Ifu Hamburg NXT CO2 carbon footprint software User Manual

Ifu Hamburg NXT CO2 carbon footprint software User Manual

Below you will find brief information for carbon footprint software NXT CO2. This is a software tool that helps you calculate the carbon footprint of products. It uses graphic modelling of the life cycle of the product and allows analyzing, assessing and visualizing the emissions of greenhouse gases (GHGs) that contribute to climate change. This carbon footprint software allows you to easily calculate the carbon footprint of products, such as agricultural products, packaging, consumer products, or even complex products made up from several components, such as electronic appliances.

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Carbon Footprint Software NXT CO2 User Manual | Manualzz

Umberto NXT CO2

(v7.1)

User Manual

ifu Hamburg GmbH

Max-Brauer-Allee 50

22765 Hamburg / Germany www.ifu.com

DocVersion: 2.80

Date: July 2015

Publisher: ifu Hamburg GmbH

www.umberto.de

http://www.carbonfootprint-software.com

Umberto

®

is a registered trademark of ifu Hamburg GmbH

Microsoft and MS are registered trademarks. Windows and Excel are trademarks of

Microsoft Corp.

Other brand and product names are trademarks or registered trademarks of their respective holders.

Information in this user manual is subject to change without notice. No liability for the correctness of the information in this manual. All figures are for illustration purposes only and contain fictitious data.

Reproduction or translation of this manual is permitted and encouraged, as long as the original author and the document version number and date are cited, and the copyright notice is maintained.

ifu Hamburg GmbH Umberto NXT CO2

Contents

1 Introduction ...................................................................................... 5

2 Installation ....................................................................................... 7

2.1 System Requirements ................................................................. 7

2.2 Running the Installer File ............................................................. 7

2.3 Trial Version .............................................................................. 8

2.4 License Activation ....................................................................... 8

2.5 Running the Supplemental Data Installer ..................................... 10

2.6 Updating Umberto NXT .............................................................. 11

2.7 Compatibility of Models within Umberto Product Family ................. 11

2.8 Support ................................................................................... 12

2.9 Uninstalling .............................................................................. 13

3 About Carbon Footprint .................................................................... 14

3.1 A short primer on Carbon Footprint ............................................. 14

3.2 Data in Umberto NXT CO2 ......................................................... 22

4 General Functions of Umberto NXT CO2 .............................................. 27

4.1 Handling Windows and Grids ...................................................... 27

4.2 Undo/Redo .............................................................................. 30

4.3 Options ................................................................................... 31

5 Projects, Models and Materials ........................................................... 33

5.1 Projects ................................................................................... 33

5.2 Models .................................................................................... 34

5.3 New Project / New Model Assistant ............................................. 37

5.4 Material Groups ........................................................................ 40

5.5 Materials ................................................................................. 41

5.6 Master Material Databases ......................................................... 44

6 Graphical Carbon Footprint Model ...................................................... 46

6.1 General Element Related ........................................................... 46

6.2 Process ................................................................................... 49

6.3 Place ....................................................................................... 50

6.4 Arrow ...................................................................................... 51

6.5 Text ........................................................................................ 54

6.6 Image ..................................................................................... 54

6.7 Other Graphical Elements .......................................................... 54

7 Process Specification ........................................................................ 56

7.1 Input/Output Flows and Coefficients ........................................... 56

7.2 Use of Generic Materials ............................................................ 62

7.3 Parameters in Process Specification ............................................ 63

7.4 Allocation in Process Specification ............................................... 66

7.5 Life Cycle Stages ...................................................................... 67

7.6 Module Gallery ......................................................................... 70

8 Calculating the Carbon Footprint Model ............................................... 74

8.1 Reference Flow and Functional Unit ............................................. 74

8.2 Model Calculation ..................................................................... 78

8.3 Multi Product Systems and Allocation .......................................... 82

9 Results and Analysis ........................................................................ 88

9.1 Carbon Footprint Calculation Results ........................................... 88

9.2 Sankey Diagrams ..................................................................... 90

9.3 Exporting ................................................................................. 96

9.3.1 Exporting Life Cycle Model Diagrams ....................................... 96

9.3.2 Exporting Inventories and Results .......................................... 98

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9.4 Printing ................................................................................... 99

9.4.1 Printing Life Cycle Model Diagrams ......................................... 99

9.4.2 Printing Inventories and Results ............................................. 99

10 Live Link to Excel........................................................................... 101

Annex ............................................................................................... 106

Annex A: Recommended Reading .................................................... 106

Annex B: Valid Expressions in Formulas ........................................... 107

Index ................................................................................................ 111

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1 Introduction

Umberto NXT CO2 (previously called 'Umberto for Carbon Footprint') is a software tool that helps you calculate the carbon footprint of products. It uses graphic modelling of the life cycle of the product, and allows analysing, assessing and visualizing the emissions of greenhouse gases (GHGs) that contribute to climate change.

Umberto NXT CO2 is based on the Life Cycle Assessment (LCA) software

Umberto NXT LCA, and has been tailored specifically to be used for doing carbon footprint studies, in an efficient and comfortable way. Should you wish to consider other environmental impact categories (such as eutrophication, ozone depletion, eco-toxicity, or abiotic resources depletion), or do a full LCA for your product system, please have a look at the Umberto NXT LCA software

1

.

In designing and implementing Umberto NXT CO2, we have in mind the users who need a software tool allowing them to easily calculate the carbon footprint of products. These can be any kind of products, from agricultural products, packaging, consumer products, or even complex products made up from several components, such as electronic appliances.

We find it important to have a visual approach for calculating a product carbon footprint, rather than working with tables and grids. Therefore, the user starts out by drawing the life cycle model (or process map). Specification of the processes and activities in the model is the next step. Once the model is set up the calculation of material and energy flows, and of the associated "carbon flows" can be launched. Results are displayed graphically and in tables. The carbon footprint is broken down by life cycle stages. The life cycle model can be displayed as Sankey diagrams, both for material and energy flows, as well as for the "carbon flows", i.e. the carbon rucksacks cumulated along the life cycle.

One critical issue in calculating carbon footprints always is availability of data for raw materials and components used, as well as for energy, waste, and transport data. To this end, Umberto NXT CO2 includes carbon footprint values for approximately 4500 materials and processes. These are taken from the ecoinvent v2.2 database

2

and from other publicly available sources. Further datasets with GWP100a values as CO2-equivalents will be added in future versions. The user can of course add own materials and carbon footprint values in the database, which he gathers from other sources.

We hope you enjoy working with Umberto NXT CO2!

1

http://www.umberto.de

2

http://www.ecoinvent.org

These GWP datasets are only available in the licensed version, not in the trial version

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About this User Manual

This user manual gives an introduction and serves as a reference to the functions of Umberto NXT CO2.

A brief introduction to the topic 'Carbon Footprint' with reference to the ongoing activities is offered. A chapter on carbon footprint data might be useful to the practitioner to find out how to use the data and close data gaps.

The main part of the user manual describes functions of the software. It is intended to be used as a reference section, to get information about specific functions, rather than learning how to practically use the software.

If you are more interested in directly trying out the features using practical examples, you might want to check out the tutorials presented in separate documents. The four tutorials show how carbon footprint models are build with Umberto NXT CO2 and how the carbon footprint can be calculated and assessed. The tutorials can be used to self-study the software, and to get acquainted with the most important functionality.

An index allows you to quickly access the pages were specific functions of

Umberto NXT CO2 are mentioned.

Note: The PDF file of this user manual and tutorials can be accessed directly using the quick link on the start page or the command 'Open User Manual' in the Help menu.

The following visuals are used to highlight specific content:

A hint or additional advice.

An important advice or warning

Cross-reference to a related topic within the user manual or in the tutorial.

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2 Installation

Administrator rights are required to install Umberto NXT CO2 on your computer. Contact your system administrator, if you only have limited rights on your machine.

2.1 System Requirements

To install and run Umberto NXT CO2 the following requirements have to be met:

Operating system Windows XP, Windows Vista, Windows 7 or 8

Microsoft .NET Framework 3.5 SP1

3

Memory 1 GB RAM or higher

Available hard disk space: 150 MB or more

Monitor with at least 1280 x 1024 (recommended)

A monitor with a screen resolution of at least 1280 x 1024 pixels or higher is recommended, to be able to handle several windows of the application being visible side-by-side. The software can be run in a multi-screen modus.

Umberto NXT CO2 and other products of the Umberto NXT family

(such as Umberto NXT LCA, Umberto NXT Efficiency, or Umberto

NXT Universal) can be run in parallel on the same computer.

2.2 Running the Installer File

Run the installer file by clicking on the downloaded executable (the file is named 'setup-umberto-cf.exe' or 'umberto-cf-trial-v7.x.x.xxxx.exe' or

'umberto-cf-v7.x.x.xxx.exe' where 'x' represents a digit). You need administrator rights on your local machine for the installation.

The installation is guided by a wizard and only requires some minutes. If an older version of Umberto NXT CO2 (or the predecessor 'Umberto for Carbon

Footprint') is found on the computer, the installation routine will offer to uninstall the older version prior to continuing the installation of the current version.

You will be asked to accept the Umberto NXT CO2 End User License

Agreement (EULA). Please confirm that you have read and agree to the EULA by checking the confirmation box.

By default, the installation directory for the application is "c:\Program Files

(x86)\ifu Hamburg\Umberto NXT CO2" (32-bit) or "c:\Program Files\ifu

3

The existence of the Microsoft .NET Framework 3.5 SP1 will be checked during installation, and if it is not available, you will be asked to install it first, before proceeding with the

Umberto NXT CO2 installation. The installation CD comes with an installation file for the framework, for the ESD version it must be downloaded from the web. Most current operating system versions (such as Win7) already have the framework pre-installed. Installation file is

'dotNetFx35setup.exe' (ca. 180 MB), get it at http://www.microsoft.com

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Hamburg\Umberto NXT CO2" (64-bit). You may of course opt to choose to install to a different directory by clicking on the 'Change…' button.

One additional folder "Umberto NXT CO2" is installed as data subfolder of

"c:\My Documents" ("c:\Users\<username>\Documents"). It is used to store the database files (file extension '.umberto'), and the Module Gallery files.

Hint for users of the predecessor version 'Umberto for Carbon

Footprint': Since the default directory path to the module gallery has changed from "C:\Users\<username>\Documents\Umberto for Carbon Footprint\Gallery" to the new default location

"C:\Users\<username>\Documents\Umberto NXT CO2\Gallery", you will most likely not see any modules stored with the old version in your gallery when you launch the application.

You can copy the content of the "old" gallery folder to the new location (e.g. using the Windows File Explorer), to be able to directly access modules you have created with previous versions.

2.3 Trial Version

When starting up Umberto NXT CO2 a licensing dialog box will be prompted. If you have already purchased a license, you can enter the license key in this box to register your version.

If you don't enter license key, you can run Umberto NXT CO2 as a trial version for 14 days from installation.

The trial version almost has the same functionality as the full version, but the following limitations:

• watermark over the net model

• data: only approximately 25-50 selected materials with GWP 100a values in a folder "Free Trial Datasets". These material entries can be used for building the sample models described in the tutorials. All other material entries can only be used in a full version. There are also no modules in the module gallery

• no print function

• no export to Excel

• no export of diagram in EMF format

The trial version prompts for a registration key on every start-up. Hit return without entering a key, to launch the software in trial mode.

2.4 License Activation

When launching an unregistered copy of Umberto NXT, a licensing dialog will be displayed. Use this dialog to enter the license key you have received when purchasing the software and to authenticate the license key.

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This dialog can also be launched via the Help menu of Umberto NXT using the menu entry 'Enter Umberto License...' or using the link on the start page.

: This is the fastest way to activate a license and should be used if you are connected to the Internet and if the security setting of your network connection allows communication with a server over the

Internet. License data will be transferred encrypted to our license management server. The server will send the activated license back to your computer within seconds.

Via Web Page: You will be redirected to a web page to enter your user data. This is a three step process.

: This is the fastest way to activate a license and should be used ternet and if the security setting of your network connection allows communication with a server over the

Internet. License data will be transferred encrypted to our license management server. The server will send the activated license back to your compute

Via Web Page : You will be redirected to a web page to enter your user data. This is a three step process.

: You can send the data by e-mail and receive the authentication code back in an e-mail too. This is also a three step process. mail and receive the mail too. This is also a three step

Should you wish to extend the software functionality and install an update

(newer version) or upgrade (larger version with more features), or should you have purchased additional databases that you wish to install next to the existing databases, you will most likely receive a new license key with your purchase. In this case it is required to replace the license (i.e. deactivate the existing license and activate the new license instead). In this case, first click n the button 'Deactivate'. Then enter the license in the "License Key" field and click on the button 'Activate'. The newly licensed features or databases will be available upon the next start of the software.

License Transfer/Deactivation: In case you have obtained a new computer, or you decide to continue to use Umberto NXT on a different computer where you originally installed it, the license needs to be transferred. To transfer

(move) a license of the software to another computer, proceed as follows:

In the existing Umberto NXT installation, run Umberto NXT a last time:

From the Help menu choose 'Enter Umberto License...' to open the licensing dialog or use the link in the 'Version' panel on the start page.

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Umberto NXT CO2

Click on 'Deactivate' in this dialog. The license will be removed.

On the new computer: Use the installation file and install the latest version of the software (see above). Enter the license key in the license dialog. the license key in the license

If a deactivation of the license is not possible any more (e.g. because your If a deactivation of the license is not possible any more (e.g. because your computer has been stolen, the hard disk has crashed, etc.), please contact

[email protected]

to deactivate the license. Should you have lost your license key information, please contact

[email protected]

to retrieve it.

In addition to the Umberto NXT CO2 software installation, additional databases can be installed. These additional databases contain material entries with their

GWP rucksacks for modelling carbon footprints.

At present the following additional data are provided in one separate installer file:

• ecoinvent v2.2 database

BIOGRACE project database (free add

• ecoinvent v2.2 database

BIOGRACE project database (free add-on)

Colombia GWP database by GAIA (free add

Please note that these databases contain entries for energy, materials, components, products and services with the published

GWP 100a value s. The underlying processes or supply chains are not available in these databases.

The installed supplemental databases are shown in the version panel on the start page

: The 'Version' panel shows product information, information on maintenance service and any installed GWP databases. n, information on maintenance service

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To install updated or additional third-party databases, click on the link supplied in the 'Version' panel or use the 'Check for Updates...' command from the Help menu. The list of available download packages will be shown in your browser page. Download the available installation files to your hard disk.

Once downloaded, run the database installer file by clicking on the executable.

You need local administrator rights on your machine for the installation. The installation is guided by a wizard.

Users of predecessor versions (Umberto for Carbon Footprint v1.0, v1.1 and v1.2 can install Umberto NXT CO2 and continue using the models they have created. Note that on first opening of a project file, it will be converted to the new data format and subsequently cannot be used in the old version 'Umberto for

Carbon Footprint' any more. Be sure to backup your .umberto files you wish to keep in the old format. Also, please make a copy of the Module Gallery folder, before installation or first start of

Umberto NXT CO2.

2.6 Updating Umberto NXT

When new versions of Umberto NXT CO2 are released, a notification o the start page will indicate the availability of an update. Click on the link shown to access a web page where you can download the new version.

Figure 3: Information of the start page that an update of Umberto NXT is available

You can also use the command 'Check for Updates…' from the Help menu, to find out whether an update is available.

Please note that both, the automatic update notifier, as well as the check for updates feature might not work, if you don't have access to the Internet or if security settings of your firewall prohibit communication with the update server. In this case, please check the community board for new version release announcements (

http://my.umberto.de

) regularly.

The update notification service can be deactivated in the Options dialog accessible via the Tools menu.

2.7 Compatibility of Models within Umberto Product Family

All products of the Umberto product family (see figure below) share the same technological platform). Should your models have been created with a specific version of Umberto, it can be opened with the same or a more powerful version of Umberto (e.g. models created with Umberto NXT CO2 can be opened with Umberto NXT LCA, with Umberto NXT Efficiency and with

Umberto NXT Universal).

