Chapter 27 Quarantines

Overview of Quarantines

Quarantine Types

Quarantine Type

Virus

Outbreak

Policy

Spam

Quarantine

Name

Virus

Outbreak

Policy

Unclassified

(Policy quarantines that you create)

Spam

Created by the

System by

Default? Description

Yes

Yes

Yes

Yes

No

Yes

Holds messages that may be transmitting malware, as determined by the anti-virus engine.

Holds messages caught by

Outbreak Filters as potentially being spam or malware.

Holds messages caught by message filters, content filters, and DLP message actions.

A default Policy quarantine has been created for you.

Holds messages only if a quarantine that is specified in a message filter, content filter, or

DLP message action has been deleted.

You cannot assign this quarantine to any filter or message action.

Policy quarantines that you create for use in message filters, content filters, and DLP message actions.

Holds spam or suspected spam messages for the message’s recipient or an administrator to review.

More Information

Managing Policy,

Virus, and

Outbreak

Quarantines, page 27-3

Working with

Messages in

Policy, Virus, or

Outbreak

Quarantines, page 27-11

Overview of the

Spam Quarantine, page 27-18

Configuring the

Spam Quarantine, page 27-18

Using Safelists and Blocklists to

Control Email

Delivery Based on

Sender, page 27-34

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Local Quarantines

Managing Policy, Virus, and Outbreak Quarantines

Working with Messages in Policy, Virus, or Outbreak Quarantines

Managing Policy, Virus, and Outbreak Quarantines

Disk Space Allocation for Policy, Virus, and Outbreak Quarantines, page 27-3

Retention Time for Messages in Quarantines, page 27-4

Default Actions for Automatically Processed Quarantined Messages, page 27-5

Checking the Settings of System-Created Quarantines, page 27-5

Creating Policy Quarantines, page 27-6

About Editing Policy, Virus, and Outbreak Quarantine Settings, page 27-7

Determining the Filters and Message Actions to Which a Quarantine Is Assigned, page 27-7

About Deleting Policy Quarantines, page 27-8

Monitoring Quarantine Status, Capacity, and Activity, page 27-8

Policy Quarantine Performance, page 27-9

Alerts About Quarantine Disk-Space Usage, page 27-9

Policy Quarantines and Logging, page 27-9

About Distributing Message Processing Tasks to Other Users, page 27-10

About Policy, Virus, and Outbreak Quarantines in Cluster Configurations, page 27-10

About Centralized Policy, Virus, and Outbreak Quarantines, page 27-11

Disk Space Allocation for Policy, Virus, and Outbreak Quarantines

Policy, Virus, and Outbreak quarantines share a single pool of disk space, the size of which depends on the hardware model.

Messages in multiple quarantines consume the same amount of disk space as a message in a single quarantine.

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Table 27-1

Model

C100V

C160

C170

C360

C360(D)

C370

C380

C300V

C600V

C660

C670

C680

X1060

X1070

Total Disk Space for All Policy, Virus, and Outbreak Quarantines

Total Disk Space for Policy and Virus

Quarantines, in MB

(Outbreak Filters Not Enabled)

2560

Total Disk Space for Policy, Virus, and

Outbreak Quarantines, in MB

(Outbreak Filters Enabled)

3584

4096

10240

6144

13312

Related Topics

Monitoring Quarantine Status, Capacity, and Activity, page 27-8

Alerts About Quarantine Disk-Space Usage, page 27-9

Retention Time for Messages in Quarantines, page 27-4

Retention Time for Messages in Quarantines

Messages are automatically removed from the quarantine under the following circumstances:

Normal Expiration—the retention time is met for a message in the quarantine. You specify a retention time for messages in each quarantine. Each message has its own specific expiration time, displayed in the quarantine listing. Messages are stored for the amount of time specified unless another circumstance described in this topic occurs.

Note

The normal retention time for messages in the Outbreak Filters quarantine is configured in the Outbreak Filters section of each mail policy, not in the outbreak quarantine.

Early Expiration—messages are forced from quarantines before the configured retention time is reached. This can happen when:

The size limit for all quarantines, as defined in

Outbreak Quarantines, page 27-3 , is reached.

Disk Space Allocation for Policy, Virus, and

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If the size limit is reached, the oldest messages, regardless of quarantine, are processed and the default action is performed for each message, until the size of all quarantines is again less than the size limit. The policy is First In First Out (FIFO). Messages in multiple quarantines will be expired based on their latest expiration time.

(Optional) You can configure individual quarantines to be exempt from release or deletion because of insufficient disk space. If you configure all quarantines to be exempt and the disk space reaches capacity, messages in the quarantine will be delivered to make room for new messages.

You will receive alerts at disk-space milestones. See

Alerts About Quarantine Disk-Space

Usage, page 27-9

.

You delete a quarantine that still holds messages.

When a message is automatically removed from a quarantine, the default action is performed on that message. See

Default Actions for Automatically Processed Quarantined Messages, page 27-5 .

Effects of Time Adjustments on Retention Time

Daylight savings time and appliance time zone changes do not affect the retention period.

If you change the retention time of a quarantine, only new messages will have the new expiration time.

If the system clock is changed, messages that should have expired in the past will expire at the next most appropriate time.

System clock changes do not apply to messages that are in the process of being expired.

Default Actions for Automatically Processed Quarantined Messages

The default action is performed on messages in a policy, virus, or outbreak quarantine when any situation

described in Retention Time for Messages in Quarantines, page 27-4

, occurs.

There are two primary default actions:

Delete—The message is deleted.

Release—The message is released for delivery.

Upon release, messages may be re-scanned by anti-virus or anti-spam engines. For more information, see

About Rescanning of Quarantined Messages, page 27-17 .

In addition, messages released before their expected retention time has passed can have additional operations performed on them, such as adding an X-Header. For more information, see

Creating

Policy Quarantines, page 27-6

.

Checking the Settings of System-Created Quarantines

Before you use quarantines, customize the settings of the default quarantines, including the Unclassified quarantine.

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Creating Policy Quarantines

Before You Begin

Understand how messages in quarantines are automatically managed, including retention times and default actions. See

Retention Time for Messages in Quarantines, page 27-4

, and

Default Actions for Automatically Processed Quarantined Messages, page 27-5 .

Determine which users you want to have access to each quarantine, and create users and custom user

roles accordingly. For details, see Which User Groups Can Access Quarantines, page 27-10 .

Procedure

Step 1

Step 2

Step 3

Choose Monitor > Policy, Virus, and Outbreak Quarantines.

Click Add Policy Quarantine.

Enter information.

Keep the following in mind:

You cannot rename a quarantine.

If you do not want messages in this quarantine to be processed before the end of the Retention Period you specify, even when quarantine disk space is full, deselect Free up space by applying default

action on messages upon space overflow.

Do not select this option for all quarantines. The system must be able to make space by deleting messages from at least one quarantine.

If you select Release as the default action, you can specify additional actions to apply to messages that are released before their retention period has passed:

Option

Modify Subject

Add X-Header

Strip Attachments

Information

Type the text to add and specify whether to add it to the beginning or the end of the original message subject.

For example, you might want to warn the recipient that the message may contain inappropriate content.

Note

In order for a subject with non-ASCII characters to display correctly it must be represented according to

RFC 2047.

An X-Header can provide a record of actions taken on a message. This can be helpful for example when handling inquiries about why a particular message was delivered.

Enter a name and value.

Example:

Name =

Inappropriate-release-early

Value =

True

Stripping attachments protects against viruses that may be in such files.

Step 4

Specify the users who can access this quarantine:

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User

Local Users

Information

The list of local users includes only users with roles that can access quarantines.

The list excludes users with Administrator privileges, because all

Administrators have full access to quarantines.

Externally

Authenticated Users

You must have configured external authentication.

Custom User Roles You see this option only if you have created at least one custom user role with quarantine access.

Step 5

Submit and commit your changes.

What To Do Next

Create message and content filters and DLP message actions that will move messages to the quarantine.

See

Chapter 9, “Using Message Filters to Enforce Email Policies” ,

Chapter 11, “Content Filters” , and

Message Actions, page 15-32

.

About Editing Policy, Virus, and Outbreak Quarantine Settings

Note •

You cannot rename a quarantine.

See also

Effects of Time Adjustments on Retention Time, page 27-5

.

To change quarantine settings, choose Monitor > Policy, Virus, and Outbreak Quarantines, and then click the name of a quarantine.

Determining the Filters and Message Actions to Which a Quarantine Is

Assigned

You can view the message filters, content filters, and DLP message actions that are associated with a quarantine.

Procedure

Step 1

Step 2

Step 3

Click Monitor > Policy, Virus, and Outbreak Quarantines.

Click the name of the policy quarantine to check.

Scroll to the bottom of the page and view the Associated Message Filters/Content Filters/DLP

Message Actions.

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About Deleting Policy Quarantines

Before you delete a policy quarantine, see if it is associated with any active filters or message actions. See

Determining the Filters and Message Actions to Which a Quarantine Is Assigned, page 27-7 .

You can delete a policy quarantine even if it is assigned to a filter or message action.

If you delete a quarantine that is not empty, the default action defined in the quarantine will be applied to all messages, even if you have selected the option not to delete messages if the disk is full. See

Default Actions for Automatically Processed Quarantined Messages, page 27-5

.

After you delete the quarantine associated with a filter or message action, any messages subsequently quarantined by that filter or message action will be sent to the Unclassified quarantine.

You should customize the default settings of the Unclassified quarantine before you delete quarantines.

You cannot delete the Unclassified quarantine.

Monitoring Quarantine Status, Capacity, and Activity

To View

Currently available space for all non-spam quarantines

Total amount of space currently used by all quarantines

Do This

Choose Monitor > Policy, Virus, and Outbreak

Quarantines and look just below the table.

Choose Monitor > System Status and look for Queue Space

Used by Quarantine.

Amount of space currently used by each quarantine

Choose Monitor > Policy, Virus, and Outbreak

Quarantines, click the quarantine name, and look for this information in the table row directly below the quarantine name.

Total number of messages currently in all quarantines

Choose Monitor > System Status and look for Active

Messages in Quarantine.

Number of messages currently in each quarantine

Choose Monitor > Policy, Virus, and Outbreak

Quarantines and look at the table row for the quarantine.

Total CPU usage by all quarantines Choose Monitor > System Status and look in the CPU

Utilization section.

Date and time when the last message entered each quarantine (excluding moves between quarantines)

Choose Monitor > Policy, Virus, and Outbreak

Quarantines and look at the table row for the quarantine.

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To View Do This

Date a policy quarantine was created Choose Monitor > Policy, Virus, and Outbreak

Name of policy quarantine creator

Quarantines, click the quarantine name, and look for this information in the table row directly below the quarantine name.

Filters and message actions associated with a quarantine

Creation date and creator name are not available for system-created quarantines.

See Determining the Filters and Message Actions to Which a

Quarantine Is Assigned, page 27-7

.

Policy Quarantine Performance

Messages stored in policy quarantines use system memory in addition to hard-drive space. Storing hundreds of thousands of messages in policy quarantines on a single appliance may cause a decrease in the appliance’s performance due to excessive memory usage. The appliance takes more time to quarantine, delete, and release messages, which causes message processing to slow down and the email pipeline to back up.

Cisco recommends storing an average of less than 20,000 messages in your policy quarantines to ensure that the Email Security appliance processes email at a normal rate.

To check the number of messages in quarantines, see

Monitoring Quarantine Status, Capacity, and

Activity, page 27-8 .

Alerts About Quarantine Disk-Space Usage

An alert is sent whenever the total size of the policy, virus, and outbreak quarantine reaches or passes

75 percent, 85 percent, and 95 percent of its capacity. The check is performed when a message is placed in the quarantine. For example, if adding a message to a quarantine increases the size to or past

75 percent of the total capacity, an alert is sent.

For more information about Alerts, see

Chapter 29, “Alerts.” .

Policy Quarantines and Logging

AsyncOS individually logs all messages that are quarantined:

Info: MID 482 quarantined to "Policy" (message filter:policy_violation)

The message filter or Outbreak Filters feature rule that caused the message to be quarantined is placed in parentheses. A separate log entry is generated for each quarantine in which the message is placed.

AsyncOS also individually logs messages that are removed from quarantine:

Info: MID 483 released from quarantine "Policy" (queue full)

Info: MID 484 deleted from quarantine "Anti-Virus" (expired)

The system individually logs messages after they are removed from all quarantines and either permanently deleted or scheduled for delivery, for example

Info: MID 483 released from all quarantines

Info: MID 484 deleted from all quarantines

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When a message is re-injected, the system creates a new Message object with a new Message ID (MID).

This is logged using an existing log message with a new MID “byline”, for example:

Info: MID 483 rewritten to 513 by Policy Quarantine

About Distributing Message Processing Tasks to Other Users

You can distribute message review and processing tasks to other administrative users. For example:

The Human Resources team can review and manage the Policy Quarantine.

The Legal team can manage the Confidential Material Quarantine.

You assign access privileges to these users when you specify settings for a quarantine. In order to add users to quarantines, the users must already exist.

Each user may have access to all, some, or none of the quarantines. A user who is not authorized to view a quarantine will not see any indication of its existence anywhere in the GUI or CLI listings of quarantines.

Related Topics

Which User Groups Can Access Quarantines, page 27-10

Working with User Accounts, page 28-1

External Authentication, page 28-19

Managing Custom User Roles for Delegated Administration, page 28-7

Which User Groups Can Access Quarantines

When you allow users to access a quarantine, the actions that they can perform depend on their user group:

Users in the Administrators group can create, configure, delete, and centralize quarantines and can manage quarantined messages.

Users in the Operators, Guests, Read-Only Operators, and Help Desk Users groups, as well as custom user roles with quarantine management privileges, can search for, view, and process messages in a quarantine, but cannot change the quarantine’s settings, create, delete, or centralize quarantines. You specify in each quarantine which of these users have access to that quarantine.

Users in the Technicians group cannot access quarantines.

Access privileges for related features, such as Message Tracking and Data Loss Prevention, also affect the options and information that a user sees on Quarantine pages. For example, if a user does not have access to Message Tracking, that user will not see message tracking links and information for quarantined messages.

About Policy, Virus, and Outbreak Quarantines in Cluster Configurations

If your Email Security appliances are deployed in a cluster for centralized management, then policy, virus, and outbreak quarantines are configurable only at machine level, because the disk space for quarantines is model-dependent.

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About Centralized Policy, Virus, and Outbreak Quarantines

You can centralize policy, virus, and outbreak quarantines on a Cisco Content Security Management appliance. For information, see

About Centralizing Policy, Virus, and Outbreak Quarantines, page 38-4

and the user documentation for your Security Management appliance.

Working with Messages in Policy, Virus, or Outbreak

Quarantines

Viewing Messages in Quarantines, page 27-11

Finding Messages in Policy, Virus, and Outbreak Quarantines, page 27-12

Manually Processing Messages in a Quarantine, page 27-12

Messages in Multiple Quarantines, page 27-14

Message Details and Viewing Message Content, page 27-14

About Rescanning of Quarantined Messages, page 27-17

The Outbreak Quarantine, page 27-17

Viewing Messages in Quarantines

To

View all messages in a quarantine

Do This

Choose Monitor > Policy, Virus, and Outbreak

Quarantines.

In the row for the relevant quarantine, click the blue number in the Messages column of the table.

View messages in the Outbreak quarantine

Navigate through the list of messages in a quarantine

Sort the list of messages in a quarantine

Resize table columns

View the content that caused the message to be quarantined

Choose Monitor > Policy, Virus, and Outbreak

Quarantines.

In the row for the relevant quarantine, click the blue number in the Messages column of the table.

See Manage by Rule Summary Link, page 27-17 .

Click Previous, Next, a page number, or double-arrow link.

The double arrows take you to the first (<<) or last (>>) page in the listing.

Click a column heading (except columns that could include multiple items or the “In other quarantines” column).

Drag the divider between column headings.

See Viewing Matched Content, page 27-15

.

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Quarantined Messages and International Character Sets

For messages with subjects that contain characters from international character sets (double-byte, variable length, and non-ASCII encoded), the Policy Quarantine pages display subject lines in non-ASCII characters in their decoded form.

Finding Messages in Policy, Virus, and Outbreak Quarantines

Note •

Searches in Policy, Virus, and Outbreak quarantines do not find messages in the spam quarantine.

Users can find and see only the messages in quarantines to which they have access.

Procedure

Step 1

Step 2

Choose Monitor > Policy, Virus, and Outbreak Quarantines.

Click the Search Across Quarantines button.

Step 3

Step 4

Tip

For the Outbreak Quarantine, you can also find all messages quarantined by each outbreak rule:

Click the Manage by Rule Summary link in the Outbreak table row, and then click the relevant rule.

Select the quarantines in which to search.

(Optional) Enter other search criteria.

For Envelope Sender and Envelope Recipient: You can enter any character(s). No validation of your entry is performed.

Search results include only messages that match all of the criteria you specify. For example, if you specify an Envelope Recipient and a Subject, only messages that match the terms specified in both the Envelope Recipient and the Subject are returned.

What To Do Next

You can use the search results in the same way that you use the quarantine listings. For more information, see

Manually Processing Messages in a Quarantine, page 27-12

.

Manually Processing Messages in a Quarantine

Manually processing messages means to manually select a Message Action for the message from the

Message Actions page.

Note

For deployments with RSA Enterprise Manager, you can view quarantined messages on the Email

Security appliance or on Enterprise Manager, but you must use Enterprise Manager to take action on messages. For information about Enterprise Manager, see

Chapter 15, “Data Loss Prevention.”

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You can perform the following actions on messages:

Delete

Release

Delay Scheduled Exit from quarantine

Send a Copy of messages to email addresses that you specify

Move a message from one quarantine to another

Generally, you can perform actions on messages in the lists that are displayed when you do the following.

However, not all actions are available in all situations.

From the list of quarantines on the Monitor > Policy, Virus, and Outbreak Quarantines page, click the number of messages in a quarantine.

Click Search Across Quarantines.

Click a quarantine name and search within a quarantine.

You can perform these actions on multiple messages at one time by:

Choosing an option from the pick list at the top of the list of messages.

Selecting the check box beside each message listed on a page.

Selecting the check box in the table heading at the top of a list of messages. This applies the action to all messages visible on the screen. Messages on other pages are not affected.

Additional options are available for messages in the outbreak quarantine. See

Outbreak Quarantine and the Manage by Rule Summary View, page 14-18 .

Related Topics

Messages in Multiple Quarantines, page 27-14

Default Actions for Automatically Processed Quarantined Messages, page 27-5

Sending a Copy of the Message

Only users who belong to the Administrators group may send copies of a message.

To send a copy of the message, enter an email address in the Send Copy To: field and click Submit.

Sending a copy of a message does not cause any other action to be performed on the message.

About Moving Messages Between Policy Quarantines

You can manually move messages from one policy quarantine to another on a single appliance.

When you move a message to a different quarantine:

The expiration time is unchanged. The message keeps the retention time of the original quarantine.

The reason the message was quarantined, including the matched content and other relevant details, does not change.

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If a message is in multiple quarantines and you move the message to a destination that already holds a copy of that message, the expiration time and reason for quarantine of the moved copy of the message overwrite those of the copy of the message that was originally in the destination quarantine.

Messages in Multiple Quarantines

If a message is present in one or more other quarantines, the “In other quarantines” column in the quarantine message list will show “Yes,” regardless of whether you have permissions to access those other quarantines.

A message in multiple quarantines:

Is not delivered unless it has been released from all of the quarantines in which it resides. If it is deleted from any quarantine, it will never be delivered.

Is not deleted from any quarantine until it has been deleted or released from all quarantines in which it resides.

Because a user wanting to release a message may not have access to all of the quarantines in which it resides, the following rules apply:

A message is not released from any quarantine until it has been released from all of the quarantines in which it resides.

If a message is marked as Deleted in any quarantine, it cannot be delivered from any other quarantine in which it resides. (It can still be released.)

If a message is queued in multiple quarantines and a user does not have access to one or more of the other quarantines:

The user will be informed whether the message is present in each of the quarantines to which the user has access.

The GUI shows only the scheduled exit time from the quarantines to which the user has access. (For a given message, there is a separate exit time for each quarantine.)

The user will not be told the names of the other quarantine(s) holding the message.

The user will not see matched content that caused the message to be placed into quarantines that the user does not have access to.

Releasing a message affects only the queues to which the user has access.

If the message is also queued in other quarantines not accessible to the user, the message will remain in quarantine, unchanged, until acted upon by users who have the required access to the remaining quarantines (or until the message is released “normally” via early or normal expiration).

Message Details and Viewing Message Content

Click on the subject line of a message to view that message’s content and to access the Quarantined

Message page.

The Quarantined Message page has two sections: Quarantine Details and Message Details.

From the Quarantined Message page, you can read the message, select a Message Action, send a copy of the message, or test for viruses. You can also see if a message will be encrypted upon release from the quarantine due to the Encrypt on Delivery filter action.

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The Message Details section displays the message body, message headers, and attachments. Only the first 100 K of the message body is displayed. If the message is longer, the first 100 K is shown, followed by an ellipsis (...). The actual message is not truncated. This is for display purposes only. You can download the message body by clicking

[message body]

in the Message Parts section at the bottom of

Message Details. You can also download any of the message’s attachments by clicking the attachment’s filename.

If you view a message that contains a virus and you have desktop anti-virus software installed on your computer, your anti-virus software may complain that it has found a virus. This is not a threat to your computer and can be safely ignored.

To view additional details about the message, click the Message Tracking link.

Note

For the special Outbreak quarantine, additional functionality is available. See

The Outbreak Quarantine, page 27-17

.

Viewing Matched Content

When you configure a quarantine action for messages that match Attachment Content conditions,

Message Body or Attachment conditions, Message body conditions, or the Attachment content conditions, you can view the matched content in the quarantined message. When you display the message body, the matched content is highlighted in yellow, except for DLP policy violation matches.

You can also use the

$MatchedContent

action variable to include the matched content from message or content filter matches in the message subject.

If the attachment contains the matched content, the attachment’s contents are displayed, as well as the reason it was quarantined, whether it was due to a DLP policy violation, content filter condition, message filter condition, or Image Analysis verdict.

When you view messages in the local quarantine that have triggered message or content filter rules, the

GUI may display content that did not actually trigger the filter action (along with content that triggered the filter action). The GUI display should be used as a guideline for locating content matches, but does not necessarily reflect an exact list of content matches. This occurs because the GUI uses less strict content matching logic than is used in the filters. This issue applies only to the highlighting in the message body. The table that lists the matched strings in each part of the message, along with the associated filter rule, is correct.

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Figure 27-1 Matched Content Viewed in the Policy Quarantine

Chapter 27 Quarantines

Downloading Attachments

You can download a message attachment by clicking the attachment’s file name in the Message Parts or

Matched Content section. AsyncOS displays a warning that attachments from unknown sources may contain viruses and asks you if you want to continue. Download attachments that may contain viruses at your own risk. You can also download the message body by clicking

[message body]

in the Message

Parts section.

Testing for Viruses

To test the message for viruses, click Start Test. Use a quarantine to hold messages until you are sure that your anti-virus signatures have been updated.

Testing for viruses sends a copy of the message to the anti-virus engine, not the message itself. The verdict from the anti-virus engine is returned and displayed above the Quarantines area.

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About Rescanning of Quarantined Messages

When a message is released from all queues in which is has been quarantined, the following rescanning occurs, depending on the features enabled for the appliance and for the mail policy that originally quarantined the message:

Messages released from Policy and Virus quarantines are rescanned by the anti-virus engine.

Messages released from the Outbreak quarantine are rescanned by the anti-spam and anti-virus engines. (For information about rescanning of messages while in the Outbreak quarantine, see

Chapter 14, “Outbreak Filters.” )

Upon rescanning, if the verdict produced matches the verdict produced the previous time the message was processed, the message is not re-quarantined. Conversely, if the verdict is different, the message could be sent to another quarantine.

The rationale is to prevent messages from looping back to the quarantine indefinitely. For example, suppose a message is encrypted and therefore sent to the Virus quarantine. If an administrator releases the message, the anti-virus engine will still not be able to decrypt it; however, the message should not be re-quarantined or a loop will be created and the message will never be released from the quarantine.

Since the two verdicts are the same, the system bypasses the Virus quarantine the second time.

The Outbreak Quarantine

The Outbreak quarantine is present when a valid Outbreak Filters feature license key has been entered.

The Outbreak Filters feature sends messages to the Outbreak quarantine, depending on the threshold set.

For more information, see

Chapter 14, “Outbreak Filters.”

The Outbreak quarantine functions just like other quarantines—you can search for messages, release or delete messages, and so on.

The Outbreak quarantine has some additional features not available in other quarantines: the Manage by

Rule Summary link, the Send to Cisco feature when viewing message details, and the option to sort messages in search results by the Scheduled Exit time.

If the license for the Outbreak Filters feature expires, you will be unable to add more messages to the

Outbreak quarantine. Once the messages currently in the quarantine have expired and the Outbreak quarantine becomes empty, it is no longer shown in the Quarantines listing in the GUI.

Rescanning Messages in an Outbreak Quarantine

Messages placed in the Outbreak quarantine are automatically released if newly published rules deem the quarantined message no longer a threat.

If anti-spam and anti-virus are enabled on the appliance, the scanning engines scan every message released from the Outbreak quarantine based on the mail flow policy that applies to the message.

Manage by Rule Summary Link

Click the Manage by Rule Summary link next to the Outbreak quarantine in the quarantine listing to view the Manage by Rule Summary page. You can perform message actions (Release, Delete, Delay Exit) on all of the messages in the quarantine based on which outbreak rule caused the message to be quarantined.

This is ideal for clearing out large numbers of messages from the Outbreak quarantine. For more information, see the topics under

Outbreak Quarantine and the Manage by Rule Summary View, page 14-18

.

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Reporting False Positives or Suspicious Messages to Cisco Systems

When viewing message details for a message in the Outbreak quarantine, you can send the message to

Cisco to report false positives or suspicious messages.

Procedure

Step 1

Step 2

Step 3

Navigate to a message in the Outbreak quarantine.

In the Message Details section, select the Send a Copy to Cisco Systems check box.

Click Send.

Overview of the Spam Quarantine

AsyncOS administrators can view all messages in a spam quarantine, while an end user, who is usally a message’s recipient, can view their quarantined messages using a separate web interface.

You can have a local spam quarantine that is stored on the Email Security appliance or an external spam quarantine that is stored on a separate Cisco Content Security Management appliance.

Configuring the Spam Quarantine

Managing Messages in Spam Quarantines

Using Safelists and Blocklists to Control Email Delivery Based on Sender

Related Topics

Chapter 13, “Anti-Spam”

Configuring the Spam Quarantine

AsyncOS can be configured to send both spam and suspected spam to a spam quarantine. You can also configure the system to send a notification email to users, informing them of quarantined spam and suspected spam messages. This notification contains a summary of the messages currently in the spam quarantine for that user. The user may view the messages and decide whether to have them delivered to their inbox or delete them. Users can also search through their quarantined messages. Users can access the quarantine via the notification or directly via a web browser (this requires authentication, see

Configuring End User Access to the Spam Quarantine, page 27-23

).

The system can be configured to be self-maintaining, meaning that mail is periodically deleted from the spam quarantine automatically in order to keep from consuming all of the quarantine space. Spam quarantines are used specifically to hold spam and suspect spam messages for end users.

Each Email Security appliancecan have a local spam quarantine enabled if the anti-spam feature has been enabled. Each appliance can also refer to an external spam quarantine, configured on another content security appliance (typically a Cisco Content Security Management appliance, see

Chapter 38,

“Centralizing Services on a Cisco Content Security Management Appliance.”

)

However, when both the local and an external spam quarantine are enabled the local spam quarantine is

used.

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How to Send Messages to a Spam Quarantine

Configuring the Spam Quarantine

Table 27-2 How to Send Messages to a Spam Quarantine

Step 1

Step 2

Step 3

Do This

Enable the Spam

Quarantine.

More Info

Enable a local quarantine:

Enabling the Local Spam

Quarantine, page 27-19 .

or

Configure how you want the spam quarantine to handle messages.

See the documentation for your Security Management appliance for information on configuring an external quarantine.

See

Defining Anti-Spam Policies, page 13-7 .

Configure the spam quarantine settings for a group of users.

Add an external quarantine:

Configuring an External Spam

Quarantine, page 27-25 .

Configuring the Local Spam Quarantine, page 27-22 .

Related Topics

How to Configure the Appliance to Scan Messages for Spam, page 13-2

Enabling and Disabling the Local Spam Quarantine

Enabling the Local Spam Quarantine, page 27-19

Disabling the Local Spam Quarantine, page 27-20

Enabling the Local Spam Quarantine

Enabling the local spam quarantine causes AsyncOS to use the local spam quarantine, even if you have an external spam quarantine configured.

Procedure

Step 1

Step 2

Step 3

Click Monitor > Spam Quarantine.

Click Enable for the Spam Quarantine.

The spam quarantine is enabled.

Note

If the Spam Quarantine is not configured, the Edit Spam Quarantine page is displayed.

Step 4

Submit and commit your changes.

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Disabling the Local Spam Quarantine

To disable the local spam quarantine on the Email Security appliance:

Procedure

Step 1

Step 2

Step 3

Step 4

Click Monitor > Spam Quarantine.

Click Edit in the Settings column for the Spam Quarantine.

In the Spam Quarantine Settings section, clear the Enable Spam Quarantine checkbox.

Submit and commit your changes.

If messages are present in the local spam quarantine when it is disabled, you can opt to delete all of the messages by clicking Delete All for the quarantine on the link on the Monitor > Spam Quarantine page.

Disabled Spam Quarantines and Mail Policies

If the spam quarantine is disabled, any mail polices set to quarantine spam or suspected spam will instead be set to deliver the message.

Migrating from a Local Spam Quarantine to an External Quarantine

If you are currently using the local Spam Quarantine on a local C-Series or X-Series appliance but would like to migrate to an external Spam Quarantine hosted on a Security Management appliance — while retaining access to the messages in the local quarantine — consider the following possible strategies:

Configuring Anti-Spam Settings — configure the anti-spam settings on your mail policy specifying the Security Management appliance as the alternate host. This action sends new spam to the external quarantine while still allowing access to the local quarantine.

Setting a shorter expiration time — configure the Schedule Delete After setting on the local quarantine to a shorter duration.

Delete all of the remaining messages — to delete all of the remaining messages in the local quarantine, disable the quarantine and the click the “Delete All” link on the local quarantines page

(see

Deleting Messages from the Spam Quarantine, page 27-33

). This link only becomes available when a local Spam Quarantine with messages still contained in it has been disabled.

You should now be ready to disable the local quarantine and enable the external quarantine while preventing new messages from entering the local quarantine during the transition.

Spam Quarantine Settings

Spam Quarantine Settings

Set quarantine size, deletion/retention policy, default language, and enable or disable notification. By default the local spam quarantine is self-managing. This means that, once enabled, the quarantine will automatically delete spam after a set amount of time. If the quarantine gets full, older spam is deleted.

You can configure and customize the look and behavior of the spam quarantine, including specifying a

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custom logo and login page message. See

Configuring Spam Quarantine Settings for the Local Spam

Quarantine, page 27-22 .

Specify AsyncOS Operator users that may view or interact with the messages in the local spam quarantine. All Administrator level users (such as the default ‘admin’ user) created in AsyncOS are automatically able to access and modify the spam quarantine. Operators can view quarantine contents, but may not change the quarantine settings. See

Configuring Administrative Users for Spam

Quarantines, page 27-22 .

Spam Quarantine Access

Allow end users to access and manage their messages in the spam quarantine directly via a web browser.

Users with access will be able to view, search, release, and delete messages from the quarantine regardless of whether they have received a spam notification. Specify whether to hide or show message bodies. You can specify the end user authentication used (LDAP, Active Directory, IMAP/POP, or None).

See Configuring End User Access to the Spam Quarantine, page 27-23

. Specifying “None” indicates that end users will only be allowed to access the spam quarantine via the links included in notification messages, but they will not be authenticated (does not require a username and password).

Table 27-3 End User Authentication and Access

Authentication

LDAP

Mailbox (IMAP/POP)

None

Disabled

Users Access Via...

URL, Notification

URL, Notification

Notification Only

N/A (If enabled, notifications are sent to the “Deliver Bounce

Messages To:” address configured via the Spam Notifications section.)

Spam Notifications

A notification is a digest of new spam messages in the spam quarantine for a particular user. Enable and configure the content of the spam notifications, including: the From: address, subject, message body, message format, bounce address, and notification schedule. Notifications allow end users to access their quarantined messages without using LDAP or mailbox authentication, providing Spam Quarantine access is enabled. Notifications are sent to each Envelope Recipient that has quarantined email, including mailing lists and other aliases. Each mailing list will receive a single digest. This means that all subscribers to a mailing list will receive the notification and can log in to the quarantine to release or delete messages. In this case, users visiting the quarantine to view messages mentioned in a notification may find those messages have already been deleted by other users. Users belonging to multiple aliases

and/or using multiple email addresses will receive multiple notifications (see Receiving Multiple

Notifications, page 27-30

). See

Configuring Spam Notifications Sent to End Users, page 27-24 .

Note

If Spam notifications are enabled, but Spam Quarantine access is not enabled, notifications will be sent to the “Deliver Bounce Messages To:” address.

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Configuring the Local Spam Quarantine

Once the local spam quarantine is enabled (see Enabling and Disabling the Local Spam Quarantine, page 27-19

), you can edit the quarantine’s settings to configure the spam quarantine and how users will interact with it.

To configure the local spam quarantine, click Edit in the Settings column for the Spam Quarantine on the Monitor > Spam Quarantine page.

Configuring Spam Quarantine Settings for the Local Spam Quarantine

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Choose Monitor > Spam Quarantine.

Click Edit in the Settings column for the Spam Quarantine.

In the Spam Quarantine Settings section, specify a maximum quarantine size.

You can configure the quarantine to delete the oldest messages when the quarantine is full. If unchecked, newer messages will not be added to a full quarantine. Cisco recommends that you enable this feature so that a full quarantine will not cause messages to queue (back up) on your appliance.

Specify the number of days to hold messages before deleting them, or you can elect to not schedule automatic deletion. Cisco recommends that you configure the quarantine to delete older messages to prevent the quarantine from filling to capacity.

Specify a default language.

You can configure the quarantine to send a copy of released messages to Cisco for analysis. Cisco recommends that you do configure the quarantine to do so.

Customize the page end users see when they view the quarantine. Upload a custom logo (optional). The logo is displayed at the top of the spam quarantine page when the user logs in to view quarantined messages.

The logo should be a .jpg, .gif, or .png file that is at most 550 x 50 pixels.

If a logo file is not supplied, the default Spam Quarantine logo is used.

Note

If you specify a custom logo the default logo is deleted.

Step 9

Step 10

Specify a login page message. This message is shown to end users when they are asked to log in prior to viewing the quarantine.

Submit and commit your changes.

Note

If you are configuring a Security Management appliance, see the Cisco Content Security Management

Appliance User Guide for more information.

Configuring Administrative Users for Spam Quarantines

You can specify administrative users for the spam quarantine. In this case, “administrative” refers to the user’s access to the spam quarantine. Operators, help desk users, read-only operators, and delegated administrators belonging to custom user roles with quarantine privileges may be added to the list of

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administrative users. All administrator level users (including the default admin user) are automatically considered administrative users for the spam quarantine, and so they are not listed in the Available or

Authorized Users columns.

Procedure

Step 1

Step 2

Step 3

Step 4

Click on the link for the appropriate type of user: local, externally authenticated, or custom role

(delegated administrators).

Select the users you want to add.

Click Add.

Note that Operator level users and delegated administrators may view messages in the spam quarantine, but may not edit the settings of the quarantine. Administrative users can view messages and change the settings.

Submit and commit your changes.

Configuring End User Access to the Spam Quarantine

To allow end users to access the spam quarantine directly (without requiring a notification):

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Choose Monitor > Spam Quarantine.

Click Edit in the Settings column for the Spam Quarantine.

Scroll down to the End-User Quarantine Access section.

Check the checkbox labeled Enable End-User Quarantine Access. Administrator users can still access the quarantine, regardless of whether the box is checked.

Specify whether or not to display message bodies before messages are released. If this box is checked, users may not view the message body via the spam quarantine page. Instead, to view a quarantined message’s body users must release the message and view it in their mail application (Outlook, etc.). This is especially relevant to compliance issues where all viewed email must be archived.

Specify the method you would like to use to authenticate end-users when they attempt to view their quarantine directly via web browser (not via the email notification). You may use either Mailbox or

LDAP authentication.

Note that you can allow end user access to the spam quarantine without enabling authentication. In this case, users can access the quarantine via the link included in the notification message and the system does not attempt to authenticate the user. If you want to enable end user access without authentication, select None in the End-User Authentication dropdown menu.

LDAP Authentication: If you do not have an LDAP server or an active end user authentication

query set up, click the System Administration > LDAP link to configure your LDAP server

settings and end user authentication query string. For information about configuring LDAP authentication, see “LDAP Queries” in the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide.

Mailbox Authentication: For sites without an LDAP directory to use for authentication, the quarantine can also validate user’s email addresses and passwords against and standards-based

IMAP or POP server that holds their mailbox. When logging in to the web UI, the users enter their

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Step 7

full email address and mailbox password, and the quarantine uses this to attempt to log in to the mailbox server as that user. If the login is successful, the user is authenticated and the quarantine then immediately logs out and no changes are made to the user’s inbox. Using mailbox authentication works well for sites that do not run an LDAP directory, but mailbox authentication can not present a user with messages that may have been bound for an email alias.

Select the type (IMAP or POP). Specify a server name and whether or not to use SSL for a secure connection. Enter a port number for the server. Supply a domain (example.com, for example) to append to unqualified usernames.

If the POP server advertises APOP support in the banner, then for security reasons (i.e., to avoid sending the password in the clear) the Cisco appliance will only use APOP. If APOP is not supported for some or all users then the POP server should be reconfigured to not advertise APOP.

Submit and commit your changes.

Configuring Spam Notifications Sent to End Users

Spam notifications are email messages sent to end users when they have messages in the spam quarantine. Notifications contain a listing of quarantined spam or suspected spam for the user (or email addresses associated with that user in the LDAP repository, if user authentication is via LDAP, see

Configuring End User Access to the Spam Quarantine, page 27-23 ). Notifications also include a link for

users to use to view their quarantined messages. Once enabled, notifications are sent according to the schedule set here.

Spam notifications provide an alternative method for end-users to log into the quarantine. Users access the quarantine through the email notification they receive (if notifications are enabled for the quarantine). Clicking on any message subject logs the user into the web UI for the quarantine for the email address to which that notification was sent. This method of accessing the Spam Quarantine does not require LDAP or Mailbox authentication. Note that logging in through this method will not display quarantined messages for any other aliases the end-user may have unless the appliance is using a spam quarantine alias consolidation query for email notifications. If the notification was sent to a distribution list that is expanded after processing by the Cisco appliance, then multiple recipients may have access to the same quarantine for that list.

Users may receive multiple spam notifications for their email aliases or if they use multiple email addresses. You can use the alias consolidation feature to prevent some occurrences of multiple notifications. If you do not have an LDAP server or an active alias consolidation query set up, click

the System Administration > LDAP link to configure your LDAP server settings and alias

consolidation query string. For more information, see “LDAP Queries” in the Cisco IronPort AsyncOS

for Email Advanced Configuration Guide, as well as

Considerations for Deployment, page 27-27 and

Receiving Multiple Notifications, page 27-30 in this guide.

Procedure

Step 1

Step 2

Step 3

Step 4

Enable spam notifications by checking the Enable Spam Notifications checkbox.

Enter a From: address for the notifications. Users may want to add this address to any “whitelist”

supported by their email client (see Considerations for Deployment, page 27-27

).

Enter a subject for the notification.

Enter a customized title for the notification.

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Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Customize the message body. AsyncOS supports several message variables that, when placed in the message body, are expanded to the actual value for the specific end user. For example,

%username%

is expanded to the actual user’s name when the notification is generated for that user. The supported message variables include:

New Message Count (

%new_message_count%

) - the number of new messages since the user’s last login.

Total Message Count (

%total_message_count%

) - the number of messages for the user in the end user quarantine.

Days Until Message Expires (

%days_until_expire%

)

Quarantine URL (

%quarantine_url%

) - URL to log in to quarantine and view messages.

Username (

%username%

)

New Message Table (

%new_quarantine_messages%

) - A listing of new messages in the quarantine for the user.

You can include these message variables in the message body by typing them directly in the text of the Message Body field, or you can place the cursor where you would like the variable inserted and then click on the name of the variable in the Message Variables listing on the right.

Select a message format (HTML, Text, or HTML/Text).

Specify a bounce address (bounced notifications will be sent to this address).

Optionally, you can consolidate messages sent to the same LDAP user at different addresses.

Set the notification schedule. You can configure the notifications to be sent once a month, once a week, or one or more times a day (with or without weekends).

Submit and commit your changes.

Configuring an External Spam Quarantine

You can have spam and suspect spam to an external spam quarantine configured on a separate Cisco

Content Security appliance. For more information, see

Chapter 38, “Centralizing Services on a Cisco

Content Security Management Appliance.”

If you use an external spam quarantine, the quarantine settings are configured on that Cisco Content

Security appliance. If you have both the local and an external spam quarantine enabled on your Cisco

Content Security appliance, the local spam quarantine, along with its settings, take precedence.

Messages that are released from the Security Management appliance (external quarantine) will skip the

RAT, domain exceptions, aliasing, incoming filters, masquerading, bounce verification, and the work queue.

Adding an External Spam Quarantine

Procedure

Step 1

Step 2

Step 3

Choose Security Services > Centralized Services > Spam Quarantine.

Click Add Quarantine.

Enter a name for the quarantine. The name is not significant, and is used for reference only.

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Step 4

Step 5

Enter an IP address and port number. The IP Address and port number are specified on the M-Series appliance in the Spam Quarantines Settings page (for more information, see the Cisco Content Security

Management Appliance User Guide).

Submit and commit your changes.

Editing an External Spam Quarantine

Procedure

Step 1

Step 2

Step 3

Step 4

Choose Security Services > Centralized Services > Spam Quarantine.

Click Edit in the Settings column.

Make changes to the settings.

Submit and commit changes.

Removing an External Spam Quarantine

You can only have one external Spam quarantine specified on your Cisco Content Security appliance.

Please note that removing an external spam quarantine does not mean that the quarantine itself is deleted or that the data within the quarantine is changed in any way. Instead, the reference to that external spam quarantine is removed from the local machine.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose Security Services > Centralized Services > Spam Quarantine.

Click Edit in the Settings column.

Click Remove Settings.

AsyncOS displays a message asking if you want to delete the quarantine.

Click Delete.

Enabling Access to the Spam Quarantine via Web Browser

Once you have enabled the local spam quarantine, enable the spam quarantine HTTP or HTTPS service on an IP interface.

Procedure

Step 1

Step 2

Step 3

Choose Network > IP Interfaces.

Click on the interface name (for this example, we will use the Management interface).

Select HTTP or HTTPS checkboxes for the Spam Quarantine.

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Step 4

Step 5

Step 6

Step 7

Enter the appropriate port numbers for the services.

(Optional) Select whether to redirect HTTP requests to HTTPS for the Spam Quarantine.

(Optional) Select whether this is the default interface for spam quarantine access (notifications and quarantine logins will originate on this interface). Select whether to use the interface’s hostname in the quarantine’s URL or specify a custom URL.

Submit and commit your changes.

Configuring a Mail Policy to Quarantine Spam

Once you have enabled the local spam quarantine (or added an external spam quarantine) you can configure a mail policy to send spam or suspected spam messages to that quarantine. Note that you must have Cisco IronPort Anti-Spam scanning enabled on the mail policy in order to be able to send mail to the spam quarantine.

To configure a mail policy to send spam or suspect spam to the spam Quarantine:

Procedure

Step 1

Step 2

Step 3

Step 4

On the Mail Policies > Incoming Mail Policies page, click the link in the Anti-Spam column for the corresponding mail policy.

In the Positively-Identified Spam Settings section, select Spam Quarantine for the Apply This Action to

Message option.

Repeat this for Suspected spam and Marketing email if desired.

Submit and commit your changes.

Considerations for Deployment

This section consists of various tips and information to keep in mind when deploying the spam quarantine.

Disk Space

Table 27-4

shows the amount of disk space available on each appliance for the Spam Quarantine.

Table 27-4 Disk Space Available for Spam Quarantine

Model

C000V/C100V

C300V/C600V

C160/C170

C360/C370

C660/C670

Disk Space (in GB)

5

30

5

15

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Table 27-4

Model

C380/C680

X1060/X1070

Disk Space Available for Spam Quarantine

Disk Space (in GB)

30

30

End Users Accessing the Spam Quarantine

End users can access the spam quarantine via a link in the notification they receive. When accessing the quarantine via this method, LDAP or IMAP/POP authentication is not required (end users do not have to authenticate themselves). Note that the links present in the notification messages do not expire, so end users can use these links to view their quarantined messages without having to authenticate.

Users can also access the quarantine by entering a link in their web browser directly. When accessing the quarantine via a URL typed into a web browser, users will have to authenticate. The authentication method — LDAP or “mailbox” (IMAP/POP) — is defined in the End User Quarantine Access section of the quarantine settings (see

Configuring End User Access to the Spam Quarantine, page 27-23 ).

LDAP Authentication Process

1.

2.

3.

4.

A user enters their username and password into the web UI login page.

The spam quarantine connects to the specified LDAP server either to perform an anonymous search or as an authenticated user with the specified “Server Login” DN and password. For Active

Directory, you will usually need to have the server connect on the “Global Catalog port” (it is in the

6000s) and you need to create a low privilege LDAP user that the spam quarantine can bind as in order to execute the search.

The spam quarantine then searches for the user using the specified BaseDN and Query String. When a user’s LDAP record is found, the spam quarantine then extracts the DN for that record and attempts bind to the directory using the user records’ DN and the password they entered originally. If this password check succeeds then the user is properly authenticated, but the spam quarantine still needs to determine which mailboxes’ contents to show for that user.

Messages are stored in the spam quarantine using the recipient's envelope address. After a user's password is validated against LDAP, the spam quarantine then retrieves the “Primary Email

Attribute” from the LDAP record to determine which envelope address they should show quarantined messages for. The “Primary Email Attribute” can contain multiple email addresses which are then used to determine what envelope addresses should be displayed from the quarantine for the authenticated user.

IMAP/POP Authentication Process

1.

2.

3.

Depending on your mail server configuration, a user enters their username ( joe

) or email address

( [email protected]

) and password into the web UI login page. You can modify the Login Page

Message to tell your users whether they should enter a full email address or just their username (see

Configuring End User Access to the Spam Quarantine, page 27-23

).

The spam quarantine connects to the IMAP or POP server and uses the entered login (either username or email address) and password to try to log into the IMAP/POP server. If the password is accepted then the user is considered authenticated and the spam quarantine immediately logs out of the IMAP/POP server.

Once the user is authenticated, the Spam Quarantine lists email for the user, based on the email address:

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If you have configured the spam quarantine to specify a domain to append to bare usernames

(like joe

), then this domain is appended and that fully qualified email address is used to search for matching envelopes in the quarantine.

Otherwise, the spam quarantine uses the entered email address to search for matching envelopes.

Determining the URL for Logging in to the Spam Quarantine

The URL end users can use to access the spam quarantine directly is formed from the hostname of the machine and the settings (HTTP/S and port numbers) configured on the IP interface on which the quarantine has been enabled. For example,

HTTP://mail3.example.com:82

Example Configurations

Example POP/IMAP Configurations:

On IMAP and POP (single domain):

Enter the server name.

Enable SSL if you have configured your server to use it.

Enable “Append Domain to Unqualified Usernames” and set this to the domain of the envelope for users logging in.

For more information about IMAP, see the University of Washington website: http://www.washington.edu/imap/

Testing Notifications

You can test notifications by configuring a testing mail policy in the Email Security Manager, and have spam quarantined for just a single user. Then, configure the Spam Quarantine notification settings: check the “Enable Spam Notification” checkbox and do not check “Enable End-User Quarantine Access” checkbox. Then only the administrator configured in the “Deliver Bounced Messages To” field is notified of new spam in the quarantine.

Ensuring that End Users Receive the Notifications

Consider recommending that end users add the From: address for the Spam Quarantine notification emails to the “whitelist” in their Mail application’s (Outlook, Thunderbird, etc.) Junk Mail Settings.

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Receiving Multiple Notifications

Users belonging to multiple email aliases or using several email addresses will receive multiple notifications. This is also the case for users belonging to LDAP groups receiving email.

Table 27-5 Notifications per Address/Alias

User

Sam

Mary

Email Addresses

[email protected]

[email protected]

Aliases Notifications

1

4

Joe

[email protected], [email protected]

[email protected], [email protected], [email protected]

[email protected]

3

Note

If you do not use LDAP and you do not want your end users to receive multiple email notifications, consider disabling notifications and instead allow end users to access the quarantine directly and authenticate via LDAP or POP/IMAP.

Determining Which Messages are Present for Each User

Depending on the method of authentication (LDAP or IMAP/POP) users may see mail for multiple email address in the spam quarantine.

When using LDAP authentication, if the Primary Email attribute has multiple values in the LDAP directory, all of those values (addresses) will be associated with the user. Therefore, quarantined messages addressed to all email addresses associated with the end user in the LDAP directory are present in the quarantine.

If, however, the user accesses the quarantine directly via a notification, or if the authentication method is IMAP/POP, the quarantine will only display messages for that user’s email address (or the address to which the notification was sent). For more information about how end user authentication works, see

End Users Accessing the Spam Quarantine, page 27-28 .

Keep in mind that email addresses are case insensitive in the Spam Quarantine, so for example, email for [email protected] and [email protected] will both be present in the quarantine for a user associated with “[email protected].”

Limiting which Addresses have Mail Quarantined

You can use multiple mail policies (Mail Policies > Incoming Mail Policy) to specify a list of recipient addresses for which mail will not be quarantined. Select ‘Deliver’ or ‘Drop’ instead of quarantine when configuring the anti-spam settings for the mail policy.

Default Encoding

AsyncOS attempts to determine the charset of a message based on the encoding specified in the message headers. However, if the encoding specified in the headers does not match that of the actual text, the message will not be displayed properly when viewed in the spam quarantine. This situation is more likely to occur with spam messages.

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Specifying a Default Encoding

In the case where incoming email does not have a charset encoding specified in the headers, you can configure your appliance to specify a default encoding. Doing so will help ensure that these types of messages display properly in the spam quarantine.

However, specifying a default encoding can cause messages in other charsets to display incorrectly. This applies only to messages that do not specify the encoding in the message headers. Generally, you would only want to set a default encoding if you expect the majority of your mail that falls into this category to be of one specific encoding. For example, if the majority of your mail that gets quarantined and that does not specify the charset encoding in the message headers is in Japanese (ISO-2022-JP), you would select option 12 (in the scanconfig->setup options, below) when prompted:

Configure encoding to use when none is specified for plain body text or anything with MIME type plain/text or plain/html.

To set a default encoding for messages that do not specify the encoding in the message headers, use the scanconfig->setup

command via the CLI. In this example, UTF-8 is set as the default: mail3.example.com> scanconfig

There are currently 7 attachment type mappings configured to be SKIPPED.

Choose the operation you want to perform:

- NEW - Add a new entry.

- DELETE - Remove an entry.

- SETUP - Configure scanning behavior.

- IMPORT - Load mappings from a file.

- EXPORT - Save mappings to a file.

- PRINT - Display the list.

- CLEAR - Remove all entries.

[]> setup

[ ... ]

Configure encoding to use when none is specified for plain body text or anything with

MIME type plain/text or plain/html.

1. US-ASCII

2. Unicode (UTF-8)

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3. Unicode (UTF-16)

[ ... list of encodings ... ]

13. Japanese (EUC)

[1]> 2

Encoding set to "Unicode (UTF-8)".

Managing Messages in Spam Quarantines

This section explains how to work with messages within local or external spam quarantines, from the administrator’s point of view. When an administrator views the quarantine, all of the messages contained in the quarantine are available.

As an administrator, you can perform the following actions on messages within the spam quarantine:

View messages

Deliver messages

Delete messages

Search messages

Searching for Messages in the Spam Quarantine

Procedure

Step 1

Specify an envelope recipient.

Note

You can enter a partial address.

Step 2

Step 3

Step 4

Step 5

Select whether the search results should match the exact recipient you entered, or whether the results should contain, start with, or end with your entry.

Enter a date range to search through. Click the calendar icons to select a date.

Specify a From: address, and select whether the search results should contain, match exactly, start with, or end with the value you entered.

Click Search. Messages matching your search criteria are displayed below the Search section of the page.

Searching Very Large Message Collections

If you have a very large collection of messages in the Spam Quarantine, and if your search terms are not narrowly defined, your query may take a very long time to return information, or it may time out.

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You will be prompted to confirm whether you want to resubmit your search. Please note that having multiple large searches running simultaneously can impact performance.

Viewing Messages in the Spam Quarantine

The message listing shows messages in the spam quarantine. You can select how many messages are shown at one time. You can sort the display by clicking on the column headings. Click the same column again to reverse the sorting.

Click the subject of a message to view the message, including the body and headers. The message is displayed in the Message Details page. The first 20K of the message is displayed. If the message is longer, it is truncated at 20K and you can download the message via the link at the bottom of the message.

From the Message Details page you can delete a message (select Delete) or select Release to release the message. Releasing a message causes it to be delivered.

To view additional details about the message, click the Message Tracking link.

Viewing Messages with Attachments

When viewing a message that includes an attachment, the body of the message is displayed, followed by a list of attachments.

Viewing HTML Messages

The Spam Quarantine attempts to render an approximation of HTML based messages. Images are not displayed.

Viewing Encoded Messages

Base64 encoded messages are decoded and then displayed.

Delivering Messages in the Spam Quarantine

To release a message for delivery, click the checkbox next to the message or messages you want to release and select Release from the drop-down menu. Then click Submit.

Click the checkbox in the heading row to automatically select all of the messages currently displayed on the page.

Released messages proceed directly to the destination queue, skipping any further work queue processing in the email pipeline.

Deleting Messages from the Spam Quarantine

The spam quarantine can be configured to automatically delete messages after a certain amount of time.

Also, the spam quarantine can be configured to automatically delete the oldest messages once the quarantine has reached its maximum size. You may also delete messages from the spam quarantine manually.

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To delete specific messages, click the checkbox next to the messages you want to delete and then select

Delete from the drop-down menu. Then click Submit. Click the checkbox in the heading row to automatically select all of the messages currently displayed on the page.

To delete all of the messages in the spam quarantine, disable the quarantine (see

Disabling the Local

Spam Quarantine, page 27-20

) and then click the Delete All Messages link. The number in parenthesis at the end of the link is the number of messages in the spam quarantine.

Using Safelists and Blocklists to Control Email Delivery Based on Sender

You can enable end users to create safelists and blocklists to better control which emails are treated as spam. Safelists allow a user to ensure that certain users or domains are never treated as spam, while blocklists ensure that certain users or domains are always treated as spam. The safelists and blocklists settings are configured from the Spam Quarantine, so you must enable and configure the Spam

Quarantine to use this feature. When you enable the safelist/blocklist feature, each end user can maintain a safelist and blocklist for his or her email account.

Note

Safelists and blocklists prevent mail from being treated as spam or ensure that mail is treated as spam.

However, a safelist or blocklist setting does not prevent the appliance from scanning an email for viruses or determining if the message meets the criteria for a content-related mail policy. If a message is part of a safelist, it may not be delivered to the end user depending on other scanning settings.

The Safelist/Blocklist Database

When a user adds an entry to a safelist or blocklist, the entry is stored in a database on the Cisco appliance.

If you use a Cisco Content Security Management appliance, the database is saved on the Security

Management appliance and periodically updated and synchronized on all related Email Security appliances.

If the Spam Quarantine is hosted on an Email Security appliance, the safelist/blocklist database is maintained on that appliance.

If you use multiple Email Security appliances without a Security Management appliance, you may need to synchronize databases and configuration settings manually.

For information about synchronizing safelist/blocklist settings and databases across different Email

Security appliances, see Synchronizing Safelist and Blocklist Settings and Databases, page 27-37 .

For information about working with the backup .CSV database, see

Backing Up and Restoring the

Safelist/Blocklist Database, page 27-36 .

For more information about working with safelists and blocklists on a Cisco Content Security

Management appliance, see the Cisco Content Security Management Appliance User Guide.

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Creating and Maintaining Safelists and Blocklists

The safelists and blocklists are created and maintained by end users. However, an administrator enables the feature and configures delivery settings for email messages matching entries in the blocklist. To create and maintain safelists and blocklists, the administrators and end-users complete the following tasks:

Administrator tasks. Administrators enable and configure the Spam Quarantine, enable the

Safelist/Blocklist feature, backup and restore the Safelist/Blocklist database, synchronize the

Safelist/Blocklist database between different appliances, and troubleshoot safelist and blocklist issues via logs, alerts, and custom headers. For more information about administrator tasks, see

Overview of Creating and Maintaining Safelists and Blocklists, page 27-35 .

End-user tasks. End-users create their safelist and blocklist settings via the end-user spam quarantine. End users may need to log in (instead of clicking the link in the Spam Quarantine notification) to access their safelist/blocklist settings. From the end-user spam quarantine, end-users can create safelists and blocklists from the Options menu. Or, end-users can create safelist settings from the list of quarantined emails. For details about end-user tasks, see

End User Tasks for

Configuring Safelists and Blocklists, page 27-38 .

Message Delivery For Safelists and Blocklists

When you enable safelists and blocklists, the appliance scans the messages against the safelist/blocklist database immediately prior to anti-spam scanning. If the appliance detects a sender or domain that matches an end user’s safelist/blocklist setting, the message will be splintered if there are multiple recipients (and the recipients have different safelist/blocklist settings). For example, a message is sent to both recipient A and recipient B. Recipient A has safelisted the sender, whereas recipient B does not have an entry for the sender in either safelist or blocklist. In this case, the message may be split into two messages with two message IDs. The message sent to recipient A is marked as safelisted with an

X-SLBL-Result-Safelist header, and skips anti-spam scanning, whereas the message bound for recipient

B is scanned with the anti-spam scanning engine. Both messages then continue along the pipeline

(through anti-virus scanning, content policies, etc.), and are subject to any settings configured.

If a message sender or domain is blocklisted, the delivery behavior depends on the blocklist action settings. Similar to safelist delivery, the message is splintered if there are different recipients with different safelist/blocklist settings. The blocklisted message splinter is then quarantined or dropped, depending on the blocklist action settings. If the blocklist action is configured for quarantine, the message is scanned and eventually quarantined. If the blocklist action is configured as drop, the message is dropped immediately after safelist/blocklist scanning.

Because the safelist and blocklists are maintained in the Spam Quarantine, delivery behavior is also contingent on other anti-spam settings. For example, if you configure the “Accept” mail flow policy in the HAT to skip anti-spam scanning, then users who receive mail on that listener will not have their safelist and blocklist settings applied to mail received on that listener. Similarly, if you create a mailflow policy that skips anti-spam scanning for certain message recipients, these recipients will not have their safelist and blocklist settings applied.

Overview of Creating and Maintaining Safelists and Blocklists

To use safelists and blocklists, complete the following tasks:

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Enable and configure the Spam Quarantine. Because the safelist and blocklist is accessed from the Spam Quarantine, you must enable this feature to use safelists and blocklists. For information, see

Configuring the Spam Quarantine, page 27-18

.

Enable and configure the Safelist/Blocklist feature. Once the Spam Quarantine is enabled, you enable and configure the Safelist/Blocklist feature. You must also configure a blocklist action for blocklisted email (quarantine or delete). For information, see

Configuring Safelists and Blocklists, page 27-36

Backup and restore the Safelist/Blocklist database. When upgrading, you need to backup and restore the Safelist/Blocklist database. For information, see

Backing Up and Restoring the

Safelist/Blocklist Database, page 27-36 .

Synchronize Safelist/Blocklist databases. When end users enter safelist or blocklist entries, the settings are saved to a database which is periodically synchronized with a database that is used by

AsyncOS when processing email. If the Spam Quarantine is maintained on a Security Management appliance, the administrator must configure the Safelist/Blocklist database to synchronize with the

Email Security appliance. For information, see

Synchronizing Safelist and Blocklist Settings and

Databases, page 27-37

.

Troubleshooting Safelists and Blocklists. To troubleshoot safelists and blocklists, you can check logs, alerts. For more information, see

Troubleshooting Safelists and Blocklists, page 27-38

.

Configuring Safelists and Blocklists

Before You Begin

You must have the Spam Quarantine enabled and configured before you can configure safelists and blocklists.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Select Monitor > Spam Quarantine.

In the End-User Safelist/Blocklist section, select Enable, then Edit Settings.

Select Enable Safelist/Blocklist Feature.

Select Quarantine or Delete for the Blocklist Action.

Specify the Maximum List Items Per User. This value represents the maximum number of addresses or domains a user can list in each safe and block list.

Click Submit.

Backing Up and Restoring the Safelist/Blocklist Database

To save a backup of the safelist/blocklist database, the Cisco appliance saves the database as a .CSV file.

The .CSV file is maintained separately from the XML configuration file that contains your appliance configuration settings. If you upgrade your appliance or run the Installation Wizard, you should back up the Safelist/Blocklist database to the .CSV file.

When you back up a file, the appliance saves a .CSV file to the

/configuration

directory using the following naming convention:

slbl<timestamp><serial number>.csv

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You can do the backup and restore from either the System Administration > Configuration File page in the GUI or the slblconfig

command in the CLI.

From the CLI, use the slblconfig -> export

command to back up the database to the

/configuration directory. Use the slblconfig -> import

command to restore the database from a backup. Choose the database you want to use from a list of backup files in the

/configuration

directory. You can choose whether to ignore invalid entries.

To use the GUI to back up and restore the database:

Procedure

Step 1

Step 2

Step 3

Step 4

From System Administration > Configuration File, go to the End-User Safelist/Blocklist Database section.

To back up a database to a .CSV file, click Backup Now.

To restore the database, click Select File to Restore.

The appliance displays a list of backup files that are stored in your configuration directory.

Select the safelist/blocklist backup file you want to restore and click Restore.

Synchronizing Safelist and Blocklist Settings and Databases

When an end user creates a safelist or blocklist, the setting is saved to a database. If the Spam Quarantine exists on a Security Management appliance, this database must be synchronized with a database on the

C-Series appliance before the safelist/blocklist settings are applied to incoming mail. When the Spam

Quarantine exists on a C-Series appliance, the database must be synchronized with a read-only database that is used when processing the mail queue. The amount of time it takes to automatically synchronize these databases depends on the model of the appliance. The following table shows the default settings for updating safelists and blocklists:

Table 27-6 Synchronization for Safelist and Blocklist Settings

Appliance

C160/170

C360/C370

C660/C670

X1060/X1070

M660

M1050/M1060

Synchronization Time

10 minutes

15 minutes

30 minutes

60 minutes

120 minutes

240 minutes

When you use a group of C-Series appliances without a Security Management appliance, you may need to synchronize the safelist/blocklist settings and database across machines.

If you use the centralized management feature to configure multiple Cisco appliances, you can configure administrator settings using centralized management. If you do not use centralized management, you can manually verify that settings are consistent across machines.

For more information about accessing the appliance using FTP see “Accessing the Appliance” in either the Cisco IronPort AsyncOS for Email Configuration Guide.

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Troubleshooting Safelists and Blocklists

An end user maintains his or her own safelists and blocklists. Administrators can access an end user’s safelist or blocklist only by logging into the end user account with the user’s login and password. To troubleshoot issues with safelists and blocklists, you can view the log files or system alerts.

When an email is blocked due to safelist/blocklist settings, the action is logged in the ISQ_logs or the antispam log files. Emails that are safelisted are marked as safelisted with an X-SLBL-Result-Safelist header. Emails that are blocklisted are marked as blocklisted with an X-SLBL-Result-Blocklist header.

Alerts are sent out when the database is created, updated, or if there are errors in modifying the database or running the safelist/blocklist processes.

For more information about alerts, see Chapter 29, “Alerts.”

For more information about log files, see

Chapter 34, “Logging.”

End User Tasks for Configuring Safelists and Blocklists

End users can create safelists to ensure that messages from certain senders are never treated as spam, and they can use blocklists to ensure that messages from certain senders are always treated as spam. For example, an end user may receive email from a mailing list that no longer interests him. He may decide to add this sender to his blocklist to prevent emails from the mailing list from getting sent to his inbox.

On the other hand, end users may find that emails from specific senders get sent to their Spam Quarantine when they don’t want them to be treated as spam. To ensure mail from these senders are not quarantined, they may want to add the senders to their safelists.

Note

Safelist/Blocklist settings are contingent on other settings configured by the system administrator.

To work with safelists and blocklists, end users must complete the following tasks:

Access safelists and blocklists. Depending on authentication settings, end users may need to log into their Spam Quarantine accounts. For more information, see

Accessing Safelists and Blocklists, page 27-38

.

Add safelist entries. Users add safelist entries from the Options menu or the list of quarantined messages in Spam Quarantine. For more information, see

Adding Entries to Safelists, page 27-39

.

Add blocklist entries. Users add blocklist entries from the Options menu of the Spam Quarantine.

For more information, see Adding Senders to Blocklists, page 27-39

.

Accessing Safelists and Blocklists

To access safelists and blocklists, end users whose accounts are authenticated using LDAP or Mailbox

(IMAP/POP) authentication must log into their accounts on the Spam Quarantine. The end user must log into their account even if they are accustomed to accessing their messages via a spam notification (which usually doesn’t require authentication). If the end-user authentication is set to NONE, end users do not need to log into their accounts to access safelist/blocklist settings.

Syntax for Safelists and Blocklist Entries

Entries can be added to safelists and blocklists using the following formats:

[email protected]

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server.domain.com

domain.com

End users cannot add a sender or domain to both safe and block lists at the same time. However, if the end user adds a domain to a safelist, and the email address for a user of that domain to the blocklist (or vice versa), the appliance applies both rules. For example, if the end user adds example.com to the safelist, and adds [email protected] to the blocklist, the appliance delivers all mail from example.com without scanning for spam, but will treat mail from [email protected] as spam.

End users cannot allow or block a range of sub-domains using the following syntax: .domain.com.

However, an end user can explicitly block a specific domain using the following syntax:

server.domain.com.

Adding Entries to Safelists

End users can add senders to safelists in two ways:

Adding the Sender of a Quarantined Message to the Safelist

End users can add senders to the safelist if the message has been sent to the end user quarantine.

Procedure

Step 1

Step 2

From the End-User Quarantine, select the checkbox next to message.

Choose “Release and Add to Safelist” from the drop-down menu.

The envelope sender and the from header for the specified mail are both added to the safelist, and the released messages proceed directly to the destination queue, skipping any further work queue processing in the email pipeline.

Adding Senders to the Safelist Without a Quarantined Message

Procedure

Step 1

Step 2

Step 3

Step 4

From the Spam Quarantine page, select the Options drop-down menu in the upper righthand corner.

Choose Safelist.

From the Safelist dialog box, enter the email address or domain. You can enter multiple domains and email addresses, separated by commas.

Click Add to List.

Adding Senders to Blocklists

When the appliance receives mail from the specified email address or domain that matches an entry in the blocklist, it treats the mail as spam. The mail may be rejected or it may be quarantined, depending on the safelist/blockist action settings.

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Note

Unlike safelist entries, you can only add blocklist entries from the Options menu in the End-User

Quarantine.

Procedure

Step 1

Step 2

Step 3

From the End-User Quarantine, select the Options drop-down menu in the upper right-hand corner.

Enter the domain or email address you want to blocklist. You can enter multiple domains and email addresses, separated by commas.

Click Add to List.

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C H A P T E R

28

Distributing Administrative Tasks

Working with User Accounts, page 28-1

Managing Custom User Roles for Delegated Administration, page 28-7

Passwords, page 28-16

Configuring Access to the Email Security Appliance, page 28-23

Managing SSH Server and User Key Settings, page 28-27

Working with User Accounts

The Cisco appliance provides two methods for adding user accounts: creating user accounts on the Cisco appliances itself, and enabling user authentication using your own centralized authentication system, which can be either an LDAP or RADIUS directory. You can manage users and connections to external authentication sources on the System Administration > Users page in the GUI (or by using the userconfig

command in the CLI). For information about using an external directory to authenticate

users, see External Authentication, page 28-19

.

The default user account for the system, admin, has all administrative privileges. The admin user account cannot be deleted, but you can change the password and lock the account.

When you create a new user account, you assign the user to a predefined or a custom user role. Each role contains differing levels of permissions within the system.

Although there is no limit to the number of user accounts that you can create on the appliance, you cannot create user accounts with names that are reserved by the system. For example, you cannot create the user accounts named “operator” or “root.”

Table 28-1

defines the roles available for user accounts.

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Table 28-1

User Role

admin

Administrator

Technician

Operator

Guest

User Roles Listing

Description

The admin

user is the default user account for the system and has all administrative privileges. The admin user account is listed here for convenience, but it cannot be assigned via a user role, and it cannot be edited or deleted, aside from changing the password.

Only the admin

user can issue the resetconfig

and revert

commands.

User accounts with the Administrator role have full access to all configuration settings of the system. However, only the admin user has access to the resetconfig

and revert

commands.

Note

AsyncOS does not support multiple administrators configuring the

Email Security appliance from the GUI simultaneously.

User accounts with the Technician role can perform system upgrades, reboot the appliance, and manage feature keys. Technicians can also perform the following actions in order to upgrade the appliance:

Suspend email delivery and receiving.

View status of workqueue and listeners.

Save and email configuration files.

Back up safelists and blocklists. Technicians cannot restore these lists.

Disconnect the appliance from a cluster.

Enable or disable remote service access for Cisco technical support.

Raise a support request.

User accounts with the Operator role are restricted from:

Creating or editing user accounts.

Issuing the resetconfig

command.

Upgrading the appliance.

Issuing the systemsetup

command or running the System Setup

Wizard.

Issuing the adminaccessconfig

command.

Performing some quarantine functions (including creating, editing, deleting, and centralizing quarantines).

Modifying LDAP server profile settings other than username and password, if LDAP is enabled for external authentication.

Otherwise, they have the same privileges as the Administrator role.

Users accounts with the Guest role can only view status information. Users with the Guest role can also manage messages in quarantines, if access is enabled in a quarantine. Users with the Guest role cannot access Message

Tracking.

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Table 28-1

User Role

Read-Only Operator

Help Desk User

User Roles Listing

Custom user role

Description

User accounts with the Read-Only Operator role have access to view configuration information. Users with the Read-Only Operator role can make and submit changes to see how to configure a feature, but they cannot commit them. Users with this role can manage messages in quarantines, if access is enabled in a quarantine.

Users with this role cannot access the following:

File system, FTP, or SCP.

Settings for creating, editing, deleting, or centralizing quarantines.

User accounts with the Help Desk User role are restricted to:

Message tracking.

Managing messages in quarantines.

Users with this role cannot access to the rest of the system, including the

CLI. You need to enable access in each quarantine before a user with this role can manage them.

User accounts with a custom user role can only access email security features assigned to the role. These features can be any combination of DLP policies, email policies, reports, quarantines, local message tracking, encryption profiles, and the Trace debugging tool. The users cannot access system configuration features. Only administrators can define custom user roles. See

Managing Custom User Roles for Delegated Administration, page 28-7

for more information.

Note

Users assigned to custom roles cannot access the CLI.

All roles defined in

Table 28-1 can access both the GUI and the CLI, except the Help Desk User role and

custom user roles, which can only access the GUI.

If you use an LDAP directory to authenticate users, you assign directory groups to user roles instead of individual users. When you assign a directory group to a user role, each user in that group receives the permissions defined for the user role. For more information, see

External Authentication, page 28-19 .

Managing Users

You can manage users on the System Administration > Users page.

The Users page lists the existing users for the system, including the username, full name, and user type or group.

From the Users page, you can:

Add new users. For more information, see

Adding Users, page 28-4

.

Delete users. For more information, see

Deleting Users, page 28-5

.

Edit users, such as changing a user’s password and locking and unlocking a user’s account. For more information, see

Editing Users, page 28-4 .

Configure user account and password settings for local accounts. For more information, see

Configuring Restrictive User Account and Password Settings, page 28-17 .

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Enable the appliance to use an LDAP or RADIUS directory to authenticate users. For more information, see

External Authentication, page 28-19

for more information.

Enable access for non-administrators to DLP Matched Content in Message Tracking. See

Controlling Access to Sensitive Information in Message Tracking, page 28-5

for more information.

Adding Users

Before You Begin

Determine the user roles you will use. See

Table 28-1

for more information.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Choose System Administration > Users.

Click Add User.

Enter a login name for the user. Some words are reserved (such as “operator” or “root”).

Enter the user’s full name.

Select a predefined or custom user role.

Note

You can create a new user role and apply it to this user account. See

Managing Custom User

Roles for Delegated Administration, page 28-7

for more information.

Step 6

Step 7

Enter a password and retype it. Passwords must comply with the rules defined in the Local User Account

& Password Settings section. See

Configuring Restrictive User Account and Password Settings, page 28-17

for more information.

Submit and commit your changes.

Editing Users

Use this procedure to change a password, etc.

Procedure

Step 1

Step 2

Step 3

Step 4

Choose System Administration > Users.

Click the user’s name in the Users listing.

Make changes to the user.

Submit and commit your changes.

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Deleting Users

Procedure

Step 1

Step 2

Step 3

Click the trash can icon corresponding to the user’s name in the Users listing.

Confirm the deletion by clicking Delete in the warning dialog that appears.

Commit your changes.

Controlling Access to Sensitive Information in Message Tracking

Messages that violate Data Loss Prevention (DLP) policies typically include sensitive information, such as corporate confidential information or personal information including credit card numbers and health records. By default, this content appears in the DLP Matched Content tab on the Message Details page for messages listed in Message Tracking results.

Administrator users can always see this content. However, you can choose to hide this tab and its content from users who have access to Message Tracking based on their assigned predefined or custom role.

Before You Begin

Determine whether you have enabled matched content logging, which determines whether or not

sensitive DLP data appears in Message Tracking. See Showing or Hiding Sensitive DLP Data in Message

Tracking, page 15-37

.

Procedure

Step 1

Step 2

Step 3

Step 4

Go to the System Administration > Users page.

Under DLP Tracking Privileges, click Edit Settings.

Select the roles for which you want to grant access to DLP data in Message Tracking.

Custom roles without access to Message Tracking can never view this information and thus are not listed.

Submit and commit your changes.

The following features must be enabled in Security Services for this setting to take effect:

Message Tracking

RSA Email DLP

RSA Email DLP > Matched Content Logging

Additional Commands to Support Multiple Users: who, whoami, and last

The following commands support multiple user access to the appliance.

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The w ho

command lists all users who are logged into the system via the CLI, the time of login, the idle time, and the remote host from which the user is logged in: mail3.example.com> who

Username Login Time Idle Time Remote Host What

======== ========== ========= =========== ==== admin 03:27PM 0s 10.1.3.201 cli

The w hoami

command displays the username and full name of the user currently logged in, and which groups the user belongs to: mail3.example.com> whoami

Username: admin

Full Name: Administrator

Groups: admin, operators, config, log, guest

The l ast

command displays which users have recently logged into the appliance. The IP address of the remote host, and the login, logout, and total time are also displayed.

mail3.example.com> last

Username Remote Host Login Time Logout Time Total Time

======== =========== ================ ================ ========== admin 10.1.3.67 Sat May 15 23:42 still logged in 15m admin 10.1.3.67 Sat May 15 22:52 Sat May 15 23:42 50m admin 10.1.3.67 Sat May 15 11:02 Sat May 15 14:14 3h 12m admin 10.1.3.67 Fri May 14 16:29 Fri May 14 17:43 1h 13m shutdown Fri May 14 16:22 shutdown Fri May 14 16:15 admin 10.1.3.67 Fri May 14 16:05 Fri May 14 16:15 9m admin 10.1.3.103 Fri May 14 16:12 Fri May 14 16:15 2m admin 10.1.3.103 Thu May 13 09:31 Fri May 14 14:11 1d 4h 39m

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admin 10.1.3.135 Fri May 14 10:57 Fri May 14 10:58 0m admin 10.1.3.67 Thu May 13 17:00 Thu May 13 19:24 2h 24m

Managing Custom User Roles for Delegated Administration

You can design custom user roles and delegate specific responsibilities to users that align with their roles within your organization, allowing these delegated administrators access only to the email security features they are responsible for and not the system configuration features that are not related to their roles. Delegated administration provides more flexible control over your users’ access to the email security features on the appliance than the predefined administrator, operator, and help desk user roles.

For example, you may have users who are responsible for managing mail policies for specific domains on the Email Security appliance, but you do not want these users to access the system administration and security services configuration features, which the predefined administrator and operator roles grant.

You can create a custom user role for mail policy administrators who can grant these users access to the mail policies they manage, along with other email security features that they can use to manage messages processed by these policies, such as Message Tracking and policy quarantines.

Use the System Administration > User Roles page in the GUI (or the userconfig -> role

command in the CLI) to define custom user roles and manage the email security features for which they are responsible, such as mail policies, RSA Email DLP policies, email reports, and quarantines. For a full

list of email security features that delegated administrators can manage, see Assigning Access

Privileges, page 28-9 . Custom roles can also be created when adding or editing a local user account using

the System Administration > Users page. See

Defining a Custom User Role When Adding a User

Account, page 28-13

for more information.

You should make sure when creating a custom user role so that its responsibilities don’t overlap too much with the responsibilities of other delegated administrators. If multiple delegated administrators are responsible for the same content filter, for example, and use the content filter in different mail policies, the changes made to the filter by one delegated administrator may cause unintended side effects for the mail policies managed by other delegated administrators.