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Note that upon opening the project file in a higher product version, it will be converted and cannot be opened any more in the original Umberto version. A warning will be issued. It is recommended to work on a copy of the .umberto file and maintain an unaltered/unconverted file version.

It is not possible to open a project file created with Umberto NXT LCA in

Umberto NXT Efficiency. This is primarily due to licensing reasons for LCA background databases. Vice versa, it is not possible to open a project file created with Umberto NXT Efficiency in Umberto NXT LCA. This is due to the fact that cost features are not available in the LCA version.

The largest version Umberto NXT Universal can open and handle project files from all other versions. It also combines all features from both versions,

Umberto NXT Efficiency in Umberto NXT LCA.

Figure 4: Umberto NXT Product Family

2.8 Support

The help system (Menu Help > Index, or press F1 on the keyboard) is always the first option when you have a question on the software. It describes the functions available, but also contains hints on the use of Umberto NXT, and on modelling the product life cycle.

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For technical support issues the help desk can be reached by e-mail at

[email protected]

or

[email protected]

. Please indicate the exact version number (see About dialog) of Umberto NXT you are using, and the operating system of your computer. Please try to be as specific as possible when explaining the technical problem that occurred.

In some cases our help desk will ask you to submit log files from your computer, which can help us identify the issue. The log files can be found at the following default location (localized operating systems might have different folder names):

XP:

C:\Documents and Settings\[user]\Local Settings\Application Data\ifu

Hamburg\UmbertoLca\[version]\Logs

Vista/Win 7/Win 8:

C:\Users\[user]\AppData\Local\ifu Hamburg\UmbertoLca\[version]\Logs

The log files "platform.general.log" and "umberto.full.log" are the ones that our help desk requires in most cases. They can be viewed with a simple text editor.

A community forum (bulletin board) is available at

http://my.umberto.de

. It contains useful tips and tricks, and also has a FAQ (frequently asked questions) section. You can browse the posts of other users of Umberto NXT and discuss with them.

2.9 Uninstalling

To uninstall Umberto NXT LCA from your computer, run the de-installation from the command in the Start menu group. Alternatively, you may want to remove the software via the Control Panel > Add/Remove Programs.

A deinstallation of the product is proposed when running the installation of a newer version of the software. The installation wizard will advise to uninstall a previous version, when a newer version is being installed. Please uninstall prior to installing a new version.

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3 About Carbon Footprint

The information in this section relates primarily to carbon footprints of products and services. If you are more interested in corporate carbon footprints (greenhouse gas emissions related to business activities of a company), please read the Greenhouse

Gas Protocol Corporate Accounting and Reporting Standard for more information. Umberto NXT CO2 can also be used for corporate carbon footprint studies, but is primarily designed to support the requirements in product carbon footprinting.

3.1 A short primer on Carbon Footprint

The software 'Umberto NXT CO2' is a special variant of Umberto NXT that has been adapted and tailored specifically for calculating product carbon footprints.

Carbon Footprinting has gained popularity in recent years, and is discussed beyond scientific communities. The idea behind the carbon footprint is to understand the contribution of a product or service to the creation and release of emissions that contribute to climate change. The carbon footprint is an indicator for the quantity of greenhouse gases (GHGs) emitted during production, transport, use and disposal of a product, or for delivering a service.

The carbon footprint discussion was sparked initially by large retailers in the

UK and USA, and gained public attention when they called for that consumer products should have the carbon footprint value printed on the package. These carbon footprint labels should serve as information to the consumer, and orientate him to make an environmentally conscious choice when shopping.

Figure 5: Examples of carbon footprint logos. From left to right: sample (Wikimedia Commons),

Japanese Carbon Footprint Logo, German Product Carbon Footprint project).

The Life Cycle Assessment (LCA) methodology has been established since the late 1990ies and its elements are specified in the ISO standards 14040:2006 and 14044:2006

4

. A carbon footprint study can be considered as a Life Cycle

Assessment (LCA) with only the 'Climate Change' (Greenhouse Warming

Potential, GWP) impact assessment category. Hence ISO 14040 and 14044 can offer guidance for Carbon Footprints as well.

In cooperation between BSI, DEFRA and the Carbon Trust, the first Publicly

Available Specification on carbon footprint was developed as PAS 2050 in

4

Browse for 'ISO 14040' and 'ISO 14040' at http://www.iso.org/iso/search.htm

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2008. It has been revised in 2011

5

. This specification gives practical guidance on how to determine the carbon footprint of a product or a service.

The Greenhouse Gas Protocol Initiative, convened by World Resource Institute

(WRI) and World Business Council on Sustainable Development (WBCSD) has published the 'Product Life Cycle Accounting and Reporting Standard' in 2011.

. It serves as a reference document for carbon footprinting

6

The International Standards Organization (ISO) has published ISO 14067

'Carbon footprint of products' in 2013

7

. The standard gives guidance on doing a carbon footprint study and explains the rules for communication of carbon footprint results.

Some countries have launched activities and projects on carbon footprint, with goals being manifold: to gain practical experience by doing pilot studies, to further develop the methodology, to implement product category rules (PCR), to raise public awareness, and to support policy making

8

.

Umberto NXT CO2, being a flexible modelling tool, can be used for carbon footprint calculations in accordance with PAS 2050, GHG Protocol Product Life

Cycle Accounting and Reporting Standard, or ISO 14067:2013. It is not tied to one of these standards. We do not promote or endorse any specific method, but wish to provide a powerful software tool to the users, independent of their choice of method.

The following describes some elements of carbon footprint methodology, mainly based on PAS 2050, GHG Protocol and ISO 14067:2013.

System Boundary

The system boundary for the carbon footprint calculation is a "set of criteria specifying which unit processes are part of a product system" or life cycle.

Typically, unit processes from all life cycle phase are included.

The Guide to PAS 2050

9

recommends including the following phases of the life cycle into the model of a consumer product (cradle-to-grave, formerly 'B2C goods'):

Raw Materials

Manufacture

Distribution/Retail

Consumer Use

Disposal/Recycling

5

PAS 2050:2011 - Specification for the assessment of the life cycle greenhouse gas emissions

6 of goods and services. Download available at http://www.bsigroup.com/PAS2050

Visit http://www.ghgprotocol.org/standards/product-standard to download

7

ISO/TS 14067:2013 Greenhouse gases -- Carbon footprint of products -- Requirements and

8 guidelines for quantification and communication http://www.iso.org/iso/search.htm

German PCF Project: http://www.pcf-projekt.de

Japan Carbon Footprint Project: http://www.cfp-japan.jp/

Thailand: Carbon Footprint Label in Food Industry

9 http://www.carbonlabelthaifood.sci.ku.ac.th

Guide to PAS 2050 – How to assess the carbon footprint of goods and services. Download at http://www.bsigroup.com/Standards-and-Publications/How-we-can-help-you/Professional-

Standards-Service/PAS-2050

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Figure 6: Stages of the product life cycle (cradle-to-grave) according to PAS2050 Guide

For materials, components, or semi-finished products that are delivered to companies (cradle-to-gate, formerly 'B2B goods') only the following stages apply:

Raw Materials

Manufacture

Distribution/Retail

The GHG Protocol Product Life Cycle Accounting and Reporting Standard has a similar set of life cycle phases.

Figure 7: Stages of the cradle-to-grave inventory of a product according to GHG Protocol

Product Life Cycle Accounting and Reporting Standard (GHG Protocol, p. 41)

The life cycle inventory comprises:

• material acquisition and pre-processing

• production

• distribution & storage

• use

• end-of-life

The choice of the system boundary shall be specified and omission of any processes along the product life cycle shall be clearly indicated and documented.

Functional Unit and Reference Unit

The functional unit is an important element in life cycle assessment (LCA), where it serves to describe the "quantified performance of a product system for use as a reference unit" (ISO 14040: 2006). The functional unit is the basis for comparison between different product systems that deliver the same service and have the same system boundaries.

Since carbon footprinting is typically performed for a single product, the functional unit is identical to the so-called reference unit (reference flow). The reference unit can be one unit of the product (e.g. one bottle of shampoo), or relate a specific quantity of a product (e.g. 200 ml of shampoo), or in relation to a specified service (e.g. washing hair hundred times with a shampoo). The functional unit or reference unit should always be clearly defined and stated.

The results of the carbon footprint calculation (i.e. the emissions caused along the life cycle of the product that potentially contribute to climate change) are typically given in respect to one reference unit.

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Figure 8: Carbon footprint result, relating to one bag of 12 croissants (300g) – fictitious values

Activity Data and Emission Factors

For all stages of the life cycle model the direct and indirect emissions must be included in the calculation of the carbon footprint.

Indirect emissions are those caused by material and energy expenses of processes or activities. Among these activities are the supply of raw materials, energy use, transports, land use and transformation, waste treatment, waste transports and waste disposal. The use of the product may also be considered an activity, and might cause indirect emissions.

For all processes the direct emissions are to be considered. Direct emissions are releases of greenhouse gases, typically in combustion processes (e.g. kiln, boiler, engine of a truck), but also in chemical processes, and waste disposal activities.

In contrast to a full LCA model, however, only the direct and indirect emissions that contribute to the climate change impact category must be studied. To this end emission factors (accounted for as CO2-equivalents) can be used.

For direct emissions, it is sufficient to consider the 63 gases identified as

. greenhouse gases (GHGs) in the IPCC report

10

For indirect emissions, we can use the GWP values, or "CO2 rucksacks", of the processes and activities. For example, if we know the emissions of greenhouse gases at each process steps along the production path of one kilogram of polypropylene (PP), including the energy consumption and the transports along the supply chain, we can use this value (in CO2-equivalents) as the factor for the material 1 kg PP. It is actually the carbon footprint of an

(average) kilogram of PP, which we use to calculate, say, the carbon footprint of a toy made from PP. All GHG emissions of the upstream supply chains are included.

The GWP value used is the GWP100a value, typically expressed in kg CO2equivalents per unit output quantity of the process or activity. It is a measure for the potential impact over a hundred years of one unit of greenhouse gas.

10

See annex A of PAS 2050 for a list of direct emission factors used, or consult the original 4

IPCC report. th

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Capital Goods and Infrastructure

According to PAS 2050 capital goods, such as machinery, transport infrastructure and buildings can be excluded from the carbon footprint study

(PAS 2050:2011, p. 14). The GHG Protocol Product Life Cycle Accounting and

Reporting Standard states that "companies are not required to include nonattributable processes" and lists "Capital goods (e.g., machinery, trucks, infrastructure)" and "overhead operations (e.g., facility lighting, air conditioning)" as non-attributable processes (GHG Protocol, pp. 36, 42-44).

Since in the ecoinvent database, most of the 4000 datasets have capital goods expenses readily included, these master material data in Umberto NXT CO2 are provided including infrastructure.

It is up to the practitioner's choice to calculate the carbon footprint with or without infrastructure contribution

11

. As additional master material data will be provided in Umberto NXT CO2 in the future, there might as well be datasets from other sources that exclude capital goods and their carbon rucksack.

Mass Balance

The Guide to PAS 2050 (p. 20) recommends that the mass balance for each process step should be checked, to ensure that no flows are missing. While this requirement is definitely important, it is not mandatory, and in many cases trying to achieve mass balance is not practical. Flows that do not contribute to the carbon footprint can be neglected.

Umberto NXT CO2 does not require mass balance at each process. It is in the user's responsibility to include all relevant flows that contribute to the carbon footprint.

Allocation

Allocation shall be made for processes that contribute to more than one product life cycle. This is the case for all multi-product processes (processes that have co-products). Allocation can be made through partitioning (i.e. modelling separate "one-product" processes, or through system expansion.

Another possibility to do allocation is by using allocation factors, based on mass, economic value, or other properties of the materials. The choice of allocation method can be decisive and may lead to shifted burdens from one product to another.

PAS 2050 explains in detail how to handle allocation of emissions for coproducts, and allocation of emissions from waste, as well as how to handle recycling and reuse of waste material (PAS 2050 Guide, pp. 22/23). The GHG

Protocol Product Life Cycle Accounting and Reporting Standard dedicates a complete chapter to allocation (GHG Protocol, pp. 61-77). ISO/TS 14067:2013 gives guidance on allocation in section 6.4.6.

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In the scientific discussion around Life Cycle Assessment (LCA) it has become best practice to include capital goods in the data. See Frischknecht R., Althaus H.-J., Bauer C., Doka G.,

Heck T., Jungbluth N., Kellenberger D. and Nemecek T. (2007) The Environmental Relevance of Capital Goods in Life Cycle Assessments of Products and Services. In: Int J LCA 12 Special

Issue 1 /2007, pp. 7-17.

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Umberto NXT CO2 support allocation on the process level. Allocation on the system level can be handled by adapting the model (system expansion or partitioning). It is in the practitioners' responsibility to handle allocation meaningfully and to transparently document the allocation methods used.

Recycling and Credits

Handling of waste materials in a life cycle model is an important issue, and has been widely discussed in the Life Cycle Assessment field. There are several approaches, such as cut-off, closed-loop recycling, open loop recycling with system expansion and the like. Linear write-offs for materials passing through several recycling loops are another option. In some cases credits are used to account for avoided burdens that can be achieved when a waste material is recycled.

Closed-loop recycling, where a waste material is directly fed back into the system, can be modelled in Umberto NXT CO2, assuming a steady-state recycling.

It is also possible to enter negative GWP values for materials, which are accounted for and will lead to a lowering of the carbon footprint.

PAS 2050 defines that recycling shall be accounted for either by recycled content method or the closed-loop approximation method. Annex D gives detailed information on how recycled materials shall be accounted for. In the

GHG Protocol Product Life Cycle Accounting and Reporting Standard the issue of recycling is considered an allocation issue. Practitioners must inform which method was used (closed loop approximation method or recycled content method), but "can choose a method other than the recycled content or closed loop approximation based on product rules or sector guidance as long as this is disclosed and justified in the inventory report." (GHG Protocol, pp. 71-77).

ISO/TS 14067:2013 dedicates the informative Annex C 'Possible procedure for the treatment of recycling in CFP studies' to this topic.

No recommendation is made here, as to which is the best or preferred procedure. Umberto NXT CO2 support both methods. It is in the practitioner's responsibility to model and calculate recycling of materials in an appropriate way.

Uncertainty

Data quality is a critical issue and some datasets might be available with information on uncertainty. Uncertainty is an optional element for the calculation of a product carbon footprint in PAS 2050 (PAS 2050 Guide, p. 35).

The GHG Protocol Product Life Cycle Accounting and Reporting Standard explains that a "quantitative approach can also add clarity and transparency in reporting on uncertainty to inventory report readers. When available, companies should report quantitative uncertainty results in the inventory report." (GHG Protocol, p. 80).

An integrated one-step functionality for calculating uncertainty is currently not available in the full Umberto version. Users are recommended to calculate the models with alternative parameter settings to understand the magnitude of impact of uncertainty of parameter values (sensitivity analysis). They should

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Umberto NXT CO2 ifu Hamburg GmbH qualitatively assess uncertainty of carbon footprint results based on the data used.

Biogenic Carbon Emissions

Biogenic carbon (e.g. carbon in plants or wood) should be treated differently as carbon released from fossil fuels. The idea behind that reasoning is that the same amount of carbon has been reduced from the atmosphere as the plant was growing, that is later released into the atmosphere again.

PAS 2050 specifies, that for "food and feed, emissions and removals arising from biogenic sources that become part of the product may be excluded" and continues that this does not apply "where that biogenic carbon does not become part of the product ... non-CO2 emissions arising from degradation of waste food and feed and enteric fermentation (and) any biogenic component in material that is part of the final product but is not intended to be ingested

(e.g. packaging)" (PAS 2050, p. 9).

ISO/TS 14067:2013 has chapter 6.4.9.2 on treatment of fossil and biogenic carbon.

The GHG Protocol Product Life Cycle Accounting and Reporting Standard states that "in addition to the total inventory results, companies shall quantify and report ...biogenic and non-biogenic emissions and removals separately when applicable" but for sake of transparency biogenic carbon emissions shall be reported separately (GHG Protocol, pp. 86-90).

The ecoinvent methodology goes a little further, and differentiates biogenic

CO2 and biogenic CO that are both excluded from impact assessment, as well as biogenic resource extraction (ecoinvent has a separate category

[resources/biotic] for that). For methane, the same characterization factor is applied for methane from biogenic sources, as well as for methane from fossil sources. CO2 emissions caused by deforestation of primary forests and land transformation are accounted for with a flow "carbon dioxide, land transformation", to which a weighting factor must be applied

(Frischknecht/Jungbluth (Eds.)).

Umberto NXT CO2 does not offer any special or separate handling of biogenic carbon. Biogenic carbon can be distinguished on the material level. The user shall follow the recommendations of the above mentioned standards and report biogenic carbon separately.

Tutorial 4 of Umberto NXT CO2 has an example of a wooden wardrobe that shows exemplarily how to handle biogenic carbon in a carbon footprint model.

Carbon Storage (Capture, Removal, Sequestration)

There are different approaches on how to handle storage of biogenic carbon, e.g. in wood products such as furniture, over a longer period of time. In some cases, 'negative' emissions are used, or a credit for the stored carbon is given.

Land use and land use change

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PAS 2050 in section 5.5 describes that where "some or all removed carbon will not be emitted to the atmosphere within the 100-year assessment period, the portion of carbon not emitted to the atmosphere during that period shall be treated as stored carbon" (PAS 2050, p. 10).

The GHG Protocol Product Life Cycle Accounting and Reporting Standard refers to carbon storage as removal and defines it as "sequestration or absorption of

GHG emissions from the atmosphere, which most typically occurs when CO2 is absorbed by biogenic materials during photosynthesis" (GHG Protocol, p. 136).

ISO/TS 14067:2013 has chapter 6.4.9.6 on carbon storage in products.

Umberto NXT CO2 does not offer any special or separate handling of carbon removal storage. The user shall follow the recommendations of the above mentioned standards. Negative GWP values are possible.

Land Use and Land Use Change

Land use and land use change is linked to the topics of carbon storage or removal, and to biogenic carbon.

PAS 2050 in section 5.6 defines that "GHG emissions and removals arising from direct land use change shall be assessed for any input to the life cycle of a product originating from that land and shall be included in the assessment of

GHG emissions of the product" (PAS 2050, p. 10).

The GHG Protocol Product Life Cycle Accounting and Reporting Standard explains that "companies shall report the method used to calculate land-use change impacts, when applicable" (GHG Protocol, p. 37). Direct and indirect effects of land use change shall be considered, and emissions and removal from land use and land use change shall be reported separately. The Appendix

B of the GHG Protocol describes several approaches how to handle land use in a carbon footprint calculation.

Land use change and soil carbon change are addressed in ISO/TS 14067:2013 in chapters 6.4.9.4 and 6.4.9.5.

In Umberto NXT CO2 emissions or removal of carbon linked to land use and land-use change can be handled just like materials level. The land use and the associated carbon footprint can be defined as a material entry (e.g. per ha and year) and the entry can be used as an input to the carbon footprint model. As an example some GWP values for land-use change are included as a master material database. The user can define own entries for land use change and enter the respective carbon footprint (GWP 100a) values.

Tutorial 4 of Umberto NXT CO2 has an example of a wooden wardrobe that shows exemplarily how to handle land use change in a carbon footprint model.

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3.2 Data in Umberto NXT CO2

Umberto NXT CO2 is considered a tool independent of any specific standard or method. The user is free to choose how to build the carbon footprint model, and also, to decide which data to used for the carbon footprint calculation.

As a user of the software, one wishes to be able to readily use GWP values for the most important raw materials used for making the product, as well as for energy used, transports along the product life cycle, and waste treatments at the end-of-life of the product. There is at present no single dedicated database providing these GWP 100a values.

We are therefore providing some 4000 datasets with GWP values from databases that are available. The data is available in master material databases, ready to be used in the carbon footprint models.

In the current version Umberto NXT CO2 these following material databases are included:

LCI database ecoinvent (version 2.2, as of May 2010)

Values from PAS2050 Guide (2011)

BIOGRACE (provided free-of-charge in the data package)

Colombian Data from GAIA (provided free-of-charge in the data package)

Important Hint: We are providing these data as we find them in the original source, and are not taking any liability for their correctness. Please read the End User License Agreement (EULA).

It is in the responsibility of the practitioner who creates the life cycle model, to check the GWP values taken from third party sources, such as the ecoinvent database, and adapt them if required. Other publications and sources might provide differing values, and databases might also update their values over time.

Of course it is impossible to supply all kinds of substances, materials and components with the corresponding CO2 rucksacks ready-for-use. The ecoinvent list is a good start, but you might have define additional materials yourself, and to research and calculate the GWP value in CO2 equivalents from other sources.

Other sources may be data available from your suppliers, or industry associations. There are a number of other LCI databases, from which the value for the GWP (impact category climate change) could be extracted

12

. We are considering adding more items with GWP values as supplementary master material databases in future releases of Umberto NXT CO2. ecoinvent 2.2 LCI database

The ecoinvent database (

www.ecoinvent.org

) is the most renowned databases for life cycle inventory (LCI) datasets. It contains approximately 4000

12

Check out, for example, U.S. NREL Life Cycle Project Database, JRC's ELCD database, the free German GEMIS model, the ICE database maintained by University of Bath, and other sources.

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ifu Hamburg GmbH Umberto NXT CO2 harmonized, reviewed and validated datasets for use in Life Cycle

Assessments (LCA). These datasets are all fully documented

13

.

The ecoinvent database offers several life cycle impact assessment (LCIA) methods, with numerous impact categories, and characterization factors for each of the materials, for use in LCA studies where ecoinvent datasets are being used.

For a carbon footprint calculation, only one impact category (Climate Change

(Greenhouse Warming Potential, GWP) is looked at, and only one indicator is being determined (GWP value, or CO2 Footprint, unit: kg CO2-equivalents).

This data from version 2.2 is supplied by the ecoinvent Centre free-of-charge, if only used with one indicator, such as the GWP value. In 'Umberto NXT CO2' only the GWP value in the 100-year perspective (GWP 100a) is included as a material property.

Licensing conditions have changed for the most current ecoinvent v3 data. This is why at present we cannot include the newest ecoinvent data in Umberto NXT CO2. We are looking for options to provide this data. Please contact us for details.

From the approximately 4000 datasets the so-called elementary flows which do not contribute to the climate change impact categories were deleted. The so-called process datasets, with their weighted GWP indicator value are made available in the material master database of Umberto NXT CO2. The structure of the folders (represented by categories and subcategories) has been adjusted, and the folder names have been changed for ease-of-use.

Some hints on the assumptions and parameters for establishing these data, and in the use of the datasets form the ecoinvent database are given below, but it is strongly recommended to check the original ecoinvent documentation, to learn how this data has been collected

14

.

13

Register as "Guest" at http://www.ecoinvent.org

to access the meta information of all LCI

14 datasets, and to download the reports with information on process datasets.

Reports can be downloaded from http://www.ecoinvent.org

. Users need to register as 'Guest' to get access to the more than 1000 pages of documentation.

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Umberto NXT CO2 ifu Hamburg GmbH

Figure 9: Project Explorer with models, project materials and master material databases.

The 'Direct Emissions (IPCC 2007/ecoinvent)' folder contains the elementary flows that contribute directly to climate change. The GWP 100a values for these emissions are from the official IPCC 200 reports.

GWP 100a values for substances and production of materials are grouped under 'Activities (ecoinvent Processes)'. There are several subfolders, such as plastics, textiles, glass, chemicals, building components and many more. The datasets in this group are mostly in regard to the production of one mass unit

(kg) of a material or intermediate product, some. The associated GWP 100a value or CO2 rucksack, thus is in 'kg CO2-eq per kg' of the material produced.

It includes the burdens of all upstream production process for providing this material.

GWP 100a values for energies can also be found under 'Activities (ecoinvent

Processes)'. These datasets are either in regard to a unit of providing energy

(MJ), or in regard to a mass unit of feedstock (kg).

Carbon rucksacks of transports are accounted for in ecoinvent with service input flows with the units tkm (ton kilometres), vkm (vehicle kilometres), or pkm (person kilometres). When modelling a freight transport with these entries, one should use the datasets named "transport, …" (e.g. transport, lorry 16-32t, EURO3 [RER]). The datasets whose name starts with "operation,

…" are for the mere operation of the vehicle.

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Note that transports (and the emissions caused by the transports) can also be modelled with a process, rather than with input flows of a transport. To this end, sample cargo transport processes can be found in the Module Gallery (full version only), ready to be used in the model. See below in the section 'Module Gallery' for details.

Waste management and waste disposal activities are modelled in ecoinvent as an input service as well. This means that GWP expenses for disposal of a certain waste must be represented with a flow on the input side in a process.

Since the approach of 'Umberto NXT CO2' is a more flow-oriented one, we have adapted them in such a way that they can used at the output side in a process specification.

The indicator in square brackets shows the geographical reference of the dataset ([RER] ≙ Europe, [GLO] ≙ Global, [CH] ≙ Switzerland, [US] ≙ United

States, …)

The GWP 100a values for infrastructure processes (e.g. a chemical factory, building, steel plant, airport, road) are available in the folder 'Capital Goods

(ecoinvent Infrastructure)'.

PAS 2050

PAS 2050:2011 is a specification on assessing the life cycle greenhouse gas emissions of goods and services, and not primarily a source for data. However,

PAS 2050 Annex A lists the greenhouse warming potential 100 year perspective (GWP 100a) values for substances/gases as documented in IPCC

2007 4th Report. They have the same GWP values as in ecoinvent, but their names are in the PAS 2050 nomenclature. Additionally the land use and land transformation values from PAS 2050 for a number of countries have been listed in group "Land Use Change (IPCC / PAS 2050)".

These items are listed in a separate master material database in the Project

Explorer of Umberto NXT CO2. When using the land use change values or substances in the folder "Direct Emissions (IPCC 2007 / PAS 2050)" as input values in the model, their CO2 equivalent will be automatically considered for the carbon footprint calculation.

It is up to the user and fully in his/her own responsibility which material entries he/she uses. Note that different sources sometimes provide differing GWP 100a values for the same material or energy. This can be due to methodological differences in data calculation, different level of detail, or specific assumptions made.

BIOGRACE Project

The BIOGRACE Project

15

was an EU funded project on 'Harmonised Calculation of Biofuels Greenhouse Gas Emissions in Europe (BioGrace)'. As one result of the project an Excel tool was presented that allows calculation of GHG emissions from growing energy crops, including linked processes along the

15 http://www.biograce.net

User Manual Page 25

Umberto NXT CO2 ifu Hamburg GmbH production chain. The spreadsheet is availably publicly and allows a detailed calculation. To provide these values as a material database in Umberto NXT

CO2 the so-called standard values have been used in the version with the weighting factors

16

corresponding to IPCC 2007. Some 40 standard values are included in Umberto NXT CO2. It is recommended to users of Umberto NXT

CO2 with special interest in energy from biomass to use the BIOGRACE tool and create material entries with more specific values for use in carbon footprint.

The database is free-of charge for Umberto NXT CO2 users as part of the data package. Questions on this database should be directed to the original authors of the datasets or discussed in the Umberto forum on

http://my.umberto.de

.

Colombian Dataset by GAIA Servícios Ambientales

Another master material database contain some 15 values from Colombia. The data has been supplied for shipping in Umberto NXT CO2 by consulting firm

GAIA Servícios Ambientales

17

in Medellin, Colombia and are mainly from the energy and transport sectors.

The database is free-of charge for Umberto NXT CO2 users as part of the data package. Questions on this database should be directed to the original authors of the datasets or discussed in the Umberto forum on

http://my.umberto.de

.

16

The tool allows switching between the weighting factors defined in Annex V.C of the

17

Renewable Energy Directive 2009/28/EC and the IPCC values. The preset values are based on IPCC. http://www.gaiasa.com

. Inquiries can be directed to [email protected]

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4 General Functions of Umberto NXT CO2

4.1 Handling Windows and Grids

This is the default window layout when starting up Umberto NXT CO2:

Figure 10: Typical windows layout of Umberto NXT CO2: Project Explorer with material list on the left, the Model Editor with the graphical product life cycle model in the middle, and the specification editor pane at the bottom.

The layout of the application in regard to the order of the window panes can be adapted. Windows can be tabulated, made floating, docked, pinned or set to auto hidden, and much more.

Tabulating Windows: To tabulate several windows one behind the other, drag it onto an existing window pane, and drop it onto the blue icon showing a tabbed window pane. You can access the window hidden behind another by clicking on the tab register.

Floating Windows: If you drop the window pane at a random location in the program window, it becomes a 'floating' window. If you don't want a floating window, you must dock it again.

Docking Windows: "Docking" a window means to attach it to an edge of the program window. This allows repositioning the various tool windows such as the Model Editor, the Property Editor, or the Specification window to dock against different application edges. To do this, move the floating window pane by clicking in the title bar of the window pane, drag it to the edge where you want to dock it, and drop it onto one of the blue arrows that appears near the edges of the program window.

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Umberto NXT CO2

Auto Hiding Windows / Pinned Window: window pane, a button with a pin is located window pane is hidden (or "pinned" to the edge of the program window).

However, you can still see the title of the window pane along the edge of the program window. When hover

Click the button again to "un-pin" the window pane. dragging it to the desired size.

Reset Window Layout: A window can be repositioned to its original location by double-clicking the title bar. the mouse over the title, the window pane temporarily displays again until you move the mouse off the window pane.

Click the button again to "un

You can move a window pane wherever you wan clicking the blue title bar and dragging the window where you want it.

Resizing Windows: You can easily resize the program window, dialog windows, and floating window panes by clicking the edge of the element and below, Model Editor taking the upper part of the main screen, Specification

Editor and Result tables at the bottom) just select the Reset Windows Layout command from the View menu window panes to the default setting (Project Explorer on the left at the top, Property Editor on the left

Figure 11: Default window layout

Hint: Umberto NXT CO2 application. You may want to keep the Model Editor window open on a large screen to allow for comfortable drawing of the life cycle model, while the main application windows are open on the other monitor.

Most of the grids (tables) you find in Umberto NXT CO2 be adapted to better suit your requirements and individual preferences. Some

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ifu Hamburg GmbH Umberto NXT CO2 of the grids that can be modified that way are Process Specification (with tabs

Input/Output, Generic Materials, Parameters, Allocations), and the result display on the pages 'Input/Output', 'Input/Output per Product', 'Carbon

Footprint Summary', and 'Carbon Footprint Details'.

Filtering: Some table grids, such as in the 'Search Material' dialog, offer the possibility to filter the entries displayed. Lists that can be filtered show a filter bar (as in the screen shot below). Click on the button next to the filter field for a column to set the filter condition. The default is "Contains". In the filter field type a string to set the filter, and reduce the number of entries shown in the list. Remove the filter by emptying the filter field or remove all filters with the button 'Clear All Filter' at the very left of the filter bar.

Figure 12: Filter setting in grid

Adapt Column Width: Drag the separator line of a column to the left or to the right to adapt the column width.

Change Column Order: Drag the column header horizontally and drop it on a separator line, to insert the column between two neighbouring columns. Two arrows indicate that you can drop the column header at the marked position.

Sort Order: Sort a table according to any column by clicking on the column header. A triangle in the column header indicates that the sort order of the grid depends on this column. Switch from ascending to descending sort order or vice versa by clicking on the column header again (the indicator triangle turns around).

Field Chooser: Click on the icon in the top left corner of a grid, to open the field chooser box. It will allow you to select and deselect each column.

Deselected columns will be hidden. Note that pulling the column header out of the window will also remove a column from the display (deselect it in the field chooser box). To show hidden columns again, set a tick mark in front of its name in the field chooser.

Grouping: By dragging the column header to the area right above the column headers, you can group the entries in the table by that column. Hierarchical grouping is possible too. The entry groups can be collapsed by clicking on the minus symbol in the group header, the can be expanded by clicking on the

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Umberto NXT CO2 ifu Hamburg GmbH plus sign. To remove a table column from grouping, drag it from the grey grouping area back between the other column headers.