When you have created the custom user roles, you can assign local users and external authentication groups to them like any other user role. See

Working with User Accounts, page 28-1

for more information. Please note that users assigned to custom roles cannot access the CLI.

Figure 28-1 displays a list of custom user roles defined for an Email Security appliance, including the

access privileges assigned to the roles.

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Figure 28-1 List of Custom User Roles

Chapter 28 Distributing Administrative Tasks

Account Privileges Page

When a delegated administrator logs into the appliance, the Account Privileges page displays links to the security features for which the delegated administrator is responsible and brief descriptions of their access privileges. A delegated administrator can return to this page by selecting Account Privileges in the Options menu. Delegated administrators can also access the features that they manage using the menu at the top of the web page.

Figure 28-2

shows an Account Privileges page for a delegated administrator with access to mail policies, email reporting, message tracking, and quarantines.

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Figure 28-2

Managing Custom User Roles for Delegated Administration

Account Privileges Page for a Delegated Administrator

Assigning Access Privileges

When creating a custom user role, you define the levels of access to the security features for which delegated administrators are responsible.

The security features available for delegated administrators to manage are:

Incoming and outgoing mail policies and content filters.

Data Loss Prevention (DLP) policies.

Email reporting.

Message Tracking.

The Trace debugging tool.

Spam, policy, virus, and outbreak quarantines.

Cisco Email Encryption profiles.

After defining the access levels for a custom user role, you need to assign the specific mail policies, content filters, DLP policies, quarantines, or encryption profiles for which the delegated administrators will be responsible.

For example, you can create two different DLP policy administrator roles that are responsible for different RSA Email DLP policies. One role is only responsible for DLP violations related to company confidentiality and acceptable use, while the other is responsible for DLP violations related to privacy protection. In addition to DLP policies access, these custom user roles can also be assigned privileges for tracking message data and viewing quarantines and reports. They can search for DLP violations related to the policies that they are responsible for in using Message Tracking.

You can view which responsibilities are available to assign to a custom user role by clicking on the links for the assigned privileges in the Custom User Roles for Delegated Administration table on the User

Roles page. See

Updating Responsibilities for a Custom User Role, page 28-14 .

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Mail Policies and Content Filters

The Mail Policies and Content Filters access privileges define a delegated administrator’s level of access to the incoming and outgoing mail policies and content filters on the Email Security appliance. You can assign specific mail policies and content filters to a custom user role, allowing only the delegated administrators belonging to this role, along with operators and administrators, to manage the mail policies and content filters.

All delegated administrators with this access privilege can view the default incoming and outgoing mail policies but they can only edit these policies if they have full access.

All delegated administrators with access privileges can create new content filters to use with their mail policies. A content filter created by a delegated administrator is available to the other delegated administrators assigned to the custom user role. Content filters that are not assigned to any custom user role are public and can be viewed by all delegated administrators with the mail policy access privilege.

Content filters created by operators and administrators are public by default. Delegated administrators can enable or disable any existing content filters on mail policies assigned to their custom user role, but they cannot modify or delete public content filters.

If a delegated administrator deletes a content filter used by mail policies other than their own, or if the content filter is assigned to other custom user roles, AsyncOS does not delete the content filter from the system. AsyncOS instead unlinks the content filter from the custom user role and removes it from the delegated administrator’s mail policies. The content filter remains available to other custom user roles and mail policies.

Delegated administrators can use any text resource or dictionary in their content filters, but they cannot access the Text Resources or Dictionaries pages in the GUI to view or modify them. Delegated administrators also cannot create new text resources or dictionaries.

For outgoing mail policies, delegated administrators can enable or disable DLP policies but they cannot customize the DLP settings unless they also have DLP policy privileges.

You can assign one of the following access levels for mail policies and content filters to a custom user role:

No access: Delegated administrators cannot view or edit mail policies and content filters on the

Email Security appliance.

View assigned, edit assigned: Delegated administrators can view and edit the mail policies and content filters assigned to the custom user role and create new content filters. Delegated administrators can edit a policy’s Anti-Spam, Anti-Virus, and Outbreak Filters settings. They can enable their content filters for the policy, as well as disable any existing content filter assigned to the policy, regardless of whether they are responsible for it. Delegated administrators cannot modify a mail policy’s name or its senders, recipients, or groups. Delegated administrators can modify the order of the content filters for mail policies assigned to their custom user role.

View all, edit assigned: Delegated administrators can view all mail policies and content filters on the appliance, but they can only edit the ones assigned to the custom user role.

View all, edit all (full access): Delegated administrators have full access to all of the mail policies and content filters on the appliance, including the default mail policies, and have the ability to create new mail policies. Delegated administrators can modify the senders, recipients, and groups of all mail policies. They can also reorder mail policies.

You can assign individual mail policies and content filters to the custom user role using either the Email

Security Manager or the Custom User Roles for Delegated Administration table on the User Roles page.

See Updating Responsibilities for a Custom User Role, page 28-14

for information on using the Custom

User Roles for Delegated Administration table to assign mail policies and content filters.

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DLP Policies

The DLP Policies access privileges define a delegated administrator’s level of access to the DLP policies via the DLP Policy Manager on the Email Security appliance. You can assign DLP policies to specific custom user roles, allowing delegated administrators, in addition to operators and administrators, to manage these policies. Delegated administrators with DLP access can also export DLP configuration files from the Data Loss Prevention Global Settings page. Only administrators and operators can change the mode of DLP used from RSA Email DLP to RSA Enterprise Manager, and vise versa.

If a delegated administrator also has mail policy privileges, they can customize the RSA Email DLP policies. Delegated administrators can use any custom DLP dictionary for their RSA Email DLP policies, but they cannot view or modify the custom DLP dictionaries.

You can assign one of the following access levels for RSA Email DLP policies to a custom user role:

No access: Delegated administrators cannot view or edit RSA Email DLP policies on the Email

Security appliance.

View assigned, edit assigned: Delegated administrators can use the DLP Policy Manager to view and edit the RSA Email DLP policies assigned to the custom user role. Delegated administrators cannot rename or reorder DLP policies in the DLP Policy Manager. Delegated administrators can export DLP configurations.

View all, edit assigned: Delegated administrators can view and edit the RSA Email DLP policies assigned to the custom user role. They can export DLP configurations. They can also view all RSA

Email DLP policies that are not assigned to the custom user role but they cannot edit them.

Delegated administrators cannot reorder DLP policies in the DLP Policy Manager or rename the policy.

View all, edit all (full access): Delegated administrators have full access to all of the RSA Email

DLP policies on the appliance, including the ability to create new ones. Delegated administrators can reorder DLP policies in the DLP Policy Manager. They cannot change the DLP mode that the appliance uses.

You can assign individual RSA Email DLP policies to the custom user role using either the DLP Policy

Manager or the Custom User Roles for Delegated Administration table on the User Roles page.

See Chapter 15, “Data Loss Prevention” for more information on RSA Email DLP policies and the DLP

Policy Manager.

See Updating Responsibilities for a Custom User Role, page 28-14 for information on using the Custom

User Roles for Delegated Administration list to assign RSA Email DLP policies.

Email Reporting

The Email Reporting access privileges define which reports and Email Security Monitor pages a delegated administrator can view, depending on the custom user role’s access to mail policies, content filters, and RSA Email DLP policies. These reports are not filtered for assigned policies; delegated administrators can view reports for mail and DLP policies that for which they are not responsible.

You can assign one of the following access levels for email reporting to a custom user role:

No access: Delegated administrators cannot view reports on the Email Security appliance.

View relevant reports: Delegated administrators can view reports on the Email Security Monitor pages related to their Mail Policies and Content Filters and DLP Policies access privileges.

Delegated administrators with Mail Policies and Content Filters access privileges can view the following Email Security Monitor pages:

Overview

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Incoming Mail

Outgoing Destinations

Outgoing Senders

Internal Users

Content Filters

Virus Outbreaks

Virus Types

Archived Reports

Delegated administrators with DLP Policies access privileges can view the following Email Security

Monitor pages:

Overview

DLP Incidents

Archived Reports

View all reports: Delegated administrators can view all reports and Email Security Monitor pages on the Email Security appliance.

See the Chapter 26, “Using Email Security Monitor,” on page 1 chapter for more information on email

reporting and the Email Security Monitor.

Message Tracking

The Message Tracking access privileges define whether delegated administrators assigned to the custom user role have access to Message Tracking, including message content that may violate your organization’s DLP policies if the DLP Tracking Policies option has been enabled on the System

Administration > Users page and the custom user role also has DLP policies access privileges.

Delegated administrators can only search for the DLP violations for the RSA Email DLP policies assigned to them.

See Chapter 25, “Tracking Messages,” on page 1 for more information on Message Tracking.

See

Controlling Access to Sensitive Information in Message Tracking, page 28-5

for information for allowing delegated administrators access to viewing matched DLP content in Message Tracking.

Trace

The Trace access privileges define whether delegated administrators assigned to the custom user role can use Trace to debug the flow of messages through the system. Delegated administrators with access can run Trace and view all of the generated output. Trace results are not filtered based on the delegated administrator’s mail or DLP policy privileges.

See

Debugging Mail Flow Using Test Messages: Trace, page 36-1 for more information on using Trace.

Quarantines

The Quarantines access privileges define whether delegated administrators can manage assigned quarantines. Delegated administrators can view and take actions on any message in an assigned quarantine, such as releasing or deleting messages, but cannot change the quarantine’s configuration

(e.g. the size, retention period, etc.), or create or delete quarantines.

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You can assign any of the quarantines to the custom user role using either the Monitor > Quarantines page or the Custom User Roles for Delegated Administration table on the User Roles page.

See Chapter 27, “Quarantines,” on page 1 for more information on Quarantines.

See Updating Responsibilities for a Custom User Role, page 28-14 for information on using the Custom

User Roles for Delegated Administration list to assign quarantines.

Encryption Profiles

The Encryption Profiles access privileges define whether delegated administrators can use encryption profiles assigned to their custom user role when editing content filters or DLP policies. Encryption profiles can only be assigned to custom user roles with mail or DLP policy access privileges. Encryption profiles that are not assigned to a custom role are available for use by all delegated administrators with mail or DLP policy privileges. Delegated administrators cannot view or modify any encryption profiles.

You can assign encryption profiles when creating or editing an encryption profile using the Security

Services > IronPort Email Encryption page.

Defining a Custom User Role

User the User Roles page in the GUI (or the userconfig -> role

command in the CLI) to define a new user role and assign its access privileges. The User Roles page displays all existing custom user roles on the appliance and the access privileges for each role.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Choose System Administration > User Roles.

Click Add User Role.

Enter a name for the user role.

Enter a description of the user role and its privileges.

Select the user role’s access privileges. (See

Assigning Access Privileges, page 28-9

for more information on each type of access privilege.)

Submit and commit your changes.

Defining a Custom User Role When Adding a User Account

You can create a new custom user role when adding or editing a local user account on the Email Security appliance.

See

Managing Users, page 28-3 for more information on adding a user account.

Procedure

Step 1

Step 2

Step 3

Go to the System Administration > Users page.

Click Add User.

When creating the user account, select Custom Roles.

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Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Select Add Role.

Enter the name for the new role.

Submit the new user account.

AsyncOS displays a notification that the new user account and custom user role have been added.

Go to the System Administration > User Roles page.

Click on the name of the custom user role in the Custom User Roles for Delegated Administration table.

Enter a description of the user role and its privileges.

Select the user role’s access privileges. (See

Assigning Access Privileges, page 28-9 for more

information on each type of access privilege.)

Submit and commit your changes.

Updating Responsibilities for a Custom User Role

While you can assign responsibilities to custom user roles by browsing to the individual security features using the menu at the top of the GUI, the Custom User Roles for Delegated Administration table on the

User Roles page consolidates links to all of the security features that delegated administrators can manage in one place, with the exception of Encryption profiles. Clicking on the name of a custom user group’s access privilege in the table displays a list of all the mail policies, content filters, active RSA

Email DLP policies, or quarantines on the appliance and displays the names of any other custom user role that has access to them.

For example,

Figure 28-3

displays a list of active RSA Email DLP policies available on an Email

Security appliance. It also lists another custom user group that has access to the DLP policies. From this list, an administrator can select which DLP policies the delegated administrators using the DLP Policy

Manager.

Figure 28-3 DLP Policies Available for Delegated Administrators

Procedure

Step 1

Step 2

Step 3

Go to the System Administration > User Roles page.

Click the name of the access privilege for the custom user role you want to update.

AsyncOS displays a list of all the mail policies, content filters, DLP policies, or quarantines available on the appliance, along with the names of any other assigned custom user roles.

Select the mail policies, content filters, DLP policies, or quarantines for which you want the delegated administrators assigned to be responsible.

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Step 4

Submit and commit your changes.

Managing Custom User Roles for Delegated Administration

Editing a Custom User Role

Procedure

Step 1

Step 2

Step 3

Step 4

Go to the System Administration > User Roles page.

Click the user role’s name in the Custom User Roles for Delegated Administration listing.

Make changes to the user role.

Submit and commit your changes.

Duplicating a Custom User Role

You may want to create multiple custom user roles with similar access privileges but assign different responsibilities to different sets of users. For example, if the Email Security appliance handles messages for multiple domains, you may want to create custom user roles with similar access rights but for different mail policies based on the domain. This allows delegated administrators to manage mail policies for their domains without interfering with the responsibilities of other delegated administrators.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Go to the System Administration > User Roles page.

Click the duplicate icon corresponding to the user role you want to duplicate in the Custom User Roles for Delegated Administration listing.

Change the name of the custom user role.

Make any access privilege changes required for the new custom user role.

Submit and commit your changes.

Deleting a Custom User Role

When a custom role is deleted, users become unassigned and do not have access to the appliance. If you delete a custom user role that is assigned to one or more users, you do not receive a warning message.

You should reassign any users that were assigned to the custom user role that you deleted.

Procedure

Step 1

Step 2

Go to the System Administration > User Roles page.

Click the trash can icon corresponding to the user role you want to delete in the Custom User Roles for

Delegated Administration list.

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Passwords

Step 3

Step 4

Confirm the deletion by clicking Delete in the warning dialog that appears.

Commit your changes.

Passwords

Changing Your Password

Users can change their own passwords via the Options > Change Password link at the top of the GUI.

Enter the old password then enter the new password and retype it for confirmation. Click Submit. You are logged out and taken to the log in screen.

In the CLI, use the password

or passwd

command to change your password. If you forget the password for the admin user account, contact your customer support provider to reset the password.

The password

command requires you to enter the old password for security.

Note

Changes to the password take effect immediately and do not require you commit the change.

Locking and Unlocking a User Account

Locking a user account prevents a local user from logging into the appliance. A user account can be locked in one of the following ways:

AsyncOS locks a user account if the user exceeded the maximum number of failed login attempts defined in the Local User Account & Password Settings section.

Administrators can manually lock user accounts for security purposes using the System

Administration > Users page.

AsyncOS displays the reason why the user account was locked when you view the user account on the

Edit User page.

To unlock a user account, open the user account by clicking on the user name in the Users listing and click Unlock Account.

To manually lock a local user account, open the user account by clicking on the user name in the Users listing and click Lock Account. AsyncOS displays a message saying that the user will be unable to log into the appliance and asks if you want to continue.

You can also configure all local user accounts to lock after users fail to login successfully after a configured number of attempts. For more information, see

Configuring Restrictive User Account and

Password Settings, page 28-17 .

Note

If you lock the admin account, you can only unlock it by logging in as the admin through a serial communications connection to the serial console port. The admin user can always access the appliance using the serial console port, even when the admin account is locked. See

Connecting to the Appliance, page 3-7 for more information on accessing the appliance using the serial console port.

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Configuring Restrictive User Account and Password Settings

You can define user account and password restrictions to enforce organizational password policies. The user account and password restrictions apply to local users defined on the Cisco appliance. You can configure the following settings:

User account locking. You can define how many failed login attempts cause the user to be locked out of the account.

Password lifetime rules. You can define how long a password can exist before the user is required to change the password after logging in.

Password rules. You can define what kinds of passwords users can choose, such as which characters are optional or mandatory.

You define user account and password restrictions on the System Administration > Users page in the

Local User Account and Password Settings section.

Procedure

Step 1

Step 2

Step 3

Step 4

Choose System Administration > Users.

Scroll to the Local User Account and Password Settings section.

Click Edit Settings.

Configure the settings described in Table 28-2 .

Table 28-2 Local User Account and Password Settings

Setting

User Account Lock

Description

Choose whether or not to lock the user account after the user fails to login successfully. Specify the number of failed login attempts that cause the account locking. You can enter any number from one (1) to

60. Default is five (5).

When you configure account locking, enter the message to be displayed to the user attempting to login. Enter text using 7-bit ASCII characters. This message is only displayed when users enter the correct password to an account locked by an administrator. This message is not shown for accounts locked due to failed login attempts.

When a user account gets locked, an administrator can unlock it on the

Edit User page in the GUI or using the userconfig

CLI command.

Failed login attempts are tracked by user, regardless of the machine the user connects from or the type of connection, such as SSH or HTTP.

Once the user successfully logs in, the number of failed login attempts is reset to zero (0).

When a user account is locked out due to reaching the maximum number of failed login attempts, an alert is sent to the administrator.

The alert is set at the “Info” severity level.

Note

You can also manually lock individual user accounts. For more information see

Locking and Unlocking a User Account, page 28-16

.

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Table 28-2 Local User Account and Password Settings (continued)

Setting

Password Reset

Description

Choose whether or not users should be forced to change their passwords after an administrator changes their passwords.

You can also choose whether or not users should be forced to change their passwords after they expire. Enter the number of days a password can last before users must change it. You can enter any number from one (1) to 366. Default is 90.

When you force users to change their passwords after they expire, you can display a notification about the upcoming password expiration.

Choose the number of days before expiration to notify uses.

After a password expires, the user is forced to change the account password at the next login.

Note

When a user account uses SSH keys instead of a password challenge, the Password Reset rules still apply. When a user account with SSH keys expires, the user must enter their old password or ask an administrator to manually change the password to change the keys associated with the account. For more information, see

Managing SSH Server and User Key

Settings, page 28-27 .

Enter the minimum number of characters passwords may contain.

You can enter any number, including zero.

Password Rules:

Require at <number> least characters.

Password Rules:

Require at least one number

(0-9).

Password Rules:

Require at least one special character.

Choose whether or not the passwords must contain at least one number.

Choose whether or not the passwords must contain at least one special character. Passwords may contain the following special characters:

~ ? ! @ # $ % ^ & * - _ + =

\ | / [ ] ( ) < > { } ` ' " ; : , .

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Table 28-2

Setting

Password Rules:

Ban usernames and their variations as passwords.

Password Rules:

Local User Account and Password Settings (continued)

Ban reuse of the last

<number> passwords.

Description

Choose whether or not the password are allowed to be the same as the associated username or variations on the username. When username variations are banned, the following rules apply to passwords:

The password may not be the same as the username, regardless of case.

The password may not be the same as the username in reverse, regardless of case.

The password may not be the same as the username or reversed username with the following character substitutions:

"@" or "4" for "a"

"3" for "e"

"|", "!", or "1" for "i"

"0" for "o"

"$" or "5" for "s"

"+" or "7" for "t"

Choose whether or not users are allowed to choose a recently used password when they are forced to change the password. If they are not allowed to reuse recent passwords, enter the number of recent passwords that are banned from reuse.

You can enter any number from one (1) to 15. Default is three (3).

Step 5

Submit and commit your changes.

External Authentication

If you store user information in an LDAP or RADIUS directory on your network, you can configure your

Cisco appliance to use the external directory to authenticate users who log in to the appliance. To set up the appliance to use an external directory for authentication, use the System Administration > Users page in the GUI or the userconfig command and the external

subcommand in the CLI.

When external authentication is enabled and a user logs into the Email Security appliance, the appliance first determines if the user is the system defined “admin” account. If not, then the appliance checks the first configured external server to determine if the user is defined there. If the appliance cannot connect to the first external server, the appliance checks the next external server in the list.

For LDAP servers, if the user fails authentication on any external server, the appliance tries to authenticate the user as a local user defined on the Email Security appliance. If the user does not exist on any external server or on the appliance, or if the user enters the wrong password, access to the appliance is denied.

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If an external RADIUS server cannot be contacted, the next server in the list is tried. If all servers cannot be contacted, the appliance tries to authenticate the user as a local user defined on the Email Security appliance. However, if an external RADIUS server rejects a user for any reason, such as an incorrect password or the user being absent, access to the appliance is denied.

Enabling LDAP Authentication

In addition to using an LDAP directory to authenticate users, you can assign LDAP groups to Cisco user roles. For example, you can assign users in the IT group to the Administrator user role, and you can assign users in the Support group to the Help Desk User role. If a user belongs to multiple LDAP groups with different user roles, AsyncOS grants the user the permissions for the most restrictive role. For example, if a user belongs to a group with Operator permissions and a group with Help Desk User permissions, AsyncOS grants the user the permissions for the Help Desk User role.

Note

If an external user changes the user role for their LDAP group, the user should log out of the appliance and then log back in. The user will have the permissions of their new role.

Before You Begin

Define an LDAP server profile and an external authentication query for the LDAP server. For more information, see

Chapter 22, “LDAP Queries.”

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Choose System Administration > Users.

Scroll down to the External Authentication section.

Click Enable.

Select the Enable External Authentication check box.

Select LDAP for the authentication type.

Enter the amount of time to store external authentication credentials in the web user interface.

Select the LDAP external authentication query that authenticates users.

Enter the number of seconds that the appliance waits for a response from the server before timing out.

Enter the name of a group from the LDAP directory that you want the appliance to authenticate, and select the role for the users in the group.

Optionally, click Add Row to add another directory group. Repeat steps 9

and

10

for each directory group that the appliance authenticates.

Submit and commit your changes.

Enabling RADIUS Authentication

You can also use a RADIUS directory to authenticate users and assign groups of users to Cisco roles.

The RADIUS server should support the CLASS attribute, which AsyncOS uses to assign users in the

RADIUS directory to Cisco user roles. AsyncOS supports two authentication protocols for communicating with the RADIUS server: Password Authentication Protocol (PAP) and Challenge

Handshake Authentication Protocol (CHAP).

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To assign RADIUS users to Cisco user roles, first set the CLASS attribute on the RADIUS server with a string value of

<radius-group>

, which will be mapped to Cisco user roles. The CLASS attribute may contain letters, numbers, and a dash, but cannot start with a dash. AsyncOS does not support multiple values in the CLASS attribute. RADIUS users belonging to a group without a CLASS attribute or an unmapped CLASS attribute cannot log into the appliance.

If the appliance cannot communicate with the RADIUS server, the user can log in with a local user account on the appliance.

Note

If an external user changes the user role for their RADIUS group, the user should log out of the appliance and then log back in. The user will have the permissions of their new role.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

On the System Administration > Users page, click Enable.

Check the Enable External Authentication option if it is not enabled already.

Enter the hostname for the RADIUS server.

Enter the port number for the RADIUS server. The default port number is 1812.

Enter the Shared Secret password for the RADIUS server.

Enter the number of seconds for the appliance to wait for a response from the server before timing out.

(Optional) Click Add Row to add another RADIUS server. Repeat steps

3 – 6 for each RADIUS server.

Note

You can add up to ten RADIUS servers.

Step 8

Enter the number of seconds AsyncOS stores the external authentication credentials before contacting the RADIUS server again to re-authenticate in the “External Authentication Cache Timeout” field.

Default is zero (0).

Note

If the RADIUS server uses one-time passwords, for example passwords created from a token, enter zero (0). When the value is set to zero, AsyncOS does not contact the RADIUS server again to authenticate during the current session.

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Passwords

Step 9

Configure Group Mapping:

Setting

Map externally authenticated users to multiple local roles.

Map all externally authenticated users to the Administrator role.

Description

AsyncOS assigns RADIUS users to appliance roles based on the

RADIUS CLASS attribute. CLASS attribute requirements:

3 character minimum

253 character maximum no colons, commas, or newline characters

one or more mapped CLASS attributes for each RADIUS user

(With this setting, AsyncOS denies access to RADIUS users without a mapped CLASS attribute.)

For RADIUS users with multiple CLASS attributes, AsyncOS assigns the most restrictive role. For example, if a RADIUS user has two CLASS attributes, which are mapped to the Operator and

Read-Only Operator roles, AsyncOS assigns the RADIUS user to the Read-Only Operator role, which is more restrictive than the

Operator role.

These are the appliance roles ordered from least restrictive to most restrictive:

admin

Administrator

Technician

Operator

Read-only Operator

Help Desk User

Guest

AsyncOS assigns RADIUS users to the Administrator role.

Step 10

Step 11

Step 12

Choose whether to map all externally authenticated users to the Administrator role or to different appliance user role types.

If you map users to different role types, enter the group name as defined in the RADIUS CLASS attribute in the Group Name or Directory field, and choose an appliance role type from the Role field. You can add more role mappings by clicking Add Row.

For more information on user role types, see

Working with User Accounts, page 28-1 .

Submit and commit your changes.

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Configuring Access to the Email Security Appliance

Configuring Access to the Email Security Appliance

Configuring IP-Based Network Access, page 28-23

Configuring the Web UI Session Timeout, page 28-25

Configuring the CLI Session Timeout, page 28-25

Adding a Login Banner, page 28-26

Configuring Cross-site Scripting Attack Protection, page 28-26

Configuring IP-Based Network Access

You can control from which IP addresses users access the Email Security appliance by creating access lists for users who connect directly to the appliance and users who connect through a reverse proxy, if your organization uses reverse proxies for remote users.

Direct Connections

You can specify the IP addresses, subnets, or CIDR addresses for machines that can connect to the Email

Security appliance. Users can access the appliance from any machine with IP address from the access list. Users attempting to connect to the appliance from an address not included in the list are denied access.

Connecting Through a Proxy

If your organization’s network uses reverse proxy servers between remote users’ machines and the Email

Security appliance, AsyncOS allows you create an access list with the IP addresses of the proxies that can connect to the appliance.

Even when using a reverse proxy, AsyncOS still validates the IP address of the remote user’s machine against a list of IP addresses allowed for user connections. To send the remote user’s IP address to the

Email Security appliance, the proxy needs to include the x-forwarded-for

HTTP header in its connection request to the appliance.

The x-forwarded-for

header is a non-RFC standard HTTP header with the following format: x-forwarded-for: client-ip, proxy1, proxy2,... CRLF

.

The value for this header is a comma-separated list of IP addresses with the left-most address being the address of the remote user’s machine, followed by the addresses of each successive proxy that forwarded the connection request. (The header name is configurable.) The Email Security appliance matches the remote user’s IP address from the header and the connecting proxy’s IP address against the allowed user and proxy IP addresses in the access list.

Note

AsyncOS supports only IPv4 addresses in the x-forwarded-for

header.

Creating the Access List

You can create the network access list either via the Network Access page in the GUI or the adminaccessconfig > ipaccess

CLI command.

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Configuring Access to the Email Security Appliance

AsyncOS offers four different modes of control for the access list:

Allow All. This mode allows all connections to the appliance. This is the default mode of operation.

Only Allow Specific Connections. This mode allows a user to connection to the appliance if the user’s IP address matches the IP addresses, IP ranges, or CIDR ranges included in the access list.

Only Allow Specific Connections Through Proxy. This mode allows a user to connect to the appliance through a reverse proxy if the following conditions are met:

The connecting proxy’s IP address is included in the access list’s IP Address of Proxy Server field.

The proxy includes the x-forwarded-header

HTTP header in its connection request.

The value of x-forwarded-header

is not empty.

The remote user’s IP address is included in x-forwarded-header

and it matches the IP addresses, IP ranges, or CIDR ranges defined for users in the access list.

Only Allow Specific Connections Directly or Through Proxy. This mode allows users to connect through a reverse proxy or directly to the appliance if their IP address matches the IP addresses, IP ranges, or CIDR ranges included in the access list. The conditions for connecting through a proxy are the same as in the Only Allow Specific Connections Through Proxy mode.

Please be aware that you may lose access to the appliance after submitting and committing your changes if one of the following conditions is true:

If you select Only Allow Specific Connections and do not include the IP address of your current machine in the list.

If you select Only Allow Specific Connections Through Proxy and the IP address of the proxy currently connected to the appliance is not in the proxy list and the value of the Origin IP header is not in the list of allowed IP addresses.

If you select Only Allow Specific Connections Directly or Through Proxy and

the value of the Origin IP header is not in the list of allowed IP addresses

OR

the value of the Origin IP header is not in the list of allowed IP Addresses and the IP address of the proxy connected to the appliance is not in the list of allowed proxies.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Select System Administration > Network Access.

Click Edit Settings.

Select the mode of control for the access list.

Enter the IP addresses from which users will be allowed to connect to the appliance.

You can enter an IP address, IP address range or CIDR range. Use commas to separate multiple entries.

If connecting through a proxy is allowed, enter the following information:

The IP addresses of the proxies allowed to connect to the appliance. Use commas to separate multiple entries.

The name of the origin IP header that the proxy sends to the appliance, which contains the IP addresses of the remote user’s machine and the proxy servers that forwarded the request. By default, the name of the header is x-forwarded-for

.

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Step 6

Submit and commit your changes.

Configuring Access to the Email Security Appliance

Configuring the Web UI Session Timeout

You can specify how long a user can be logged into the Email Security appliance’s Web UI before

AsyncOS logs the user out due to inactivity. This Web UI session timeout applies to:

All users, including administrator

HTTP and HTTPS sessions

Cisco Spam Quarantine

Once AsyncOS logs a user out, the appliance redirects the user’s web browser to login page.

Procedure

Step 1

Step 2

Step 3

Step 4

Select System Administration > Network Access.

Click Edit Settings.

In the Web UI Inactivity Timeout field, enter the number of minutes users can be inactive before being logged out. You can define a timeout period between 5 and 1440 minutes.

Submit and commit your changes.

You can also use the adminaccessconfig

command in CLI to configure Web UI session timeout. See

Cisco AsyncOS 8.0.2 for Email CLI Reference Guide.

Configuring the CLI Session Timeout

You can specify how long a user can be logged into the Email Security appliance’s CLI before AsyncOS logs the user out due to inactivity. The CLI session timeout applies:

To all users, including administrator

Only to the connections using Secure Shell (SSH), SCP, and direct serial connection

Note

Any uncommitted configuration changes at the time of CLI session timeout will be lost. Make sure that you commit the configuration changes as soon as they are made.

Procedure

Step 1

Step 2

Step 3

Select System Administration > Network Access.

Click Edit Settings.

In the CLI Inactivity Timeout field, enter the number of minutes users can be inactive before being logged out. You can define a timeout period between 5 and 1440 minutes.

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Configuring Access to the Email Security Appliance

Step 4

Submit and commit your changes.

You can also use the adminaccessconfig

command in CLI to configure CLI session timeout. See Cisco

AsyncOS 8.0.2 for Email CLI Reference Guide.

Adding a Login Banner

You can configure the Email Security appliance to display a message called a “login banner” when a user attempts to log into the appliance through SSH, Telnet, FTP, or Web UI. The login banner is customizable text that appears above the login prompt in the CLI and to the right of the login prompt in the GUI. You can use the login banner to display internal security information or best practice instructions for the appliance. For example, you can create a simple note that saying that unauthorized use of the appliance is prohibited or a detailed warning concerning the organization’s right to review changes made by the user to the appliance.

Use the adminaccessconfig > banner

command in the CLI to create the login banner. The maximum length of the login banner is 2000 characters to fit 80x25 consoles. A login banner can be imported from a file in the

/data/pub/configuration

directory on the appliance. After creating the banner, commit your changes.

Configuring Cross-site Scripting Attack Protection

You can prevent attackers from injecting malicious scripts to the Web UI and CLI using the Cross-site

Scripting (XSS) attack protection feature.

You can use the adminaccessconfig

> xss

command in CLI to enable this feature. The following CLI transcript shows how to enable this feature. mail.example.com> adminaccessconfig

Choose the operation you want to perform:

- BANNER - Configure login message (banner) for appliance administrator login.

- IPACCESS - Configure IP-based access for appliance administrative interface.

- CSRF - Configure web UI Cross-Site Request Forgeries protection.

- XSS - Configure Cross-Site Scripting Attack protection.

- HOSTHEADER - Configure option to use host header in HTTP requests.

- TIMEOUT - Configure GUI and CLI session inactivity timeout.

[]> xss

Cross-Site Scripting Attack (XSS) protection is used to block unwanted scripts

and protect against malicious script execution.

For best security, it is recommended that XSS protection should

be enabled.

Cross-Site Scripting Attack protection is currently disabled.

Would you like to enable Cross-Site Scripting Attack protection?

Logging out and relogin will be required for changes to take place. [N]Y

After enabling this feature, you must log out and log in again (to Web UI or CLI) for the changes to take effect.

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Managing SSH Server and User Key Settings

Managing SSH Server and User Key Settings

Use the sshconfig

command to:

Add or delete secure shell (SSH) public User keys to the authorized_keys

file of user accounts that have been configured on the system, including the admin account. This allows authentication to user accounts using SSH keys rather than password challenge.

Edit the following SSH server configuration settings:

Public Key Authentication Algorithms

Cipher Algorithms

KEX Algorithms

MAC Methods

Minimum Server Key Size.

Note

To configure Host keys, which are used when performing SCP pushes of log files from the Cisco appliance to other host machines, use logconfig -> hostkeyconfig

. For more information, see

Chapter 34, “Logging.”

Note

After using the sshconfig

command, a reboot is required for changes to take effect.

Using the hostkeyconfig

command, you can scan for keys of remote hosts and add them to the Cisco appliance.

Example: Install a New Public Key

In the following example, a new public key is installed for the administrator account: mail.example.com> sshconfig

Choose the operation you want to perform:

- SSHD - Edit SSH server settings.

- USERKEY - Edit SSH User Key settings

[]> userkey

Currently installed keys for admin:

Choose the operation you want to perform:

- NEW - Add a new key.

- USER - Switch to a different user to edit.

[]> new

Please enter the public SSH key for authorization.

Press enter on a blank line to finish.

[-paste public key for user authentication here-]

Choose the operation you want to perform:

- SSHD - Edit SSH server settings.

- USERKEY - Edit SSH User Key settings

[]>

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Managing SSH Server and User Key Settings

Example: Edit SSH Server Configuration

The following example shows how to edit the SSH server configuration.

mail.example.com> sshconfig

Choose the operation you want to perform:

- SSHD - Edit SSH server settings.

- USERKEY - Edit SSH User Key settings

[]> sshd ssh server config settings:

Public Key Authentication Algorithms:

rsa1

ssh-dss

ssh-rsa

Cipher Algorithms:

aes128-ctr

aes192-ctr

aes256-ctr

arcfour256

arcfour128

aes128-cbc

3des-cbc

blowfish-cbc

cast128-cbc

aes192-cbc

aes256-cbc

arcfour

[email protected]

MAC Methods:

hmac-md5

hmac-sha1

[email protected]

hmac-ripemd160

[email protected]

hmac-sha1-96

hmac-md5-96

Minimum Server Key Size:

1024

KEX Algorithms:

diffie-hellman-group-exchange-sha256

diffie-hellman-group-exchange-sha1

diffie-hellman-group14-sha1

diffie-hellman-group1-sha1

Choose the operation you want to perform:

- SETUP - Setup SSH server configuration settings

[]> setup

Enter the Public Key Authentication Algorithms do you want to use

[rsa1,ssh-dss,ssh-rsa]> rsa1

Enter the Cipher Algorithms do you want to use

[aes128-ctr,aes192-ctr,aes256-ctr,arcfour256,arcfour128,aes128-cbc,3des-cbc,blowfish-cbc,c ast128-cbc,aes192-cbc,aes256-cbc,arcfour,[email protected]]> aes192-ctr

Enter the MAC Methods do you want to use

[hmac-md5,hmac-sha1,[email protected],hmac-ripemd160,[email protected],hmac-sha

1-96,hmac-md5-96]> hmac-sha1

Enter the Minimum Server Key Size do you want to use

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Managing SSH Server and User Key Settings

[1024]> 2048

Enter the KEX Algorithms do you want to use

[diffie-hellman-group-exchange-sha256,diffie-hellman-group-exchange-sha1,diffie-hellman-gr oup14-sha1,diffie-hellman-group1-sha1]> diffie-hellman-group-exchange-sha1 ssh server config settings:

Public Key Authentication Algorithms:

rsa1

Cipher Algorithms:

aes192-ctr

MAC Methods:

hmac-sha1

Minimum Server Key Size:

2048

KEX Algorithms:

diffie-hellman-group-exchange-sha1

Choose the operation you want to perform:

- SETUP - Setup SSH server configuration settings

[]>

Remote SSH Command Execution

The CLI allows commands to be run via remote SSH command execution. See Appendix A, “AsyncOS

Quick Reference Guide” for a list of commands. For example, the following command can be run from a remote host unchallenged if an SSH public key has been configured for the admin account on the Cisco appliance:

# ssh [email protected] status

Enter "status detail" for more information.

Status as of: Mon Jan 20 17:24:15 2003

Last counter reset: Mon Jan 20 17:08:21 2003

System status: online

[rest of command deleted]

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System Administration

C H A P T E R

29

Note

Several of the features or commands described in this section will affect, or be affected by routing precedence. Please see

IP Addresses, Interfaces, and Routing, page B-3

for more information.

Management of the Cisco Appliance, page 29-1

Feature Keys, page 29-5

Managing the Configuration File, page 29-7

Upgrading AsyncOS, page 29-11

Setting Up to Download Upgrades and Updates, page 29-14

Service Updates, page 29-17

Enabling Remote Power Management, page 29-20

Reverting to a Previous Version of AsyncOS, page 29-21

Configuring the Return Address for Appliance Generated Messages, page 29-24

Alerts, page 29-24

Changing Network Settings, page 29-46

System Time, page 29-50

Customizing Your View, page 29-52

Management of the Cisco Appliance

The following tasks allow you to easily manage the common functions within the Cisco appliance. The following operations and commands are described:

shutdown

reboot

suspend

offline

resume

resetconfig

version

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updateconfig

upgrade

Shutting Down or Rebooting the Cisco Appliance

After you shut down or reboot, you may restart the appliance later without losing any messages in the delivery queue.

You can use the s hutdown

or reboot

command in the CLI, or use the GUI:

Procedure

Step 1

Step 2

Step 3

Step 4

Select System Administration > Shutdown/Suspend.

In the System Operations section, choose Shutdown or Reboot from the Operation drop-down list.

Enter a number of seconds to wait to allow open connections to complete before forcing them to close.

The default delay is thirty (30) seconds.

Click Commit.

Suspending Email Receiving and Delivery

When you suspend email receiving and delivery, the system remains suspended even after the machine is rebooted.

You can use the suspend

command in the CLI, or use the GUI:

Procedure

Step 1

Step 2

Step 3

Step 4

Select System Administration > Shutdown/Suspend.

In the Mail Operations section, select the functions and/or listeners to suspend.

If the appliance has multiple listeners, you can suspend email receiving on individual listeners.

Enter a number of seconds to wait to allow open connections to complete before forcing them to close.

If there are no open connections, the system goes offline immediately.

The default delay is thirty (30) seconds.

Click Commit.

What To Do Next

When you are ready to resume suspended services, see

Resuming Suspended Email Receiving and

Delivery, page 29-3

.

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Resuming Suspended Email Receiving and Delivery

The r esume

command in the AsyncOS CLI returns the Cisco AsyncOS operating system to normal operating state after using the suspenddel

or suspend

command.

Procedure

Step 1

Step 2

Step 3

Select System Administration > Shutdown/Suspend.

In the Mail Operations section, select the functions and/or listeners to resume.

If the appliance has multiple listeners, you can resume email receiving on individual listeners.

Click Commit.

Taking an Appliance Offline Using the CLI

If Cisco support tells you to do so, place Cisco IronPort AsyncOS into the offline state.

When the system is offline:

Inbound email connections are not accepted.

Outbound email delivery is halted.

Log transfers are halted.

The CLI remains accessible.

Procedure

Step 1

Step 2

Use the offline

command.

Specify the number of seconds to wait before forcing open connections to close.

Resetting to Factory Defaults

When physically transferring the appliance, you may want to start with factory defaults. The Reset

Configuration section of the System Administration > Configuration File page, or the r esetconfig command, resets all Cisco AsyncOS configuration values to factory defaults. This command is extremely destructive, and it should only be used when you are transferring the unit or as a last resort to solving configuration issues. It is recommended you run the System Setup wizard or the systemsetup command after resetting the configuration.

Note

The resetconfig

command only works when the appliance is in the offline state. When the resetconfig command completes, the appliance returns to the online state, even before you run the systemsetup command again. However, mail delivery will not be resumed; you will have to turn mail delivery back on.

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Warning The resetconfig

command will return all network settings to factory defaults, potentially disconnecting you from the CLI, disabling services that you used to connect to the appliance (FTP,

Telnet, SSH, HTTP, HTTPS), and even removing additional user accounts you created with the userconfig

command. Do not use this command if you are not able to reconnect to the CLI using the

Serial interface or the default settings on the Management port through the default Admin user account.

The resetconfig Command

mail3.example.com> offline

Delay (seconds, minimum 30):

[30]> 45

Waiting for listeners to exit...

Receiving suspended.

Waiting for outgoing deliveries to finish...

Mail delivery suspended.

mail3.example.com> resetconfig

Are you sure you want to reset all configuration values? [N]> Y

All settings have been restored to the factory default.

Displaying the Version Information for AsyncOS

To determine which version of AsyncOS is currently installed on your Cisco appliance, use the System

Overview page from the Monitor menu in the GUI (see

System Status, page 26-38 ), or use the

version command in the CLI.

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Feature Keys

Feature Keys

Adding and Managing Feature Keys

Feature keys are specific to the serial number of your phsyical appliance and specific to the feature being enabled (you cannot re-use a key from one system on another system).

Note

Feature keys for the Email Security Virtual appliance are included in the virtual appliance license file and cannot be installed separately. See

Cisco Email Security Virtual Appliance License, page 29-6 for

more information.

To work with feature keys in the CLI, use the featurekey

command.

Procedure

Step 1

Step 2

Select System Administration > Feature Keys.

Perform actions:

To Do This

View the status of active feature keys Look at the Feature Keys for <serial number> section.

View feature keys that have been issued for your appliance but are not yet activated

Look at the Pending Activation section.

If you have enabled automatic download and activation, feature keys will never appear in this list.

Check for recently-issued feature keys Click the Check for New Keys button in the Pending

Activation section.

Activate an issued feature key

Add a new feature key

This is useful if you have not enabled automatic download and activation of feature keys, or if you need to download feature keys before the next automatic check.

Select the key in the Pending Activation list and click

Activate Selected Keys.

Use the Feature Activation section.

Related Topics

Automating Feature Key Download and Activation, page 29-5

Automating Feature Key Download and Activation

You can set the appliance to automatically check for, download, and activate feature keys that are issued for this appliance.

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Cisco Email Security Virtual Appliance License

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Select System Administration > Feature Key Settings.

Click Edit Feature Key Settings.

To see frequency of checks for new feature keys, click the (?) help button.

Specify settings.

Submit and commit your changes.

Related Topics

Adding and Managing Feature Keys, page 29-5

Expired Feature Keys

If the feature key for the feature you are trying to access (via the GUI) has expired, please contact your

Cisco representative or support organization.

Cisco Email Security Virtual Appliance License

The Cisco Email Security Virtual appliance requires an additional license to run the virtual appliance on a host. You can use this license for multiple, cloned virtual appliances.

To install this license, run the loadlicense

CLI command. You can either copy and paste the license into the CLI or upload it onto the appliance’s configuration

directory using FTP before running the command. It must be installed on the appliance before running the System Setup Wizard.

Feature keys are included as part of the virtual appliance license. The feature keys expire at the same time as the license, even if the key has not been activated yet. Purchasing new feature keys will require downloading and installing a new virtual appliance license.

Due to feature keys being included in the virtual appliance license, there are no 30-day evaluations for

AsyncOS features such as Cisco Anti-Spam or Outbreak Filters.

Note

You cannot open a Technical Support tunnel before installing the virtual appliance license.

See the Cisco Content Security Virtual Appliance Installation Guide for more information on setting up and running the Email Security Virtual appliance.

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Managing the Configuration File

Managing the Configuration File

All configuration settings within the Cisco appliance can be managed via a single configuration file. The file is maintained in XML (Extensible Markup Language) format.

You can use this file in several ways:

You can save the configuration file to a different system to back up and preserve crucial configuration data. If you make a mistake while configuring your appliance, you can “roll back” to the most recently saved configuration file.

You can download the existing configuration file to view the entire configuration for an appliance quickly. (Many newer browsers include the ability to render XML files directly.) This may help you troubleshoot minor errors (like typographic errors) that may exist in the current configuration.

You can download an existing configuration file, make changes to it, and upload it to the same appliance. This, in effect, “bypasses” both the CLI and the GUI for making configuration changes.

You can upload entire configuration file via FTP access, or you can paste portions of or an entire configuration file directly into the CLI.

Because the file is in XML format, an associated DTD (document type definition) that describes all of the XML entities in the configuration file is also provided. You can download the DTD to validate an XML configuration file before uploading it. (XML Validation tools are readily available on the

Internet.)

Managing Multiple Appliances with XML Configuration Files

You can download an existing configuration file from one Cisco appliance, make changes to it, and upload it to a different appliance. This lets you manage an installation of multiple Cisco appliances more easily. Currently you may not load configuration files from C/X-Series appliances onto an

M-Series appliance.

You can divide an existing configuration file downloaded from one Cisco into multiple subsections.

You can modify those sections that are common among all appliances (in a multiple appliance environment) and load them onto other appliances as the subsections are updated.

For example, you could use an appliance in a test environment for testing the Global Unsubscribe command. When you feel that you have configured the Global Unsubscribe list appropriately, you could then load the Global Unsubscribe configuration section from the test appliance to all of your production appliances.

Managing Configuration Files

To use the GUI to manage configuration files on your Cisco appliance, click the Configuration File link on the System Administration tab.

The Configuration File page contains three sections:

Current Configuration - used to save and export the current configuration file.

Load Configuration - used to load a complete or partial configuration file.

Reset Configuration - used to reset the current configuration back to the factory defaults (you should save your configuration prior to resetting it).

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Saving and Exporting the Current Configuration File

Using the Current Configuration section of the System Administration > Configuration File page, you can save the current configuration file to your local machine, save it on the appliance (placed in the configuration

directory in the FTP/SCP root), or email it to the address specified.

You can mask the user’s passwords by clicking the Mask passwords in the Configuration Files checkbox. Masking a password causes the original, encrypted password to be replaced with “*****” in the exported or saved file. Please note, however, that configuration files with masked passwords cannot be loaded back into AsyncOS.

You can encrypt the user’s passwords by clicking the Encrypt passwords in the Configuration Files checkbox. The following are the critical security parameters in the configuration file that will be encrypted.

Certificate private keys

RADIUS passwords

LDAP bind passwords

Local users' password hashes

SNMP password

DK/DKIM signing keys

Outgoing SMTP authentication passwords

PostX encryption keys

PostX encryption proxy password

FTP Push log subscriptions' passwords

IPMI LAN password

Updater server URLs

Note

For enhanced security, if encryption of sensitive data in the appliance is enabled in FIPS mode,

Plain passwords in the Configuration Files option is not displayed on the web interface.

Loading a Configuration File

Use the Load Configuration section of the System Administration > Configuration File page to load new configuration information into the Cisco appliance. You can load information in one of three methods:

Placing information in the configuration

directory and uploading it.

Uploading the configuration file directly from your local machine.

Pasting configuration information directly into the GUI.

Configuration files with masked passwords cannot be loaded.

Regardless of the method, you must include the following tags at the top of your configuration:

<?xml version="1.0" encoding="ISO-8859-1"?>

<!DOCTYPE config SYSTEM "config.dtd">

<config>

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... your configuration information in valid XML

</config>

The closing

</config>

tag should follow your configuration information. The values in XML syntax are parsed and validated against the DTD (document type definition) located in the configuration

directory on your Cisco appliance. The DTD file is named

config.dtd

. If validation errors are reported at the command line when you use the loadconfig

command, the changes are not loaded. You can download the DTD to validate configuration files outside of the appliance before uploading them.

In either method, you can import an entire configuration file (the information defined between the highest level tags:

<config></config>

), or a complete and unique sub-section of the configuration file, as long as it contains the declaration tags (above) and is contained within the

<config></config>

tags.

“Complete” means that the entire start and end tags for a given subsection as defined by the DTD are included. For example, uploading or pasting this:

<?xml version="1.0" encoding="ISO-8859-1"?>

<!DOCTYPE config SYSTEM "config.dtd">

<config>

<autosupport_enabled>0</autosu

</config> will cause validation errors, while uploading. This, however:

<?xml version="1.0" encoding="ISO-8859-1"?>

<!DOCTYPE config SYSTEM "config.dtd">

<config>

<autosupport_enabled>0</autosupport_enabled>

</config> will not.

“Unique” means that the subsection of the configuration file being uploaded or pasted is not ambiguous for the configuration. For example, a system can have only one hostname, so uploading this (including the declarations and

<config></config>

tags):

<hostname>mail4.example.com</hostname>

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Managing the Configuration File

is allowed. However, a system can have multiple listeners defined, each with different Recipient Access

Tables defined, so uploading only this:

<rat>

<rat_entry>

<rat_address>ALL</rat_address>

<access>RELAY</access>

</rat_entry>

</rat> is considered ambiguous and is not allowed, even though it is “complete” syntax.

Warning When uploading or pasting a configuration file or subsections of a configuration file, you have the potential to erase uncommitted changes that may be pending.

Empty vs. Omitted Tags

Use caution when uploading or pasting sections of configuration files. If you do not include a tag, then its value in the configuration is not modified when you load a configuration file. However, if you include an empty tag, then its configuration setting is cleared.

For example, uploading this:

<listeners></listeners>

will remove all listeners from the system!

Warning When uploading or pasting subsections of a configuration file, you have the potential to disconnect yourself from the GUI or CLI and to destroy large amounts of configuration data. Do not disable services with this command if you are not able to reconnect to the appliance using another protocol, the Serial interface, or the default settings on the Management port. Also, do not use this command if you are unsure of the exact configuration syntax as defined by the DTD. Always back up your configuration data prior to loading a new configuration file.

Note About Loading Passwords for Log Subscriptions

If you attempt to load a configuration file that contains a log subscription that requires a password (for example, one that will use FTP push), the loadconfig

command does not warn you about the missing password. The FTP push will fail and alerts will be generated until you configure the correct password using the logconfig

command.

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Upgrading AsyncOS

Note About Character Set Encoding

The “encoding” attribute of the XML configuration file must be “

ISO-8859-1

” regardless of the character set you may be using to manipulate the file offline. Note that the encoding attribute is specified in the file whenever you issue the showconfig

, saveconfig

, or mailconfig

commands:

<?xml version="1.0" encoding="ISO-8859-1"?>

Currently, only configuration files with this encoding can be loaded.

Resetting the Current Configuration

Resetting the current configuration causes your Cisco Appliance to revert back to the original factory defaults. You should save your configuration prior to resetting it. Resetting the configuration via this button in the GUI is not supported in a clustering environment.

See

Resetting to Factory Defaults, page 29-3

.

CLI Commands for Configuration Files

The following commands allow you to manipulate the configuration files:

showconfig

mailconfig

saveconfig

loadconfig

resetconfig

(See

Resetting to Factory Defaults, page 29-3 .)

For more information, see Cisco AsyncOS CLI Reference Guide.

Upgrading AsyncOS

Step 1

Step 2

To

Configure the upgrade settings. You can configure settings that affect how the Email Security appliance downloads the upgrade information. For example, you can choose where to download the upgrade images from. You may also need to configure your network for these downloads.

See

Configuring Server Settings for

Downloading Upgrades and Updates, page 29-18

Upgrade AsyncOS. After you configure the upgrade settings, upgrade the version of AsyncOS on the appliance.

Upgrading AsyncOS from the GUI, page 29-12

Note

Batch commands for upgrade procedures are documented in the Cisco AsyncOS CLI Reference Guide at http://www.cisco.com/en/US/products/ps10154/prod_command_reference_list.html

.

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Upgrading AsyncOS

Preparing to Upgrade AsyncOS

As a best practice, Cisco recommends preparing for an upgrade by taking the following steps.

Procedure

Step 1

Step 2

Step 3

Step 4

Save the XML config file off-box.

If you are using the Safelist/Blocklist feature, export the list off-box.

Suspend all listeners. If you perform the upgrade from the CLI, use the suspendlistener

command. If you perform the upgrade from the GUI, listener suspension occurs automatically.

Wait for the queue to empty. You can use the workqueue

command to view the number of messages in the work queue or the rate

command in the CLI to monitor the message throughput on your appliance.

Note

Re-enable the listeners post-upgrade.

Upgrading AsyncOS from the GUI

Downloading and Installing the Upgrade

You can download and install in a single operation, or download in the background and install later.

Note

When downloading and upgrading AsyncOS in a single operation from a local server instead of from a

Cisco IronPort server, the upgrade installs immediately while downloading.

A banner displays for 10 seconds at the beginning of the upgrade process. While this banner is displayed, you have the option to type Control-C to exit the upgrade process before downloading starts.

Before You Begin

Choose whether you will download upgrades directly from Cisco or will host upgrade images from a server on your network. Then set up your network to support the method you choose. Then configure the appliance to obtain upgrades from your chosen source. See

Setting Up to Download

Upgrades and Updates, page 29-14

and Configuring Server Settings for Downloading Upgrades and

Updates, page 29-18 .

If you will install the upgrade now, follow the instructions in

Preparing to Upgrade AsyncOS, page 29-12

.

If you are installing the upgrade in a clustered system, see

Upgrading Machines in a Cluster, page 35-13

.

If you will only download the upgrade, there are no prerequisites until you are ready to install it.

Procedure

Step 1

Step 2

Choose System Administration > System Upgrade.

Click Upgrade Options.

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Upgrading AsyncOS

Step 3

Choose an option:

To

Download and install the upgrade in a single operation

Do This

Click Download and Install.

If you have already downloaded an installer, you will be prompted to overwrite the existing download.

Download an upgrade installer Click Download only.

Install a downloaded upgrade installer

If you have already downloaded an installer, you will be prompted to overwrite the existing download.

The installer downloads in the background without interrupting service.

Click Install.

This option appears only if an installer has been downloaded.

The AsyncOS version to be installed is noted below the Install option.

Step 4

Step 5

Unless you are installing a previously-downloaded installer, select an AsyncOS version from the list of available upgrades.

If you are installing:

a.

b.

Choose whether or not to save the current configuration to the configuration

directory on the appliance.

Choose whether or not to mask the passwords in the configuration file.

Note

You cannot load a configuration file with masked passwords using the Configuration File page in the GUI or the loadconfig

command in the CLI.

Step 6

Step 7 c.

If you want to email copies of the configuration file, enter the email addresses to which you want to email the file. Use commas to separate multiple email addresses.

Click Proceed.

If you are installing:

a.

Be prepared to respond to prompts during the process.

b.

c.

The process pauses until you respond.

A progress bar appears near the top of the page.

At the prompt, click Reboot Now.

After about 10 minutes, access the appliance again and log in.

If you feel you need to power-cycle the appliance to troubleshoot an upgrade issue, do not do so until at least 20 minutes have passed since you rebooted.

What To Do Next

If the process was interrupted, you must start the process again.

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Setting Up to Download Upgrades and Updates

If you downloaded but did not install the upgrade:

When you are ready to install the upgrade, follow these instructions from the beginning, including the prerequisites in the Before You Begin section, but choose the Install option.

If you installed the upgrade:

Re-enable (resume) the listeners.

Save a configuration file for the new system. For information, see

Managing the Configuration

File, page 29-7

.

After upgrade is complete, re-enable listeners.

Viewing Status of, Canceling, or Deleting a Background Download

Procedure

Step 1

Step 2

Step 3

Choose System Administration > System Upgrade.

Click Upgrade Options.

Choose an option:

To

View download status

Do This

Look in the middle of the page.

If there is no download in progress and no completed download waiting to be installed, you will not see download status information.

Click the Cancel Download button in the middle of the page. Cancel a download

This option appears only while a download is in progress.

Delete a downloaded installer Click the Delete File button in the middle of the page.

This option appears only if an installer has been downloaded.

Step 4

(Optional) View the Upgrade Logs.

Setting Up to Download Upgrades and Updates

You can configure how the Email Security appliance downloads AsyncOS upgrades and updates. Cisco provides two methods (or “sources”) for upgrades and updates: streaming and remote.

With streaming upgrades and updates, your Cisco appliances download the files directly from the Cisco update servers. Each Cisco appliance downloads the files separately. For more information, see

Downloading Upgrades and Updates from the Cisco IronPort Servers, page 29-15

.

For remote upgrades and updates, your Cisco appliances download the files from a server within your network. You only download the files from Cisco one time, and then serve them to your Cisco appliances. For more information, see

Upgrading and Updating from a Local Server, page 29-16 .

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Setting Up to Download Upgrades and Updates

Use the Security Services > Service Updates page to choose upgrading and updating methods (streaming is the default), as well as configure the system for these processes. For more information, see

Configuring Server Settings for Downloading Upgrades and Updates, page 29-18 . Optionally, use the

updateconfig

command in the CLI.

Upgrading Clustered Systems

If you are upgrading clustered machines, please see Upgrading Machines in a Cluster, page 35-13

.

Downloading Upgrades and Updates from the Cisco IronPort Servers

The Cisco appliance can connect directly to the Cisco update servers to find and download upgrades and updates:

Figure 29-1 Streaming Update Method

HTTP connection through firewall

Your IronPort Appliance

IronPort Systems

Update Servers

Cisco Systems uses a distributed server architecture to make sure customers can quickly download

AsyncOS upgrades and service updates wherever in the world they are located. Because of this distributed server architecture, the Cisco update servers use dynamic IP addresses. If you have strict firewall policies, you may need to configure a static location instead. For more information, see

Configuring the Appliance to Receive Upgrades and Updates in Strict Firewall Environments, page 29-15

.

Configuring Your Network for Downloads

You will need to create a firewall rule to allow downloading of upgrades from Cisco update servers on ports 80 and 443.

Configuring the Appliance to Receive Upgrades and Updates in Strict Firewall Environments

The Cisco IronPort upgrade and update servers use dynamic IP addresses. If you have strict firewall policies, you may need to configure a static location for updates and AsyncOS upgrades.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Contact Cisco Customer support to obtain the static URL address.

Create a firewall rule to allow downloading of upgrades and updates from the static IP address on port 80.

Choose Security Services > Service Updates.

Click Edit Update Settings.

On the Edit Update Settings page, in the “Update Servers (images)” section, choose Local Update

Servers and enter the static URL received in step

1 in the Base URL field for AsyncOS upgrades and

McAfee Anti-Virus definitions.

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Setting Up to Download Upgrades and Updates

Step 6

Step 7

Verify that IronPort Update Servers is selected for the “Update Servers (list)” section.

Submit and commit your changes.

Upgrading and Updating from a Local Server

You can download AsyncOS upgrade images to a local server and host upgrades from within your own network rather than obtaining upgrades directly from Cisco’s update servers. Using this feature, an upgrade image is downloaded via HTTP to any server in your network that has access to the Internet. If you choose to download the upgrade image, you can then configure an internal HTTP server (an “update manager”) to host the AsyncOS images to your Cisco appliances.

Use a local server if your appliance does not have access to the internet, or if your organization restricts access to mirror sites used for downloads. Downloading AsyncOS upgrades to each appliance from a local server is generally faster than downloading from the Cisco IronPort servers.

Note

Cisco recommends using a local server only for AsyncOS upgrades. If you use a local update server for security update images, the local server does not automatically receive security updates from Cisco

IronPort, so the appliances in your network may not always have the most current security services.

Figure 29-2 Remote Update Method

IronPort Systems

Update Servers

HTTP connection to Internet through firewall

Web Server with HTTP access to Internet local HTTP connections

Your IronPort Appliances

Procedure

Step 1

Step 2

Step 3

Configure a local server to retrieve and serve the upgrade files.

Download the upgrade files.

Configure the appliance to use the local server using either the Security Services > Service Updates page in the GUI or the updateconfig

command in the CLI.

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Service Updates

Step 4

Upgrade the appliance using either the System Administration > System Upgrade page or the upgrade command in the CLI.

Hardware and Software Requirements for Upgrading from a Local Server

For downloading AsyncOS upgrade files, you must have a system in your internal network that has:

Internet access to the Cisco Systems update servers.

A web browser (see

Browser Requirements, page 2-1

).

Note

For this release, if you need to configure a firewall setting to allow HTTP access to this address, you must configure it using the DNS name and not a specific IP address.

For hosting AsyncOS update files, you must have a server in your internal network that has:

A web server — for example, Microsoft IIS (Internet Information Services) or the Apache open source server — which:

supports the display of directory or filenames in excess of 24 characters has directory browsing enabled

is configured for anonymous (no authentication) or basic (“simple”) authentication contains at least 350MB of free disk space for each AsyncOS update image

Hosting an Upgrade Image on a Local Server

After setting up a local server, go to http://updates.ironport.com/fetch_manifest.html

to download a ZIP file of an upgrade image. To download the image, enter your serial number (for a physical appliance) or a VLN (for a virtual appliance) and the version number of the Cisco appliance.

You will then be presented with a list of available upgrades. Click on the upgrade version that you want to download, and unzip the ZIP file in the root directory on the local server while keeping the directory structure intact. To use the upgrade image, configure the appliance to use the local server on the Edit

Update Settings page (or use updateconfig

in the CLI).

The local server also hosts an XML file that limits the available AsyncOS upgrades for the Cisco appliances on your network to the downloaded upgrade image. This file is called the “manifest.” The manifest is located in the asyncos

directory of the upgrade image ZIP file. After unzipping the ZIP file in the root directory of the local server, enter the full URL for the XML file, including the filename, on the Edit Update Settings page (or use updateconfig

in the CLI).

For more information about remote upgrades, please see the Cisco Knowledge Base or contact your

Cisco Support provider.

Service Updates

The following services require updates for maximum effectiveness:

Feature Keys

McAfee Anti-Virus definitions

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Service Updates

PXE Engine

Sophos Anti-Virus definitions

IronPort Anti-Spam rules

Outbreak Filters rules

Time zone rules

Note

Settings for the RSA Email DLP engine and content matching classifiers are handled on the Security

Services > RSA Email DLP page. See

About Updating the DLP Engine and Content Matching

Classifiers, page 15-37 for more information.

Service update settings are used for all services that receive updates except DLP updates. You cannot specify unique settings for any individual service except DLP updates.

UpdatesThrough a Proxy Server

The Cisco appliance is configured (by default) to connect directly to Cisco’s update servers to receive updates. This connection is made by HTTP on port 80 and the content is encrypted. If you do not want to open this port in your firewall, you can define a proxy server and specific port from which the appliance can receive updated rules.

If you choose to use a proxy server, you can specify an optional authentication and port.

Note

If you define a proxy server, it will automatically be used for all service updates that are configured to use a proxy server. There is no way to turn off the proxy server for updates to any individual service.

Configuring Server Settings for Downloading Upgrades and Updates

Specify the server and connection information required to download upgrades and updates to your appliance.

You can use the same or different settings for AsyncOS upgrades and for service updates.

Before You Begin

Determine whether the appliance will download upgrades and updates directly from Cisco, or whether you will host these images from a local server on your network instead. Then set up your network to support the method you choose. See all topics under

Setting Up to Download Upgrades and Updates, page 29-14

.

Procedure

Step 1

Step 2

Step 3

Choose Security Services > Service Updates.

Click Edit Update Settings.

Enter options:

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Service Updates

Setting

Update Servers (images)

Update Servers (lists)

Automatic Updates

Interface

HTTP Proxy Server

Description

Choose whether to download Cisco IronPort AsyncOS upgrade images and service updates from the Cisco IronPort update servers or a from a local server on your network. The default is the Cisco IronPort update servers for both upgrades and updates.

To use the same settings for upgrades and updates, enter information in the visible fields.

If you choose a local update server, enter the base URL and port number for the servers used to download the upgrades and updates. If the server requires authentication, you can also enter a valid user name and password.

To enter separate settings solely for AsyncOS upgrades and McAfee

Anti-Virus definitions, click the Click to use different settings for

AsyncOS link.

Note

Cisco Intelligent Multi-Scan requires a second local server to download updates for third-party anti-spam rules.

To ensure that only upgrades and updates that are appropriate to your deployment are available to each appliance, Cisco IronPort generates a manifest list of the relevant files.

Choose whether to download the lists of available upgrades and service updates (the manifest XML files) from the Cisco IronPort update servers or from a local server on your network.

There are separate sections for specifying servers for updates and for

AsyncOS upgrades. The default for upgrades and updates is the Cisco

IronPort update servers.

If you choose local update servers, enter the full path to the manifest XML file for each list, including the file name and HTTP port number for the server. If you leave the port field blank, AsyncOS uses port 80. If the server requires authentication, enter a valid user name and password.

Enable automatic updates and the update interval (how often the appliance checks for updates) for Sophos and McAfee Anti-Virus definitions, Cisco

Anti-Spam rules, Cisco Intelligent Multi-Scan rules, PXE Engine updates,

Outbreak Filter rules, and time zone rules.

Include a trailing s, m, or h to indicate seconds, minutes, or hours. Enter 0

(zero) to disable automatic updates.

Note

You can only turn on automatic updates for DLP using the Security

Services > RSA Email DLP page. However, you must enable automatic updates for all services first. See

About Updating the

DLP Engine and Content Matching Classifiers, page 15-37

for more information.

Choose which network interface to use when contacting the update servers for the listed security component updates. The available proxy data interfaces are shown. By default, the appliance selects an interface to use.

An optional proxy server used for the services listed in the GUI.

If you specify a proxy server, it will be used to update ALL services.

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Enabling Remote Power Management

Setting

HTTPS Proxy Server

Description

An optional proxy server using HTTPS. If you define the HTTPS proxy server, it will be used to update the services listed in the GUI.

Step 4

Submit and commit your changes.

Configuring Automatic Updates

Procedure

Step 1

Step 2

Step 3

Navigate to the Security Services > Service Updates page, and click Edit Update Settings.

Select the check box to enable automatic updates.

Enter an update interval (time to wait between checks for updates). Add a trailing

m

for minutes and

h

for hours. The maximum update interval is 1 hour.

Enabling Remote Power Management

The ability to remotely reset the power for the appliance chassis is available only on the following hardware: C380 and C680.

If you want to be able to remotely reset appliance power, you must enable and configure this functionality in advance, using the procedure described in this section.

Before You Begin

Cable the dedicated Remote Power Management port directly to a secure network. For information, see the Hardware Installation Guide.

Ensure that the appliance is accessible remotely; for example, open any necessary ports through the firewall.

This feature requires a unique IPv4 address for the dedicated Remote Power Management interface.

This interface is configurable only via the procedure described in this section; it cannot be configured using the ipconfig

command.

In order to cycle appliance power, you will need a third-party tool that can manage devices that support the Intelligent Platform Management Interface (IPMI) version 2.0. Ensure that you are prepared to use such a tool.

For more information about accessing the command-line interface, see the CLI reference guide.

Procedure

Step 1

Step 2

Step 3

Use SSH, telnet, or the serial console port to access the command-line interface.

Sign in using an account with Administrator access.

Enter the following commands: remotepower

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Reverting to a Previous Version of AsyncOS

Step 4

Step 5

Step 6

Step 7

setup

Follow the prompts to specify the following:

The dedicated IP address for this feature, plus netmask and gateway.

The username and password required to execute the power-cycle command.

These credentials are independent of other credentials used to access your appliance.

Enter commit

to save your changes.

Test your configuration to be sure that you can remotely manage appliance power.

Ensure that the credentials that you entered will be available to you in the indefinite future. For example, store this information in a safe place and ensure that administrators who may need to perform this task have access to the required credentials.

Related Topics

Remotely Resetting Appliance Power, page 36-27

Reverting to a Previous Version of AsyncOS

AsyncOS includes the ability to revert the AsyncOS operating system to a previous qualified build for emergency uses.

Note

After upgrading to AsyncOS 7.0, you cannot revert to a version of AsyncOS earlier than 6.5.

Available Versions

Because upgrades cause one-way transformation of key subsystems, the reversion process is complex and requires qualification by Cisco Quality Assurance teams. Cisco certifies specific versions of CASE,

Sophos, Outbreak Filters, and McAfee to AsyncOS versions. Not all prior versions of the AsyncOS operating system are available for reversion. The earliest AsyncOS version supported for this functionality is AsyncOS 5.5.0; prior versions of AsyncOS are not supported.

Important Note About Reversion Impact

Using the revert

command on a Cisco appliance is a very destructive action. This command destroys all configuration logs and databases. Only the network information for the management interface is preserved--all other network configuration is deleted. In addition, reversion disrupts mail handling until the appliance is reconfigured. Because this command destroys network configuration, you may need physical local access to the Cisco appliance when you want to issue the revert

command.

Warning You must have a configuration file for the version you wish to revert to. Configuration files are not backwards-compatible.

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Reverting to a Previous Version of AsyncOS

Reverting AsyncOS

Procedure

Step 1

Step 2

Ensure that you have the configuration file for the version you wish to revert to. Configuration files are not backwards-compatible. To do this, you can email the file to yourself or FTP the file. A simple way to do this is to run the mailconfig

CLI command.

Save a backup copy of the current configuration of your appliance (with passwords unmasked) on another machine.

Note

This is not the configuration file you will load after reverting.

Step 3

Step 4

Step 5

Step 6

If you use the Safelist/Blocklist feature, export the Safelist/Blocklist database to another machine.

Wait for the mail queue to empty.

Log into the CLI of the appliance you want to revert.

When you run the revert

command, several warning prompts are issued. After these warning prompts are accepted, the revert action takes place immediately. Therefore, do not begin the reversion process until after you have completed the pre-reversion steps.

From the CLI, Issue the revert

command.

Note

The reversion process is time-consuming. It may take fifteen to twenty minutes before reversion is complete and console access to the Cisco appliance is available again.

The following example shows the revert

command: mail.mydomain.com> revert

This command will revert the appliance to a previous version of AsyncOS.

WARNING: Reverting the appliance is extremely destructive.

The following data will be destroyed in the process:

- all configuration settings (including listeners)

- all log files

- all databases (including messages in Virus Outbreak and Policy quarantines)

- all reporting data (including saved scheduled reports)

- all message tracking data

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Reverting to a Previous Version of AsyncOS

- all IronPort Spam Quarantine message and end-user safelist/blocklist data

Only the network settings will be preserved.

Before running this command, be sure you have:

- saved the configuration file of this appliance (with passwords unmasked)

- exported the IronPort Spam Quarantine safelist/blocklist database

to another machine (if applicable)

- waited for the mail queue to empty

Reverting the device causes an immediate reboot to take place.

After rebooting, the appliance reinitializes itself and reboots again to the desired version.

Do you want to continue?

Are you *really* sure you want to continue? yes

Available version Install date

================= ============

Available version Install date

1. 5.5.0-236 Tue Aug 28 11:03:44 PDT 2007

2. 5.5.0-330 Tue Aug 28 13:06:05 PDT 2007

3. 5.5.0-418 Wed Sep 5 11:17:08 PDT 2007

Please select an AsyncOS version: 2

You have selected "5.5.0-330".

The system will now reboot to perform the revert operation.

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Configuring the Return Address for Appliance Generated Messages

Step 7

Step 8

Step 9

Step 10

Step 11

Step 12

Step 13

Wait for the appliance to reboot twice.

After the machine reboots twice, use the serial console to configure an interface with an accessible IP address using the interfaceconfig

command.

Enable FTP or HTTP on one of the configured interfaces.

Either FTP the XML configuration file you created, or paste it into the GUI interface.

Load the XML configuration file of the version you are reverting to.

If you use the Safelist/Blocklist feature, import and restore the Safelist/Blocklist database.

Commit your changes.

The reverted Cisco appliance should now run using the selected AsyncOS version.

Configuring the Return Address for Appliance Generated

Messages

You can configure the envelope sender for mail generated by AsyncOS for the following circumstances:

Anti-Virus notifications

Bounces

Notifications ( notify()

and notify-copy()

filter actions)

Quarantine notifications (and “Send Copy” in quarantine management)

Reports

You can specify the display, user, and domain names of the return address. You can also choose to use the Virtual Gateway domain for the domain name.

You can modify the return address for system-generated email messages in the GUI or in the CLI using the addressconfig

command.

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the System Administration > Return Addresses page.

Click Edit Settings.

Make changes to the address or addresses you want to modify

Submit and commit your changes.

Alerts

Alerts are email notifications containing information about events occurring on the Cisco appliance.

These events can be of varying levels of importance (or severity) from minor to major and pertain generally to a specific component or feature on your appliance. Alerts are generated by the Cisco

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Alerts

appliance. You can specify, at a much more granular level, which alert messages are sent to which users and for which severity of event they are sent. Manage alerts via the System Administration > Alerts page in the GUI (or via the alertconfig

command in the CLI).

Alerting Overview

The alerting feature consists of three main parts:

Alerts - consist of an Alert Recipient (email addresses for receiving alerts), and the alert notification

(severity and alert type) sent to the recipient.

Alert Settings - specify global behavior for the alerting feature, including alert sender (FROM:) address, seconds to wait between sending duplicate alerts, and whether to enable AutoSupport (and optionally send weekly AutoSupport reports).

Top Alerts - a list of the latest alerts generated by the appliance.

Alerts: Alert Recipients, Alert Classifications, and Severities

Alerts are email messages or notifications containing information about a specific function (or alert classification) or functions such as a hardware or anti-virus problem, sent to an alert recipient. An alert recipient is simply an email address to which the alert notifications are sent. The information contained in the notification is determined by an alert classification and a severity. You can specify which alert classifications, at which severity, are sent to any alert recipient. The alerting engine allows for granular control over which alerts are sent to which alert recipients. For example, you can configure the system to send only specific alerts to an alert recipient, configuring an alert recipient to receive notifications only when Critical (severity) information about the System (alert type) is sent. You can also configure general settings (see

Configuring Alert Settings, page 29-29

).

See

Alert Listing, page 29-29 for a complete list of alerts.

Alert Classifications

AsyncOS sends the following alert classifications:

System

Hardware

Updater

Outbreak Filters

Anti-Virus

Anti-Spam

Directory Harvest Attack Prevention

Severities

Alerts can be sent for the following severities:

Critical: Requires immediate attention.

Warning: Problem or error requiring further monitoring and potentially immediate attention.

Information: Information generated in the routine functioning of this device.

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Alert Settings

Alert settings control the general behavior and configuration of alerts, including:

The RFC 2822 Header From: when sending alerts (enter an address or use the default

“alert@<hostname>”). You can also set this via the CLI, using the alertconfig -> from

command.

The initial number of seconds to wait before sending a duplicate alert.

The maximum number of seconds to wait before sending a duplicate alert.

The status of AutoSupport (enabled or disabled).

The sending of AutoSupport’s weekly status reports to alert recipients set to receive System alerts at the Information level.

Sending Duplicate Alerts

You can specify the initial number of seconds to wait before AsyncOS will send a duplicate alert. If you set this value to 0, duplicate alert summaries are not sent and instead, all duplicate alerts are sent without any delay (this can lead to a large amount of email over a short amount of time). The number of seconds to wait between sending duplicate alerts (alert interval) is increased after each alert is sent. The increase is the number of seconds to wait plus twice the last interval. So a 5 second wait would have alerts sent at 5 seconds, 15, seconds, 35 seconds, 75 seconds, 155 seconds, 315 seconds, etc.

Eventually, the interval could become quite large. You can set a cap on the number of seconds to wait between intervals via the maximum number of seconds to wait before sending a duplicate alert field. For example, if you set the initial value to 5 seconds, and the maximum value to 60 seconds, alerts would be sent at 5 seconds, 15 seconds, 35 seconds, 60 seconds, 120 seconds, etc.

SMTP Routes and Alerts

Alerts sent from the appliance to addresses specified in the Alert Recipient follow SMTP routes defined for those destinations.

Cisco AutoSupport

To allow Cisco to better support and design future system changes, the Cisco appliance can be configured to send Cisco Systems a copy of all alert messages generated by the system. This feature, called AutoSupport, is a useful way to allow our team to be proactive in supporting your needs.

AutoSupport also sends weekly reports noting the uptime of the system, the output of the status command, and the AsyncOS version used.

By default, alert recipients set to receive Information severity level alerts for System alert types will receive a copy of every message sent to Cisco. This can be disabled if you do not want to send the weekly alert messages internally. To enable or disable this feature, see

Configuring Alert Settings, page 29-29

.

Alert Messages

Alert messages are standard email messages. You can configure the Header From: address, but the rest of the message is generated automatically.

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Alert From Address

You can configure the Header From: address via the Edit Settings button or via the CLI (see the Cisco

AsyncOS CLI Reference Guide).

Alert Subject

An alert email message's subject follows this format:

Subject: [severity]-[hostname]: ([class]) short message

Alert Delivery

Because alert messages can be used to inform you of problems within your Cisco appliance, they are not sent using AsyncOS’s normal mail delivery system. Instead, alert messages pass through a separate and parallel email system designed to operate even in the face of significant system failure in AsyncOS.

The alert mail system does not share the same configuration as AsyncOS, which means that alert messages may behave slightly differently from other mail delivery:

Alert messages are delivered using standard DNS MX and A record lookups.

They do not use smtproutes

in AsyncOS versions older then 5.X.

They do cache the DNS entries for 30 minutes and the cache is refreshed every 30 minutes, so in case of DNS failure the alerts still go out.

Alert messages do not pass through the work queue, so they are not scanned for viruses or spam.