Figure 13: Grouping by life cycle phase per product in the Carbon Footprint Details window

Tip: Grouping is helpful, e.g. to structure long result tables. For example, you can group the flows by process in the Total Flows inventory.

Multi-Selection in Grids: Selecting multiple entries in a grid is possible:

Individual entries can be marked by keeping the CTRL key pressed while clicking on entries. Several subsequent entries in a grid can be selected by clicking on the first entry, keeping the SHIFT key pressed, and clicking on the last entry to be selected.

Multi-selection in a specification window (e.g. Input/Output tab of the process specification) can be used for assigning places or for dragging entries.

Dragging multiple items must start on the marker triangle in the first column.

Figure 14: Selecting several entries in a grid, e.g. to drag them onto an element

4.2 Undo/Redo

Umberto NXT CO2 has an Undo and Redo functionality for almost all actions performed by the user in the course of a work session with the software.

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Undo: To undo (revert) an action that has been done in the software, click on the button 'Undo' in the main toolbar or use the menu entry 'Undo' in the Edit menu. The hint of the button and the menu entry show the last action performed that will be undone. Alternatively use the keyboard shortcut CTRL-

Z. Several actions can be reverted (undone) by repeating this action.

Redo: To redo (revert undo) an action that has been undone, click on the button 'Redo' or use the menu entry 'Redo' in the Edit menu. The bubble hint of the button and the menu entry show the last action performed that has been undone and that will be reverted. Alternatively use the keyboard shortcut

CTRL-Y. Several actions can be redone by repeating this action.

Exemptions from Undo/Redo: The following actions cannot be undone

Editor Actions for which an on/off toggle button exists (i.e. switch on/off editor grid)

Copying a model or a section of a network model to the Module

Gallery). Undo will not revert the deletion of the file stored to the

Module Gallery.

Export of a Diagram or a File, e.g. a graphics file or an Excel file that has been saved will not be deleted by an Undo action (file based action)

Printing

Close Project

4.3 Options

Application Settings: The update notification service can be deactivated in the Options dialog on the 'Applications' tab.

Number Format: The number format used in the project can be set by selecting the command 'Options' from the menu 'Tools'. A project must be open to define the number format.

On the 'Number Format' tab of the Options dialog, select the number format for the display of all numbers in the application (e.g. for the coefficients in the specification of a process, or for numbers on the 'Carbon Footprint Details' page).

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Umberto NXT CO2 ifu Hamburg GmbH

Figure 15: Number Format Dialog

Standard (default): The default number format is with two decimal places, thousands separator, and rounding where required. Numbers will be formatted to a width matching the display field.

Scientific: The scientific number format is with an "E" (exponent) followed by a "+" or a "-" sign and the power shown with two digits.

Fixed: The fixed number format rounds to the number of decimal digits defined in the "Decimal Places" field.

Examples for each number format in the individual setting are shown in the bottom panel of the window.

Mind that when the number format is set other than to 'Standard', e.g. to 'Fixed' with two decimal digits, the displayed value might be misleading at first sight, since these values will be rounded.

Very small values will show as "0.00". The calculation is of course done using the exact value.

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5 Projects, Models and Materials

5.1 Projects

When no project is open in Umberto NXT CO2, the icon of the root node in the project explorer indicates "No project open".

New Project: To create a new project, choose the command 'New Project...' from the File menu. Alternatively you can use the button 'Create New Project

File' or the quick link on the Start Page of the application.

An assistant (wizard) will open. It guides the user through the steps of creating a project, selecting materials, and defining a model. As a result of the assistant use, a model stub will be created, which can then be extended to a full life cycle model. Additionally, the functional unit will be defined, and the reference flow set as flow in the model, to determine the product output of the system.

The New Project / New Model assistant is explained below.

When the project is opened, the 'Project Explorer' pane on the left side shows the models in this project, and the 'Project Materials' folder for materials used in the models of the project.

Figure 16: Project Explorer with master material databases ecoinvent 2.2 and PAS2050

Open Existing Project: To open an existing project file, select the command

'Open' from the File menu. Alternatively you can use the button 'Open Project

File'. Any project currently open will be closed before the other project is opened.

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In the 'Open Umberto project file...' dialog choose the project file you wish to open. The project files have the file suffix ".umberto". The default storage location for project files is under the 'My Documents' folder (e.g.

C:\Users\<username>\Documents\Umberto NXT), but the project file can be stored anywhere (e.g. on a network drive, on a USB pen drive).

An alternative way to open a project file is to double-click on the file with the extension ".umberto" directly in the Windows file explorer.

Note that the files created with Umberto NXT LCA also have the file extension ".umberto". Files created with the more powerful software Umberto NXT LCA cannot be opened with Umberto NXT

CO2.

Close Project: To close the project file, use the command 'Close' from the

File menu. It is not necessary to "save" your work, as Umberto NXT CO2 is a database application, where changes are always committed instantly.

Note that when closing the project, the undo/redo stack will be cleared.

Backup and Export Project: In order to backup a copy of your project (e.g. on an external medium), or to send the file to another user, you can just copy the project file. Make sure that Umberto NXT CO2 is not running with the project you intend to copy while making a backup copy. Projects in use cannot be copied.

Project files are stored with the file extension '.umberto'. The default directory for these files is "c:\My Documents\Umberto NXT CO2".

5.2 Models

Within a project in Umberto NXT CO2, you can create several models. A model consists of a graphical representation of the life cycle of the product, made up from several elements, such as process, place and arrow. For further details see chapter on Network Elements.

New Model: To create a new model within a project click on the button 'New

Model' in the Project Explorer window. Alternatively select the command 'New

Model' from the context menu of the 'Model' root folder group, or use the quick link on the Start Page (when project is already open).

Open Existing Model: To open an existing model, double-click on the entry for the model in the Project explorer window. Alternatively you can click on the button 'Open Selected Model'.

The model opens in the Net Editor area on the right side of the screen. Several models can be opened; they are shown as tabbed windows in this area. To

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ifu Hamburg GmbH Umberto NXT CO2 switch between different models, use the tabs or the dropdown menu in the top right corner of the Net Editor.

Figure 17: Several models are open within a project.

Model Properties: Properties of a model, such as its name or a description can be edited in the Properties Editor (by default in the bottom window on the left side). Click the entry for the model in the Project Explorer and make sure the Properties Editor is in front.

Read more about the elements that make up a carbon footprint model in the chapter 'Modelling Editor'

Close Model: To close a model, click on the 'Close' button in the top right corner of the Net Editor (with the model being currently at top). Alternatively use the 'Close' command from the context menu of the model item in the

Project Explorer.

Delete Model: To delete a model, right mouse-click on the entry for the model in the Project Explorer and choose the command 'Delete' from the context menu.

Net Parameters: Models can have net parameters. These are parameters that are defined globally (for the net model) and that can have values assigned. The value of the net parameter can be used for calculating formulas

(e.g. coefficients) of flows in process specifications or in user defined functions

(pro feature only).

When clicking in an empty area of a model in the Net Editor window, the 'Net

Parameter' table is shown in the specification area below the editor.

Figure 18: Net Parameters

Use the button 'Add' to create a new net parameter. Enter a name in the column 'Var'. This is the name to reference the net parameter in formulas.

Enter name, quantity and unit. There is a list of suggested units, but new units can be defined by simply typing the unit or unit abbreviation in the column

'Unit'. Note that the calculation of the net parameter is done with the value

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Umberto NXT CO2 ifu Hamburg GmbH only, and there is no automatic unit conversion. Mind especially when using percentage values for net parameters (e.g. 70%, which should be multiplied and divided by 100 in the formula: * Percentage/100).

Note that you can feed the value of a net parameter using the

Live Link to Excel. This allows calculating the product life cycle model using values that are maintained in an external Excel spreadsheet file.

Read more on how to set a Live Link from an Excel cell to the arrow coefficient field in section 10 of this user manual.

Using Functions to calculate Net Parameter Values: Instead of using a specific parameter value, it is also possible to enter a function term that is evaluated to determine the parameter value. Functions can themselves also contain parameters (see below).

Enter a function or term to be evaluated in the field 'Function' on either input or output side for any of the entries. The button with the three periods in the field can be used to open the 'Edit Coefficient Function' dialog box.

You can use identifiers of parameters, mathematical operators, and a set of pre-defined operators and functions within the term (see Annex B: Valid

Expressions in Formulas).

Note that if a Live Link exists for a parameter coefficient (indicated by the Live

Link icon), it must first be removed before a function term is entered. This is to avoid that existing Live Links are overwritten accidentally by typing in the

"Function" field.

Examples for function terms are:

(( EMPKMOUT * DISTOUT + EMPKMRET * DISTRET *( EMPTYRET / 100 ))/ CARGOTRIP )/ 1000

EMDAY * DAYS * PKPTO / CPPAL

MIN( HEATA , HEATB )

PERCENT / 100

The expressions DISTOUT or CARGOTRIP are parameters. The term

MIN(expr1,expr2) is a function that delivers the minimum of two values. A complete list of valid expressions in function terms can be found in the annex at the end of this user manual.

Remove Net Parameter: :Remove a selected value in the net parameter table by clicking on the button 'Remove'.

Net parameters can be used in formulas (e.g. in process specifications) to determine the value of a coefficient. Read more about this feature in section 0

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5.3 New Project / New Model Assistant

In order to help the user to begin a carbon footprint model an assistant is provided. It helps defining the basic information and setting up a model stub.

Different study types can be chosen. The assistant is made up from three pages.

1) Enter Project Name

On this page simply enter a name for your project in the field "Project Name".

The file will be stored with the extension '.umberto' at the location shown below. If you want to store it to another location on your hard disk, use the button 'Browse Location'. Note that special characters should be avoided in the project file name.

2) Enter Model Name

Within one project, you can create several models. On this page of the assistant, please enter a name for your model. The model will appear in the

Project Explorer. You may also want to enter a description. Both name and description can later still be changed.

3) Select Study Type

On this page, you can pre-select different study types and define the functional unit of your model. Depending on your selection, a model stub will be created (a preview can be seen at the bottom). The following study type templates are currently available:

PAS2050 Product Carbon Footprint cradle-to-grave (with 5 Life Cycle

Phases): Choose this study type, if you wish to model the life cycle of the product "cradle-to-grave". Define the name of the product, and its quantity and unit. This will serve as the reference flow. You can define a functional unit for the product, to which the carbon footprint results will be scaled. Select a color for the Sankey arrow.

PAS 2050 Product Carbon Footprint cradle-to-gate (with 3 Life Cycle

Phases): Choose this study type, if you want to model your life cycle

"cradle-to-gate" or "cradle-to-market", excluding use phase and end-oflife phase. Define the name of the product, and its quantity and unit.

This will serve as the reference flow. You can define a functional unit for the product, to which the carbon footprint results will be scaled. Select a color for the Sankey arrow.

GHG Protocol Product Carbon Footprint cradle-to-grave (5 Life Cycle

Phases): Choose this study type, if you wish to model the life cycle of the product "cradle to grave" according to the GHG Protocol Product

Standard.

GHG Protocol Product Carbon Footprint cradle-to-gate (3 Life Cycle

Phases): Choose this study type, if you want to model your life cycle

"cradle-to-gate", excluding use phase and end-of-life phase.

GHG Protocol Corporate Carbon Footprint: This creates a stub for a corporate carbon footprint comprising Scope 1, Scope 2, Scope 3

Upstream, and Scope 3 Downstream. Instead of the reference flow the user may enter the annual production volume of the company and some presets regarding fuels and electricity consumption. The stub must later be expanded to be applicable for a specific company.

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Other: Choose "Other" if you don't want any of the above study types, but rather wish to build your model freely. You can still select the number of phases to be created in the life cycle phase frame. The default names of the life cycle phases can be modified.

The reference flow and the functional unit, and its importance for the calculation of the carbon footprint model are explained below in the sections on 'Reference Flow' and 'Functional Unit'.

Figure 19: New Project Assistant

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The 'New Project / New Model Assistant' can only create a model stub that helps the user to begin modelling the carbon footprint. Text labels are shown that give further guidance. All elements are editable and deletable, so that the stub can be adapted to the specific case.

Experienced users, who prefer to start modelling without the initial help of the New Project / New Model assistant, may choose

"Empty" as study type to create an empty model. They should be aware of the importance of the material type and location of the reference flow, as well as of how to scale to one unit of product and how to add the life cycle phases to a model at a later stage, if required.

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5.4 Material Groups

When a project is open, the Project Explorer window shows a folder for the models, and a folder 'Project Materials' for the materials that have been copied to the project (from master material databases, or by using a module from the gallery). The 'Project Materials' group can be organized by material groups in a hierarchical structure.

New Material Group: To create a new material group, mark one folder under which the material group is to be inserted, then click on the button 'New

Material Group'. Alternatively right mouse-click on the material group, and choose the command 'New Material Group' from the context menu.

The material group 'Imported Materials' will be created automatically, if you are inserting model sections into a model from the module gallery that contains new materials. These materials can then be moved from the group

'Imported Materials' to another existing material group.

Material Group Properties: Properties of a material group, such as its name or a description can be edited in the Properties Editor when the material group is selected.

Move Material Group: If you wish to insert a material group at a different location in the material hierarchy, just drag&drop the folder symbol onto another material group folder.

Delete Material Group: To delete a material group, right mouse-click on the material group folder in the Project Explorer and choose the command 'Delete' from the context menu. Please note that it is not possible to delete a material group, if it contains materials which are already in use in the specification of a process or a flow within any of the models in the project.

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5.5 Materials

New Material: To define a new material in the project, click on the button

'New Material'. Alternatively, use the command 'New Material' from the context menu of the material root folder, or any of the material groups. The material will be inserted in the material group currently selected.

All information for the newly created material can be edited in the Property

Editor window when the material is selected in the material hierarchy in the

Project Explorer.

Figure 20: Properties of a material

The material name and a description of the material can be entered. The same material name may not be used twice in the same material group.

The unit type and the display unit can be chosen from the dropdown lists in the 'Units' panel. There is a list of predefined unit types, each of which has different display units. Display units can be used to enter and display quantities (e.g. the GWP100a carbon footprint value, the coefficients in the process specification window). Values will be converted to the basic unit for calculation.

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If this material is used as a reference flow (product, co-product) for which the carbon footprint is to be calculated, the flag 'Material represents Functional

Unit' can be set. Two additional input fields will become available. In the field

'Functional Unit' enter the name of the functional unit, i.e. the unit of product

(e.g. "one bag of wine gums, family size 300g"). The quantity and unit of the functional unit (e.g. weight) should be entered, so that a conversion factor from the basic unit to one unit of product can be determined. This value is used for scaling the results of the carbon footprint calculation to one unit of product (the functional unit).

Figure 21: Panel for defining a Functional Unit in the Material Properties

The functional unit is used for scaling the carbon footprint calculation results, both in the inventories, as well as in the graphical results and the footprint logo. See sections 8.2, 9.1 and Error! Reference source not found. for more information.

For the material type, choose one of the three options: Good (green), Neutral

(yellow), or Bad (red). The material type plays an important role in whether a flow of this material is considered an expense, or revenue. Generally speaking, all raw materials and energy should be set to green (Good). These are goods you are purchasing to run a process. Wastes and emissions of a process should be set to red (Bad). The revenue of a process, the intended output, must be set to green (Good) too.

The material type plays an important role in identifying the reference flow. Please read section 8.1 on 'Functional Unit and

Reference Flow'.

A colour is automatically set for the material. This colour is used to display a flow of this material in the Sankey diagram model. You can edit the colour by double-clicking on the colour field, or using the 'Select Color' button.

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The most important property of a material is the carbon footprint (or GWP

100a value, or "CO2 rucksack"). It should be entered in kg CO2 equivalents

(kg CO2-eq.) per one unit of the selected unit type (e.g. kg for mass unit type) in the 'CO2 Footprint' entry field. By default this will be the basic unit of the unit type, but if another display unit is chosen for the material, the value relates to the chosen unit and is converted in the background to the basic unit.

Mind that in some sources the GWP100a value is also given as

'tons CO2-eq.', 'g CO2-eq.', or even 'lb CO2-eq.'. These values must be entered in relation to the correct display unit, so that they can be converted to 'kg CO2-eq.' as the basic unit are all used on the same scale.

When calculating a carbon footprint based on the product life cycle model all material expenses (raw materials, energy, components, service) are considered with their quantities, and the corresponding GWP 100a value. For the existing materials in the master material list, these values are readily defined. These values are from third-party databases (e.g. ecoinvent) and represent the GHG emissions along the production path or supply chain up to the provision of the material (component, energy, service, ...).

For new materials being defined, you must enter this value, in order to include this material's contribution to the product carbon footprint. Read more about how to determine the GWP value of a material in the chapter "Data in Umberto

NXT CO2" above.

Note: materials that are exclusively used for flows within the model, which do not cross the system boundaries, i.e. material flows that are produced in one process, but are consumed in full by the next process do not need the GWP value.

Edit Material Properties: To edit an existing material in the project mark it in the material list. Then edit its properties, such as name, description, material type, CO2 value (see above) in the Property Editor.

Move Material: If you wish to insert a material into another material group in the material hierarchy, just drag&drop it from one folder onto another material group folder.

Search Material: To be able to detect a specific material entry, use the search bar at the top of the Project Explorer.

Full Text Search

Incremental Search

Filter

To search for materials or parts of the material name, select 'Incremental

Search' and 'Filter'. Only the materials containing the text string that is typed in the search field are shown.

The search runs over the 'Project Material' and over all master material databases.

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Remember that when a filter has been set for the search results, other material entries are invisible. If you are unable to detect a material you are looking for, first check the correct spelling, then also verify that you haven't set a filter condition.

Delete Material: To delete a material, right mouse-click the entry in the material list in the Project Explorer and choose the command Delete from the context menu. Please note that it is not possible to delete a material, if it is already in use in the specification of a process or a flow within any of the models in the project.

5.6 Master Material Databases

Below the 'Project Materials' group, that contains the materials that are used in the models, several master material databases can be found.

These master material databases contain entries for materials, energy, transport expenses etc., each with their associated GWP100a value.

Please read above in the section on 'Data used in Umberto NXT

CO2' for more information on the content and source of the master material databases.

Figure 22: Section of the master material database ecoinvent v2.2 showing material entries for inorganic chemicals

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When a material is inserted into the model from one of the master material databases, it will appear in the 'Project Materials' group in a new subfolder named after the master material database. This allows identifying the database where the material originally was taken from. Additionally, the master material database is also shown as 'Data Source' in the material properties.

Note that in the trial version, you may see the folders of the master material database and the flows contained within, but

GWP100a values can only be viewed for direct emissions and land use change, as well for a selected number of materials in the

'Free Trial Materials' group.

Materials in the master material databases cannot be edited. Materials inserted into the 'Project Materials' from the master material databases can also not be edited. This is to ensure that the original unmodified values are used when relying on external data.

Mark a material entry in one of the folders of a master material database to view its properties on the Material Properties editor page. Only the Sankey diagram color can be changed and another display unit can be chosen. By maintaining the materials from the master material databases non-editable, it is made sure that they can be updated when new database versions are released.

Additionally, the fact that GWP100a values of master material data are impossible to manipulate will facilitate the review process of a carbon footprint study, as reviewers can instead focus on self-defined material entries and the life cycle model itself.

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6 Graphical Carbon Footprint Model

The Modelling Editor covers the main area of the application. It serves to graphically build the life cycle model of the product, and to specify the processes, in order to determine the carbon footprint.

Get a practical idea of how to build the carbon footprint model using the tutorials (in separate PDF documents).

The life cycle model is made up from the following three elements:

Process:

A square or rectangle with a blue border line. The process is the most important element in the model. It is used to specify the activity, in which an input flow is converted into an output flow.

Read about specific process element related information in the next section. For details on defining the process see chapter

'Process Specification'

Place:

• a circle in green for an input to a process or to the system

(input place)

• a circle in red for an output from a process or from the system (output place)

• a circle in yellow that connects to processes within the system (connection place)

Read about specific place element related functions in the next section.

Arrow:

A directed line from a process to a place or from a place to a process. Several flows can run along an arrow. Arrows can also be represented as Sankey arrows.

Read about arrow related information in the next section.

6.1 General Element Related

Insert Elements (Process, Place, or Graphical Elements): To insert a process, place or graphical element in the life cycle model, click on the respective button in the Graphical Editor toolbar, then click at the desired position in the modelling editor where the element is to be inserted.

Figure 23: Toolbar for inserting elements in the editor

When double-clicking on an element button, it is pinned (locked insert mode) so that several elements of the selected type can be inserted one after another, until the insert mode is terminated by a right-click of the mouse,

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ifu Hamburg GmbH Umberto NXT CO2 pressing the 'ESC' key, or clicking on the button 'Select and Edit Elements' in the toolbar.

Move Elements (Process or Place): Move process or place elements to any position in the modelling editor by pointing the mouse cursor on the element and dragging it. Connected arrows will move along with the element.

Display/Hide Elements: To hide a process symbol or place, unmark the

"Display Shape" option in the Property Editor window (element must be marked in the modelling editor). Hidden elements can be displayed anew by setting the check mark again.

Note that when a process or place symbol is hidden, it can still be clicked, and used to connect arrows to it. The element will become temporarily visible in a transparent mode, when either a connected arrow is clicked, or when the area where the hidden element is located is selected by dragging a selection frame.

Resize Elements: To change the size of a process symbol or place, click it, then pick one of the marker points and drag them. Hint: if you resize while holding the 'SHIFT' key pressed, the aspect ratio will be maintained.

Adapt Process Size To Connected Arrow's Magnitude: With this command the size of one or more processes or places can be adapted, so that their height, or width or both match the magnitude of the arrows that connect to them. From the context menu of the process choose the entry 'Adapt

Process Size' and one of the commands from the cascading menu: 'Height to

Arrow', 'Width to Arrow', or 'Height/Width to Arrow'. The process height or width will be set to the largest arrow magnitude connecting to the respective side of the process.

Adapt Element Size To Master: Several elements (processes, places) can be adapted to match the size of one selected master element: Choose one element that has the size to which the others should be matched, if required adjust its size to your needs. From the context menu of this element choose

'Set Size to this Element'.

Align Elements: Several elements (processes, shapes, labels) can be aligned with one command. Select all elements to align, then open the context menu for the element to which the other elements shall be aligned. Choose the entry

'Align to this Element' and one of the alignment commands from the cascading menu. All elements selected are aligned in relation to the master element from whose context menu the command is being called.

Since arrows are always connected to the middle of the process side, this command does not necessarily lead to fully horizontal/vertical arrows. The size of the connected processes must be the same to have strictly horizontal/vertical arrows. Also, fully horizontal/vertical arrows are not always achievable automatically when using stacked arrows. Manually change the process place size to get fully horizontal/vertical arrows.

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Copy Elements: To copy a process symbol or place, mark it and choose

'Copy' from the context menu. Alternatively use the shortcut 'CTRL+C'. Of course it is also possible to mark several elements at the same time.

Note that when copying processes, the connected arrows and neighbouring places will be copied along with the process. You are thus actually copying a small network structure.

Delete Elements: To delete a process symbol or place, mark it and choose

'Delete' from the context menu. Alternatively use the shortcut 'CTRL+X'. Of course it is also possible to mark and delete several elements at the same time.

Hint on how a process or a section of the carbon footprint model or the whole carbon footprint model can be copied to the module gallery for future use can be found in the chapter 'Module Gallery' below.

Warning: Mind that process specifications are lost, if a specified process symbol is deleted. If the process is linked with one or more arrows, these arrows are also removed.

Edit Element Properties: When an element in the modelling editor is selected, its properties can be edited in the Property Editor window. The context menu of each element or the keyboard shortcut 'CTRL+E' also allows calling the property editor window. For information about individual properties see Process Properties, Place Properties, or Arrow Properties. Among the properties are its name, a description, and an overlay image.

Editing Multiple Elements (Multi Element Edit): Changing the property of several elements of the same type is possible using multi element edit: Mark several elements of the same type in the model by keeping the 'SHIFT' or

'CTRL' key pressed when selecting the element, or mark a section of the graphical model by pulling up a selection frame around it. In the properties dialog, choose the element type for which you wish to perform the editing option from the dropdown-list 'Edit Type' below the caption. The number of elements affected is shown in brackets.

Figure 24: Multi Element Edit in Properties dialog

The properties of the selected elements of the same type can then be changed. Note that some elements might have different existing property

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ifu Hamburg GmbH Umberto NXT CO2 values. This is indicated with the entry "<...>" in text boxes or a filled checkbox.

Naming Elements: To give a name to a process or place, use the element properties panel (mark element, bring Property Editor to front). Alternatively click the label of the element, and type the name directly (inline editing) in the modelling editor.

Element IDs (e.g. T1, P2) can be hidden by unmarking the 'Display ID' option in the Property Editor window (element must be marked in the modelling editor). In the same way an element name can be hidden by removing the check mark for the 'Display Name' option.

Use Image for Elements: To replace the default process or place symbol by an image, icon or clipart, mark the element in the model, bring the Property

Editor to front, and click on the 'Load Image' button. Browse the image files on your hard disk for the image.

Layer Order of Elements: Just like in other drawing programs, elements

(arrows, places, processes) can superimpose each other on different layers of the drawing area. To individually control the layer order of the elements, use the commands from the cascading menu of the 'Order' command in the context menu:

Bring to Front (=to topmost layer)

Send to Back (=to last layer)

Bring Forward (=up one layer)

Send Backward (=down one layer)

6.2 Process

In this section you can find hints on functions that relate specifically to processes. Process symbols are also known as node, or transition. For general functions of elements in the modelling editor, see above. Information on how to define a process can be found below in section 'Process Specification'.

Set Process: To draw a process click the 'Add Process' button from the toolbar, then click at the desired position in the modelling editor. A single process element will be drawn (square), and the insert mode will be ended.

By double-clicking the 'Add Process' button you can pin it (lock the insert mode) to insert several process symbols, until you actively end the insert mode (right mouse-click or 'ESC' or clicking on the button 'Select and Edit

Elements' in the toolbar).

For advanced users there is a quick draw option for processes pre-linked with arrows and a connection place between them:

When in arrow drawing mode the user clicks and drags over an empty area of the editor, the arrows drawn will have connected process symbols already. Likewise, when wishing to draw a process and link it to an existing process, users can start drawing the arrow in an empty area of the editor, and drag the cursor onto the target element. See below in section 'Arrow'.

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Process Properties: The properties of a process can be edited in the

Property window when the process symbol is clicked. Several options are available.

Process Label: The process when being set in the model will receive an automatic ID (such as T1, T2, T3). This ID is used to identify the process. It can be modified in the 'Label and Description' panel. Use the option 'Display

Id' to show or hide the identifier for each process individually.

The process label text itself can be edited in the 'Label and Description' panel of the Process Properties window. Click the process label itself to edit its options (font, alignment, color, …) and selectively hide or display flow name, quantity and unit. The option 'Display Text Label' can be used to show or hide the text label for each process.

Show/Hide Process: To hide a process, remove the tick mark for the option

'Display Shape' in the Process Properties dialog. The fill color for the process shape is a light blue by default. Choose another fill color for the process by clicking on the 'Select Color' button.

Instead of showing the process with a regular square shape an icon or image can be loaded. Click on the button 'Load Image' in the 'Appearance' pane of the Process Properties dialog, and load an image file. Several cliparts for processes (.umf graphics format) are provided in a directory of the Umberto NXT CO2 installation.

A descriptive text can be entered for the process in the "Description" field.

Process Options: Several options are available for the arrow: rounded curves, curviness, and orthogonal routing. Some options (such as connectivity, padding and stacking) refer to the behaviour of Sankey arrows connecting to the process. These options are explained below in the chapter on Sankey diagrams.

For information on the specification (i.e. definition) of processes please read in the next chapter.

6.3 Place

In this section, find hints on functions that relate specifically to places (input place, output place, connection).

Set Place (Input or Output): To set an input or output element in the model click the 'Add Input' or 'Add Output' button from the toolbar, then click at the desired position in the modelling editor. A single instance of the respective place symbol is drawn (circle) and the insert mode is terminated.

By double-clicking on a place button you can pin it (lock the insert mode) to insert several symbols of the same type until, you actively end the insert

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ifu Hamburg GmbH Umberto NXT CO2 mode (right mouse-click or 'ESC' or clicking on the button 'Select and Edit

Elements' in the toolbar).

Place Properties: The properties of a place can be edited in the Property window when the place symbol is clicked. Several options are available. A description can be entered.

Place Type: The place type can be set as "Input", "Output" or "Connection".

Place types "Storage" are not relevant for carbon footprint calculations.

Place Options: Several options are available for the place: rounded curves, curviness, and orthogonal routing. Some options (such as connectivity, padding and stacking) refer to the behaviour of Sankey arrows connecting to the place. These options are explained below in the chapter on Sankey diagrams.

Place Labels: The label of a place can be edited in the Place Properties window. Click the place label itself to edit its options (font, alignment, colour).

Merge Places: Two places can be merged by dragging them onto another. By this, network sections can be linked, and duplicates of places can be merged again. Note that when merging two places of different types, they will most likely become a connection type place.

Merging of places is also required when a process with connected places or a carbon footprint model section which has places as connectors is inserted from the Module Gallery and has to be connected with the existing net model.

Duplicate Places: If you wish to "reuse" an input or output place in the model, you can duplicate it by marking the symbol and selecting the command

'Duplicate' from the context menu. Duplicated places are useful for avoiding long, and crossing arrow lines all linked to one single copy of the place. The place type can be changed afterwards (see Arrow Properties).

Places can also be specified, that is, a quantity or stock in the place can be defined. This feature is typically not required in carbon footprint calculation.

6.4 Arrow

Draw Arrow: To draw a directed arrow between to processes, click on the button 'Draw Arrow between Net Elements' in the toolbar. This will allow drawing one arrow between elements, and the arrow drawing mode will terminate automatically. By double-clicking the button 'Draw Arrow between

Net Elements' it can be pinned (locked in the arrow drawing mode) to draw several arrows between the elements until this mode is actively ended (with a right mouse-click, by pressing the 'ESC' key, or by clicking on the button

'Select and Edit Elements' in the toolbar).

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In the drawing mode, move the mouse pointer onto the first process symbol

(start node). A gray marker will be visible. Then drag to the other element

(destination node). When over the center of the symbol (a gray marker will be visible again) release the left mouse button. An arrow will be drawn, if permitted, between the two elements. The arrow will also snap to the process, if you drag it very close to the destination process - almost like with a magnet.

Arrows can be drawn:

• from an input place or a connection place to a process

• from a process to a connection place or to an output place

• from one process to another (a connection places will be set automatically)

An advanced drawing mode allows drawing arrows without having to set a process first. When in the drawing mode just click on an empty area in the editor and drag to the position where the next process shall be created. Two process symbols, as well as the arrows and the connection place will be drawn.

In the same way, when the drawing starts on a process symbol and end on an empty area a new process symbol connected to the starting process will be drawn. When beginning on an empty area and drawing an arrow to an existing process, a process with arrow and connection place is drawn. The advanced drawing mode can speed up enormously the graphical modelling for the advanced user.

Arrow Routing using Arrow Points: An arrow between two elements has a number of points that are important for its routing. These points become visible when the arrow is clicked.

The yellow points (lug points or hook points) are created by default at the end of the first segment after at a horizontal or vertical offset from the node, and at the beginning of the last segment of an arrow that is linked to the node.

Yellow points can only be moved horizontally or vertically, depending on the orientation of the base segment or head segment of the arrow to the node.

They cannot be removed!

Note: When two elements are located to close to each other, the yellow points of these neighbouring elements might collide, and cause crooked arrows. Pull the elements apart to avoid weird looking arrow routings, or reduce the segment length by sliding the yellow points closer to the element.