They are also not subjected to message filters or content filters.

Alert messages do not pass through the delivery queue, so they are not affected by bounce profiles or destination control limits.

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Example Alert Message

Date: 23 Mar 2005 21:10:19 +0000

To: [email protected]

From: IronPort C60 Alert [[email protected]]

Subject: Critical-example.com: (Anti-Virus) update via http://newproxy.example.com failed

The Critical message is: update via http://newproxy.example.com failed

Version: 4.5.0-419

Serial Number: XXXXXXXXXXXX-XXXXXXX

Timestamp: Tue May 10 09:39:24 2005

For more information about this error, please see

http://support.ironport.com

If you desire further information, please contact your support provider.

Adding Alert Recipients

Note

If you enabled AutoSupport during System Setup, the email address specified will receive alerts for all severities and classes by default. You can change this configuration at any time.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Navigate to the System Administration > Alerts page.

Click Add Recipient.

Enter the recipient’s email address. You can enter multiple addresses, separated by commas.

Select which alert severities to receive.

Submit and commit your changes.

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Configuring Alert Settings

Alert settings are global settings, meaning that they affect how all of the alerts behave.

Alerts

Note

Use the alertconfig

CLI command to define the number of alerts to save on the appliance to view later.

Editing Alert Settings

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Edit Settings on the Alerts page.

Enter a Header From: address to use when sending alerts, or select Automatically Generated

(“alert@<hostname>”).

Mark the checkbox if you want to specify the number of seconds to wait between sending duplicate alerts. For more information, see

Sending Duplicate Alerts, page 29-26

.

Specify the initial number of seconds to wait before sending a duplicate alert.

Specify the maximum number of seconds to wait before sending a duplicate alert.

You can enable AutoSupport by checking the IronPort AutoSupport option. For more information about

AutoSupport, see

Cisco AutoSupport, page 29-26 .

If AutoSupport is enabled, the weekly AutoSupport report is sent to alert recipients set to receive

System alerts at the Information level. You can disable this via the checkbox.

Submit and commit your changes.

Viewing the Top Alerts

The Email Security appliances saves the latest alerts so you can view them in both the GUI and the CLI in case you lose or delete the alert messages. These alerts cannot be downloaded from the appliance.

To view a list of the latest alerts, click the View Top Alerts button on the Alerts page or use the displayalerts

command in the CLI. You can arrange the alerts in the GUI by date, level, class, text, and recipient.

By default, the appliance saves a maximum of 50 alerts to displays in the Top Alerts window. Use the alertconfig -> setup

command in the CLI to edit the number of alerts that the appliance saves. If you want to disable this feature, change the number of alerts to 0.

Alert Listing

The following tables list alerts by classification, including the alert name (internal descriptor used by

Cisco), actual text of the alert, description, severity (critical, information, or warning) and the parameters

(if any) included in the text of the message. The value of the parameter is replaced in the actual text of the alert. For example, an alert message below may mention “$ip” in the message text. “$ip” is replaced by the actual IP address when the alert is generated.

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Anti-Spam Alerts

Table 29-1 contains a list of the various anti-spam alerts that can be generated by AsyncOS, including a

description of the alert and the alert severity.

Table 29-1 Listing of Possible Anti-Spam Alerts

Alert Name

AS.SERVER.ALERT

AS.TOOL.INFO_ALERT

AS.TOOL.ALERT

Message and Description

$engine anti-spam - $message $tb

Critical. Sent when the anti-spam engine fails.

Parameters

engine’ - The type of anti-spam engine.

message’ - The log message.

Update - $engine - $message

Information. Sent when there is a problem with the anti-spam engine.

tb’ - Traceback of the event.

engine’ - The anti-spam engine name

message’ - The message

Update - $engine - $message

Critical. Sent when an update is aborted due to a problem with one of the tools used to manage the anti-spam engine.

engine’ - The anti-spam engine name

message’ - The message

Anti-Virus Alerts

Table 29-2 contains a list of the various Anti-Virus alerts that can be generated by AsyncOS, including

a description of the alert and the alert severity.

Table 29-2 Listing of Possible Anti-Virus Alerts

Alert Name

AV.SERVER.ALERT /

AV.SERVER.CRITICAL

AV.SERVER.ALERT.INFO

Message and Description

$engine antivirus - $message $tb

Critical. Sent when there is a critical problem with the anti-virus scanning engine.

$engine antivirus - $message $tb

Information. Sent when an informational event occurs with the anti-virus scanning engine.

Parameters

engine’ - The type of anti-virus engine.

message’ - The log message.

tb’ - Traceback of the event.

engine’ - The type of anti-virus engine.

message’ - The log message.

tb’ - Traceback of the event.

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Table 29-2

Alert Name

AV.SERVER.ALERT.WARN

MAIL.ANTIVIRUS.

ERROR_MESSAGE

Listing of Possible Anti-Virus Alerts (continued)

MAIL.SCANNER.

PROTOCOL_MAX_RETRY

Message and Description Parameters

$engine antivirus - $message $tb

Warning. Sent when there is a problem with the anti-virus scanning engine.

engine’ - The type of anti-virus engine.

message’ - The log message.

tb’ - Traceback of the event.

MID $mid antivirus $what error $tag ‘mid’ - MID

Critical. Sent when anti-virus scanning produces an error while scanning a message.

what’ - The error that happened.

tag’ - Virus outbreak name if set.

MID $mid is malformed and cannot be scanned by $engine.

mid’ - MID

engine’ - The engine being used Critical. The scanning engine attempted to scan the message unsuccessfully because the message is malformed. The maximum number of retries has been exceeded, and the message will be processed without being scanned by this engine.

Directory Harvest Attack Prevention (DHAP) Alerts

Table 29-3

contains a list of the various DHAP alerts that can be generated by AsyncOS, including a description of the alert and the alert severity.

Table 29-3 Listing of Possible Directory Harvest Attack Prevention Alerts

Alert Name

LDAP.DHAP_ALERT

Message and Description

LDAP: Potential Directory Harvest Attack detected. See the system mail logs for more information about this attack.

Warning. Sent when a possible directory harvest attack is detected.

Parameters

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Hardware Alerts

Table 29-4 contains a list of the various Hardware alerts that can be generated by AsyncOS, including a

description of the alert and the alert severity.

Table 29-4 Listing of Possible Hardware Alerts

Alert Name

INTERFACE.ERRORS

MAIL.MEASUREMENTS_

FILESYSTEM

MAIL.MEASUREMENTS_

FILESYSTEM.CRITICAL

SYSTEM.RAID_EVENT_

ALERT

SYSTEM.RAID_EVENT_

ALERT_INFO

Message and Description Parameters

Port $port: has detected $in_err input errors, $out_err output errors, $col collisions please check your media settings.

Warning. Sent when interface errors are detected.

port’ - Interface name.

in_err’ - The number of input errors since the last message.

out_err’ - The number of output errors since the last message.

col’ - The number of packet collisions since the last message.

The $file_system partition is at

$capacity% capacity

Warning. Sent when a disk partition is nearing capacity (75%).

The $file_system partition is at

$capacity% capacity

Critical. Sent when a disk partition reaches 90% capacity (and at 95%,

96%, 97%, etc.).

file_system’ - The name of the filesystem

capacity’ - How full the filesystem is in percent.

file_system’ - The name of the filesystem

capacity’ - How full the filesystem is in percent.

A RAID-event has occurred: $error ‘error’ - The text of the

Warning. Sent when a critical

RAID error.

RAID-event occurs.

A RAID-event has occurred: $error ‘error’ - The text of the

Information. Sent when a RAID-event

RAID error.

occurs.

Cisco Spam Quarantine Alerts

Table 29-5 contains a list of the various Cisco Spam Quarantine alerts that can be generated by AsyncOS,

including a description of the alert and the alert severity.

Table 29-5 Listing of Possible Cisco Spam Quarantine Alerts

Alert Name

ISQ.CANNOT_CONNECT_OFF_

BOX

Message and Description

ISQ: Could not connect to off-box quarantine at

$host:$port

Parameters

host’ - address of off-box quarantine

Information. Sent when

AsyncOS was unable to connect to the (off-box) IP address.

port’ - port to connect to on off-box quarantine

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Table 29-5

Alert Name

ISQ.CRITICAL

Listing of Possible Cisco Spam Quarantine Alerts (continued)

ISQ.DB_APPROACHING_

FULL

ISQ.DB_FULL

ISQ.MSG_DEL_FAILED

ISQ.MSG_NOTIFICATION_

FAILED

Message and Description

ISQ: $msg

Parameters

msg’ - message to be displayed

Critical. Sent when a critical error with Cisco Spam

Quarantine is encountered.

ISQ: Database over $threshold% full

threshold’ - the percent full threshold at which alerting begins

Warning. Sent when the Cisco

Spam Quarantine database is nearly full.

ISQ: database is full

Critical. Sent when the Cisco

Spam Quarantine database is full.

ISQ: Failed to delete MID $mid for $rcpt: $reason

mid’ - MID

rcpt’ - Recipient or “all”

Warning. Sent when an email is not successfully deleted from the Cisco Spam Quarantine.

ISQ: Failed to send notification message: $reason

reason’ - Why the message was not deleted

reason’ - Why the notification was not sent

Warning. Sent when a notification message is not successfully sent.

ISQ.MSG_QUAR_FAILED

ISQ.MSG_RLS_FAILED

ISQ.MSG_RLS_FAILED_

UNK_RCPTS

ISQ.NO_EU_PROPS

Warning. Sent when a message is not successfully quarantined.

ISQ: Failed to release MID $mid to $rcpt: $reason

mid’ - MID

rcpt’ - Recipient or “all”

Warning. Sent when a message is not successfully released.

reason’ - Why the message was not released

mid’ - MID ISQ: Failed to release MID

$mid: $reason

Warning. Sent when a message is not successfully released because the recipient is unknown.

reason’ - Why the message was not released

ISQ: Could not retrieve $user’s properties. Setting defaults

Information. Sent when

AsyncOS is unable to retrieve information about a user.

user’ - end user name

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Table 29-5 Listing of Possible Cisco Spam Quarantine Alerts (continued)

Parameters Alert Name

ISQ.NO_OFF_BOX_HOST_

SET

Message and Description

ISQ: Setting up off-box ISQ without setting host

Information. Sent when

AsyncOS is configured to reference an external quarantine, but the external quarantine is not defined.

Safelist/Blocklist Alerts

contains a list of the various Safelist/Blocklist alerts that can be generated by AsyncOS, including a description of the alert and the alert severity

Table 29-6 Listing of Possible Safelist/Blocklist Alerts

Alert Name

SLBL.DB.RECOVERY_FAILED

SLBL.DB.SPACE_LIMIT

Message and Description

SLBL: Failed to recover

End-User Safelist/Blocklist database: ’$error’.

Critical. Failed to recover the

Safelist/Blocklist database.

SLBL: End-User

Safelist/Blocklist database exceeded allowed disk space:

$current of $limit.

Critical. The safelist/blocklist database exceeded the allowed disk space.

Parameters

error’ - error reason

current’ - how much it has used, in MB

limit’ - the configured limit, in MB

System Alerts

Table 29-7 contains a list of the various System alerts that can be generated by AsyncOS, including a

description of the alert and the alert severity.

Table 29-7 Listing of Possible System Alerts

Alert Name

COMMON.APP_FAILURE

COMMON.KEY_EXPIRED_ALERT

Message and Description

An application fault occurred: $error ’error’ - The text of the

Warning. Sent when there is an error, typically a traceback.

unknown application failure.

Your "$feature" key has expired.

Please contact your authorized Cisco sales representative.

feature’ - The name of the feature that is about to expire.

Warning. Sent when a feature key has expired.

Parameters

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Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

COMMON.KEY_EXPIRING_ALERT

COMMON.KEY_FINAL_

EXPIRING_ALERT

DNS.BOOTSTRAP_FAILED

INTERFACE.

FAILOVER.FAILURE_

BACKUP_DETECTED

INTERFACE.

FAILOVER.FAILURE_

BACKUP_RECOVERED

INTERFACE.FAILOVER.

FAILURE_DETECTED

INTERFACE.FAILOVER.

FAILURE_DETECTED_NO_

BACKUP

INTERFACE.FAILOVER.

FAILURE_RECOVERED

Message and Description

Your "$feature" key will expire in under $days day(s). Please contact your authorized Cisco sales representative.

Warning. Sent when a feature key is about to expire.

This is a final notice. Your "$feature" key will expire in under $days day(s).

Please contact your authorized Cisco sales representative.

Warning. Sent as a final notice that a feature key is about to expire.

Failed to bootstrap the DNS resolver.

Unable to contact root servers.

Parameters

feature’ - The name of the feature that is about to expire.

days’ - The number of days it will expire.

feature’ - The name of the feature that is about to expire.

days’ - The number of days it will expire.

Warning. Sent when the appliance is unable to contact the root DNS servers.

Standby port $port on $pair_name failure

port’ - Detected port

pair_name’ - Failover pair name.

Warning. Sent when a backup NIC pairing interface fails.

Standby port $port on $pair_name okay

port’ - Failed port

Information. Sent when a NIC pair failover is recovered.

Port $port failure on $pair_name, switching to $port_other

pair_name’ - Failover pair name.

port’ - Failed port.

port_other’ - New port.

Critical. Sent when a NIC pairing failover is detected due to an interface failure.

Port $port_other on $pair_name is down, can’t switch to $port_other

Critical. Sent when a NIC pairing failover is detected due to an interface failure, but a backup interface is not available.

pair_name’ - Failover pair name.

port’ - Failed port.

port_other’ - New port.

pair_name’ - Failover pair name.

Recovered network on $pair_name using port $port

Information. Sent when a NIC pair failover is recovered.

port’ - Failed port

pair_name’ - Failover pair name.

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Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

INTERFACE.FAILOVER.

MANUAL

COMMON.INVALID_FILTER

LDAP.GROUP_QUERY_

FAILED_ALERT

LDAP.HARD_ERROR

LOG.ERROR.*

MAIL.PERRCPT.LDAP_

GROUP_QUERY_FAILED

MAIL.QUEUE.ERROR.*

MAIL.RES_CON_START_

ALERT.MEMORY

Message and Description

Manual failover to port $port on

$pair_name

Information. Sent when a manual failover to another NIC pair is detected.

Parameters

port’ - New active port.

pair_name’ - Failover pair name.

Invalid $class: $error

Warning. Sent when an invalid filter is encountered.

class’ - Either "Filter",

"SimpleFilter", etc.

error’ - Additional why-filter-is-invalid info.

name’ - The name of the query.

LDAP: Failed group query $name, comparison in filter will evaluate as false

Critical. Sent when an LDAP group query fails.

LDAP: work queue processing error in

$name reason $why

name’ - The name of the query.

Critical. Sent when an LDAP query fails completely (after trying all servers).

why’ - Why the error happened.

Critical. Various logging errors.

LDAP group query failure during per-recipient scanning, possible LDAP misconfiguration or unreachable server.

Critical. Sent when an LDAP group query fails during per-recipient scanning.

Critical. Various mail queue hard errors.

This system (hostname: $hostname) has entered a ‘resource conservation’ mode in order to prevent the rapid depletion of critical system resources.

RAM utilization for this system has exceeded the resource conservation threshold of

$memory_threshold_start%. The allowed receiving rate for this system will be gradually decreased as RAM utilization approaches

$memory_threshold_halt%.

hostname’ - The name of the host.

memory_threshold_start

- The percent threshold where memory tarpitting starts.

memory_threshold_halt’ -

The percent threshold where the system will halt due to memory being too full.

Critical. Sent when RAM utilization has exceeded the system resource conservation threshold.

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Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

MAIL.RES_CON_START_

ALERT.QUEUE_SLOW

MAIL.RES_CON_START_

ALERT.QUEUE

MAIL.RES_CON_START_

ALERT.WORKQ

MAIL.RES_CON_START_

ALERT

Message and Description

This system (hostname: $hostname) has entered a ‘resource conservation’ mode in order to prevent the rapid depletion of critical system resources.

The queue is overloaded and is unable to maintain the current throughput.

Critical. Sent when the mail queue is overloaded and system resource conservation is enabled.

Parameters

hostname’ - The name of the host.

This system (hostname: $hostname) has entered a ‘resource conservation’ mode in order to prevent the rapid depletion of critical system resources.

Queue utilization for this system has exceeded the resource conservation threshold of $queue_threshold_start%.

The allowed receiving rate for this system will be gradually decreased as queue utilization approaches

$queue_threshold_halt%.

hostname’ - The name of the host.

queue_threshold_start’ -

The percent threshold where queue tarpitting starts.

queue_threshold_halt’ -

The percent threshold where the system will halt due to the queue being too full.

Critical. Sent when queue utilization has exceeded the system resource conservation threshold.

This system (hostname: $hostname) has entered a ‘resource conservation’ mode in order to prevent the rapid depletion of critical system resources.

Listeners have been suspended because the current work queue size has exceeded the threshold of

$suspend_threshold. Listeners will be resumed once the work queue size has dropped to $resume_threshold. These thresholds may be altered via use of the

‘tarpit’ command on the system CLI.

hostname’ - The name of the host.

suspend_threshold’ - Work queue size above which listeners are suspended.

resume_threshold’ - Work queue size below which listeners are resumed.

Information. Sent when listeners are suspended because the work queue size is too big.

This system (hostname: $hostname) has entered a ‘resource conservation’ mode in order to prevent the rapid depletion of critical system resources.

Critical. Sent when the appliance enters “resource conservation” mode.

hostname’ - The name of the host.

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Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

MAIL.RES_CON_STOP_

ALERT

MAIL.WORK_QUEUE_

PAUSED_NATURAL

MAIL.WORK_QUEUE_

UNPAUSED_NATURAL

NTP.NOT_ROOT

QUARANTINE.ADD_DB_

ERROR

QUARANTINE.DB_

UPDATE_FAILED

QUARANTINE.DISK_

SPACE_LOW

QUARANTINE.THRESHOLD_ALERT

Message and Description

This system (hostname: $hostname) has exited ‘resource conservation’ mode as resource utilization has dropped below the conservation threshold.

Information. Sent when the appliance leaves ‘resource conservation’ mode.

work queue paused, $num msgs,

$reason

Critical. Sent when the work queue is paused.

work queue resumed, $num msgs

Critical. Sent when the work queue is resumed.

Not running as root, unable to adjust system time

Warning. Sent when the Cisco appliance is unable to adjust time because NTP is not running as root.

Unable to quarantine MID $mid - quarantine system unavailable

Critical. Sent when a message cannot be sent to a quarantine.

Unable to update quarantine database

(current version: $version; target

$target_version)

Critical. Sent when a quarantine database cannot be updated.

The quarantine system is unavailable due to a lack of space on the

$file_system partition.

Critical. Sent when the disk space for quarantines is full.

Quarantine "$quarantine" is $full% full

Warning. Sent when a quarantine reaches 5%, 50%, or 75% of capacity.

QUARANTINE.THRESHOLD_ALERT

.SERIOUS

Quarantine "$quarantine" is $full% full

Critical. Sent when a quarantine reaches 95% of capacity.

Parameters

hostname’ - The name of the host.

num’ - The number of messages in the work queue.

reason’ - The reason the work queue is paused.

num’ - The number of messages in the work queue.

mid’ - MID

version’ - The schema version detected.

target_version’ - The target schema version.

file_system’ - The name of the filesystem.

quarantine’ - The name of the quarantine.

full’ - The percentage of how full the quarantine is.

quarantine’ - The name of the quarantine.

full’ - The percentage of how full the quarantine is.

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Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

REPORTD.DATABASE_

OPEN_FAILED_ALERT

REPORTD.AGGREGATION_DISABL

ED_ALERT

REPORTING.CLIENT.

UPDATE_FAILED_ALERT

REPORTING.CLIENT.

JOURNAL.FULL

REPORTING.CLIENT.

JOURNAL.FREE

Message and Description

The reporting system has encountered a critical error while opening the database. In order to prevent disruption of other services, reporting has been disabled on this machine. Please contact customer support to have reporting enabled. The error message is: $err_msg

Critical. Sent if the reporting engine is unable to open the database.

Parameters

err_msg’ - The error message raised

Processing of collected reporting data has been disabled due to lack of logging disk space. Disk usage is above $threshold percent. Recording of reporting events will soon become limited and reporting data may be lost if disk space is not freed up (by removing old logs, etc.). Once disk usage drops below $threshold percent, full processing of reporting data will be restarted automatically.

threshold’ - The threshold value

Warning. Sent if the system runs out of disk space. When the disk usage for a log entry exceeds the log usage threshold, reportd disables aggregation and sends the alert.

Reporting Client: The reporting system has not responded for an extended period of time ($duration).

Warning. Sent if the reporting engine was unable to save reporting data.

duration’ - Length of time the client has been trying to contact the reporting daemon. This is a string in a human readable format (’1h

3m 27s’).

Reporting Client: The reporting system is unable to maintain the rate of data being generated. Any new data generated will be lost.

Critical. Sent if the reporting engine is unable to store new data.

Reporting Client: The reporting system is now able to handle new data.

Information. Sent when the reporting engine is again able to store new data.

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Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

PERIODIC_REPORTS.

REPORT_TASK.BUILD_

FAILURE

PERIODIC_REPORTS.

REPORT_TASK.EMAIL_

FAILURE

PERIODIC_REPORTS.

REPORT_TASK.ARCHIVE_FAILURE

SENDERBASE.ERROR

Message and Description

A failure occurred while building periodic report ‘$report_title’. This subscription has been removed from the scheduler.

Critical. Sent when the reporting engine is unable to build a report.

A failure occurred while emailing periodic report ‘$report_title’. This subscription has been removed from the scheduler.

Critical. Sent when a report could not be emailed.

A failure occurred while archiving periodic report ’$report_title’. This subscription has been removed from the scheduler.

Critical. Sent when a report could not be archived.

Error processing response to query

$query: response was $response

SMTPAUTH.FWD_SERVER_FAILED

_ALERT

Information. Sent when an error occurred while processing a response from SenderBase.

SMTP Auth: could not reach forwarding server $ip with reason:

$why

SMTPAUTH.LDAP_QUERY_FAILED

SYSTEM.HERMES_

SHUTDOWN_FAILURE.

REBOOT

SYSTEM.HERMES_

SHUTDOWN_FAILURE.

SHUTDOWN

Warning. Sent when the SMTP

Authentication forwarding server is unreachable.

SMTP Auth: LDAP query failed, see

LDAP debug logs for details.

Warning. Sent when an LDAP query fails.

While preparing to ${what}, failed to stop mail server gracefully:

${error}$what:=reboot

Warning. Sent when there was a problem shutting down the system on reboot.

While preparing to ${what}, failed to stop mail server gracefully:

${error}$what:=shut down

Warning. Sent when there was a problem shutting down the system.

Parameters

report_title’ - the report title

report_title’ - the report title

report_title’ - the report title

query’ - The query address.

response’ - Raw data of response received.

ip’ - The IP of the remote server.

why’ - Why the error happened.

error’ - The error that happened.

error’ - The error that happened.

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Alerts

Table 29-7 Listing of Possible System Alerts (continued)

Alert Name

SYSTEM.

RCPTVALIDATION.UPDATE_FAILE

D

SYSTEM.SERVICE_

TUNNEL.DISABLED

SYSTEM.SERVICE_

TUNNEL.ENABLED

Message and Description

Error updating recipient validation data: $why

Critical. Sent when a recipient validation update failed.

Tech support: Service tunnel has been disabled

Parameters

’why’ - The error message.

Information. Sent when a tunnel created for Cisco Support Services is disabled.

Tech support: Service tunnel has been enabled, port $port

Information. Sent when a tunnel created for Cisco Support Services is enabled.

port’ - The port used for the service tunnel.

Updater Alerts

Table 29-8

contains a list of the varius Updater alerts that can be generated by AsyncOS.

Table 29-8 Listing of Possible Updater Alerts

Alert Name

UPDATER.APP.UPDATE_ABANDO

NED

UPDATER.UPDATERD.MANIFEST_

FAILED_ALERT

UPDATER.UPDATERD.RELEAS

E_NOTIFICATION

UPDATER.UPDATERD.UPDATE

_FAILED

Message and Description

$app abandoning updates until a new version is published. The $app application tried and failed $attempts times to successfully complete an update. This may be due to a network configuration issue or temporary outage

Warning. The application is abandoning the update.

The updater has been unable to communicate with the update server for at least $threshold.

Warning. Failed to acquire a server manifest.

$mail_text

Warning. Release notification.

Unknown error occured: $traceback

Critical. Failed to run an update.

Parameters

‘app’ - The application name.

‘attempts’ - The number of attempts tried.

‘threshold’ - Human readable threshold string.

‘mail_text’ - The notification text.

‘notification_subject’ - The notification text.

‘traceback’ - The traceback.

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Alerts

Outbreak Filter Alerts

Table 29-9 contains a list of the various Outbreak Filter alerts that can be generated by AsyncOS,

including a description of the alert and the alert severity. Please note that Outbreak Filters can also be referenced in system alerts for quarantines (the Outbreak quarantine, specifically).

Table 29-9 Listing of Possible Outbreak Filter Alerts

Alert Name

VOF.GTL_THRESHOLD_

ALERT

AS.UPDATE_FAILURE

Message and Description Parameters

Cisco Outbreak Filters Rule Update

Alert:$text All rules last updated at:

$time on $date.

Information. Sent when the Outbreak

Filters threshold has changed.

text’ - Update alert text.

time’ - Time of last update.

date’ - Date of last update.

$engine update unsuccessful. This may be due to transient network or DNS issues, HTTP proxy configuration causing update transmission errors or unavailability of downloads.ironport.com. The specific error on the appliance for this failure is: $error

Warning. Sent when the anti-spam engine or CASE rules fail to update.

engine’ - The engine that failed to update.

error’ - The error that happened.

Clustering Alerts

Table 29-9 contains a list of the various clustering alerts that can be generated by AsyncOS, including a

description of the alert and the alert severity.

Table 29-10 Listing of Possible Clustering Alerts

Alert Name

CLUSTER.CC_ERROR.AUTH_

ERROR

CLUSTER.CC_ERROR.DROPPED

Message and Description

Error connecting to cluster machine $name at IP $ip -

$error - $why$error:=Machine does not appear to be in the cluster

Critical. Sent when there was an authentication error. This can occur if a machine is not a member of the cluster.

Error connecting to cluster machine $name at IP $ip -

$error - $why$error:=Existing connection dropped

Warning. Sent when the connection to the cluster was dropped.

Parameters

name’ - The hostname and/or serial number of the machine.

ip’ - The IP of the remote host.

why’ - Detailed text about the error.

name’ - The hostname and/or serial number of the machine.

ip’ - The IP of the remote host.

why’ - Detailed text about the error.

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Table 29-10 Listing of Possible Clustering Alerts (continued)

Alert Name

CLUSTER.CC_ERROR.FAILED

CLUSTER.CC_ERROR.FORWARD_

FAILED

CLUSTER.CC_ERROR.NOROUTE

Message and Description

Error connecting to cluster machine $name at IP $ip -

$error -

$why$error:=Connection failure

Warning. Sent when the connection to the cluster failed.

Error connecting to cluster machine $name at IP $ip -

$error - $why$error:=Message forward failed, no upstream connection

ip’ - The IP of the remote host.

why’ - Detailed text about the error.

name’ - The hostname and/or serial number of the machine.

ip’ - The IP of the remote host.

Critical. Sent when the appliance was unable to forward data to a machine in the cluster.

Error connecting to cluster machine $name at IP $ip -

$error - $why$error:=No route found

Critical. Sent when the machine was unable to obtain a route to another machine in the cluster.

Parameters

name’ - The hostname and/or serial number of the machine.

why’ - Detailed text about the error.

name’ - The hostname and/or serial number of the machine.

ip’ - The IP of the remote host.

why’ - Detailed text about the error.

CLUSTER.CC_ERROR.SSH_KEY

CLUSTER.CC_ERROR.TIMEOUT

Error connecting to cluster machine $name at IP $ip -

$error - $why$error:=Invalid host key

Critical. Sent when there was an invalid SSH host key.

name’ - The hostname and/or serial number of the machine.

ip’ - The IP of the remote host.

Error connecting to cluster machine $name at IP $ip -

$error -

$why$error:=Operation timed out

Warning. Sent when the specified operation timed out.

why’ - Detailed text about the error.

name’ - The hostname and/or serial number of the machine.

ip’ - The IP of the remote host.

why’ - Detailed text about the error.

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Chapter 29 System Administration

Table 29-10 Listing of Possible Clustering Alerts (continued)

Alert Name

CLUSTER.CC_ERROR_NOIP

CLUSTER.CC_ERROR_NOIP.

AUTH_ERROR

CLUSTER.CC_ERROR_

NOIP.DROPPED

CLUSTER.CC_ERROR_

NOIP.FAILED

Message and Description

Error connecting to cluster machine $name - $error -

$why

Parameters

name’ - The hostname and/or serial number of the machine.

Critical. Sent when the appliance could not obtain a valid IP address for another machine in the cluster.

Error connecting to cluster machine $name - $error -

$why$error:=Machine does not appear to be in the cluster

why’ - Detailed text about the error.

name’ - The hostname and/or serial number of the machine.

why’ - Detailed text about the error.

Critical. Sent when there was an authentication error connecting to a machine in a cluster. This can occur if a machine is not a member of the cluster.

Error connecting to cluster machine $name - $error -

$why$error:=Existing connection dropped

name’ - The hostname and/or serial number of the machine.

Warning. Sent when the machine was unable to obtain a valid IP address for another machine in the cluster and the connection to the cluster was dropped.

why’ - Detailed text about the error.

Error connecting to cluster machine $name - $error -

$why$error:=Connection failure

Warning. Sent when there was an unknown connection failure and the machine was unable to obtain a valid IP address for another machine in the cluster.

name’ - The hostname and/or serial number of the machine.

why’ - Detailed text about the error.

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Table 29-10 Listing of Possible Clustering Alerts (continued)

Alert Name

CLUSTER.CC_ERROR_

NOIP.FORWARD_FAILED

CLUSTER.CC_ERROR_

NOIP.NOROUTE

CLUSTER.CC_ERROR_

NOIP.SSH_KEY

CLUSTER.CC_ERROR_

NOIP.TIMEOUT

CLUSTER.SYNC.PUSH_ALERT

Message and Description

Error connecting to cluster machine $name - $error -

$why$error:=Message forward failed, no upstream connection

Parameters

name’ - The hostname and/or serial number of the machine.

why’ - Detailed text about the error.

Critical. Sent when the machine was unable to obtain a valid IP address for another machine in the cluster and the appliance was unable to forward data to the machine.

Error connecting to cluster machine $name - $error -

$why$error:=No route found

Critical. Sent when the machine was unable to obtain a valid IP address for another machine in the cluster and it was unable to obtain a route to the machine.

Error connecting to cluster machine $name - $error -

$why$error:=Invalid host key

name’ - The hostname and/or serial number of the machine.

why’ - Detailed text about the error.

name’ - The hostname and/or serial number of the machine.

Critical. Sent when the machine was unable to obtain a valid IP address for another machine in the cluster and was unable to obtain a valid SSH host key.

why’ - Detailed text about the error.

Error connecting to cluster machine $name - $error -

$why$error:=Operation timed out

name’ - The hostname and/or serial number of the machine.

why’ - Detailed text about the error.

Warning. Sent when the machine was unable to obtain a valid IP address for another machine in the cluster and the specified operation timed out.

Overwriting $sections on machine $name

name’ - The hostname and/or serial number of the machine.

Critical. Sent when configuration data has gotten out of sync and has been sent to a remote host.

sections’ - List of cluster sections being sent.

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Chapter 29 System Administration

Changing Network Settings

Changing Network Settings

This section describes the features used to configure the network operation of the Cisco appliance. These features give you direct access to the hostname, DNS, and routing settings that you configured via the

System Setup Wizard (or the systemsetup

command) in

Using the System Setup Wizard, page 3-11 .

The following features are described:

sethostname

DNS Configuration (GUI and via the dnsconfig

command)

Routing Configuration (GUI and via the routeconfig

and setgateway

commands

)

dnsflush

Password

Network Access

Login Banner

Changing the System Hostname

The hostname is used to identify the system at the CLI prompt. You must enter a fully-qualified hostname. The s ethostname

command sets the name of the Cisco appliance. The new hostname does not take effect until you issue the commit

command.

The sethostname Command

oldname.example.com> sethostname

[oldname.example.com]> mail3.example.com oldname.example.com>

For the hostname change to take effect, you must enter the commit

command. After you have successfully committed the hostname change, the new name appears in the CLI prompt: oldname.example.com> commit

Please enter some comments describing your changes:

[]> Changed System Hostname

Changes committed: Mon Jan 01 12:00:01 2003

The new hostname appears in the prompt as follows: mail3.example.com>

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Changing Network Settings

Configuring Domain Name System (DNS) Settings

You can configure the DNS settings for your Cisco appliance through the DNS page on the Network menu of the GUI, or via the d nsconfig

command.

You can configure the following settings:

whether to use the Internet’s DNS servers or your own, and which specific server(s) to use

which interface to use for DNS traffic the number of seconds to wait before timing out a reverse DNS lookup clear DNS cache

Specifying DNS Servers

Cisco AsyncOS can use the Internet root DNS servers, your own DNS servers, or the Internet root DNS servers and authoritative DNS servers you specify. When using the Internet root servers, you may specify alternate servers to use for specific domains. Since an alternate DNS server applies to a single domain, it must be authoritative (provide definitive DNS records) for that domain.

AsyncOS supports “splitting” DNS servers when not using the Internet’s DNS servers. If you are using your own internal server, you can also specify exception domains and associated DNS servers.

When setting up “split DNS,” you should set up the in-addr.arpa (PTR) entries as well. So, for example, if you want to redirect “.eng” queries to the nameserver 1.2.3.4 and all the .eng entries are in the 172.16 network, then you should specify “eng,16.172.in-addr.arpa” as the domains in the split DNS configuration.

Multiple Entries and Priority

For each DNS server you enter, you can specify a numeric priority. AsyncOS will attempt to use the DNS server with the priority closest to 0. If that DNS server is not responding AsyncOS will attempt to use the server at the next priority. If you specify multiple entries for DNS servers with the same priority, the system randomizes the list of DNS servers at that priority every time it performs a query. The system then waits a short amount of time for the first query to expire or “time out” and then a slightly longer amount of time for the second, etc. The amount of time depends on the exact total number of DNS servers and priorities that have been configured. The timeout length is the same for all IP addresses at any particular priority. The first priority gets the shortest timeout, each subsequent priority gets a longer timeout. Further, the timeout period is roughly 60 seconds. If you have one priority, the timeout for each server at that priority will be 60 seconds. If you have two priorities, the timeout for each server at the first priority will be 15 seconds, and each server at the second priority will be 45 seconds. For three priorities, the timeouts are 5, 10, 45.

For example, suppose you configure four DNS servers, with two of them at priority 0, one at priority 1, and one at priority 2:

Table 29-11 Example of DNS Servers, Priorities, and Timeout Intervals

1

2

Priority

0

Server(s)

1.2.3.4, 1.2.3.5

1.2.3.6

1.2.3.7

Timeout (seconds)

5, 5

10

45

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AsyncOS will randomly choose between the two servers at priority 0. If one of the priority 0 servers is down, the other will be used. If both of the priority 0 servers are down, the priority 1 server (1.2.3.6) is used, and then, finally, the priority 2 (1.2.3.7) server.

The timeout period is the same for both priority 0 servers, longer for the priority 1 server, and longer still for the priority 2 server.

Using the Internet Root Servers

The Cisco AsyncOS DNS resolver is designed to accommodate the large number of simultaneous DNS connections required for high-performance email delivery.

Note

If you choose to set the default DNS server to something other than the Internet root servers, that server must be able to recursively resolve queries for domains for which it is not an authoritative server.

Reverse DNS Lookup Timeout

The Cisco appliance attempts to perform a “double DNS lookup” on all remote hosts connecting to a listener for the purposes of sending or receiving email. [That is: the system acquires and verifies the validity of the remote host's IP address by performing a double DNS lookup. This consists of a reverse

DNS (PTR) lookup on the IP address of the connecting host, followed by a forward DNS (A) lookup on the results of the PTR lookup. The system then checks that the results of the A lookup match the results of the PTR lookup. If the results do not match, or if an A record does not exist, the system only uses the

IP address to match entries in the Host Access Table (HAT).] This particular timeout period applies only to this lookup and is not related to the general DNS timeout discussed in

Multiple Entries and Priority, page 29-47

.

The default value is 20 seconds. You can disable the reverse DNS lookup timeout globally across all listeners by entering ‘0’ as the number of seconds.

If the value is set to 0 seconds, the reverse DNS lookup is not attempted, and instead the standard timeout response is returned immediately. This also prevents the appliance from delivering mail to domains that require TLS-verified connections if the receiving host’s certificate has a common name (CN) that maps to the host’s IP lookup.

DNS Alert

Occasionally, an alert may be generated with the message “Failed to bootstrap the DNS cache” when an appliance is rebooted. The messages means that the system was unable to contact its primary DNS servers, which can happen at boot time if the DNS subsystem comes online before network connectivity is established. If this message appears at other times, it could indicate network issues or that the DNS configuration is not pointing to a valid server.

Clearing the DNS Cache

The Clear Cache button from the GUI, or the d nsflush

command (for more information about the dnsflush

command, see the Cisco AsyncOS CLI Reference Guide), clears all information in the DNS cache. You may choose to use this feature when changes have been made to your local DNS system. The command takes place immediately and may cause a temporary performance degradation while the cache is repopulated.

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Changing Network Settings

Configuring DNS Settings via the Graphical User Interface

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Select Network > DNS.

Click Edit Settings.

Select whether to use the Internet’s root DNS servers or your own internal DNS server or the Internet’s root DNS servers and specify alternate DNS servers.

If you want to use your own DNS server(s) enter the server ID and click Add Row. Repeat this for each server. When entering your own DNS servers, specify a priority as well. For more information, see

Specifying DNS Servers, page 29-47 .

If you want to specify alternate DNS servers for certain domains, enter the domain and the alternate DNS server IP address. Click Add Row to add additional domains.

Note

You can enter multiple domains for a single DNS server by using commas to separate domain names. You can also enter multiple DNS servers by using commas to separate IP addresses.

Step 6

Step 7

Step 8

Step 9

Choose an interface for DNS traffic.

Enter the number of seconds to wait before cancelling a reverse DNS lookup.

You can also clear the DNS cache by clicking Clear Cache.

Submit and commit your changes.

Configuring TCP/IP Traffic Routes

Some network environments require the use of traffic routes other than the standard default gateway. You can manage static routes via the GUI through the Routing page on the Network tab, or the CLI, via the routeconfig

command.

Managing Static Routes using the GUI

You can create, edit, or delete static routes via the Routing page on the Network tab. The Email Security appliance can use both Internet Protocol version 4 (IPv4) and Internet Protocol version 6 (IPv6) static routes, which you can create and manage separately on the Routing page. You can also modify the default IPv4 and IPv6 gateways from this page.

Adding Static Routes

Procedure

Step 1

Step 2

Step 3

Click Add Route for the type of static route you want to create on the Routing page. The Add Static

Route page is displayed.

Enter a name for the route.

Enter the destination IP address.

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System Time

Step 4

Step 5

Enter the Gateway IP address.

Submit and commit your changes.

Deleting Static Routes

Procedure

Step 1

Step 2

Step 3

Click the trash can icon corresponding to the static route name in the Static Routes listing.

Confirm the deletion by clicking Delete in the warning dialog that appears.

Commit your changes.

Editing Static Routes

Procedure

Step 1

Step 2

Step 3

Click the name of the route in the Static Route listing.

Make changes to the route.

Commit your changes.

Modifying the Default Gateway

Procedure

Step 1

Step 2

Step 3

Click Default Route in the route listing for the Internet Protocol version you want to modify on the

Routing page.

Change the Gateway IP address.

Submit and commit your changes.

Configuring the Default Gateway

You can configure the default gateway via the GUI though the Static Routes page on the Network menu

(see

Modifying the Default Gateway, page 29-50 ) or via the

setgateway

command in the CLI.

System Time

To set the System Time on your Cisco appliance, set the Time Zone used, or select an NTP server and query interface, use the Time Zone or Time Settings page from the System Administration menu in the

GUI or use the following commands in the CLI: ntpconfig

, settime

, and settz

.

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System Time

You can also verify the time zone files used by AsyncOS on the System Administration > Time

Settings page or using the tzupdate

CLI command.

Selecting a Time Zone

The Time Zone page (available via the System Administration menu in the GUI) displays the time zone for your Cisco appliance. You can select a specific time zone or GMT offset.

Procedure

Step 1

Step 2

Step 3

Click Edit Settings on the System Administration > Time Zone page.

Select a Region, country, and time zone from the pull-down menus.

Submit and commit your changes.

Selecting a GMT Offset

Procedure

Step 1

Step 2

Step 3

Step 4

Click Edit Settings on the System Administration > Time Zone page.

Select GMT Offset from the list of regions.

Select an offset in the Time Zone list. The offset refers to the amount of hours that must be added/subtracted in order to reach GMT (the Prime Meridian). Hours preceded by a minus sign (“-”) are east of the Prime Meridian. A plus sign (“+”) indicates west of the Prime Meridian.

Submit and commit your changes.

Editing Time Settings

You can edit the time settings for the Cisco appliance using one of the following methods:

Using the Networking Time Protocol (NTP)

Manually

Setting Appliance System Time Using the Network Time Protocol (NTP)

Procedure

Step 1

Step 2

Step 3

Step 4

Navigate to the System Administration > Time Settings page.

Click Edit Settings.

In the Time Keeping Method section, select Use Network Time Protocol.

Enter an NTP server address and click Add Row. You can add multiple NTP servers.

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Customizing Your View

Step 5

Step 6

Step 7

To delete an NTP server from the list, click the trash can icon for that server.

Select an interface for NTP queries. This is the IP address from which NTP queries should originate.

Submit and commit your changes.

Setting Appliance System Time Manually

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Navigate to the System Administration > Time Settings page.

Click Edit Settings.

In the Time Keeping Method section, select Set Time Manually.

Enter the month, day, year, hour, minutes, and seconds.

Select A.M or P.M.

Submit and commit your changes.

Customizing Your View

Using Favorite Pages, page 29-52

Setting User Preferences, page 29-53

Using Favorite Pages

(Locally-authenticated administrative users only.) You can create a quick-access list of the pages you use most.

To

Add pages to your favorites list

Do This

Navigate to the page to add, then choose Add This Page To

My Favorites from the My Favorites menu near the top right corner of the window.

No commit is necessary for changes to My Favorites.

Reorder favorites

Delete favorites

Choose My Favorites > View All My Favorites and drag favorites into the desired order.

Choose My Favorites > View All My Favorites and delete favorites.

Go to a favorite page Choose a page from the My Favorites menu near the top right corner of the window.

View or build a custom reporting page See

My Reports Page, page 26-4

.

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Customizing Your View

Setting User Preferences

Local users can define preference settings, such as language, specific to each account. These settings apply by default when the user first logs into the appliance. The preference settings are stored for each user and are the same regardless from which client machine the user logs into the appliance.

When users change these settings but do not commit the changes, the settings revert to the default values when they log in again.

Note

This feature is not available to externally-authenticated users. These users can choose a language directly from the Options menu.

Procedure

Step 1

Step 2

Step 3

Step 4

Log into the appliance with the user account for which you want to define preference settings.

Choose Options > Preferences. The options menu is at the top right side of the window.

Click Edit Preferences.

Configure settings:

Preference Setting

Language Display

Landing Page

Reporting Time Range

Displayed (default)

Number of Reporting Rows

Displayed

Description

The language AsyncOS for Web uses in the web interface and CLI.

The page that displays when the user logs into the appliance.

The default time range that displays for reports on the Reporting tab.

The number of rows of data shown for each report by default.

Step 5

Step 6

Submit and commit your changes.

Click the Return to previous page link at the bottom of the page.

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C H A P T E R

30

Managing and Monitoring Using the CLI

Overview of Managing and Monitoring Using the CLI, page 30-1

Monitoring Using the CLI, page 30-6

Managing the Email Queue, page 30-25

SNMP Monitoring, page 30-40

Overview of Managing and Monitoring Using the CLI

Managing and monitoring the Email Security appliance using the CLI includes these types of tasks:

Monitoring message activity.

The raw number of messages, recipients, and bounce recipients that the appliance is processing in the email pipeline

The hourly rate of message delivery or message bounces based on the last one-minute, five-minute, or fifteen-minute period

Monitoring system resources. Examples:

Memory usage

Disk space

Number of connections

Monitoring possible system disfunction using the Simple Network Management Protocol (SNMP).

Examples:

Fan failure

Update failure

Abnormally high appliance temperature

Managing email within the pipeline. Examples:

Deleting recipients in the queue

Redirecting messages to another host

Clear the queue by deleting recipients or redirecting the messages

Suspend or resume email receiving, delivery, or work queue processing

Locate specific messages

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Reading the Available Components of Monitoring

Reading the Available Components of Monitoring

Reading the Available Components of Monitoring, page 30-2

Reading the Event Counters, page 30-2

Reading the System Gauges, page 30-4

Reading the Rates of Delivered and Bounced Messages, page 30-6

Reading the Event Counters

Counters provide a running total of various events in the system. For each counter, you can view the total number of events that have occurred since the counter was reset, since the last system reboot, and over the system’s lifetime.

Counters increment each time an event occurs and are displayed in three versions:

Reset

Uptime

Lifetime

Since the last counter reset with the

resetcounters

command

Since the last system reboot

Total through the lifetime of the Cisco appliance

Table 30-1 lists the available counters and their description when monitoring the Cisco appliance.

Note

This is the entire list. The displayed counters vary depending on which display option or command you choose. Use this list as a reference.

Table 30-1 Counters

Statistic

Receiving

Messages Received

Recipients Received

Generated Bounce Recipients

Description

Messages received into the delivery queue.

Recipients on all received messages.

Recipients for which bounces have been generated by the system and inserted into the delivery queue.

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Table 30-1

Statistic

Rejection

Rejected Recipients

Counters (continued)

Description

Dropped Messages

Recipients that have been denied receiving into the delivery queue due to the Recipient Access Table (RAT), or unexpected protocol negotiation including premature connection termination.

Messages that have been denied receiving into the delivery queue due to a filter drop action match or have been received by a Black Hole queuing listener. Messages directed to

/dev/null

entries in the alias table also are considered dropped messages. Messages dropped by anti-spam filtering (if it has been enabled on the system) also increment this counter.

Queue

Soft Bounced Events

Number of soft bounce events — a message that soft bounces multiple times has multiple soft bounce events.

Completion

Completed Recipients

Hard Bounced Recipients

DNS Hard Bounces

5XX Hard Bounces

Expired Hard Bounces

Filter Hard Bounces

Other Hard Bounces

Delivered Recipients

Deleted Recipients

Global Unsubscribe Hits

Total of all hard bounced recipients, delivered recipients, and deleted recipients. Any recipient that is removed from the delivery queue.

Total of all DNS hard bounces, 5XX hard bounces, filter hard bounces, expired hard bounces and other hard bounces. A failed attempt to deliver message to a recipient that results in immediate termination of that delivery.

DNS error encountered while trying to deliver a message to a recipient.

The destination mail server returned a “5XX” response code while trying to deliver a message to a recipient.

Message recipients that have exceeded the maximum time allowed in the delivery queue or the maximum number of connection attempts.

Recipient delivery has been preempted by a matching filter bounce action. Messages dropped by anti-spam filtering (if it has been enabled on the system) also increment this counter.

An unexpected error during message delivery or a message recipient was explicitly bounced via the bouncerecipients

command.

Message successfully delivered to a recipient.

Total of message recipients explicitly deleted via the deleterecipients

command or was a Global Unsubscribe Hit.

Message recipient was deleted due to a matching global unsubscribe setting.

Current IDs

Message ID (MID)

The last Message ID to have been assigned to a message inserted into the delivery queue. A MID is associated with every message received by the Cisco appliance and can be tracked in mail logs. The MID resets to zero at 2

31

.

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Table 30-1 Counters (continued)

Statistic

Injection Connection ID (ICID)

Delivery Connection ID (DCID)

Description

The last Injection Connection ID to have been assigned to a connection to a listener interface. The ICID rolls over (resets to zero) at 2

31

.

The last Delivery Connection ID to have been assigned to a connection to a destination mail server. The DCID rolls over (resets to zero) at 2

31

.

Reading the System Gauges

Gauges show the current utilization of a system resource such as memory, disk space, or active connections.

Table 30-2 lists the available gauges and their description when monitoring the Cisco appliance.

Note

This is the entire list. The displayed gauges will vary depending upon which display option or command you choose. Use this list as a reference.

Table 30-2 Gauges

Statistic

System Gauges

RAM Utilization

Description

CPU Utilization

Disk I/O Utilization

Percentage of physical RAM (Random Access Memory) being used by the system.

Percentage of CPU usage.

Percentage of Disk I/O being used.

Resource Conservation

Disk Utilization: Logs

Note

The Disk I/O Utilization gauge does not display a reading against a scale of a known value. Rather, it displays the I/O utilization the system has seen thus far and scales against the maximum value since the last reboot. So, if the gauge displays 100%, the system is experiencing the highest level of I/O utilization seen since boot (which may not necessarily represent 100% of the physical Disk I/O of the entire system).

A value between

0

and

60

or

999

. Numbers from

0

to

60

represent the degree to which the system is decreasing its acceptance of messages in order to prevent the rapid depletion of critical system resources.

Higher numbers represent a higher degree of decreased acceptance.

Zero represents no decrease in acceptance. If this gauge displays

999

, the system has entered “Resource Conservation mode,” and it will accept no messages. Alert messages are sent whenever the system enters or exits Resource Conservation mode.

Percentage of disk being used for logs, displayed as

LogUsd

in the status logs and log_used

in the XML status.

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Reading the Available Components of Monitoring

Table 30-2 Gauges (continued)

Description Statistic

Connections Gauges

Current Inbound Connections

Current Outbound Connections

Queue Gauges

Active Recipients

Current inbound connections to the listener interfaces.

Current outbound connections to destination mail servers.

Unattempted Recipients

Attempted Recipients

Messages in Work Queue

Messages in Quarantine

Destinations in Memory

Kilobytes Used

Kilobytes in Quarantine

Kilobytes Free

Message recipients in the delivery queue. Total of Unattempted

Recipients and Attempted Recipients.

A subcategory of Active Recipients. Message recipients in queue for which delivery has not yet been attempted.

A subcategory of Active Recipients. Message recipients in queue for which delivery has been attempted but failed due to a Soft Bounces

Event.

The number of messages waiting to be processed by alias table expansion, masquerading, anti-spam, anti-virus scanning, message filters, and LDAP queries prior to being enqueued.

The unique number of messages in any quarantine, plus messages that have been released or deleted but not yet acted upon. For example, if you release all quarantined messages from Outbreak, the total messages for Outbreak would become zero immediately, but this field still reflects the quarantined messages until they were all delivered.

The number of destinations domains in memory. For each domain with a message destined to be delivered, a destination object is created in memory. After all the mail for that domain has been delivered, the destination object is retained for another 3 hours. After

3 hours, if no new messages are bound for that domain, the object is expired so that the destination is no longer reported (for example, in the tophosts

command). If you are delivering mail only to one domain, this counter will be “1.” If you have never received or sent any messages (or no messages have been processed by the appliance in many hours), the counter will be “0.”

If you are using Virtual Gateways, destination domains for each

Virtual Gateway will have a separate destination object. (For example, yahoo.com will count as 3 destination objects if you are delivering to yahoo.com from 3 different Virtual Gateways).

Queue storage used in kilobytes.

Queue storage used for quarantined messages. The value is calculated as the message size plus 30 bytes for each recipient, totaled for the “Messages in Quarantine” as counted above. Note that this calculation will usually overestimate the space used.

Queue storage remaining in kilobytes.

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Reading the Rates of Delivered and Bounced Messages

All rates are shown as the average rate an event occurs per hour at the specific point in time the query is made. Rates are calculated for three intervals, the average rate per hour over the past one (1) minute, the past five (5) minutes, and the past fifteen (15) minutes.

For example, if the Cisco appliance receives 100 recipients in a single minute, then the rate for the 1 minute interval will be 6,000 per hour. The rate for the 5-minute interval will be 1,200 per hour, and the

15-minute rate will be 400 per hour. The rates are calculated to indicate what the average rate for the hour would be if the rate for the one minute period continued. Therefore, 100 messages each minute would yield a higher rate than 100 messages over 15 minutes.

Table 30-3 lists the available rates and their description when monitoring the Cisco appliance.

Note

This is the entire list. The displayed rates will vary depending upon which display option or command you choose. Use this list as a reference.

Table 30-3 Rates

Statistic

Messages Received

Recipients Received

Soft Bounced Events

Completed Recipients

Hard Bounced Recipients

Delivered Recipients

Description

Rate of messages inserted into the delivery queue per hour.

Rate of the number of recipients on all messages inserted into the delivery queue per hour.

Rate of the number of soft bounce events per hour. (A message that soft bounces multiple times has multiple soft bounce events.)

Rate of the total of all hard bounced recipients, delivered recipients and deleted recipients. Any recipient that is removed from the delivery queue is considered completed.

Rate of the total of all DNS hard bounces, 5XX hard bounces, filter hard bounces, expired hard bounces and other hard bounces per hour.

A failed attempt to deliver a message to a recipient that results in immediate termination of that delivery is a hard bounce.

Rate of messages successfully delivered to a recipient per hour.

Monitoring Using the CLI

Monitoring the Email Status, page 30-7

Monitoring Detailed Email Status, page 30-9

Monitoring the Status of a Mail Host, page 30-12

Determining the Make-up of the Email Queue, page 30-16

Displaying Real-time Activity, page 30-17

Monitoring Inbound Email Connections, page 30-21

Checking the DNS Status, page 30-23

Resetting Email Monitoring Counters, page 30-24

Identifying Active TCP/IP Services, page 30-25

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Note

You can also monitor the Cisco appliance via the Graphical User Interface (GUI). See

Chapter 32,

“Other Tasks in the GUI.”

Monitoring the Email Status

You may want to monitor the status of email operations on the Cisco appliance. The status

command returns a subset of the monitored information about email operations. The statistics returned displayed in one of two fashions: counters and gauges. Counters provide a running total of various events in the system. For each counter, you can view the total number of events that have occurred since the counter was reset, since the last system reboot, and over the system's lifetime. Gauges show the current utilization of a system resource such as memory, disk space, or active connections.

For a description of each item, see Overview of Managing and Monitoring Using the CLI, page 30-1 .

Table 30-4 Mail Status

Statistic

Status as of

Last counter reset

System status

Oldest Message

Features

Description

Displays the current system time and date.

Displays the last time the counters were reset.

Online, offline, receiving suspended, or delivery suspended. Note that the status will be “receiving suspended” only when all listeners are suspended.

The status will be “offline” when receiving and delivery are suspended for all listeners.

Displays the oldest message waiting to be delivered by the system.

Displays any special features installed on the system by the featurekey command.

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Example

mail3.example.com> status

Status as of: Thu Oct 21 14:33:27 2004 PDT

Up since: Wed Oct 20 15:47:58 2004 PDT (22h 45m 29s)

Last counter reset: Never

System status: Online

Oldest Message: 4 weeks 46 mins 53 secs

Counters: Reset Uptime Lifetime

Receiving

Messages Received 62,049,822 290,920 62,049,822

Recipients Received 62,049,823 290,920 62,049,823

Rejection

Rejected Recipients 3,949,663 11,921 3,949,663

Dropped Messages 11,606,037 219 11,606,037

Queue

Soft Bounced Events 2,334,552 13,598 2,334,552

Completion

Completed Recipients 50,441,741 332,625 50,441,741

Current IDs

Message ID (MID) 99524480

Injection Conn. ID (ICID) 51180368

Delivery Conn. ID (DCID) 17550674

Gauges: Current

Connections

Current Inbound Conn. 0

Current Outbound Conn. 14

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Queue

Active Recipients 7,166

Messages In Work Queue 0

Messages In Quarantine 16,248

Kilobytes Used 387,143

Kilobytes In Quarantine 338,206

Kilobytes Free 39,458,745

Monitoring Using the CLI

mail3.example.com>

Monitoring Detailed Email Status

The status detail command returns complete monitored information about email operations. The statistics returned are displayed in one of three categories: counters, rates, and gauges. Counters provide a running total of various events in the system. For each counter, you can view the total number of events that have occurred since the counter was reset, since the last system reboot, and over the system’s lifetime. Gauges show the current utilization of a system resource such as memory, disk space, or active connections. All rates are shown as the average rate an event occurs per hour at the specific point in time the query is made. Rates are calculated for three intervals, the average rate per hour over the past one (1) minute, the past five (5) minutes, and the past fifteen (15) minutes. For a description of each item, see

Overview of Managing and Monitoring Using the CLI, page 30-1

.

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Example

mail3.example.com> status detail

Status as of: Thu Jun 30 13:09:18 2005 PDT

Up since: Thu Jun 23 22:21:14 2005 PDT (6d 14h 48m 4s)

Last counter reset: Tue Jun 29 19:30:42 2004 PDT

System status: Online

Oldest Message: No Messages

Feature - IronPort Anti-Spam: 17 days

Feature - Sophos: Dormant/Perpetual

Feature - Outbreak Filters: Dormant/Perpetual

Feature - Central Mgmt: Dormant/Perpetual

Counters: Reset Uptime Lifetime

Receiving

Messages Received 2,571,967 24,760 3,113,176

Recipients Received 2,914,875 25,450 3,468,024

Gen. Bounce Recipients 2,165 0 7,451

Rejection

Rejected Recipients 1,019,453 792 1,740,603

Dropped Messages 1,209,001 66 1,209,028

Queue

Soft Bounced Events 11,236 0 11,405

Completion

Completed Recipients 2,591,740 49,095 3,145,002

Hard Bounced Recipients 2,469 0 7,875

DNS Hard Bounces 199 0 3,235

5XX Hard Bounces 2,151 0 4,520

Expired Hard Bounces 119 0 120

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Filter Hard Bounces 0 0 0

Other Hard Bounces 0 0 0

Delivered Recipients 2,589,270 49,095 3,137,126

Deleted Recipients 1 0 1

Global Unsub. Hits 0 0 0

DomainKeys Signed Msgs 10 9 10

Monitoring Using the CLI

Current IDs

Message ID (MID) 7615199

Injection Conn. ID (ICID) 3263654

Delivery Conn. ID (DCID) 1988479

Rates (Events Per Hour): 1-Minute 5-Minutes 15-Minutes

Receiving

Messages Received 180 300 188

Recipients Received 180 300 188

Queue

Soft Bounced Events 0 0 0

Completion

Completed Recipients 360 600 368

Hard Bounced Recipients 0 0 0

Delivered Recipients 360 600 368

Gauges: Current

System

RAM Utilization 1%

CPU Utilization

MGA 0%

AntiSpam 0%

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AntiVirus 0%

Disk I/O Utilization 0%

Resource Conservation 0

Connections

Current Inbound Conn. 0

Current Outbound Conn. 0

Queue

Active Recipients 0

Unattempted Recipients 0

Attempted Recipients 0

Messages In Work Queue 0

Messages In Quarantine 19

Destinations In Memory 3

Kilobytes Used 473

Kilobytes In Quarantine 473

Kilobytes Free 39,845,415

Chapter 30 Managing and Monitoring Using the CLI

Note

A case could exist in a newly installed appliance where the oldest message counter shows a message but, in fact, there are no recipients shown in counters. If the remote host is connecting and in the process of receiving a message very slowly (that is, it takes minutes to receive a message), you might see that the recipients received counter displays “

0

” but the oldest message counter displays “

1

.” This is because the oldest message counter displays messages in progress. The counter will be reset if the connection is eventually dropped.

Monitoring the Status of a Mail Host

If you suspect delivery problems to a specific recipient host or you want to gather information on a

Virtual Gateway address, the hoststatus

command displays this information. The hoststatus command returns monitoring information about email operations relating to a specific recipient host.

The command requires that you enter the domain of the host information to be returned. DNS information stored in the AsyncOS cache and the last error returned from the recipient host is also given.

Data returned is cumulative since the last resetcounters

command. The statistics returned are displayed in two categories: counters and gauges. For a description of each item, see

Overview of Managing and

Monitoring Using the CLI, page 30-1 .

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In addition, these other data are returned specific to the hoststatus

command.

Table 30-5 Additional Data in the hoststatus Command

Statistic

Pending Outbound

Connections

Oldest Message

Last Activity

Ordered IP

Addresses

Last 5XX error

MX Records

SMTP Routes for this host

Last TLS Error

Description

Pending, or “embryonic” connections to the destination mail host, as opposed to open and working connections. Pending Outbound Connections are connections which have not yet gotten to the protocol greeting stage.

The age of the oldest active recipient in the delivery queue for this domains. This counter is useful for determining the age of a message in the queue that cannot be delivered because of soft bounce events and/or a downed host.

This field is updated each time a message delivery is attempted to that host.

This field contains the TTL (time to live) for IP addresses, their preference according to MX records, and the actual addresses. An MX record designates the mail server IP address for a domain. A domain may have multiple MX records.

Each MX record mail server is assigned a priority. The MX record with the lowest priority number is given preference.

This field contains the most recent “5XX” status code and description returned by the host. This is only displayed if there is an 5XX error.

An MX record designates the mail server IP address for a domain. A domain may have multiple MX records. Each MX record mail server is assigned a priority. The

MX record with the lowest priority number is given preference.

If SMTP routes are defined for this domain, they are listed here.

This field contains a description of the the most recent outgoing TLS connection error and the type of TLS connection that the appliance tried to establish. This is only displayed if there is a TLS error.

Virtual Gateway

The following Virtual Gateway information is only displayed if you have set up Virtual Gateway addresses (see

Configuring the Gateway to Receive Email .

)

Table 30-6 Additional Virtual Gateway Data in the hoststatus Command

Statistic

Host up/down

Last Activity

Recipients

Last 5XX error

Description

Same definition as global hoststatus

field of the same name — tracked per Virtual

Gateway address.

Same definition as global hoststatus

field of the same name — tracked per Virtual

Gateway address.

This field also corresponds to the same definition as the global hoststatus command.

Active Recipients field — tracked per Virtual Gateway address.

This field contains the most recent 5XX status code and description returned by the host. This is only displayed if there is a 5XX error.

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Example

mail3.example.com> hoststatus

Recipient host:

[]> aol.com

Host mail status for: 'aol.com'

Status as of: Tue Mar 02 15:17:32 2010

Host up/down: up

Counters:

Queue

Soft Bounced Events 0

Completion

Completed Recipients 1

Hard Bounced Recipients 1

DNS Hard Bounces 0

5XX Hard Bounces 1

Filter Hard Bounces 0

Expired Hard Bounces 0

Other Hard Bounces 0

Delivered Recipients 0

Deleted Recipients 0

Gauges:

Queue

Active Recipients 0

Unattempted Recipients 0

Attempted Recipients 0

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Connections

Current Outbound Connections 0

Pending Outbound Connections 0

Monitoring Using the CLI

Oldest Message No Messages

Last Activity Tue Mar 02 15:17:32 2010

Ordered IP addresses: (expiring at Tue Mar 02 16:17:32 2010)

Preference IPs

15 64.12.137.121 64.12.138.89 64.12.138.120

15 64.12.137.89 64.12.138.152 152.163.224.122

15 64.12.137.184 64.12.137.89 64.12.136.57

15 64.12.138.57 64.12.136.153 205.188.156.122

15 64.12.138.57 64.12.137.152 64.12.136.89

15 64.12.138.89 205.188.156.154 64.12.138.152

15 64.12.136.121 152.163.224.26 64.12.137.184

15 64.12.138.120 64.12.137.152 64.12.137.121

MX Records:

Preference TTL Hostname

15 52m24s mailin-01.mx.aol.com

15 52m24s mailin-02.mx.aol.com

15 52m24s mailin-03.mx.aol.com

15 52m24s mailin-04.mx.aol.com

Last 5XX Error:

----------

550 REQUESTED ACTION NOT TAKEN: DNS FAILURE

(at Tue Mar 02 15:17:32 2010 GMT) IP: 10.10.10.10

----------

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Last TLS Error: Required - Verify

----------

TLS required, STARTTLS unavailable

(at Tue Mar 02 15:17:32 2010 GMT) IP: 10.10.10.10

Virtual gateway information:

============================================================ example.com (PublicNet_017):

Host up/down: up

Last Activity Wed June 22 13:47:02 2005

Recipients 0

Note

The Virtual Gateway address information only appears if you are using the altsrchost

feature.

Determining the Make-up of the Email Queue

To get immediate information about the email queue and determine if a particular recipient host has delivery problems — such as a queue buildup — use the tophosts

command. The tophosts

command returns a list of the top 20 recipient hosts in the queue. The list can be sorted by a number of different statistics, including active recipients, connections out, delivered recipients, soft bounced events, and hard bounced recipients. For a description of each item, see

Overview of Managing and Monitoring

Using the CLI, page 30-1

.

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Example

mail3.example.com> tophosts

Sort results by:

1. Active Recipients

2. Connections Out

3. Delivered Recipients

4. Soft Bounced Events

5. Hard Bounced Recipients

[1]> 1

Status as of: Mon Nov 18 22:22:23 2003

Active Conn. Deliv. Soft Hard

# Recipient Host Recip Out Recip. Bounced Bounced

1 aol.com 365 10 255 21 8

2 hotmail.com 290 7 198 28 13

3 yahoo.com 134 6 123 11 19

4 excite.com 98 3 84 9 4

5 msn.com 84 2 76 33 29 mail3.example.com>

Displaying Real-time Activity

The Cisco appliance offers real-time monitoring, which allows you to view the progress of email activity on the system. The rate

command returns real-time monitoring information about email operations. The information is updated on a periodic interval as specified by you. Use Control-C to stop the rate command.

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The data shown are listed in

Table 30-7

Table 30-7 Data in the rate Command

Statistic

Connections In

Connections Out

Recipients Received

Recipients Completed

Delta

Queue Used

Description

Number of inbound connections.

Number of outbound connections.

Total number of recipients received into the system.

Total number of recipients completed.

The difference change in Received and Completed recipients since the last data update.

Size of the message queue in kilobytes.

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Example

Monitoring Using the CLI

mail3.example.com> rate

Enter the number of seconds between displays.

[10]> 1

Hit Ctrl-C to return to the main prompt.

Time Connections Recipients Recipients Queue

In Out Received Delta Completed Delta K-Used

23:37:13 10 2 41708833 0 40842686 0 64

23:37:14 8 2 41708841 8 40842692 6 105

23:37:15 9 2 41708848 7 40842700 8 76

23:37:16 7 3 41708852 4 40842705 5 64

23:37:17 5 3 41708858 6 40842711 6 64

23:37:18 9 3 41708871 13 40842722 11 67

23:37:19 7 3 41708881 10 40842734 12 64

23:37:21 11 3 41708893 12 40842744 10 79

^C

The hostrate

command returns real-time monitoring information about a specific mail host. This information is a subset of the status detail command. (See

Monitoring Detailed Email Status, page 30-9

.)

Table 30-8 Data in the hostrate Command

Statistic

Host Status

Current Connections Out

Active Recipients in Queue

Active Recipients in Queue Delta

Delivered Recipients Delta

Description

Current status of the specific host: up, down, or unknown.

Current number of outbound connections to the host.

Total number of active recipients to the specific host in queue.

Difference in the total number of active recipients to the specific host in queue since the last known host status.

Difference in the total number of delivered recipients to the specific host in queue since the last known host status.

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Table 30-8 Data in the hostrate Command

Statistic

Hard Bounced Recipients Delta

Soft Bounce Events Delta

Description

Difference in the total number of hard bounced recipients to the specific host in queue since the last known host status.

Difference in the total number of soft bounced recipients to the specific host in queue since the last known host status.

Use Control-C to stop the hostrate

command.

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Example

mail3.example.com> hostrate

Recipient host:

[]> aol.com

Enter the number of seconds between displays.

[10]> 1

Time Host CrtCncOut ActvRcp ActvRcp DlvRcp HrdBncRcp SftBncEvt

Status Delta Delta Delta Delta

23:38:23 up 1 0 0 4 0 0

23:38:24 up 1 0 0 4 0 0

23:38:25 up 1 0 0 12 0 0

^C

Monitoring Inbound Email Connections

You may want to monitor hosts that are connecting to the Cisco appliance to identify the large volume senders or to troubleshoot inbound connections to the system. The topin

command provides a snapshot of the remote hosts connecting to the system. It displays a table with one row for each remote IP address connecting to a specific listener. Two connections from the same IP address to different listeners results

in 2 rows in the table. Table 30-9 describes the fields displayed when using the

topin

command.

Table 30-9 Data in the topin Command

Statistic

Remote Hostname

Remote IP Address listener

Connections In

Description

Hostname of the remote host, derived from Reverse DNS lookup.

IP address of the remote host.

Nickname of the listener on the Cisco appliance that is receiving the connection.

The number of concurrent connections from the remote host with the specified IP address open at the time when the command is run.

The system does a reverse DNS lookup to find the remote hostname, and then a forward DNS lookup to validate the name. If the forward lookup does not result in the original IP address, or if the reverse DNS lookup fails, the table displays the IP address in the hostname column. For more information about the process of sender verification, see

Verifying Senders, page 7-26 .

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Example

mail3.example.com> topin

Status as of: Sat Aug 23 21:50:54 2003

# Remote hostname Remote IP addr. listener Conn. In

1 mail.remotedomain01.com 172.16.0.2 Incoming01 10

2 mail.remotedomain01.com 172.16.0.2 Incoming02 10

3 mail.remotedomain03.com 172.16.0.4 Incoming01 5

4 mail.remotedomain04.com 172.16.0.5 Incoming02 4

5 mail.remotedomain05.com 172.16.0.6 Incoming01 3

6 mail.remotedomain06.com 172.16.0.7 Incoming02 3

7 mail.remotedomain07.com 172.16.0.8 Incoming01 3

8 mail.remotedomain08.com 172.16.0.9 Incoming01 3

9 mail.remotedomain09.com 172.16.0.10 Incoming01 3

10 mail.remotedomain10.com 172.16.0.11 Incoming01 2

11 mail.remotedomain11.com 172.16.0.12 Incoming01 2

12 mail.remotedomain12.com 172.16.0.13 Incoming02 2

13 mail.remotedomain13.com 172.16.0.14 Incoming01 2

14 mail.remotedomain14.com 172.16.0.15 Incoming01 2

15 mail.remotedomain15.com 172.16.0.16 Incoming01 2

16 mail.remotedomain16.com 172.16.0.17 Incoming01 2

17 mail.remotedomain17.com 172.16.0.18 Incoming01 1

18 mail.remotedomain18.com 172.16.0.19 Incoming02 1

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19 mail.remotedomain19.com 172.16.0.20 Incoming01 1

20 mail.remotedomain20.com 172.16.0.21 Incoming01 1

Checking the DNS Status

The dnsstatus

command returns a counter displaying statistics of DNS lookup and cache information.

For each counter, you can view the total number of events since the counter was last reset, since the last system reboot, and over the lifetime of the system.

Table 30-10 lists the available counters.

Table 30-10 Data in the dnsstatus Command

Statistic

DNS Requests

Network Requests

Cache Hits

Cache Misses

Cache Exceptions

Description

A top-level, non-recursive request to the system DNS cache to resolve a domain name.

A request to the network (non-local) to retrieve DNS information.

A request to the DNS cache where the record was found and returned.

A request to the DNS cache where the record was not found.

A request to the DNS cache where the record was found but the domain was unknown.

A request to the DNS cache where the record was found in the cache, considered for use, and discarded because it was too old.

Cache Expired

Many entries can exist in the cache even though their time to live (TTL) has been exceeded. As long as these entries are not used, they will not be included in the expires counter. When the cache is flushed, both valid and invalid (too old) entries are deleted. A flush operation does not change the expires counter.

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Example

mail3.example.com> dnsstatus

Status as of: Sat Aug 23 21:57:28 2003

Counters: Reset Uptime Lifetime

DNS Requests 211,735,710 8,269,306 252,177,342

Network Requests 182,026,818 6,858,332 206,963,542

Cache Hits 474,675,247 17,934,227 541,605,545

Cache Misses 624,023,089 24,072,819 704,767,877

Cache Exceptions 35,246,211 1,568,005 51,445,744

Cache Expired 418,369 7,800 429,015 mail3.example.com>

Resetting Email Monitoring Counters

The resetcounters

command resets cumulative email monitoring counters. The reset affects global counters as well as per host counters. The reset does not affect the counters on messages in the delivery queue related to retry schedules.

Note

You can also reset the counters in the GUI. See

The System Status Page, page 26-38 .

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Managing the Email Queue

Example

mail3.example.com> resetcounters

Counters reset: Mon Jan 01 12:00:01 2003

Identifying Active TCP/IP Services

To identify active TCP/IP services used by your Email Security appliance, use the tcpservices command in the command line interface.

Managing the Email Queue

Cisco AsyncOS allows you to perform operations on messages in the email queue. You can delete, bounce, suspend, or redirect messages in the email queue. You can also locate, remove, and archive older messages in your queue.

Deleting Recipients in Queue

If particular recipients are not being delivered or to clear the email queue, use the deleterecipients command. The deleterecipients

command allows you to manage the email delivery queue by deleting specific recipients waiting for delivery. Recipients to be deleted are identified by either the recipient host that the recipient is destined for, or the message sender identified by the specific address given in the

Envelope From line of the message envelope. Alternately, you can delete all messages in the delivery queue (all active recipients) at once.

Note

To perform the deleterecipients

function, it is recommended that you place the Cisco appliance in an

offline state or suspended delivery (see Taking an Appliance Offline Using the CLI, page 29-3 or

Suspending Email Receiving and Delivery, page 29-2 ).

Note

Although the function is supported in all states, certain messages may be delivered while the function is taking place.

Matches to recipient hosts and senders must be identical string matches. Wild cards are not accepted.

The deleterecipients

command returns the total number of messages deleted. In addition, if a mail log subscription (IronPort text format only) is configured, the message deletion is logged as a separate line.

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Example

mail3.example.com> deleterecipients

Please select how you would like to delete messages:

1. By recipient host.

2. By Envelope From address.

3. All.

[1]>

The Cisco appliance gives you various options to delete recipients depending upon the need. The following example show deleting recipients by recipient host, deleting by Envelope From Address, and deleting all recipients in the queue.

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Delete by Recipient Domain

Please enter the hostname for the messages you wish to delete.

[]> example.com

Managing the Email Queue

Are you sure you want to delete all messages being delivered to "example.com"? [N]> Y

Deleting messages, please wait.

100 messages deleted.

Delete by Envelope From Address

Please enter the Envelope From address for the messages you wish to delete.

[]> [email protected]

Are you sure you want to delete all messages with the Envelope From address of

"[email protected]"? [N]> Y

Deleting messages, please wait.

100 messages deleted.

Delete All

Are you sure you want to delete all messages in the delivery queue (all active recipients)? [N]> Y

Deleting messages, please wait.

1000 messages deleted.

Bouncing Recipients in Queue

Similar to the deleterecipients

command, the bouncerecipients

command allows you to manage the email delivery queue by hard bouncing specific recipients waiting for delivery. Message bouncing follows regular bounce message configuration as specified in the bounceconfig

command.

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Managing the Email Queue

Note

To perform the bouncerecipients

function, it is recommended that you place the Cisco appliance in an offline state or suspended delivery (see

Taking an Appliance Offline Using the CLI, page 29-3

or

Suspending Email Receiving and Delivery, page 29-2

).

Note

Although the function is supported in all states, certain messages may be delivered while the function is taking place.

Matches to recipient hosts and senders must be identical string matches. Wild cards are not accepted.

The bouncerecipients

command returns the total number of messages bounced.

Note

The bouncerecipients

function is resource-intensive and may take several minutes to complete. If in offline or suspended delivery state, the actual sending of bounce messages (if hard bounce generation is on) will begin only after Cisco AsyncOS is placed back into the online state by using the resume command.

Example

mail3.example.com> bouncerecipients

Please select how you would like to bounce messages:

1. By recipient host.

2. By Envelope From address.

3. All.

[1]>

Recipients to be bounced are identified by either the destination recipient host or the message sender identified by the specific address given in the Envelope From line of the message envelope. Alternately, all messages in the delivery queue can be bounced at once.

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Bounce by Recipient Host

Please enter the hostname for the messages you wish to bounce.

[]> example.com

Managing the Email Queue

Are you sure you want to bounce all messages being delivered to "example.com"? [N]> Y

Bouncing messages, please wait.

100 messages bounced.

Bounce by Envelope From Address

Please enter the Envelope From address for the messages you wish to bounce.

[]> [email protected]

Are you sure you want to bounce all messages with the Envelope From address of

"[email protected]"? [N]> Y

Bouncing messages, please wait.

100 messages bounced.

Bounce All

Are you sure you want to bounce all messages in the queue? [N]> Y

Bouncing messages, please wait.

1000 messages bounced.

Redirecting Messages in Queue

The redirectrecipients

commands allow you to redirect all messages in the email delivery queue to another relay host. Please note that redirecting recipients to a host or IP address that is not prepared to accept large volumes of SMTP mail from this host will cause messages to bounce and possibly result in the loss of mail.

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Example

Warning Redirecting messages to a receiving domain that has /dev/null as its destination results in the loss of messages. The CLI does not display a warning if you redirect mail to such a domain. Check the SMTP route for the receiving domain before redirecting messages.

The following example redirects all mail to the example2.com host.

mail3.example.com> redirectrecipients

Please enter the hostname or IP address of the machine you want to send all mail to.

[]> example2.com

WARNING: redirecting recipients to a host or IP address that is not prepared to accept large volumes of SMTP mail from this host will cause messages to bounce and possibly result in the loss of mail.