The gray points (bending point or waypoint) appear in the middle of an arrow segment (except the first horizontal or vertical segment) or can be created using the 'Add Point' command from the context menu. Several gray points on one arrow are possible. These points can be moved freely in X and Y directions and allow to insert bends/curves in an arrow. They also serve to create new arrow segments since when being dragged to a new position, an arrow bend is introduced and new movable gray points appear on each segment. Remember that they cannot be located between the element border line and the yellow point (first and last arrow segment that hooks to the place or process element).

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Inserting a gray point leads to a check of the routing and possible rerouting/redrawing of the arrow. Instead of using the angle of the imaginary line between the centers of the process node to determine whether the exit must be horizontally or vertically, it will use the new gray point and the angle of its imaginary line to the center of the process symbol to recalculate and redetermine the exit direction.

Remove a gray arrow point by choosing the command 'Delete Arrow Point' from the context menu. All gray arrow points can be removed with the 'Delete

All Arrow Points'.

Arrow routing is important for the Sankey diagram mode, where the flows are shown with widths representing the flow quantity.

Read more about Sankey arrows below.

Reconnect Arrow to Another Element: Arrows can be unattached from the process or place they are connected to, and can be connected to another element. This feature is helpful when expanding an existing model, when using model sections from the Module Gallery, or when an arrow has been connected accidentally to the wrong element. The red points at the base and at the tip of an arrow can be used to reconnect the arrow. Simply drag the red point to un-attach the arrow and drag it onto another element. The arrow will snap to the new element, if it is a valid element it can connect to.

Arrow Properties: The properties of an arrow can be edited in the Property window when the arrow is clicked. A description for the arrow can be entered.

Arrow Options: Several options are available for the arrow: rounded curves, curviness, and orthogonal routing. Additional options (such as arrow head/tail, and borderline style and colour) are available for arrows when shown in the

Sankey diagram mode. These options are explained below in the chapter on

Sankey diagrams.

Arrow Labels: An arrow has two labels: The 'Arrow Flow Label' is created automatically from the flow in the arrow, the flow quantity, and the unit. The arrow flow label is not shown by default, and can be displayed by setting a tick mark in the checkbox 'Display Flow Label' in the Arrow Properties window.

Click the arrow flow label to edit its options (font, alignment, colour) and selectively hide or display flow name, quantity and unit.

The 'Arrow Text Label' is an additional text that is hooked to the arrow, and can be edited freely in the "Text Label" entry field. It is used to give more information on the flow. The arrow text label is also not shown by default, and can be displayed by activating the checkbox 'Display Text Label' in the Arrow

Properties window. Click the arrow flow label to edit its options (font, alignment, colour).

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A flow can be specified in an arrow. This so-called manual flow or reference flow that is used to launch the calculation of all the other flows of the model. Typically this flow will be (although not required) the product flow. Please see below in chapter on calculation about specifying a flow in an arrow.

6.5 Text

Apart from the labels created automatically for each element, additional text elements can be created to add more information to the graphical model.

Use the button 'Add Text' from the toolbar, then click at the desired position in the modelling editor. Return to normal edit mode by using the button 'Select and Edit Elements' from the toolbar, or with a right-click of the mouse. Type the text directly in the text element (inline editing), or mark the text element and enter the text in the properties panel. In the Property window of the text element, you also find a number of options, such as font size, color, wrapping, or alignment.

6.6 Image

Use the image element to add photos, cliparts or maps to the graphical model.

Click the button 'Add Image' from the toolbar, then click at the desired position in the modelling editor to create an image area. In the Property window of the image element use the 'Load Image' button, then choose an image file from your hard disk.

Figure 25: Text elements and images can be used in the carbon footprint model

6.7 Other Graphical Elements

Several additional graphical elements are available: rectangle, rounded rectangle, ellipse, and line. Use the corresponding button from the toolbar to set a graphical element in the modelling editor area. Edit the graphical element directly, e.g. move and resize it. The properties of the graphical

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ifu Hamburg GmbH Umberto NXT CO2 element (e.g. color, line style, etc.) can be administered in the Property window when an element is marked.

Note that the graphical element 'ellipse' when drawn as a circle is not the same as a place, which has certain significance in the modelling logic. A simple line, even when a line head is added, is not the same as the arrow element described above. Ellipse and line are mere graphical elements.

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7 Process Specification

Processes, represented by squares, are the most important element in the life cycle model. The processes have to be specified, that is, the relationship between input and output flows has to be defined. It is a prerequisite for a successful calculation of all material and energy flows of the system, and subsequently for the carbon footprint, that all processes are specified.

There are different ways of specifying a process. They are explained hereafter.

7.1 Input/Output Flows and Coefficients

A process specification can be made by entering materials on the input and output side of the process, and specifying a coefficient for each entry. These coefficients don't have to be absolute values. Rather they do represent the size of flows on the input and on the output side in relation to each other.

To specify a process, click on the process symbol in the model editor. The specification window appears in the section below the drawing area. If the window has been closed, open it again with the command 'Specification Editor' from the Tools menu.

Figure 26: Specification Editor window for a process, 'Input/Output' tab

The window has several tabs. The main specification is done on the

'Input/Output' tab. The left grid is for input flows into the process, the grid on the right side for outputs flows from the process.

Adding Flow Entries: To add a flow entry on either input or output side of the process specification, first make sure the correct process is marked in the model editor. Then browse for the element in the material explorer, and drag&drop it onto the respective side of the 'Input/Output' tab of the

Specification Editor. Materials can be chosen from the 'Project Materials' group

(if they have been previously used in the model), or from one of the master material databases.

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Note that in the trial version, you may see the folders of the master material database and the flows contained within, but only entries for direct emissions and land use change, as well for a selected number of materials in the 'Free Trial Materials' group can be used to specify a process.

Alternatively click on the button 'Add' on the input or the output side of the process specification and select a material entry from the search list. The

'Search Material' dialog allows searching materials from the project materials group (material already in use in the model) and from the master material databases. Type a search string into the search field in the column "Name" to search for a specific material. Multi-select of entries from the results list matching the search criteria, is also possible.

Other search filter criteria (e.g. "Starts With" or "Does not contain") can be set in the dropdown list that opens when clicking on the button with the blue square dot at the left of the search field.

A third option for adding exchanges on the input or output side of a process is dragging one or more entries directly onto the process element in the editor. A selection menu will pop up, where you can choose to insert the flow on the

'Input' or 'Output' side.

Assigning Place Identifiers: If only once place connects with an arrow to the process on the input or output side, it can be automatically determined, and will be set in the column "Place". If more than one place is connected on the input or output side, then the place assignment cannot be done automatically. Three question marks ("???") will be shown to indicate that a place has to be assigned. Select the appropriate places from which a material flows into the process (left, input side), or to which a material flows from a process (right, output side), from the dropdown lists in the "Place" columns.

To make a process specification complete, all places must be assigned on the input and output side.

Several flows can be delivered on the same arrow from the same place, or can exit the process on one arrow to the same place. This is the case, for example, for all emissions from the process that are directed to one output place in the model. Note that two identical flow entries (the same material) must not flow on the same arrow (i.e. have the same place assigned). Either join them, or assign different input/output places, or use two different materials.

You can assign the same place to a number of input or output entries by marking several entries (see paragraph "Multi-Selection in Grids" in chapter

4.1) and using the cascading menu from the "Assign Places" command in the context menu.

Adding Flow Coefficient: In the column "Coefficient" enter a numerical value as coefficient. The coefficients represent the relation between the flows entering and leaving the process, as well as the proportion of flows among

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"100 %". Nil (zero, 0.00) is a permitted coefficient value.

The decimal separator used for numerical values, depends on the regional settings of your machine.

In some cases process data is available in other units than the basic unit of the unit type. If this is the case you can change the unit of the coefficient and enter the value in relation to another unit within the unit type.

The table on the grid 'Input/Output' also shows the material type of the entry as defined in the Project Explorer, and the data source.

Removing Flow Entries: To remove a flow entry in a process specification, mark the entry on the input or output side, and click on the associated

'Remove' button.

Importing Linear Process Specifications: A complete process specification can also be imported from an Excel spreadsheet file.

To import a process specification choose the command 'Import Linear

Specification…' from the context menu of a process in the net editor.

Should the process already contain a process specification, a warning will be prompted. Importing a process specification from an Excel file into a specified process will overwrite the existing process specification.

The process data in the Excel table needs to have the correct format setup for the import of inventory data. This is the format that is also used for the export of inventory data:

Figure 27: Excel table containing a process specification

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It is recommended to use the template Excel file that can be obtained by exporting inventory data to Excel. This template has the correct format and is well-formed for the import of a process specification. Read more about exporting inventories in chapter

9.3.2

The Excel table requires the following format so that the import of the process specification can run smoothly: Row 1 may contain free text. Lines 2 and 3 contain header information and should have exactly the following content in the cells A2 to G3 for the input side, repeated in cells A2 to G3 for the input side:

Figure 28: Header cells A2 to G3 of Excel table, input side of a process specification

Figure 29: Header cells I2 to O3 of Excel table, output side of a process specification

The actual content starts in row 4.

For the input side of the process:

Column A Material

Column B

(hidden)

Column C

Material GUID

Material Group

Name of a material entry. Should have exactly the same spelling as an existing item to be matched.

This is a unique GUID for the material. Do not modify. It is recommended to keep this column hidden.

Name of a material group. Should have exactly the same spelling as the group in

Column D

Column E

Column F

Column G

Material Type

Data Source

Quantity

Unit the project.

"Good", "Bad" or "Neutral" for materials

The data source, if the material entry is from a master material database

Use decimal point as defined in Excel

One of the existing basic units or one of the display units defined. See annex D for a list of units.

Column H is used for visual separation only and remains empty.

For the output side of the process:

Column I Material

Column J Material GUID

Name of a material entry. Should have exactly the same spelling as an existing item to be matched.

This is a unique GUID for the material. Do

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(hidden)

Column K

Column L

Column M

Material Group

Material Type

Data Source not modify. It is recommended to keep this column hidden.

Name of a material group. Should have exactly the same spelling as the group in the project.

"Good", "Bad" or "Neutral" for materials

The data source, if the material entry is from a master material database

Column N

Column O

Quantity

Unit

Use decimal point as defined in Excel

One of the existing basic units or one of the display units defined. See annex D for a list of units .

Material entries (columns A and I) in the Excel files will be matched with existing project materials. Newly identified material entries will be added to the project material list. If a correct material group name is given (columns C and K) for the material, the imported material will be inserted there.

Otherwise it will be inserted into a group "Imported Materials". After importing check the group "Imported Materials" in the Project Explorer and identify any new items.

The "Material Type" column requires "Good", "Bad" or "Neutral" for material entries. If a material with the same name exists already in the project materials, the same material with a different material type cannot be imported.

Material entries in the Excel file can have either one of the defined basic units, or any display unit defined for a basic unit. A full list of units is available in

Annex D. Mind the exact name of the unit, including upper- and lowercase! For example "KG" and "Kg" are incorrect spellings for the mass unit "kg".

New materials will be added to the project materials in the 'Imported

Materials' group with the properties. It is not possible to define new groups by simple having a group as entry in the Excel list. Instead it is recommended to define a material group (see section Error! Reference source not found.) before running the import, so that the material can be inserted

If the import of the process specification from Excel fails or conflicts (e.g. unit mismatch) occur, a rollback will be performed and the previous specifications in the process re-established. A log file with the conflicts/error will be written to the working directory (typically C:\Users\<USER>\Documents\Umberto

NXT CO2).

Functions for Flow Coefficients: Instead of using a coefficient, it is also possible to enter a function term that is evaluated to determine the coefficient value. Functions can contain parameters (see below).

Enter a function or term to be evaluated in the field 'Function' on either input or output side for any of the entries. The button with the three periods in the field can be used to open the 'Edit Coefficient Function'.

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You can use identifiers of parameters, mathematical operators, and a set of pre-defined operators and functions within the term (see Annex B: Valid

Expressions in Formulas).

Examples for function terms are:

(( EMPKMOUT * DISTOUT + EMPKMRET * DISTRET *( EMPTYRET / 100 ))/ CARGOTRIP )/ 1000

EMDAY * DAYS * PKPTO / CPPAL

MIN( HEATA , HEATB )

PERCENT / 100

The expressions DISTOUT or CARGOTRIP are parameters. The term

MIN(expr1,expr2) is a function that delivers the minimum of two values. A complete list can be found in the annex at the end of this user manual.

After you typed the first letter of a reserved function name, you can use the keyboard combination CTRL+SPACE to bring up code completion for pre-defined functions.

Apart from the functions used for the definition of parameter values, it is also generally possible that a whole process specification is made using mathematical formulas (functions) instead of coefficients. This variant gives a much higher degree of flexibility for process specification than with linear input/output coefficients.

Some process modules shipped in the Module Gallery are specified with mathematical formulas (functions).

At present editing of a process specification defined with functions is not permitted to the user, but the functions can be viewed by clicking on the button 'Show User Defined Functions' or choosing the same command from the context menu of the process. An editor window will appear in the main section, where the process specification can be viewed.

Live Links to Flow Coefficients: Flow coefficient values on the input and output side of a process specification can also be fed from an external data source (an Excel spreadsheet file) via a so-called Live Link. In this case, a reference to cell in an Excel spreadsheet file is created and linked to the coefficient. An update of the value in the source file leads to an update of the value in the process specification.

To establish a Live Link, copy the value of a cell and paste it on the specific line of the table on the input or output side. A coloured icon signals that this value is fed via a Live Link. In case the icon is shown in grey the data source file is closed and values will only be updated when it is next opened, or when the update is triggered manually.

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Figure 30: Live Link references for coefficient values in a process specification indicated by an icon

Note that entering a coefficient value manually or adding a function will overwrite an existing Live Link reference.

To paste a Live Link use the command 'Paste Live Link' from the context menu of the process specification. Make sure you are on the correct line and correct side of the table on the 'Input/Output' page.

To delete a Live Link mark an entry on the input or output side of the process specification, then use the command 'Remove Live Link' from the context menu.

A more comprehensive description of how the Live Links can be created and managed in Umberto NXT can be found in section 10 of this user manual.

7.2 Use of Generic Materials

Instead of explicitly defining a specific material in a process specification it is also possible to create entries for so-called generic materials. These are defined in a process on the second tab of the Specification Editor.

Just like for a specific material on the 'Input/Output' tab, create a generic material entry by clicking on the 'Add' button on the input or output side.

Generic materials can be created either on the input side only, on the output side only, or the same generic material entry on the input and output side.

For the new generic material entry, a name must be stated, a place must be assigned, the material type must be set, and a unit type must be chosen.

Figure 31: Specification Editor window for a process, 'Generic Materials' tab

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The quantity of the flows will be added in the generic material. The flows on the 'Input/Output' tab will calculate in regard to one unit ("1,00 generic material. You can use this feature, for example t that depend on the overall quantity (sum) of different wastes arriving in a

MSWI plant, without specifically knowing these flows or the composition beforehand. that depend on the overall quantity (sum) of different wastes arriving in a

MSWI plant, without specifically knowing these f lows or their exact composition beforehand.

Transport processes, if modelled with generic materials, typically have the same generic materials entries (same name, same material type, same unit type) on both input and output side. The generic material

, or different types of cargo) enters and leaves the process, and the emissions are calculated based on the total weight, and the diesel consumption per kilomete (parameters are described below).

Examples for processes with generic materials can be found in the tutorials.

. can be found in the

Parameters can be used to specify a process and at the same time keep it flexible for changes and variations. They are defined on the 'Parameters' tab of the Specification Editor. Parameters can be used in functions for calculation of coefficients on the 'Input/Output' tab.

and at the same time keep it ined on the 'Parameters' tab of the Specification Editor. Parameters can be used in function

Defining Parameters: To define a parameter in a process specification, click on the 'Parameters' tab. A default entry will be created in ch can subsequently be edited: enter a name and a unit, and set a value for the parameters. The default variable identifier (' be edited as well, to allow for a better identification of

'C00', 'C01', …) can be edited as well, to allow for a better identification of the parameter.