Are you sure you want to redirect all mail in the queue to "example2.com"? [N]> y

Redirecting messages, please wait.

246 recipients redirected.

Showing Messages Based on Recipient in Queue

Use the showrecipients

command to show messages from the email delivery queue by recipient host or

Envelope From address. You can also show all messages in the queue.

Example

The following example shows messages in the queue for all recipient hosts. mail3.example.com> showrecipients

Please select how you would like to show messages:

1. By recipient host.

2. By Envelope From address.

3. All.

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[1]> 3

Showing messages, please wait.

MID/ Bytes/ Sender/ Subject

[RID] [Atmps] Recipient

1527 1230 [email protected] Testing

[0] [0] [email protected]

Managing the Email Queue

1522 1230 [email protected] Testing

[0] [0] [email protected]

1529 1230 [email protected] Testing

[0] [0] [email protected]

1530 1230 [email protected] Testing

[0] [0] [email protected]

1532 1230 [email protected] Testing

[0] [0] [email protected]

1531 1230 [email protected] Testing

[0] [0] [email protected]

1518 1230 [email protected] Testing

[0] [0] [email protected]

1535 1230 [email protected] Testing

[0] [0] [email protected]

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1533 1230 [email protected] Testing

[0] [0] [email protected]

1536 1230 [email protected] Testing

[0] [0] [email protected]

Suspending Email Delivery

To temporarily suspend email delivery for maintenance or troubleshooting, use the suspenddel command. The suspenddel

command puts Cisco AsyncOS into suspended delivery state. This state is characterized by the following:

Outbound email delivery is halted.

Inbound email connections are accepted.

Log transfers continue.

The CLI remains accessible.

The suspenddel

command lets open outbound connections close, and it stops any new connections from opening. The suspenddel

command commences immediately, and allows any established connections to successfully close. Use the resumedel

command to return to regular operations from the suspended delivery state.

Note

The “delivery suspend” state is preserved across system reboots. If you use the suspenddel

command and then reboot the appliance, you must resume delivery after the reboot using the resumedel

command.

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Managing the Email Queue

Example

mail3.example.com> suspenddel

Enter the number of seconds to wait before abruptly closing connections.

[30]>

Waiting for outgoing deliveries to finish...

Mail delivery suspended.

Resuming Email Delivery

The resumedel

command returns Cisco AsyncOS to normal operating state after using the suspenddel command.

Syntax

resumedel mail3.example.com> resumedel

Mail delivery resumed.

Suspending Receiving Email

To temporarily suspend all listeners from receiving email, use the suspendlistener

command. While receiving is suspended, the system does not accept connections to the specific port of the listener.

This behavior has changed in this release of AsyncOS. In previous releases, the system would accept connections, respond with the following responses and disconnect:

SMTP:

421

hostname

Service not available, closing transaction channel

QMQP:

ZService not available

Note

The “receiving suspend” state is preserved across system reboots. If you use the suspendlistener command and then reboot the appliance, you must use the resumelistener

command before the listener will resume receiving messages.

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Managing the Email Queue

Syntax

suspendlistener mail3.example.com> suspendlistener

Choose the listener(s) you wish to suspend.

Separate multiple entries with commas.

1. All

2. InboundMail

3. OutboundMail

[1]> 1

Enter the number of seconds to wait before abruptly closing connections.

[30]>

Waiting for listeners to exit...

Receiving suspended.

mail3.example.com>

Resuming Receiving Email

The resumelistener

command returns Cisco AsyncOS to normal operating state after using the suspendlistener

command.

Syntax

resumelistener mail3.example.com> resumelistener

Choose the listener(s) you wish to resume.

Separate multiple entries with commas.

1. All

2. InboundMail

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3. OutboundMail

[1]> 1

Receiving resumed.

mail3.example.com>

Resuming Delivery and Receiving of Email

The resume command resumes both delivery and receiving.

Syntax

resume mail3.example.com> resume

Managing the Email Queue

Receiving resumed.

Mail delivery resumed.

mail3.example.com>

Scheduling Email for Immediate Delivery

Recipients and hosts that are scheduled for later delivery can be immediately retried by using the delivernow

command. The delivernow

command allows you to reschedule email in the queue for immediate delivery. All domains that are marked down and any scheduled or soft bounced messages are queued for immediate delivery.

The delivernow

command can be invoked for all recipients or specific recipients in the queue (scheduled and active). When selecting specific recipients, you must enter the domain name of the recipients to schedule for immediate delivery. The system matches the entire string for character and length.

Syntax

delivernow mail3.example.com> delivernow

Please choose an option for scheduling immediate delivery.

1. By recipient host

2. All messages

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[1]> 1

Please enter the domain to schedule for immediate delivery.

[]> recipient.example.com

Rescheduling all messages to recipient.example.com for immediate delivery.

mail3.example.com>

Pausing the Work Queue

Processing for LDAP recipient access, masquerading, LDAP re-routing, Message Filters, anti-spam, and the anti-virus scanning engine are all performed in the “work queue.” Refer to

Configuring Routing and

Delivery Features, page 21-1

for the processing flow and

Table 30-2 on page 30-4

for a description of the “Messages in Work Queue” gauge. You can manually pause the work queue portion of message processing using the workqueue

command.

For example, assume that you wanted to change the configuration of an LDAP server configuration while many messages are in the work queue. Perhaps you want to switch from bouncing to dropping messages based on an LDAP recipient access query. Or perhaps you want to pause the queue while you manually check for the latest anti-virus scanning engine definition files (via the antivirusupdate

command).The workqueue

command allows you to pause and resume the work queue to stop processing while you perform other configuration changes.

When you pause and resume the work queue, the event is logged. For example

Sun Aug 17 20:01:36 2003 Info: work queue paused, 1900 msgs S

Sun Aug 17 20:01:39 2003 Info: work queue resumed, 1900 msgs

In the following example, the work queue is paused: mail3.example.com> workqueue

Status as of: Sun Aug 17 20:02:30 2003 GMT

Status: Operational

Messages: 1243

Choose the operation you want to perform:

- STATUS - Display work queue status

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- PAUSE - Pause the work queue

- RATE - Display work queue statistics over time

[]> pause

Managing the Email Queue

Manually pause work queue? This will only affect unprocessed messages. [N]> y

Reason for pausing work queue:

[]> checking LDAP server

Status as of: Sun Aug 17 20:04:21 2003 GMT

Status: Paused by admin: checking LDAP server

Messages: 1243

Note

Entering a reason is optional. If you do not enter a reason, the system logs the reason as “

Manually paused by user

.”

In this example, the work queue is resumed: mail3.example.com> workqueue

Status as of: Sun Aug 17 20:42:10 2003 GMT

Status: Paused by admin: checking LDAP server

Messages: 1243

Choose the operation you want to perform:

- STATUS - Display work queue status

- RESUME - Resume the work queue

- RATE - Display work queue statistics over time

[]> resume

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Status: Operational

Messages: 1243

Locating and Archiving Older Messages

Sometimes older messages remain in the queue because they could not be delivered. You may want to remove and archive these messages. To do this, use the showmessage

CLI command to to display the message for the given message ID. Use the oldmessage

CLI command to display the oldest non-quarantine message on the system. You can then optionally use the removemessage to safely remove the message for the given message ID. This command can only remove messages that are in the work queue, retry queue, or a destination queue. If the message is in none of these queues, it cannot be removed.

You can also use the archivemessage[mid]

CLI command to archive the message for a given message

ID into an mbox file in the configuration directory.

You cannot use the oldmessage

command to get the message ID for a message in a quarantine. However, if you know the message ID, you can show or archive the specified message. Since the message is not in the work queue, retry queue, or a destination queue, you cannot remove the message with the removemessage

command.

Note

You cannot perform any of these queue management commands on a message in the Cisco Spam

Quarantine.

Syntax

archivemessage example.com> archivemessage

Enter the MID to archive and remove.

[0]> 47

MID 47 has been saved in file oldmessage_47.mbox in the configuration directory example.com>

Syntax

oldmessage example.com> oldmessage

MID 9: 1 hour 5 mins 35 secs old

Received: from example.com ([172.16.0.102])

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by example.com with SMTP; 14 Feb 2007 22:11:37 -0800

From: [email protected]

To: [email protected]

Subject: Testing

Message-Id: <[email protected]>

Managing the Email Queue

Tracking Messages Within the System

The findevent

CLI command simplifies the process of tracking messages within the system using the onbox mail log files. The findevent

CLI command allows you to search through the mail logs for a particular message by searching for a message ID or a regular expression match against the subject header, envelope sender or envelope recipient. You can display results for the current log file, all the log files, or display log files by date. When you view log files by date, you can specify a date or a range of dates.

After you identify the message you want to view logs for, the findevent

command displays the log information for that message ID including splintering information (split log messages, bounces and system generated messages). The following example shows the findevent

CLI command tracking the receiving and delivery a message with “confidential” in the subject header: example.com> findevent

Please choose which type of search you want to perform:

1. Search by envelope FROM

2. Search by Message ID

3. Search by Subject

4. Search by envelope TO

[1]> 3

Enter the regular expression to search for.

[]> confidential

Currently configured logs:

1. "mail_logs" Type: "IronPort Text Mail Logs" Retrieval: FTP Poll

Enter the number of the log you wish to use for message tracking.

[]> 1

Please choose which set of logs to search:

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1. All available log files

2. Select log files by date list

3. Current log file

[3]> 3

The following matching message IDs were found. Please choose one to show additional log information:

1. MID 4 (Tue Jul 31 17:37:35 2007) sales: confidential

[1]> 1

Tue Jul 31 17:37:32 2007 Info: New SMTP ICID 2 interface Data 1 (172.19.1.86) address

10.251.20.180 reverse dns host unknown verified no

Tue Jul 31 17:37:32 2007 Info: ICID 2 ACCEPT SG None match ALL SBRS None

Tue Jul 31 17:37:35 2007 Info: Start MID 4 ICID 2

Tue Jul 31 17:37:35 2007 Info: MID 4 ICID 2 From: <[email protected]>

Tue Jul 31 17:37:35 2007 Info: MID 4 ICID 2 RID 0 To: <[email protected]>

Tue Jul 31 17:37:35 2007 Info: MID 4 Subject 'sales: confidential'

Tue Jul 31 17:37:35 2007 Info: MID 4 ready 4086 bytes from <[email protected]>

Tue Jul 31 17:37:35 2007 Info: MID 4 matched all recipients for per-recipient policy

DEFAULT in the inbound table

Tue Jul 31 17:37:35 2007 Info: ICID 2 close

Tue Jul 31 17:37:37 2007 Info: MID 4 interim verdict using engine: CASE spam negative

Tue Jul 31 17:37:37 2007 Info: MID 4 using engine: CASE spam negative

Tue Jul 31 17:37:37 2007 Info: MID 4 interim AV verdict using Sophos CLEAN

Tue Jul 31 17:37:37 2007 Info: MID 4 antivirus negative

Tue Jul 31 17:37:37 2007 Info: MID 4 queued for delivery

Tue Jul 31 17:37:37 2007 Info: Delivery start DCID 0 MID 4 to RID [0]

Tue Jul 31 17:37:37 2007 Info: Message done DCID 0 MID 4 to RID [0]

Tue Jul 31 17:37:37 2007 Info: MID 4 RID [0] Response '/null'

Tue Jul 31 17:37:37 2007 Info: Message finished MID 4 done

SNMP Monitoring

The Cisco AsyncOS operating system supports system status monitoring via SNMP (Simple Network

Management Protocol). This includes Cisco's Enterprise MIB, ASYNCOS-MAIL-MIB. The

ASYNCOS-MAIL-MIB helps administrators better monitor system health. In addition, this release implements a read-only subset of MIB-II as defined in RFCs 1213 and 1907. (For more information on

SNMP, see RFCs 1065, 1066, and 1067.) Please note:

SNMP is off by default.

SNMP SET operations (configuration) are not implemented.

AsyncOS supports SNMPv1, v2, and v3.

The use of SNMPv3 with password authentication and DES Encryption is mandatory to enable this service. (For more information on SNMPv3, see RFCs 2571-2575.) You are required to set a

SNMPv3 passphrase of at least 8 characters to enable SNMP system status monitoring. The first time you enter a SNMPv3 passphrase, you must re-enter it to confirm. The snmpconfig

command

“remembers” this phrase the next time you run the command.

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The SNMPv3 username is: v3get.

> snmpwalk -v 3 -l AuthNoPriv -u v3get -a MD5 ironport mail.example.com

SNMP Monitoring

If you use only SNMPv1 or SNMPv2, you must set a community string. The community string does not default to public

.

For SNMPv1 and SNMPv2, you must specify a network from which SNMP GET requests are accepted.

To use traps, an SNMP manager (not included in AsyncOS) must be running and its IP address entered as the trap target. (You can use a hostname, but if you do, traps will only work if DNS is working.)

Use the snmpconfig

command to configure SNMP system status for the appliance. After you choose and configure values for an interface, the appliance responds to SNMPv3 GET requests. These version 3 requests must include a matching password. By default, version 1 and 2 requests are rejected. If enabled, version 1 and 2 requests must have a matching community string.

MIB Files

Cisco Systems provides an “enterprise” MIB as well as a “Structure of Management Information” (SMI) file:

ASYNCOS-MAIL-MIB.txt — an SNMPv2 compatible description of the Enterprise MIB for Cisco appliances.

IRONPORT-SMI.txt — defines the role of the ASYNCOS-MAIL-MIB in IronPort’s SNMP managed products.

These files are available on the documentation CD included with your Cisco appliance. You can also request these files through Cisco Customer Support.

Hardware Objects

Hardware sensors conforming to the Intelligent Platform Management Interface Specification (IPMI) report temperature, fan speed, and power supply status.

Table 30-11 shows what hardware derived objects are available for monitoring on what models. The

number displayed is the number of instances of that object that can be monitored. For example, you can query the RPMs for 3 fans in the C10 appliance and 6 fans in the C300/C600/X1000 appliances.

Table 30-11 Number of Hardware Objects per Cisco Appliance

Model

C10/100

1

CPU

Temp

1

0 0

Ambient

Temp

C30/C60

0

0

Backplane

Temp

0

0

Riser

Temp Fans

3

0

0

0

Power

Supply

Status

Disk

Status

2 has 4)

NIC Link

2

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SNMP Monitoring

Table 30-11

Model

C300/C600

/X1000

2

C350/C650

/X1050

CPU

Temp

2

Number of Hardware Objects per Cisco Appliance

Ambient

Temp

1

Backplane

Temp

1

Riser

Temp

1

Fans

6

1 0 0 4

Power

Supply

Status

2

2

Disk

Status

4 (C300 has 2)

4 (C350 has 2)

NIC Link

3 (5 for

C600 and

X1000 with fiber

interface)

3 (5 for the

C650 and x1050 with fiber interface)

All models can use SNMP to monitor disk drive health and the link status of Network Interfaces.

Hardware Traps

Table 30-12

lists the temperature and hardware conditions that cause a hardware trap to be sent:

Table 30-12 Hardware Traps: Temperature and Hardware Conditions

Model

C10/C10

0

High

Temp

(CPU)

High Temp

(Ambient)

High Temp

(Backplane)

90C 47C NA

High

Temp

(Riser)

Fan

Failure

Power

Supply RAID

NA NA NA NA NA

Change

NA

Change

Status

Change

C30/C60

C300/C6

00/X1000

90C 47C 72C 62C 0 Status

Change Change

C350/C6

50/X1050

90C 47C NA NA 0 RPMs Status

Change

Status

Change

Link

Status

Change

Status

Change

Status

Change

Status

Change

Status change traps are sent when the status changes. Fan Failure and high temperature traps are sent every 5 seconds. The other traps are failure condition alarm traps — they are sent once when the state changes (healthy to failure). It is a good idea to poll for the hardware status tables and identify possible hardware failures before they become critical. Temperatures within 10 per cent of the critical value may be a cause for concern.

Note that failure condition alarm traps represent a critical failure of the individual component, but may not cause a total system failure. For example, a single fan or power supply can fail on a C600 appliance and the appliance will continue to operate.

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SNMP Monitoring

SNMP Traps

SNMP provides the ability to send traps, or notifications, to advise an administration application (an

SNMP management console, typically) when one or more conditions have been met. Traps are network packets that contain data relating to a component of the system sending the trap. Traps are generated when a condition has been met on the SNMP agent (in this case, the Cisco appliance). After the condition has been met, the SNMP agent then forms an SNMP packet and sends it over port 162, the standard

SNMP trap port. In the example below, the trap target of snmp-monitor.example.com

and the Trap

Community string are entered. This is the host running the SNMP management console software that will receive the SNMP traps from the Cisco appliance.

You can configure SNMP traps (enable or disable specific traps) when you enable SNMP for an interface. To specify multiple trap targets: when prompted for the trap target, you may enter up to 10 comma separated IP addresses.

CLI Example

In the following example, the snmpconfig

command is used to enable SNMP on the “PublicNet” interface on port 161. A passphrase for version 3 is entered and then re-entered for confirmation. The system is configured to service version 1 and 2 requests, and the community string public

is entered for

GET requests from those versions 1 and 2. The trap target of snmp-monitor.example.com

is entered.

Finally, system location and contact information is entered.

mail3.example.com> snmpconfig

Current SNMP settings:

SNMP Disabled.

Choose the operation you want to perform:

- SETUP - Configure SNMP.

[]> setup

Do you want to enable SNMP? [N]> y

Please choose an IP interface for SNMP requests.

1. Data 1 (192.168.1.1/24: mail3.example.com)

2. Data 2 (192.168.2.1/24: mail3.example.com)

3. Management (192.168.44.44/24: mail3.example.com)

[1]>

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SNMP Monitoring

Enter the SNMPv3 passphrase.

>

Please enter the SNMPv3 passphrase again to confirm.

>

Which port shall the SNMP daemon listen on?

[161]>

Service SNMP V1/V2c requests? [N]> y

Enter the SNMP V1/V2c community string.

[]> public

From which network shall SNMP V1/V2c requests be allowed?

[192.168.2.0/24]>

Enter the Trap target (IP address recommended). Enter "None" to disable traps.

[None]> 10.1.1.29

Enter the Trap Community string.

[]> tcomm

Enterprise Trap Status

1. RAIDStatusChange Enabled

2. fanFailure Enabled

3. highTemperature Enabled

4. keyExpiration Enabled

5. linkDown Enabled

6. linkUp Enabled

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7. powerSupplyStatusChange Enabled

8. resourceConservationMode Enabled

9. updateFailure Enabled

Do you want to change any of these settings? [N]> y

SNMP Monitoring

Do you want to disable any of these traps? [Y]>

Enter number or numbers of traps to disable. Separate multiple numbers with commas.

[]> 1,8

Enterprise Trap Status

1. RAIDStatusChange Disabled

2. fanFailure Enabled

3. highTemperature Enabled

4. keyExpiration Enabled

5. linkDown Enabled

6. linkUp Enabled

7. powerSupplyStatusChange Enabled

8. resourceConservationMode Disabled

9. updateFailure Enabled

Do you want to change any of these settings? [N]>

Enter the System Location string.

[Unknown: Not Yet Configured]> Network Operations Center - west; rack #31, position 2

Enter the System Contact string.

[snmp@localhost]> Joe Administrator, x8888

Current SNMP settings:

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Listening on interface "Data 1" 192.168.2.1/24 port 161.

SNMP v3: Enabled.

SNMP v1/v2: Enabled, accepting requests from subnet 192.168.2.0/24.

SNMP v1/v2 Community String: public

Trap target: 10.1.1.29

Location: Network Operations Center - west; rack #31, position 2

System Contact: Joe Administrator, x8888 mail3.example.com>

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31

SenderBase Network Participation

Overview of SenderBase Network Participation, page 31-1

Sharing Statistics with SenderBase, page 31-1

Frequently Asked Questions, page 31-2

Overview of SenderBase Network Participation

SenderBase is an email reputation service designed to help email administrators research senders, identify legitimate sources of email, and block spammers.

Customers participating in the SenderBase Network allow Cisco to collect aggregated email traffic statistics about their organization, increasing the utility of the service for all who use it. Participation is voluntary. Cisco only collects summary data on message attributes and information about how different types of messages were handled by Cisco appliances. For example, Cisco does not collect the message body or the message subject. Personally identifiable information and information that identifies your organization is kept confidential.

Sharing Statistics with SenderBase

Procedure

Step 1

Step 2

Step 3

Step 4

Go to Security Services > SenderBase.

Click Edit Global Settings.

Mark the box to enable sharing statistical data with the SenderBase Information Service.

Checking this box enables the feature globally for the appliance. When enabled, the Context Adaptive

Scanning Engine (CASE) is used to collect and report the data (regardless of whether or not Cisco anti-spam scanning is enabled).

(Optional) Enable a proxy server for sharing statistical data with the SenderBase Information Service.

If you define a proxy server to retrieve rules updates, you can also configure an authenticated username, password, and specific port when connecting to the proxy server in the additional fields provided. To edit these settings, see

System Time, page 29-50

. You can configure the same settings using the senderbaseconfig

command in the CLI

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Frequently Asked Questions

Frequently Asked Questions

Cisco recognizes that privacy is important to you, so we design and operate our services with the protection of your privacy in mind. If you enroll in SenderBase Network Participation, Cisco will collect aggregated statistics about your organization’s email traffic; however, we do not collect or use any personally identifiably information. Any information Cisco collects that would identify your users or your organization will be treated as confidential.

Why should I participate?

Participating in the SenderBase Network helps us help you. Sharing data with us is important to helping stop email-based threats such as spam, viruses and directory harvest attacks from impacting your organization. Examples of when your participation is especially important include:

Email attacks that are specifically targeted at your organization, in which case the data you contribute provides the primary source of information to protect you.

Your organization is one of the first to be hit by a new global email attack, in which case the data you share with us will dramatically improve the speed with which we are able to react to a new threat.

What data do I share?

The data is summarized information on message attributes and information on how different types of messages were handled by Cisco appliances. We do not collect the full body of the message. Again, information provided to Cisco that would identify your users or your organization will be treated as

confidential. (See What does Cisco do to make sure that the data I share is secure?, page 31-4 below).

Table 31-1 and

Table 31-2

explain a sample log entry in a “human-friendly” format.

Table 31-1 Statistics Shared Per Cisco Appliance

Item

MGA Identifier

Timestamp

Software Version Numbers

Rule Set Version Numbers

Anti-virus Update Interval

Quarantine Size

Quarantine Message Count

Virus Score Threshold

Sample Data

MGA 10012

Data from 8 AM to 8:05 AM on July 1, 2005

MGA Version 4.7.0

Anti-Spam Rule Set 102

Updates every 10 minutes

500 MB

50 messages currently in quarantine

Send messages to quarantine at threat level 3 or higher

120

Sum of Virus Scores for messages entering quarantine

Count of messages entering quarantine

Maximum quarantine time

Count of Outbreak quarantine messages broken down by why they entered and exited quarantine, correlated with Anti-Virus result

30 (yields average score of 4)

12 hours

50 entering quarantine due to .exe rule

30 leaving quarantine due to manual release, and all

30 were virus positive

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Table 31-1

Item

Statistics Shared Per Cisco Appliance (continued)

Count of Outbreak quarantine messages broken down by what action was taken upon leaving quarantine

Sum of time messages were held in quarantine

Sample Data

10 messages had attachments stripped after leaving quarantine

20 hours

Table 31-2 Statistics Shared Per IP Address

Item Sample Data

Message count at various stages within the appliance

Seen by Anti-Virus engine: 100

Sum of Anti-Spam and Anti-Virus scores and verdicts

Number of messages hitting different Anti-Spam and

Anti-Virus rule combinations

Seen by Anti-Spam engine: 80

2,000 (sum of anti-spam scores for all messages seen)

100 messages hit rules A and B

Number of Connections

Number of Total and Invalid Recipients

Hashed Filename(s):

(a)

50 messages hit rule A only

20 SMTP Connections

50 total recipients

10 invalid recipients

A file <one-way-hash>.pif was found

Obfuscated Filename(s): (b)

URL Hostname

(c)

Obfuscated URL Path

(d)

Number of Messages by Spam and Virus Scanning

Results

inside an archive attachment called

<one-way-hash>.zip.

A file aaaaaaa0.aaa.pif was found inside a file aaaaaaa.zip.

There was a link found inside a message to www.domain.com

There was a link found inside a message to hostname www.domain.com, and had path aaa000aa/aa00aaa.

10 Spam Positive

10 Spam Negative

5 Spam Suspect

4 Virus Positive

16 Virus Negative

5 Virus Unscannable

500 spam, 300 ham

Number of messages by different Anti-Spam and

Anti-Virus verdicts

Count of Messages in Size Ranges

Count of different extension types

125 in 30K-35K range

300 “.exe” attachments

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Table 31-2 Statistics Shared Per IP Address

Item

Correlation of attachment types, true file type, and container type

Correlation of extension and true file type with attachment size

Sample Data (continued)

100 attachments that have a “.doc” extension but are actually “.exe”

50 attachments are “.exe” extensions within a zip

30 attachments were “.exe” within the 50-55K range

(a) Filenames will be encoded in a 1-way hash (MD5).

(b) Filenames will be sent in an obfuscated form, with all lowercase ASCII letters ([a-z]) replaced with “a,” all uppercase ASCII letters ([A-Z]) replaced with “A,” any multi-byte UTF-8 characters replaced with “x” (to provide privacy for other character sets), all ASCII digits ([0-9]) replaced with “0,” and all other single byte characters (whitespace, punctuation, etc.) maintained. For example, the file Britney1.txt.pif would appear as Aaaaaaa0.aaa.pif.

(c) URL hostnames point to a web server providing content, much as an IP address does. No confidential information, such as usernames and passwords, are included.

(d) URL information following the hostname is obfuscated to ensure that any personal information of the user is not revealed.

What does Cisco do to make sure that the data I share is secure?

If you agree to participate in the SenderBase Network:

Data sent from your Cisco appliances will be sent to the Cisco SenderBase Network servers using the secure protocol HTTPS.

All customer data will be handled with care at Cisco. This data will be stored in a secure location and access to the data will be limited to employees and contractors at Cisco who require access in order to improve the company's email security products and services or provide customer support.

No information identifying email recipients or the customer's company will be shared outside of

Cisco Systems when reports or statistics are generated based on the data.

Will sharing data impact the performance of my Cisco appliances?

Cisco believes that there will be a minimal performance impact for most customers. We record data that already exists as part of the mail delivery process. Customer data is then aggregated on the appliance and sent to SenderBase servers in batches, typically every 5 minutes. We anticipate that the total size of data transferred via HTTPS will be less than 1% of the bandwidth of a typical company's email traffic.

When enabled, the Context Adaptive Scanning Engine (CASE) is used to collect and report the data

(regardless of whether or not Cisco anti-spam scanning is enabled).

Note

If you choose to participate in the SenderBase Network, a “body scan” is performed on each message.

This happens regardless of whether a filter or other action applied to the message would have triggered a body scan. See “

Body Scanning Rule, page 9-28 ” for more information about body scanning.

If you have additional questions, please contact Cisco Customer Support. See Cisco Support

Community, page 1-6

.

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Are there other ways I can share data?

For customers wanting to do even more to help Cisco provide top quality security services, there is a command that allows you to share additional data. This higher level of data sharing will also provide attachment filenames in clear, unhashed text, as well as hostnames of URLs in messages. If you are interested in learning more about this feature, please talk to your Systems Engineer or contact Cisco

Customer Support.

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Other Tasks in the GUI

C H A P T E R

32

The graphical user interface (GUI) is the web-based alternative to some command line interface (CLI) commands for system monitoring and configuration. The GUI enables you to monitor the system using a simple Web-based interface without having to learn the Cisco AsyncOS command syntax.

This chapter contains the following sections:

The Cisco Graphical User Interface (GUI), page 32-1

System Information in the GUI, page 32-5

Gathering XML status from the GUI, page 32-6

The Cisco Graphical User Interface (GUI)

After HTTP and/or HTTPS services have been enabled for an interface, you can access the GUI and log in. See the “Overview” chapter in the Cisco IronPort AsyncOS for Email Configuration Guide for more information.

Enabling the GUI on an Interface

By default, the system ships with HTTP enabled on the Management interface (Data 1 for Cisco

C150/160 appliances).

To enable the GUI, execute the interfaceconfig

command at the command-line interface, edit the interface that you want to connect to, and then enable the HTTP services or secure HTTP services, or both.

Note

You can also use the Network > IP Interfaces page to enable or disable the GUI on an interface, once you have the GUI enabled on any other interface. See

IP Interfaces, page A-1

for more information.

Note

Enabling secure HTTP on an interface requires you to install a certificate. For more information, see

“Enabling a Certificate for HTTPS” in the Cisco IronPort AsyncOS for Email Advanced Configuration

Guide.

For either service, you specify the port on which you want the service to be enabled. By default, HTTP is enabled on port 80 and HTTPS on port 443. If you enable both services for an interface, you can automatically redirect HTTP requests to the secure service.

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The Cisco Graphical User Interface (GUI)

In addition, all users (see

Working with User Accounts, page 28-1 ) who attempt to access the GUI on

this interface (either via

HTTP or

HTTPS

) must authenticate themselves via a standard username and password login page.

Note

You must save the changes by using the commit

command before you are able to access the GUI.

In the following example, the GUI is enabled for the Data 1 interface. The interfaceconfig

command is used to enable HTTP on port 80 and HTTPS on port 443. (The demonstration certificate is temporarily used for HTTP until the certconfig

command can be run. For more information, see “Installing

Certificates on the Cisco Appliance” in the Cisco IronPort AsyncOS for Email Advanced Configuration

Guide.) HTTP requests to port 80 are configured to be automatically redirected to port 443 for the Data1 interface.

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Example

The Cisco Graphical User Interface (GUI)

mail3.example.com> interfaceconfig

Currently configured interfaces:

1. Data 1 (192.168.1.1/24 on Data1: mail3.example.com)

2. Data 2 (192.168.2.1/24 on Data2: mail3.example.com)

3. Management (192.168.42.42/24 on Management: mail3.example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]> edit

Enter the number of the interface you wish to edit.

[]> 1

IP interface name (Ex: "InternalNet"):

[Data 1]>

Would you like to configure an IPv4 address for this interface (y/n)? [Y]>

IPv4 Address (Ex: 192.168.1.2):

[192.168.1.1]>

Netmask (Ex: "255.255.255.0" or "0xffffff00"):

[24]>

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Would you like to configure an IPv6 address for this interface (y/n)? [N]>

Ethernet interface:

1. Data 1

2. Data 2

3. Management

[1]>

Hostname:

[mail3.example.com]>

Do you want to enable Telnet on this interface? [N]>

Do you want to enable SSH on this interface? [N]>

Do you want to enable FTP on this interface? [N]>

Do you want to enable HTTP on this interface? [N]> y

Which port do you want to use for HTTP?

[80]> 80

Do you want to enable HTTPS on this interface? [N]> y

Which port do you want to use for HTTPS?

[443]> 443

You have not entered a certificate. To assure privacy, run

'certconfig' first. You may use the demo certificate

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to test HTTPS, but this will not be secure.

Do you really wish to use a demo certificate? [N]> y

System Information in the GUI

Both HTTP and HTTPS are enabled for this interface, should HTTP requests redirect to the secure service? [Y]> y

Currently configured interfaces:

1. Data 1 (192.168.1.1/24 on Data 1: mail3.example.com)

2. Data 2 (192.168.2.1/24 on Data 2: mail3.example.com)

3. Management (192.168.42.42/24 on Management: mail3.example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]> mail3.example.com> commit

Please enter some comments describing your changes:

[]> enabled HTTP, HTTPS for Data 1

Changes committed: Mon Jul 7 13:21:23 2003 mail3.example.com>

System Information in the GUI

On the System Overview page, you can:

View historical graphs and tables showing some of the key system status and performance information.

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Gathering XML status from the GUI

View the version of the Cisco AsyncOS operating system installed on the appliance.

View a subset of key statistics.

The System Status page provides a detailed representation of all real-time mail and DNS activity for the system. You can also reset the counters for system statistics and view the last time the counters were reset.

Gathering XML status from the GUI

View status through XML pages, or access XML status information programatically.

The XML Status feature provides a programmatic method to access email monitoring statistics. Note that some newer browsers can also render XML data directly.

Information from the pages in the GUI in this table is also available as dynamic XML output by accessing the corresponding URL:

GUI Page Name

Mail Status

Corresponding XML status URL

http://

hostname

/xml/status

Host Mail Status for a

Specified Host

DNS Status

http://

hostname

/xml/hoststatus?hostname=

host

http://

hostname

/xml/dnsstatus

Top Incoming Domains

Top Outgoing Domains a

http://

hostname

/xml/topin http://

hostname

/xml/tophosts

a

The default sort order for this page is by number of active recipients. You can change the order by appending “?sort=order” to the URL, where order is

conn_out

,

deliv_recip

,

soft_bounced

, or

hard_bounced

.

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33

Advanced Network Configuration

This chapter includes information about advanced network configuration generally available via the etherconfig

command, such as NIC pairing, VLANs, Direct Server Return, and more.

Media Settings on Ethernet Interfaces, page 33-1

Network Interface Card Pairing/Teaming, page 33-3

Virtual Local Area Networks (VLANs), page 33-9

Direct Server Return, page 33-15

Ethernet Interface’s Maximum Transmission Unit, page 33-20

Media Settings on Ethernet Interfaces

Media settings for the ethernet interfaces can be accessed via the use of the etherconfig

command. Each ethernet interface is listed with its current setting. By selecting the interface, the possible media settings are displayed. See

Example of Editing Media Settings, page 33-2 for an example.

Using etherconfig to Edit Media Settings on Ethernet Interfaces

The etherconfig

command can be used to set the duplex settings (full/half) as well as the speed

(10/100/1000 Mbps) of ethernet interfaces. By default, interfaces automatically select the media settings; however, in some cases you may wish to override this setting.

Note

If you have completed the GUI’s System Setup Wizard (or the Command Line Interface systemsetup command) as described in the “Setup and Installation” chapter of the Cisco IronPort AsyncOS for Email

Configuration Guide and committed the changes, the default ethernet interface settings should already be configured on your appliance.

Note

Some Cisco appliances contain a fiber optic network interface option. If available, you will see two additional ethernet interfaces (Data 3 and Data 4) in the list of available interfaces on these appliances.

These gigabit fiber optic interfaces can be paired with the copper (Data 1, Data 2, and Management) interfaces in a heterogeneous configuration. See

Network Interface Card Pairing/Teaming, page 33-3

.

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Media Settings on Ethernet Interfaces

Example of Editing Media Settings

mail3.example.com> etherconfig

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]> media

Ethernet interfaces:

1. Data 1 (Autoselect: <100baseTX full-duplex>) 00:06:5b:f3:ba:6d

2. Data 2 (Autoselect: <100baseTX full-duplex>) 00:06:5b:f3:ba:6e

3. Management (Autoselect: <100baseTX full-duplex>) 00:02:b3:c7:a2:da

Choose the operation you want to perform:

- EDIT - Edit an ethernet interface.

[]> edit

Enter the name or number of the ethernet interface you wish to edit.

[]> 2

Please choose the Ethernet media options for the Data 2 interface.

1. Autoselect

2. 10baseT/UTP half-duplex

3. 10baseT/UTP full-duplex

4. 100baseTX half-duplex

5. 100baseTX full-duplex

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6. 1000baseTX half-duplex

7. 1000baseTX full-duplex

[1]> 5

Ethernet interfaces:

1. Data 1 (Autoselect: <100baseTX full-duplex>) 00:06:5b:f3:ba:6d

2. Data 2 (100baseTX full-duplex: <100baseTX full-duplex>) 00:06:5b:f3:ba:6e

3. Management (Autoselect: <100baseTX full-duplex>) 00:02:b3:c7:a2:da

Choose the operation you want to perform:

- EDIT - Edit an ethernet interface.

[]>

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]>

Network Interface Card Pairing/Teaming

NIC pairing allows you to combine any two physical data ports in order to provide a backup Ethernet interface if the data path from the NIC to the upstream Ethernet port should fail. Basically, pairing configures the Ethernet interfaces so that there is a primary interface and a backup interface. If the primary interface fails (i.e. if the carrier between the NIC and the upstream node is disrupted), the backup interface becomes active and an alert is sent. Within Cisco documentation, NIC pairing is synonymous with NIC teaming.

Note

NIC pairing is not available on Email Security virtual appliances.

You can create more than one NIC pair, providing you have enough data ports. When creating pairs, you can combine any two data ports. For example:

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Data 1 and Data 2

Data 3 and Data 4

Data 2 and Data 3 etc.

Some Cisco appliances contain a fiber optic network interface option. If available, you will see two additional ethernet interfaces (Data 3 and Data 4) in the list of available interfaces on these appliances.

These gigabit fiber optic interfaces can be paired with the copper (Data 1, Data 2, and Management) interfaces in a heterogeneous configuration.

NIC Pairing and VLANs

VLANs (see

Virtual Local Area Networks (VLANs), page 33-9

) are only allowed on the primary interface.

NIC Pair Naming

When creating NIC pairs, you must specify a name to use to refer to the pair. NIC pairs created in versions of AsyncOS prior to version 4.5 will automatically receive the default name of ‘Pair 1’ following an upgrade.

Any alerts generated regarding NIC pairing will reference the specific NIC pair by name.

Configuring and Testing NIC Pairing/Teaming

Once you have verified your ethernet media setting, use the etherconfig

command to configure NIC pairing. You will be prompted for a name to use to refer to the pair.

The failover

sub-command switches the active interface. The system will not automatically switch back to the primary NIC when it comes back on line and the backup interface will remain active in that case until you explicitly switch the system back over to the primary NIC (by using the failover command) or unless the backup NIC has a failure. See

Using the failover Subcommand for NIC Pairing, page 33-6 .

Use the delete

subcommand to remove NIC pairs.

When configuring NIC pairing, keep in mind that all configuration changes require a commit, except for failover

. The failover

command force a failover during the next polling interval which is every 15 seconds once NIC pairing configuration has been committed.

NIC Pairing and Existing Listeners

If you enable NIC pairing on an interface that has listeners assigned to it, you are prompted to either delete, reassign, or disable all listeners assigned to the backup interface.

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Enabling NIC Pairing via the etherconfig Command

Note

NIC pairing is not available on Email Security virtual appliances. mail3.example.com> etherconfig

Network Interface Card Pairing/Teaming

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]> pairing

Paired interfaces:

Choose the operation you want to perform:

- NEW - Create a new pairing.

[]> new

Please enter a name for this pair (Ex: "Pair 1"):

[]> Pair 1

Warning: The backup (Data 2) for the NIC Pair is currently configured with one or more

IP addresses. If you continue, the Data 2 interface will be deleted.

Do you want to continue? [N]> y

The interface you are deleting is currently used by listener "OutgoingMail".

What would you like to do?

1. Delete: Remove the listener and all its settings.

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2. Change: Choose a new interface.

3. Ignore: Leave the listener configured for interface "Data 2" (the listener will be disabled until you add a new interface named "Data 2" or edit the listener's settings).

[1]>

Listener OutgoingMail deleted for mail3.example.com.

Interface Data 2 deleted.

Paired interfaces:

1. Pair 1:

Primary (Data 1) Active, Link is up

Backup (Data 2) Standby, Link is up

Choose the operation you want to perform:

- FAILOVER - Manually failover to other port.

- DELETE - Delete a pairing.

- STATUS - Refresh status.

[]> mail3.example.com> commit

Note

Be sure to test the NIC pair now that you have created it. See

Verifying NIC Pairing, page 33-8 for more

information.

Using the failover Subcommand for NIC Pairing

In this example, a manual failover is issued, forcing the Data 2 interface to become the primary interface.

Note that you must issue the status

sub-command to see the change in the CLI: mail3.example.com> etherconfig

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

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- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]> pairing

Paired interfaces:

1. Pair 1:

Primary (Data 1) Active, Link is up

Backup (Data 2) Standby, Link is up

Choose the operation you want to perform:

- FAILOVER - Manually failover to other port.

- DELETE - Delete a pairing.

- STATUS - Refresh status.

[]> failover

Paired interfaces:

1. Pair 1:

Primary (Data 1) Active, Link is up

Backup (Data 2) Standby, Link is up

Choose the operation you want to perform:

- FAILOVER - Manually failover to other port.

- DELETE - Delete a pairing.

- STATUS - Refresh status.

[]> status

Paired interfaces:

Network Interface Card Pairing/Teaming

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1. Pair 1:

Primary (Data 1) Standby, Link is up

Backup (Data 2) Active, Link is up

Choose the operation you want to perform:

- FAILOVER - Manually failover to other port.

- DELETE - Delete a pairing.

- STATUS - Refresh status.

[]>

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]>

Verifying NIC Pairing

Procedure

Step 1

Use the ping

command in the CLI to test your paired interface by “pinging” an IP address on the same subnet as the NIC pair that has been confirmed to return a ping by an independent source.: mail3.example.com> ping x.x.x.x

Step 2

Step 3

Step 4

Issue a failover command ( etherconfig -> pairing -> failover

). Wait 15 seconds.

Use the ping

command in the CLI to test your paired interface again with the backup NIC as the active interface.

Finally, return the NIC pair to its default state by issuing one more failover so that the primary interface is now active.

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Virtual Local Area Networks (VLANs)

Virtual Local Area Networks (VLANs)

VLANs are virtual local area networks bound to physical data ports. You can configure VLANs to increase the number of networks the Cisco appliance can connect to beyond the number of physical interfaces included. For example, a Cisco C6x appliance has three interfaces: Data 1, Data 2, and

Management. VLANs allow more networks to be defined on separate “ports” on existing listeners. (See

Appendix A, “Accessing the Appliance” for more information.) You can configure multiple VLANs on

any physical network port.

Figure 33-1

provides an example of configuring several VLANs on the Data

2 interface.

Figure 33-1 Using VLANs to increase the number of networks available on the appliance

IronPort appliance configured for VLAN1, VLAN2, VLAN3

VLAN

“Router”

DMZ

NOC

VLAN1

VLAN2

VLAN3

VLANs can be used to segment networks for security purposes, to ease administration, or increase bandwidth. VLANs appear as dynamic “Data Ports” labeled in the format of: “VLAN DDDD” where the

“DDDD” is the ID and is an integer up to 4 digits long (VLAN 2, or VLAN 4094 for example). AsyncOS supports up to 30 VLANs. Duplicate VLAN IDs are not allowed on an Cisco appliance.

VLANs and Physical Ports

A physical port does not need an IP address configured in order to be in a VLAN. The physical port on which a VLAN is created can have an IP that will receive non-VLAN traffic, so you can have both VLAN and non-VLAN traffic on the same interface.

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Virtual Local Area Networks (VLANs)

VLANs can be created on all “Data” and “Management” ports, including fiber optic data ports available on some Cisco X10x, C3x, and C6x appliances.

VLANs can be used with NIC pairing (available on paired NICs) and with Direct Server Return (DSR).

Figure 33-2

illustrates a use case showing how two mail servers unable to communicate directly due to

VLAN limitations can send mail through the Cisco appliance. The blue line shows mail coming from the sales network (VLAN1) to the appliance. The appliance will process the mail as normal and then, upon delivery, tag the packets with the destination VLAN information (red line).

Figure 33-2 Using VLANs to Facilitate Communication Between Appliances

IronPort appliance configured for VLAN1, VLAN2, VLAN3

Data 2 interface

VLAN

“Switch” or

“Router”

VLAN1

VLAN3

Sales server

VLAN2

Internet

Finance server

Managing VLANs

You can create, edit and delete VLANs via the etherconfig

command. Once created, a VLAN can be configured via the Network -> Interfaces page or the interfaceconfig

command in the CLI. Remember to commit all changes.

Creating a New VLAN via the etherconfig Command

In this example, two VLANs are created (named VLAN 31 and VLAN 34) on the Data 1 port: mail3.example.com> etherconfig

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

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- MTU - View and configure MTU.

[]> vlan

VLAN interfaces:

Choose the operation you want to perform:

- NEW - Create a new VLAN.

[]> new

VLAN ID for the interface (Ex: "34"):

[]> 34

Virtual Local Area Networks (VLANs)

Enter the name or number of the ethernet interface you wish bind to:

1. Data 1

2. Data 2

3. Management

[1]> 1

VLAN interfaces:

1. VLAN 34 (Data 1)

Choose the operation you want to perform:

- NEW - Create a new VLAN.

- EDIT - Edit a VLAN.

- DELETE - Delete a VLAN.

[]> new

VLAN ID for the interface (Ex: "34"):

[]> 31

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Virtual Local Area Networks (VLANs)

Enter the name or number of the ethernet interface you wish bind to:

1. Data 1

2. Data 2

3. Management

[1]> 1

VLAN interfaces:

1. VLAN 31 (Data 1)

2. VLAN 34 (Data 1)

Choose the operation you want to perform:

- NEW - Create a new VLAN.

- EDIT - Edit a VLAN.

- DELETE - Delete a VLAN.

[]>

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]>

Creating an IP Interface on a VLAN via the interfaceconfig Command

In this example, a new IP interface is created on the VLAN 31 ethernet interface.

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Virtual Local Area Networks (VLANs)

Note

Making changes to an interface may close your connection to the appliance. mail3.example.com> interfaceconfig

Currently configured interfaces:

1. Data 1 (10.10.1.10/24: example.com)

2. Management (10.10.0.10/24: example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]> new

Please enter a name for this IP interface (Ex: "InternalNet"):

[]> InternalVLAN31

Would you like to configure an IPv4 address for this interface (y/n)? [Y]>

IPv4 Address (Ex: 10.10.10.10):

[]> 10.10.31.10

Netmask (Ex: "255.255.255.0" or "0xffffff00"):

[255.255.255.0]>

Would you like to configure an IPv6 address for this interface (y/n)? [N]>

Ethernet interface:

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Virtual Local Area Networks (VLANs)

1. Data 1

2. Data 2

3. Management

4. VLAN 31

5. VLAN 34

[1]> 4

Hostname:

[]> mail31.example.com

Do you want to enable Telnet on this interface? [N]>

Do you want to enable SSH on this interface? [N]>

Do you want to enable FTP on this interface? [N]>

Do you want to enable HTTP on this interface? [N]>

Do you want to enable HTTPS on this interface? [N]>

Chapter 33 Advanced Network Configuration

Currently configured interfaces:

1. Data 1 (10.10.1.10/24: example.com)

2. InternalVLAN31 (10.10.31.10/24: mail31.example.com)

3. Management (10.10.0.10/24: example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

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- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]> mail3.example.com> commit

You can also configure VLANs via the Network -> Listeners page:

Figure 33-3 Using a VLAN when Creating a New IP Interface via the GUI

Direct Server Return

Direct Server Return

Direct Server Return (DSR) is a way of providing support for a light-weight load balancing mechanism to load balance between multiple Cisco appliances sharing the same Virtual IP (VIP).

DSR is implemented via an IP interface created on the “loopback” ethernet interface on the Cisco appliance.

Note

Configuring load balancing for Cisco appliances is beyond the scope of this document.

Enabling Direct Server Return

Enable DSR by enabling the “loopback” ethernet interface on each participating appliance. Next, create an IP interface on the loopback interface with a virtual IP (VIP) via the interfaceconfig

command in the CLI or via the Network -> Interfaces page in the GUI. Finally, create a listener on the new IP interface via the listenerconfig

command in the CLI or via the Network -> Listeners page in the GUI.

Remember to commit all changes.

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Direct Server Return

Note

Using the loopback interface prevents the appliance from issuing ARP replies for that specific interface.

When enabling DSR, the following rules apply:

All systems use the same Virtual IP (VIP) address

All systems must be on the same switch and subnet as the load balancer

Figure 33-4 Using DSR to Load Balance Between Multiple Cisco Appliances on a Switch

Default Gateway

Switch

Load Balancer

VIP 1.1.1.1

IronPort Appliance 1

VIP 1.1.1.1/32

A:B:C:D:E:1

IronPort Appliance 2

VIP 1.1.1.1/32

A:B:C:D:E:2

Enabling the Loopback Interface via the etherconfig Command

Once enabled, the loopback interface is treated like any other interface (e.g. Data 1): mail3.example.com> etherconfig

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]> loopback

Currently configured loopback interface:

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Choose the operation you want to perform:

- ENABLE - Enable Loopback Interface.

[]> enable

Currently configured loopback interface:

1. Loopback

Choose the operation you want to perform:

- DISABLE - Disable Loopback Interface.

[]>

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]>

Creating an IP Interface on Loopback via the interfaceconfig Command

Create an IP interface on the loopback interface: mail3.example.com> interfaceconfig

Currently configured interfaces:

1. Data 1 (10.10.1.10/24: example.com)

2. InternalV1 (10.10.31.10/24: mail31.example.com)

3. Management (10.10.0.10/24: example.com)

Choose the operation you want to perform:

Direct Server Return

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Direct Server Return

- NEW - Create a new interface.

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]> new

Please enter a name for this IP interface (Ex: "InternalNet"):

[]> LoopVIP

Would you like to configure an IPv4 address for this interface (y/n)? [Y]>

IPv4 Address (Ex: 10.10.10.10):

[]> 10.10.1.11

Netmask (Ex: "255.255.255.0" or "0xffffff00"):

[255.255.255.0]> 255.255.255.255

Would you like to configure an IPv6 address for this interface (y/n)? [N]>

Ethernet interface:

1. Data 1

2. Data 2

3. Loopback

4. Management

5. VLAN 31

6. VLAN 34

[1]> 3

Hostname:

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[]> example.com

Do you want to enable Telnet on this interface? [N]>

Do you want to enable SSH on this interface? [N]>

Do you want to enable FTP on this interface? [N]>

Do you want to enable HTTP on this interface? [N]>

Do you want to enable HTTPS on this interface? [N]>

Currently configured interfaces:

1. Data 1 (10.10.1.10/24: example.com)

2. InternalV1 (10.10.31.10/24: mail31.example.com)

3. LoopVIP (10.10.1.11/24: example.com)

4. Management (10.10.0.10/24: example.com)

Choose the operation you want to perform:

- NEW - Create a new interface.

- EDIT - Modify an interface.

- GROUPS - Define interface groups.

- DELETE - Remove an interface.

[]>

Direct Server Return

mail3.example.com> commit

Creating a Listener on the New IP Interface

Create a listener on the new IP interface via the GUI or the CLI. For example,

Figure 33-5 shows the

newly created IP interface available in the Add Listener page in the GUI.

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Ethernet Interface’s Maximum Transmission Unit

Figure 33-5 Creating a Listener on the New Loopback IP Interface

Ethernet Interface’s Maximum Transmission Unit

The maximum transmission unit (MTU) is the largest unit of data that an ethernet interface will accept.

You can decrease the MTU for an ethernet interface using the etherconfig

command. The default MTU size is 1500 bytes, which is the largest MTU that the ethernet interface can accept.

To edit an interface’s MTU: mail3.example.com> etherconfig

Choose the operation you want to perform:

- MEDIA - View and edit ethernet media settings.

- PAIRING - View and configure NIC Pairing.

- VLAN - View and configure VLANs.

- LOOPBACK - View and configure Loopback.

- MTU - View and configure MTU.

[]> mtu

Ethernet interfaces:

1. Data 1 mtu 1400

2. Data 2 default mtu 1500

3. Management default mtu 1500

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Choose the operation you want to perform:

- EDIT - Edit an ethernet interface.

[]> edit

Ethernet Interface’s Maximum Transmission Unit

Enter the name or number of the ethernet interface you wish to edit.

[]> 2

Please enter a non-default (1500) MTU value for the Data 2 interface.

[]> 1200

Ethernet interfaces:

1. Data 1 mtu 1400

2. Data 2 mtu 1200

3. Management default mtu 1500

Choose the operation you want to perform:

- EDIT - Edit an ethernet interface.

[]>

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C H A P T E R

34

Logging

An important feature of the Cisco Email Security appliance is its logging capabilities. AsyncOS can generate many types of logs, recording varying types of information. Log files contain the records of regular activity and errors from various components of the system. This information can be valuable when monitoring your Cisco appliance as well as when troubleshooting or checking performance.

Overview, page 34-1

Log Types, page 34-8

Log Subscriptions, page 34-38

Overview

Understanding Log Files and Log Subscriptions

Logs are a compact, efficient method of gathering critical information about the email operations of

AsyncOS. These logs record information regarding activity on your Cisco appliance. The information will vary depending upon the log you view, for example, Bounce logs or Delivery logs.

Most logs are recorded in plain text (ASCII) format; however, delivery logs are formatted in binary for resource efficiency. The ASCII text information is readable in any text editor.

Cisco offers the M-Series Security Management appliance for centralized reporting and tracking tool for logs from multiple Cisco appliances. See your Cisco representative for more information.

A log subscription associates a log type with a name, logging level, and other constraints such as size and destination information; multiple subscriptions for the same log type are permitted.

Log Types

Understanding Log Files and Log Subscriptions, page 34-1

Log Types, page 34-1

Log Retrieval Methods, page 34-6

The log type indicates what information will be recorded within the generated log such as message data, system statistics, binary or textual data. You select the log type when creating a log subscription. See

Log Subscriptions, page 34-38 for more information.

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Chapter 34 Logging

Cisco AsyncOS for Email generates the following log types:

Table 34-1 Log Types

Log

IronPort Text Mail Logs qmail Format Mail Logs

Delivery Logs

Bounce Logs

Status Logs

Domain Debug Logs

Injection Debug Logs

System Logs

CLI Audit Logs

FTP Server Logs

GUI Logs

Description

Text mail logs record information regarding the operations of the email system. For example, message receiving, message delivery attempts, open and closed connections, bounces, TLS connections, and others.

qmail format delivery logs record the same information regarding the operations of the email system as delivery logs following, but stored in qmail format.

Delivery logs record critical information about the email delivery operations of the Cisco appliance — for example, information regarding each recipient delivery and bounce at the time of the delivery attempt. The log messages are

“stateless,” meaning that all associated information is recorded in each log message and users need not reference previous log messages for information about the current delivery attempt. Delivery logs are recorded in a binary format for resource efficiency. Delivery Log files must be post-processed using a provided utility to convert them to XML or CSV (comma-separated values) format. The conversion tools are located at: http://support.ironport.com

Bounce logs record information about bounced recipients. The information recorded for each bounced recipient includes: the message ID, the recipient

ID, the Envelope From address, the Envelope To address, the reason for the recipient bounce, and the response code from the recipient host. In addition, you can choose to log a fixed amount of each bounced recipient message.

This amount is defined in bytes and the default is zero.

This log file records system statistics found in the CLI status commands, including status detail

and dnsstatus

. The period of recording is set using the setup

subcommand in logconfig

. Each counter or rate reported in status logs is the value since the last time the counter was reset.

Domain debug logs record the client and server communication during an

SMTP conversation between the Cisco appliance and a specified recipient host. This log type can be used to debug issues with specific recipient hosts.

You must specify the total number of SMTP sessions to record in the log file.

As sessions are recorded, this number decreases. You can stop domain debug before all sessions have been recorded by deleting or editing the log subscription.

Injection debug logs record the SMTP conversation between the Cisco appliance and a specified host connecting to the system. Injection debug logs are useful for troubleshooting communication problems between the Cisco appliance and a host on the Internet.

System logs record the following: boot information, DNS status information, and comments users typed using commit

command. System logs are useful for troubleshooting the basic state of the appliance.

The CLI audit logs record all CLI activity on the system.

FTP logs record information about the FTP services enabled on the interface.

Connection details and user activity are recorded.

See HTTP Logs.

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Overview

Table 34-1 Log Types (continued)

Log

HTTP Logs

NTP Logs

LDAP Debug Logs

Anti-Spam Logs

Anti-Spam Archive

Anti-Virus Logs

Anti-Virus Archive

Scanning Logs

IronPort Spam Quarantine

Logs

IronPort Spam Quarantine

GUI Logs

SMTP Conversation Logs

Description

HTTP logs record information about the HTTP and/or secure HTTP services enabled on the interface. Because the graphical user interface (GUI) is accessed via HTTP, the HTTP logs are ostensibly the GUI equivalent of the

CLI Audit logs. Session data (new session, session expired) and pages accessed in the GUI are recorded.

These logs also include information about SMTP transactions, for example information about scheduled reports emailed from the appliance.

NTP logs record the conversation between the appliance and any NTP

(Network Time Protocol) servers configured. For more information, see

“Editing the Network Time Protocol (NTP) Configuration (Time Keeping

Method)” in the “System Administration” chapter of the Cisco IronPort

AsyncOS for Email Configuration Guide.

LDAP debug logs are meant for debugging LDAP installations. (See the

“LDAP Queries” chapter in the Cisco IronPort AsyncOS for Email Advanced

Configuration Guide.) Useful information about the queries that the Cisco appliance is sending to the LDAP server are recorded here.

Anti-spam logs record the status of the anti-spam scanning feature of your system, including the status on receiving updates of the latest anti-spam rules. Also, any logs related to the Context Adaptive Scanning Engine are logged here.

If you enabled an Anti-Spam scanning feature, messages that are scanned and associated with the “archive message” action are archived here. The format is an mbox-format log file. For more information about anti-spam engines, see the “Anti-Spam” chapter in the Cisco IronPort AsyncOS for

Email Configuration Guide.

AntiVirus logs record the status of the anti-virus scanning feature of your system, including the status on receiving updates of the latest anti-virus identity files.

If you enabled an anti-virus engine, messages that are scanned and associated with the “archive message” action are archived here. The format is an mbox-format log file. For more information, see the “Anti-Virus” chapter in the Cisco IronPort AsyncOS for Email Configuration Guide.

The scanning log contains all LOG and COMMON messages for scanning engines (see the Alerts section of the “System Administration” chapter in the

Cisco IronPort AsyncOS for Email Configuration Guide). This is typically application faults, alert sent, alert failed, and log error messages. This log does not apply to system-wide alerts.

IronPOrt Spam Quarantine logs record actions associated with the Cisco

Spam Quarantine processes.

IronPort Spam Quarantine logs record actions associated with the Cisco

Spam Quarantine including configuration via the GUI, end user authentication, and end user actions (releasing email, etc.).

The SMTP conversation log records all parts of incoming and outgoing

SMTP conversations.

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Overview

Table 34-1 Log Types (continued)

Log

Safe/Block Lists Logs

Reporting Logs

Reporting Query Logs

Updater Logs

Tracking Logs

Authentication Logs

Configuration History Logs

Upgrade Logs

Description

Safelist/blocklist logs record data about the safelist/blocklist settings and database.

Reporting logs record actions associated with the processes of the centralized reporting service.

Reporting query logs record actions associated with the reporting queries that are run on the appliance.

The updater log records events related to updates for system services, such as McAfee Anti-Virus definition updates.

Tracking logs record actions associated with the processes of the tracking service. Tracking logs are a subset of the mail logs.

The authentication log records successful user logins and unsuccessful login attempts.

Configuration history logs record the following information: What changes were made on the Email Security appliance, and when were the changes made? A new configuration history log is created each time a user commits a change.

Status information about upgrade download and installation.

Log Type Characteristics

Table 34-2 summarizes the different characteristics of each log type.

Table 34-2 Log Type Comparison

Contains

IronPort Mail

Logs qmail Format

Delivery Logs

Delivery Log

Bounce Logs

Status Logs

• •

• • •

• •

• •

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Table 34-2 Log Type Comparison (continued)

Contains

Overview

Domain Debug

Logs

Injection Debug

Logs

System Logs

CLI Audit Logs •

FTP Server Logs •

HTTP Logs

NTP Logs

LDAP Logs •

Anti-spam logs

Anti-Spam

Archive Logs

Anti-virus Logs •

Anti-Virus

Archive

Scanning Logs

IronPort Spam

Quarantine

IronPort Spam

Quarantine GUI

Safe/Block Lists

Logs

Reporting Logs

Reporting Query

Logs

Updater Logs

Tracking Logs •

• • •

• • • • • •

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Overview

Table 34-2 Log Type Comparison (continued)

Contains

Chapter 34 Logging

Authentication

Logs

Configuration

History Logs

• •

Log Retrieval Methods

Log files can be retrieved based upon one of the following file transfer protocols. You set the protocol while creating or editing the log subscription in the GUI or via the logconfig

command during the log subscription process.

Table 34-3 Log Transfer Protocols

Manually

Download

FTP Push

SCP Push

Syslog Push

This method lets you access log files at any time by clicking a link to the log directory on the Log Subscriptions page, then clicking the log file to access. Depending on your browser, you can view the file in a browser window, or open or save it as a text file. This method uses the HTTP(S) protocol and is the default retrieval method.

Note

Using this method, you cannot retrieve logs for any computer in a cluster, regardless of level (machine, group, or cluster), even if you specify this method in the CLI.

This method periodically pushes log files to an FTP server on a remote computer. The subscription requires a username, password, and destination directory on the remote computer. Log files are transferred based on a rollover schedule set by you.

This method periodically pushes log files to an SCP server on a remote computer. This method requires an SSH SCP server on a remote computer using the SSH1 or SSH2 protocol. The subscription requires a username, SSH key, and destination directory on the remote computer. Log files are transferred based on a rollover schedule set by you.

This method sends log messages to a remote syslog server. This method conforms to

RFC 3164. You must submit a hostname for the syslog server and choose to use either

UDP or TCP for log transmission. The port used is 514. A facility can be selected for the log; however, a default for the log type is pre-selected in the dropdown menu. Only text-based logs can be transferred using syslog push.

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Overview

Log Filenames and Directory Structure

Cisco AsyncOS creates a directory for each log subscription based on the log subscription name. The actual name of the log file in the directory is composed of the log filename specified by you, the timestamp when the log file was started, and a single-character status code. The filename of logs are made using the following formula:

/LogSubscriptionName/[email protected]

Status codes may be

.current

or

.s

(signifying saved). You should only transfer or delete log files with the saved status.

Log Rollover and Transfer Schedule

Log files are created by log subscriptions, and are rolled over (and transferred, if a push-based retrieval option is selected) based on the first user-specified condition reached: maximum file size or scheduled rollover. Use the logconfig

command in the CLI or the Log Subscriptions page in the GUI to configure both the maximum file size and time interval for scheduled rollovers. You can also use the Rollover Now button in the GUI or the rollovernow

command in the CLI to rollover selected log subscriptions. See

Rolling Over Log Subscriptions, page 34-43 for more information on scheduling rollovers.

Logs retrieved using manual download are saved until they reach the maximum number you specify (the default is 10 files) or until the system needs more space for log files.

Logs Enabled by Default

Your Cisco appliance is pre-configured with the following log subscriptions enabled by default (other logs may be configured depending on which license keys you have applied). By default, the retrieval method is “Manually Download.”

Table 34-4 Pre-configured Log Subscriptions

11

12

13

14

15

7

8

9

10

3

4

5

6

Log #

1

2

Log Subscription Name

antispam antivirus asarchive authentication avarchive bounces cli_logs encryption error_logs euq_logs euqgui_logs ftpd_logs gui_logs mail_logs reportd_logs

Log Type

Anti-Spam logs

Anti-Virus Logs

Anti-Spam Archive

Authentication Logs

Anti-Virus Archive

Bounce Logs

CLI Audit Logs

Encryption

IronPort Text Mail Logs

IronPort Spam Quarantine Logs

IronPort Spam Quarantine GUI Logs

FTP Server Logs

HTTP Logs

IronPort Text Mail Logs

Reporting Logs

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Log Types

Chapter 34 Logging

Table 34-4

21

22

23

18

19

20

Log #

16

17

Pre-configured Log Subscriptions (continued)

Log Subscription Name

reportingqueryd_logs scanning slbld_logs sntpd_logs status system_logs trackerd_logs updater_logs

Log Type

Reporting Query Logs

Scanning Logs

Safe/Block Lists Logs

NTP logs

Status Logs

System Logs

Tracking Logs

Updater Logs

All pre-configured log subscriptions have a Log Level of 3, except for error_logs

which is set at 1 so that it will contain only errors. See

Log Levels, page 34-39 for more information. For information about

creating new log subscriptions, or modifying existing ones, see

Log Subscriptions, page 34-38 .

Log Types

Using IronPort Text Mail Logs, page 34-9

Using IronPort Delivery Logs, page 34-15

Using IronPort Bounce Logs, page 34-17

Using IronPort Status Logs, page 34-19

Using IronPort Domain Debug Logs, page 34-22

Using IronPort Injection Debug Logs, page 34-23

Using IronPort System Logs, page 34-24

Using IronPort CLI Audit Logs, page 34-25

Using IronPort FTP Server Logs, page 34-26

Using IronPort HTTP Logs, page 34-27

Using IronPort NTP Logs, page 34-28

Using Scanning Logs, page 34-28

Using IronPort Anti-Spam Logs, page 34-29

Using IronPort Anti-Virus Logs, page 34-29

Using IronPort Spam Quarantine Logs, page 34-30

Using IronPort Spam Quarantine GUI Logs, page 34-30

Using IronPort LDAP Debug Logs, page 34-31

Using Safelist/Blocklist Logs, page 34-32

Using Reporting Logs, page 34-33

Using Reporting Query Logs, page 34-34

Using Updater Logs, page 34-35

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Log Types

Understanding Tracking Logs, page 34-36

Using Authentication Logs, page 34-37

Timestamps in Log Files

The following log files include the begin and end date of the log itself, the version of AsyncOS, and the

GMT offset (provided in seconds, and only at the beginning of the log):

Anti-Virus log

LDAP log

System log

Mail log

Using IronPort Text Mail Logs

They contain details of email receiving, email delivery and bounces. Status information is also written to the mail log every minute. These logs are a useful source of information to understand delivery of specific messages and to analyze system performance.

These logs do not require any special configuration. However, you must configure the system properly to view attachment names, and attachment names may not always be logged. For information, see

Enabling Message Tracking, page 25-1 and Message Tracking Overview, page 25-1

.

Information displayed in text mail logs is shown in Table 34-5 .

Table 34-5 Text Mail Log Statistics

Statistic

ICID

DCID

RCID

MID

RID

New

Start

Description

Injection Connection ID. This is a numerical identifier for an individual SMTP connection to the system, over which 1 to thousands of individual messages may be sent.

Delivery Connection ID. This is a numerical identifier for an individual SMTP connection to another server, for delivery of 1 to thousands of messages, each with some or all of their RIDs being delivered in a single message transmission.

RPC Connection ID. This is a numerical identifier for an individual RPC connection to the Cisco Spam quarantine. It is used to track messages as they are sent to and from the Cisco Spam Quarantine.

Message ID: Use this to track messages as they flow through the logs.

Recipient ID: Each message recipient is assigned an ID.

New connection initiated.

New message started.

Interpreting an IronPort Text Mail Log

Use the following sample as a guide to interpret log files.

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Log Types

Note

Individual lines in log files are NOT numbered. They are numbered here only for sample purposes.

Table 34-6 Text Mail Log Detail

1

2

5

6

3

4

7

8

9

10

Mon Apr 17 19:56:22 2003 Info: New SMTP ICID 5 interface Management (10.1.1.1) address 10.1.1.209 reverse dns host remotehost.com verified yes

Mon Apr 17 19:57:20 2003 Info: Start MID 6 ICID 5

Mon Apr 17 19:57:20 2003 Info: MID 6 ICID 5 From: <[email protected]>

Mon Apr 17 19:58:06 2003 Info: MID 6 ICID 5 RID 0 To: <[email protected]>

Mon Apr 17 19:59:52 2003 Info: MID 6 ready 100 bytes from <[email protected]>

Mon Apr 17 19:59:59 2003 Info: ICID 5 close

Mon Mar 31 20:10:58 2003 Info: New SMTP DCID 8 interface 192.168.42.42 address

10.5.3.25

Mon Mar 31 20:10:58 2003 Info: Delivery start DCID 8 MID 6 to RID [0]

Mon Mar 31 20:10:58 2003 Info: Message done DCID 8 MID 6 to RID [0]

Mon Mar 31 20:11:03 2003 Info: DCID 8 close

Line Number

1.

8.

9.

10.

5.

6.

7.

3.

4.

Use

Table 34-7 as a guide to reading the preceding log file.

Table 34-7 Detail of Text Mail Log Example

2.

Description

A new connection is initiated into the system and assigned an Injection ID (ICID) of “5.” The connection was received on the Management IP interface and was initiated from the remote host at 10.1.1.209.

The message was assigned a Message ID (MID) of “6” after the

MAIL FROM command is issued from the client.

The sender address is identified and accepted.

The recipient is identified and assigned a Recipient ID (RID) of “0.”

MID 5 is accepted, written to disk, and acknowledged.

Receiving is successful and the receiving connection closes.

Next the message delivery process starts. It is assigned a Delivery Connection ID

(DCID) of “8” from 192.168.42.42 and to 10.5.3.25.

The message delivery starts to RID “0.”

Delivery is successful for MID 6 to RID “0.”

The delivery connection closes.

Examples of Text Mail Log Entries

Following are some sample log entries based on various situations.

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Message Injection and Delivery

A message is injected into the Cisco appliance for a single recipient. The message is successfully delivered.

Wed Jun 16 21:42:34 2004 Info: New SMTP ICID 282204970 interface mail.example.com

(1.2.3.4) address 2.3.4.5 reverse dns host unknown verified no

Wed Jun 16 21:42:34 2004 Info: ICID 282204970 SBRS None

Wed Jun 16 21:42:35 2004 Info: Start MID 200257070 ICID 282204970

Wed Jun 16 21:42:35 2004 Info: MID 200257070 ICID 282204970 From: <[email protected]>

Wed Jun 16 21:42:36 2004 Info: MID 200257070 ICID 282204970 RID 0 To: <[email protected]>

Wed Jun 16 21:42:38 2004 Info: MID 200257070 Message-ID

'<[email protected]>'

Wed Jun 16 21:42:38 2004 Info: MID 200257070 Subject 'Hello'

Wed Jun 16 21:42:38 2004 Info: MID 200257070 ready 24663 bytes from <[email protected]>

Wed Jun 16 21:42:38 2004 Info: MID 200257070 antivirus negative

Wed Jun 16 21:42:38 2004 Info: MID 200257070 queued for delivery

Wed Jun 16 21:42:38 2004 Info: New SMTP DCID 2386069 interface 1.2.3.4 address 1.2.3.4

Wed Jun 16 21:42:38 2004 Info: Delivery start DCID 2386069 MID 200257070 to RID [0]

Wed Jun 16 21:42:38 2004 Info: ICID 282204970 close

Wed Jun 16 21:42:38 2004 Info: Message done DCID 2386069 MID 200257070 to RID [0]

[('X-SBRS', 'None')]

Wed Jun 16 21:42:38 2004 Info: MID 200257070 RID [0] Response 2.6.0

<[email protected]> Queued mail for delivery

Wed Jun 16 21:42:43 2004 Info: DCID 2386069 close

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Successful Message Delivery

Mon Mar 31 20:10:58 2003 Info: New SMTP DCID 5 interface 172.19.0.11 address

63.251.108.110

Mon Mar 31 20:10:58 2003 Info: Delivery start DCID 5 MID 4 to RID [0]

Mon Mar 31 20:10:58 2003 Info: Message done DCID 5 MID 4 to RID [0]

Mon Mar 31 20:11:03 2003 Info: DCID 5 close

Unsuccessful Message Delivery (Hard Bounce)

A message with two recipients is injected into the Cisco appliance. Upon delivery, the destination host returns a 5XX error, which indicates that the message cannot be delivered to either recipient. The Cisco appliance notifies the sender and removes the recipients from the queue.

Mon Mar 31 20:00:23 2003 Info: New SMTP DCID 3 interface 172.19.0.11 address

64.81.204.225

Mon Mar 31 20:00:23 2003 Info: Delivery start DCID 3 MID 4 to RID [0, 1]

Mon Mar 31 20:00:27 2003 Info: Bounced: DCID 3 MID 4 to RID 0 - 5.1.0 - Unknown address error ('550', ['<[email protected]>... Relaying denied']) []

Mon Mar 31 20:00:27 2003 Info: Bounced: DCID 3 MID 4 to RID 1 - 5.1.0 - Unknown address error ('550', ['<[email protected]>... Relaying denied']) []

Mon Mar 31 20:00:32 2003 Info: DCID 3 close

Soft Bounce Followed by Successful Delivery

A message is injected into the Cisco appliance. On the first delivery attempt, the message soft bounces and is queued for future delivery. On the second attempt, the message is successfully delivered.

Mon Mar 31 20:10:58 2003 Info: New SMTP DCID 5 interface 172.19.0.11 address

63.251.108.110

Mon Mar 31 20:00:23 2003 Info: Delivery start DCID 3 MID 4 to RID [0, 1]

Mon Mar 31 20:00:23 2003 Info: Delayed: DCID 5 MID 4 to RID 0 - 4.1.0 - Unknown address error ('466', ['Mailbox temporarily full.'])[]

Mon Mar 31 20:00:23 2003 Info: Message 4 to RID [0] pending till Mon Mar 31 20:01:23

2003

Mon Mar 31 20:01:28 2003 Info: DCID 5 close

Mon Mar 31 20:01:28 2003 Info: New SMTP DCID 16 interface PublicNet address 172.17.0.113

Mon Mar 31 20:01:28 2003 Info: Delivery start DCID 16 MID 4 to RID [0]

Mon Mar 31 20:01:28 2003 Info: Message done DCID 16 MID 4 to RID [0]

Mon Mar 31 20:01:33 2003 Info: DCID 16 close

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Message Scanning Results for the scanconfig Command

You can use the scanconfig

command to determine the system behavior when a message can not be deconstructed into its component parts (when removing attachments). The Options are

Deliver

,

Bounce

, or

Drop

.

The following example shows the IronPort Text Mail log with scanconfig

set to

Deliver

.

Tue Aug 3 16:36:29 2004 Info: MID 256 ICID 44784 From: <[email protected]>

Tue Aug 3 16:36:29 2004 Info: MID 256 ICID 44784 RID 0 To: <[email protected]>

Tue Aug 3 16:36:29 2004 Info: MID 256 Message-ID '<[email protected]>'

Tue Aug 3 16:36:29 2004 Info: MID 256 Subject 'Virus Scanner Test #22'

Tue Aug 3 16:36:29 2004 Info: MID 256 ready 1627 bytes from <[email protected]>

Tue Aug 3 16:36:29 2004 Warning: MID 256, Message Scanning Problem: Continuation line seen before first header

Tue Aug 3 16:36:29 2004 Info: ICID 44784 close

Tue Aug 3 16:36:29 2004 Info: MID 256 antivirus positive 'EICAR-AV-Test'

Tue Aug 3 16:36:29 2004 Info: Message aborted MID 256 Dropped by antivirus

Tue Aug 3 16:36:29 2004 Info: Message finished MID 256 done

The following example shows the IronPort Tex Mail log with scanconfig

set to drop

.

Tue Aug 3 16:38:53 2004 Info: Start MID 257 ICID 44785

Tue Aug 3 16:38:53 2004 Info: MID 257 ICID 44785 From: [email protected]

Tue Aug 3 16:38:53 2004 Info: MID 257 ICID 44785 RID 0 To: <[email protected]>

Tue Aug 3 16:38:53 2004 Info: MID 257 Message-ID '<[email protected]>'

Tue Aug 3 16:38:53 2004 Info: MID 25781 Subject 'Virus Scanner Test #22'

Tue Aug 3 16:38:53 2004 Info: MID 257 ready 1627 bytes from <[email protected]>

Tue Aug 3 16:38:53 2004 Warning: MID 257, Message Scanning Problem: Continuation line seen before first header

Tue Aug 3 16:38:53 2004 Info: Message aborted MID 25781 Dropped by filter 'drop_zip_c'

Tue Aug 3 16:38:53 2004 Info: Message finished MID 257 done

Tue Aug 3 16:38:53 2004 Info: ICID 44785 close

Message with Attachment

In this example, a content filter with condition “Message Body Contains” has been configured to enable identification of attachment names:

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Sat Apr 23 05:05:42 2011 Info: New SMTP ICID 28 interface Management (192.0.2.10) address 224.0.0.10 reverse dns host test.com verified yes

Sat Apr 23 05:05:42 2011 Info: ICID 28 ACCEPT SG UNKNOWNLIST match sbrs[-1.0:10.0]

SBRS 0.0

Sat Apr 23 05:05:42 2011 Info: Start MID 44 ICID 28

Sat Apr 23 05:05:42 2011 Info: MID 44 ICID 28 From: <[email protected]>

Sat Apr 23 05:05:42 2011 Info: MID 44 ICID 28 RID 0 To: <[email protected]>

Sat Apr 23 05:05:42 2011 Info: MID 44 Message-ID '<000001cba32e$f24ff2e0$d6efd8a0$@com>'

Sat Apr 23 05:05:42 2011 Info: MID 44 Subject 'Message 001'

Sat Apr 23 05:05:42 2011 Info: MID 44 ready 240129 bytes from <[email protected]>

Sat Apr 23 05:05:42 2011 Info: MID 44 matched all recipients for per-recipient policy DEFAULT in the inbound table

Sat Apr 23 05:05:42 2011 Info: ICID 28 close

Sat Apr 23 05:05:42 2011 Info: MID 44 interim verdict using engine: CASE spam negative

Sat Apr 23 05:05:42 2011 Info: MID 44 using engine: CASE spam negative

Sat Apr 23 05:05:43 2011 Info: MID 44 attachment 'Banner.gif'

Sat Apr 23 05:05:43 2011 Info: MID 44 attachment '=D1=82=D0=B5=D1=81=D1=82.rst'

Sat Apr 23 05:05:43 2011 Info: MID 44 attachment 'Test=20Attachment.docx'

Sat Apr 23 05:05:43 2011 Info: MID 44 queued for delivery

Note that the second of the three attachments is Unicode. On terminals that cannot display Unicode, these attachments are represented in quoted-printable format.

Log Entries for Generated or Re-Written Messages

Some functions, such as rewrite/redirect actions ( alt-rcpt-to

filters, anti-spam rcpt rewrite, bcc() actions, anti-virus redirections, etc.), create new messages. When looking through the logs, you might need to check the results and add in further MIDs and possibly DCIDs. Entries such as these are possible:

Tue Jun 1 20:02:16 2004 Info: MID 14 generated based on MID 13 by bcc filter 'nonetest' or:

Tue Jan 6 15:03:18 2004 Info: MID 2 rewritten to 3 by antispam

Fri May 14 20:44:43 2004 Info: MID 6 rewritten to 7 by alt-rcpt-to-filter filter

'testfilt'

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An interesting point to note about ‘rewritten’ entries is that they can appear after lines in the log indicating use of the new MID.

Messages Sent to the Cisco Spam Quarantine

When you send a message to the quarantine, the mail logs track the movement to and from the quarantine using the RCID (RPC connection ID) to identify the RPC connection. In the following mail log, a message is tagged as spam, and sent to the Cisco Spam Quarantine:

Wed Feb 14 12:11:40 2007 Info: Start MID 2317877 ICID 15726925

Wed Feb 14 12:11:40 2007 Info: MID 2317877 ICID 15726925 From: <[email protected]>

Wed Feb 14 12:11:40 2007 Info: MID 2317877 ICID 15726925 RID 0 To:

<[email protected]>

Wed Feb 14 12:11:40 2007 Info: MID 2317877 Message-ID

'<W1TH05606E5811BEA0734309D4BAF0.323.14460.pimailer44.DumpShot.2@email.chase.com>'

Wed Feb 14 12:11:40 2007 Info: MID 2317877 Subject 'Envision your dream home - Now make it a reality'

Wed Feb 14 12:11:40 2007 Info: MID 2317877 ready 15731 bytes from <[email protected]>

Wed Feb 14 12:11:40 2007 Info: MID 2317877 matched all recipients for per-recipient policy DEFAULT in the inbound table

Wed Feb 14 12:11:41 2007 Info: MID 2317877 using engine: CASE spam suspect

Wed Feb 14 12:11:41 2007 Info: EUQ: Tagging MID 2317877 for quarantine

Wed Feb 14 12:11:41 2007 Info: MID 2317877 antivirus negative

Wed Feb 14 12:11:41 2007 Info: MID 2317877 queued for delivery

Wed Feb 14 12:11:44 2007 Info: RPC Delivery start RCID 756814 MID 2317877 to local

IronPort Spam Quarantine

Wed Feb 14 12:11:45 2007 Info: EUQ: Quarantined MID 2317877

Wed Feb 14 12:11:45 2007 Info: RPC Message done RCID 756814 MID 2317877

Wed Feb 14 12:11:45 2007 Info: Message finished MID 2317877 done

Using IronPort Delivery Logs

Delivery logs record critical information about the email delivery operations of AsyncOS. The log messages are “stateless,” meaning that all associated information is recorded in each log message and users need not reference previous log messages for information about the current delivery attempt.

The delivery log records all information pertaining to email delivery operations for each recipient. All information is laid out in a logical manner and is human-readable after conversion using a utility provided by Cisco. The conversion tools are located at: http://support.ironport.com

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Delivery logs are recorded and transferred in a binary format for resource efficiency. Information recorded in delivery logs is shown in the following table:

Table 34-8 Delivery Log Statistics

Statistic

Delivery status

Del_time

Inj_time

Bytes

Mid

Ip

From

Source_ip

Code

Reply

Rcpt Rid

To

Attempts

Description

Success (message was successfully delivered) or bounce (message was hard bounced)

Delivery time

Injection time. del_time

- inj_time

= time the recipient message stayed in the queue

Message size

Message ID

Recipient host IP. The IP address of the host that received or bounced the recipient message

Envelope From, also known as Envelope Sender or MAIL FROM

Source host IP. The IP address of the host of the incoming message

SMTP response code from recipient host

SMTP response message from recipient host

Recipient ID. Recipient ID starts with <0>, messages with multiple recipients will have multiple recipient IDs

Envelope To

Number of delivery attempts

If the delivery status was bounce, this additional information appears in the delivery log:

Table 34-9 Delivery Log Bounce Information

Statistic

Reason

Code

Error

Description

RFC 1893 Enhanced Mail Status Code interpretation of the SMTP response during the delivery

SMTP response code from recipient host

SMTP response message from recipient host

If you have set up logheaders (see

Logging Message Headers, page 34-42

), the header information appears after the delivery information:

Table 34-10 Delivery Log Header Information

Statistic

Customer_data

Header Name

Value

Description

XML tag marking the beginning of logged headers

Name of the header

Contents of the logged header

Examples of Delivery Log Entries

The examples in this section show a variety of Delivery Log entries.

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Successful Message Delivery

<success del_time="Fri Jan 09 15:34:20.234 2004" inj_time="Fri Jan 09 15:33:38.623 2004" bytes="202" mid="45949" ip="10.1.1.1" from="[email protected]" source_ip="192.168.102.1" code="250" reply="sent">

<rcpt rid="0" to="[email protected]" attempts="1" />

</success>

Delivery Status Bounce

<bounce del_time="Sun Jan 05 08:28:33.073 2003" inj_time="Mon Jan 05 08:28:32.929 2003" bytes="4074" mid="94157762" ip="0.0.0.0" from="[email protected]" source_ip="192.168.102.1 "reason="5.1.0 - Unknown address error" code="550" error="["Requested action not taken: mailbox unavailable"]">

<rcpt rid="0" to="[email protected]" attempts="1" />

</bounce>

Delivery Log Entry with Logheaders

<success del_time="Tue Jan 28 15:56:13.123 2003" inj_time="Tue Jan 28 15:55:17.696 2003" bytes="139" mid="202" ip="10.1.1.13" from="[email protected]" source_ip="192.168.102.1" code="250" reply="sent">

<rcpt rid="0" to="[email protected]" attempts="1" />

<customer_data>

<header name="xname" value="sh"/>

</customer_data>

</success>

Using IronPort Bounce Logs

The bounce log records all information pertaining to each bounced recipient. Information recorded in bounce logs is shown in

Table 34-11 .

Table 34-11 Bounce Log Statistics

Statistic

Timestamp

Log level

Bounce type

MID/RID

From

Description

The time of the bounce event

The level of detail in this bounce log

Bounced or delayed (for example, hard or soft-bounce)

Message ID and recipient ID

Envelope From

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Table 34-11

Statistic

To

Reason

Response

Bounce Log Statistics (continued)

Description

Envelope To

RFC 1893 Enhanced Mail Status Code interpretation of the SMTP response during the delivery

SMTP response code and message from recipient host

In addition, if you have specified message size to log or setup logheaders (see

Logging Message Headers, page 34-42

), the message and header information will appear after the bounce information:

Table 34-12 Bounce Log Header Information

Header

Message

The header name and content in the header

Content of the message logged

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Examples of Bounce Log Entries

Soft-Bounced Recipient (Bounce Type = Delayed)

Thu Dec 26 18:37:00 2003 Info: Delayed: 44451135:0

From:<[email protected]> To:<[email protected]>

Log Types

Reason: "4.1.0 - Unknown address error" Response: "('451',

['<[email protected]> Automated block triggered by suspicious activity from your IP address (10.1.1.1). Have your system administrator send e-mail to [email protected] if you believe this block is in error'])"

Hard-Bounced Recipient (Bounce Type = Bounced)

Thu Dec 26 18:36:59 2003 Info: Bounced: 45346670:0 From:<[email protected]>

To:<[email protected]>

Reason: "5.1.0 - Unknown address error" Response: "('550', ['There is no such active account.'])"

Bounce Log with Message Body and Logheaders

Wed Jan 29 00:06:30 2003 Info: Bounced: 203:0 From:<[email protected]>

To:<[email protected]>

Reason:"5.1.2 - Bad destination host" Response: "('000', [])" Headers: ['xname: userID2333']' Message: Message-Id:

<[email protected]>\015\012xname: userID2333\015\012subject:

Greetings.\015\012\015\012Hi Tom:'

Note

The text string \015\012 represents a line break (for example, CRLF).

Using IronPort Status Logs

Status logs record system statistics found in the CLI status commands, including status

, status detail

, and dnsstatus

. The period of recording is set using the setup

subcommand in logconfig

. Each counter or rate reported in status logs is the value since the last time the counter was reset.

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Reading Status Logs

Table 34-13

table shows the status log labels and the matching system statistics.

Table 34-13 Status Log Statistics

Statistic

CPULd

DskIO

RAMUtil

QKUsd

QKFre

CrtMID

CrtICID

CRTDCID

InjMsg

InjRcp

GenBncRcp

RejRcp

DrpMsg

SftBncEvnt

CmpRcp

HrdBncRcp

DnsHrdBnc

5XXHrdBnc

FltrHrdBnc

ExpHrdBnc

OtrHrdBnc

DlvRcp

DelRcp

GlbUnsbHt

ActvRcp

UnatmptRcp

AtmptRcp

CrtCncIn

CrtCncOut

DnsReq

NetReq

CchHit

CchMis

CchEct

Description

CPU Utilization

Disk I/O Utilization

RAM Utilization

Queue Kilobytes Used

Queue Kilobytes Free

Message ID (MID)

Injection Connection ID (ICID)

Delivery Connection ID (DCID)

Injected Messages

Injected Recipients

Generated Bounce Recipients

Rejected Recipients

Dropped Messages

Soft Bounced Events

Completed Recipients

Hard Bounced Recipients

DNS Hard Bounces

5XX Hard Bounces

Filter Hard Bounces

Expired Hard Bounces

Other Hard Bounces

Delivered Recipients

Deleted Recipients

Global Unsubscribe Hits

Active Recipients

Unattempted Recipients

Attempted Recipients

Current Inbound Connections

Current Outbound Connections

DNS Requests

Network Requests

Cache Hits

Cache Misses

Cache Exceptions

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QuarQKUsd

LogUsd

AVLd

CmrkLd

SophLd

McafLd

CASELd

TotalLd

LogAvail

EuQ

EuqRls

Table 34-13

Statistic

CchExp

CPUTTm

CPUETm

MaxIO

RamUsd

SwIn

SwOut

SwPgIn

SwPgOut

MMLen

DstInMem

ResCon

WorkQ

QuarMsgs

Log Types

Status Log Statistics (continued)

Description

Cache Expired

Total CPU time used by the application

Elapsed time since the application started

Maximum disk I/O operations per second for the mail process

Allocated memory in bytes

Memory swapped in.

Memory swapped out.

Memory paged in.

Memory paged out.

Total number of messages in the system

Number of destination objects in memory

Resource conservation tarpit value. Acceptance of incoming mail is delayed by this number of seconds due to heavy system load

This is the number of messages currently in the work queue

Number of individual messages in policy, virus, or outbreak quarantine (messages present in multiple quarantines are counted only once)

KBytes used by policy, virus, and outbreak quarantine messages

Percent of log partition used

Percent CPU used by anti-virus scanning

Percent CPU used by Cloudmark anti-spam scanning

Percent CPU used by Sophos anti-spam scanning

Percent CPU used by McAfee anti-virus scanning

Percent CPU used by CASE scanning

Total CPU consumption

Amount of disk space available for log files

Estimated number of messages in the Cisco Spam quarantine

Estimated number of messages in the Cisco Spam quarantine release queue

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Status Log Example

Fri Feb 24 15:14:39 2006 Info: Status: CPULd 0 DskIO 0 RAMUtil 2 QKUsd 0 QKFre 8388608

CrtMID 19036 CrtICID 35284 CrtDCID 4861 InjMsg 13889 InjRcp 14230 GenBncRcp 12 RejRcp

6318 DrpMsg 7437 SftBncEvnt 1816 CmpRcp 6813 HrdBncRcp 18 DnsHrdBnc 2 5XXHrdBnc 15

FltrHrdBnc 0 ExpHrdBnc 1 OtrHrdBnc 0 DlvRcp 6793 DelRcp 2 GlbUnsbHt 0 ActvRcp 0

UnatmptRcp 0 AtmptRcp 0 CrtCncIn 0 CrtCncOut 0 DnsReq 143736 NetReq 224227 CchHit 469058

CchMis 504791 CchEct 15395 CchExp 55085 CPUTTm 228 CPUETm 181380 MaxIO 350 RAMUsd

21528056 MMLen 0 DstInMem 4 ResCon 0 WorkQ 0 QuarMsgs 0 QuarQKUsd 0 LogUsd 3 AVLd 0 BMLd

0 CASELd 3 TotalLd 3 LogAvail 17G EuQ 0 EuqRls 0

Using IronPort Domain Debug Logs

Domain debug logs record the client and server communication during an SMTP conversation between the Cisco appliance and a specified recipient host. This log type is primarily used to debug issues with specific recipient hosts.

Table 34-14 Domain Debug Log Statistics

Statistic

Timestamp

Log level

From

To

Reason

Response

Description

The time of the bounce event

The level of detail in this bounce log

Envelope From

Envelope To

RFC 1893 Enhanced Mail Status Code interpretation of the

SMTP response during the delivery

SMTP response code and message from recipient host

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Domain Debug Log Example

Sat Dec 21 02:37:22 2003 Info: 102503993 Sent: 'MAIL FROM:<[email protected]>'

Sat Dec 21 02:37:23 2003 Info: 102503993 Rcvd: '250 OK'

Sat Dec 21 02:37:23 2003 Info: 102503993 Sent: 'RCPT TO:<[email protected]>'

Sat Dec 21 02:37:23 2003 Info: 102503993 Rcvd: '250 OK'

Sat Dec 21 02:37:23 2003 Info: 102503993 Sent: 'DATA'

Sat Dec 21 02:37:24 2003 Info: 102503993 Rcvd: '354 START MAIL INPUT, END WITH "." ON A

LINE BY ITSELF'

Sat Dec 21 02:37:24 2003 Info: 102503993 Rcvd: '250 OK'

Using IronPort Injection Debug Logs

Injection debug logs record the SMTP conversation between the Cisco appliance and a specified host connecting to the system. Injection debug logs are useful for troubleshooting communication problems between the Cisco appliance and a client initiating a connection from the Internet. The log records all bytes transmitted between the two systems and classifies them as “Sent to” the connecting host or

“Received from” the connecting host.

You must designate the host conversations to record by specifying an IP address, an IP range, hostname, or partial hostname. Any connecting IP address within an IP range will be recorded. Any host within a partial domain will be recorded. The system performs reverse DNS lookups on connecting IP addresses to convert to hostnames. IP addresses without a corresponding PTR record in DNS will not match hostnames.

You must also specify the number of sessions to record.

Each line within an Injection Debug log contains the following information in

Table 34-15 .

Table 34-15 Injection Debug Log Statistics

Statistic

Timestamp

ICID

Sent/Received

IP Address

Description

Time that the bytes were transmitted

The Injection Connection ID is a unique identifier that can be tied to the same connection in other log subscriptions

Lines marked with “Sent to” are the actual bytes sent to the connecting host. Lines marked with “Received from” are the actual bytes received from the connecting host

IP address of the connecting host

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Injection Debug Log Example

Wed Apr 2 14:30:04 2003 Info: 6216 Sent to '172.16.0.22': '220 postman.example.com

ESMTP\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Rcvd from '172.16.0.22': 'HELO mail.remotehost.com\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Sent to '172.16.0.22': '250 postman.example.com\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Rcvd from '172.16.0.22': 'MAIL

FROM:<[email protected]>\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Sent to '172.16.0.22': '250 sender

<[email protected]> ok\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Rcvd from '172.16.0.22': 'RCPT

TO:<[email protected]>\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Sent to '172.16.0.22': '250 recipient

<[email protected]> ok\015\012'

Wed Apr 2 14:30:04 Info: 6216 Rcvd from '172.16.0.22': 'DATA\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Sent to '172.16.0.22': '354 go ahead\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Rcvd from '172.16.0.22': 'To: [email protected]\015\012Date: Apr 02 2003 10:09:44\015\012Subject: Test

Subject\015\012From: Sender <[email protected]>\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Rcvd from '172.16.0.22': 'This is the content of the message'

Wed Apr 2 14:30:04 Info: 6216 Sent to '172.16.0.22': '250 ok\015\012'

Wed Apr 2 14:30:04 Info: 6216 Rcvd from '172.16.0.22': 'QUIT\015\012'

Wed Apr 2 14:30:04 2003 Info: 6216 Sent to '172.16.0.22': '221 postman.example.com\015\012'

Using IronPort System Logs

Table 34-16 System Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The logged event

System Log Example

In this example, the System log shows some commit entries, including the name of the user issuing the commit and the comment entered.

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Wed Sep 8 18:02:45 2004 Info: Version: 4.0.0-206 SN: XXXXXXXXXXXX-XXX

Wed Sep 8 18:02:45 2004 Info: Time offset from UTC: 0 seconds

Wed Sep 8 18:02:45 2004 Info: System is coming up

Wed Sep 8 18:02:49 2004 Info: bootstrapping DNS cache

Wed Sep 8 18:02:49 2004 Info: DNS cache bootstrapped

Wed Sep 8 18:13:30 2004 Info: PID 608: User admin commit changes: SSW:Password

Wed Sep 8 18:17:23 2004 Info: PID 608: User admin commit changes: Completed Web::SSW

Thu Sep 9 08:49:27 2004 Info: Time offset from UTC: -25200 seconds

Thu Sep 9 08:49:27 2004 Info: PID 1237: User admin commit changes: Added a second CLI log for examples

Thu Sep 9 08:51:53 2004 Info: PID 1237: User admin commit changes: Removed example CLI log.

Using IronPort CLI Audit Logs

Table 34-17 CLI Audit Log Statistics

Statistic

Timestamp

PID

Message

Description

Time that the bytes were transmitted

Process ID for the particular CLI session in which the command was entered

The message consists of the CLI command entered, the CLI output (including menus, lists, etc.), and the prompt that is displayed

CLI Audit Log Example

In this example, the CLI Audit log shows that, for PID 16434, the following CLI commands were entered: who

, textconfig

.

Thu Sep 9 14:35:55 2004 Info: PID 16434: User admin entered 'who'; prompt was

'\nmail3.example.com> '

Thu Sep 9 14:37:12 2004 Info: PID 16434: User admin entered 'textconfig'; prompt was

'\nUsername Login Time Idle Time Remote Host What\n======== ========== =========

=========== ====\nadmin Wed 11AM 3m 45s 10.1.3.14 tail\nadmin 02:32PM

0s 10.1.3.14 cli\nmail3.example.com> '

Thu Sep 9 14:37:18 2004 Info: PID 16434: User admin entered ''; prompt was '\nThere are no text resources currently defined.\n\n\nChoose the operation you want to perform:\n-

NEW - Create a new text resource.\n- IMPORT - Import a text resource from a file.\n[]> '

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Using IronPort FTP Server Logs

Table 34-18 FTP Server Log Statistics

Statistic

Timestamp

ID

Message

Description

Time that the bytes were transmitted

Connection ID. A separate ID for each FTP connection

The message section of the log entry can be logfile status information, or FTP connection information (login, upload, download, logout, etc.)

FTP Server Log Example

In this example, the FTP Server log records a connection (ID:1). The IP address of the incoming connection is shown, as well as the activity (uploading and downloading files) and the logout.

Wed Sep 8 18:03:06 2004 Info: Begin Logfile

Wed Sep 8 18:03:06 2004 Info: Version: 4.0.0-206 SN: 00065BF3BA6D-9WFWC21

Wed Sep 8 18:03:06 2004 Info: Time offset from UTC: 0 seconds

Wed Sep 8 18:03:06 2004 Info: System is coming up

Fri Sep 10 08:07:32 2004 Info: Time offset from UTC: -25200 seconds

Fri Sep 10 08:07:32 2004 Info: ID:1 Connection from 10.1.3.14 on 172.19.0.86

Fri Sep 10 08:07:38 2004 Info: ID:1 User admin login SUCCESS

Fri Sep 10 08:08:46 2004 Info: ID:1 Upload wording.txt 20 bytes

Fri Sep 10 08:08:57 2004 Info: ID:1 Download words.txt 1191 bytes

Fri Sep 10 08:09:06 2004 Info: ID:1 User admin logout

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Using IronPort HTTP Logs

Table 34-19 HTTP Log Statistics

Statistic

Timestamp

ID req user

Message

Description

Time that the bytes were transmitted

Session ID

IP address of machine connecting

Username of user connecting

Information regarding the actions performed. May include GET or POST commands or system status, etc.

HTTP Log Example

In this example, the HTTP log shows the admin user’s interaction with the GUI (running the System

Setup Wizard, etc.).

Wed Sep 8 18:17:23 2004 Info: http service on 192.168.0.1:80 redirecting to https port

443

Wed Sep 8 18:17:23 2004 Info: http service listening on 192.168.0.1:80

Wed Sep 8 18:17:23 2004 Info: https service listening on 192.168.0.1:443

Wed Sep 8 11:17:24 2004 Info: Time offset from UTC: -25200 seconds

Wed Sep 8 11:17:24 2004 Info: req:10.10.10.14 user:admin id:iaCkEh2h5rZknQarAecg POST

/system_administration/system_setup_wizard HTTP/1.1 303

Wed Sep 8 11:17:25 2004 Info: req:10.10.10.14 user:admin id:iaCkEh2h5rZknQarAecg GET

/system_administration/ssw_done HTTP/1.1 200

Wed Sep 8 11:18:45 2004 Info: req:10.10.10.14 user:admin id:iaCkEh2h5rZknQarAecg GET

/monitor/incoming_mail_overview HTTP/1.1 200

Wed Sep 8 11:18:45 2004 Info: req:10.10.10.14 user:admin id:iaCkEh2h5rZknQarAecg GET

/monitor/mail_flow_graph?injector=&width=365&interval=0&type=recipientsin&height=190

HTTP/1.1 200

Wed Sep 8 11:18:46 2004 Info: req:10.10.10.14 user:admin id:iaCkEh2h5rZknQarAecg GET

/monitor/classification_graph?injector=&width=325&interval=0&type=recipientsin&height=19

0 HTTP/1.1 200

Wed Sep 8 11:18:49 2004 Info: req:10.10.10.14 user:admin id:iaCkEh2h5rZknQarAecg GET

/monitor/quarantines HTTP/1.1 200

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Using IronPort NTP Logs

Table 34-20 NTP Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The message consists of either a Simple Network Time Protocol (SNTP) query to the server, or an adjust: message

NTP Log Example

In this example, the NTP log shows the appliance polling the NTP host twice.

Thu Sep 9 07:36:39 2004 Info: sntp query host 10.1.1.23 delay 653 offset -652

Thu Sep 9 07:36:39 2004 Info: adjust: time_const: 8 offset: -652us next_poll: 4096

Thu Sep 9 08:44:59 2004 Info: sntp query host 10.1.1.23 delay 642 offset -1152

Thu Sep 9 08:44:59 2004 Info: adjust: time_const: 8 offset: -1152us next_poll: 4096

Using Scanning Logs

The scanning log contains all LOG and COMMON messages for the appliance’s scanning engines. See the Alerts section of the “System Administration” chapter in the Cisco IronPort AsyncOS for Email

Configuration Guide for a list of available the COMMON and LOG alert messages.

Table 34-21 Scanning Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The message consists of an application fault, sent alert, failed alert, or log error message for one of the scanning engines.

Scanning Log Example

In this example, the log shows the history of an appliance sending a warning alert concerning Sophos anti-virus.

Wed Feb 23 22:05:48 2011 Info: Internal SMTP system attempting to send a message to [email protected] with subject 'Warning <Anti-Virus> mail3.example.com: sophos antivirus - The Anti-Virus database on this system is...' (attempt #0).

Wed Feb 23 22:05:48 2011 Info: Internal SMTP system successfully sent a message to [email protected] with subject 'Warning <Anti-Virus> mail3.example.com: sophos antivirus - The Anti-Virus database on this system is...'.

Wed Feb 23 22:05:48 2011 Info: A Anti-Virus/Warning alert was sent to [email protected] with subject "Warning <Anti-Virus> mail3.example.com: sophos antivirus - The Anti-Virus database on this system is...".

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Using IronPort Anti-Spam Logs

Table 34-22 Anti-Spam Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The message consists of the check for the anti-spam updates, as well as the results

(whether an update of the engine or the anti-spam rules was needed, etc.)

Anti-Spam Log Example

In this example, the anti-spam log shows the anti-spam engine checking for updates to spam definitions and CASE updates:

Fri Apr 13 18:59:47 2007 Info: case antispam - engine (19103) : case-daemon: server successfully spawned child process, pid 19111

Fri Apr 13 18:59:47 2007 Info: case antispam - engine (19111) : startup: Region profile:

Using profile global

Fri Apr 13 18:59:59 2007 Info: case antispam - engine (19111) : fuzzy: Fuzzy plugin v7 successfully loaded, ready to roll

Fri Apr 13 19:00:01 2007 Info: case antispam - engine (19110) : uribllocal: running URI blocklist local

Fri Apr 13 19:00:04 2007 Info: case antispam - engine (19111) : config: Finished loading configuration

Using IronPort Anti-Virus Logs

Table 34-23 AntiVirus Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The message consists of the check for the anti-virus update, as well as the results

(whether an update of the engine or the virus definitions was needed, etc.)

Anti-Virus Log Example

In this example, the Anti-Virus log shows the Sophos anti-virus engine checking for updates to virus definitions (IDE) and the engine itself.

Thu Sep 9 14:18:04 2004 Info: Checking for Sophos Update

Thu Sep 9 14:18:04 2004 Info: Current SAV engine ver=3.84. No engine update needed

Thu Sep 9 14:18:04 2004 Info: Current IDE serial=2004090902. No update needed.

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You can temporarily set this to DEBUG level to help diagnose why the anti-virus engine returns a particular verdict for a given message. The DEBUG logging information is verbose; use with caution.

Using IronPort Spam Quarantine Logs

Table 34-24 IronPort Spam Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The message consists of actions taken (messages quarantined, released from quarantine, etc.).

IronPort Spam Quarantine Log Example

In this example, the log shows a message (MID 8298624) being released from the quarantine to [email protected].

Mon Aug 14 21:41:47 2006 Info: ISQ: Releasing MID [8298624, 8298625] for all

Mon Aug 14 21:41:47 2006 Info: ISQ: Delivering released MID 8298624 (skipping work queue)

Mon Aug 14 21:41:47 2006 Info: ISQ: Released MID 8298624 to [email protected]

Mon Aug 14 21:41:47 2006 Info: ISQ: Delivering released MID 8298625 (skipping work queue)

Mon Aug 14 21:41:47 2006 Info: ISQ: Released MID8298625 to [email protected]

Using IronPort Spam Quarantine GUI Logs

Table 34-25 IronPort Spam GUI Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

The message consists of actions taken, including user authentication, etc.

IronPort Spam Quarantine GUI Log Example

In this example, the log shows a successful authentication, login and logout:

Fri Aug 11 22:05:28 2006 Info: ISQ: Serving HTTP on 192.168.0.1, port 82

Fri Aug 11 22:05:29 2006 Info: ISQ: Serving HTTPS on 192.168.0.1, port 83

Fri Aug 11 22:08:35 2006 Info: Authentication OK, user admin

Fri Aug 11 22:08:35 2006 Info: logout:- user:pqufOtL6vyI5StCqhCfO session:10.251.23.228

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Fri Aug 11 22:08:35 2006 Info: login:admin user:pqufOtL6vyI5StCqhCfO session:10.251.23.228

Fri Aug 11 22:08:44 2006 Info: Authentication OK, user admin

Using IronPort LDAP Debug Logs

Table 34-26 LDAP Debug Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted

LDAP Debug message

LDAP Debug Log Example

Log Types

Note

Individual lines in log files are NOT numbered. They are numbered here only for sample purposes

1

2

5

6

3

4

7

8

9

10

11

Thu Sep 9 12:24:56 2004 Begin Logfile

Thu Sep 9 12:25:02 2004 LDAP: Masquerade query sun.masquerade address [email protected] to [email protected]

Thu Sep 9 12:25:02 2004 LDAP: Masquerade query sun.masquerade address [email protected] to [email protected]

Thu Sep 9 12:25:02 2004 LDAP: Masquerade query sun.masquerade address [email protected] to [email protected]

Thu Sep 9 12:28:08 2004 LDAP: Clearing LDAP cache

Thu Sep 9 13:00:09 2004 LDAP: Query '(&(ObjectClass={g})(mailLocalAddress={a}))' to server sun (sun.qa:389)

Thu Sep 9 13:00:09 2004 LDAP: After substitute, query is

'(&(ObjectClass=inetLocalMailRecipient)([email protected]

oute.local.add00002.qa))'

Thu Sep 9 13:00:09 2004 LDAP: connecting to server

Thu Sep 9 13:00:09 2004 LDAP: connected

Thu Sep 9 13:00:09 2004 LDAP: Query

(&(ObjectClass=inetLocalMailRecipient)([email protected]

ute.local.add00002.qa)) returned 1 results

Thu Sep 9 13:00:09 2004 LDAP: returning: [<LDAP:>]

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Use as a guide to reading the preceding log file.

Table 34-27 Detail of LDAP Debug Log Example

Line Number

1.

2.

3.

4.

Description

The log file is initialized.

The listener is configured to use LDAP for masquerading, specifically with the

LDAP query named “sun.masquerade.”

5.

6.

The address [email protected] is looked up in the LDAP server, a match is found, and the resulting masquerade address is [email protected], which will be written to the message headers and/or the envelope from, depending on the masquerade configuration.

The user has manually run ldapflush

.

A query is about to be sent to sun.qa, port 389. The query template is:

(&(ObjectClass={g})(mailLocalAddress={a})).

The {g} will be replaced by the groupname specified in the calling filter, either a rcpt-to-group or mail-from-group rule.

7.

8.

9.

10.

11.

The {a} will be replaced by the address in question.

Now the substitution (described previously) takes place, and this is what the query looks like before it is sent to the LDAP server.

The connection to the server is not yet established, so make a connection.

The data that is sent to the server.

The result is an empty positive, meaning one record was returned, but since the query didn't ask for any fields, there is no data to report. These are used for both group and accept queries when the query checks to see if there is a match in the database.

Using Safelist/Blocklist Logs

Table 34-28

shows the statistics recorded in safelist/blocklist logs.

Table 34-28 Safelist/Blocklist Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted.

The message consists of actions taken, including user authentication, and so forth.

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Safelist/Blocklist Log Example

In this example, the safelist/blocklist log shows the appliance creating database snapshots every two hours. It also shows when senders were added to the database.

Fri Sep 28 14:22:33 2007 Info: Begin Logfile Fri Sep 28 14:22:33 2007 Info: Version:

6.0.0-425 SN: XXXXXXXXXXXX-XXX Fri Sep 28 14:22:33 2007 Info: Time offset from UTC:

10800 seconds Fri Sep 28 14:22:33 2007 Info: System is coming up.

Fri Sep 28 14:22:33 2007 Info: SLBL: The database snapshot has been created.

Fri Sep 28 16:22:34 2007 Info: SLBL: The database snapshot has been created.

Fri Sep 28 18:22:34 2007 Info: SLBL: The database snapshot has been created.

Fri Sep 28 20:22:34 2007 Info: SLBL: The database snapshot has been created.

Fri Sep 28 22:22:35 2007 Info: SLBL: The database snapshot has been created.

.........................

Mon Oct 1 14:16:09 2007 Info: SLBL: The database snapshot has been created.

Mon Oct 1 14:37:39 2007 Info: SLBL: The database snapshot has been created.

Mon Oct 1 15:31:37 2007 Warning: SLBL: Adding senders to the database failed.

Mon Oct 1 15:32:31 2007 Warning: SLBL: Adding senders to the database failed.

Mon Oct 1 16:37:40 2007 Info: SLBL: The database snapshot has been created.

Using Reporting Logs

Table 34-29 shows the statistics recorded in reporting logs.

Table 34-29 Reporting Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted.

The message consists of actions taken, including user authentication, and so forth.

Reporting Log Example

In this example, the Reporting log shows the appliance set at the information log level.

Wed Oct 3 13:39:53 2007 Info: Period minute using 0 (KB)

Wed Oct 3 13:39:53 2007 Info: Period month using 1328 (KB)

Wed Oct 3 13:40:02 2007 Info: Update 2 registered appliance at 2007-10-03-13-40

Wed Oct 3 13:40:53 2007 Info: Pages found in cache: 1304596 (99%). Not found: 1692

Wed Oct 3 13:40:53 2007 Info: Period hour using 36800 (KB)

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Wed Oct 3 13:40:53 2007 Info: Period day using 2768 (KB)

Wed Oct 3 13:40:53 2007 Info: Period minute using 0 (KB)

Wed Oct 3 13:40:53 2007 Info: Period month using 1328 (KB)

Wed Oct 3 13:40:53 2007 Info: HELPER checkpointed in 0.00580507753533 seconds

Wed Oct 3 13:41:02 2007 Info: Update 2 registered appliance at 2007-10-03-13-41

Wed Oct 3 13:41:53 2007 Info: Pages found in cache: 1304704 (99%). Not found: 1692

Wed Oct 3 13:41:53 2007 Info: Period hour using 36800 (KB)

Wed Oct 3 13:41:53 2007 Info: Period day using 2768 (KB)

Wed Oct 3 13:41:53 2007 Info: Period minute using 0 (KB)

Wed Oct 3 13:41:53 2007 Info: Period month using 1328 (KB)

Wed Oct 3 13:42:03 2007 Info: Update 2 registered appliance at 2007-10-03-13-42

Using Reporting Query Logs

Table 34-30

shows the statistics recorded in reporting query logs.

Table 34-30 Reporting Query Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted.

The message consists of actions taken, including user authentication, and so forth.

Reporting Query Log Example

In this example, the reporting query log shows the appliance running a daily outgoing email traffic query for the period from August 29 to October 10, 2007.

Tue Oct 2 11:30:02 2007 Info: Query: Closing interval handle 811804479.

Tue Oct 2 11:30:02 2007 Info: Query: Closing interval handle 811804480.

Tue Oct 2 11:30:02 2007 Info: Query: Closing query handle 302610228.

Tue Oct 2 11:30:02 2007 Info: Query: Merge query with handle 302610229 for

['MAIL_OUTGOING_TRAFFIC_SUMMARY.

DETECTED_SPAM', 'MAIL_OUTGOING_TRAFFIC_SUMMARY.DETECTED_VIRUS',

'MAIL_OUTGOING_TRAFFIC_SUMMARY.THREAT_CONTEN

T_FILTER', 'MAIL_OUTGOING_TRAFFIC_SUMMARY.TOTAL_CLEAN_RECIPIENTS',

'MAIL_OUTGOING_TRAFFIC_SUMMARY.TOTAL_RECI

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PIENTS_PROCESSED'] for rollup period "day" with interval range 2007-08-29 to 2007-10-01 with key constraints

None sorting on ['MAIL_OUTGOING_TRAFFIC_SUMMARY.DETECTED_SPAM'] returning results from

0 to 2 sort_ascendin g=False.

Tue Oct 2 11:30:02 2007 Info: Query: Closing query handle 302610229.

Tue Oct 2 11:30:02 2007 Info: Query: Merge query with handle 302610230 for

['MAIL_OUTGOING_TRAFFIC_SUMMARY.

TOTAL_HARD_BOUNCES', 'MAIL_OUTGOING_TRAFFIC_SUMMARY.TOTAL_RECIPIENTS_DELIVERED',

'MAIL_OUTGOING_TRAFFIC_SUMM

ARY.TOTAL_RECIPIENTS'] for rollup period "day" with interval range 2007-08-29 to

2007-10-01 with key constra ints None sorting on ['MAIL_OUTGOING_TRAFFIC_SUMMARY.TOTAL_HARD_BOUNCES'] returning results from 0 to 2 sort

_ascending=False.

Tue Oct 2 11:30:02 2007 Info: Query: Closing query handle 302610230.

Using Updater Logs

Table 34-31

Statistic

Timestamp

Message

Updater Log Statistics

Description

Time that the bytes were transmitted.

The message consists of system service update information, as well as AsyncOS checking for updates and the scheduled date and time of the next update.

Updater Log Example

In this example, the logs show the appliance being updated with new McAfee Anti-Virus definitions.

Fri Sep 19 11:07:51 2008 Info: Starting scheduled update

Fri Sep 19 11:07:52 2008 Info: Acquired server manifest, starting update 11

Fri Sep 19 11:07:52 2008 Info: Server manifest specified an update for mcafee

Fri Sep 19 11:07:52 2008 Info: mcafee was signalled to start a new update

Fri Sep 19 11:07:52 2008 Info: mcafee processing files from the server manifest

Fri Sep 19 11:07:52 2008 Info: mcafee started downloading files

Fri Sep 19 11:07:52 2008 Info: mcafee downloading remote file

"http://stage-updates.ironport.com/mcafee/dat/5388"

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Fri Sep 19 11:07:52 2008 Info: Scheduled next update to occur at Fri Sep 19 11:12:52

2008

Fri Sep 19 11:08:12 2008 Info: mcafee started decrypting files

Fri Sep 19 11:08:12 2008 Info: mcafee decrypting file

"mcafee/dat/5388" with method "des3_cbc"

Fri Sep 19 11:08:17 2008 Info: mcafee started decompressing files

Fri Sep 19 11:08:17 2008 Info: mcafee started applying files

Fri Sep 19 11:08:17 2008 Info: mcafee applying file "mcafee/dat/5388"

Fri Sep 19 11:08:18 2008 Info: mcafee verifying applied files

Fri Sep 19 11:08:18 2008 Info: mcafee updating the client manifest

Fri Sep 19 11:08:18 2008 Info: mcafee update completed

Fri Sep 19 11:08:18 2008 Info: mcafee waiting for new updates

Fri Sep 19 11:12:52 2008 Info: Starting scheduled update

Fri Sep 19 11:12:52 2008 Info: Scheduled next update to occur at Fri Sep 19 11:17:52

2008

Fri Sep 19 11:17:52 2008 Info: Starting scheduled update

Fri Sep 19 11:17:52 2008 Info: Scheduled next update to occur at Fri Sep 19 11:22:52

2008

Understanding Tracking Logs

Tracking logs record information about the email operations of AsyncOS. The log messages are a subset of the messages recorded in the mail logs.

The tracking logs are used by the appliance’s message tracking component to build the message tracking database. Because the log files are consumed in the process of building the database, the tracking logs are transient. The information in tracking logs is not designed to be read or analyzed by humans.

You can also view tracking information from multiple Email Security appliances using the Cisco

Security Management appliance.

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Using Authentication Logs

The authentication log records successful user logins and unsuccessful login attempts

.

Table 34-32 Authentication Log Statistics

Statistic

Timestamp

Message

Description

Time that the bytes were transmitted.

The message consists of the username of a user who attempted to log in to the appliance and whether the user was authenticated successfully.

Authentication Log Example

In this example, the log shows the log in attempts by users “admin,” “joe,” and “dan.”

Wed Sep 17 15:16:25 2008 Info: Begin Logfile

Wed Sep 17 15:16:25 2008 Info: Version: 6.5.0-262 SN: XXXXXXX-XXXXX

Wed Sep 17 15:16:25 2008 Info: Time offset from UTC: 0 seconds

Wed Sep 17 15:18:21 2008 Info: User admin was authenticated successfully.

Wed Sep 17 16:26:17 2008 Info: User joe failed authentication.

Wed Sep 17 16:28:28 2008 Info: User joe was authenticated successfully.

Wed Sep 17 20:59:30 2008 Info: User admin was authenticated successfully.

Wed Sep 17 21:37:09 2008 Info: User dan failed authentication.

Using Configuration History Logs

A configuration history log consists of a configuration file with an additional section listing the name of the user, a description of where in the configuration the user made changes, and the comment the user entered when committing the change. Each time a user commits a change, a new log is created containing the configuration file after the change.

Configuration History Log Example

In this example, the configuration history log shows that the user (admin) added a guest user to the table that defines which local users are allowed to log in to the system.

<?xml version="1.0" encoding="ISO-8859-1"?>

<!DOCTYPE config SYSTEM "config.dtd">

<!--

XML generated by configuration change.

Change comment: added guest user

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User: admin

Configuration are described as:

This table defines which local users are allowed to log into the system.

Product: Cisco IronPort M160 Messaging Gateway(tm) Appliance

Model Number: M160

Version: 6.7.0-231

Serial Number: 000000000ABC-D000000

Number of CPUs: 1

Memory (GB): 4

Current Time: Thu Mar 26 05:34:36 2009

Feature "Cisco IronPort Centralized Configuration Manager": Quantity = 10, Time

Remaining = "25 days"

Feature "Centralized Reporting": Quantity = 10, Time Remaining = "9 days"

Feature "Centralized Tracking": Quantity = 10, Time Remaining = "30 days"

Feature "Centralized Spam Quarantine": Quantity = 10, Time Remaining = "30 days"

Feature "Receiving": Quantity = 1, Time Remaining = "Perpetual"

-->

<config>

Log Subscriptions

Configuring Log Subscriptions, page 34-39

Creating a Log Subscription in the GUI, page 34-40

Configuring Global Settings for Logging, page 34-40

Rolling Over Log Subscriptions, page 34-43

Configuring Host Keys, page 34-48

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Log Subscriptions

Configuring Log Subscriptions

Use the Log Subscriptions page on the System Administration menu (or the logconfig

command in the

CLI) to configure a log subscription. Log subscriptions create log files that store information about

AsyncOS activity, including errors. A log subscription is either retrieved or delivered (pushed) to another computer. Generally, log subscriptions have the following attributes:

Table 34-33 Log File Attributes

Attribute

Log type

Name

Rollover by File Size

Rollover by Time

Log level

Retrieval method

Log filename

Description

Defines the type of information recorded and the format of the log

subscription. See Table 34-1, “Log Types,” on page 2 for more

information.

Nickname for the log subscription to be used for your future reference.

The maximum size the file can reach before rolling over.

Sets the time interval for file rollovers.

Sets the level of detail for each log subscription.

Defines how the log subscription will be obtained from the Cisco appliance.

Used for the physical name of the file when written to disk. If multiple

Cisco appliances are being used, the log filename should be unique to identify the system that generated the log file.

Log Levels

Log levels determine the amount of information delivered in a log. Logs can have one of five levels of detail. A more detailed setting creates larger log files and puts more drain on system performance. More detailed settings include all the messages contained in less detailed settings, plus additional messages.

As the level of detail increases, system performance decreases.

Note

Log levels may be selected for all mail log types.

Table 34-34 Log Levels

Log Level

Critical

Warning

Information

Description

The least detailed setting. Only errors are logged. Using this setting will not allow you to monitor performance and other important activities; however, the log files will not reach their maximum size as quickly. This log level is equivalent to the syslog level “Alert.”

All errors and warnings created by the system. Using this setting will not allow you to monitor performance and other important activities. This log level is equivalent to the syslog level “Warning.”

The information setting captures the second-by-second operations of the system. For example, connections opened or delivery attempts. The

Information level is the recommended setting for logs. This log level is equivalent to the syslog level “Info.”

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Table 34-34

Log Level

Debug

Trace

Log Levels (continued)

Description

Use the Debug log level when you are trying to discover the cause of an error.

Use this setting temporarily, and then return to the default level. This log level is equivalent to the syslog level “Debug.”

The Trace log level is recommended only for developers. Using this level causes a serious degradation of system performance and is not recommended.

This log level is equivalent to the syslog level “Debug.”

Creating a Log Subscription in the GUI

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Choose System Administration > Log Subscriptions.

Click Add Log Subscription.

Select a log type and enter the log name (for the log directory) as well as the name for the log file itself.

Specify the maximum file size before AsyncOS rolls over the log file as well as a time interval between rollovers. See

Rolling Over Log Subscriptions, page 34-43

for more information on rolling over log files.

Select the log level. The available options are Critical, Warning, Information, Debug, or Trace.

Configure the log retrieval method.

Submit and commit your changes.

Editing Log Subscriptions

Procedure

Step 1

Step 2

Step 3

Step 4

Choose System Administration > Log Subscriptions.

Click the name of the log in the Log Settings column.

Make changes to the log subscription.

Submit and commit your changes.

Configuring Global Settings for Logging

The system periodically records system measurements within the IronPort Text Mail Logs and the

IronPort Status Logs. Use the Edit Settings button in the Global Settings section of the System

Administration > Log Subscriptions page (or the logconfig -> setup

command in the CLI) to configure:

System metrics frequency. This is the amount of time, in seconds, that the system waits between recording measurements.

Whether to record the Message-ID headers.

Whether to record the remote response status code.

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Whether to record the subject header of the original message.

A list of headers that should be logged for each message.

All IronPort logs optionally include the following three pieces of data:

1.

Message-ID

When this option is configured, every message will have its Message ID header logged, if it is available. Note that this Message-ID may have come from the received message or may have been generated by AsyncOS itself. For example:

Tue Apr 6 14:38:34 2004 Info: MID 1 Message-ID Message-ID-Content

2.

Remote Response

When this option is configured, every message will have its remote response status code logged, if it is available. For example:

Tue Apr 6 14:38:34 2004 Info: MID 1 RID [0] Response 'queued as 9C8B425DA7'

The remote response string is the human-readable text received after the response to the DATA command during the delivery SMTP conversation. In this example, the remote response after the connection host issued the data command is “queued as 9C8B425DA7.”

[...]

250 ok hostname

250 Ok: queued as 9C8B425DA7

3.

Whitespace, punctuation, (and in the case of the 250 response, the OK characters) are stripped from the beginning of the string. Only whitespace is stripped from the end of the string. For example,

Cisco appliances, by default, respond to the DATA command with this string: 250 Ok: Message MID accepted. So, the string “Message MID accepted” would be logged if the remote host were another

Cisco appliance.

Original Subject Header

When this option is enabled, the original subject header of each message is included in the log.

Tue May 31 09:20:27 2005 Info: Start MID 2 ICID 2

Tue May 31 09:20:27 2005 Info: MID 2 ICID 2 From: <[email protected]>

Tue May 31 09:20:27 2005 Info: MID 2 ICID 2 RID 0 To: <[email protected]>

Tue May 31 09:20:27 2005 Info: MID 2 Message-ID '<[email protected]>'

Tue May 31 09:20:27 2005 Info: MID 2 Subject 'Monthly Reports Due'

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Logging Message Headers

In some cases, it is necessary to record the presence and contents of a message’s headers as they pass through the system. You specify the headers to record in the Log Subscriptions Global Settings page (or via the logconfig

-> logheaders

subcommand in the CLI). The Cisco appliance records the specified message headers in the IronPort Text Mail Logs, the IronPort Delivery Logs, and the IronPort Bounce

Logs. If the header is present, the system records the name of the header and the value. If a header is not present, nothing is recorded in the logs.

Note

The system evaluates all headers that are present on a message, at any time during the processing of the message for recording, regardless of the headers specified for logging.

Note

The RFC for the SMTP protocol is located at http://www.faqs.org/rfcs/rfc2821.html

and defines user-defined headers.

Note

If you have configured headers to log via the logheaders

command, the header information appears after the delivery information:

Table 34-35 Log Headers

Header name

Value

Name of the header

Contents of the logged header

For example, specifying “date, x-subject” as headers to be logged will cause the following line to appear in the mail log:

Tue May 31 10:14:12 2005 Info: Message done DCID 0 MID 3 to RID [0] [('date', 'Tue, 31

May 2005 10:13:18 -0700'), ('x-subject', 'Logging this header')]

Configuring Global Settings for Logging Using the GUI

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Choose System Administration > Log Subscriptions.

Scroll down to the Global Settings section.

Click Edit Settings.

Specify information including the system measurement frequency, whether to include Message-ID headers in mail logs, whether to include the remote response, and whether to include the original subject header of each message.

Enter any other headers you wish to include in the logs.

Submit and commit your changes.

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Rolling Over Log Subscriptions

To prevent log files on the appliance from becoming too large, AsyncOS performs a “rollover” and archives a log file when it reaches a user-specified maximum file size or time interval and creates a new file for incoming log data. Based on the retrieval method defined for the log subscription, the older log file is stored on the appliance for retrieval or delivered to an external computer. See

Log Retrieval

Methods, page 34-6 for more information on how to retrieve log files from the appliance.

When AsyncOS rolls over a log file, it performs the following actions:

Renames the current log file with the timestamp of the rollover and a letter “

s

” extension signifying saved.

Creates a new log file and designates the file as current with the “

current

” extension.

Transfers the newly saved log file to a remote host (if using the push-based retrieval method).

Transfers any previously unsuccessful log files from the same subscription (if using the push-based retrieval method).

Deletes the oldest file in the log subscription if the total number of files to keep on hand has been exceeded (if using the poll-based retrieval method).

You define a log subscription’s rollover settings when creating or editing the subscription using the

System Administration > Log Subscriptions page in the GUI or the logconfig

command in the CLI. The two settings available for triggering a log file rollover are:

A maximum file size.

A time interval.

Figure 34-1 shows the rollover settings available for log subscriptions in the GUI.

Figure 34-1 Log File Rollover Settings for Log Subscriptions

Rollover By File Size

AsyncOS rolls over log files when they reach a maximum file size to prevent them from using too much disk space. When defining a maximum file size for rollovers, use the suffix m

for megabytes and k

for kilobytes. For example, enter

10m

if you want AsyncOS to roll over the log file when it reaches 10 megabytes.

Rollover By Time

If you want to schedule rollovers to occur on a regular basis, you can select one of the following time intervals:

None. AsyncOS only performs a rollover when the log file reaches the maximum file size.

Custom Time Interval. AsyncOS performs a rollover after a specified amount of time has passed since the previous rollover. To create a custom time interval for scheduled rollovers, enter the number of days, hours, and minutes between rollovers using d

, h

, and m

as suffixes.

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Daily Rollover. AsyncOS performs a rollover every day at a specified time. If you choose a daily rollover, enter the time of day you want AsyncOS to perform the rollover using the 24-hour format

(HH:MM).

Only the GUI offers the Daily Rollover option. If you want to configure a daily rollover using the logconfig

command in the CLI, choose the Weekly Rollover option and use an asterisk (*) to specify that AsyncOS should perform the rollover on every day of the week.

Weekly Rollover. AsyncOS performs a rollover on one or more days of the week at a specified time.

For example, you can set up AsyncOS to rollover the log file every Wednesday and Friday at midnight. To configure a weekly rollover, choose the days of the week to perform the rollover and the time of day in the 24-hour format (HH:MM).

If you are using the CLI, you can use a dash (

-

) to specify a range of days, an asterisk (

*

) to specify every day of the week, or a comma (

,

) to separate multiple days and times.

Figure 34-2

shows the settings available for the Weekly Rollover option in the GUI

Figure 34-2 Weekly Log Rollover Settings in the GUI

Table 34-36

Table 34-36

shows how to use the CLI to roll over the files for a log subscription on Wednesday and

Friday at midnight (

00:00

).

Weekly Log Rollover Settings in the CLI

Do you want to configure time-based log files rollover? [N]> y

Configure log rollover settings:

1. Custom time interval.

2. Weekly rollover.

[1]> 2

1. Monday

2. Tuesday

3. Wednesday

4. Thursday

5. Friday

6. Saturday

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7. Sunday

Choose the day of week to roll over the log files. Separate multiple days with comma, or use "*" to specify every day of a week. Also you can use dash to specify a range like "1-5":

[]> 3, 5

Enter the time of day to rollover log files in 24-hour format (HH:MM). You can specify hour as "*" to match every hour, the same for minutes. Separate multiple times of day with comma:

[]> 00:00

Rolling Over Log Subscriptions on Demand

To roll over log subscriptions immediately using the GUI:

Procedure

Step 1

Step 2

Step 3

On the System Administration > Log Subscriptions page, mark the checkbox to the right of the logs you wish to roll over.

Optionally, you can select all logs for rollover by marking the All checkbox.

Once one or more logs have been selected for rollover, the Rollover Now button is enabled. Click the

Rollover Now button to roll over the selected logs.

Viewing Recent Log Entries in the GUI

You can view a log file via the GUI by clicking on the log subscription in the Log Files column of the table on the Log Subscriptions page. When you click on the link to the log subscription, you are asked to enter your password and then a listing of log files for that subscription is displayed. You can then click on one of the log files to view it in your browser or to save it to disk. You must have the HTTP or HTTPS service enabled on the Management interface in order to view logs via the GUI.

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Log Subscriptions

Figure 34-3 Configuring Log Subscriptions Global Settings

Chapter 34 Logging

Viewing Recent Log Entries in the CLI (tail Command)

AsyncOS supports a tail

command, which shows the latest entries of configured logs on the appliance.

Issue the tail

command and select the number of a currently configured log to view it. Use Ctrl-C to exit from the tail

command.

Example

In the following example, the tail

command is used to view the system log. (This log tracks user comments from the commit

command, among other things.) The tail command also accepts the name of a log to view as a parameter: tail mail_logs

.

mail3.example.com> tail

Currently configured logs:

1. "antispam" Type: "Anti-Spam Logs" Retrieval: Manual Download

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2. "antivirus" Type: "Anti-Virus Logs" Retrieval: Manual Download

3. "asarchive" Type: "Anti-Spam Archive" Retrieval: Manual Download

4. "authentication" Type: "Authentication Logs" Retrieval: Manual Download

5. "avarchive" Type: "Anti-Virus Archive" Retrieval: Manual Download

6. "bounces" Type: "Bounce Logs" Retrieval: Manual Download

7. "cli_logs" Type: "CLI Audit Logs" Retrieval: Manual Download

8. "encryption" Type: "Encryption Logs" Retrieval: Manual Download

9. "error_logs" Type: "IronPort Text Mail Logs" Retrieval: Manual Download

10. "euq_logs" Type: "IronPort Spam Quarantine Logs" Retrieval: Manual Download

11. "euqgui_logs" Type: "IronPort Spam Quarantine GUI Logs" Retrieval: Manual Download

12. "ftpd_logs" Type: "FTP Server Logs" Retrieval: Manual Download

13. "gui_logs" Type: "HTTP Logs" Retrieval: Manual Download

14. "mail_logs" Type: "IronPort Text Mail Logs" Retrieval: Manual Download

15. "reportd_logs" Type: "Reporting Logs" Retrieval: Manual Download

16. "reportqueryd_logs" Type: "Reporting Query Logs" Retrieval: Manual Download

17. "scanning" Type: "Scanning Logs" Retrieval: Manual Download

18. "slbld_logs" Type: "Safe/Block Lists Logs" Retrieval: Manual Download

19. "sntpd_logs" Type: "NTP logs" Retrieval: Manual Download

20. "status" Type: "Status Logs" Retrieval: Manual Download

21. "system_logs" Type: "System Logs" Retrieval: Manual Download

22. "trackerd_logs" Type: "Tracking Logs" Retrieval: Manual Download

23. "updater_logs" Type: "Updater Logs" Retrieval: Manual Download

Enter the number of the log you wish to tail.

[]> 19

Press Ctrl-C to stop.

Mon Feb 21 12:25:10 2011 Info: PID 274: User system commit changes: Automated Update for

Quarantine Delivery Host

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Mon Feb 21 23:18:10 2011 Info: PID 19626: User admin commit changes:

Mon Feb 21 23:18:10 2011 Info: PID 274: User system commit changes: Updated filter logs config

Mon Feb 21 23:46:06 2011 Info: PID 25696: User admin commit changes: Receiving suspended.

^C

mail3.example.com>

Configuring Host Keys

Use the logconfig -> hostkeyconfig

subcommand to manage host keys for use with SSH when pushing logs to other servers from the Cisco appliance. SSH servers must have a pair of host keys, one private and one public. The private host key resides on the SSH server and cannot be read by remote machines. The public host key is distributed to any client machine that needs to interact with the SSH server.

Note

To manage user keys, see

Managing SSH Server and User Key Settings, page 28-27

.

The hostkeyconfig

subcommand performs the following functions:

Table 34-37 Managing Host Keys - List of Subcommands

Command

New

Edit

Delete

Scan

Print

Host

Fingerprint

User

Description

Add a new key.

Modify an existing key.

Delete an existing key.

Automatically download a host key.

Display a key.

Display system host keys. This is the value to place in the remote system's

‘known_hosts’ file.

Display system host key fingerprints.

Display the public key of the system account that pushes the logs to the remote machine. This is the same key that is displayed when setting up an SCP push subscription. This is the value to place in the remote system's 'authorized_keys' file.

In the following example, AsyncOS scans for host keys and add them for the host: mail3.example.com> logconfig

Currently configured logs:

[ list of logs ]

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Choose the operation you want to perform:

- NEW - Create a new log.

- EDIT - Modify a log subscription.

- DELETE - Remove a log subscription.

- SETUP - General settings.

- LOGHEADERS - Configure headers to log.

- HOSTKEYCONFIG - Configure SSH host keys.

[]> hostkeyconfig

Currently installed host keys:

1. mail3.example.com ssh-dss [ key displayed ]

Choose the operation you want to perform:

- NEW - Add a new key.

- EDIT - Modify a key.

- DELETE - Remove a key.

- SCAN - Automatically download a host key.

- PRINT - Display a key.

- HOST - Display system host keys.

- FINGERPRINT - Display system host key fingerprints.

- USER - Display system user keys.

[]> scan

Please enter the host or IP address to lookup.

[]> mail3.example.com

Choose the ssh protocol type:

1. SSH1:rsa

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2. SSH2:rsa

3. SSH2:dsa

4. All

[4]>

SSH2:dsa mail3.example.com ssh-dss

[ key displayed ]

SSH2:rsa mail3.example.com ssh-rsa

[ key displayed ]

SSH1:rsa mail3.example.com 1024 35

[ key displayed ]

Add the preceding host key(s) for mail3.example.com? [Y]>

Currently installed host keys:

1. mail3.example.com ssh-dss [ key displayed ]

2. mail3.example.com ssh-rsa [ key displayed ]

3. mail3.example.com 1024 35 [ key displayed ]

Choose the operation you want to perform:

- NEW - Add a new key.

- EDIT - Modify a key.

- DELETE - Remove a key.

- SCAN - Automatically download a host key.

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- PRINT - Display a key.

- HOST - Display system host keys.

- FINGERPRINT - Display system host key fingerprints.

- USER - Display system user keys.

[]>

Currently configured logs:

[ list of configured logs ]

Choose the operation you want to perform:

- NEW - Create a new log.

- EDIT - Modify a log subscription.

- DELETE - Remove a log subscription.

- SETUP - General settings.

- LOGHEADERS - Configure headers to log.

- HOSTKEYCONFIG - Configure SSH host keys.

[]> mail3.example.com> commit

Log Subscriptions

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C H A P T E R

35

Centralized Management Using Clusters

Overview of Centralized Management Using Clusters, page 35-1

Cluster Requirements, page 35-2

Cluster Organization, page 35-2

Creating and Joining a Cluster, page 35-4

Managing Clusters, page 35-11

Administering a Cluster from the GUI, page 35-16

Cluster Communication, page 35-19

Best Practices and Frequently Asked Questions, page 35-24

Overview of Centralized Management Using Clusters

The Cisco centralized management feature (available via feature key) allows you to manage and configure multiple appliances at the same time, reducing administration time and ensuring a consistent configuration across your network. You do not need to purchase additional hardware for managing multiple appliances. The centralized management feature provides increased reliability, flexibility, and scalability within your network, allowing you to manage globally while complying with local policies.

A cluster is defined as a set of machines that share configuration information. Within the cluster, machines (Cisco appliances) are divided into groups; every cluster will contain at least one group. A given machine is a member of one and only one group. An administrator user can configure different elements of the system on a cluster-wide, group-wide, or per-machine basis, enabling the segmentation of Cisco appliances based on network, geography, business unit, or other logical relationships.

Clusters are implemented as a peer-to-peer architecture; there is no master/slave relationship within a cluster. You may log into any machine to control and administer the cluster. (Some configuration

commands, however, are limited. See Restricted Commands, page 35-15 .)

The user database is shared across all machines in the cluster. That is, there will be only one set of users and one administrator user (with the associated passwords) for an entire cluster. All machines that join a cluster will share a single administrator password which is referred to as the admin password of the cluster.

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Cluster Requirements

Cluster Requirements

Machines in a cluster must have resolvable hostnames in DNS. Alternatively, you can use IP addresses instead, but you may not mix the two.

See DNS and Hostname Resolution, page 35-19

. Cluster communication is normally initiated using the DNS hostnames of the machines.

A cluster must consist entirely of machines in the same series (X-Series and C-Series are compatible).

For example, Cisco X1000, C60, C600, C30, C300, and C10 appliances can be in the same cluster; however, C60 and A60 appliances cannot be in the same cluster. If you attempt to add an incompatible appliance to an existing cluster, an error message explaining why that appliance cannot be added to the cluster will be displayed.

A cluster must consist entirely of machines running the same version of AsyncOS.

See

Upgrading Machines in a Cluster, page 35-13 for how to upgrade members of a cluster.

Machines can either join the cluster via SSH (typically on port 22) or via the Cluster Communication

Service (CCS).

See

Cluster Communication, page 35-19

.

Once machines have joined the cluster, they can communicate via SSH or via Cluster

Communication Service. The port used in configurable. SSH is typically enabled on port 22, and by default CCS is on port 2222, but you can configure either of these services on a different port.

In addition to the normal firewall ports that must be opened for the appliance, clustered machines communicating via CCS must be able to connect with each other via the CCS port. See

Cluster

Communication, page 35-19 .

You must use the Command Line Interface (CLI) command clusterconfig

to create, join, or configure clusters of machines.

Once you have created a cluster, you can manage non-cluster configuration settings from either the

GUI or the CLI.

See

Creating and Joining a Cluster, page 35-4

and

Administering a Cluster from the GUI, page 35-16

.

Machines in a cluster must have one of the following SSHD ciphers—3des-cbc or blowfish-cbc, to establish connection. For instructions to set SSHD ciphers and methods, see

Managing SSH Server and User Key Settings, page 28-27 .

Cluster Organization

Within a cluster, configuration information is divided into 3 groupings or levels. The top level describes cluster settings; the middle level describes group settings; and the lowest level describes machine-specific settings.

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Cluster Organization

Figure 35-1 Cluster Level Hierarchy

Cluster Level americas

Group Level usa canada

Machine Level

newyork.example.com

losangeles.example.com

toronto.example.com

Within each level there will be one or more specific members for which settings may be configured; these are referred to as modes. A mode refers to a named member at a specified level. For example, the group

“usa” represents one of two group modes in the diagram.

While levels are a general term, modes are specific; modes are always referred to by name. The cluster depicted in

Figure 35-1 has six modes.

Although settings are configured at a given level, they are always configured for a specific mode. It is not necessary to configure settings for all modes within a level. The cluster mode is a special case.

Because there can only be one cluster, all settings configured for the cluster mode can be said to be configured at the cluster level.

You should normally configure most settings at the cluster level. However, settings that have been specifically configured at lower levels will override settings configured at higher levels. Thus, you can override cluster-mode settings with group-mode or machine-mode settings.

For example, you might start by configuring the Good Neighbor Table in cluster mode; all machines in the cluster would use that configuration. Then, you might also configure this table in machine mode for machine newyork

. In this case, all other machines in the cluster will still use the good neighbor table defined at the cluster level, but the machine newyork

will override the cluster settings with its individual machine mode settings.

The ability to override cluster settings for specific groups or machines gives you a lot of flexibility.

However, if you find yourself configuring many settings individually in machine mode, you will lose much of the ease of administration that clusters were intended to provide.

Initial Configuration Settings

For most features, when you begin to configure settings for a new mode, those settings will initially be empty by default. There is a distinction between empty settings and having no settings in a mode. As an example, consider a very simple cluster composed of one group and one machine. Imagine that you have an LDAP query configured at the cluster level. There are no settings configured at the group or machine levels:

Cluster (ldap queries: a, b, c)

Group

Machine

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Creating and Joining a Cluster

Now, imagine that you create new LDAP query settings for the group. The result will be something like this:

Cluster (ldap queries: a, b, c)

(ldap queries: None) Group

Machine

The group-level settings now override the cluster-level setting; however, the new group settings are initially empty. The group mode does not actually have any LDAP queries of its own configured. Note that a machine within this group will inherit this “empty” set of LDAP queries from the group.

Next, you can add an LDAP query to the group, for example:

Cluster

Group

Machine

(ldap queries: a, b, c)

(ldap queries: d)

Now the cluster level has one set of queries configured while the group has another set of queries. The machine will inherit its queries from the group.

Creating and Joining a Cluster

You cannot create or join a cluster from the Graphical User Interface (GUI). You must use the Command

Line Interface (CLI) to create, join, or configure clusters of machines. Once you have created a cluster, you can change configuration settings from either the GUI or the CLI.

Be sure to enable your centralized management feature key before you attempt to create a cluster.

Note

Your Cisco appliance does not ship with an evaluation key for the centralized management feature. You must request a 30-day evaluation, or purchase a key, before you can enable the centralized management feature. Use the featurekey

command in the CLI or the System Administration > Feature Keys page to enable your key.

The clusterconfig Command

A machine can create or join a cluster only via the clusterconfig

command.

When a new cluster is created, all of that cluster’s initial settings will be inherited from the machine that creates the cluster. If a machine was previously configured in “standalone” mode, its standalone settings are used when creating the cluster.

When a machine joins a cluster, all of that machine’s clusterable settings will be inherited from the cluster level. In other words, everything except certain machine-specific settings (IP addresses, etc) will be lost and will be replaced with the settings from the cluster and/or the group selected for that machine to join. If a machine was previously configured in “standalone” mode, its standalone settings are used when creating the cluster, and no settings at the machine level are maintained.

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Creating and Joining a Cluster

If the current machine is not already part of a cluster, issuing the clusterconfig

command presents the option to join an existing cluster or create a new one. newyork.example.com> clusterconfig

Do you want to join or create a cluster?

1. No, configure as standalone.

2. Create a new cluster.

3. Join an existing cluster over SSH.

4. Join an existing cluster over CCS.

[1]> 2

Enter the name of the new cluster.

[]> americas

New cluster committed: Wed Jun 22 10:02:04 2005 PDT

Creating a cluster takes effect immediately, there is no need to commit.

Cluster americas

Choose the operation you want to perform:

- ADDGROUP - Add a cluster group.

- SETGROUP - Set the group that machines are a member of.

- RENAMEGROUP - Rename a cluster group.

- DELETEGROUP - Remove a cluster group.

- REMOVEMACHINE - Remove a machine from the cluster.

- SETNAME - Set the cluster name.

- LIST - List the machines in the cluster.

- LISTDETAIL - List the machines in the cluster with detail.

- DISCONNECT - Temporarily detach machines from the cluster.

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Creating and Joining a Cluster

- RECONNECT - Restore connections with machines that were previously detached.

- PREPJOIN - Prepare the addition of a new machine over CCS.

[]>

At this point you can add machines to the new cluster. Those machines can communicate via SSH or

CCS.

Joining an Existing Cluster

From the host you want to add to the cluster, issue the clusterconfig

command to join the existing cluster. You can choose to join the cluster over SSH or over CCS (cluster communication service).

In order to join a host to an existing cluster, you must:

be able to validate the SSH host key of a machine in the cluster know the IP address of a machine in the cluster and be able to connect to this machine in the cluster

(for example, via SSH or CCS)

know the administrator password for the admin user on a machine belonging to the cluster

Note

All machines you intend to add to the cluster must have the centralized management feature key installed on them before they can be added to the cluster. It is also possible to join an existing cluster within the systemsetup

command if the feature key for centralized management has been installed on the system prior to running the CLI system setup wizard and if a cluster exists. After changing the administrator password, setting the hostname of the appliance, and configuring network interfaces and IP addresses, the systemsetup will prompt you to create or join a cluster.

Joining an Existing Cluster over SSH

The following table demonstrates adding the machine losangeles.example.com

to the cluster using the

SSH option. losangeles.example.com> clusterconfig

Do you want to join or create a cluster?

1. No, configure as standalone.

2. Create a new cluster.

3. Join an existing cluster over SSH.

4. Join an existing cluster over CCS.

[1]> 3

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Creating and Joining a Cluster

While joining a cluster, you will need to validate the SSH host key of the remote machine to which you are joining. To get the public host key fingerprint of the remote host, connect to the cluster and run: logconfig -> hostkeyconfig -> fingerprint.

WARNING: All non-network settings will be lost. System will inherit the values set at the group or cluster mode for the non-network settings. Ensure that the cluster settings are compatible with your network settings (e.g. dnsconfig settings)

Do you want to enable the Cluster Communication Service on losangeles.example.com? [N]> n

Enter the IP address of a machine in the cluster.

[]> IP address is entered

Enter the remote port to connect to. The must be the normal admin ssh port, not the CCS port.

[22]> 22

Enter the admin password for the cluster.

The administrator password for the clustered machine is entered

Please verify the SSH host key for IP address:

Public host key fingerprint: xx:xx:xx:xx:xx:xx:xx:xx:xx:xx:xx:xx:xx:xx:xx:xx

Is this a valid key for this host? [Y]> y

Joining cluster group Main_Group.

Joining a cluster takes effect immediately, there is no need to commit.

Cluster americas

Choose the operation you want to perform:

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Creating and Joining a Cluster

- ADDGROUP - Add a cluster group.

- SETGROUP - Set the group that machines are a member of.

- RENAMEGROUP - Rename a cluster group.

- DELETEGROUP - Remove a cluster group.

- REMOVEMACHINE - Remove a machine from the cluster.

- SETNAME - Set the cluster name.

- LIST - List the machines in the cluster.

- LISTDETAIL - List the machines in the cluster with detail.

- DISCONNECT - Temporarily detach machines from the cluster.

- RECONNECT - Restore connections with machines that were previously detached.

- PREPJOIN - Prepare the addition of a new machine over CCS.

[]>

(Cluster americas)>

Joining an Existing Cluster over CCS

Use CCS instead of SSH if you cannot use SSH. The only advantage of CCS is that only cluster communication happens over that port (no user logins, SCP, etc). To add another machine to an existing cluster via CCS, use the prepjoin

subcommand of clusterconfig

to prepare the machine to be added to the cluster. In this example, the prepjoin

command is issued on the machine newyork

to prepare the machine losangeles

to be added to the cluster.

The prepjoin

command involves obtaining the user key of the host you want to add to the cluster by typing clusterconfig prepjoin print

in the CLI of that host, and then copying the key into the command line of the host that is currently in the cluster.

Choose the operation you want to perform:

- ADDGROUP - Add a cluster group.

- SETGROUP - Set the group that machines are a member of.

- RENAMEGROUP - Rename a cluster group.

- DELETEGROUP - Remove a cluster group.

- REMOVEMACHINE - Remove a machine from the cluster.

- SETNAME - Set the cluster name.

- LIST - List the machines in the cluster.

- LISTDETAIL - List the machines in the cluster with detail.

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- DISCONNECT - Temporarily detach machines from the cluster.

- RECONNECT - Restore connections with machines that were previously detached.

- PREPJOIN - Prepare the addition of a new machine over CCS.

[]> prepjoin

Prepare Cluster Join Over CCS

No host entries waiting to be added to the cluster.

Choose the operation you want to perform:

- NEW - Add a new host that will join the cluster.

[]> new

Enter the hostname of the system you want to add.

[]> losangeles.example.com

Enter the serial number of the host mail3.example.com.

[]> unique serial number is added

Enter the user key of the host losangeles.example.com. This can be obtained by typing

"clusterconfig prepjoin print" in the CLI on mail3.example.com. Press enter on a blank line to finish.

unique user key from output of prepjoin print is pasted

Host losangeles.example.com added.

Prepare Cluster Join Over CCS

1. losangeles.example.com (serial-number)

Choose the operation you want to perform:

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Creating and Joining a Cluster

- NEW - Add a new host that will join the cluster.

- DELETE - Remove a host from the pending join list.

[]>

Chapter 35 Centralized Management Using Clusters

(Cluster americas)> commit

Once a machine is already part of a cluster, the clusterconfig

command allows you to configure various settings for the cluster.

(Cluster Americas)> clusterconfig

Cluster americas

Choose the operation you want to perform:

- ADDGROUP - Add a cluster group.

- SETGROUP - Set the group that machines are a member of.

- RENAMEGROUP - Rename a cluster group.

- DELETEGROUP - Remove a cluster group.

- REMOVEMACHINE - Remove a machine from the cluster.

- SETNAME - Set the cluster name.

- LIST - List the machines in the cluster.

- LISTDETAIL - List the machines in the cluster with detail.

- DISCONNECT - Temporarily detach machines from the cluster.

- RECONNECT - Restore connections with machines that were previously detached.

- PREPJOIN - Prepare the addition of a new machine over CCS.

[]>

Adding Groups

All clusters must contain at least one group. When you create a new cluster, a default group called

Main_Group is created automatically. However, you may decide to create additional groups within your cluster. This example shows how to create additional groups within an existing cluster and assign machines to the new group(s).

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Procedure

Step 1

Step 2

Step 3

Issue the clusterconfig

command.

Choose the addgroup

subcommand and enter the name of the new group.

Use the setgroup

subcommand to choose machines for the new group.

Managing Clusters

Managing Clusters

Administering a Cluster from the CLI

For machines that are part of a cluster, the CLI can be switched into different modes. Recall that a mode refers to a specific, named, member of a level.

The CLI mode determines precisely where a configuration setting will be modified. The default is

“machine” mode for the machine the user logged into, the “login host.”

Use the clustermode

command to switch between different modes.

Table 35-1 Administering Clusters

Command Example

clustermode clustermode group northamerica clustermode machine losangeles.example.com

Description

Prompt to switch cluster mode

Switch to group mode for the group “northamerica”

Switch to machine mode for the machine “losangeles”

The prompt in the CLI changes to indicate your current mode.

(Cluster Americas)> or

(Machine losangeles.example.com)>

In machine mode, the prompt will include the fully qualified domain name of the machine.

Copying and Moving Settings

All non-restricted (see

Restricted Commands, page 35-15 ) commands have new operations:

CLUSTERSHOW

and

CLUSTERSET

.

CLUSTERSHOW

is used to show in which modes a command is configured

(see New Operation Added, page 35-15 ). The

CLUSTERSET

operation allows you to move or copy the current settings (configurable with the current command) from one mode to another or between levels

(e.g. from a machine to a group).

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Chapter 35 Centralized Management Using Clusters

A copy retains the settings for the current mode. A move resets (clears) the configuration of the current mode; i.e., following a move, no settings will be configured for the current mode.

For example, if you have configured Good Neighbor Table settings (the destconfig

command) for group northamerica

, and you decide that you want the entire cluster to have these settings, you can use the clusterset

operation from within the destconfig

command to copy (or move) the current settings to the cluster mode. (See

Experimenting with New Configurations, page 35-12

.)

Warning Exercise caution when moving or copying configuration settings to avoid inconsistent dependencies.

For example, if you move or copy listeners with disclaimer stamping configured to another machine, and that new machine does not have the same disclaimers configured, disclaimer stamping will not be enabled on the new machine.

Experimenting with New Configurations

One of the most advantageous ways to use clusters is to experiment with new configuration settings. First you make changes at the machine mode, in an isolated environment. Then, when you are satisfied with your configuration, you move those configuration changes up to the cluster mode to make them available on all machines.

The following example shows the steps to change a listener setting on one machine and then publish the setting to the rest of the cluster when ready. Because listeners are normally configured at the cluster level, the example starts by pulling the configuration down to machine mode on one machine before making and testing the changes. You should test experimental changes of this type on one machine before making the change to the other machines in the cluster.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Use the clustermode cluster

command to change to the cluster mode.

Remember: the clustermode

command is the CLI command you use to change modes to the cluster, group, and machine levels.

Type listenerconfig

to see the listener settings configured for the cluster.

Choose the machine you want to experiment with, then use the clusterset

command to copy settings from the cluster “down” to machine mode.

Use the clustermode

command to navigate to machine mode for the experimental machine, e.g.: clustermode machine newyork.example.com

In machine mode, on the experimental machine, issue the listenerconfig

command to make changes specifically for the experimental machine.

Commit the changes.

Continue to experiment with the configuration changes on the experimental machine, remembering to commit the changes.

When you are ready to apply your new settings to all the other machines, use the clusterset

command to move the settings up to the cluster mode.

Commit the changes.

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Managing Clusters

Leaving a Cluster Permanently (Removal)

You use the

REMOVEMACHINE operation of clusterconfig to remove a machine permanently from a cluster. When a machine is permanently removed from a cluster, its configuration is “flattened” such that it will work the same as it did when it was part of the cluster. For example, if there is only a cluster-mode

Global Unsubscribe table, the Global Unsubscribe table data will be copied to the machine’s local configuration when the machine is removed from the cluster.

Upgrading Machines in a Cluster

A cluster does not allow the connected machines to have different versions of AsyncOS.

Before you install an AsyncOS upgrade, you need to disconnect each machine in the cluster via the clusterconfig

command. After you upgrade all the machines, the cluster can be reconnected via the clusterconfig

command. You can have two separate clusters running while you upgrade machines to the same version. You can also upgrade clustered machines on the GUI Upgrades page.

You can download the upgrade in the background so that you do not need to disconnect the cluster machines until you are ready to install the upgrade.

Note

If you use the upgrade command before disconnecting the individual machine from the cluster, AsyncOS disconnects all the machines in the cluster. Cisco Systems recommends that you disconnect each machine from the cluster before upgrading it. Then, other machines can continue working as a cluster until each is disconnected and upgraded.

Procedure

Step 1

Step 2

Step 3

On a machine in the cluster, use the disconnect

operation of clusterconfig

. For example, to disconnect the machine losangeles.example.com

, type clusterconfig disconnect losangeles

.example.com

.

No commit

is necessary.

Optionally, use the suspendlistener

command to halt acceptance of new connections and messages during the upgrade process.

Issue the upgrade

command to upgrade AsyncOS to a newer version.

Note

Disregard any warnings or confirmation prompts about disconnecting all of the machines in the cluster. Because you have disconnected the machine, AsyncOS does not disconnect the other machines in the cluster at this point.