The parameters are referenced in the functions with the variable given for an entry in the column ' parameter.

The parameters are referenced in the functions with the variable

In the above example, the default

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Umberto NXT CO2 ifu Hamburg GmbH parameter names have been replaced with 'DISTOUT', 'DISTRET', 'EMPTRET' and the like for better understanding.

The parameter identifiers themselves can also be used in the functions for coefficients (see above) and in the functions for the process specifications (pro-version only).

Note that you can feed the value of a process parameter using the Live Link to Excel. This allows calculating the product life cycle model using values that are maintained in an external Excel spreadsheet file.

Read more on how to set a Live Link from an Excel cell to the arrow coefficient field in section 10 of this user manual.

Using Functions to calculate Parameter Values: Instead of using a specific parameter value, it is also possible to enter a function term that is evaluated to determine the parameter value. Functions can themselves also contain parameters (see below).

Enter a function or term to be evaluated in the field 'Function' on either input or output side for any of the entries. The button with the three periods in the field can be used to open the 'Edit Coefficient Function' dialog box.

You can use identifiers of parameters, mathematical operators, and a set of pre-defined operators and functions within the term (see Annex B: Valid

Expressions in Formulas).

Note that if a Live Link exists for a parameter coefficient (indicated by the Live

Link icon), it must first be removed before a function term is entered. This is to avoid that existing Live Links are overwritten accidentally by typing in the

"Function" field.

Examples for function terms are:

(( EMPKMOUT * DISTOUT + EMPKMRET * DISTRET *( EMPTYRET / 100 ))/ CARGOTRIP )/ 1000

EMDAY * DAYS * PKPTO / CPPAL

MIN( HEATA , HEATB )

PERCENT / 100

The expressions DISTOUT or CARGOTRIP are parameters. The term

MIN(expr1,expr2) is a function that delivers the minimum of two values. A complete list of valid expressions in function terms can be found in the annex at the end of this user manual.

After you typed the first letter of a reserved function name, you can use the keyboard combination CTRL+SPACE to bring up code completion for pre-defined functions.

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Apart from the functions used for the definition of parameter values, it is also generally possible that a whole process specification is made using mathematical formulas (functions) instead of coefficients. This variant gives a much higher degree of flexibility for process specification than with linear input/output coefficients.

Some process modules shipped in the Module Gallery are specified with mathematical formulas (functions).

At present editing of a process specification defined with functions is not permitted to the user, but the functions can be viewed by clicking on the button 'Show User Defined Functions' or choosing the same command from the context menu of the process. An editor window will appear in the main section, where the process specification can be viewed.

Removing Parameters: To remove a parameter entry from a process specification, mark the entry and click on the 'Remove' button.

Note that when deleting (removing) parameter entries, the process specification might become incorrect or incomplete.

Before you remove parameters, make sure they are not used to determine a coefficient via a function term or in the 'User Defined

Functions' (e.g. in the transport modules available in the gallery).

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Umberto NXT CO2 output processes, i.e. processes that deliver more than product or service, the expenses must be shared between the products and co using allocation.

Products are identified as being the entries on the output side of a process, and having a green material type ("Good"). Flows on the input side of a process that have a red material type are also identified as products (e.g. waste being accepted by a waste incinerator). Allocation is required if there is more than one product. No allocation is required if there is only one product

(all expenses are allocated to thi

Allocation factors can be set in the 'Coefficient' column on the 'Allocations' tab that becomes visible if more than one product is

. The percentages in the column 'Percent' will be adapted during the calculation of the model, taking into account the relation of the quantities of the reference flows (products)

The default setting for allocation when creating a process specification is

"Physical".

The dropdown lists 'Display' and 'Grid Style' can be used to adapt the display of the allocation, either the products by their expenses, or the expenses by the products.

If you leave the 'Default Allocation Method' will be made according to mass of the product flows.

allocation is only meaningful when the reference flows are of the type. Should the reference flows have different unit type, a warning will be signalled and the user is invited to change to the 'User Defined' allocation method instead. er allocation factors individually choose "User Defined" from the dropdown list 'Default Allocation Method'. Should you wish to use a different allocation method, such as economic value, use the "User Defined" setting and enter the allocation factors indiv

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Note that the standards and methodologies for Carbon Footprint, such as PAS 2050 and GHG Protocol Product Life Cycle Accounting and Reporting Standard differentiate allocation for co-product handling and allocation on the system level (e.g. for waste recovery). The settings on this tab are for the allocation on the process level, which is required when a process has co-products.

A "mixed" allocation is also possible when the 'Display' is set to "Expenses":

Leaving the entry "Default" in the dropdown list in the column "Allocation

Method' will use the default allocation method chosen above in the 'Default

Allocation Method' dropdown list, but individual expenses might be allocated differently. To this end, choose another allocation method for individual expenses.

7.5 Life Cycle Stages

Life cycle stages are the phases of the life cycle of a product. These are most commonly defined as 'Raw Materials', 'Assembly', 'Distribution', 'Use', and

'End-of-Life/Disposal' but can of course be different in your specific carbon footprint model.

In Umberto NXT CO2 a breakdown of the result by phases of the life cycle is done using a graphical element which helps to define the limits of the individual phases in the graphical mode.

Creating a Life Cycle Stage Frame: When a project and a model are created with the help of the New Project / New Model assistant (see section

5.3) the life cycle phase frame is created by the assistant. Should you have removed the life cycle phase frame, or should you work without the life cycle phase frame, it can be created manually via 'Life Cycle Phases' command in the Draw menu.

A dialog is shown that allows selecting a pre-defined life cycle stage frame or choosing one with two to eight unnamed phases. The typical five phases

(cradle-to-grave) as well as the three phases for cradle-to-gate models are readily available. For other life cycle stages, click on the entry you prefer, then select 'OK'. If you click 'Cancel' no life cycle stages frame will be created.

Figure 34: Life cycle stages frame with five phases. The preset colors can be adapted.

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The life cycle stage frame has two roles. Firstly; it serves to graphically structure the model, and to clearly see, in which phase a process lies.

Secondly, it is also the display of the carbon footprint results, when showing the contributions from each life cycle phase. The direct emissions of a process will be assigned to the phase where the process is located, from which the direct emissions come from. For the indirect emissions (e.g. CO2 rucksacks from raw materials, or from waste disposal) it is relevant in which phase the input or output place is located that connects to the process that takes up or releases the associated flow. For more details see below in chapter 9.

Moving and Resizing Life Cycle Stage Frame: The life cycle stages frame is created with a default size. However, as your model grows, it might be required to resize the frame, and to change the width of the columns that represent the phases.

To change the size of the life cycle stages frame, click on its border to mark it.

Then drag a corner marker point to the desired size. To modify the height, drag the middle marker point in the top or bottom borderline segment to move it vertically. The left and right borderlines don't show marker points, as a change of the width also relates to the widths of the individual columns.

The column widths can be individually adapted by clicking in the header area of a phase. A grey marker appears that can be dragged horizontally only.

Adjust the width in such a way that processes lie in the phase they are assigned to. Note that it is not important in which phase connection places are located. You can of course also drag the process into the correct phase, rather than changing the width you have set.

Remember that the life cycle phase frame and the location of the processes and places are important for a breakdown of the results of the carbon footprint calculation by contributions from the individual phases of the product life cycle. Changing the width of a life cycle phase or shifting elements from one phase to another may lead to a shifting of burdens into another life cycle phase.

Changing Properties of the Phases in a Life Cycle Stage Frame: To modify the properties of the phases in a life cycle stage frame, click on the border of the frame, to bring up its property editor.

At the top the life cycle stages are listed. Mark one entry in the list to edit its properties below. The name of the phase, shown in the header area, can be changed.

To change the pre-defined default name of a life cycle phase it is also possible to click on the name in the header of the column and edit it in the property editor.

The colour that represents a phase can be adapted individually, by doubleclicking on the colour mark, or clicking on the button 'Select Color'. The transparency of the column body (default 87%) and of the column header area (default 37%) can be set with the sliders below.

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Should you wish to create a vertical spacing between the individual phases, enter a value in the "Spacing" field. The border line can be turned off by removing the check mark in front of the 'Display Border' option.

Figure 35: Life cycle stages frame with five phases

Deleting Life Cycle Stage Frame: To delete a life cycle stages frame, mark it by clicking on the borderline of the frame, then press 'Del' on the keyboard.

Alternatively select 'Delete' from the context-menu.

If a life cycle stages frame has been deleted (or if no frame has been selected, when the project was created), it can be created by using the command 'Life

Cycle Phases' from the Menu 'Draw'.

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7.6 Module Gallery

Umberto NXT CO2 contains a module gallery that can be used to store processes, model sections, and whole models. The Module Gallery can be found by default on a tab behind the Project Explorer. If it has been closed and is not visible any more, it can be called again using the Tools menu.

The modules are stored as files on your hard disk. The default directory is "C:\Users\<username>\Documents\Umberto NXT

CO2". The directory path can be set by clicking on the button

'Open Root Location for Modules'.

The modules contained in a folder are shown in the bottom section as thumbnails when the folder is marked.

Figure 36: Module Gallery

Folder Structure of Module Gallery: The Module Gallery has a hierarchical structure. New folders can be created by clicking on the button 'Create Module

Group' from the toolbar. Alternatively use the same command from the context menu of a folder. The default name given to a newly created folder

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ifu Hamburg GmbH Umberto NXT CO2 can be edited by clicking on the button 'Rename Module Group'. To delete a module group click on the button 'Delete Module Group' from the toolbar.

Alternatively use the command 'Delete' from the context menu of a folder.

Inserting a Module in the Module Gallery: To insert a module (a single process, a process with neighbouring places, or several network elements linked with arrows) in the Module Gallery proceed as follows: In the model, select the process or several processes (e.g. by dragging a frame around them with the mouse pointer). Copy these elements to clipboard using the keyboard shortcut 'CTRL+C' or the 'Copy' command from the context menu. The neighbouring places that serve as connecting points are automatically included in the selection. Next, copy the clipboard content into one module group folder by choosing the command 'Paste to Module Gallery' from its context menu.

Alternatively mark the folder and use the command 'Paste clipboard data to module gallery' from the toolbar of the Module Gallery.

The module will be given a default name made up from the label of the first process. Rename the module according to your requirements by clicking on the thumbnail and choosing 'Rename' from its context menu. Alternatively, mark the thumbnail and click on the button 'Rename selected module' in the toolbar.

Copying a Module from the Module Gallery into the Model: To copy a module from the Module Gallery into a model make sure the target model is open and visible. This can be a new (empty) model too. Then browse for the module in the gallery. Choose the command 'Copy to Net' from its context menu, or, mark it and click on the button 'Copy module to net' in the toolbar.

Alternatively just drag&drop the module from the Module Gallery onto the

Model Editor.

The process, or the model structure made up from processes with neighbouring places, and any other graphical elements will be inserted. Note that you might have to merge places after inserting a module, to connect it to any existing structure in the model.

Deleting a Module: To delete a module from the Module Gallery click its thumbnail and choose the command 'Delete' from the context menu.

Alternatively use the button 'Delete selected module' in the toolbar.

Properties of a Module: The properties of each module can be edited in the bottom section of the Module Gallery when the thumbnail is clicked. The name of the model can be edited and a description can be entered.

To see a larger version of the thumbnail, undock the 'Properties' window, and resize it to see a larger preview image.

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Figure 37: Properties of a Module

Using the module gallery, it is also a possibility to exchange models or model sections with other users of Umberto NXT CO2.

The files (four files belong to one module, they have the extensions .txt, .png, .ume, and .ums) can be copied, sent, and pasted into the folder of the module gallery on file level.

Content of the Module Gallery: Some pre-defined modules are provided in the Module Gallery. These are ready-to-use building blocks which the user can include in his carbon footprint models by just dragging them onto the editor.

As is the case with materials and their GWP100a values (see above section

'Data in Umberto NXT CO2') the user should carefully study if these modules

(datasets) are useful, and can be adequately used in the context of his or her specific model. It is in the responsibility of the practitioner who models the carbon footprint to understand the modules and to decide whether he or she uses them.

In the current version of Umberto NXT CO2 there are approximately 35 modules from the transport sector. These modules can be parameterized to be adaptable to the specific situation. Parameters are, for example, vehicle type and transport distance.

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The transport modules have been developed by ifu Hamburg and INEC

18

.

and are based on publications and on the ecotransit database

19

How to use the Transport Modules: Note that in contrast to transport expenses using ecoinvent datasets that have ton-kilometres (tkm) as a unit and are used on the input side of a process to account for the emissions of transports, these datasets are flow-oriented. Bulk cargo (expressed in mass with the basic unit 'kg') or containers (expressed as twenty-foot equivalent unit 'TEU' with the basic unit 'Unit') are transported on a vehicle and can be found as a generic material on the input and output side. The product itself remains unmodified in the process. The greenhouse gas emissions depend solely on the parameter settings and the quantity being transported over a certain distance. The modules should be used in such a way that they are connected with the connection places to deliver and take up the product.

To integrate one of the transport modules in your carbon footprint model, drag it to the desired location in the model. Next, merge the connection places by dragging them onto another place (read above in section 6.3 for more information on how to merge places). Typically the cargo being transported should be arriving from the connection place on the left and is outputted to the connection place on the right. It is represented by a generic material

'cargo' or 'twenty-foot equivalent unit' on the 'Generic Materials' tab. Fuel is delivered from an input place 'Fuels', greenhouse gas emissions based on emission factors are led as a flow onto an output place 'Emissions'. Since these emission factors do not differentiate individual gases (such as CO

2,

N

2

CH

4

,

O, ...) a material 'GHG emissions' with a weighting factor of 1 kg CO2-eq. is being used. The respective materials are added to the list of project materials when a transport module from the gallery is integrated into a model. You can adapt the parameters of the newly inserted module on the 'Parameters' tab of the process specification in order to adjust the transport module specification to your specific situation.

The generic material 'cargo' should have the material type of the material being transported. For bulk materials use the datasets relating to freight or cargo. When the material is a container, the flow should be in containers (TEU units). The modules with TEU units are for modelling of carbon footprints in the logistics sector, while the modules with the basic unit for mass (kg) can be used in carbon footprint models where a product is shipped to the market or transported from one production location to another.

18 http://umwelt.hs-pforzheim.de/en/home/

19 http://www.ecotransit.org

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8 Calculating the Carbon Footprint Model

8.1 Reference Flow and Functional Unit

The life cycle model is typically calculated for one unit of product. This is the so-called functional unit, which describes the delivery of the function of the product. It is also used in comparisons between products, to allow for a comparison based on the same function.

The product for which the life cycle model is built is represented by the reference flow of the system. In most cases there will be just one reference flow ("single product system"), but the models in Umberto NXT CO2 are also capable of handling several reference flows ("multi product systems"). This is the case, for example, when besides the main product there are also one or more co-products. In this case allocation must be made to properly assign process expenditures to the individual products.

The topics 'multi-product system' and 'allocation' are addressed further below in section 8.3.

To be able to automatically identify the system reference flow i.e. the product or service ("function") of the modelled system, and allocate expenditures

(carbon footprint loads) to them, there are two pre-requisites that need to be checked:

• the reference flow must have the material type "Good" (green)

• the reference flow has to be located on an arrow that leads to an output place (i.e. it is a system output)

There is a second, less common, case that qualifies for identification of a system reference flow. It is described below in the section on 'Waste Input'.

Material Type: The material type of the materials play an important role in this mechanism and deserve additional explanation for better understanding.

When defining a new material (see section 5.5) it is required to set a material type (colored triangle): Good (green triangle), Neutral (yellow triangle), or

Bad (red triangle). This concept is from production theory. The material type in combination with the side of the process where it appears (input or output) indicates whether a material is considered a required expense, or whether it constitutes a revenue.

Good (green): Goods are required inputs of a process (and to the overall system). They are considered expenses needed to produce a product or deliver a service. Typically all raw materials, energy inputs, auxiliaries, service inputs and inputs that have a cost have this material type.