Step 4

Step 5

Step 6

Select the version of AsyncOS for the machine. The machine will reboot after the upgrade is complete.

Use the resume

command on the upgraded machine to begin accepting new messages.

Repeat steps 1 - 5 for each machine in the cluster.

Note

After you disconnect a machine from the cluster, you cannot use it to change the configurations of other machines. Although you can still modify the cluster configuration, do not change it while machines are disconnected because settings can become unsynchronized.

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Step 7

After you have upgraded all the machines, use the reconnect operation of clusterconfig for each upgraded machine to reconnect it. For example, to reconnect the machine losangeles.example.com

, type clusterconfig reconnect losangeles

.example.com

. Note that you can only connect a machine to a cluster that is running the same version of AsyncOS.

Configuration File Commands

Configuration information may be saved for any individual system in the cluster. If you are in machine mode and you export a configuration file (using the System Administration > Configuration File page or the exportconfig

command), the file will be exported onto the local disk of the machine you are currently configuring. If you are in cluster mode or group mode, then the file will be saved on the machine you are currently logged into. You will be notified which machine the file was exported to.

Note

Saving the configuration of an entire cluster (or a clustered machine) prior to restoring that configuration onto a set of machines (either the same machines or a different set) via the System Administration >

Configuration File page or the loadconfig

command is not supported.

Resetting the Configuration

If the configuration is reset (via the System Administration > Configuration File page or the resetconfig

command) on a machine (restricted to local machine mode) that is part of a cluster, then that machine will return to the default factory settings. If that machine was previously part of a cluster, resetting the configuration will also automatically remove it from the cluster.

CLI Command Support

All Commands Are Cluster-aware

All CLI commands in AsyncOS are now cluster-aware. The behavior of some commands will change slightly when issued in a cluster mode. For example, the behavior of the following commands changes when issued on a machine that is part of a cluster:

The commit and clearchanges Commands commit

The commit

command commits all changes for all three levels of the cluster, regardless of which mode you are currently in.

commitdetail

The commitdetail command provides details about configuration changes as they are propagated to all machines within a cluster.

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clearchanges

The clearchanges

( clear

) command clears all changes for all three levels of the cluster, regardless of which mode you are currently in.

New Operation Added

CLUSTERSHOW

Within each command, there is now a

CLUSTERSHOW

operation that allows you to see in which modes a command is configured.

When you enter a CLI command to perform an action that will be overridden by existing settings at a lower level, you will be presented with a notification. For example, if you are in cluster mode and enter a command, you may see a notification like this:

Note: Changes to these settings will not affect the following groups and machines because they are overriding the cluster-wide settings:

East_Coast, West_Coast facilities_A, facilities_B, receiving_A

A similar message would be printed if you are editing settings for a group mode.

Restricted Commands

Most CLI commands and their corresponding GUI pages can be run in any mode (cluster, group, or machine). However, some commands and pages are restricted to one mode only.

The system interface (either the GUI and the CLI) will always will make it clear that a command is restricted and how it is restricted. It is easy to switch to the appropriate mode for configuring the command.

In the GUI, use the “Change Mode” menu or the “Settings for this features are currently defined at:” links to switch modes.

In the CLI, use the clustermode

command to switch modes.

Table 35-2 Commands Restricted to Cluster Mode

clusterconfig clustercheck passwd sshconfig userconfig

If a you try to run one of these commands in group or machine mode, you will be given a warning message and the opportunity to switch to the appropriate mode.

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Administering a Cluster from the GUI

Note

The passwd

command is a special case because it needs to be usable by guest users. If a guest user issues the passwd

command on a machine in a cluster, it will not print the warning message but will instead just silently operate on the cluster level data without changing the user’s mode. All other users will get the above written behavior (consistent with the other restricted configuration commands).

The following commands are restricted to machine mode: antispamstatus antispamupdate antivirusstatus antivirusupdate bouncerecipients deleterecipients delivernow diagnostic dnsflush dnslistflush dnslisttest dnsstatus etherconfig featurekey hostrate hoststatus interfaceconfig ldapflush ldaptest nslookup quarantineconfig rate reboot resetcounters resume resumedel resumelistener rollovernow routeconfig sbstatus setgateway sethostname settime shutdown status suspend suspenddel suspendlistener techsupport tophosts topin trace version vofflush vofstatus workqueue

If a you try to run one of the commands above in cluster or group mode, you will be given a warning message and the opportunity to switch to an appropriate mode.

The following commands are further restricted to the login host (i.e., the specific machine you are logged into). These commands require access to the local file system.

Table 35-3 Commands Restricted to Login Host Mode

last ping resetconfig supportrequest tail telnet upgrade who

Administering a Cluster from the GUI

Although you cannot create or join clusters or administer cluster specific settings from the GUI (the equivalent of the clusterconfig

command), you can browse machines in the cluster, create, delete, copy, and move settings among the cluster, groups, and machines (that is, perform the equivalent of the clustermode

and clusterset

commands) from within the GUI.

When you first log into the GUI, you are shown the Incoming Mail Overview page. Presuming that you have configured the current machine to be a member of a cluster, you are also notified that the centralized management feature has been enabled in the GUI.

The Incoming Mail Overview page is an example of a command that is restricted to the login host, because the Mail Flow Monitoring data you are viewing is stored on the local machine. To view the

Incoming Mail Overview reports for another machine, you must log into the GUI for that machine.

Note the URL in the browser’s address field when clustering has been enabled on an appliance. The URL will contain the word machine

, group

, or cluster

as appropriate. For example, when you first log in, the

URL of the Incoming Mail Overview page will appear as:

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https://

hostname

/

machine/serial_number

/monitor/incoming_mail_overview

Note

The Incoming Mail Overview and Incoming Mail Details pages on the Monitor menu are restricted to the login machine.

The Mail Policies, Security Services, Network, and System Administration tabs contain pages that are not restricted to the local machine. If you click the Mail Policies tab, the centralized management information in the GUI changes.

Figure 35-2 Centralized Management Feature in the GUI: No Settings Defined

Mode Indicator

Centralized

Management box

Inherited settings

(preview

display)

In

Figure 35-2

, the machine is inheriting all of its configuration settings for the current feature from the cluster mode. The settings being inherited in a light grey (preview).You can retain these settings or change them, overriding the cluster level settings for this machine.

Note

The inherited settings (preview display) will always show the settings inherited from the cluster. Use caution when enabling or disabling dependent services among group and cluster levels. For more information, see

Copying and Moving Settings, page 35-11

.

If you click the Override Settings link, you are taken to a new page for that feature. This page allows you to create new configuration settings for machine mode. You may begin with the default settings, or, if you’ve already configured settings in another mode, you can copy those settings to this machine.

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Administering a Cluster from the GUI

Figure 35-3

Chapter 35 Centralized Management Using Clusters

Centralized Management Feature in the GUI: Create New Settings

Alternatively, as shown in

Figure 35-2 , you can also navigate to modes where this configuration setting

is already defined. The modes are listed in the lower half of the centralized management box, under

“Settings for this feature are currently defined at:”. Only those modes where the settings are actually defined will be listed here. When you view a page for settings that are defined in (and inherited from) another mode, the page will display those settings for you.

If you click on one of the listed modes (for example, the Cluster: Americas link as shown in

Figure 35-2

), you will be taken to a new page that allows you to view and manage the settings for that mode.

Figure 35-4 Centralized Management Feature in GUI: Settings Defined

When settings are defined for a given mode, the centralized management box is displayed on every page in a minimized state. Click the “Centralized Management Options” link to expand the box to show a list of options available for the current mode with respect to the current page. Clicking the “Manage

Settings” button allows you to copy or move the current settings to a different mode or to delete those settings completely.

For example, in

Figure 35-5 , the Centralized Management Options link has been clicked to present the

available options.

Figure 35-5 Centralized Management Feature in GUI: Manage Settings

On the right side of the box is the “Change Mode” menu. This menu displays your current mode and provides the ability to navigate to any other mode (cluster, group, or machine) at any time.

Figure 35-6 The Change Mode Menu

When you navigate to a page that represents a different mode, the “Mode —” text on the left side of the centralized management box will flash yellow, briefly, to alert you that your mode has changed.

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Cluster Communication

Some pages within certain tabs are restricted to machine mode. However, unlike the Incoming Mail

Overview page (which is restricted to the current login host), these pages can be used for any machine in the cluster.

Figure 35-7 Centralized Management Feature: Machine Restricted

Choose which machine to administer from the Change Mode menu. You will see a brief flashing of the text to remind you that you have changed modes.

Cluster Communication

Machines within a cluster communicate with each other using a mesh network. By default, all machines connect to all other machines. If one link goes down, other machines will not be prevented from receiving updates.

By default, all intra-cluster communication is secured with SSH. Each machine keeps an in-memory copy of the route table and makes in-memory changes as necessary if links go down or up. Each machine also performs a periodic “ping” (every 1 minute) of every other machine in the cluster. This ensures up-to-date link status and maintains the connections in case a router or NAT has a timeout.

Note

The connection between two clustered appliances may be dropped if one of the appliances attempts to open more than the maximum number of SSH connections allowed. The appliances automatically rejoin the cluster within seconds and no manual configuration is needed.

DNS and Hostname Resolution

DNS is required to connect a machine to the cluster. Cluster communication is normally initiated using the DNS hostnames of the machines (not the hostname of an interface on the machine). A machine with an unresolvable hostname would be unable to actually communicate with any other machines in the cluster, even though it is technically part of the cluster.

Your DNS must be configured to have the hostname point to the correct IP interface on the appliance that has SSH or CCS enabled. This is very important. If DNS points to another IP address that does not have SSH or CCS enabled it will not find the host. Note that centralized management uses the “main hostname,” as set with the sethostname

command, not the per-interface hostname.

If you use an IP address to connect to another machine in the cluster, the machine you connect to must be able to make a reverse look up of the connecting IP address. If the reverse look up times out because the IP address isn’t in the DNS, the machine cannot connect to the cluster.

Clustering, Fully Qualified Domain Names, and Upgrading

DNS changes can cause a loss of connectivity after upgrading AsyncOS. Please note that if you need to change the fully qualified domain name of a machine in the cluster (not the hostname of an interface on a machine in the cluster), you must change the hostname settings via sethostname

and update the DNS record for that machine prior to upgrading AsyncOS.

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Cluster Communication Security

Cluster Communication Security (CCS) is a secure shell service similar to a regular SSH service. Cisco implemented CCS in response to concerns regarding using regular SSH for cluster communication. SSH communication between two machines opens regular logins (admin, etc.) on the same port. Many administrators prefer not to open regular logins on their clustered machines.

Tip: never enable Cluster Communication Services, even though it is the default, unless you have firewalls blocking port 22 between some of your clustered machines. Clustering uses a full mesh of SSH tunnels (on port 22) between all machines. If you have already answered Yes to enabling CCS on any machine, remove all machines from the cluster and start again. Removing the last machine in the cluster removes the cluster.

CCS provides an enhancement where the administrator can open up cluster communication, but not CLI logins. By default, the service is disabled. If the centralized management feature is enabled on the appliance, then you will be prompted to enable CCS from the interfaceconfig

command when you are prompted to enable other services. For example:

Do you want to enable SSH on this interface? [Y]>

Which port do you want to use for SSH?

[22]>

Do you want to enable Cluster Communication Service on this interface?

[N]> y

Which port do you want to use for Cluster Communication Service?

[2222]>

The default port number for CCS is 2222. You may change this to another open, unused, port number if you prefer. After the join is complete and the joining machine has all the configuration data from the cluster, the following question is presented:

Do you want to enable Cluster Communication Service on this interface? [N]> y

Which port do you want to use for Cluster Communication Service?

[2222]>

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Cluster Communication

Cluster Consistency

When centralized management is enabled, the machines that are “cluster aware” will continually verify network connections to other machines within the cluster. This verification is done by periodic “pings” sent to other machines in the cluster.

If all attempts to communicate with a particular machine fail, then the machine that has been trying to communicate will log a message saying that the remote host has disconnected. The system will send an alert to the administrator that the remote host went down.

Even if a machine is down, the verification pings will continue to be sent. When a machine rejoins the cluster network, a synchronization command will be issued so that any previously offline machines can download any updates. The synchronization command will also determine if there have been any changes on one side but not the other. If so, then the previously down machine will silently download the updates.

Disconnect/Reconnect

A machine may be disconnected from a cluster. Occasionally, you may intend to deliberately disconnect the machine, for example, because you are upgrading the machine. A disconnect could also occur by accident, for example, due to a power failure or other software or hardware error. A disconnect can also occur if one appliance attempts to open more than the maximum number of SSH connections allowed in a session. A machine that is disconnected from a cluster can still be accessed directly and configured; however, any changes made will not be propagated to other machines within the cluster until the disconnected machine becomes reconnected.

When a machine reconnects to the cluster, it tries to reconnect to all machines at once.

In theory, two machines in a cluster that are disconnected could commit a similar change to their local databases at the same time. When the machines are reconnected to the cluster, an attempt will be made to synchronize these changes. If there is a conflict, the most recent change is recorded (supersedes any other changes).

During a commit, the appliance checks every variable that is being changed. The commit data includes version information, sequence identification numbers, and other information that can be compared. If the data you are about to change is found to be in conflict with previous changes, you will be given the option to discard your changes. For example, you might see something like this:

(Machine mail3.example.com)> clustercheck

This command is restricted to "cluster" mode. Would you like to switch to "cluster" mode? [Y]> y

Checking Listeners (including HAT, RAT, bounce profiles)...

Inconsistency found!

Listeners (including HAT, RAT, bounce profiles) at Cluster enterprise:

mail3.example.com was updated Mon Sep 12 10:59:17 2005 PDT by 'admin' on mail3.example.com

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Cluster Communication

test.example.com was updated Mon Sep 12 10:59:17 2005 PDT by 'admin' on mail3.example.com

How do you want to resolve this inconsistency?

1. Force entire cluster to use test.example.com version.

2. Force entire cluster to use mail3.example.com version.

3. Ignore.

[1]>

If you choose not to discard your changes, they are still intact (but uncommitted). You can review your changes against the current settings and decide how to proceed.

You can also use the clustercheck

command at any time to verify that the cluster is operating correctly.

losangeles> clustercheck

Do you want to check the config consistency across all machines in the cluster? [Y]> y

Checking losangeles...

Checking newyork...

No inconsistencies found.

Interdependent Settings

In a centrally managed environment, some interdependent settings are configured in different modes.

The flexibility of the configuration model allows you to configure settings at multiple modes, and the laws of inheritance govern which settings will be used on a per-machine basis. However, some settings have dependencies on other settings, and the availability of the dependent settings’ configuration is not limited to settings at the same mode. Thus, it is possible to configure a setting for one level that references a setting that is configured for a specific machine at a different level.

The most common example of an interdependent setting involves a select field on a page that pulls data from a different cluster section. For example, the following features can be configured in different modes:

using LDAP queries using dictionaries or text resources

using bounce or SMTP authentication profiles.

Within centralized management, there are restricted and non-restricted commands. (See

Restricted

Commands, page 35-15

.) Non-restricted commands are generally configuration commands that can be shared across the cluster.

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Cluster Communication

The listenerconfig

command is an example of a command that can be configured for all machines in a cluster. Non-restricted commands represent commands that can be mirrored on all machines in a cluster, and do not require machine-specific data to be modified.

Restricted commands, on the other hand, are commands that only apply to a specific mode. For example, users cannot be configured for specific machines — there must be only one user set across the whole cluster. (Otherwise, it would be impossible to login to remote machines with the same login.) Likewise, since the Mail Flow Monitor data, System Overview counters, and log files are only maintained on a per-machine basis, these commands and pages must be restricted to a machine.

You will notice that while Scheduled Reports may be configured identically across the whole cluster, the viewing of reports is machine-specific. Therefore, within a single Scheduled Reports page in the GUI, configuration must be performed at the cluster mode, but viewing of reports must be done at the machine mode.

The System Time pages encompass the settz

, ntpconfig

, and settime

commands, and thus represents a mixture of restricted and non-restricted commands. In this case, settime

must be restricted to machine-only modes (since time settings are specific for machine), while settz

and ntpconfig

may be configured at cluster or group modes.

Figure 35-8 Example of Interdependent Settings

In this representation, the listener “IncomingMail” is referencing a footer named “disclaimer” that has been configured at the machine level only. The drop-down list of available footer resources shows that the footer is not available on the machine “buttercup.run” which is also available in the cluster. There are two solutions to this dilemma:

promote the footer “disclaimer” from the machine level to the cluster level

demote the listener to the machine level to remove the interdependency

In order to fully maximize the features of a centrally managed system, the former solution is preferred.

Be aware of interdependencies among settings as you tailor the configuration of your clustered machines.

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Best Practices

When you create the cluster, the machine you happen to be logged into is automatically added to the cluster as the first machine, and also added to the Main_Group. Its machine level settings effectively get moved to the cluster level as much as possible. There are no settings at the group level, and the only settings left at the machine level are those which do not make sense at the cluster level, and cannot be clustered. Examples are IP addresses, featurekeys, etc.

Leave as many settings at the cluster level as possible. If only one machine in the cluster needs a different setting, copy that cluster setting to the machine level for that machine. Do not move that setting. If you move a setting which has no factory default (e.g. HAT table, SMTPROUTES table, LDAP server profile, etc.), the systems inheriting the cluster settings will have blank tables and will probably not process email.

To have that machine re-inherit the cluster setting, manage the CM settings and delete the machine setting. You will only know if a machine is overriding the cluster setting when you see this display:

Settings are defined:

To inherit settings from a higher level: Delete Settings for this feature at this mode.

You can also Manage Settings.

Settings for this feature are also defined at:

Cluster: xxx

Or this display:

Delete settings from:

Cluster: xxx

Machine: yyyy.domain.com

Copy vs. Move

When to copy: when you want the cluster to have a setting, and a group or machine to also have no settings or to have different settings.

When to move: when you want the cluster to have no setting at all, and for the group or machine to have the settings.

Good CM Design Practices

When you LIST your CM machines, you want to see something like this: cluster = CompanyName

Group Main_Group:

Machine lab1.example.com (Serial #: XXXXXXXXXXXX-XXXXXXX)

Machine lab2.example.com (Serial #: XXXXXXXXXXXX-XXXXXXX)

Group Paris:

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Machine lab3.example.com (Serial #: XXXXXXXXXXXX-XXXXXXX)

Machine lab4.example.com (Serial #: XXXXXXXXXXXX-XXXXXXX)

Group Rome:

Machine lab5.example.com (Serial #: XXXXXXXXXXXX-XXXXXXX)

Machine lab6.example.com (Serial #: XXXXXXXXXXXX-XXXXXXX)

Be careful not to lose track of the level at which you are making changes. For example, if you have changed the name of your Main_Group (using RENAMEGROUP) to London, it will look like this: cluster = CompanyName

Group London:

Machine lab1.cable.nu (Serial #: 000F1FF7B3F0-CF2SX51)

...

However, this configuration tends to confuse many administrators, because they begin making changes to the London systems at the group level, and they stop using the Cluster level as the normal configuration level for basic settings.

Tip: it is not a good practice to have a group with the same name as the cluster, e.g. cluster London, group London. If you are using site names for group names, it is not good practice to have a cluster name that refers to a location.

The correct method, as explained above, is to leave as many settings at the cluster level as possible. In most cases you should leave your primary site or main collection of machines in the Main_Group, and use groups for your additional sites. This is true even if you consider that both sites are “equal.”

Remember, CM has no primary/secondary or master/slave servers — all clustered machines are peers.

Tip: if you will be using extra groups you can easily prepare the groups before those extra machines are joined to the cluster.

Procedures: Configuring an Example Cluster

To configure this example cluster, log out of all GUIs on all machines before running clusterconfig

.

Run clusterconfig

on any one of the primary site machines. You will then join to this cluster only the other local and remote machines that need the maximum possible shared settings (allowing for the machine only-settings like IP address). The clusterconfig

command cannot be used to join a remote machine to the cluster — you must use the CLI on the remote machine and run clusterconfig

(“join an existing cluster”).

In our example above we log in to lab1, run clusterconfig

and create a cluster called CompanyName.

We have only one machine with identical requirements, so we log in to lab2, and saveconfig

the existing configuration (it will be drastically altered when it inherits most of lab1 settings.) On lab2 we can then use clusterconfig

to join an existing cluster. Repeat if you have additional machines at this site needing similar policies and settings.

Run CONNSTATUS to confirm that DNS resolves correctly. As machines are joined to the cluster, the new machines inherit almost all of their settings from lab1 and their older settings are lost. If they are production machines you will need to anticipate if mail will still be processed using the new configuration instead of their previous configuration. If you remove them from the cluster, they will not revert to their old, private configs.

Next, we count the number of exceptional machines. If there is only one, it should receive a few extra machine level settings and you will not need to create an extra group for it. Join it to the cluster and begin copying settings down to the machine level. If this machine is an existing production machine you must back up the configuration and consider the changes to mail processing as above.

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If there are two or more, as in our example, decide if those two will share any settings with each other that are not shared with the cluster. In that case, you will be creating one or more groups for them.

Otherwise, you will make machine level settings for each, and do not need to have extra groups.

In our case we want to run clusterconfig

from the CLI on any of the machines already in the cluster, and select ADDGROUP. We will do this twice, once for Paris and once for Rome.

Now you can begin using the GUI and CLI to build configuration settings for the cluster and for ALL the groups, even if the groups have no machines in them yet. You will only be able to create machine specific settings for machines after they have joined the cluster.

The best way to create your override or exceptional settings is to copy the settings from the higher (e.g. cluster) level down to a lower (e.g. group) level.

For example, after creating the cluster our dnsconfig

settings initially looked like this:

Configured at mode:

Cluster: Yes

Group Main_Group: No

Group Paris: No

Group Rome: No

Machine lab2.cable.nu: No

If we "Copy to Group" the DNS settings, it will look like this:

Configured at mode:

Cluster: Yes

Group Main_Group: No

Group Paris: Yes

Group Rome: No

Machine lab2.cable.nu: No

Now you can edit the Paris group-level DNS settings, and other machines in the Paris group will inherit them. Non-Paris machines will inherit the cluster settings, unless they have machine-specific settings.

Besides DNS settings, it is common to create group level settings for SMTPROUTES.

Tip: when using the CLI CLUSTERSET function in various menus, you can use a special option to copy settings to All Groups, which is not available through the GUI.

Tip: complete listeners will be automatically inherited from the group or cluster, and you normally only create these on the first system in the cluster. This reduces administration considerably. However, for this to work you must name the Interfaces identically throughout your group or cluster.

Once the settings are defined correctly at the group level, you can join machines to the cluster and make them part of this group. This requires two steps:

First, to join our remaining 4 systems to the cluster, we run clusterconfig

on each. The larger and more complex the cluster, the longer it takes to join, and this can take several minutes. You can monitor the joining progress with the LIST and CONNSTATUS sub-commands. After the joins are complete you can use SETGROUP to move the machines from the Main_Group into Paris and Rome. There is no way to avoid the fact that initially, all machines added to the cluster inherit the Main_Group settings, not the

Paris and Rome settings. This could affect mail flow traffic if the new systems are already in production.

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Tip: do not make your lab machines part of the same cluster as your production machines. Use a new cluster name for lab systems. This provides an added layer of protection against unexpected changes

(someone changing a lab system and accidently losing production mail, for example).

Summary of GUI Options for Using CM Settings Other Than the Cluster Default

Override settings, and start with default settings. For example, the default settings for the

SMTPROUTES configuration is a blank table, which you can then build from scratch.

Override settings, but start with a copy of the settings currently inherited from Cluster xxx, or group yyy.

For example, you may want to a new copy of the SMTPROUTES table at the group level which is initially identical to the cluster table. All Cisco appliances that are contained in that same group

(SETGROUP) will get this table. Machines not in the group will still use the cluster level settings.

Changing the SMTPROUTES on this independent copy of the table will not affect other groups, machines inheriting the cluster settings, or machines where the setting is defined at the individual machine level. This is the most common selection.

Manage settings, a sub-menu of Centralized Management Options. From this menu you can copy as above, but you can also move or delete settings. If you move the SMTPROUTES to a group or machine level, then the routes table will be blank at the cluster level but will exist at the more specific level.

Manage settings. Continuing our SMTPROUTES example, using the delete option will also result in a blank SMTPROUTES table for the cluster. This is fine if you previously configured definitions for

SMTPROUTES at the group level or machine levels. It is not a best practice to delete the cluster level settings and rely only on group or machine settings. The cluster-wide settings are useful as defaults on newly added machines, and keeping them reduces the number or group or site settings you have to maintain by one.

Setup and Configuration Questions

Q. How do I receive a Centralized Management feature key?

A. All Cisco appliances must have a unique feature key for Centralized Management installed before they can be joined together in a cluster. Contact Cisco Customer Support to obtain keys. Use the

System Administration > Feature Keys page (GUI) or the featurekey

command (CLI) to install each key.

Q. I have a standalone appliance that has been fully configured and receiving mail with listeners, users, etc If I apply the Centralized Management feature key and create a new cluster, what happens to my settings?

A. If an appliance was previously configured in “standalone” mode, its standalone settings will be used when creating the cluster. That is, when you create a new cluster, using the clusterconfig -> create cluster command, all configurations are initially set at the cluster level. The next machine to join the cluster will receive all of these settings.

Q. I have a previously configured standalone machine and I join an existing cluster. What happens to my settings?

A. When a machine joins a cluster, all of that machine's clusterable settings will be inherited from the cluster level. Upon joining a cluster, all locally configured non-network settings will be lost, overwritten with the settings of the cluster and any associated groups. (This includes the user/password table; passwords and users are shared within a cluster).

Q. I have a clustered machine and I remove it (permanently) from the cluster. What happens to my settings?

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A. When a machine is permanently removed from a cluster, its configuration hierarchy is “flattened” such that the machine will continue to work the same as it did when it was part of the cluster. All settings that the machine has been inheriting will be applied to the machine in the standalone setting.

For example, if there is only a cluster-mode Global Unsubscribe table, that Global Unsubscribe table data will be copied to the machine's local configuration when the machine is removed from the cluster.

General Questions

Q. Are log files aggregated within centrally managed machines?

A. No. Log files are still retained for each individual machines. The Security Management appliance can be used to aggregate mail logs from multiple machines for the purposes of tracking and reporting.

Q. How does User Access work?

A. The Cisco appliances share one database for the entire cluster. In particular, there is only admin account (and password) for the entire cluster.

Q. How should I cluster a data center?

A. Ideally, a data center would be a “group” within a cluster, not its own cluster. However, if the data centers do not share much between themselves, you may have better results with separate clusters for each data center.

Q. What happens if systems are offline and they reconnect?

A. Systems attempt to synchronize upon reconnecting to the cluster.

Network Questions

Q. Is the centralized management feature a “peer-to-peer” architecture or a “master/slave” architecture?

A. Because every machine has all of the data for all of the machines (including all machine-specific settings that it will never use), the centralized management feature can be considered a peer-to-peer architecture.

Q. How do I set up a box so it is not a peer? I want a “slave” system.

A. Creating a true “slave” machine is not possible with this architecture. However, you can disable the HTTP (GUI) and SSH/Telnet (CLI) access at the machine level. In this manner, a machine without GUI or CLI access only be configured by clusterconfig commands (that is, it can never be a login host). This is similar to having a slave, but the configuration can be defeated by turning on login access again.

Q. Can I create multiple, segmented clusters?

A. Isolated “islands” of clusters are possible; in fact, there may be situations where creating them may be beneficial, for example, for performance reasons.

Q. I would like to reconfigure the IP address and hostname on one of my clustered appliances. If I do this, will I lose my GUI/CLI session before being able to run the reboot command?

a.

b.

Follow these steps:

Add the new IP address

Move the listener onto the new address

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d.

e.

Leave the cluster

Change the hostname

Make sure that oldmachinename does not appear in the clusterconfig

connections list when viewed from any machine

Make sure that all GUI sessions are logged out

f.

g.

Make sure that CCS is not enabled on any interface (check via interfaceconfig

or Network >

Listeners)

h.

Add the machine back into the cluster

Q. Can the Destination Controls function be applied at the cluster level, or is it local machine level only?

It may be set at a cluster level; however, the limits are on a per-machine basis. So if you limit to 50 connections, that is the limit set for each machine in the cluster.

Planning and Configuration

Q. What can I do to maximize efficiency and minimize problems when setting up a cluster?

1.

Initial Planning

Try to configure as many things as possible at the cluster level.

2.

3.

Manage by machines only for the exceptions.

If you have multiple data centers, for example, use groups to share traits that are neither cluster-wide nor necessarily machine-specific.

Use the same name for Interfaces and Listeners on each of the appliances.

Be aware of restricted commands.

4.

Pay attention to interdependencies among settings.

For example, the listenerconfig

command (even at the cluster level) depends on interfaces that only exist at a machine level. If the interface does not exist at the machine level on all machines in the cluster, that listener will be disabled.

Note that deleting an interface would also affect listenerconfig

.

Pay attention to your settings!

Remember that previously-configured machines will lose their independent settings upon joining a cluster. If you want to re-apply some of these previously configured settings at the machine level, be sure to take note of all settings before joining the cluster.

Remember that a “disconnected” machine is still part of the cluster. When it is reconnected, any changes you made while it was offline will be synchronized with the rest of the cluster.

Remember that if you permanently remove a machine from a cluster, it will retain all of the settings it had as part of that cluster. However, if you change your mind and re-join the cluster, the machine will lose all standalone settings. This is unlikely to restore the configuration to the state you intended.

Use the saveconfig

command to keep records of settings.

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C H A P T E R

36

Testing and Troubleshooting

Debugging Mail Flow Using Test Messages: Trace, page 36-1

Using the Listener to Test the Appliance, page 36-12

Troubleshooting the Network, page 36-16

Troubleshooting the Listener, page 36-22

Troubleshooting Email Delivery From the Appliance, page 36-23

Troubleshooting Performance, page 36-26

Remotely Resetting Appliance Power, page 36-27

Working with Technical Support, page 36-27

Note

Several of the features or commands described in this section will affect, or be affected by routing precedence. Please see

Assigning Network and IP Addresses for more information.

Debugging Mail Flow Using Test Messages: Trace

You can use System Administration > Trace page (the equivalent of the trace

command in the CLI) to debug the flow of messages through the system by emulating sending a test message. The Trace page

(and trace

CLI command) emulates a message as being accepted by a listener and prints a summary of features that would have been “triggered” or affected by the current configuration of the system

(including uncommitted changes). The test message is not actually sent. The Trace page (and trace

CLI command) can be a powerful troubleshooting or debugging tool, especially if you have combined many of the advanced features available on the Cisco appliance.

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The Trace page (and trace

CLI command) prompts you for the input parameters listed in Table 36-1 .

Table 36-1 Input for the Trace page

Value Description

Source IP address Type the IP address of the remote client to mimic the source of the remote domain. This can be an Internet

Protocol version 4 (IPv4) or version 6 (IPv6) address.

Example

203.45.98.109

2001:0db8:85a3::8a2e:0

370:7334

Fully Qualified

Domain Name of the Source IP

Listener to Trace

Behavior on

Note: The trace

command prompts for an IP address and a fully-qualified domain name. It does not attempt to reverse the IP address to see if it matches the fully-qualified domain name. The trace

command does not allow the fully-qualified domain name field to be blank, so it is impossible to test a scenario where the

DNS does not reverse match properly.

Type the fully-qualified remote domain name to mimic. If left null, a reverse DNS lookup will be performed on the source IP address.

Choose from the list of listeners configured on the system to emulate sending the test message to.

smtp.example.com

InboundMail

SenderBase

Network Owner

Organization ID

SenderBase

Reputation Score

(SBRS scores)

Type the unique identification number of the

SenderBase network owner, or allow the system to

Lookup network owner ID associated with source IP address.

You can view this information if you added network owners to sender groups via the GUI.

Type the SBRS score you want to provide for the spoofed domain, or allow the system to look up the

SBRS score associated with the source IP address.

This can be helpful when testing policies that use

SBRS scores. Note that manually entered SBRS scores are not passed to the Context Adaptive Scanning

Engine (CASE). See

Editing Reputation Filtering

Score Thresholds for a Listener, page 6-4

for more information.

34

-7.5

Envelope Sender Type the Envelope Sender of the test message.

Envelope

Recipients

Type a list of recipients for the test message. Separate multiple entries with commas.

Message Body

[email protected]

joe [email protected]

Type the message body for the test message, including headers. Type a period on a separate line to end entering the message body. Note that “headers” are considered part of a message body (separated by a blank line), and omitting headers, or including poorly formatted ones can cause unexpected trace results.

To: [email protected]

From: ralph

Subject: Test

this is a test message

.

After you have entered the values, click Start Trace. A summary of all features configured on the system affecting the message is printed.

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You can upload message bodies from your local file system. (In the CLI, you can test with message bodies you have uploaded to the

/configuration

directory. See

Accessing the Appliance

for more information on placing files for import onto the Cisco appliance.)

After the summary is printed, you are prompted to view the resulting message and re-run the test message again. If you enter another test message, the Trace page and the trace

command uses any previous values from

Table 36-1

you entered.

Note

The sections of configuration tested by the trace

command listed in

Table 36-2 are performed in order.

This can be extremely helpful in understanding how the configuration of one feature affects another. For example, a recipient address transformed by the domain map feature will affect the address as it is evaluated by the RAT. A recipient that is affected by the RAT will affect the address as it is evaluated by alias table, and so on.

Table 36-2 Viewing Output When Performing a Trace

trace Command Section

Host Access Table (HAT) and

Mail Flow Policy Processing

Output

The Host Access Table settings for the listener you specified are processed. The system reports which entry in the HAT matched from the remote IP address and remote domain name you entered. You can see the default mail flow policies and sender groups and which one matched the given entries.

If the Cisco appliance was configured to reject the connection (either through a REJECT or TCPREFUSE access rule), the trace

command exits at the point in the processing.

For more information on setting HAT parameters, see

Understanding

Predefined Sender Groups and Mail Flow Policies, page 7-10

.

Envelope Sender Address Processing

These sections summarize how the appliance configuration affects the Envelope Sender you supply.

(That is, how the MAIL FROM command would be interpreted by the configuration of the appliance.)

The trace

command prints “

Processing MAIL FROM:

” before this section.

Default Domain If you specified that a listener to change the default sender domain of messages it receives, any change to the Envelope Sender is printed in this section.

Masquerading

For more information, see

Configuring the Gateway to Receive Email

.

If you specified that the Envelope Sender of a message should be transformed, the change is noted here. You enable masquerading for the Envelope Sender on private listeners using the listenerconfig -> edit -> masquerade -> config subcommands.

For more information, see

Configuring Routing and Delivery

Features

.

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Table 36-2 Viewing Output When Performing a Trace (continued)

trace Command Section

Envelope Recipient Processing

Output

These sections summarize how the appliance affects the Envelope Recipients you supply. (That is, how the RCPT TO command would be interpreted by the configuration of the appliance.) The trace command prints “

Processing Recipient List:

” before this section.

Default Domain If you specified that a listener to change the default sender domain of messages it receives, any changes to the Envelope Recipients are printed in this section.

Domain Map Translation

Alias Table

For more information, see Configuring the Gateway to Receive Email

.

The domain map feature transforms the recipient address to an alternate address. If you specified any domain map changes and a recipient address you specified matches, the transformation is printed in this section.

For more information, see Configuring Routing and Delivery

Features .

Recipient Access Table (RAT) Each Envelope Recipient that matches an entry in the RAT is printed in this section, in addition to the policy and parameters. (For example, if a recipient was specified to bypass limits in the listener’s RAT.)

For more information on specifying recipients you accept, see

Configuring the Gateway to Receive Email .

Each Envelope Recipient that matches an entry in the alias tables configured on the appliance (and the subsequent transformation to one or more recipient addresses) is printed in this section.

For more information, see Configuring Routing and Delivery

Features .

Pre-Queue Message Operations

These sections summarize how the appliance affects each message after the message contents have been received, but before the messages are enqueued on the work queue. This processing occurs before the final

250 ok

command is returned to the remote MTA.

The trace

command prints “Message Processing

:

” before this section.

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Table 36-2 Viewing Output When Performing a Trace (continued)

trace Command Section

Virtual Gateways

Output

The altsrchost

command assigns messages to a specific interface, based on a match of the Envelope Sender’s full address, domain, or name, or IP address. If an Envelope Sender matches entries from the altsrchost

command, that information is printed in this section.

Bounce Profiles

Note that the virtual gateway address assigned at this point may be overridden by message filter processing below.

For more information, see

Configuring Routing and Delivery

Features

.

Bounce profiles are applied at three different points in the processing.

This is the first occurrence. If a listener has a bounce profile assigned to it, it is assigned at this point in the process. That information is printed in this section.

For more information, see

Configuring Routing and Delivery

Features

.

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Table 36-2 Viewing Output When Performing a Trace (continued)

trace Command Section

Work Queue Operations

Output

The following group of functions are performed on messages in the work queue. This occurs after the message has been accepted from the client, but before the message is enqueued for delivery on a destination queue. “Messages in Work Queue” is reported by the status

and status detail commands.

Masquerading If you specified that the To:, From:, and CC: headers of messages should be masked (either from a static table entered from a listener or via an LDAP query), the change is noted here. You enable masquerading for the message headers on private listeners using the listenerconfig -> edit -> masquerade -> config subcommands.

LDAP Routing

For more information, see Configuring Routing and Delivery

Features .

If LDAP queries have been enabled on a listener, the results of LDAP acceptance, re-routing, masquerading, and group queries are printed in this section.

Message Filters Processing

For more information, see LDAP Queries .

All messages filters that are enabled on the system are evaluated by the test message at this point. For each filter, the rule is evaluated, and if the end result is “true,” each of the actions in that filter are then performed in sequence. A filter may contain other filters as an action, and the nesting of filters is unlimited. If a rule evaluates to “false” and a list of actions is associated with an else

clause, those actions are evaluated instead. The results of the message filters, processed in order, are printed in this section.

See

Using Message Filters to Enforce Email Policies .

Mail Policy Processing

The mail policy processing section displays the Anti-Spam, Anti-Virus, Outbreak Filters feature, and disclaimer stamping for all recipients you supplied. If multiple recipients match multiple policies in

Email Security Manager, the following sections will be repeated for each matching policy. The string:

“Message Going to” will define which recipients matched which policies.

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Table 36-2 Viewing Output When Performing a Trace (continued)

trace Command Section

Anti-Spam

Output

This section notes messages that are not flagged to be processed by anti-spam scanning. If messages are to be processed by anti-spam scanning for the listener, the message is processed and the verdict returned is printed. If the Cisco appliance is configured to bounce or drop the messages based on the verdict, that information is printed and the trace

command processing stops.

Anti-Virus

Note: This step is skipped if anti-spam scanning is unavailable on the system. If anti-spam scanning is available but has not been enabled with a feature key, that information is also printed in this section.

See

Anti-Spam

.

This section notes messages that are not flagged to be processed by anti-virus scanning. If messages are to be processed by anti-virus scanning for the listener, the message is processed and the verdict returned is printed. If the Cisco appliance is configured to “clean” infected messages, that information is noted. If configured to bounce or drop the messages based on the verdict, that information is printed and the trace

command processing stops.

Note: This step is skipped if anti-virus scanning is unavailable on the system. If anti-virus scanning is available but has not been enabled with a feature key, that information is also printed in this section.

Content Filters Processing

See the

Anti-Virus .

All content filters that are enabled on the system are evaluated by the test message at this point. For each filter, the rule is evaluated, and if the end result is “true,” each of the actions in that filter are then performed in sequence. A filter may contain other filters as an action, and the nesting of filters is unlimited. The results of the content filters, processed in order, are printed in this section.

See

Content Filters .

Outbreak Filters Processing This section notes that messages that contain attachments are to bypass the Outbreak Filters feature. If messages are to be processed by

Outbreak Filters for the recipient, the message is processed and the evaluation. If the appliance is configured to quarantine, bounce, or drop the messages based on the verdict, that information is printed and the processing stops.

See

Outbreak Filters

.

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Table 36-2 Viewing Output When Performing a Trace (continued)

trace Command Section

Footer Stamping

Output

This section notes whether a footer text resource was appended to the message. The name of the text resource is displayed. See

Message

Disclaimer Stamping, page 18-2 in

Text Resources .

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Table 36-2 Viewing Output When Performing a Trace (continued)

trace Command Section

Delivery Operations

Output

The following sections note operations that occur when a message is delivered. The trace

command prints “

Message Enqueued for Delivery

” before this section.

Global Unsubscribe per

Domain and per User

If any recipients you specified as input for the trace

command match recipients, recipient domains, or IP addresses listed in the in the

Global Unsubscribe feature, any unsubscribed recipient addresses are printed in this section.

See

Configuring Routing and Delivery Features .

Final Result

When all processing has been printed, you are prompted with the final result. In the CLI, Answer

y

to the question, “Would you like to see the resulting message?” to view the resulting message.

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GUI Example of the Trace Page

Figure 36-1 Input for the Trace Page

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Figure 36-2 Output for the Trace Page (1 of 2)

Debugging Mail Flow Using Test Messages: Trace

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Using the Listener to Test the Appliance

Figure 36-3 Output for the Trace Page (2 of 2)

Chapter 36 Testing and Troubleshooting

Using the Listener to Test the Appliance

“Black hole” listeners allow you to test your message generation systems and to also get a rough measure of receiving performance. Two types of black hole listeners are queueing and non-queueing.

The queueing listener saves the message to the queue, but then immediately deletes it. Use a queuing listener when you are interested in measuring the performance of the entire injection portion of your message generation system.

The non-queueing listener accepts a message, and then immediately deletes it without saving it. Use the non-queueing listener when you want to troubleshoot the connection from your message generation system to the appliance.

For example, in

Figure 36-4 , you could create a black hole listener “C” to mirror the private listener

labeled “B.” A non-queueing version tests the performance path of the system from the groupware client to the groupware server to the appliance. A queueing version tests that same path and the appliance’s ability to enqueue messages and prepare them for delivery via SMTP.

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Figure 36-4 Black Hole Listener for an Enterprise Gateway

IronPort Email Security Appliance

A

C B

Using the Listener to Test the Appliance

Firewall

SMTP

Groupware Server

(Exchange™, Domino™,

Groupwise™)

Example

Groupware Client

In the following example, the listenerconfig

command is used to create a black hole queueing listener named

BlackHole_1

on the Management interface. This Host Access Table (HAT) for the listener is then edited to accept connections from the following hosts:

yoursystem.example.com

10.1.2.29

badmail.tst

.tst

Note

The final entry,

.tst

, configures the listener so that any host in the

.tst domain can send email to the listener named

BlackHole_1

.

mail3.example.com> listenerconfig

Currently configured listeners:

1. InboundMail (on PublicNet, 192.168.2.1) SMTP Port 25 Public

2. OutboundMail (on PrivateNet, 192.168.1.1) SMTP Port 25 Private

Choose the operation you want to perform:

- NEW - Create a new listener.

- EDIT - Modify a listener.

- DELETE - Remove a listener.

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- SETUP - Change global settings.

[]> new

Please select the type of listener you want to create.

1. Private

2. Public

3. Blackhole

[2]> 3

Do you want messages to be queued onto disk? [N]> y

Please create a name for this listener (Ex: "OutboundMail"):

[]> BlackHole_1

Please choose an IP interface for this Listener.

1. Management (192.168.42.42/24: mail3.example.com)

2. PrivateNet (192.168.1.1/24: mail3.example.com)

3. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 1

Choose a protocol.

1. SMTP

2. QMQP

[1]> 1

Please enter the IP port for this listener.

[25]> 25

Please specify the systems allowed to relay email through the IronPort C60.

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Hostnames such as "example.com" are allowed.

Partial hostnames such as ".example.com" are allowed.

IP addresses, IP address ranges, and partial IP addressed are allowed.

Separate multiple entries with commas.

[]> yoursystem.example.com, 10.1.2.29, badmail.tst, .tst

Do you want to enable rate limiting per host? (Rate limiting defines the maximum number of recipients per hour you are willing to receive from a remote domain.) [N]> n

Default Policy Parameters

==========================

Maximum Message Size: 100M

Maximum Number Of Connections From A Single IP: 600

Maximum Number Of Messages Per Connection: 10,000

Maximum Number Of Recipients Per Message: 100,000

Maximum Number Of Recipients Per Hour: Disabled

Use SenderBase for Flow Control: No

Spam Detection Enabled: No

Virus Detection Enabled: Yes

Allow TLS Connections: No

Allow SMTP Authentication: No

Require TLS To Offer SMTP authentication: No

Would you like to change the default host access policy? [N]> n

Listener BlackHole_1 created.

Defaults have been set for a Black Hole Queuing listener.

Use the listenerconfig->EDIT command to customize the listener.

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Troubleshooting the Network

Currently configured listeners:

1. BlackHole_1 (on Management, 192.168.42.42) SMTP Port 25 Black Hole Queuing

2. InboundMail (on PublicNet, 192.1681.1) SMTP Port 25 Public

3. OutboundMail (on PrivateNet, 192.168.1.1) SMTP Port 25 Private

Choose the operation you want to perform:

- NEW - Create a new listener.

- EDIT - Modify a listener.

- DELETE - Remove a listener.

- SETUP - Change global settings.

[]>

Note

Remember to issue the commit

command for these changes to take effect.

After you have configured a black hole queuing listener and modified the HAT to accept connections from your injection system, use your injection system to begin sending email to the appliance. Use the status

, status detail

, and rate

commands to monitor system performance. You can also monitor the system via the Graphical User Interface (GUI). For more information, see:

Monitoring Using the CLI, page 30-6

Other Tasks in the GUI, page 32-1

Troubleshooting the Network

If you suspect that the appliance has network connectivity issues, first confirm that the appliance is working properly.

Testing the Network Connectivity of the Appliance

Procedure

Step 1

Connect to the system and log in as the administrator. After successfully logging in, the following messages are displayed:

Last login: day month date hh:mm:ss from IP address

Copyright (c) 2001-2003, IronPort Systems, Inc.

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AsyncOS x.x for Cisco

Welcome to the Cisco Messaging Gateway Appliance(tm)

Step 2

Use the status

or status detail commands.

mail3.example.com> status or mail3.example.com> status detail

Step 3

The status

command returns a subset of the monitored information about email operations. The statistics returned are grouped into two categories: counters and gauges. For complete monitoring information about email operations including rates, use the status detail

command. Counters provide a running total of various events in the system. For each counter, you can view the total number of events that have occurred since the counter was reset, since the last system reboot, and over the system's

lifetime. (For more information, see Monitoring Using the CLI, page 30-6 .)

Use the mailconfig

command to send mail to a known working address.

The mailconfig

command generates a human-readable file including all configuration settings available to the appliance. Attempt to send the file from the appliance to a known working email address to confirm that the appliance is able to send email over the network.

mail3.example.com> mailconfig

Please enter the email address to which you want to send the configuration file.

Separate multiple addresses with commas.

[]> [email protected]

Do you want to include passwords? Please be aware that a configuration without passwords will fail when reloaded with loadconfig. [N]> y

The configuration file has been sent to [email protected].

mail3.example.com>

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Troubleshooting the Network

Troubleshooting

After you have confirmed that the appliance is active on the network, use the following commands to pinpoint any network problems.

You can use the

netstat

command to display network connections (both incoming and outgoing), routing tables, and a number of network interface statistics, including the following information:

List of active sockets

State of network interfaces

Contents of routing tables

Size of the listen queues

Packet traffic information

You can use the diagnostic -> network -> flush

command to flush all network related caches.

You can use the diagnostic -> network -> arpshow

command to show the system ARP cache.

You can use the packetcapture

command to intercept and display TCP/IP and other packets being transmitted or received over a network to which the computer is attached.

To use packetcapture

, set the network interface and the filter. The filter uses the same format the

UNIX tcpdump

command. Use start

to begin the packet capture and stop

to end it. After stopping the capture, you need to use SCP or FTP to download the files from the

/pub/captures

directory.

For more information, see Running a Packet Capture, page 36-31

.

Use the ping

command to a known working host to confirm that the appliance has an active connection on the network and is able to reach specific segments of your network.

The ping

command allows you to test connectivity to a network host from the appliance. mail3.example.com> ping

Which interface do you want to send the pings from?

1. Auto

2. Management (192.168.42.42/24: mail3.example.com)

3. PrivateNet (192.168.1.1/24: mail3.example.com)

4. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 1

Please enter the host you wish to ping.

[]> anotherhost.example.com

Press Ctrl-C to stop.

PING anotherhost.example.com (x.x.x.x): 56 data bytes

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64 bytes from 10.19.0.31: icmp_seq=9 ttl=64 time=0.133 ms

64 bytes from 10.19.0.31: icmp_seq=10 ttl=64 time=0.115 ms

^C

--- anotherhost.example.com ping statistics ---

11 packets transmitted, 11 packets received, 0% packet loss round-trip min/avg/max/stddev = 0.115/0.242/1.421/0.373 ms

Troubleshooting the Network

Note

You must use Control-C to end the ping

command.

Use the traceroute command to test connectivity to a network host from the appliance and debug routing issues with network hops.

mail3.example.com> traceroute

Which interface do you want to trace from?

1. Auto

2. Management (192.168.42.42/24: mail3.example.com)

3. PrivateNet (192.168.1.1/24: mail3.example.com)

4. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 1

Please enter the host to which you want to trace the route.

[]> 10.1.1.1

Press Ctrl-C to stop.

traceroute to 10.1.1.1 (10.1.1.1), 64 hops max, 44 byte packets

1 gateway (192.168.0.1) 0.202 ms 0.173 ms 0.161 ms

2 hostname (10.1.1.1) 0.298 ms 0.302 ms 0.291 ms mail3.example.com>

Use the diagnostic -> network -> smtpping

command to test a remote SMTP server.

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Troubleshooting the Network

Use the nslookup

command to check the DNS functionality.

The nslookup

command can confirm that the appliance is able to reach and resolve hostnames and

IP addresses from a working DNS (domain name service) server.

mail3.example.com> nslookup

Please enter the host or IP to resolve.

[]> example.com

Choose the query type:

1. A

2. CNAME

3. MX

4. NS

5. PTR

6. SOA

7. TXT

[1]>

A=192.0.34.166 TTL=2d

Table 36-3

Query Type

A

CNAME

MX

NS

PTR

SOA

TXT

Checking DNS Functionality: Query Types

Description

the host's Internet address the canonical name for an alias the mail exchanger the name server for the named zone the hostname if the query is an Internet address, otherwise the pointer to other information the domain's “start-of-authority” information the text information

Use the tophosts

command via the CLI or the GUI, and sort by Active Recipients.

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The tophosts

command returns a list of the top 20 recipient hosts in queue. This command can help you determine if network connectivity problems are isolated to a single host or group of hosts to which you are attempting to send email. (For more information, see “Determining the Make-up of the Mail Queue” on page 49.) mail3.example.com> tophosts

Sort results by:

1. Active Recipients

2. Connections Out

3. Delivered Recipients

4. Soft Bounced Events

5. Hard Bounced Recipients

[1]> 1

Status as of: Mon Nov 18 22:22:23 2003

ActiveConn.Deliv.SoftHard

# Recipient HostRecipOutRecip.BouncedBounced

1 aol.com36510255218

2 hotmail.com29071982813

3 yahoo.com13461231119

4 excite.com9838494

5 msn.com8427633

29

^C

“Drill-down” to use the hoststatus

command on the top domains listed from the tophosts command results.

The hoststatus

command returns monitoring information about email operations relating to a specific recipient host. DNS information stored in the AsyncOS cache and the last error returned from the recipient host are also given. Data returned is cumulative since the last resetcounters

command. (For more information, see Monitoring the Status of a Mail Host, page 30-12 .)

Using the hoststatus

command on the top domains can isolate the performance issues with DNS resolution to the either the appliance or the internet. For example, if the hoststatus

command for the top active recipient host shows many pending outbound connections, then try to determine if that particular host is down or unreachable, or if the appliance cannot connect to all or the majority of hosts.

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Troubleshooting the Listener

Check firewall permissions.

The appliance may need all of the following ports to be opened in order to function properly: ports

20, 21, 22, 23, 25, 53, 80, 123, 443, and 628. (See

Firewall Information

.)

Send email from the appliance on your network to [email protected]

Send an email from within your network to [email protected]

to perform basic DNS checks on your system. And auto-responder email will respond with the results and details of the following four tests:

DNS PTR Record - Does the IP address of the Envelope From match the PTR record for the domain?

DNS A Record - Does the PTR record for the domain match the IP address of the Envelope From?

HELO match - Does the domain listed in the SMTP HELO command match the DNS hostname in the Envelope From?

Mail server accepting delayed bounce messages - Does the domain listed in the SMTP HELO command have MX records that resolve IP addresses for that domain?

Troubleshooting the Listener

If you suspect problems with injecting email, use the following strategies:

Confirm the IP address that you are injecting from, and then use the listenerconfig

command to check for allowed hosts.

Is the IP address allowed to connect to the listener you have created? Use the listenerconfig command to examine the Host Access Table (HAT) for the listener. Use these commands to print the

HAT for a listener: listenerconfig

-> edit

-> listener_number -> hostaccess

-> print

The HAT can be configured to refuse connections by IP address, block of IP addresses, hostname, or domains. For more information, see “Specifying Hosts that are Allowed to Connect” on page 107.

You can also use the limits

subcommand to check the maximum number of connections allowed for a listener: listenerconfig

-> edit

-> listener_number -> limits

On the machine that you are injecting from, use Telnet or FTP to manually connect to the appliance.

For example: injection_machine% telnet appliance_name

You can also use the telnet

command within the appliance itself to connect from the listener to the actual appliance: mail3.example.com> telnet

Please select which interface you want to telnet from.

1. Auto

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2. Management (192.168.42.42/24: mail3.example.com)

3. PrivateNet (192.168.1.1/24: mail3.example.com)

4. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 3

Troubleshooting Email Delivery From the Appliance

Enter the remote hostname or IP.

[]> 193.168.1.1

Enter the remote port.

[25]> 25

Trying 193.168.1.1...

Connected to 193.168.1.1.

Escape character is '^]'.

If you cannot connect from one interface to another, you may have issues with the way in which the appliance’s Management and Data1 and Data2 interfaces are connected to your network. Ensure that the telnet service is enabled on the target interface if you are attempting to connect using telnet. See

Appendix A, “Accessing the Appliance”

for more information. You can also telnet to port 25 of the listener and enter SMTP commands manually (if you are familiar with the protocol).

Examine the IronPort text mail logs and injection debug logs to check for receiving errors.

Injection debug logs record the SMTP conversation between the appliance and a specified host connecting to the system. Injection debug logs are useful for troubleshooting communication problems between the appliance and a client initiating a connection from the Internet. The log records all bytes transmitted between the two systems and classifies them as “Sent to” the connecting host or “Received from” the connecting host.

For more information, see

Using IronPort Text Mail Logs, page 34-9

and

Using IronPort Injection

Debug Logs, page 34-23

.

Troubleshooting Email Delivery From the Appliance

If you suspect problems with delivering email from the appliance, try the following strategies:

Determine if the problem is domain-specific.

Use the tophosts

command to get immediate information about the email queue and determine if a particular recipient domain has delivery problems.

Are there problem domains returned when you sort by “Active Recipients?”

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When you sort by Connections Out, does any one domain reach the maximum connections specified for a listener? The default maximum number of connections for a listener is 600. The default maximum system-wide number of connections if 10,000 (set by the deliveryconfig

command).

You can examine the maximum number of connections for a listener using the command: listenerconfig

-> edit

-> listener_number -> limits

Are the connections for a listener further limited by the destconfig

command (either by system maximum or by Virtual Gateway addresses)? Use this command to examine the destconfig connection limits: destconfig

-> list

Use the hoststatus

command.

“Drill-down” using the hoststatus

command on the top domains listed from the results listed by the tophosts

command.

Is the host available and accepting connections?

Are there problems with one specific MX record mail server for the given host?

The hoststatus

command reports the last “5XX” status code and description returned by the host if there is a 5XX error (Permanent Negative Completion reply) for the specified host. If the last outgoing TLS connection to the host failed, the hoststatus

command displays the reason why it failed.

Configure and/or examine the domain debug, bounce, and text mail logs to check if the recipient host is available.

Domain debug logs record the client and server communication during an SMTP conversation between the appliance and a specified recipient host. This log file type can be used to debug issues with specific recipient hosts.

For more information, see Using IronPort Domain Debug Logs, page 34-22 .

Bounce logs record all information pertaining to each bounced recipient.

For more information, see Using IronPort Bounce Logs, page 34-17

.

Text mail logs contain details of email receiving, email delivery and bounces. Status information is also written to the mail log every minute. These logs are a useful source of information to understand delivery of specific messages and to analyze system performance.

For more information, see Using IronPort Text Mail Logs, page 34-9 .

Use the telnet

command to connect from the appliance to the problem domain: mail3.example.com> telnet

Please select which interface you want to telnet from.

1. Auto

2. Management (192.168.42.42/24: mail3.example.com)

3. PrivateNet (192.168.1.1/24: mail3.example.com)

4. PublicNet (192.168.2.1/24: mail3.example.com)

[1]> 1

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Enter the remote hostname or IP.

[]> problemdomain.net

Enter the remote port.

[25]> 25

You can use the tlsverify

command to establish an outbound TLS connection on demand and debug any TLS connection issues concerning a destination domain. To create the connection, specify the domain to verify against and the destination host. AsyncOS checks the TLS connection based on the Required (Verify) TLS setting.

mail3.example.com> tlsverify

Enter the TLS domain to verify against:

[]> example.com

Enter the destination host to connect to. Append the port (example.com:26) if you are not connecting on port 25:

[example.com]> mxe.example.com:25

Connecting to 1.1.1.1 on port 25.

Connected to 1.1.1.1 from interface 10.10.10.10.

Checking TLS connection.

TLS connection established: protocol TLSv1, cipher RC4-SHA.

Verifying peer certificate.

Verifying certificate common name mxe.example.com.

TLS certificate match mxe.example.com

TLS certificate verified.

TLS connection to 1.1.1.1 succeeded.

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Troubleshooting Performance

TLS successfully connected to mxe.example.com.

TLS verification completed.

Troubleshooting Performance

If you suspect that there are there are performance problems with the appliance, utilize the following strategies:

Use the rate

and hostrate

commands to check the current system activity.

The rate

command returns real-time monitoring information about email operations. For more information, see

Displaying Real-time Activity, page 30-17 .

The hostrate

command returns real-time monitoring information for a specific host.

Use the status

command to cross-check the historical rates to check for degradation.

Use the status detail

command to check the RAM utilization.

You can use the status detail

command to quickly see the system’s RAM, CPU, and Disk I/O utilization.

Note

RAM utilization should always be less than 45%. If RAM utilization exceeds 45%, then, the appliance will enter “resource conservation mode;” it initiates a “back-off” algorithm to prevent over-subscription of resources and sends out the following email alert:

This system (hostname: hostname) has entered a 'resource conservation' mode in order to prevent the rapid depletion of critical system resources.

RAM utilization for this system has exceeded the resource conservation threshold of 45%.

The allowed injection rate for this system will be gradually decreased as RAM utilization approaches 60%.

This situation occurs only with an aggressive injection with poor deliverability facilities. If you encounter RAM utilization exceeding 45%, check the number of messages in the queue and see if a particular domain is down or unavailable for delivery (via the hoststatus

or hostrate

commands).

Also check the status of the system and ensure that delivery is not suspended. If after stopping the injection you continue to experience a high RAM utilization, contact Cisco Customer Support. See

Cisco Customer Support, page 1-6 .

Is the problem specific to one domain?

Use the tophosts

command to get immediate information about the email queue and determine if a particular recipient domain has delivery problems.

Check the size of the queue. You can delete, bounce, suspend, or redirect messages in the email queue to manage its size, or to deal with recipients to a specific, problematic domain. For more information, see

Managing the Email Queue, page 30-25

. Use these commands:

deleterecipients

bouncerecipients

redirectrecipients

suspenddel

/ resumedel

suspendlistener

/ resumelistener

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Remotely Resetting Appliance Power

Use the tophosts

command to check the number of soft and hard bounces. Sort by “Soft Bounced

Events” (option

4

) or “Hard Bounced Recipients” (option

5

). If the performance for a particular domain is problematic, use the commands above to manage the delivery to that domain.

Remotely Resetting Appliance Power

If the appliance requires a hard reset, you can reboot the appliance chassis remotely using a third-party

Intelligent Platform Management Interface (IPMI) tool.

Restrictions

Remote power management is available only on certain hardware.

For specifics, see

Enabling Remote Power Management, page 29-20 .

If you want be able to use this feature, you must enable it in advance, before you need to use it.

For details, see

Enabling Remote Power Management, page 29-20 .

Only the following IPMI commands are supported: status, on, off, cycle, reset, diag, soft

Issuing unsupported commands will produce an “insufficient privileges” error.

Before You Begin

Obtain and set up a utility that can manage devices using IPMI version 2.0.

Understand how to use the supported IPMI commands. See the documentation for your IPMI tool.

Procedure

Step 1

Step 2

Use IPMI to issue a supported power-cycling command to the IP address assigned to the Remote Power

Management port, which you configured earlier, along with the required credentials.

For example, from a UNIX-type machine with IPMI support, you might issue the command: ipmitool -I lan -H 192.0.2.1 -U remoteresetuser -P password chassis power reset where

192.0.2.1

is the IP address assigned to the Remote Power Management port and remoteresetuser and password

are the credentials that you entered while enabling this feature.

Wait at least five minutes for the appliance to reboot.

Working with Technical Support

Opening or Updating a Support Case, page 36-28

Enabling Remote Access for Cisco Technical Support Personnel, page 36-28

Running a Packet Capture, page 36-31

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Working with Technical Support

Opening or Updating a Support Case

Before You Begin

Note

If you have an urgent support need, do not use this method. Instead, use the telephone. For information, see

Cisco Customer Support, page 1-6

.

If your issue is urgent, do not use this method. Instead, contact support using one of the other methods listed in

Cisco Customer Support, page 1-6 .

Use the following procedure only for issues such as a request for information or a problem for which you have a workaround, but would like an alternate solution.

Consider other options for getting help:

Knowledge Base, page 1-5

Cisco Support Community, page 1-6

When you open a support case using this procedure, the appliance configuration file is sent to Cisco

Customer Support. If you do not want to send the appliance configuration, you can contact Customer

Support using a different method.

The appliance must be connected to the internet and able to send email.

If you are sending information about an existing case, make sure you have the case number.

Procedure

Step 1

Step 2

Step 3

Sign in to the appliance.

Choose Help and Support > Contact Technical Support.

Determine the recipients of the support request:

To send the request to Cisco Customer Assistance Select the Cisco IronPort Customer Support check box.

To send the request only to your internal support desk

Deselect the Cisco IronPort Customer

Support check box.

(Optional) To include other recipients

Enter the email address of your support desk.

Enter email addresses.

Step 4

Step 5

Complete the form.

Click Send.

Enabling Remote Access for Cisco Technical Support Personnel

Only Cisco Customer Assistance can access your appliance using these methods.

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Working with Technical Support

Enabling Remote Access to Appliances With an Internet Connection, page 36-29

Enabling Remote Access to Appliances Without a Direct Internet Connection, page 36-29

Disabling a Tech Support Tunnel, page 36-30

Disabling Remote Access, page 36-30

Checking the Status of the Support Connection, page 36-31

Enabling Remote Access to Appliances With an Internet Connection

Support accesses the appliance through an SSH tunnel that this procedure creates between the appliance and the upgrades.ironport.com

server.

Before You Begin

Identify a port that can be reached from the Internet. The default is port 25, which will work in most environments because the system also requires general access over that port in order to send email messages. Connections over this port are allowed in most firewall configurations.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Log in to the appliance.

From the top right side of the GUI window, choose Help and Support > Remote Access.

Click Enable.

Specify a seed string to initialize the secure communication. The Cisco Customer Support team uses the specified seed string to generate a secure shared secret for accessing this appliance.

Do one of the following:

(Recommended) Generate a random string.

Manually enter a seed string.

(Recommended) Enable a secure tunnel for the remote access connection. Select Initiate connection via

secure tunnel and enter the port for the connection.

Click Submit.

Note down the seed string and share it with the Cisco Customer Support.

What To Do Next

When remote access for support personnel is no longer required, see

Disabling a Tech Support Tunnel, page 36-30

.

Enabling Remote Access to Appliances Without a Direct Internet Connection

For appliances without a direct internet connection, access is made through a second appliance that is connected to the internet.

Before You Begin

The appliance must be able to connect on port 22 to a second appliance that is connected to the internet.

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Working with Technical Support

On the appliance with the internet connection, follow the procedure in Enabling Remote Access to

Appliances With an Internet Connection, page 36-29 to create a support tunnel to that appliance.

Procedure

Step 1

Step 2

Step 3

From the command-line interface of the appliance requiring support, enter the techsupport

command.

Enter sshaccess

.

Follow the prompts.

What To Do Next

When remote access for support personnel is no longer required, see the following:

Disabling Remote Access, page 36-30

Disabling a Tech Support Tunnel, page 36-30

Disabling a Tech Support Tunnel

An enabled techsupport tunnel remains connected to upgrades.ironport.com

for 7 days. After that time, established connections will not be disconnected but will be unable to re-attach to the tunnel once disconnected.

To disable the tunnel manually:

Procedure

Step 1

Step 2

Step 3

Log in to the appliance.

From the top right side of the GUI window, choose Help and Support > Remote Access.

Click Disable.

Disabling Remote Access

A remote access account that you create using the techsupport

command remains active until you deactivate it.

Procedure

Step 1

Step 2

Step 3

From the command-line interface, enter the techsupport

command.

Enter sshaccess

.

Enter disable

.

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Chapter 36 Testing and Troubleshooting

Checking the Status of the Support Connection

Procedure

Step 1

Step 2

From the command-line interface, enter the techsupport

command.

Enter status

.

Working with Technical Support

Running a Packet Capture

Packet Capture allows support personnel to see the TCP/IP data and other packets going into and out of the appliance. This allows Support to debug the network setup and to discover what network traffic is reaching the appliance or leaving the appliance.

Procedure

Step 1

Step 2

Step 3

Choose Help and Support > Packet Capture.

Specify packet capture settings:

a.

b.

In the Packet Capture Settings section, click Edit Settings.

(Optional) Enter duration, limits, and filters for the packet capture.

Your Support representative may give you guidance on these settings.

If you enter a capture duration without specifying a unit of time, AsyncOS uses seconds by default.

In the Filters section:

Custom filters can use any syntax supported by the UNIX tcpdump

command, such as host

10.10.10.10 && port 80

.

The client IP is the IP address of the machine connecting to the appliance, such as a mail client sending messages through the Email Security appliance.

The server IP is the IP address of the machine to which the appliance is connecting, such as an

Exchange server to which the appliance is delivering messages.

You can use the client and server IP addresses to track traffic between a specific client and a specific server, with the Email Security appliance in the middle.

Click Submit.

c.

Click Start Capture.

Only one capture may be running at a time.

When a packet capture is running, the Packet Capture page shows the status of the capture in progress by showing the current statistics, such as file size and time elapsed.

The GUI only displays packet captures started in the GUI, not from the CLI. Similarly, the CLI only displays the status of a current packet capture run started in the CLI.

The packet capture file is split into ten parts. If the file reaches the maximum size limit before the packet capture ends, the oldest part of the file is deleted (the data is discarded) and a new part starts with the current packet capture data. Only 1/10 of the packet capture file is discarded at a time.

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Working with Technical Support

Step 4

Step 5

A running capture started in the GUI is preserved between sessions. (A running capture started in the CLI stops when the session ends.)

Allow the capture to run for the specified duration, or, if you have let the capture run indefinitely, manually stop the capture by clicking Stop Capture.

Access the packet capture file:

Click the file in the Manage Packet Capture Files list and click Download File.

Use FTP or SCP to access the file in the captures

subdirectory on the appliance.

What To Do Next

Make the file available to Support:

If you allow remote access to your appliance, technicians can access the packet capture files using

FTP or SCP. See

Enabling Remote Access for Cisco Technical Support Personnel, page 36-28 .

Email the file to Support.

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C H A P T E R

37

Optimizing the Appliance for Outbound Mail

Delivery Using D-Mode

Feature Summary: D-Mode for Optimized Outbound Delivery, page 37-1

Setting Up the Appliance for Optimized Outbound Mail Delivery, page 37-3

Sending Bulk Mail Using IronPort Mail Merge (IPMM), page 37-4

Feature Summary: D-Mode for Optimized Outbound Delivery

D-Mode is a feature key-enabled feature that optimizes certain Email Security appliances for outbound email delivery. Features specific to inbound mail handling are disabled in D-Mode.

Features Unique to D-Mode-Enabled Appliances, page 37-1

Standard Features Disabled in D-Mode-Enabled Appliances, page 37-2

Standard Features Applicable to D-Mode-Enabled Appliances, page 37-2

Features Unique to D-Mode-Enabled Appliances

256 Virtual Gateway Addresses - The Cisco Virtual Gateway technology allows you to configure enterprise mail gateways for all domains you host — with distinct IP addresses, hostname and domains — and create separate corporate email policy enforcement and anti-spam strategies for those domains, while hosted within the same physical appliance. See information about

“Customizing Listeners” in

Chapter 5, “Configuring the Gateway to Receive Email.”

IronPort Mail Merge (IPMM) - IronPort Mail Merge (IPMM) removes the burden of generating individual personalized messages from customer systems. By removing the need to generate thousands of individual messages and transmit them between message generating systems and the email gateway, users benefit from the decreased load on their systems and increased throughput of email delivery. For more information, see

Sending Bulk Mail Using IronPort Mail Merge (IPMM), page 37-4

.

Resource-conserving bounce setting - You can configure D-Mode-enabled appliances to detect potential blocked destinations and bounce all messages bound for that destination. For more information, see

Configuring Resource-Conserving Bounce Settings, page 37-3 .

Enhanced performance for outbound delivery

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Feature Summary: D-Mode for Optimized Outbound Delivery

Standard Features Disabled in D-Mode-Enabled Appliances

IronPort anti-spam scanning and on or off box spam quarantining — Because anti-spam scanning pertains mostly to incoming mail, the IronPort Anti-Spam scanning engine is disabled. The

Anti-Spam chapter is, therefore, not applicable.

Outbreak Filters — Because the Outbreak Filters feature is used to quarantine incoming mail, this feature is disabled on D-Mode-enabled appliances. Information in the Outbreak Filters chapter is, therefore, not applicable.

SenderBase Network Participation capabilities — Because SenderBase Network Participation reports information about incoming mail, this feature is disabled on D-Mode-enabled appliances.

Information about SenderBase Network Participation is, therefore, not applicable.

Reporting — Reporting is limited. Some reports are not available, and the reporting that does occur is set to run at a very limited level for performance reasons.

Note

The totals shown in the Email Security Monitor Overview report for D-Mode-enabled appliances may erroneously include spam and suspect spam counts, even though these features are disabled on D-Mode-enabled appliances.

RSA Data Loss Prevention — RSA DLP scanning for outgoing messages is disabled on

D-Mode-enabled appliances.

Standard Features Applicable to D-Mode-Enabled Appliances

Table 37-1

Feature

AsyncOS Features Included in D-Mode Enabled Appliances

Anti-virus scanning

Domain Key signing

Centralized management

Delivery throttling

Bounce Verification

Delegated administration

Trace (debug)

More Information

See Chapter 12, “Anti-Virus.”

DKIM/Domain Keys is a method for verifying authenticity of email based on a signing key used by the sender. See

Chapter 17, “Email

Authentication.”

See Chapter 35, “Centralized Management Using Clusters.”

For each domain, you can assign a maximum number of connections and recipients that will never be exceeded by the system in a given time period. This “good neighbor” table is defined through the destconfig command.

For more information, see

Controlling Email Delivery Using

Destination Controls, page 21-40 .

Verify the authenticity of bounce messages. See

Cisco Bounce

Verification, page 21-48 .

See Chapter 28, “Distributing Administrative Tasks.”

See Debugging Mail Flow Using Test Messages: Trace, page 36-1 .

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Setting Up the Appliance for Optimized Outbound Mail Delivery

Table 37-1

Feature

VLAN, NIC-pairing

AsyncOS Features Included in D-Mode Enabled Appliances (continued)

Optional Anti-virus engine

More Information

See

Chapter 33, “Advanced Network Configuration.”

You can add optional anti-virus scanning to ensure the integrity of your outbound messages. See

Anti-Virus Scanning Overview, page 12-1 .

Setting Up the Appliance for Optimized Outbound Mail Delivery

Procedure

Step 1

Apply the provided feature key. You will need to apply the key to your Cisco Email Security appliance

prior to running the system setup wizard (prior to configuring the appliance). Apply the key via the

System Administration > Feature Key page or by issuing the featurekey

command in the CLI.

Note

The preceding feature keys include a sample 30 day Sophos or McAfee Anti-Virus license you can use to test anti-virus scanning on outbound mail.

Step 2

Step 3

Reboot the appliance.

Run the system setup wizard (GUI or CLI) and configure your appliance.

Please keep in mind that appliances that are optimized for outbound delivery do not include anti-spam scanning or the Outbreak Filters feature. (Please ignore these chapters in the Configuration Guide.)

Note

In a clustered environment, you cannot combine appliances that are configured with the D-Mode feature key with AsyncOS appliances that are not configured with the delivery performance package.

Configuring Resource-Conserving Bounce Settings

Once the appliance is configured for optimized outbound mail delivery, you can configure the system to detect potential delivery problems and bounce all messages for a destination.

Note

Using this setting will bounce all messages in the queue for a destination domain that is deemed undeliverable. You will need to re-send the message once the delivery issues have been resolved.

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Example of Enabling Resource-Conserving Bounce Settings

mail3.example.com> bounceconfig

Choose the operation you want to perform:

- NEW - Create a new profile.

- EDIT - Modify a profile.

- DELETE - Remove a profile.

- SETUP - Configure global bounce settings.

[]> setup

Do you want to bounce all enqueued messages bound for a domain if the host is down? [N]>

y

When using this feature, a host is considered “down” after at least 10 consecutive connection attempts fail. AsyncOS scans for down hosts every 15 minutes, so it is possible that more than 10 attempts will be made before the queue is cleared.

Sending Bulk Mail Using IronPort Mail Merge (IPMM)

Note

IronPort Mail Merge is available only on appliances that are D-Mode-enabled.

Overview of IronPort Mail Merge

IronPort Mail Merge removes the burden of generating individual personalized messages from customer systems. It removes the need to generate thousands of individual messages and transmit them between message generating systems and the email gateway, resulting in decreased load on your systems and increased throughput of email delivery.

With IPMM, a single message body is created with variables representing locations in the message to be replaced for personalization. For each individual message recipient, only the recipient email address and the variable substitutions need to be transmitted to the email gateway. In addition, IPMM can be used to send certain recipients specific “parts” of the message body, while excluding certain parts from others recipients. (For example, suppose you needed to include a different copyright statements at the end of your messages to recipients in two different countries.)

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Benefits of the Mail Merge Function

Ease of use for the mail administrator. The complexities of creating personalized messages for each recipient are removed, as IPMM provides variable substitution and an abstracted interface in many common languages.

Reduced load on message generation systems. By requiring one copy of the message body and a table of required substitutions, most of the message generation “work” is off-loaded from message generation systems and moved to the appliance that is configured for optimized outbound mail delivery.

Increased delivery throughput. By reducing the resources necessary to accept and queue thousands of incoming messages, the Cisco appliance can significantly increase out-bound delivery performance.

Queue storage efficiency. By storing less information for each message recipient, users can achieve orders-of- magnitude, better use of queue storage on the D-Mode enabled appliance.

Using Mail Merge

SMTP Injection

IPMM extends SMTP as the transport protocol. There is no special configuration that needs to be made to the appliance. (By default, IPMM can be enabled for private listeners and disabled for public listeners on the D-Mode-enabled appliance.) However, if you are not currently using SMTP as your injection protocol, you must create a new private listener that utilizes SMTP through the D-Mode enabled appliance interface.

Use the setipmm

subcommand of listenerconfig

to enable IPMM on the listener. For more information, see

Chapter 5, “Configuring the Gateway to Receive Email.”

IPMM modifies SMTP by altering two commands —

MAIL FROM

and

DATA

— and adding another:

XDFN

.

The

MAIL FROM

command is replaced with

XMRG FROM

and, the

DATA

command is replaced with

XPRT

.

To generate a Mail Merge message, the commands used to generate the message need to be issued in a particular sequence.

1.

The initial EHLO statement, identifying the sending host.

2.

3.

Each message starts with an XMRG FROM: statement, indicating the sender address.

Each recipient is then defined:

4.

One or more XDFN variable allocation statements are made, including defining the parts

(XDFN *PART=1,2,3…), and any other recipient specific variables.

The recipient email address is defined with the RCPT TO: statement. Any variable allocations prior to the RCPT TO:, but after the prior XMRG FROM, or RCPT TO command, will be mapped to this recipient email address.

Each part is defined using the XPRT n command, with each part terminated by a period (.) character similar to the DATA command. The last part is defined by the XPRT n LAST command.

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Variable Substitution

Any part of the message body, including message headers, can contain variables for substitution.

Variables can appear in HTML messages, as well. Variables are user-defined and must begin with the ampersand (

&

) character and end with the semi-colon character (

;

). Variable names beginning with an asterisk (

*

) are reserved and cannot be used.

Reserved Variables

IPMM contains five special “reserved” variables that are predefined.

Table 37-2 IPMM: Reserved Variables

*FROM

*TO

*PARTS

*DATE

*DK

The reserved variable *FROM is derived from the “Envelope From” parameter. The

“Envelope From” parameter is set by the “XMRG FROM:” command.

The reserved variable *TO is derived from the envelope recipient value, as set by the

“RCPT TO:” command.

The reserved variable *PARTS holds a comma separated list of parts. It is set prior to defining a recipient with the “RCPT TO:” and determines which of the “XPRT n” message body blocks a given user will receive.

The reserved variable *DATE is replaced with the current date stamp.

The reserved variable

*DK

is used to specify a DomainKeys Signing profile (this profile must already exist in AsyncOS). For more information about creating

DomainKeys Signing profiles, see

Chapter 17, “Email Authentication.”

Example Message #1

The following example message body (including headers) contains four distinct variables and five substitution locations that will be replaced in the final message. Note that the same variable may be used more than once in the message body. Also, the reserved variable

&*TO;

is used, which will be replaced with the recipient email address. This reserved variable does not need to be passed in as a separate variable. The variables in the example appear in bold.

From: Mr.Spacely <[email protected]>

To: &first_name;&last_name;&*TO;

Subject: Thanks for Being an Example.Com Customer

Dear &first_name;,

Thank you for purchasing a &color; sprocket.

This message needs only be injected once into the appliance. For each recipient, the following additional information is required:

A recipient email address

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Name-value pairs for the variable substitution

Part Assembly

Where SMTP uses a single

DATA

command for each message body, IPMM uses one or many

XPRT commands to comprise a message. Parts are assembled based upon the order specified per-recipient.

Each recipient can receive any or all of the message parts. Parts can be assembled in any order.

The special variable

*PARTS

holds a comma separated list of parts.

For example, the following example message contains two parts.

The first part contains the message headers and some of the message body. The second part contains an offer that can be variably included for specific customers.

Example Message #2, Part 1

From: Mr. Spacely <[email protected]>

To: &first_name; &last_name; &*TO;

Subject: Thanks for Being an Example.Com Customer

Dear &first_name;,

Thank you for purchasing a &color; sprocket.

Example Message #2, Part 2

Please accept our offer for 10% off your next sprocket purchase.

The message parts need only be injected once into the appliance. In this case, each recipient requires the following additional information:

The ordered list of parts to be included in the final message

A recipient email address

Name value pairs for the variable substitution

IPMM and DomainKeys Signing

IPMM does support DomainKeys Signing. Use the

*DK

reserved variable to specify a DomainKeys profile. For example:

XDFN first_name="Jane" last_name="User" color="red" *PARTS=1,2 *DK=mass_mailing_1

In this example, “mail_mailing_1” is the name of a previously configured DomainKeys profile.

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Command Descriptions

When a client injects IPMM messages to the listener, it uses extended SMTP with the following key commands.

XMRG FROM

Syntax:

XMRG FROM: <

sender email address

>

This command replaces the SMTP

MAIL FROM:

command and indicates that what follows is an IPMM message. An IPMM job is initiated with the

XMRG FROM:

command.

XDFN

Syntax:

XDFN <

KEY

=

VALUE

> [

KEY=VALUE

]

The

XDFN

command sets the per-recipient metadata. Note that key-value pairs can optionally be enclosed in angle brackets or square brackets.

*PARTS

is a special reserved variable that indicates the index number as defined by the

XPRT

command

(described below). The

*PARTS

variable is split as a comma-delimited list of integers. The integers match the body parts to be sent as defined by the

XPRT

commands. The other reserved variables are:

*FROM

,

*TO

, and

*DATE

.

XPRT

Syntax:

XPRT index_number LAST

Message

.

The

XPRT

command replaces the SMTP

DATA

command. The command accepts the transfer of the message part after the command is issued. The command is completed with a single period on a line followed by a return (which is the same way an SMTP

DATA

command is completed).

The special keyword

LAST

indicates the end of the mail merge job and must be used to specify the final part that will be injected.

After the

LAST

keyword is used, the message is queued, and delivery begins.

Notes on Defining Variables

When you define variables with the

XDFN

command, note that the actual command line cannot exceed the physical limit of the system. In the case of the D-Mode-enabled appliance, this limit is 4 kilobytes per line. Other host systems may have lower thresholds. Use caution when defining multiple variables on very large lines.

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You can escape special characters using the forward slash “

/

” character when defining variables key-value pairs. This is useful if your message body contains HTML character entities that might be mistakenly replaced with variable definitions. (For example, the character entity

&trade;

defines the

HTML character entity for a trademark character. If you created the command

XDFN trade=foo

and then created a IPMM message containing the HTML character entity “

&trade;

” the assembled message would contain the variable substitution (“ foo

”) instead of the trademark character. The same concept is true for the ampersand character “&” which is sometimes used in URLs containing

GET commands.

Example IPMM Conversation

The following is an example IPMM conversation of Example Message #2 (shown above). The message will be sent to two recipients in this example: “Jane User” and “Joe User.”

In this example, the type in

bold

represents what you would type in a manual SMTP conversation with the D-Mode-enabled appliance, type in monospaced type

represents the responses from the SMTP server, and italic type represents comments or variables.

A connection is established:

220 ESMTP

EHLO

foo

250-ehlo responses from the listener enabled for IPMM

The conversation is started:

XMRG FROM:<

[email protected]> [Note: This replaces the MAIL FROM: SMTP command.]

250 OK

Variables and parts are set for each recipient:

XDFN first_name="Jane" last_name="User" color="red" *PARTS=1,2

[Note: This line defines three variables (first_name, last_name, and color) and then

uses the *PARTS reserved variable to define that the next recipient defined will receive message parts numbers 1 and 2.]

250 OK

RCPT TO:<[email protected]>

250 recipient <[email protected]> ok

XDFN first_name="Joe" last_name="User" color="black" *PARTS=1

[Note: This line defines three variables (first_name, last_name, and color) and then

uses the *PARTS reserved variable to define that the next recipient defined will receive message parts numbers 1 only.]

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RCPT TO:<[email protected]>

250 recipient <[email protected]> ok

Next, part 1 is transmitted:

XPRT 1

[Note: This replaces the DATA SMTP command.]

354 OK, send part

From: Mr. Spacely <[email protected]>

To: &first_name; &last_name; &*TO;

Subject: Thanks for Being an Example.Com Customer

&*DATE;

Dear &first_name;,

Thank you for purchasing a &color; sprocket.

.

And then part 2 is transmitted. Note that the

LAST

keyword is used to identify Part 2 as the final part to assemble:

XPRT 2 LAST

Please accept our offer for 10% off your next sprocket purchase.

.

250 Ok, mailmerge message enqueued

The “

250 Ok, mailmerge message queued

” notes that the message has been accepted.

Based on this example, recipient Jane User will receive this message:

From: Mr. Spacely <[email protected]>

To: Jane User <[email protected]>

Subject: Thanks for Being an Example.Com Customer

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message date

Dear Jane,

Thank you for purchasing a red sprocket.

Please accept our offer for 10% off your next sprocket purchase.

Recipient Joe User will receive this message:

From: Mr. Spacely <[email protected]>

To: Joe User <[email protected]>

Subject: Thanks for Being an Example.Com Customer

message date

Dear Joe,

Thank you for purchasing a black sprocket.

Example Code

Cisco has created libraries in common programming languages to abstract the task of injecting IPMM messages into the Cisco appliance listener enabled for IPMM. Contact Cisco Customer Support for examples of how to use the IPMM library. The code is commented extensively to explain its syntax.

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C H A P T E R

38

Centralizing Services on a Cisco Content

Security Management Appliance

Overview of Cisco Content Security Management Appliance Services, page 38-1

Network Planning, page 38-2

Setting Up an External Spam Quarantine, page 38-3

About Centralizing Policy, Virus, and Outbreak Quarantines, page 38-4

Configuring Centralized Reporting, page 38-8

Configuring Centralized Message Tracking, page 38-9

Using Centralized Services, page 38-9

Note

If you plan to use Centralizing Services on a Cisco Content Security Management Appliance, the Content Security Management Appliance and the Email Security Appliances connecting to this Content Security Management Appliance must have one of the following SSHD ciphers—3des-cbc or blowfish-cbc. For instructions to set SSHD ciphers and methods, see

Managing SSH Server and User Key Settings, page 28-27 .

Overview of Cisco Content Security Management Appliance

Services

The Cisco Content Security Management appliance (M-Series appliance) is an external or “off box” location that provides a single interface to certain services on multiple Cisco C-Series and X-Series

Email Security appliances.

The Security Management appliance includes the following features:

External Cisco Spam Quarantine. Holds spam and suspected spam messages for end users, and allow end users and administrators to review messages that are flagged as spam before making a final determination.

Centralized policy, virus, and outbreak quarantines. Provide a single location behind the firewall to store and manage messages quarantined by anti-virus scanning, outbreak filters, and policies.

Centralized reporting. Run reports on aggregated data from multiple Email Security appliances.

Centralized tracking. Track email messages that traverse multiple Email Security appliances.

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Network Planning

Chapter 38 Centralizing Services on a Cisco Content Security Management Appliance

For complete information about configuring and using your Cisco Content Security Management appliance, see the Cisco Content Security Management Appliance User Guide.

Network Planning

The Cisco Content Security Management appliance lets you separate the end user interfaces (mail applications, etc.) from the more secure gateway systems residing in your various DMZs. Using a two-layer firewall can provide you with flexibility in network planning so that end users will not connect directly to the outer DMZ.

Figure 38-1

shows a typical network configuration incorporating the Security Management appliance and multiple DMZs.

Figure 38-1 Typical Network Configuration Incorporating the Cisco M-Series Appliance

Outer DMZ

Inner DMZ

Corporate

Network

C-Series Appliance

Security Management

Appliance

C-Series Appliance

C-Series Appliance

Groupware

Internal Users

Large corporate data centers can share one Security Management appliance acting as an external Cisco

Spam quarantine for one or more Cisco C- or X-Series appliances. Further, remote offices can be set up to maintain their own local Cisco appliance quarantines for local use (using the local Cisco Spam quarantine on C- or X-Series appliances).

Mail Flow and the External Spam Quarantine

If your network is configured as described in

Figure 38-1 , incoming mail from the Internet is received

by the Cisco appliances in the outer DMZ. Clean mail is sent along to the mail transfer agent (MTA)

(groupware) in the inner DMZ and eventually to the end users within the corporate network.

Spam and suspected spam (depending on your mail flow policy settings) is sent to the Spam quarantine on the Security Management appliance. End users may then access the quarantine and elect to delete spam and release messages they would like to have delivered to themselves. Messages remaining in the

Cisco Spam quarantine are automatically deleted after a configurable amount of time (see Chapter 27,

“Quarantines.”

)

Mail is sent to the Security Management appliance from other Cisco (C- and X-Series) appliances. A

Cisco appliance that is configured to send mail to a Security Management appliance will automatically expect to receive mail released from the Security Management appliance and will not re-process those messages when they are received back — messages will bypass the HAT and other policy or scanning settings and be delivered. For this to work, the IP address of the Security Management appliance must

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Setting Up an External Spam Quarantine

not change. If the IP address of the Security Management appliance changes, the receiving C- or

X-Series appliance will process the message as it would any other incoming message. You should always use the same IP address for receiving and delivery on the Security Management appliance.

The Security Management appliance accepts mail for quarantining from the IP addresses specified in the

Cisco Spam Quarantine settings. To configure the local quarantine on the Security Management appliance see the Cisco Content Security Management Appliance User Guide. Note that the local quarantine on the Security Management appliance is referred to as an external quarantine by the other

Cisco appliances sending mail to it.

Mail released by the Security Management appliance is delivered to the primary and secondary hosts

(Cisco appliance or other groupware host) as defined in the Spam Quarantine Settings (see the

Cisco Content Security Management Appliance User Guide). Therefore, regardless of the number of

Cisco appliances delivering mail to the Security Management appliance, all released mail, notifications, and alerts are sent to a single host (groupware or Cisco appliance). Take care to not overburden the primary host for delivery from the Security Management appliance.

Setting Up an External Spam Quarantine

Before You Begin

See

Mail Flow and the External Spam Quarantine, page 38-2

.

Configure the Security Management appliance to support the centralized Spam Quarantine and End

User Safelist/Blocklist features. See the Cisco Content Security Management Appliance User

Guide.

Note

As soon as you enable the external spam quarantine, the Email Security appliance stops sending messages to the local spam quarantine. In order to avoid a gap in service, configure the Security

Management appliance for centralized spam quarantine before you disable the local quarantine.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Choose Security Services > External Spam Quarantine.

Click Configure.

In the External Spam Quarantine section, select the Enable External Spam Quarantine check box.

In the Name field, enter the name of the Security Management appliance.

Enter an IP address and port number. The IP address and port number for the Security Management appliance are configured on the Cisco Spam Quarantine page.

(Optional) Select the check box to enable the End User Safelist/Blocklist feature, and specify the appropriate blocklist action.

Submit and commit your changes.

Related Topics

Chapter 13, “Anti-Spam”

How to Configure the Appliance to Scan Messages for Spam, page 13-2

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About Centralizing Policy, Virus, and Outbreak Quarantines

About Centralizing Policy, Virus, and Outbreak Quarantines

Centralized Policy, Virus, and Outbreak Quarantines, page 38-4

About Migration of Policy, Virus, and Outbreak Quarantines, page 38-5

Centralizing Policy, Virus, and Outbreak Quarantines, page 38-5

About Disabling Centralized Policy, Virus, and Outbreak Quarantines, page 38-7

Troubleshooting Centralized Policy, Virus, and Outbreak Quarantines, page 38-8

Centralized Policy, Virus, and Outbreak Quarantines

You can centralize policy, virus, and outbreak quarantines on a Security Management appliance.

Messages are processed by Email Security appliances but are stored in quarantines on the Security

Management appliance.

Centralizing policy, virus, and outbreak quarantines offers the following benefits:

Administrators can manage quarantined messages from multiple Email Security appliances in one location.

Quarantined messages are stored behind the firewall instead of in the DMZ, reducing security risk.

Centralized quarantines can be backed up using the standard backup functionality on the Security

Management appliance.

For complete information, see the user guide or online help for your Security Management appliance.

Restrictions and Limitations of Centralized Policy, Virus, and Outbreak Quarantines

On each Email Security appliance, either all policy, virus, and outbreak quarantines must be centralized or all must be stored locally.

Because scanning engines are not available on Security Management appliances, you cannot manually test messages in policy, virus, or outbreak quarantines for viruses.

Requirements for Centralized Policy, Virus, and Outbreak Quarantines in Cluster Configurations

You can enable centralized policy, virus, and outbreak quarantines at any level for clustered appliances.

Requirements:

Before you enable centralized policy, virus, and outbreak quarantines on an Email Security appliance at a particular level (machine, group, or cluster), all appliances that belong to the same level must first be added to the Security Management appliance.

Content and message filters and DLP message actions must be configured at the same level and not overridden at any level below that level.

Centralized policy, virus, and outbreak quarantines settings must be configured at the same level and not be overridden at any level below the configured level.

Ensure that the interface to be used for communications with the Security Management appliance has the same name on all appliances in the group or cluster.

For example:

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About Centralizing Policy, Virus, and Outbreak Quarantines

If you want to enable centralized policy, virus, and outbreak quarantines at the cluster or group level, but an Email Security appliance which is connected to the cluster has these settings defined at the machine level, you must remove the centralized quarantines settings configured at the machine level before you can enable the feature at the cluster or group level.

About Migration of Policy, Virus, and Outbreak Quarantines

When you centralize policy, virus, and outbreak quarantines, existing policy, virus, and outbreak quarantines on your Email Security appliance migrate to the Security Management appliance.

You will configure migration on the Security Management appliance, but migration occurs when you commit the change enabling centralized policy, virus, and outbreak quarantines on the Email Security appliance.

As soon as you commit this change, the following occur:

Local policy, virus, and outbreak quarantines on the Email Security appliance are disabled. All new messages entering these quarantines will be quarantined on the Security Management appliance.

Migration of existing non-spam quarantines to the Security Management appliance begins.

All local policy, virus, and outbreak quarantines are deleted. If you configured a custom migration, any local policy quarantines that you chose not to migrate are also deleted. For effects of deleting policy quarantines, see

About Deleting Policy Quarantines, page 27-8 .

A message that was in multiple quarantines before migration will be in the corresponding centralized quarantines after migration.

Migration happens in the background. The amount of time it takes depends on the size of your quarantines and on your network. When you enable centralized quarantines on the Email Security appliance, you can enter one or more email addresses that will receive notification when migration is complete.

The settings in the centralized quarantine, not those of the originating local quarantine, apply to the messages. However, the original expiration time still applies to each message.

Note

All centralized quarantines that are automatically created during migration have the default quarantine settings.

Centralizing Policy, Virus, and Outbreak Quarantines

Note

Perform this procedure during a maintenance window or off-peak hours.

Before You Begin

You must first configure your Security Management appliance for centralized policy, virus, and outbreak quarantines. See the table in the “Centralizing Policy Virus, and Outbreak Quarantines” section in the “Centralized Policy, Virus, and Outbreak Quarantines” chapter in the online help or user guide for the Security Management appliance.

If the space allocated to centralized quarantines on the Security Management appliance will be smaller than the amount of space that your existing local quarantines collectively occupy, messages will be expired early based on the quarantine settings on the Security Management appliance. Before

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About Centralizing Policy, Virus, and Outbreak Quarantines

migration, consider taking manual action to reduce quarantine sizes. For more information about early expiration, see

Default Actions for Automatically Processed Quarantined Messages, page 27-5 .

If you have chosen automatic migration, or configured custom migration to create centralized quarantines during migration, consider noting the current quarantine settings on your Email Security appliances in order to use them as guidelines for configuring the centralized quarantines.

If your Email Security appliances are deployed in a cluster configuration, see

Requirements for

Centralized Policy, Virus, and Outbreak Quarantines in Cluster Configurations, page 38-4 .

Be aware of the changes that will occur as soon as you commit the changes in this procedure. See

About Migration of Policy, Virus, and Outbreak Quarantines, page 38-5

.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Choose Security Services > Centralized Services > Policy, Virus, and Outbreak Quarantines.

Click Enable.

Enter the interface and port to use for communication with the Security Management appliance.

Make sure the interface and port are reachable from the Security Management appliance.

If your Email Security appliances are clustered, the interface you select must be available on all machines in the cluster.

To receive notification when migration is complete, enter one or more email addresses.

Verify the information about quarantines to be migrated to be sure that this is what you want.

If you are completing a Custom migration, note any quarantines that will be deleted when you commit the changes in this procedure.

Verify that the information about content and message filters and DLP message actions to be updated is as you expect it to be.

Note

For cluster configurations, filters and message actions can be automatically updated on a particular level only if filters and message actions are defined at that level and not overridden at any level below that level. After migration, you may need to manually reconfigure filters and message actions with centralized quarantine names.

Step 8

Step 9

Step 10

Step 11

If you need to reconfigure migration mapping:

a.

b.

Return to the Security Management appliance.

Reconfigure the migration mapping.

c.

d.

On the management appliance, select a quarantines to remap, then click Remove from Centralized

Quarantine. Then you can remap the quarantine.

Commit the new migration configuration on the Security Management appliance.

Start this procedure from the beginning.

Important! Be sure to reload the Security Services > Centralized Services > Policy, Virus, and

Outbreak Quarantines page.

Click Submit.

If you need to reconfigure migration mapping, follow the procedure in

Step 8 .

Commit your changes.

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About Centralizing Policy, Virus, and Outbreak Quarantines

Note

While migration is in progress, avoid making configuration changes on the Email Security appliance or the Security Management appliance.

Step 12

Look at the top of the page to monitor migration status, or, if you entered an email address when configuring migration, await the email notifying you that migration is complete.

What To Do Next

Perform the remaining tasks described in the table in the “Centralizing Policy, Virus, and Outbreak

Quarantines” topic in the online help or user guide for the Security Management appliance.

Related Topics

Which User Groups Can Access Quarantines, page 27-10

About Disabling Centralized Policy, Virus, and Outbreak Quarantines

When you disable centralized policy, virus, and outbreak quarantines on the Email Security appliance:

Local quarantines are automatically enabled on the Email Security appliance.

System-created quarantines and quarantines that are referenced by message filters, content filters, and DLP message actions are automatically created on the Email Security appliance. The Virus,

Outbreak, and Unclassified quarantines are created with the same settings that they had before quarantines were centralized, including assigned user roles. All other quarantines are created with default settings.

Newly quarantined messages go immediately to local quarantines.

Messages in the centralized quarantine at the time it is disabled remain there until one of the following occurs:

Messages are manually deleted or automatically deleted when they expire.

Messages are manually or automatically released, if one of the following is also true:

* An alternate release appliance is configured on the Security Management appliance. See the online help or documentation for the Security Management appliance.

* Centralized quarantines are again enabled on the Email Security appliance.

Disabling Centralized Policy, Virus, and Outbreak Quarantines

Before You Begin

Understand the impacts of disabling centralized policy, virus, and outbreak quarantines.

Do one of the following:

Process all messages that are currently in centralized policy, virus, and outbreak quarantines.

Ensure that you have designated an alternate release appliance to process messages that are released from the centralized quarantine after you disable it. For information, see the online help or user guide for your Security Management appliance.

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Configuring Centralized Reporting

Procedure

Step 1

Step 2

Step 3

Step 4

On the Email Security appliance, choose Security Services > Centralized Services > Policy, Virus,

and Outbreak Quarantines.

Disable centralized policy, virus, and outbreak quarantines.

Submit and commit the change.

Customize the settings of the newly created local quarantines.

Troubleshooting Centralized Policy, Virus, and Outbreak Quarantines

If a Cisco Content Security Management Appliance Goes Out of Service

If Policy, Virus, and Outbreak Quarantines are centralized on a Security Management appliance that goes out of service, you should disable these centralized quarantines on the Email Security appliance.

If you deploy a replacement Security Management appliance, you must reconfigure quarantine migration on the Security Management appliance and on each Email Security appliance. See the table in the

“Centralizing Policy Virus, and Outbreak Quarantines” section in the “Centralized Policy, Virus, and

Outbreak Quarantines” chapter in the online help or user guide for the Security Management appliance.

Configuring Centralized Reporting

Before You Begin

Enable and configure centralized reporting on a Security Management appliance. See prerequisites and instructions in the Cisco Content Security Management Appliance User Guide.

Ensure that sufficient disk space is allocated to the reporting service on the Security Management appliance.

Procedure

Step 1

Step 2

Step 3

Click Security Services > Reporting.

In the Reporting Service section, select the Centralized Reporting option.

Submit and commit your changes.

Availability of Reporting Information after Changing to Centralized Reporting

When centralized reporting is enabled on an Email Security appliance:

Existing data on the Email Security appliance for the monthly report is not transferred to the

Security Management appliance.

Archived reports on the Email Security appliance are not available.

The Email Security appliance stores only a week’s worth of data.

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Configuring Centralized Message Tracking

New data for the monthly and yearly reports is stored on the Security Management appliance.

Scheduled reports on the Email Security appliance are suspended.

You can no longer access the scheduled report configuration page on the Email Security appliance.

About Disabling Centralized Reporting

If you disable centralized reporting on the Email Security appliance, the Email Security appliance begins storing new monthly report data, scheduled reports resume, and you can access its archived reports. After disabling centralized reporting, the appliance only displays data for the past hour and day, but not the past week or month. This is temporary. The appliance will display the reports for the past week and month after it accumulates enough data. If the Email Security appliance is placed back into centralized reporting mode, it will display data for the past week in the interactive reports.

Configuring Centralized Message Tracking

Note

You cannot enable both centralized and local tracking on an Email Security appliance.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Click Security Services > Message Tracking.

In the Message Tracking Service section, click Edit Settings.

Select the Enable Message Tracking Service check box.

Select the Centralized Tracking option.

(Optional) Select the check box to save information for rejected connections.

Note

Saving tracking information for rejected connections can adversely affect the performance of the

Security Management appliance.

Step 6

Submit and commit your changes.

What To Do Next

To use centralized tracking, you must enable the feature on the Email Security appliances and the

Security Management appliance. To enable centralized tracking on the Security Management appliance, see the Cisco Content Security Management Appliance User Guide.

Using Centralized Services

For instructions on using centralized services, see the Cisco Content Security Management Appliance

User Guide.

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Using Centralized Services

Chapter 38 Centralizing Services on a Cisco Content Security Management Appliance

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Accessing the Appliance

A P P E N D I X

A

You can access any interface you create on the appliance through a variety of services.

Table A-1 Services Enabled by Default on Interfaces

Service

FTP

Telnet

SSH

Default port

21

23

22

Enabled by default?

Management interface

No

Yes

Yes

1

New interfaces you create

No

No

No

HTTP

80 Yes No

HTTPS

443 Yes No

1.The “Management Interface” settings shown here are also the default settings for the Data 1 Interface on

Cisco

C10 appliances.

If you need to access the appliance via the graphical user interface (GUI), you must enable HTTP and/or HTTPS on an interface.

If you need to access the appliance for the purposes of uploading or downloading configuration files, you must enable FTP or Telnet on an interface.

You can also upload or download files using secure copy ( scp

).

IP Interfaces

An IP interface contains the network configuration data needed for an individual connection to the network. You can configure multiple IP interfaces to a physical Ethernet interface. You can also configure access to the spam quarantine via an IP interface. For email delivery and Virtual Gateways, each IP interface acts as one Virtual Gateway address with a specific IP address and hostname. You can assign an Internet Protocol version 4 (IPv4) or version 6 (IPv6) to an IP inteface or both. You can also

“join” interfaces into distinct groups (via the CLI), and the system will cycle through these groups when delivering email.

Joining or grouping Virtual Gateways is useful for load-balancing large email campaigns across several interfaces. You can also create VLANs, and configure them just as you would any other interface (via the CLI). For more information, see

Chapter 33, “Advanced Network Configuration.”

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A-1

IP Interfaces

Configuring FTP Access to the Email Security appliance

Appendix A Accessing the Appliance

Procedure

Step 1

Use the Network > IP Interfaces page or the interfaceconfig

command to enable FTP access for the interface.

WARNING: By disabling services via the interfaceconfig

command, you have the potential to disconnect yourself from the CLI, depending on how you are connected to the appliance. Do not disable services with this command if you are not able to reconnect to the appliance using another protocol, the

Serial interface, or the default settings on the Management port.

In this example, the Management interface is edited to enable FTP access on port 21 (the default port):

Figure A-1 Edit IP Interface Page

Note

Remember to commit

your changes before moving on to the next step.

Step 2

Access the interface via FTP. Ensure you are using the correct IP address for the interface. For example:

$ ftp 192.168.42.42

Note

Many browsers also allow you to access interfaces via FTP.

Step 3

Browse to the directory for the specific task you are trying to accomplish. After you have accessed an interface via FTP, you can browse the following directories to copy and add (“GET” and “PUT”) files.

See the following table.

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Appendix A Accessing the Appliance

Directory Name

/configuration

/antivirus

/configuration

/system_logs

/cli_logs

/status

/reportd_logs reportqueryd_logs

/ftpd_logs

/mail_logs

/asarchive

/bounces

/error_logs

/avarchive

/gui_logs

/sntpd_logs

/RAID.output

/euq_logs

/scanning

/antispam

/antivirus

/euqgui_logs

/ipmitool.output

IP Interfaces

Description

The directory where data from the following commands is exported to and/or imported (saved) from:

• Virtual Gateway mappings (altsrchost)

• configuration data in XML format

(saveconfig, loadconfig)

• Host Access Table (HAT) (hostaccess)

• Recipient Access Table (RAT) (rcptaccess)

• SMTP routes entries (smtproutes)

• alias tables (aliasconfig)

• masquerading tables (masquerade)

• message filters (filters)

• global unsubscribe data (unsubscribe)

• test messages for the trace command

• Safelist/Blocklist backup file, saved in the following format: slbl<timestamp><serial

number>.csv

The directory where the Anti-Virus engine log files are kept. You can inspect the log files this directory to manually check for the last successful download of the virus definition file ( scan.dat

).

Created automatically for logging via the logconfig

and rollovernow

commands. See

Logging

for a detailed description of each log.

See “Log File Type Comparison” for the differences between each log file type.

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Appendix A Accessing the Appliance

IP Interfaces

Step 4

Use your FTP program to upload and download files to and from the appropriate directory.

Secure Copy (scp) Access

If your client operating system supports a secure copy ( scp

) command, you can copy files to and from the directories listed in the previous table. For example, in the following example, the file

/tmp/test.txt is copied from the client machine to the configuration directory of the appliance with the hostname of mail3.example.com

.

Note that the command prompts for the password for the user ( admin

). This example is shown for reference only; your particular operating system’s implementation of secure copy may vary.

% scp /tmp/test.txt [email protected]:configuration

The authenticity of host 'mail3.example.com (192.168.42.42)' can't be established.

DSA key fingerprint is 69:02:01:1d:9b:eb:eb:80:0c:a1:f5:a6:61:da:c8:db.

Are you sure you want to continue connecting (yes/no)? yes

Warning: Permanently added 'mail3.example.com ' (DSA) to the list of known hosts.

[email protected]'s password: (type the password) test.txt 100% |****************************| 1007 00:00

%

In this example, the same file is copied from the appliance to the client machine:

% scp [email protected]:configuration/text.txt . [email protected]'s password: (type the password) test.txt 100% |****************************| 1007 00:00

%

You can use secure copy ( scp

) as an alternative to FTP to transfer files to and from the Cisco appliance.

Note

Only users in the operators and administrators group can use secure copy ( scp

) to access the appliance.

For more information, see Adding Users, page 28-4

.

Accessing the Email Security appliance via a Serial Connection

If you are connecting to the appliance via a serial connection (see

Connecting to the Appliance, page 3-7

), Figure A-2 illustrates the pin numbers for the serial port connector, and Table A-2

defines the pin assignments and interface signals for the serial port connector.

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Appendix A Accessing the Appliance

Figure A-2 Pin Numbers for the Serial Port

Table A-2 Serial Port Pin Assignments

6

7

8

9

Shell

2

3

4

5

Pin

1

Signal

DCD

SIN

SOUT

DTR

GND

DSR

RTS

CTS

RI n/a

I/O

I

I

I

O

O

O n/a

I

I n/a

Definition

Data carrier detect

Serial input

Serial output

Data terminal ready

Signal ground

Data set ready

Request to send

Clear to send

Ring indicator

Chassis ground

IP Interfaces

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IP Interfaces

Appendix A Accessing the Appliance

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A P P E N D I X

B

Assigning Network and IP Addresses

This appendix describes general rules on networks and IP address assignments, and it presents some strategies for connecting the Cisco appliance to your network.

Ethernet Interfaces, page B-1

Selecting IP Addresses and Netmasks, page B-1

Strategies for Connecting Your Cisco Appliance, page B-3

Ethernet Interfaces

The Cisco X1050/1060/1070, C650/660/670, and C350/360/370 appliances are equipped with as many as four Ethernet interfaces located on the rear panel of the system depending on the configuration

(whether or not you have the optional optical network interface). They are labeled:

Management

Data1

Data2

Data3

Data4

The Cisco C150/160 appliance is equipped with two Ethernet interfaces located on the rear panel of the system. They are labeled:

Data1

Data2

Selecting IP Addresses and Netmasks

When you configure the network, the Cisco appliance must be able to uniquely select an interface to send an outgoing packet. This requirement will drive some of the decisions regarding IP address and netmask selection for the Ethernet interfaces. The rule is that only one interface can be on a single network (as determined through the applications of netmasks to the IP addresses of the interfaces).

An IP address identifies a physical interface on any given network. A physical Ethernet interface can have more than one IP address for which it accepts packets. An Ethernet interface that has more than one

IP address can send packets over that interface with any one of the IP addresses as the source address in the packet. This property is used in implementing Virtual Gateway technology.

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Appendix B Assigning Network and IP Addresses

Selecting IP Addresses and Netmasks

The purpose of a netmask is to divide an IP address into a network address and a host address. The network address can be thought of as the network part (the bits matching the netmask) of the IP address.

The host address is the remaining bits of the IP address. The number of bits in a four octet address that are significant are sometimes expressed in CIDR (Classless Inter-Domain Routing) style. This is a slash followed by the number of bits (1-32).

A netmask can be expressed in this way by simply counting the ones in binary, so

255.255.255.0

becomes “

/24

” and

255.255.240.0

becomes “

/20

”.

Sample Interface Configurations

This section shows sample interface configurations based on some typical networks. The example will use two interfaces called Int1 and Int2. In the case of the Cisco appliance, these interface names can represent any two interfaces out of the three Cisco interfaces (Management, Data1, Data2).

Network 1:

Separate interfaces must appear to be on separate networks.

Interface

Int1

Int2

IP address

192.168.1.10

192.168.0.10

netmask

255.255.255.0

255.255.255.0

net address

192.168.1.0/24

192.168.0.0/24

Data addressed to

192.168.1.X

(where X is any number 1-255, except for your own address, 10 in this case) will go out on Int1. Anything addressed to

192.168.0.X

will go out on Int2. Any packet headed for some other address not in these formats, most likely out on a WAN or the Internet, will be sent to the default gateway which must itself be on one of these networks. The default gateway will then forward the packet on.

Network 2:

The network addresses (network parts of the IP addresses) of two different interfaces cannot be the same.

Ethernet Interface

Int1

Int2

IP address

192.168.1.10

192.168.0.10

netmask

255.255.0.0

255.255.0.0

net address

192.168.0.0/16

192.168.0.0/16

This situation presents a conflict in that two different Ethernet interfaces have the same network address.

If a packet from the Cisco appliance is sent to

192.168.1.11

, there is no way to decide which Ethernet interface should be used to deliver the packet. If the two Ethernet interfaces are connected to two separate physical networks, the packet may be delivered to the incorrect network and never find its destination. The Cisco appliance will not allow you to configure your network with conflicts.

You can connect two Ethernet interfaces to the same physical network, but you must construct IP addresses and netmasks to allow the Cisco appliance to select a unique delivery interface.

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Appendix B Assigning Network and IP Addresses

Strategies for Connecting Your Cisco Appliance

IP Addresses, Interfaces, and Routing

When selecting an interface on which to perform a command or function in the GUI or CLI that allows you to select an interface (for example, upgrading AsyncOS, or configuring DNS, etc.), routing (your default gateway) will take precedence over your selection.

For example, suppose you have an Cisco appliance with the 3 network interfaces configured, each on a different network segment (assume all /24):

Ethernet

Management data1 data2

IP

192.19.0.100

192.19.1.100

192.19.2.100

And your Default gateway is 192.19.0.1.

Now, if you perform an AsyncOS upgrade (or other command or function that allows you to select an interface) and you select the IP that is on data1 (192.19.1.100), you would expect all the TCP traffic to occur over the data1 ethernet interface. However, what happens is that the traffic will go out of the interface that is set as your default gateway, in this case Management, but will be stamped with the source address of the IP on data1.

Summary

The Cisco appliance must always be able to identify a unique interface over which a packet will be delivered. To make this decision, the Cisco appliance uses a combination of the packet’s destination IP address, and the network and IP address settings of its Ethernet interfaces. The following table summarizes the preceding examples:

Same Physical Interface

Different Physical Interface

Same Network

Allowed

Not Allowed

Different Network

Allowed

Allowed

Strategies for Connecting Your Cisco Appliance

Keep these things in mind when connecting your Cisco appliance:

Administrative traffic (CLI, web interface, log delivery) traffic is usually small compared to email traffic.

If two Ethernet interfaces are connected to the same network switch, but end up talking to a single interface on another host downstream, or are connected to a network hub where all data are echoed to all ports, no advantage is gained by using two interfaces.

SMTP conversations over an interface operating at 1000Base-T will be slightly faster than ones over the same interfaces operating at 100Base-T, but only under ideal conditions.

There is no point in optimizing connections to your network if there is a bottleneck in some other part of your delivery network. Bottlenecks most often occur in the connection to the Internet and further upstream at your connectivity provider.

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Appendix B Assigning Network and IP Addresses

Strategies for Connecting Your Cisco Appliance

The number of Cisco appliance interfaces that you choose to connect and how you address them should be dictated by the complexity of your underlying network. It is not necessary to connect multiple interfaces if your network topology or data volumes do not call for it. It is also possible to keep the connection simple at first as you familiarize yourself with the gateway and then increase the connectivity as volume and network topology require it.

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A P P E N D I X

C

Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

The following example demonstrates the features of mail policies by illustrating the following tasks:

1.

2.

Editing the anti-spam, anti-virus, Outbreak Filter, and Content Filters for the default Incoming Mail

Policy.

Adding two new policies for different sets of users — the sales organization and the engineering organization — and then configuring different email security settings for each.

3.

4.

This example is meant to show the power and flexibility with which you can manage different recipient-based settings for anti-spam, anti-virus, Outbreak Filter, and Content Filters for mail policies.

This example assigns these a custom user role called “Policy Administrator” that has mail policy and content filters access privileges. For more detailed information about how anti-spam, anti-virus,

Outbreak filters, and delegated administration work, refer to the chapters following this one:

Anti-Spam, page 13-1

Creating three new content filters to be used in the Incoming Mail Overview policy table.

Editing the policies again to enable the content filters for some groups, but not for others.

Anti-Virus, page 12-1

Outbreak Filters, page 14-1

Distributing Administrative Tasks, page 28-1

Accessing Mail Policies

You can access incoming and outgoing mail policies by using the Mail Policies menu.

On brand new systems, if you completed all steps in the system setup wizard and you chose to enable

Cisco Anti-Spam, Sophos or McAfee Anti-Virus, and Outbreak Filters, the Incoming Mail Policies Page will resemble

Figure C-1 .

By default, these settings are enabled for the default Incoming Mail Policy:

Anti-Spam (if the Cisco Spam Quarantine is enabled): Enabled

Positively-identified spam: quarantine, prepend the message subject

Suspected spam: quarantine, prepend the message subject

Marketing email: scanning not enabled

Anti-Spam (if the Cisco Spam Quarantine is not enabled): Enabled

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C-1

Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Positively-identified spam: deliver, prepend the message subject

Suspected spam: deliver, prepend the message subject

Marketing email: scanning not enabled

Anti-Virus: Enabled, Scan and Repair viruses, include an X-header with anti-virus scanning results

Repaired messages: deliver, prepend the message subject

Encrypted messages: deliver, prepend the message subject

Unscannable messages: deliver, prepend the message subject

Virus infected messages: drop

Outbreak Filters: Enabled

No file extensions are excepted

Retention time for messages with suspect viral attachments is 1 day

Message modification is not enabled

Content Filters: Disable

Figure C-1 Incoming Mail Policies Page: Defaults for a Brand New Appliance

Note

In this example, the Incoming Mail Policy will use the default anti-spam settings for when the Cisco

Spam Quarantine is enabled.

Enabled, Disabled, and “Not Available”

The columns in a mail policy table (either incoming or outgoing) display links for the state of the security service for each policy name. If a service is enabled, the word “Enabled” or a summary of the configuration is displayed. Similarly, the word “Disabled” is displayed if a service is disabled.

“Not Available” is displayed as a link if the license agreement for a service has not been accepted yet or a service has expired. In these cases, clicking the “Not Available” link will display the global page within the Security Services tab, rather than the page where you can configure per-policy settings for a service.

An alert is displayed to let you know that your page has changed to a different tab. See

Figure C-2

.

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Appendix C Example of Mail Policies and Content Filters

Figure C-2 Security Services Not Available

Overview of Incoming Mail Policies

Configuring the Default Anti-Spam Policies for Incoming Messages

Each row in the mail policy table represents a different policy. Each column represents a different security service.

To edit the default policy, click any of the links for a security service in the bottom row of the incoming or outgoing mail policy table.

In this example, you will change the anti-spam settings for the default policy for incoming mail to be more aggressive. The default value is to quarantine positively identified and suspected spam messages, with marketing email scanning disabled. This example shows how to change the setting so that positively identified spam is dropped. Suspected spam continues to be quarantined. Marketing email scanning is enabled, with marketing messages being delivered to the intended recipients. The subjects of marketing messages will be prepended with the text

[MARKETING]

.

Procedure

Step 1

Click the link for the anti-spam security service.

Note

For default security service settings, the first setting on the page defines whether the service is enabled for the policy. You can click “Disable” to disable the service altogether.

Step 2

Step 3

Step 4

In the “Positively Identified Spam Settings” section, change the “Action to apply to this message” to

Drop.

In the “Marketing Email Settings” section, click Yes to enable marketing email scanning.

If enabled, the default action is to deliver legitimate marketing messages while prepending the subject with the text

[MARKETING]

.

The “Add text to message” field only accepts US-ASCII characters.

Click Submit. Note that the summary link for the anti-spam security service in the Incoming Mail

Policies table has changed to reflect the new values.

Similar to the steps above, you can change the default anti-virus and virus outbreak filter settings for the default policy.

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C-3

Overview of Incoming Mail Policies

Figure C-3 Anti-Spam Settings Page

Appendix C Example of Mail Policies and Content Filters

Creating a Mail Policy for a Group of Sender and Recipients

In this part of the example, you will create two new policies: one for the sales organization (whose members will be defined by an LDAP acceptance query), and another for the engineering organization.

Both policies will be assigned to the Policy Administrator custom user role to make delegated administrators belonging to this role responsible for managing these policies. You will then configure different email security settings for each.

Procedure

Step 1

Step 2

Step 3

Click the Add Policy button to begin creating a new policy.

Define a unique name for and adjust the order of the policy (if necessary).

The name of the policy must be unique to the Mail Policies table (either incoming or outgoing) in which it is defined.

Remember that each recipient is evaluated for each policy in the appropriate table (incoming or outgoing) in a top-down fashion.

Click the Editable by (Roles) link and select the custom user roles for the delegated administrators who will be responsible for managing the mail policy.

When you click the link, AsyncOS displays the custom roles for delegated administrators that have edit privileges for mail policies. Delegated administrators can edit a policy’s Anti-Spam, Anti-Virus, and Outbreak Filters settings and enable or disable content filters for the policy. Only operators and administrators can modify a mail policy’s name or its senders, recipients, or groups. Custom user roles that have full access to mail policies are automatically assigned to mail policies.

See the

Distributing Administrative Tasks

for more information on delegated administration.

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Step 4

Define users for the policy.

You define whether the user is a sender or a recipient. (See

Examples of Policy Matching, page 10-3

for more detail.) The form shown in

Figure C-4 defaults to recipients for incoming mail policies and

to senders for outgoing mail policies.

Users for a given policy can be defined in the following ways:

Full email address: [email protected]

Partial email address: user@

All users in a domain:

@example.com

All users in a partial domain:

@.example.com

By matching an LDAP Query

Note

Entries for users are case-insensitive in both the GUI and CLI in AsyncOS. For example, if you enter the recipient

Joe@

for a user, a message sent to [email protected]

will match.

If you store user information within LDAP directories in your network infrastructure — for example, in Microsoft Active Directory, SunONE Directory Server (formerly known as “iPlanet

Directory Server”), or Open LDAP directories — you can configure the Cisco appliance to query your LDAP servers for the purposes of accepting recipient addresses, rerouting messages to alternate addresses and/or mail hosts, masquerading headers, and determining if messages have recipients or senders from specific groups.

If you have configured the appliance to do so, you can use the configured queries to define users for a mail policy.

See

LDAP Queries

for more information.

Figure C-4 Defining Users for a Policy

Step 5

Click the Add button to add users into the Current Users list.

Policies can contain mixtures of senders, recipients, and LDAP queries.

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Step 6

Use the Remove button to remove a defined user from the list of current users.

When you are finished adding users, click Submit.

Note that all security services settings are set to use the default values when you first add a policy.

Figure C-5 Newly Added Policy — Sales Group

Step 7

Click the Add Policy button again to add another new policy.

In this policy, individual email addresses for members of the engineering team are defined:

Figure C-6 Creating a Policy for the Engineering Team

Step 8

Step 9

When you are finished adding users for the engineering policy, click Submit.

Commit your changes.

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Appendix C Example of Mail Policies and Content Filters

Figure C-7 Newly Added Policy — Engineering Team

Overview of Incoming Mail Policies

Note

At this point, both newly created policies have the same settings applied to them as those in the default policy. Messages to users of either policy will match; however, the mail processing settings are not any different from the default policy. Therefore, messages that match users in the “Sales_Group” or

“Engineering” policies will not be processed any differently than the default policy.

Default, Custom, and Disabled

The key at the bottom of the table shows how the color coding of cells for specific policies relates to the policy defined for the default row:

Yellow shading shows that the policy is using the same settings as the default policy.

No shading (white) shows that the policy is using different settings than the default policy.

Grey shading shows that the security service has been disabled for the policy.

Creating Mail Policies for Different Groups of Senders and Recipients

In this part of the example, you will edit the two policies just created in the previous section.

For the sales group, you will change the anti-spam settings to be even more aggressive than the default policy. (See

Configuring the Default Anti-Spam Policies for Incoming Messages, page C-3 .)

The default policy of dropping positively identified spam messages will be kept. However, in this example, you will change the setting for marketing messages so that they will be sent to the Cisco

Spam quarantine.

This aggressive policy has the effect of minimizing unwanted messages being sent to sales team inboxes.

See

Anti-Spam, page 13-1

for more information on anti-spam settings.

For the engineering team, customize the Outbreak Filters feature setting so that it will modify the

URLs in suspicious messages, except for links to example.com. Attachment files with the extension

“dwg” will be bypassed by the Outbreak Filter scanning.

See

Outbreak Filters, page 14-1 for more information on configuring Outbreak Filters.

To edit the anti-spam settings for the sales team policy:

Procedure

Step 1

Click the link for the Anti-Spam security service (the Anti-Spam) column in the sales policy row.

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Because the policy was just added, the link is named:

(use default)

.

Figure C-8 Editing the Anti-Spam Settings for the Sales Team Policy

Step 2

Step 3

Step 4

Step 5

On the anti-spam security service page, change the value for “Enable Anti-Spam Scanning for this

Policy” from “Use Default Settings” to “Use Cisco Anti-Spam service.”

Choosing “Use Cisco Anti-Spam service” here allows you to override the settings defined in the default policy.

In the “Positively-Identified Spam Settings” section, change the “Apply This Action to Message” to

“Drop.”

In the “Suspected Spam Settings” section, click Yes to enable suspected spam scanning.

In the “Suspected Spam Settings” section, change the “Apply This Action to Message” to “Spam

Quarantine.”

Note

Selecting the Cisco Spam quarantine forwards mail according to the settings defined in the

“Quarantines” chapter in the Cisco IronPort AsyncOS for Email Daily Management Guide.

Step 6

Step 7

Step 8

Step 9

In the “Add text to subject” field, click None.

Messages delivered to the Cisco Spam quarantine will have no additional subject tagging.

In the “Marketing Email Settings” section, click Yes to enable scanning for marketing mail from legitimate sources.

In the “Apply This Action to Message” section, select “Spam Quarantine.”

Submit and commit your changes.

Not that the shading shows that the policy is using different settings than the default policy.

Figure C-9 Anti-Spam Settings for the Sales Group Policy Changed

At this point, any message that is suspected spam and whose recipient matches the LDAP query defined for the sales team policy will be delivered to the Cisco Spam Quarantine.

To edit the Outbreak Filter settings for the engineering team policy:

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Procedure

Step 1

Click the link for the Outbreak Filters feature security service (the Outbreak Filters column) in the engineering policy row.

Because the policy was just added, the link is named:

(use default)

.

Figure C-10 Editing the Outbreak Filters Feature Settings for the Engineering Team Policy

Step 2

Step 3

On the Outbreak Filters feature security service page, change the scanning setting for the policy to

“Enable Outbreak Filtering (Customize settings).”

Choosing “(Customize settings)” here allows you to override the settings defined in the default policy.

Doing so will also enable the contents of the rest of the page to allow you to select different settings.

In the “Bypass Attachment Scanning” section of the page, type

dwg

in the in the file extension field.

The file extension “ dwg

” is not in the list of known file type that the Cisco appliance can recognize by its fingerprint when attachment scanning.

Note

You do not need to type the period (

.

) before the three letter filename extension.

Step 4

Step 5

Click Add Extension to add

.dwg

files to the list of file extensions that will bypass Outbreak Filters feature scanning.

Click Enable Message Modification.

Enabling message modification allows the appliance to scan for targeted threats, such as phishing and scams, and URLs to suspicious or malicious websites. The appliance can rewrite links in messages to redirect the user through the Cisco Security proxy if they attempt to access the website.

Note

Anti-spamming scanning must be enabled on the mail policy in order for Outbreak Filters to scan for targeted, non-viral threats.

Step 6

Step 7

Step 8

Select for Enable for Unsigned Messages.

This allows the appliance to rewrite URLs in signed messages. You must enable URL rewriting to be able to configure other Message Modification settings and the length of time that messages found to be non-viral threats stay in the quarantine before being released. This example uses the default retention time of 4 hours.

Enter example.com in the Bypass Domain Scanning field.

The appliance will not modify links to example.com.

Select System Generated for the Threat Disclaimer.

The appliance can insert a disclaimer above the message body to warn the user about the message’s contents. This example uses the system generated threat disclaimer.

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Overview of Incoming Mail Policies

Figure C-11 Outbreak Filters Settings

Appendix C Example of Mail Policies and Content Filters

Step 9

Submit and commit your changes.

Note that the shading shows that the policy is using different settings than the default policy.

Figure C-12 Virus Filters Settings for the Engineering Policy Changed

At this point, any message that contains an attachment whose file extension is dwg

— and whose recipient matches the recipients defined for the engineering team policy — will bypass the Outbreak Filter scanning and continue processing. Messages that contain links to the example.com domain will not have their links modified to redirect through the Cisco Security proxy and will not be considered suspicious.

Finding Senders or Recipients in Mail Policies

Use the “Find Policies” button to search for users already defined in policies defined in the Incoming or

Outgoing Mail Policies pages.

For example, typing [email protected]

and clicking the Find Policies button will display results showing which policies contain defined users that will match the policy.

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Appendix C Example of Mail Policies and Content Filters

Figure C-13 Finding Users in Policies

Overview of Incoming Mail Policies

Click the name of the policy to jump to the Edit Policy page to edit the users for that policy.

Note that the default policy will always be shown when you search for any user, because, by definition, if a sender or recipient does not match any other configured policies, it will always match the default policy.

Managed Exceptions

Using the steps shown in the two examples above, you can begin to create and configure policies on a

managed exception basis. In other words, after evaluating your organization’s needs you can configure policies so that the majority of messages will be handled by the default policy. You can then create additional “exception” policies for specific users or user groups, managing the differing policies as needed. In this manner, message splintering will be minimized and you are less likely to impact system performance from the processing of each splinter message in the work queue.

You can define policies based on your organizations’ or users’ tolerance for spam, viruses, and policy enforcement.

Table C-1 on page C-11 outlines several example policies. “Aggressive” policies are

designed to minimize the amount of spam and viruses that reach end-users mailboxes. “Conservative” policies are tailored to avoid false positives and prevent users from missing messages, regardless of policies.

Table C-1 Aggressive and Conservative Mail Policy Settings

Anti-Spam

Anti-Virus

Virus

Filters

Aggressive Settings

Positively identified spam: Drop

Suspected spam: Quarantine

Marketing mail: Deliver and prepend “

[Marketing]

” to the subject messages

Repaired messages: Deliver

Encrypted messages: Drop

Unscannable messages: Drop

Infectious messages: Drop

Enabled, no specific filename extensions or domains allowed to bypass

Enable message modification for all messages

Conservative Settings

Positively identified spam: Quarantine

Suspected spam: Deliver and prepend

[Suspected Spam]

” to the subject of messages

Marketing mail: Disabled

Repaired messages: Deliver

Encrypted messages: Quarantine

Unscannable messages: Quarantine

Infectious messages: Drop

Enabled with specific filename extensions or domains allowed to bypass

Enable message modification for unsigned messages

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Filtering Messages Based on Content

In this part of the example, you will create three new content filters to be used in the Incoming Mail

Policy table. All of these content filters will be editable by delegated administrators belonging to the

Policy Administration custom user role. You will create the following:

1.

“scan_for_confidential”

This filter will scan messages for the string “confidential.” If the string is found, a copy of the message will be sent to email alias [email protected]

, and the message will be sent to the Policy quarantine area.

2.

“no_mp3s”

This filter will strip MP3 attachments and notify the recipients that an MP3 file was stripped.

“ex_employee”

3.

This content filter will scan for messages sent to a specific envelope recipient address (an ex-employee). If the message matches, a specific notification message will be sent to the sender of the message and then the message will be bounced.

After creating the content filters, you will then configure each of the policies (including the default policy) to enable the specific content filters in differing combinations.

Quarantining Message with “Confidential” in the Subject

The first example content filter contains one condition and two actions.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Step 12

Click the Mail Policies tab.

Click Incoming Content Filters.

Click the Add Filter button.

In the Name field, type scan_for_confidential

as the name of the new filter.

Filter names can contain ASCII characters, numbers, underscores or dashes. The first character of a content filter name must be a letter or an underscore.

Click the Editable By (Roles) link, select the Policy Administrator and click OK.

Delegated administrators who belong to the Policy Administrator user role will be able to edit this content filter and use it in their mail policies.

In the Description field, type the description. For example: scan all incoming mail for the string

‘confidential’

.

Click Add Condition.

Select Message Body.

Type confidential

in the Contains text: field and click OK.

The Add Content Filter page shows the condition added.

Click Add Action.

Select Send Copy To (Bcc:).

In the Email Addresses field, type [email protected]

.

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Step 13

Step 14

Step 15

Step 16

Step 17

Step 18

Step 19

In the Subject field, type

[message matched confidential filter]

.

Click OK.

The Add Content Filter page shows the action added.

Click Add Action.

Select Quarantine.

In the drop-down menu, select the Policy quarantine area.

Click OK.

The Add Content Filter page shows the second action added.

Submit and commit your changes.

At this point, the content filter is not enabled for any incoming Mail Policy; in this example, you have only added a new content filter to the master list. Because it has not been applied to any policy, no email processing by the appliance will be affected by this filter.

Stripping MP3 Attachments from Messages

The second example content filter contains no conditions and one action.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Click the Add Filter button.

In the Name field, type no_mp3s

as the name of the new filter.

Click the Editable By (Roles) link, select the Policy Administrator and click OK.

In the Description field, type the description. For example: strip all MP3 attachments

.

Click Add Action.

Select Strip Attachment by File Info.

Select

File type is

.

In the drop-down field, select

-- mp3

.

Enter a replacement message if desired.

Click OK.

Submit and commit your changes.

Note

It is not necessary to specify a condition when creating a content filter. When no condition is defined, any actions defined will always apply in the rule. (Specifying no condition is equivalent to using the true()

message filter rule — all messages will be matched if the content filter is applied to a policy.)

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Bouncing Messages Sent to a Former Employee

The third content filter example uses one condition and two actions.

Procedure

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

Step 7

Step 8

Step 9

Step 10

Step 11

Step 12

Click the Add Filter button.

In the Name: field, type ex_employee

as the name of the new filter.

Click the Editable By (Roles) link, select the Policy Administrator and click OK.

In the Description: field, type the description. For example: bounce messages intended for Doug

.

Click Add Condition.

Select Envelope Recipient.

For the envelope recipient, select

Begins with

, and type doug@

.

Click OK.

The Content Filters page refreshes to show the condition added. Note that you could create an LDAP directory containing the email addresses of former employees. As ex-employees are added to that directory, this content filter would be dynamically updated.

Click Add Action.

Select Notify.

Select the checkbox for Sender and, in the Subject field, type message bounced for ex-employee of example.com

.

In the Use template section, select a notification template.

Note

Some sections of the content filter rule builder will not appear in the user interface if the resource has not been preconfigured. For example, content dictionaries, notification templates, and message disclaimers will not appear as options if they have not been configured previously via the Mail Policies > Dictionaries page (or the dictionaryconfig

command in the CLI). For more information about creating dictionaries, see

Content Dictionaries, page 18-2 .

Step 13

Step 14

Step 15

Step 16

Click OK.

The Add Content Filters page shows the action added.

Click Add Action.

Select Bounce (Final Action) and click OK.

You can only specify one final action for a content filter. If you try to attempt to add more than one final action, the GUI displays an error.

Adding this action may will cause senders of messages to this ex-employee to potentially receive two messages: one for the notification template, and one for the bounce notification template.

Submit and commit your changes.

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Applying Individual Content Filters to Different Groups of Recipients

In the examples above, you created three content filters using the Incoming Content Filters pages. The

Incoming Content Filters and Outgoing Content filters pages hold the “master lists” of all possible content filters that can be applied to a policy.

Figure C-14 Incoming Content Filters: Three Filters Created

In this part of the example, you will apply the three new content filters to be used in the Incoming Mail

Policy table.

The default policy will receive all three content filters.

The engineering group will not receive the no_mp3s filter.

The sales group will receive the content filters as the default incoming mail policy.

Enabling Content Filters for All Recipients by Default

Click the links to enable and select content filters for individual policies.

Procedure

Step 1

Step 2

Click Incoming Mail Policies to return to the Incoming Mail Policy table.

The page is refreshed to show the default policy and the two policies added in Creating a Mail Policy for a Group of Sender and Recipients, page C-4

. Note that content filtering is disable by default for all policies.

Click the link for the Content Filters security service (the Content Filters column) in the default policy row. See

Figure C-15 .

Figure C-15 Editing the Content Filters Setting for the Default Incoming Mail Policy

Step 3

On the Content Filtering security service page, change the value Content Filtering for Default Policy from “Disable Content Filters” to “Enable Content Filters (Customize settings).”

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C-15

Overview of Incoming Mail Policies

Figure C-16

Appendix C Example of Mail Policies and Content Filters

Enabling Content Filters for the Policy and Selecting Specific Content Filters

Step 4

Step 5

The content filters defined in the master list (which were created in

Overview of Content Filters, page 11-1 using the Incoming Content Filters pages) are displayed on this page. When you change

the value to “Enable Content Filters (Customize settings),” the checkboxes for each filter change from disabled (greyed out) to become enabled.

Check the Enable checkbox for each content filter.

Click Submit.

The tableon the Incoming Mail Policies page shows the names of the filters that have been enabled for the default policy.

Figure C-17 Three Content Filters Enabled for the Default Incoming Mail Policy

Allowing MP3 Attachments for Recipients in Engineering

To disable the “no_mp3s” content filters for the “engineering” policy:

Procedure

Step 1

Step 2

Step 3

Click the link for the Content Filters security service (the Content Filters column) in the engineering team policy row.

On the Content Filtering security service page, change the value for Content Filtering for Policy:

Engineering from “Enable Content Filtering (Inherit default policy settings)” to “Enable Content

Filtering (Customize settings).”

Because this policy was using the default values, when you change the value from “Use Default

Settings” to “Yes,” the checkboxes for each filter change from disabled (greyed out) to become enabled.

Deselect the checkbox for the “no_mp3s” filter.

Figure C-18 Deselecting a Content Filter

C-16

Step 4

Click Submit.

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

The table on the Incoming Mail Policies page shows the names of the filters that have been enabled for the engineering policy.

Figure C-19 Updated Content Filters for Incoming Mail Policies

Step 5

Commit your changes.

At this point, incoming messages that match the user list for the engineering policy will not have MP3 attachments stripped; however, all other incoming messages will have MP3 attachments stripped.

Notes on Configuring Content Filters in the GUI

It is not necessary to specify a condition when creating a content filter. When no action is defined, any actions defined will always apply in the rule. (Specifying no action is equivalent to using the true()

message filter rule — all messages will be matched if the content filter is applied to a policy.)

If you do not assign a custom user role to a content filter, the content filter is public and can be used by any delegated administrator for their mail policies. See

Distributing Administrative Tasks for

more information on delegated administrators and content filters.

Administrators and operators can view and edit all content filters on an appliance, even when the content filters are assigned to custom user roles.

When entering text for filter rules and actions, the following meta characters have special meaning in regular expression matching:

. ^ $ * + ? { [ ] \ | ( )

If you do not wish to use regular expression you should use a '\' (backslash) to escape any of these characters. For example: "\*Warning\*"

When you define more than one Condition for a content filter, you can define whether all of the defined actions (that is, a logical AND) or any of the defined actions (logical OR) need to apply in order for the content filter to be considered a match.

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Overview of Incoming Mail Policies

Figure C-20

Appendix C Example of Mail Policies and Content Filters

Choosing Any or All of the Following Conditions

You can test message splintering and content filters by creating “benign” content filters. For example, it is possible to create a content filter whose only action is “deliver.” This content filter will not affect mail processing; however, you can use this filter to test how the mail policy processing affects other elements in the system (for example, the mail logs).

Conversely, using the “master list” concept of the Incoming or Outgoing Content Filters, it is possible to create very powerful, wide-sweeping content filters that will immediately affect message processing for all mail handled by the appliance. The process for this is to:

Use the Incoming or Outgoing Content Filters page to create a new content filter whose order is 1.

Use the Incoming or Outgoing Mail Policies page to enable the new content filter for the default policy.

Enable the content filter for all remaining policies.

The Bcc: and Quarantine actions available in Content Filters can help you determine the retention settings of quarantines you create. (See

Chapter 27, “Quarantines.” ) You can create filters that would

simulate mail flow into and out of your policy quarantines so that messages are not released too quickly from the system (that is, the quarantine areas do not fill their allotted disk space too quickly).

Because it uses the same settings as the scanconfig

command, the “Entire Message” condition does not scan a message’s headers; choosing the “Entire Message” will scan only the message body and attachments. Use the “Subject” or “Header” conditions to search for specific header information.

Configuring users by LDAP query will only appear in the GUI if you have LDAP servers configured on the appliance (that is, you have configured the appliance to query specific LDAP servers with specific strings using the ldapconfig

command).

Some sections of the content filter rule builder will not appear in the GUI if the resource has not been preconfigured. For example, notification templates and message disclaimers will not appear as options if they have not been configured previously using the Text Resources page or the textconfig

command in the CLI.

Content filters features will recognize, can contain, and/or scan for text in the following character encodings:

Unicode (UTF-8)

Unicode (UTF-16)

Western European/Latin-1 (ISO 8859-1)

Western European/Latin-1 (Windows CP1252)

Traditional Chinese (Big 5)

Simplified Chinese (GB 2312)

Simplified Chinese (HZ GB 2312)

Korean (ISO 2022-KR)

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Appendix C Example of Mail Policies and Content Filters

Overview of Incoming Mail Policies

Korean (KS-C-5601/EUC-KR)

Japanese (Shift-JIS (X0123))

Japanese (ISO-2022-JP)

Japanese (EUC)

You can mix and match multiple character sets within a single content filter. Refer to your web browser’s documentation for help displaying and entering text in multiple character encodings. Most browsers can render multiple character sets simultaneously.

Figure C-21 Multiple Character Sets in a Content Filter

On the Incoming or Outgoing Content Filters summary pages, use the links for “Description,”

“Rules,” and “Policies” to change the view presented for the content filters:

The Description view shows the text you entered in the description field for each content filter.

(This is the default view.)

The Rules view shows the rules and regular expressions build by the rule builder page.

The Policies shows the policies for which each content filter is enabled.

Figure C-22 Using the Links to Toggle Description, Rules, and Policy for Content Filters

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Overview of Incoming Mail Policies

Appendix C Example of Mail Policies and Content Filters

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A P P E N D I X

D

Firewall Information

22

22

23

The following table lists the possible ports that may need to be opened for proper operation of the Cisco appliance (these are the default values).

Table D-1 Firewall Ports

Port

20/21

22

23

25

25

53

80

80

80

Protocol

TCP

In/Out

In or Out

Hostname Description

AsyncOS IPs, FTP Server FTP for aggregation of log files.

TCP

TCP

TCP

Telnet

In

Out

Out

In

AsyncOS IPs

SSH Server

SCP Server

AsyncOS IPs

Data ports TCP 1024 and higher must also all be open.

For more information, search for FTP port information in the Knowledge

Base. See

Knowledge Base, page 1-5

.

SSH access to the CLI, aggregation of log files.

SSH aggregation of log files.

SCP Push to log server

Telnet access to the CLI, aggregation of log files.

Telnet

TCP

TCP

UDP/TCP

HTTP

HTTP

HTTP

Out

Out

In

In & Out

In

Out

Out

Telnet Server

Any

AsyncOS IPs

DNS Servers

Telnet upgrades, aggregation of log files (not recommended).

SMTP to send email.

SMTP to receive bounced email or if injecting email from outside firewall.

DNS if configured to use Internet root servers or other DNS servers outside the firewall. Also for SenderBase queries.

AsyncOS IPs HTTP access to the GUI for system monitoring.

downloads.ironport.com

Service updates, except for AsyncOS upgrades and McAfee definitions.

updates.ironport.com

AsyncOS upgrades and McAfee

Anti-Virus definitions.

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D-1

D-2

Appendix D Firewall Information

Table D-1 Firewall Ports (continued)

161

162

389

3268

636

3269

443

80

82

83

110

123

143

443

443

443

514

628

1024 and higher

2222

HTTP

HTTP

HTTPS

TCP

UDP

TCP

UDP

UDP

LDAP

LDAPS

TCP

TCP

TCP

TCP

UDP/TCP

TCP

CCS

Out

In

In

Out

In & Out

Out

In

Out

Out

Out

In

Out

Out

Out

Out

In

In & Out cdn-microupdates.cloud

mark.com

AsyncOS IPs

AsyncOS IPs

POP Server

NTP Server

IMAP Server

AsyncOS IPs

Management Station

LDAP Servers

LDAPS

AsyncOS IPs

Used for updates to third-party spam component in Intelligent MultiScan.

Appliance must also connect to CIDR range 208.83.136.0/22 for third-party phone home updates.

Used for viewing the Cisco Anti-Spam quarantine.

Used for viewing the Cisco Anti-Spam quarantine.

POP authentication for end users for

Cisco Spam Quarantine

NTP if time servers are outside firewall.

IMAP authentication for end users for

Cisco Spam Quarantine

SNMP Queries

SNMP Traps

LDAP if LDAP directory servers are outside firewall. LDAP authentication for Cisco Spam Quarantine

LDAPS — ActiveDirectory’s Global

Catalog Server (uses SSL)

AsyncOS IPs Secure HTTP ( https

) access to the

GUI for system monitoring.

Cisco Registered Envelope Service res.cisco.com

updates-manifests.ironpo

rt.com

phonehome.senderbase.or

g

Verify the latest files for the update server.

Receive/Send Outbreak Filters

Syslog Server

AsyncOS IPs

Syslog logging

QMQP if injecting email from outside firewall.

See information above for Port 21

(FTP.)

6025

7025

TCP

TCP

Out

In & Out

AsyncOS IPs

AsyncOS IPs

Cluster Communication Service (for

Centralized Management).

Cisco Spam Quarantine

Pass policy, virus, and outbreak quarantine data between Email

Security appliances and the Cisco

Content Security Management appliance when this feature is centralized.

Cisco AsyncOS 8.0.2 for Email User Guide

A P P E N D I X

E

End User License Agreement

Cisco Systems End User License Agreement

IMPORTANT: PLEASE READ THIS END USER LICENSE AGREEMENT CAREFULLY. IT IS

VERY IMPORTANT THAT YOU CHECK THAT YOU ARE PURCHASING CISCO SOFTWARE

OR EQUIPMENT FROM AN APPROVED SOURCE AND THAT YOU, OR THE ENTITY YOU

REPRESENT (COLLECTIVELY, THE "CUSTOMER") HAVE BEEN REGISTERED AS THE

END USER FOR THE PURPOSES OF THIS CISCO END USER LICENSE AGREEMENT. IF

YOU ARE NOT REGISTERED AS THE END USER YOU HAVE NO LICENSE TO USE THE

SOFTWARE AND THE LIMITED WARRANTY IN THIS END USER LICENSE AGREEMENT

DOES NOT APPLY. ASSUMING YOU HAVE PURCHASED FROM AN APPROVED SOURCE,

DOWNLOADING, INSTALLING OR USING CISCO OR CISCO-SUPPLIED SOFTWARE

CONSTITUTES ACCEPTANCE OF THIS AGREEMENT.

CISCO SYSTEMS, INC. OR ITS SUBSIDIARY LICENSING THE SOFTWARE INSTEAD OF CISCO

SYSTEMS, INC. ("CISCO") IS WILLING TO LICENSE THIS SOFTWARE TO YOU ONLY UPON

THE CONDITION THAT YOU PURCHASED THE SOFTWARE FROM AN APPROVED SOURCE

AND THAT YOU ACCEPT ALL OF THE TERMS CONTAINED IN THIS END USER LICENSE

AGREEMENT PLUS ANY ADDITIONAL LIMITATIONS ON THE LICENSE SET FORTH IN A

SUPPLEMENTAL LICENSE AGREEMENT ACCOMPANYING THE PRODUCT OR AVAILABLE

AT THE TIME OF YOUR ORDER (COLLECTIVELY THE "AGREEMENT"). TO THE EXTENT OF

ANY CONFLICT BETWEEN THE TERMS OF THIS END USER LICENSE AGREEMENT AND

ANY SUPPLEMENTAL LICENSE AGREEMENT, THE SUPPLEMENTAL LICENSE AGREEMENT

SHALL APPLY. BY DOWNLOADING, INSTALLING, OR USING THE SOFTWARE, YOU ARE

REPRESENTING THAT YOU PURCHASED THE SOFTWARE FROM AN APPROVED SOURCE

AND BINDING YOURSELF TO THE AGREEMENT. IF YOU DO NOT AGREE TO ALL OF THE

TERMS OF THE AGREEMENT, THEN CISCO IS UNWILLING TO LICENSE THE SOFTWARE TO

YOU AND (A) YOU MAY NOT DOWNLOAD, INSTALL OR USE THE SOFTWARE, AND (B) YOU

MAY RETURN THE SOFTWARE (INCLUDING ANY UNOPENED CD PACKAGE AND ANY

WRITTEN MATERIALS) FOR A FULL REFUND, OR, IF THE SOFTWARE AND WRITTEN

MATERIALS ARE SUPPLIED AS PART OF ANOTHER PRODUCT, YOU MAY RETURN THE

ENTIRE PRODUCT FOR A FULL REFUND. YOUR RIGHT TO RETURN AND REFUND EXPIRES

30 DAYS AFTER PURCHASE FROM AN APPROVED SOURCE, AND APPLIES ONLY IF YOU

ARE THE ORIGINAL AND REGISTERED END USER PURCHASER. FOR THE PURPOSES OF

THIS END USER LICENSE AGREEMENT, AN "APPROVED SOURCE" MEANS (A) CISCO; OR (B)

A DISTRIBUTOR OR SYSTEMS INTEGRATOR AUTHORIZED BY CISCO TO DISTRIBUTE /

SELL CISCO EQUIPMENT, SOFTWARE AND SERVICES WITHIN YOUR TERRITORY TO END

USERS; OR (C) A RESELLER AUTHORIZED BY ANY SUCH DISTRIBUTOR OR SYSTEMS

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Appendix E End User License Agreement

Cisco Systems End User License Agreement

INTEGRATOR IN ACCORDANCE WITH THE TERMS OF THE DISTRIBUTOR'S AGREEMENT

WITH CISCO TO DISTRIBUTE / SELL THE CISCO EQUIPMENT, SOFTWARE AND SERVICES

WITHIN YOUR TERRITORY TO END USERS.

THE FOLLOWING TERMS OF THE AGREEMENT GOVERN CUSTOMER'S USE OF THE SOFTWARE

(DEFINED BELOW), EXCEPT TO THE EXTENT: (A) THERE IS A SEPARATE SIGNED CONTRACT

BETWEEN CUSTOMER AND CISCO GOVERNING CUSTOMER'S USE OF THE SOFTWARE, OR (B)

THE SOFTWARE INCLUDES A SEPARATE "CLICK-ACCEPT" LICENSE AGREEMENT OR THIRD

PARTY LICENSE AGREEMENT AS PART OF THE INSTALLATION OR DOWNLOAD PROCESS

GOVERNING CUSTOMER'S USE OF THE SOFTWARE. TO THE EXTENT OF A CONFLICT

BETWEEN THE PROVISIONS OF THE FOREGOING DOCUMENTS, THE ORDER OF

PRECEDENCE SHALL BE (1)THE SIGNED CONTRACT, (2) THE CLICK-ACCEPT AGREEMENT OR

THIRD PARTY LICENSE AGREEMENT, AND (3) THE AGREEMENT. FOR PURPOSES OF THE

AGREEMENT, "SOFTWARE" SHALL MEAN COMPUTER PROGRAMS, INCLUDING FIRMWARE

AND COMPUTER PROGRAMS EMBEDDED IN CISCO EQUIPMENT, AS PROVIDED TO

CUSTOMER BY AN APPROVED SOURCE, AND ANY UPGRADES, UPDATES, BUG FIXES OR

MODIFIED VERSIONS THERETO (COLLECTIVELY, "UPGRADES"), ANY OF THE SAME WHICH

HAS BEEN RELICENSED UNDER THE CISCO SOFTWARE TRANSFER AND RE-LICENSING

POLICY (AS MAY BE AMENDED BY CISCO FROM TIME TO TIME) OR BACKUP COPIES OF ANY

OF THE FOREGOING.

License. Conditioned upon compliance with the terms and conditions of the Agreement, Cisco grants to

Customer a nonexclusive and nontransferable license to use for Customer's internal business purposes the Software and the Documentation for which Customer has paid the required license fees to an

Approved Source. "Documentation" means written information (whether contained in user or technical manuals, training materials, specifications or otherwise) pertaining to the Software and made available by an Approved Source with the Software in any manner (including on CD-Rom, or on-line). In order to use the Software, Customer may be required to input a registration number or product authorization key and register Customer's copy of the Software online at Cisco's website to obtain the necessary license key or license file.

Customer's license to use the Software shall be limited to, and Customer shall not use the Software in excess of, a single hardware chassis or card or such other limitations as are set forth in the applicable

Supplemental License Agreement or in the applicable purchase order which has been accepted by an

Approved Source and for which Customer has paid to an Approved Source the required license fee (the

"Purchase Order").

Unless otherwise expressly provided in the Documentation or any applicable Supplemental License

Agreement, Customer shall use the Software solely as embedded in, for execution on, or (where the applicable Documentation permits installation on non-Cisco equipment) for communication with Cisco equipment owned or leased by Customer and used for Customer's internal business purposes. No other licenses are granted by implication, estoppel or otherwise.

For evaluation or beta copies for which Cisco does not charge a license fee, the above requirement to pay license fees does not apply.

General Limitations. This is a license, not a transfer of title, to the Software and Documentation, and

Cisco retains ownership of all copies of the Software and Documentation. Customer acknowledges that the Software and Documentation contain trade secrets of Cisco or its suppliers or licensors, including but not limited to the specific internal design and structure of individual programs and associated interface information. Except as otherwise expressly provided under the Agreement, Customer shall only use the Software in connection with the use of Cisco equipment purchased by the Customer from an Approved Source and Customer shall have no right, and Customer specifically agrees not to:

E-2

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Appendix E End User License Agreement

Cisco Systems End User License Agreement

(i) transfer, assign or sublicense its license rights to any other person or entity (other than in compliance with any Cisco relicensing/transfer policy then in force), or use the Software on Cisco equipment not purchased by the Customer from an Approved Source or on secondhand Cisco equipment, and Customer acknowledges that any attempted transfer, assignment, sublicense or use shall be void;

(ii) make error corrections to or otherwise modify or adapt the Software or create derivative works based upon the Software, or permit third parties to do the same;

(iii) reverse engineer or decompile, decrypt, disassemble or otherwise reduce the Software to human-readable form, except to the extent otherwise expressly permitted under applicable law notwithstanding this restriction or except to the extent that Cisco is legally required to permit such specific activity pursuant to any applicable open source license;

(iv) publish any results of benchmark tests run on the Software;

(v) use or permit the Software to be used to perform services for third parties, whether on a service bureau or time sharing basis or otherwise, without the express written authorization of Cisco; or

(vi) disclose, provide, or otherwise make available trade secrets contained within the Software and

Documentation in any form to any third party without the prior written consent of Cisco. Customer shall implement reasonable security measures to protect such trade secrets.

To the extent required by applicable law, and at Customer's written request, Cisco shall provide

Customer with the interface information needed to achieve interoperability between the Software and another independently created program, on payment of Cisco's applicable fee, if any. Customer shall observe strict obligations of confidentiality with respect to such information and shall use such information in compliance with any applicable terms and conditions upon which Cisco makes such information available.

Software, Upgrades and Additional Copies. NOTWITHSTANDING ANY OTHER PROVISION OF

THE AGREEMENT: (1) CUSTOMER HAS NO LICENSE OR RIGHT TO MAKE OR USE ANY

ADDITIONAL COPIES OR UPGRADES UNLESS CUSTOMER, AT THE TIME OF MAKING OR

ACQUIRING SUCH COPY OR UPGRADE, ALREADY HOLDS A VALID LICENSE TO THE

ORIGINAL SOFTWARE AND HAS PAID THE APPLICABLE FEE TO AN APPROVED SOURCE

FOR THE UPGRADE OR ADDITIONAL COPIES; (2) USE OF UPGRADES IS LIMITED TO CISCO

EQUIPMENT SUPPLIED BY AN APPROVED SOURCE FOR WHICH CUSTOMER IS THE

ORIGINAL END USER PURCHASER OR LESSEE OR OTHERWISE HOLDS A VALID LICENSE

TO USE THE SOFTWARE WHICH IS BEING UPGRADED; AND (3) THE MAKING AND USE OF

ADDITIONAL COPIES IS LIMITED TO NECESSARY BACKUP PURPOSES ONLY.

Proprietary Notices. Customer agrees to maintain and reproduce all copyright, proprietary, and other notices on all copies, in any form, of the Software in the same form and manner that such copyright and other proprietary notices are included on the Software. Except as expressly authorized in the Agreement,

Customer shall not make any copies or duplicates of any Software without the prior written permission of Cisco.

Term and Termination. The Agreement and the license granted herein shall remain effective until terminated. Customer may terminate the Agreement and the license at any time by destroying all copies of Software and any Documentation. Customer's rights under the Agreement will terminate immediately without notice from Cisco if Customer fails to comply with any provision of the Agreement. Upon termination, Customer shall destroy all copies of Software and Documentation in its possession or control. All confidentiality obligations of Customer, all restrictions and limitations imposed on the

Customer under the section titled "General Limitations" and all limitations of liability and disclaimers and restrictions of warranty shall survive termination of this Agreement. In addition, the provisions of the sections titled "U.S. Government End User Purchasers" and "General Terms Applicable to the

Limited Warranty Statement and End User License Agreement" shall survive termination of the

Agreement.

Cisco AsyncOS 8.0.2 for Email User Guide

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Appendix E End User License Agreement

Cisco Systems End User License Agreement

Customer Records. Customer grants to Cisco and its independent accountants the right to examine

Customer's books, records and accounts during Customer's normal business hours to verify compliance with this Agreement. In the event such audit discloses non-compliance with this Agreement, Customer shall promptly pay to Cisco the appropriate license fees, plus the reasonable cost of conducting the audit.

Export, Re-Export, Transfer and Use Controls. The Software, Documentation and technology or direct products thereof (hereafter referred to as Software and Technology), supplied by Cisco under the

Agreement are subject to export controls under the laws and regulations of the United States (U.S.) and any other applicable countries' laws and regulations. Customer shall comply with such laws and regulations governing export, re-export, transfer and use of Cisco Software and Technology and will obtain all required U.S. and local authorizations, permits, or licenses. Cisco and Customer each agree to provide the other information, support documents, and assistance as may reasonably be required by the other in connection with securing authorizations or licenses. Information regarding compliance with export, re-export, transfer and use may be located at the following URL: http://www.cisco.com/web/about/doing_business/legal/global_export_trade/general_export/contract_c ompliance.html

.

U.S. Government End User Purchasers. The Software and Documentation qualify as "commercial items," as that term is defined at Federal Acquisition Regulation ("FAR") (48 C.F.R.) 2.101, consisting of "commercial computer software" and "commercial computer software documentation" as such terms are used in FAR 12.212. Consistent with FAR 12.212 and DoD FAR Supp. 227.7202-1 through

227.7202-4, and notwithstanding any other FAR or other contractual clause to the contrary in any agreement into which the Agreement may be incorporated, Customer may provide to Government end user or, if the Agreement is direct, Government end user will acquire, the Software and Documentation with only those rights set forth in the Agreement. Use of either the Software or Documentation or both constitutes agreement by the Government that the Software and Documentation are "commercial computer software" and "commercial computer software documentation," and constitutes acceptance of the rights and restrictions herein.

Identified Components; Additional Terms. The Software may contain or be delivered with one or more components, which may include third-party components, identified by Cisco in the Documentation, readme.txt file, third-party click-accept or elsewhere (e.g. on www.cisco.com

) (the "Identified

Component(s)") as being subject to different license agreement terms, disclaimers of warranties, limited warranties or other terms and conditions (collectively, "Additional Terms") than those set forth herein.

You agree to the applicable Additional Terms for any such Identified Component(s)."

Limited Warranty

Subject to the limitations and conditions set forth herein, Cisco warrants that commencing from the date of shipment to Customer (but in case of resale by an Approved Source other than Cisco, commencing not more than ninety (90) days after original shipment by Cisco), and continuing for a period of the longer of (a) ninety (90) days or (b) the warranty period (if any) expressly set forth as applicable specifically to software in the warranty card accompanying the product of which the Software is a part

(the "Product") (if any): (a) the media on which the Software is furnished will be free of defects in materials and workmanship under normal use; and (b) the Software substantially conforms to the

Documentation. The date of shipment of a Product by Cisco is set forth on the packaging material in which the Product is shipped. Except for the foregoing, the Software is provided "AS IS". This limited warranty extends only to the Software purchased from an Approved Source by a Customer who is the first registered end user. Customer's sole and exclusive remedy and the entire liability of Cisco and its suppliers under this limited warranty will be (i) replacement of defective media and/or (ii) at Cisco's option, repair, replacement, or refund of the purchase price of the Software, in both cases subject to the condition that any error or defect constituting a breach of this limited warranty is reported to the

Approved Source supplying the Software to Customer, within the warranty period. Cisco or the

Approved Source supplying the Software to Customer may, at its option, require return of the Software and/or Documentation as a condition to the remedy. In no event does Cisco warrant that the Software is

Cisco AsyncOS 8.0.2 for Email User Guide

E-4

Appendix E End User License Agreement

Cisco Systems End User License Agreement

error free or that Customer will be able to operate the Software without problems or interruptions. In addition, due to the continual development of new techniques for intruding upon and attacking networks,

Cisco does not warrant that the Software or any equipment, system or network on which the Software is used will be free of vulnerability to intrusion or attack.

Restrictions. This warranty does not apply if the Software, Product or any other equipment upon which the Software is authorized to be used (a) has been altered, except by Cisco or its authorized representative, (b) has not been installed, operated, repaired, or maintained in accordance with instructions supplied by Cisco, (c) has been subjected to abnormal physical or electrical stress, abnormal environmental conditions, misuse, negligence, or accident; or (d) is licensed for beta, evaluation, testing or demonstration purposes. The Software warranty also does not apply to (e) any temporary Software modules; (f) any Software not posted on Cisco's Software Center; (g) any Software that Cisco expressly provides on an "AS IS" basis on Cisco's Software Center; (h) any Software for which an Approved

Source does not receive a license fee; and (i) Software supplied by any third party which is not an

Approved Source.

DISCLAIMER OF WARRANTY

EXCEPT AS SPECIFIED IN THIS WARRANTY SECTION, ALL EXPRESS OR IMPLIED

CONDITIONS, REPRESENTATIONS, AND WARRANTIES INCLUDING, WITHOUT

LIMITATION, ANY IMPLIED WARRANTY OR CONDITION OF MERCHANTABILITY,

FITNESS FOR A PARTICULAR PURPOSE, NON-INFRINGEMENT, SATISFACTORY

QUALITY, NON-INTERFERENCE, ACCURACY OF INFORMATIONAL CONTENT, OR

ARISING FROM A COURSE OF DEALING, LAW, USAGE, OR TRADE PRACTICE, ARE

HEREBY EXCLUDED TO THE EXTENT ALLOWED BY APPLICABLE LAW AND ARE

EXPRESSLY DISCLAIMED BY CISCO, ITS SUPPLIERS AND LICENSORS. TO THE

EXTENT THAT ANY OF THE SAME CANNOT BE EXCLUDED, SUCH IMPLIED

CONDITION, REPRESENTATION AND/OR WARRANTY IS LIMITED IN DURATION TO

THE EXPRESS WARRANTY PERIOD REFERRED TO IN THE "LIMITED WARRANTY"

SECTION ABOVE. BECAUSE SOME STATES OR JURISDICTIONS DO NOT ALLOW

LIMITATIONS ON HOW LONG AN IMPLIED WARRANTY LASTS, THE ABOVE

LIMITATION MAY NOT APPLY IN SUCH STATES. THIS WARRANTY GIVES CUSTOMER

SPECIFIC LEGAL RIGHTS, AND CUSTOMER MAY ALSO HAVE OTHER RIGHTS WHICH

VARY FROM JURISDICTION TO JURISDICTION. This disclaimer and exclusion shall apply even if the express warranty set forth above fails of its essential purpose.

Disclaimer of Liabilities - Limitation of Liability. IF YOU ACQUIRED THE SOFTWARE IN THE

UNITED STATES, LATIN AMERICA, CANADA, JAPAN OR THE CARIBBEAN,

NOTWITHSTANDING ANYTHING ELSE IN THE AGREEMENT TO THE CONTRARY, ALL

LIABILITY OF CISCO, ITS AFFILIATES, OFFICERS, DIRECTORS, EMPLOYEES, AGENTS,

SUPPLIERS AND LICENSORS COLLECTIVELY, TO CUSTOMER, WHETHER IN CONTRACT,

TORT (INCLUDING NEGLIGENCE), BREACH OF WARRANTY OR OTHERWISE, SHALL NOT

EXCEED THE PRICE PAID BY CUSTOMER TO ANY APPROVED SOURCE FOR THE SOFTWARE

THAT GAVE RISE TO THE CLAIM OR IF THE SOFTWARE IS PART OF ANOTHER PRODUCT,

THE PRICE PAID FOR SUCH OTHER PRODUCT. THIS LIMITATION OF LIABILITY FOR

SOFTWARE IS CUMULATIVE AND NOT PER INCIDENT (I.E. THE EXISTENCE OF TWO OR

MORE CLAIMS WILL NOT ENLARGE THIS LIMIT).

IF YOU ACQUIRED THE SOFTWARE IN EUROPE, THE MIDDLE EAST, AFRICA, ASIA OR

OCEANIA, NOTWITHSTANDING ANYTHING ELSE IN THE AGREEMENT TO THE CONTRARY,

ALL LIABILITY OF CISCO, ITS AFFILIATES, OFFICERS, DIRECTORS, EMPLOYEES, AGENTS,

SUPPLIERS AND LICENSORS COLLECTIVELY, TO CUSTOMER, WHETHER IN CONTRACT,

TORT (INCLUDING NEGLIGENCE), BREACH OF WARRANTY OR OTHERWISE, SHALL NOT

EXCEED THE PRICE PAID BY CUSTOMER TO CISCO FOR THE SOFTWARE THAT GAVE RISE

TO THE CLAIM OR IF THE SOFTWARE IS PART OF ANOTHER PRODUCT, THE PRICE PAID

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Appendix E End User License Agreement

Cisco Systems End User License Agreement

FOR SUCH OTHER PRODUCT. THIS LIMITATION OF LIABILITY FOR SOFTWARE IS

CUMULATIVE AND NOT PER INCIDENT (I.E. THE EXISTENCE OF TWO OR MORE CLAIMS

WILL NOT ENLARGE THIS LIMIT). NOTHING IN THE AGREEMENT SHALL LIMIT (I) THE

LIABILITY OF CISCO, ITS AFFILIATES, OFFICERS, DIRECTORS, EMPLOYEES, AGENTS,

SUPPLIERS AND LICENSORS TO CUSTOMER FOR PERSONAL INJURY OR DEATH CAUSED

BY THEIR NEGLIGENCE, (II) CISCO'S LIABILITY FOR FRAUDULENT MISREPRESENTATION,

OR (III) ANY LIABILITY OF CISCO WHICH CANNOT BE EXCLUDED UNDER APPLICABLE

LAW.

Disclaimer of Liabilities - Waiver of Consequential Damages and Other Losses. IF YOU ACQUIRED

THE SOFTWARE IN THE UNITED STATES, LATIN AMERICA, THE CARIBBEAN OR CANADA,

REGARDLESS OF WHETHER ANY REMEDY SET FORTH HEREIN FAILS OF ITS ESSENTIAL

PURPOSE OR OTHERWISE, IN NO EVENT WILL CISCO OR ITS SUPPLIERS BE LIABLE FOR

ANY LOST REVENUE, PROFIT, OR LOST OR DAMAGED DATA, BUSINESS INTERRUPTION,

LOSS OF CAPITAL, OR FOR SPECIAL, INDIRECT, CONSEQUENTIAL, INCIDENTAL, OR

PUNITIVE DAMAGES HOWEVER CAUSED AND REGARDLESS OF THE THEORY OF

LIABILITY OR WHETHER ARISING OUT OF THE USE OF OR INABILITY TO USE SOFTWARE

OR OTHERWISE AND EVEN IF CISCO OR ITS SUPPLIERS OR LICENSORS HAVE BEEN

ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. BECAUSE SOME STATES OR

JURISDICTIONS DO NOT ALLOW LIMITATION OR EXCLUSION OF CONSEQUENTIAL OR

INCIDENTAL DAMAGES, THE ABOVE LIMITATION MAY NOT APPLY TO YOU.

IF YOU ACQUIRED THE SOFTWARE IN JAPAN, EXCEPT FOR LIABILITY ARISING OUT OF OR

IN CONNECTION WITH DEATH OR PERSONAL INJURY, FRAUDULENT

MISREPRESENTATION, AND REGARDLESS OF WHETHER ANY REMEDY SET FORTH

HEREIN FAILS OF ITS ESSENTIAL PURPOSE OR OTHERWISE, IN NO EVENT WILL CISCO, ITS

AFFILIATES, OFFICERS, DIRECTORS, EMPLOYEES, AGENTS, SUPPLIERS AND LICENSORS

BE LIABLE FOR ANY LOST REVENUE, PROFIT, OR LOST OR DAMAGED DATA, BUSINESS

INTERRUPTION, LOSS OF CAPITAL, OR FOR SPECIAL, INDIRECT, CONSEQUENTIAL,

INCIDENTAL, OR PUNITIVE DAMAGES HOWEVER CAUSED AND REGARDLESS OF THE

THEORY OF LIABILITY OR WHETHER ARISING OUT OF THE USE OF OR INABILITY TO USE

SOFTWARE OR OTHERWISE AND EVEN IF CISCO OR ANY APPROVED SOURCE OR THEIR

SUPPLIERS OR LICENSORS HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH

DAMAGES.

IF YOU ACQUIRED THE SOFTWARE IN EUROPE, THE MIDDLE EAST, AFRICA, ASIA OR

OCEANIA, IN NO EVENT WILL CISCO, ITS AFFILIATES, OFFICERS, DIRECTORS,

EMPLOYEES, AGENTS, SUPPLIERS AND LICENSORS, BE LIABLE FOR ANY LOST REVENUE,

LOST PROFIT, OR LOST OR DAMAGED DATA, BUSINESS INTERRUPTION, LOSS OF CAPITAL,

OR FOR SPECIAL, INDIRECT, CONSEQUENTIAL, INCIDENTAL, OR PUNITIVE DAMAGES,

HOWSOEVER ARISING, INCLUDING, WITHOUT LIMITATION, IN CONTRACT, TORT

(INCLUDING NEGLIGENCE) OR WHETHER ARISING OUT OF THE USE OF OR INABILITY TO

USE THE SOFTWARE, EVEN IF, IN EACH CASE, CISCO, ITS AFFILIATES, OFFICERS,

DIRECTORS, EMPLOYEES, AGENTS, SUPPLIERS AND LICENSORS, HAVE BEEN ADVISED OF

THE POSSIBILITY OF SUCH DAMAGES. BECAUSE SOME STATES OR JURISDICTIONS DO

NOT ALLOW LIMITATION OR EXCLUSION OF CONSEQUENTIAL OR INCIDENTAL

DAMAGES, THE ABOVE LIMITATION MAY NOT FULLY APPLY TO YOU. THE FOREGOING

EXCLUSION SHALL NOT APPLY TO ANY LIABILITY ARISING OUT OF OR IN CONNECTION

WITH: (I) DEATH OR PERSONAL INJURY, (II) FRAUDULENT MISREPRESENTATION, OR (III)

CISCO'S LIABILITY IN CONNECTION WITH ANY TERMS THAT CANNOT BE EXCLUDED

UNDER APPLICABLE LAW.

E-6

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Appendix E End User License Agreement

Cisco Systems End User License Agreement

Customer acknowledges and agrees that Cisco has set its prices and entered into the Agreement in reliance upon the disclaimers of warranty and the limitations of liability set forth herein, that the same reflect an allocation of risk between the parties (including the risk that a contract remedy may fail of its essential purpose and cause consequential loss), and that the same form an essential basis of the bargain between the parties.

Controlling Law, Jurisdiction. If you acquired, by reference to the address on the purchase order accepted by the Approved Source, the Software in the United States, Latin America, or the Caribbean, the Agreement and warranties ("Warranties") are controlled by and construed under the laws of the State of California, United States of America, notwithstanding any conflicts of law provisions; and the state and federal courts of California shall have exclusive jurisdiction over any claim arising under the

Agreement or Warranties. If you acquired the Software in Canada, unless expressly prohibited by local law, the Agreement and Warranties are controlled by and construed under the laws of the Province of

Ontario, Canada, notwithstanding any conflicts of law provisions; and the courts of the Province of

Ontario shall have exclusive jurisdiction over any claim arising under the Agreement or Warranties. If you acquired the Software in Europe, the Middle East, Africa, Asia or Oceania (excluding Australia), unless expressly prohibited by local law, the Agreement and Warranties are controlled by and construed under the laws of England, notwithstanding any conflicts of law provisions; and the English courts shall have exclusive jurisdiction over any claim arising under the Agreement or Warranties. In addition, if the

Agreement is controlled by the laws of England, no person who is not a party to the Agreement shall be entitled to enforce or take the benefit of any of its terms under the Contracts (Rights of Third Parties)

Act 1999. If you acquired the Software in Japan, unless expressly prohibited by local law, the Agreement and Warranties are controlled by and construed under the laws of Japan, notwithstanding any conflicts of law provisions; and the Tokyo District Court of Japan shall have exclusive jurisdiction over any claim arising under the Agreement or Warranties. If you acquired the Software in Australia, unless expressly prohibited by local law, the Agreement and Warranties are controlled by and construed under the laws of the State of New South Wales, Australia, notwithstanding any conflicts of law provisions; and the

State and federal courts of New South Wales shall have exclusive jurisdiction over any claim arising under the Agreement or Warranties. If you acquired the Software in any other country, unless expressly prohibited by local law, the Agreement and Warranties are controlled by and construed under the laws of the State of California, United States of America, notwithstanding any conflicts of law provisions; and the state and federal courts of California shall have exclusive jurisdiction over any claim arising under the Agreement or Warranties.

For all countries referred to above, the parties specifically disclaim the application of the UN Convention on Contracts for the International Sale of Goods. Notwithstanding the foregoing, either party may seek interim injunctive relief in any court of appropriate jurisdiction with respect to any alleged breach of such party's intellectual property or proprietary rights. If any portion hereof is found to be void or unenforceable, the remaining provisions of the Agreement and Warranties shall remain in full force and effect. Except as expressly provided herein, the Agreement constitutes the entire agreement between the parties with respect to the license of the Software and Documentation and supersedes any conflicting or additional terms contained in any Purchase Order or elsewhere, all of which terms are excluded. The

Agreement has been written in the English language, and the parties agree that the English version will govern.

Product warranty terms and other information applicable to Cisco products are available at the following

URL: http://www.cisco.com/go/warranty

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Appendix E End User License Agreement

Supplemental End User License Agreement for Cisco Systems Content Security Software

Supplemental End User License Agreement for Cisco Systems

Content Security Software

IMPORTANT: READ CAREFULLY

This Supplemental End User License Agreement ("SEULA") contains additional terms and conditions for the Software product licensed under the End User License Agreement ("EULA") between You

("You" as used herein means You and the business entity you represent or "Company") and Cisco

(collectively, the "Agreement"). Capitalized terms used in this SEULA but not defined will have the meanings assigned to them in the EULA. To the extent that there is a conflict between the terms and conditions of the EULA and this SEULA, the terms and conditions of this SEULA will take precedence.

In addition to the limitations set forth in the EULA on your access and use of the Software, you agree to comply at all times with the terms and conditions provided in this SEULA.

DOWNLOADING, INSTALLING, OR USING THE SOFTWARE CONSTITUTES ACCEPTANCE OF

THE AGREEMENT, AND YOU ARE BINDING YOURSELF AND THE BUSINESS ENTITY THAT

YOU REPRESENT TO THE AGREEMENT. IF YOU DO NOT AGREE TO ALL OF THE TERMS OF

THE AGREEMENT, THEN CISCO IS UNWILLING TO LICENSE THE SOFTWARE TO YOU AND

(A) YOU MAY NOT DOWNLOAD, INSTALL OR USE THE SOFTWARE, AND (B) YOU MAY

RETURN THE SOFTWARE (INCLUDING ANY UNOPENED CD PACKAGE AND ANY WRITTEN

MATERIALS) FOR A FULL REFUND, OR, IF THE SOFTWARE AND WRITTEN MATERIALS ARE

SUPPLIED AS PART OF ANOTHER PRODUCT, YOU MAY RETURN THE ENTIRE PRODUCT

FOR A FULL REFUND. YOUR RIGHT TO RETURN AND REFUND EXPIRES 30 DAYS AFTER

PURCHASE FROM CISCO OR AN AUTHORIZED CISCO RESELLER, AND APPLIES ONLY IF

YOU ARE THE ORIGINAL END USER PURCHASER.

For purposes of this SEULA, the Product name and the Product description You have ordered is any of the following Cisco Systems Email Security Appliance ("ESA"), Cisco Systems Web Security Appliance

("WSA") and Cisco Systems Security Management Application ("SMA") (collectively, "Content

Security") and their Virtual Appliance equivalent ("Software"):

Cisco AsyncOS for Email

Cisco AsyncOS for Web

Cisco AsyncOS for Management

Cisco Email Anti-Spam, Sophos Anti-Virus

Cisco Email Outbreak Filters

Cloudmark Anti-Spam

Cisco Image Analyzer

McAfee Anti-Virus

Cisco Intelligent Multi-Scan

Cisco RSA Data Loss Prevention

Cisco Email Encryption

Cisco Email Delivery Mode

Cisco Web Usage Controls

Cisco Web Reputation

Sophos Anti-Malware

Webroot Anti-Malware

E-8

Cisco AsyncOS 8.0.2 for Email User Guide

Appendix E End User License Agreement

Supplemental End User License Agreement for Cisco Systems Content Security Software

McAfee Anti-Malware

Cisco Email Reporting

Cisco Email Message Tracking

Cisco Email Centralized Quarantine

Cisco Web Reporting

Cisco Web Policy and Configuration Management

Cisco Advanced Web Security Management with Splunk

Email Encryption for Encryption Appliances

Email Encryption for System Generated Bulk Email

Email Encryption and Public Key Encryption for Encryption Appliances

Large Attachment Handling for Encryption Appliances

Secure Mailbox License for Encryption Appliances

Definitions

For purposes of this SEULA, the following definitions apply:

"Company Service" means the Company's email, Internet, security management services provided to

End Users for the purposes of conducting Company's internal business.

"End User" means: (1) for the WSA and SMA, the employee, contractor or other agent authorized by

Company to access the Internet and the SMA via the Company Service; and (2) for the ESA, the email boxes of the employees, contractors, or other agent authorized by Company to access or use the email services via the Company Service.

"Ordering Document" means the purchase agreement, evaluation agreement, beta, pre-release agreement or similar agreement between the Company and Cisco or the Company and a Cisco reseller, or the valid terms of any purchase order accepted by Cisco in connection therewith, containing the purchase terms for the Software license granted by this Agreement.

"Personally Identifiable Information" means any information that can be used to identify an individual, including, but not limited to, an individual's name, user name, email address and any other personally identifiable information.

"Server" means a single physical computer or devices on a network that manages or provides network resources for multiple users.

"Services" means Cisco Software Subscription Services.

"Service Description" means the description of the Software Subscription Support Services at http://www.cisco.com/web/about/doing_business/legal/service_descriptions/index.html

"Telemetry Data" means samples of Company's email and web traffic, including data on email message and web request attributes and information on how different types of email messages and web requests were handled by Company's Cisco hardware products. Email message metadata and web requests included in Telemetry Data are anonymized and obfuscated to remove any Personally Identifiable

Information.

"Term" means the length of the Software subscription You purchased, as indicated in your Ordering

Document.

"Virtual Appliance" means the virtual version of Cisco's email security appliances, web security appliances, and security management appliances.

Cisco AsyncOS 8.0.2 for Email User Guide

E-9

Appendix E End User License Agreement

Supplemental End User License Agreement for Cisco Systems Content Security Software

"Virtual Machine" means a software container that can run its own operating system and execute applications like a Server.

Additional License Terms and Conditions

LICENSE GRANTS AND CONSENT TO TERMS OF DATA COLLECTION

License of Software.

By using the Software and the Documentation, Company agrees to be bound by the terms of this

Agreement, and so long as Company is in compliance with this Agreement, Cisco hereby grants to

Company a nonexclusive, non-sublicensable, non-transferable, worldwide license during the Term to use the Software only on Cisco's hardware products, or in the case of the Virtual Appliances, on a Virtual

Machine, solely in connection with the provision of the Company Service to End Users. The number of

End Users licensed for the use of the Software is limited to the number of End Users specified in the

Ordering Documents. In the event that the number of End Users in connection with the provision of the

Company Service exceeds the number of End Users specified in the Ordering Documents, Company shall contact an Approved Source to purchase additional licenses for the Software. The duration and scope of this license(s) is further defined in the Ordering Document. The Ordering Document supersedes the EULA with respect to the term of the Software license. Except for the license rights granted herein, no right, title or interest in any Software is granted to the Company by Cisco, Cisco's resellers or their respective licensors. Your entitlement to Upgrades to the Software is subject to the Service Description.

This Agreement and the Services are co-terminus.

Consent and License to Use Data.

Subject to the Cisco Privacy Statement at http://www.cisco.com/web/siteassets/legal/privacy.html

,

Company hereby consents and grants to Cisco a license to collect and use Telemetry Data from the

Company. Cisco does not collect or use Personally Identifiable Information in the Telemetry Data. Cisco may share aggregated and anonymous Telemetry Data with third parties to assist us in improving your user experience and the Software and other Cisco security products and services. Company may terminate Cisco's right to collect Telemetry Data at any time by disabling SenderBase Network

Participation in the Software. Instructions to enable or disable SenderBase Network Participation are available in the Software configuration guide.

Description of Other Rights and Obligations

Please refer to the Cisco Systems, Inc. End User License Agreement, Privacy Statement and Service

Description of Software Subscription Support Services.

E-10

Cisco AsyncOS 8.0.2 for Email User Guide

G L O S S A R Y

A

Allowed Hosts

Anti-Virus

Computers that are allowed to relay email through the Cisco appliance via a private listener. Allowed hosts are defined by their hostnames or IP addresses.

Sophos and McAfee Anti-Virus scanning engines provide cross-platform anti-virus protection, detection and disinfection. through virus detection engines which scans files for viruses, Trojan horses and worms. These programs come under the generic term of malware, meaning “malicious software.” The similarities between all types of malware allow anti-virus scanners to detect and remove not only viruses, but also all types of malicious software.

B

Blacklist

A list of known bad senders. By default, senders in the Blacklist sender group of a public listener are rejected by the parameters set in the $BLOCKED mail flow

policy.

C

Character Set

(Double-byte)

CIDR Notation

Content Filters

Double Byte Character Sets are foreign-language character sets requiring more than one byte of information to express each character.

Classless Inter-Domain Routing. A convenient shorthand for describing a range of IP addresses within their network contexts using an arbitrary number of bits.

Using this notation, you note the network prefix part of an address by adding a forward slash (/) followed by the number of bits used for the network part. Thus a Class C network can be described in prefix notation as 192.168.0.1/24. A

CIDR specification of 206.13.1.48/25 would include any address in which the first 25 bits of the address matched the first 25 bits of 206.13.1.48.

Content-based filters used to process messages during the Per-Recipient

Scanning phase of the work queue in the email pipeline. Content filters are evoked after Message filters, and act on individual splintered messages.

Cisco AsyncOS 8.0.2 for Email User Guide

GL-1

Glossary

Content Matching

Classifier

Conversational

Bounce

The detection component of the RSA data loss prevention scanning engine. A classifier contains a number of rules for detecting sensitive data, along with context rules that search for supporting data. For example, a credit card classifier not only requires that the message contain a string that matches a credit card number, but that it also contains supporting information such as an expiration data, a credit card company name, or an address.

A bounce that occurs within the SMTP conversation. The two types of conversational bounces are hard bounces and soft bounces

.

D

Debounce Timeout

The amount of time, in seconds, the system will refrain from sending the identical alert to the user.

Delayed Bounce

Delivery

A bounce that occurs within the SMTP conversation. The recipient host accepts the message for delivery, only to bounce it at a later time.

The act of delivering email messages to recipient domains or internal mail hosts from the Cisco appliance from a specific IP interface. The Cisco appliance can deliver messages from multiple IP interfaces within same physical machine using Virtual Gateway technology. Each Virtual Gateway contains a distinct IP address, hostname and domain, and email queue, and you can configure different mail flow policies and scanning strategies for each.

DLP

DLP Incident

DLP Policy

DLP Risk Factor

DLP Violation

DNS

You can tailor the configuration of the delivery that the Cisco appliance performs, including the maximum simultaneous connections to remote hosts, the per-Virtual Gateway limit of maximum simultaneous connections to the host, and whether the conversations to remote hosts are encrypted.

Data loss prevention. RSA Security DLP scanning engine protects your organization’s information and intellectual property and enforces regulatory and organizational compliance by preventing users from unintentionally emailing sensitive data.

A data loss prevention incident occurs when a DLP policy detects one or more

DLP violations that merit attention in an outgoing message.

A data loss prevention policy is a set of conditions used to determine whether an outgoing message contains sensitive data and the actions that AsyncOS takes on a message that contains such data.

A score of 0 to 100 that represents the security risk of the DLP violations detected in an outgoing message. Based on the risk factor, the DLP policy determines the actions to take on the message.

An instance of data being found in a message that violates your organization’s

DLP rules.

Domain Name System. See RFC 1045 and RFC 1035. DNS servers on a network resolve IP addresses to hostnames, and vice versa.

GL-2

Cisco AsyncOS 8.0.2 for Email User Guide

DoS attack

DSN

Glossary

Denial of Service attack, can also be in the form of DDos (Distributed Denial of

Service Attack). An attack on a network or computer, the primary aim of which is to disrupt access to a given service.

Delivery Status Notification, a bounced message.

E

Email Security

Manager

Envelope Sender

A single, comprehensive dashboard to manage all email security services and applications on IronPort appliances. Email Security Manager allows you to manage Outbreak Filters, Anti-Spam, Anti-Virus, and email content policies — on a per-recipient or per-sender basis, through distinct inbound and outbound policies. See also Content Filters.

Envelope Recipient

The recipient of an email message, as defined in the RCPT TO: SMTP command.

Also sometimes referred to as the “Recipient To” or “Envelope To” address.

The sender of an email message, as defined in the MAIL FROM: SMTP command. Also sometimes referred to as the “Mail From” or “Envelope From” address.

F

False Negative

False Positive

Fully-Qualified

Domain Name

(FQDN)

A spam message or a message containing a virus or a DLP violation that was not detected as such.

A message falsely categorized as spam or as containing a virus or DLP violation.

A domain name including all higher level domain names up to the top-level domain name; for example: mail3.example.com is a fully qualified domain name for the host at 192.168.42.42; example.com

is the fully qualified domain name for the example.com domain. The fully qualified domain name must be unique within the Internet.

H

Hard Bounced

Message

HAT

A message that is permanently undeliverable. This can happen during the SMTP conversation or afterward.

Host Access Table. The HAT maintains a set of rules that control incoming connections from remote hosts for a listener. Every listener has its own HAT.

HATs are defined for public and private listeners, and contain mail flow policies and sender groups.

Cisco AsyncOS 8.0.2 for Email User Guide

GL-3

Glossary

I

IDE File

Virus Definition File. An IDE file contains signatures or definitions used by anti-virus software to detect viruses.

L

LDAP

Listener

Log Subscription

Lightweight Directory Access Protocol. A protocol used to access information about people (including email addresses), organizations, and other resources in an Internet directory or intranet directory.

A listener describes an email processing service that will be configured on a particular IP interface. Listeners only apply to email entering the Cisco appliance — either from the internal systems within your network or from the

Internet. IronPort AsyncOS uses listeners to specify criteria that messages must meet in order to be accepted and relayed to recipient hosts. You can think of a listener as an “email injector” or even a “SMTP daemon” running for each IP address you specify.

IronPort AsyncOS differentiates between public listeners — which by default have the characteristics for receiving email from the Internet — and private listeners that are intended to accept email only from internal (groupware,

POP/IMAP, and other message generation) systems.

Creation of log files that monitor the performance of the Cisco appliance. The log files are stored in local disk(s) and can also be transferred and stored in a remote system. Typical attributes of a log subscription include: name, component to monitor (email operations, server), format, and transfer method.

M

Mail Flow Policies

MAIL FROM

A mail flow policy is a way of expressing a group of Host Access Table (HAT) parameters (an access rule, followed by rate limiting parameters and custom

SMTP codes and responses) for a listener. Together, sender groups and mail flow policies are defined in a listener’s HAT. Your Cisco appliance ships with the predefined mail flow policies and sender groups for listeners.

See Envelope Sender.

Maximum Number of Retries

The maximum number of times that redelivery of a soft bounced message will be attempted before being hard bounced.

Maximum Time in

Queue

The maximum length of time that a soft bounced message will stay in the email queue for delivery before being hard bounced.

GL-4

Cisco AsyncOS 8.0.2 for Email User Guide

MTA

MUA

MX Record

Glossary

Mail Transfer Agent, or Messaging Transfer Agent. The program responsible for accepting, routing, and delivering email messages. Upon receiving a message from a Mail User Agent or another MTA, the MTA stores a message temporarily locally, analyses the recipients, and routes it to another MTA (routing). It may edit and/or add to the message headers. The Cisco appliance is an MTA that combines hardware, a hardened operating system, application, and supporting services to produce a purpose-built, rack-mount server appliance dedicated for enterprise messaging.

Mail User Agent. The program that allows the user to compose and read email messages. The MUA provides the interface between the user and the Message

Transfer Agent. Outgoing mail is eventually handed over to an MTA for delivery.

Specifies the MTA on the Internet responsible for accepting mail for a specified domain. A Mail Exchange record creates a mail route for a domain name. A domain name can have multiple mail routes, each assigned a priority number.

The mail route with the lowest number identifies the primary server responsible for the domain. Other mail servers listed will be used as backup.

N

Non-Conversational

Bounce

A bounce that occurs due to a message being returned after the message was accepted for delivery by the recipient host. These can be soft (4XX) or hard

(5XX) bounces. You can analyze these bounce responses to determine what to do with the recipient messages (e.g. re-send soft bounced recipient messages and remove hard bounced recipients from database).

NTP

Network Time Protocol. The ntpconfig

command configures IronPort

AsyncOS to use Network Time Protocol (NTP) to synchronize the system clock with other computers.

O

Open Relay

Outbreak Filters

An open relay (sometimes called an “insecure relay” or a “third party” relay) is an SMTP email server that allows unchecked third-party relay of email messages. By processing email that is neither for nor from a local user, an open relay makes it possible for an unknown senders to route large volumes of email

(typically spam) through your gateway. The listenerconfig

and systemsetup

commands prevent you from unintentionally configuring your system as an open relay.

IronPort’s Outbreak Filters feature provides an additional layer of protection from viruses. The Outbreak Filters feature quarantines suspicious email messages, holding the messages until an updated virus IDE is available. or until they are deemed not a threat.

Cisco AsyncOS 8.0.2 for Email User Guide

GL-5

Glossary

Q

Queue

In the Cisco appliance, you can delete, bounce, suspend, or redirect messages in the email queue. This email queue of messages for destination domains is also referred to as the delivery queue. The queue of messages waiting to be processed by IronPort Anti-Spam or message filter actions is referred to as the work queue.

You can view the status of both queues using the status detail

command.

R

RAT

Rate Limiting

RCPT TO

Receiving

Reputation Filter

Recipient Access Table. The Recipient Access Table defines which recipients will be accepted by a public listener. The table specifies the address (which may be a partial address or hostname) and whether to accept or reject it. You can optionally include the SMTP response to the RCPT TO command for that recipient. The RAT typically contains your local domains.

Rate limiting limits the maximum number of messages per session, the maximum number of recipients per message, the maximum message size, the maximum recipients per hour, and the maximum number of concurrent connections you are willing to accept from a remote host.

See Envelope Recipient.

The act of receiving email messages on a specific listener configured on an IP interface. The Cisco appliance configures listeners to receive email messages — either inbound from the Internet, or outbound from your internal systems.

A way of filtering suspicious senders based on their reputation. The SenderBase

Reputation Service provides an accurate, flexible way for you to reject or

“throttle” suspected spam based on the connecting IP address of the remote host.

S

Sender Group

Soft Bounced

Message

A sender group is simply a list of senders gathered together for the purposes of handling email from those senders in the same way (that is, applying a mail flow policy to a group of senders). A sender group is a list of senders (identified by

IP address, IP range, host/domain, SenderBase Reputation Service classification, SenderBase Reputation score range, or DNS List query response) separated by commas in a listener’s Host Access Table (HAT). You assign a name for sender groups, as well as mail flow policies.

A message whose delivery will be reattempted at a later time base on the configured maximum number of retries or maximum time in queue.

GL-6

Cisco AsyncOS 8.0.2 for Email User Guide

Spam

STARTTLS

Glossary

Unwanted, Unsolicited Commercial bulk Email (UCE/UBE). Anti-spam scanning identifies email messages that are suspected to be spam, according to its filtering rules.

Transport Layer Security (TLS) is an improved version of the Secure Socket

Layer (SSL) technology. It is a widely used mechanism for encrypting SMTP conversations over the Internet. The IronPort AsyncOS operating system supports the STARTTLS extension to SMTP (Secure SMTP over TLS), described in RFC 2487.

T

TOC

Threat Operations Center. This refers to all the staff, tools, data and facilities involved in detecting and responding to virus outbreaks.

W

Whitelist

A list of known good senders. Add senders you trust to the Whitelist sender

group. The $TRUSTED mail flow policy is configured so that email from senders you trust has no rate limiting enabled, and the content from those senders is not subject to anti-spam scanning.

Cisco AsyncOS 8.0.2 for Email User Guide

GL-7

Glossary

GL-8

Cisco AsyncOS 8.0.2 for Email User Guide

Symbols

)

13-21

/dev/null

, in alias tables

21-3, 21-8

/etc/mail/aliases

21-7

/etc/mail/genericstable

21-16

$ACCEPTED mail flow policy

7-11

$BLOCKED mail flow policy

7-10, 7-12

$EnvelopeSender variable

7-28

$RELAYED mail flow policy

7-12

$THROTTLED mail flow policy

7-11

$TRUSTED mail flow policy

7-10, 12-12

Numerics

4XX error code

21-35

5XX error code

21-35

5XX SMTP response

7-10

A

accepting email

7-2

access privileges for custom user roles

28-9

access rules in HAT

7-8

Account Privileges page

28-8

Active Directory

22-20

Active Directory Wizard

3-20

active sessions

2-5

Adaptive Scanning

14-12

address lists

7-21

creating

7-21

address literals

5-10

I N D E X

address rewriting

21-7

address tagging key purging

21-52

admin

password changing

3-14, 3-22

alertlisting

29-29

alert messages

3-14, 3-32

alert recipient

29-25

alerts alert classifications

29-25

enabling for Outbreak Filters

14-12

recipients

29-25

settings

29-25

severities

29-25

alert settings

3-14, 3-32, 29-25

aliasconfig

command

21-8, 21-11

Alias tables virtusertable

21-7

alias tables aliasconfig

command

21-8

commenting

21-8

configuring via CLI

21-7

definition

21-7

multiple entries

21-8

ALL entry

in HAT

7-2, 7-4

in masquerading

21-17

in RAT

8-2

alternate address

12-1

alternate MX host

21-2

altsrchost

command

21-16, 21-57

always rule

14-7

anti-spam

Cisco AsyncOS 8.0.2 for Email User Guide

IN-1

Index

HAT entry

7-17

HAT parameter

5-14

IronPort Anti-Spam

13-3

positive spam threshold

13-7

reporting false positives and negatives

13-13

scanning appliance-generated messages

13-12

scanning for large messages

13-5

selecting a default scanning engine

13-10

suspected spam threshold

13-7

testing

13-23

using multiple scanning engines

12-2

X-IPASFiltered header

13-5

Anti-Spam Archive Logs

34-3

Anti-spam logs

34-3

antispam

subcommand

12-13

anti-virus

18-19

actions

12-8

add custom header

12-10

advanced options

12-9

archive original message

12-10

dropping attachments

12-7

Encrypted

12-8

global options

12-6

mail flow policy

7-17

modify message recipient

12-10

modify message subject

12-9

per-listener actions

12-7

scan and repair

12-7

scan only

12-7

send custom alert notification

12-11

sending default notification

12-10

send to alternate destination host

12-11

Unscannable

12-8

Virus Infected

12-8

Anti-Virus Archive Logs

34-3

Anti-Virus Logs

34-3

anti-virus quarantine. See quarantine, virus

antivirus

subcommand

12-7

appending domains

5-10

Cisco AsyncOS 8.0.2 for Email User Guide

IN-2

archivemessage

command

30-38

archiving reports

26-42

AsyncOS reversion

29-21

AsyncOS update servers

29-19

AsyncOS upgrades

29-11

auto delivery feature

21-53

automatic update interval

29-19

automatic updates

29-19

auto-select

21-53

AutoSupport feature

3-14, 3-32, 29-26

available upgrades

29-12

B

bare addresses

5-10

Base DN

22-12

blackhole listener

5-3, 36-12

BLACKLIST sender group

7-10

body scanning

9-28

bounceconfig

Command

21-39

Bounce Logs

34-2

bounce profile

21-39

bouncerecipients

command

30-27

bounces conversational

21-35

non-conversational

21-35

Bounce Verification

21-48

bouncing recipients all

30-29

by Envelope From

30-29

by hostname

30-29

browser multiple windows or tabs

2-2

bypassing anti-spam

9-63

throttling

8-5

C

call-ahead SMTP server

19-1

routing

19-7

canonicalization

17-4

case-sensitivity in CLI

2-7

in LDAP queries

22-12, 22-17

in message filters

9-17

systemsetup

command

3-23

Centralized Management and centralized quarantines

38-4, 38-6

and Destination Controls

35-29

and quarantines

27-10

certificate certificate authority

20-2

certificates adding

20-3

certificate authorities list

20-15

demo

3-23

DLP with RSA Enterprise Manager

15-25

exporting

20-5

FIPS management

24-5

generating and signing your own

20-2

generating a request

20-4

importing

20-1

intermediate certificates

20-3

Certificate Signing Request

20-2

chain query creating

22-27

LDAP

22-27

chains, of aliases

21-8

Change Password link

28-16

changing your password

28-16

CIDR address block

7-4

Cisco Content Security Management Appliance. See

Security Management appliance

Cisco Security Intelligence Operations

14-3

clean message

26-7

Index

clear

command

2-10

CLI configuring languages

29-53

see Command Line Interface

CLI Audit Logs

34-2

closing unsuccessful or unproductive inbound connections

5-6

command completion

2-8

command line interface (CLI)

2-5

case-sensitivity in

2-7

command completion in

2-8

conventions

2-5

default setting

2-6

exit

2-8

history

2-8

subcommands

2-7

white space

2-7

comments

7-20, 21-5

comments in imported files

7-20, 21-5

commit

command

2-9

community string

30-41

configuration, testing

3-33

configuration file

29-7

GUI

29-7

XML

29-7

conformance level

SPF/SIDF verification

17-23

connectivity issues, troubleshooting

36-16

content dictionary

18-1

content filters

27-2

actions

11-9

applied during email pipeline

11-1

conditions

11-2

example

C-12, C-13, C-14

non-ascii character sets

11-18, C-18

variables

11-14

content matching classifier

15-9, 15-10, 15-14

conversational bounces

21-35

counters

30-2

Cisco AsyncOS 8.0.2 for Email User Guide

IN-3

Index

CPU usage

30-4

CRAM-MD5

22-35

CSV data

26-40

custom DLP dictionaries

15-15

custom header

13-17

custom SMTP response variable

7-28

custom user roles

28-7

D

daily magnitude

26-13

data loss prevention

27-2

see DLP

default domain

8-1

gateway

3-15, 3-23

hostname

3-13, 3-22

IP address

3-12

router

3-15, 3-23

sender domain

5-10

default DNS server

29-48

default router

3-15

defining user preferences

29-53

delayed bounces

21-35

delegated administration

28-7

delete all messages in the spam quarantine

27-33

deleterecipients

command

30-25

delivering mail

21-40

controlling

21-40

controlling mail to destination domain

21-40

message time out

21-53

possible delivery

21-53

delivernow

command

30-35

delivery encrypting

20-2

deliveryconfig

command

21-54

Delivery Connection ID (DCID)

30-4

Cisco AsyncOS 8.0.2 for Email User Guide

IN-4

Delivery Logs

34-2

delivery queue

30-25

delivery queue, monitoring

30-16

Delivery Status Details page

26-19

Delivery Status page

26-18

demo certificate

3-23, 20-3

demonstration certificate

20-8

destconfig

command

20-11, 21-42

Destination Controls

21-42

and Centralized Management

35-29

importing and exporting configurations

21-44

detection rule

15-13, 15-14, 15-18

DHAP

mail flow policy

7-17

diagnostic -> network -> arpshow

command

36-18

diagnostic -> network -> flush

command

36-18

diagnostic -> network -> smtpping

command

36-19

Directory Harvest Attack (DHA)

22-28

Direct Server Return (DSR)

33-15

disclaimers

adding to messages

18-12

HTML text resources

18-10

using text resources

18-11

disclaimer stamping

18-12

multiple encodings

18-15

DKIM

DNS TXT record

17-4

domain profile

17-2

enabled on a mail flow policy

17-2

signing

17-2

DKIM verification

17-19

Authentication-Results header

17-19

DLP

15-1

Assessment Wizard

15-7

content matching classifier

15-14

dictionaries

15-15

exporting DLP policies

15-29

false positives, minimizing

15-2, 15-10, 15-11, 15-12,

15-14, 15-17

fingerprinting

15-24

including sensitive content in Message

Tracking

15-37

message actions

15-32

policy customizations

15-32

quarantines

15-40

regular expressions

15-14

reporting

15-40

risk factor score

15-17

RSA Email DLP

15-4

RSA Enterprise Manager

15-22

severity scale

15-20

switching modes

15-31

troubleshooting

15-40

updating the engine and classifiers

15-37

DLP policies arranging the order

15-20

content matching classifier

15-9, 15-10

custom policies

15-9

detection rule

15-13, 15-14, 15-18

filtering attachments

15-19

filtering senders and recipients

15-19

regular expressions

15-14

RSA Email DLP

15-5

severity scale

15-19

templates

15-6, 15-8

D-Mode

15-4, 37-1

DMODE. See D-Mode.

DNS

D-1

A Record

36-22

authoritative server

29-47

cache

36-21

disabling reverse DNS lookup timeout

29-48

double lookup

7-3, 7-27, 26-11

priority

29-47

PTR record

36-22

servers

3-15, 3-23

setting

3-15, 3-23

splitting

29-47

Index

testing

36-20

timeout

29-47

timeout for reverse DNS lookups

29-48

DNSBL

9-31

DNS cache

30-23

DNS cache, flushing

29-48

dnsconfig

command

29-47

dnsflush

command

29-48

DNS list

9-31

DNS lookup

30-23

DNS servers

29-47

DNS settings

29-49

dnsstatus

command

30-23

DNS TXT record

17-2

domain adding a default domain

5-10

domain context in alias tables

21-7, 21-11

Domain Debug Logs

34-2

Domain Keys

17-1

canonicalization

17-4

DNS text record

17-12

DNS TXT record

17-4

domain profile

17-2

enabled on a mail flow policy

17-2

enabled via mail flow policy

7-18

exporting domain profiles

17-13

importing domain profiles

17-13

importing signing keys

17-11

selector

17-4

signing

17-2

signing key size

17-3

testing a domain profile

17-12

verification

17-1

verifying signatures

17-2

DomainKey-Signature header

17-3

domain map commenting

21-33

importing and exporting

21-33

Cisco AsyncOS 8.0.2 for Email User Guide

IN-5

Index

importing invalid entries

21-33

limits

21-28

overview

21-27

Domain Name Service (DNS) settings

3-15, 3-23

domain profile deleting all existing profiles

17-13

exporting

17-13

importing

17-13

removing domain profiles

17-13

testing

17-12

domains

26-13

domain table

21-27

double-DNS verified

26-12

drop-attachments-where-dictionary-match

9-75

DSN (delay notification messages)

21-39

DSR

33-15

load balancing

33-15

loopback interface

33-15

Virtual IP (VIP)

33-15

DTD (document type definition)

29-9

dual DKIM and DomainKey signing

17-6

dummy accounts

6-5

duplex settings, editing

33-1

E

Early Expiration for quarantine

27-4

editing DNS settings via GUI

29-49

email clean message

26-7

rewriting addresses

21-7

email address

source routing

5-10

email gateway

5-1

email injector

see listener

Email Security Monitor

26-1

Cisco AsyncOS 8.0.2 for Email User Guide

IN-6

automated reporting

26-40

external domains received listing

26-11

Items Displayed menu

26-12

mail trend graph

26-6

summary table

26-6

Time Range menu

26-6

enabling DomainKeys and DKIM signing on a mail flow policy

17-2

encoding in disclaimers

18-15

encryption

5-13, 20-1

use with filter action

16-7

encryptionconfig CLI command

16-3

encryption headers

16-10

encryption profiles configuring

16-3

enterprise gateway

3-34

Enterprise Gateway configuration

5-15

Envelope Recipient

9-22, 21-7, 25-3

Envelope Recipient, rewriting

21-7

Envelope Sender

9-22, 25-3

Envelope Sender, rewriting

21-15

envelope sender DNS verification

7-28

Envelope To

21-7

Envelope To, rewriting in alias tables

21-7

Ethernet interfaces

B-1

evaluation key

McAfee

3-31

Sophos

3-31

evaluation key for IronPort Anti-Spam

3-31, 13-3

evaluation key for McAfee

12-1

evaluation key for Outbreak Filters

3-19, 3-31

exception table adding entries

7-33

exit

command

2-11

explained

7-28

exporting

HTML text resources

18-10

text resources

18-10

external authentication

22-39

enabling LDAP

28-20

enabling RADIUS

28-20

F

factory configuration

3-12

feature key

29-5

featurekey

command

3-34, 12-2, 13-3

Federal Information Processing Standard

see FIPS management

filtering unparsable messages

9-20

filters

9-1

comment character

9-3

matching dictionary terms

9-13, 9-32

matching empty headers

9-21

regular express and Python

9-17

scannable archive file types

9-28

unparsable messages

9-20

final entry, in HAT

7-2

findevent

30-39

finding senders

7-14

fingerprinting

15-24

FIPS management managing certificates and keys

24-5

overview

24-1

firewall permissions

36-22

firewall ports

D-1

forcing updates

12-17

forward DNS lookup

30-21

FTP

A-1, D-1

FTP Access

A-2

FTP Push

34-6

FTP Server Logs

34-2

fully-qualified domain name

7-4

Index

G

gateway configuration

5-1

gauges

30-4

genericstable

file

21-18

getting started

3-1

global alias

21-8

global counters

30-24

global unsubscribe adding

21-66

commenting

21-68

importing and exporting

21-68

maximum entries

21-65

overview

21-65

syntax

21-65

globbing

21-2

good neightbor table

20-10

graph

26-5

graphical user interface

see GUI

graphs

32-5

GUI accessing

2-2

browser requirements

2-1

configuring language

29-53

enabling

3-23, 32-1

logging in

2-3

navigating

2-3

overview

32-1

GUI logs. See HTTP logs

GUI session timeout

28-25

H

hard power reset

29-20, 36-27

HAT

7-14

delayed rejection

7-8

delayed rejections

5-7

exporting

7-20

Cisco AsyncOS 8.0.2 for Email User Guide

IN-7

Index

importing

7-20

significant bits

7-17

testing HAT variables

7-10

using HAT variables

7-9

using HAT variables - CLI example

7-9

using HAT variables - GUI example

7-9

HAT delayed rejection

7-8

HAT delayed rejections

5-7

HAT order editing via GUI

7-14

headers

21-7, 21-15, 21-17

anti-spam

13-12

headers, inserting

16-10

headers, logging

13-21, 34-42

headers, stripping with message filters

9-60

help

command

2-11

hiding network topology

5-11, 21-15

history, in CLI

2-8

Host Access Table (HAT) definition

7-1

order in

7-2

parameters

7-8

reordering in GUI

7-14

rules

7-1

syntax

7-1

Host DNS Verification, explained

7-27

hostname

3-13, 3-22

specifying the hostname during setup

3-13

hostname, setting

29-46

hostrate

command

30-19

hoststatus

command

26-19, 30-14

HTTP

A-1, D-1

enabling

3-23

GUI

32-1

HTTP authentication

26-41

HTTP Logs

34-3

HTTP proxy server

29-19

HTTPS

A-1

certificate for

20-17

Cisco AsyncOS 8.0.2 for Email User Guide

IN-8

enabling

3-23

GUI

32-1

HTTPS login

2-3

HTTPS proxy server

29-20

I

image analysis

9-67, 11-6, 11-11

image scanning

9-67

image verdicts

9-67

IMAP authentication

27-23

implementsv

7-29

importing

HTML text resources

18-10

text resources

18-9

importing domain profiles

17-13

importing signing keys

17-11

inbound connections closing unusccessful or unproductive connections

5-6

inbound connection timeout

5-6

Incoming Mail Reporting page

26-8

incoming messages, defined

10-2

Incoming Relay

13-13

incoming relay

custom header

13-17

received header

13-18

Incoming Relays example log entry

13-21

incoming relays

17-20

Injection Connection ID (ICID)

30-4

injection control counter reset

7-24

injection control periodicity

7-24

injection counters reset period

5-6

Injection Debug Logs

34-2

injector

see listener

insecure relay

8-2

inserting headers

16-10

installation

3-1

reverting

29-21

interface

command

21-53

invalid recipient

26-7

IP addresses

26-14

IP address profile pages

26-13

IP interfaces assigning

3-15, 3-22

defining listeners on

3-24

IPMI

30-41

IP port defining in listenerconfig

command

5-8

IronPort Anti-Spam archivingY

13-9

evaluation key

3-18, 3-31, 13-3

filters

13-2

testing

13-23

IronPort Email Encryption configuring

16-1

encryption profiles

16-3

envelope settings

16-4

key server settings

16-4

message settings

16-4

notification settings

16-5

use with filter action

16-7

IronPort Intelligent Multi-Scan enabling

13-6

IronPort Spam Quarantine

released messages and email pipeline

4-8

stripping "SMTP:" in the LDAP query

22-42

IronPort Spam Quarantine. See Spam quarantine

IronPort Text Mail Logs

34-2

K

keys

FIPS management

24-5

key size

17-3

Index

L

language specifying a default language for spam quarantine

27-22

languages

defining default per user

29-53

user preferences

29-53

large message scanning

13-5

last

command

28-6

LDAP

D-2

Accept query

5-12

alias consolidation query

22-43

alias expansion

22-19

and RSA Enterprise Manager

15-28

anonymous queries

22-13

base DN

22-12

chain queries

22-27

connection pooling

22-33

connections

22-16

domain-based queries

22-25

end-user authentication query

22-42

external authentication

22-39, 28-20

failover

22-45

group queries

9-22, 9-23

LDAPS certificate

22-13

load-balancing

22-45

mail policy

C-5

Microsoft Exchange 5.5 support

22-9

multiple servers

22-45

OpenLDAP queries

22-18

query tokens

22-12

recursive queries

22-13

SSL

22-13

SunONE queries

22-19

testing queries

22-11, 22-16

testing servers

22-6

test servers

22-6

user distinguished name query

22-44

Cisco AsyncOS 8.0.2 for Email User Guide

IN-9

Index

LDAP Accept during SMTP conversation

5-12

LDAP accept query

5-12

LDAP Debug Logs

34-3

LDAP errors

22-17

LDAP routing query with SMTP call-ahead recipient validation

19-6

LDAPS

D-2

Global Catalog Server

D-2

LDAPS certificate

22-13

limits altsrchost

21-60

SMTP Routes

21-3

link aggregation

33-3

listener add a default domain

5-10

adding disclaimers

18-12

adding received header

5-11

add listener

5-8

definition

5-1

encrypting

20-2

encryption on

5-13

injection counters reset period

5-6

LDAP accept query

5-12

loose SMTP address parsing

5-9

malformed MAIL FROM and default domain

5-12

maximum concurrent connections

5-6

strict SMTP address parsing

5-9

timeout for unsuccessful inbound connections

5-6

Total Time Limit for All Inbound Connections

5-7

listenerconfig

command

5-2

listeners configuring

5-1

private

5-1

public

5-1

load

30-4

loadlicense

29-6

log file type

34-1

logging

Cisco AsyncOS 8.0.2 for Email User Guide

IN-10

overview

34-1

logging,headers

13-21, 34-42

logging in to GUI

2-3

Logging Options

34-42

logheaders

command

34-42

logical IP interface

3-15, 3-22

logs

Anti-Spam Archive

34-3

Anti-Virus

34-3

Anti-Virus Archive

34-3

Bounce Logs

34-2

CLI Audit Logs

34-2

comparison

34-4

Configuration History Logs

34-37

definition

34-1

Delivery Logs

34-2

extensions in filenames

34-43

format

34-1

FTP Server Logs

34-2

global attributes

34-40

HTTP Logs

34-3

Injection Debug Logs

34-2

IronPort Text Mail Logs

34-2

LDAP Debug Logs

34-3

levels

34-39

log subscription defined

34-1

message headers in

34-42

NTP Logs

34-3

qmail Format Delivery Logs

34-2

rolling over

34-7

Scanning

34-3

SCP Push

34-6

Status Logs

34-2

subscriptions

34-7

syslog push

34-6

troubleshooting with

36-23

log subscription

34-1

IronPort Anti-Spam

13-9

Sophos

12-10

log subscriptions

34-7

lookup

DNS A

7-3, 7-27

DNS PTR

7-3, 7-27

loopback interface

33-15

M

mailconfig

command

3-33

mailertable feature

21-1

mail flow policies

$ACCEPTED

7-11

$BLOCKED

7-10, 7-12

$RELAYED

7-12

$THROTTLED

7-11

$TRUSTED

7-10

adding via GUI

7-14

definition of

7-8

editing via GUI

7-12

HAT parameters for

7-8

predefined

7-10

MAIL FROM

9-9, 11-7, 11-8, 21-15

configuring for notifications

29-24

mailing lists

notifications

27-21

mail loops, detecting

9-103

mail policies adding users

10-8, C-5

First Match Wins

10-3

LDAP

C-5

removing users

10-8, C-6

mail policies, outgoing

DLP

15-20, 15-21

RSA Enterprise Manager

15-29

mail protocol defining in listenerconfig

command

5-2

mail transfer agent. See MTA.

38-2

mail trend graph

26-5

malformed entries, in alias tables

21-8

Index

malware defined

12-2

mapping domains

21-2

marketing messages

26-7

masquerade

subcommand

21-18

masquerading and

altsrchost command

21-16

commenting

21-17

configuring via CLI

21-16

definition

21-15

importing and exporting

21-18

importing invalid entries

21-18

limits

21-17

table syntax

21-16

via an LDAP query

21-16

via a static table

21-16

matched content

viewing

27-14

matching empty headers

9-21

maximum concurrent connections in HAT

7-15

message size in HAT

5-14, 7-15

messages per connection in HAT

5-14, 7-15

recipients per hour, in systemsetup

3-24

,

3-28

recipients per hour code in HAT

7-15, 7-16

recipients per hour exceeded text in HAT

7-15, 7-16

recipients per hour in HAT

6-6, 7-15, 7-16

recipients per message in HAT

5-14, 7-15

maximum concurrent connections

5-6

maximum connections for listeners

21-53

maximum recipients per hour

5-14

mbox format

9-59

mbox-format log file

12-10, 13-9

McAfee evaluation key

3-31

update servers

29-19

McAfee anti-virus engine

12-4

memory

30-5

menus in GUI

2-3

Cisco AsyncOS 8.0.2 for Email User Guide

IN-11

Index

message actions creating

15-33

message actions for DLP

15-32

message body scanning

9-28

message encoding

5-7

modifying

5-7, 9-89

setting for headings and footers

5-7

message filter filter actions

9-42

message filter action variables using in disclaimers

18-14

message filter for SBRS

6-7

message filters

27-2

adding

9-77

attachment-protected

9-12

attachment-unprotected

9-12

body-dictionary-match

9-33

combining

9-3, 9-14

deleting

9-77

encryption

9-29

exporting

9-82

importing

9-81

making (in)active

9-78

MIME types

9-28

moving

9-77

ordering

9-4

overview

9-1

random numbers in

9-27

rules

9-2

SenderBase Reputation Score

9-32

status

9-78

syntax

9-3

time and date

9-25

variables

9-48

message headers

9-26, 34-42

message headers, inserting with message filters

9-60

Message ID (MID)

30-3

message modification level threshold

14-15

message replication

9-42, 9-54

Cisco AsyncOS 8.0.2 for Email User Guide

IN-12

message splintering

defined

10-5

Message Tracking and sensitive content

15-37

message tracking

Incoming Relays

13-20

message variables spam quarantine notifications

27-25

MIB file

30-41

Microsoft Exchange, LDAP queries for

22-20

monitoring

30-7

monitoring Virtual Gateway addresses

21-64

M-Series

38-1

M-Series appliance

38-1

MTA

3-34, 5-1, 5-15, 20-1

multilayer anti-virus scanning

12-2

multiple appliances

3-12

multiple IP interfaces

21-59

multiple recipients

10-5

MX

3-1

MX records

36-22

N

negative scores

7-6

netmask

3-16, 3-23

netmasks, selecting

B-1

netstat

command

36-18

network access list

28-23

networking worksheet

3-9

network owner

26-13

Network Owner profile pages

26-13

network problems, troubleshooting

36-18

network time protocol (NTP) settings

3-14, 3-32

network topology

B-4

NIC pairing

33-3

alerts

33-4

named on upgrade

33-4

NIC teaming

33-3

non-conversationsal bounces

21-35

Normal Expiration for quarantine

27-4

No Subject

25-4

not.double.verified

7-27, 7-36

nslookup

command

36-20

NTP

D-2

NTP Logs

34-3

NTP server

29-50

removing

29-52

nx.domain

7-36

NXDOMAIN

7-27, 7-36

O

offline

command

29-3

offline state

29-3

oldmessage

command

30-38

online help

2-3, 2-11

opening links in a separate window

26-6

open relay, definition

8-2

Outbreak Filters

Adaptive rules defined

14-6

Adaptive Scanning

14-12

alerts

14-20

always rule

14-7

anti-virus updates

14-9

bypassed file extensions

14-15

CASE

14-3

Context Adaptive Scanning Engine

14-3

delaying messages

14-4

enabling alerts

14-12

evaluation key

3-19, 3-31

message modification

14-5

modifying messages

14-5

multiple scores

14-8

non-viral threats

14-2

Outbreak rules defined

14-5

Index

overview

14-1

redirecting links

14-4

re-evaluating messages

14-9, 14-10

rule

14-6

setting a message modification level threshold

14-15

setting a quarantine level threshold

14-14

skipping

11-11

SNMP Traps

14-19

threat categories

14-2

updating rules

14-13

using without anti-virus scanning

14-8

virus outbreaks

14-2

Outgoing Destinations page

26-16

outgoing messages, defined

10-2

Outgoing Senders page

26-17

overflow

14-9

Overview page (Security Monitor)

26-5

P

packet capture

36-31

partial address in HAT

7-4

in RAT

8-3

partial domain in alias tables

21-7

in Masquerading

21-17

password

2-3

changing

28-16

settings

28-17

passwords, changing

28-16

pausing the work queue

30-36

PEM format, for certificates

20-4

performance

36-26

phased approach to reputation filters

6-4

PII

15-7

ping

command

36-18

pinout for serial connection

3-7

policies, predefined

7-2

Cisco AsyncOS 8.0.2 for Email User Guide

IN-13

Index

POP/IMAP servers

5-15

POP authentication

27-23

positive scores

7-6

possible delivery

21-53, 21-54

preferences defining for users

29-53

private injector

3-26

private key

20-1

private listeners default entries

7-2

Profile for Domain pages

26-13

prototcol

see mail protocol

proxy server

29-19

proxy server for IronPort Anti-Spam Rules

29-18

public blacklist

9-31

public listener

3-24

public listeners default entries

7-2

purging address tagging keys

21-52

PVO. See quarantines, policy, virus, and outbreak

Q

qmail Format Delivery Logs

34-2

QMQP

D-2

quarantine

27-2

applying actions to messages in

27-12

default action

27-5, 27-8

displaying non-ascii characters in subject

27-6

early expiration

27-4

In other quarantines

27-14

international character sets

27-12

normal expiration

27-4

outbreak

27-2

outbreak, reporting messages to Cisco

27-18

outbreak, special filters

27-17

retention time

27-4

spam. See Spam quarantine

Cisco AsyncOS 8.0.2 for Email User Guide

IN-14

stripping attachments

27-6

subject tagging

27-6

testing messages for viruses

27-16

unclassified

27-8

virus

27-2

quarantined messages viewing

27-14

quarantine level threshold

14-14

quarantine overflow

14-9

quarantines centralized policy, virus, and outbreak quarantines

27-11

DLP

15-40

policy

27-2

policy, virus, and outbreak centralized

27-11, 38-4

policy, virus, and outbreak, managing

27-3

types

27-2

Quarantine Threat Level Threshold

recommended default

14-7

setting

14-7

queries acceptance

22-18

chain queries

22-27

domain-based

22-25

external authentication

22-39

group

22-22

masquerading

22-20

routing

22-19

SMTP authentication

22-32

spam quarantine alias consolidation

22-43

spam quarantine end-user authentication

22-42

query interface

29-50

queue

5-3

quit

command

2-11

R

RADIUS external authentication

28-20

RAM

36-26

RAM Utilization

30-4

RAT bypassing recipients

8-5

bypassing recipients (CLI)

8-5

bypassing recipients (GUI)

8-5

rate

command

30-19

rate limiting

7-11, 7-12

rates

30-6

RBL

9-13

RCPT TO

9-9, 9-10, 11-8

RCPT TO command

8-3, 21-7

real-time monitoring

30-17

reboot

command

29-2

Received: Header, disabling

5-11

received header

5-11, 13-18

receiving control, bypass

8-5

receiving email, configuring to

5-1

receiving errors

36-23

Recipient Access Table (RAT) default entry

8-2

definition

8-1

editing via CLI

8-2

recipients, counting in message filters

9-27

recipient validation

19-1

reconfigure

3-11

recursive DNS queries

29-48

recursive entries in alias tbales

21-8

in SMTP Routes

21-2

recursive queries, LDAP

22-13

redirecting email

3-16, 21-2

redirectrecipients

30-29

regional scanning

13-5

regular expressions

DLP

15-14

rejected connections

25-3

relaying email

7-2

relaying messages

3-23, 5-1

Index

remote upgrades

29-16

removemessage

command

30-38

reporting

DLP

15-40

Incoming Relays

13-20

reports archiving

26-42

reputation filtering

6-1

required TLS

20-7

resetconfig

command

29-3

resetcounters

command

26-39, 30-24

resetting

29-3

Resource Conservation mode

30-4, 36-26

resume

command

29-3, 30-35

resumedel

command

30-33

resumelistener

command

30-34

resuming email delivery

30-33

resuming receiving

30-34

Retention Time for quarantines

27-4

retry message delivery

26-19

reverse DNS

25-5

Reverse DNS Lookup disabling

29-48

reverse DNS lookup

7-9, 21-56, 30-21

timeout

29-47

reversion versions available

29-21

revert installation

29-21

revertive switching

33-4

rewriting email addresses

21-7

RFC

1035

21-7

1065

30-40

1066

30-40

1067

30-40

1213

30-40

1907

30-40

Cisco AsyncOS 8.0.2 for Email User Guide

IN-15

Index

2047

27-6

2487

20-1

2571-2575

30-40

2821

1-8, 5-9

821

10-3

822

10-3

risk factor score

15-2

DLP

15-17

rolling over log files

34-43

rollovernow

command

34-7

root servers (DNS)

3-15, 3-23

round robin Virtual Gateways

21-57

routing

SMTP call-ahead server

19-7

routing taking precendence over selected interface

B-3

RSA’s DLP Datacenter

15-24, 15-28

RSA Email DLP

15-4

RSA Enterprise Manager

15-22, 27-12

certificates

15-25

clustered appliances

15-30

enabling

15-27

outgoing mail policies

15-29

switching modes

15-31

S

SBRS

none

7-7, 9-32

testing

6-5

SBRS score

25-5

SBRS see Senderbase Reputation Service Score

scanconfig

scanning recursive levels of attachments

9-85

scanconfig setting max size for files to be scanned

9-85

skipping attachment types

9-85

scannable archive file types

9-28

scanning images

9-67

Scanning Logs

34-3

Cisco AsyncOS 8.0.2 for Email User Guide

IN-16

scheduled log rollover

34-43

scp

command

A-4

SCP Push

34-6

secure copy

A-4

secure HTTP (https)

20-1

Secure LDAP

22-13

Secure Socket Layer (SSL)

20-1

Security Management appliance

38-1

selecting a notification

18-19

sender adding senders to sender groups via GUI

7-13

SenderBase

5-14, 7-11, D-1

SBO in sender groups

7-7

timeout per connection

5-11

using IP Profiling

5-11

SenderBase, querying

7-7

SenderBase Affiliate network

6-1

SenderBase Network Owner Identification Number

7-4

SenderBase Reputation Score

6-2, 7-7, 7-12, 36-2

SenderBase Reputation score

13-20

SenderBase reputation score

25-5

SenderBase Reputation Scores, syntax in CLI

7-7

SenderBase Reputation Service

6-1, 26-1, 26-13

SenderBase Reputation Service Score

7-6

sender group adding via GUI

7-12

BLACKLIST

7-10

SUSPECTLIST

7-11

UNKNOWNLIST

7-11

WHITELIST

7-10

sender groups overview

7-3

sender verification malformed MAIL FROM and default domain

7-28

sender verification exception table

7-29

separate window icon

26-6

serial connection pinouts

A-4

serv.fail

7-36

SERVFAIL

7-27, 7-36

services for interfaces

A-1

sethostname

command

29-46

setup

3-1

severity level

15-19

severity scale

15-19

DLP

15-20

severity settings

15-19

showmessage

command

30-38

showrecipients

30-30

shutdown

command

29-2

SIDF records testing

17-21

valid

17-21

SIDF verification

9-10

configuring

17-20

conformance level

17-23

enabling

17-22

results

17-29

testing

17-32

significant bits

set in mail flow policy

7-17

signing

DKIM

17-2

Domain Keys

17-2

dual Domain Keys and DKIM

17-2

signing key size

17-3

signing keys deleting all existing keys

17-11

removing specific keys

17-11

SMI file

30-41

SMTP

D-1

banner host name

7-15, 7-16

banner text

7-8

code

7-8

HELO command

7-10

messages

5-15

response

8-3

testing IronPort Anti-Spam

13-22, 13-23

Index

SMTP Address Parsing

Loose mode

5-9

Strict mode

5-9

SMTP Auth

22-2, 22-31

DIGEST-MD5

22-35

MD5

22-32

SHA

22-32

suported authentication mechanisms

22-32

TLS

22-36

SMTP authenticated user match filter rule

9-37

SMTP Authentication

25-5

HAT entry

7-18

SMTP Authentication profile

22-35

SMTP Authentication with forwarding defined

22-34

SMTP call-ahead recipient validation

19-1

bypassing

19-8

conversation workflow

19-2

SMTP server responses

19-5

with LDAP routing query

19-6

SMTP CAll-Ahead Server Profile creating

19-3

enabling on a listener

19-6

SMTP conversation

SMTP call-ahead server

19-2

SMTP daemon

see injector see listener

SMTP HELO

command

36-22

SMTP query workflow

19-7

SMTP Routes

21-1

limits

21-3

mail delivery and splintering

21-3

multiple host entries

21-3

recursive entries in

21-2

USEDNS

21-3

SMTP Routes, maximum

21-2

SMTP Routes and DNS

21-3

SNMP

Cisco AsyncOS 8.0.2 for Email User Guide

IN-17

Index

community string

30-41

hardware failure trap conditions

30-42

IPMI

30-41

MIB file

30-41

overview

30-40

SMI file

30-41

specifying multiple trap targets

30-43

traps

30-43

SNMP (Simple Network Management Protocol)

30-40

SNMPv1

30-41

SNMPv2

30-41

SNMPv3 passphrase

30-40

Sophos evaluation key

3-19, 3-31, 12-1

updates

12-17

Sophos virus scanning filters

12-10

source routing

5-10

spam altering the subject line of

13-8

archiving

13-9

including a custom header in

13-8

sending to an alternate address

13-8

sending to an alternate mailhost

13-8

testing

13-23

spam message

26-7

spam quarantine behavior when full

27-22

default language

27-22

deleting all messages

27-20, 27-33

disabling

27-20

end user access without authentication

27-23

end user authentication

27-23

external

38-3

IMAP/POP authentication

27-28

LDAP authentication

27-28

message details

27-33

message variables

27-25

multiple

27-18

Cisco AsyncOS 8.0.2 for Email User Guide

IN-18

notification

27-18

priority

27-18

receiving multiple notifications

27-30

released messages and email pipeline

27-33

testing notifications

27-29

specifying an offset

29-51

spf-passed filter rule

9-10, 17-32

SPF records testing

17-21

valid

17-21

spf-status filter rule

9-10, 17-30

SPF verification configuring

17-20

conformance level

17-23

enabling

17-22

received SPF header

17-28

results

17-29

testing

17-32

SPFverification

9-10

square brackets

2-6

SSH

2-5, D-1

SSL

22-13

STARTTLS definition

20-1

stateless logs

34-15

static routes

21-53

status

command

30-8

status detail

command

30-9

Status Logs

34-2

stopped by content filter

26-7

stopped by reputation filtering

26-7

streaming upgrades

29-15

strip-header

filter action

9-60

strip headers

9-60

stripping subdomains

21-15

subject "No Subject"

25-4

subnet

3-16, 3-23

supported languages

configuring default

29-53

SUSPECTLIST sender group

7-11

suspend

command

29-2

suspenddel

command

30-32

suspending email delivery

30-32

suspending receiving

30-33

suspendlistener

command

30-34

suspicious senders, throttling

7-11

synchronizing time

3-14, 3-32

Syslog

34-6

System Capacity

All page

26-38

Incoming Mail page

26-34

memory page swapping

26-37

Outgoing Mail page

26-35

System Load page

26-36

WorkQueue page

26-33

System Capacity page

26-32

system clock

3-14, 3-32

System Logs

34-2

system monitoring through the GUI

32-1

system quarantine. See quarantines, policy, virus, and outbreak

system setup

3-1

systemsetup

command

3-21

system setup next steps

3-20

system setup wizard

3-11

System Status page

26-38

system time setting

3-14, 3-32

T

tail

command

34-46

parameters

34-46

TCP listen queue

5-11

TCPREFUSE

7-8

Telnet

2-5, A-1, D-1

testing

IronPort Anti-Spam

13-23

Index

Sophos virus engine

12-15

system setup

3-33

testing HAT variables

7-10

text resources code view

18-10

content dictionary

18-1

disclaimers

18-11

exporting

18-10

exporting and importing into HTML resources

18-10

HTML-based

18-10

importing

18-9

managing

18-8

non-ASCII characters

18-8

understanding

18-7

using in policies and settings

18-11

third-party relay

8-2

Threat Level defined

14-5

Threat Operations Center (TOC)

14-5, 26-5

thresholds, in SenderBase Reputation Scores

7-7

throttling

6-1, 7-11

time, system

3-14, 3-32

time servers

3-14, 3-32

time zone

29-50, 29-51

time zone, setting

3-14, 3-32

time zone files updating

29-51

Time Zone page

29-51

TLS certificates

20-1

default

20-9

preferred

20-10

required

20-10

tlsverify

command

36-25

CASE (Context Adaptive Scanning Engine

13-21

tophosts

command

30-17, 36-20

topin

command

30-22

trace

13-20

trace

command

6-5, 36-1

Cisco AsyncOS 8.0.2 for Email User Guide

IN-19

Index

Trace page

36-1

tracking

"AND" searches

25-2

Transport Layer Security (TLS)

7-18

troubleshooting

DLP

15-40

troubleshooting delivery

36-23

trustworthiness

7-7

TTL

30-13

tzupdate

CLI command

29-51

U

unary form, in message filters

9-27

unclassified quarantine. See quarantine, unclassified

UNKNOWNLIST sender group

7-11

unparsable messages

9-20

unsolicited commercial email

6-1

updates

DLP engine and classifiers

15-37

update server

29-19

upgrades available

29-12, 29-14

obtaining via GUI

29-15

remote

29-16

streaming

29-15

upgrade server

29-16

user accounts

28-1

limits

28-1

locking and unlocking

28-16

user groups

28-1, 28-2

user name

28-4

user password length

28-4

user preferences defining

29-53

user types

28-2

using HAT variables

7-9

uuencoded attachments

9-5

Cisco AsyncOS 8.0.2 for Email User Guide

IN-20

V

verdict image analysis

11-6, 11-11

verification

SIDF

17-20

SPF

17-20

verifying senders exception table

7-33

version

26-39

Virtual Domains

21-15

virtual Email Security appliance

loading the license

3-7

Virtual Gateway™ technology

21-55

Virtual Gateway addresses

9-58, 21-59

Virtual Gateway queue

21-56

Virtual IP (VIP)

33-15

virtual table

21-27

virus definition automatic update interval

29-19

virus message

26-7

virus quarantine. See quarantine

virus.

Virus Types page

26-26

virususerstable. See alias tables

VLAN

defined

33-9

labels

33-9

W

web interface

enabling

3-23

Web UI session timeout

28-25

weekly status updates

3-32

WHITELIST sender group

7-10, 12-12

white space

9-15

whitespace

12-9, 13-8

whoami

command

28-6

who

command

28-6

wizard

Active Directory

3-20

system setup

3-1, 3-11

work queue

30-5, 30-36

work queue, pausing

30-36

X

X.509 certificate

20-2

X-advertisement

header

13-22

X-headers, adding

27-6

X-IronPort-Anti-Spam

header

13-12

X-IronPort-AV header

12-7

XML

29-7, 29-9, 32-6, 34-2

XML Status feature

32-6

Index

Cisco AsyncOS 8.0.2 for Email User Guide

IN-21

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