Additionally the product itself is a good (green material type) that has a value, and that can be sold to a market. In this case it is on the output side of a process and is a revenue. Co-product that have a value (and are not disposed of) are also "Goods".

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Bad (red): "Bad" is the opposite of a good. Bads (red material type) are produced as an undesired side-effect of producing a product. They are undesired since they cause expenses that must be borne by the product. Emissions and waste are typically of the red material type.

Neutral (yellow): The yellow material type is "neutral" and is neither considered an expense, nor revenue. Materials with a yellow material type do not contribute to a carbon footprint, and they are excluded from the inventories.

The following two tables visualize the four possibilities made up from the material type and the side of the process (or the inventory) where the materials occur.

Input Output

Good Expense Revenue

Bad Revenue Expense

Figure 38: Table showing relation between the material type and the occurrence of the material as expense or revenue

Input Output

Good Resources, Raw Materials Product

Bad Waste Reduction, Recycling Waste, Emissions

Figure 39: Table showing relation between the material type and the occurrence of the material with typical role of flow

Identification of System Reference Flows (Products of a Process and of the System): Umberto NXT CO2 will automatically identify the products of the system, by checking the material type, the side of the process where the flow occurs, and whether the material is led to an output place.

This is done for the processes (process reference flow) as well as for the overall system (system reference flow). Local reference flows are outputs of a process that are led to another process via a connection place. In the subsequent process they are used as an input. One could say that these are intermediate products, since they do not cross the system boundaries.

Processes that do not have any reference flow show a warning marker and prevent the calculation from being successful. Make sure every process either has an entry with green material type on the output side, or an entry with red material type on the input side (the latter case described below as "waste input").

Global reference flows are flows that are led to an output place, hence they leave the system. These are typically the products for which the system has been modelled. Both products as well as co-products are considered as global

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Umberto NXT CO2 ifu Hamburg GmbH reference flows, and a carbon footprint is calculated for them. The expenses to create these products are allocated to the products (see below in section 8.3).

In cradle-to-gate or cradle-to-market models or 'Business-to-Business (B2B)' models we typically find this situation as the product produced and shipped to the market is an output of the model.

Figure 40: Cradle-to-Gate model with system reference flow at the right "end" of the process chain.

Virtual Reference Flows: In some cases, the actual product does not appear as an output of the system anymore, but rather has turned into a waste. This product waste is being treated and causes additional expenses after the product has delivered its function. This is the case e.g. for a consumer good that has turned to waste after use (an old toy that is being disposed of, transported to an incinerator, and incinerated), or for a product has fulfilled its function (it has delivered its service), and is in another indirect way being disposed of (e.g. a hair shampoo that has been applied, and the wastewater has to be treated). In this case Umberto uses a "virtual" flow that exits the model to an output place. This is the case in the modelling situation shown in the figure below.

The product itself has been used, but its packaging or remaining parts is being treated downstream in a waste treatment. The waste treatment has additional inputs, and emissions (both considered expenses) that are assigned to the product, even though it has completed its useful life and has fulfilled its function. In this situation, the product is modelled as a virtual reference flow:

Figure 41: Process with input of product (green), the product waste leading to a waste treatment or output place (red), and the virtual reference flow in the use phase (circled in red) leading to an invisible output place.

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To set a flow as a virtual reference flow in a process specification, right mouse click the entry on the output side, and choose 'Set Virtual Reference Flow

Property' from the context menu. The entry will also be shown in bold red, additionally in the 'Material Type' column there is an indication that shows that this has been set as a virtual reference flow of the process and by this for the whole system.

Figure 42: Virtual reference flow in a process is shown in bold.

When a virtual reference flow is set, an arrow and an invisible (hidden) output place is drawn and the virtual flow is led to this place. If several virtual reference flows are set in the process, they will all be led to the invisible output place.

Virtual reference flows are not shown in the inventories, as this would lead to a double-counting: The product input has been transformed to a waste.

The virtual reference flow in the hidden arrow and hidden output place is also not displayed in the Sankey diagrams for total flows, and product related flows. It is shown in the carbon Sankey diagram, where the flow quantities are shown as weighted arrows representing the carbon load or embodied carbon.

In this type of Sankey diagram the expenses (carbon rucksacks) of the input supply chain.

Figure 43: The carbon footprint model from the figure above in the carbon Sankey view. The virtual reference flow (circled in red) is in the use phase. It adds the carbon footprint loads from the upstream supply chain and the downstream end-of-life treatment processes.

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When creating a new project and new model with the assistant

(see above), a reference flow is created automatically in the Use phase based on the name of the product entered.

Waste Input: In addition to the situation described above for the reference flows that constitute products of the system, there is another situation that is handled in the same way. If a flow has a red material type, but can be found on an arrow from an input place, this is also considered a product or a service of the process (or of the system). This is an input-sided system reference flow.

Real world examples of this modelling situation are waste management systems, or processes that use material otherwise considered and handled as waste as input (e.g. incineration of used tyres in a cement plant, burning of waste to create energy).

This second case is somewhat less common, but also qualifies for identification of a system reference flow. It is handled in the same way as for production systems.

Hence, in addition to the more common case of production systems (see above) this second case of waste treatment system allows identifying the system reference flow i.e. the service of disposing waste is handled by the calculation algorithm in the same way. Here the two pre-requisites are:

• the reference flow must have the material type "Bad" (red)

• the reference flow has to be located on an arrow that leads from an output place (i.e. it is a system input)

The case where there is a product output (system reference flow

1) and, in addition, a waste treatment (system reference flow 2) qualifies as a multi-output system. Such systems are described below in section 8.3.

8.2 Model Calculation

After a model has been built up and all processes have been properly specified, it can be calculated. As a prerequisite to launch the calculation, it is required to enter at least one flow. This start flow, or trigger flow, can be located anywhere in the model, but it typically is the flow of one unit of product for which the model is calculated.

When using the New Project/New Model Assistant, the start flow has been defined implicitly by defining the functional unit (see above).

Specifying a Start Flow: To specify a manual flow, click on the correct arrow in the net, where this flow runs (e.g. at the output of the last process in the production phase, or at the entry into the use phase).

The specification window for the arrow is brought to front. Choose a material from the material list, and drag&drop it into the Specification Editor.

Alternatively, use the button 'Add' and search for the material in the Search dialog. Note that this should be the material that is defined in the process connected to the arrow.

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Enter a quantity for the flow. The arrow will be colored in purple, to indicate that it is the arrow that contains the start flow for the calculation.

A second time-saving alternative is to create the manual flow directly from a linear Input/Output process specification. Browse the output entry from a process that shall be used as the manual flow, then use the 'Use Entry as Manual Flow' command from the context menu. This also works for an input entry in the process that can be used to create a manual flow on the incoming arrow.

Note that the value of the coefficient is inserted by default as the manual flow quantity, and might have to be adapted to the actual quantity.

Note that you can also feed the value of the manual flow used for triggering the calculation using the Live Link to Excel. This allows calculating the carbon footprint for the product life cycle model from values that are maintained in an external Excel spreadsheet file.

Read more on how to set a Live Link from an Excel cell to the arrow coefficient field in section 10 of this user manual.

Start Calculation: To start the calculation of all material and energy flows in the life cycle model, and of the product-related flows as well as the associated carbon footprint, click on the button 'Calculate' in the toolbar of the model editor. Alternatively choose the command 'Calculate' from the Calculation menu, or press 'F9'.

In the first part, the algorithm determines all material and energy flows from the trigger flow and by assessing the process specifications. This first calculation must be successful, before in a second part the product related flows and the associated carbon footprint values can be determined. If the first calculation produces errors, the second calculation will not start, but the log file will be shown instead.

The second calculation is for determining the flows per product (in a multiproduct system) and the carbon footprint values. The product flows calculation is based on the allocation factors made for multi-product processes. The carbon footprint calculation uses the flows per product, and multiplies them with their individual GWP characterization factor (CO2-rucksack) defined in the material list.

The advanced user can launch both calculations separately by using the commands 'Calculate Total Flows' (Shift+F9) and

'Calculate Product Flows and Carbon Footprint' (Ctrl+F9) from the

Calculation menu.

The arrows that were grey in the uncalculated model should now be colored black, to indicate that flows have been calculated in the arrow. If a flow remains grey, this is a sign that no calculation has taken place for the flows in that arrow.

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The calculated flows can be seen in the Specification Editor area when clicking on an arrow in the model. The overall inventory of the flows that have been calculated opens on the 'Inventories' tab in a page 'Input/Output Flows'.

All flows that enter the system (from an input to a process) and that leave the system (from a process to an output) are shown in this inventory with their quantities. The sum of the flows per unit type is given at the bottom of the table.

See the section on grid handling above to learn how to sort and group the list of input/output flows.

Figure 44: Input/Output Flows on 'Inventories' tab

The inventory of the flows that have been calculated per product is shown on a separate view 'Input/Output per Product'.

Upon a successful calculation of the second part of the calculation, where the overall flows are allocated to the products (reference flows) identified in the system, another page 'Input/Output Flows per Product' opens on the

'Inventories' tab. Select the product for which you want to see the inventory of input and output flows from the dropdown list 'Selected Product' of the page

'Input/Output Flows per Product'.

Additionally a tab 'Results' with three views opens in the

Specification Editor area: 'Carbon Footprint Summary', 'Carbon

Footprint Details' and 'Carbon Footprint Chart'. These three are explained in the next chapter on results and analysis.

Scaling of Results: The results displayed on the tab 'Input/Output per

Product' are scaled to the functional unit that has been defined for the material that represents the product (see section 5.5).

If no functional unit has been defined results are for the quantity of the reference flow, for which the model has been calculated (e.g. the yearly production). To switch between scaled and unscaled results, toggle the button

'Toggle Scaled/Normal Values'.

Calculation Logs: Should errors or warnings occur during the calculation, the calculation log will be prompted on a tab on the Specification Editor area. The

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ifu Hamburg GmbH Umberto NXT CO2 calculation log shows information, warnings and errors of the calculation of the model.

The severity is represented by an icon. A description explains why the calculation produced a warning or an error. The element where the error occurred is shown in the column 'Reference'. Click on a line in the calculation log to select the element where the error occurred.

The calculation log file can be exported by clicking on the button 'Export

Calculation Log'. The log file can also be opened from the Calculation menu.

Reset Calculation: To reset a calculation, i.e. to remove the last calculated flows, choose the command 'Reset Calculation' from the menu calculation. All flows in the arrows, with the exception of manually specified flows will be removed. The model can be calculated again.

Total Flows Calculation: To separately start the calculation of all the material and energy flows in the life cycle model, choose the command

'Calculate Total Flows' from the calculation menu. This feature is for the advanced user who wishes to analyze the allocation settings determined in the first calculation before proceeding with the calculation of the flows per product and the associated carbon footprints.

Product Flows and Carbon Footprint Calculation: To separately start the second calculation for determining the flows per product (in a multi-product system) and the carbon footprint values, choose the command 'Calculate

Product Flows and Carbon Footprint' from the calculation menu. The product flows calculation is based on the allocation factors made for multi-product processes. The carbon footprint calculation uses the flows per product, and multiplies them with their individual GWP characterization factor (CO2rucksack) defined in the material list.

Calculation of Model Sections: It is possible to calculate the flows of a section of a model, and to determine the carbon footprints linked to the outputs of the model section. In other words, a calculation of individual model sections with different system boundaries can be performed. This feature is useful, for example, to understand the carbon footprint a certain supply chain adds to the production of a good.

To see the flows and carbon footprint of a model section mark a section by pulling up a selection frame. If the area of the model cannot be captured in a rectangle area, individual processes can be selected by clicking them with the

SHIFT or CTRL key pressed. Then choose the command 'Calculate Selection' from the calculation menu. Not that the flows which leave the system defined by the selection frame which represents the temporary system boundary will become the reference flows and the carbon footprint is shown for these reference flows. In the full carbon footprint model these flows might only have been intermediate flows.

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8.3 Multi Product Systems and Allocation

The carbon footprint models built with Umberto NXT CO2 can be either for individual products ("Single Product System") or for more than one product

("Multi Product System"). The products (or reference flows) of a model are identified automatically by searching for flows that have the material type

'Good' (green) and are found on an arrow to an output place, and by searching for flows that have the material type 'Bad' (red) and are found on an arrow from an input place (see section 8.1 above).

In case the model delivers one product only, there is no distinction between the results shown as 'Input/Output' and 'Input/Output per Product'. Also, the carbon footprint values calculated for the whole system are actually the same as for the one product, since all GHG emissions along the product life cycle can be linked to the one product that is yielded by the system.

If there is more than one product (reference flow), we are dealing with a multi product system. Multi product systems can have two or more products that are of similar importance (all considered products of the system), or there could be a main product, and one or more co-products (such as, for example, some residues from a production process that are recovered and can be beneficial as input into another production process). A third variant of multiproduct systems are those where there one product is a service delivered and at the same time products can be sold to the market. Such an example is waste incinerator whose primary purpose is to take up and treat household waste (red material type on the input side) and at the same time heat and/or energy can be sold two the market. Waste-To-Energy (WTE) facilities therefore are also considered multi-product systems.

This section deals with multi product systems and the need for allocation in processes that have more than one reference flow.

Allocation of Expenses (Carbon Footprint Burdens) to the Reference

Flows: Umberto NXT CO2 will automatically identify the products of the system, by checking the material type, the side of the process where the flow occurs, and whether the material is led to an output place.

Figure 45: Process with one product output (green), and one or more goods inputs (green).

The above figure shows a single product system, where all input materials

(expenses) are assigned to the only product being produced. The carbon rucksack of the product is based on the carbon loads gathered in the supply chain of the input materials (plus the direct emissions in the process, if any).

No allocation on the process level is required and the 'Allocations' tab in the process specification isn't visible.

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Figure 46: Process specification, 'Input/Output' tab... no allocation required

In the next figure there is a co-product (material type green, led to an output place). The expenses of the process (the input materials consumed) are shared between the two products of the system based on the allocation factors defined on the 'Allocations' tab of the process.

Figure 47: Typical process with one product output (green), a co-product output (green), and one or more goods inputs (green).

In the process specification two reference flows are identified automatically and are shown in bold red.

Note that the coefficient value of a reference flow can be set to zero ("0.00"), but at least one of the reference flows in a process must be unequal to zero.

Figure 48: Process specification, 'Input/Output' tab.

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Figure 49: Process specification, 'Input/Output' tab and 'Allocations' tab for the above process.

In this example the allocation is set to 'Physical'.

If the process has any emissions or wastes, these are specified with a red material type, and the flow is either led to an output place, or along a downstream process chain (e.g. waste sorting, waste transport, etc.) until it is led to an output place.

Figure 50: Process with product (green), co-product (green), and one or more inputs (green).

Emissions and waste (red) are considered an expense and must be allocated.

For this system the carbon rucksack of the products is based on the carbon loads gathered in the supply chain of the input materials and in the downstream chain of the waste. The allocation factors defined on the

'Allocations' tab of the process are used to assign them to the product and the co-product.

Figure 51: Process specification, 'Input/Output' tab

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Figure 52: … and 'Allocations' tab for the above process. In this example the allocation is set to

'Physical'. Input material and emission are considered an expense and have to be allocated.

Allocation on the Process Level: Allocation of expenses in processes with more than one product (reference flow) is performed on the 'Allocations' tab for each individual process.

The default setting for allocation when creating a process specification will be "User Defined" and the coefficient "1" will be entered. As a consequence the expenses are allocated equally to the products that stem from the process (two reference flows:

1:1 or 50% each, three reference flows: 1:1:1 or 33.33% of the expenses allocated to each reference flow).

Do not forget to enter appropriate individual coefficients!

To set allocation by mass (also referred to as 'Physical Causality', 'Physical

Allocation', or 'Allocation by Mass') choose the entry 'Physical' from the dropdown list at 'Default Allocation Method'.

Note that the coefficients and percentage values shown do not reflect a switch to the 'Physical' directly. The relation between the reference flow is determined during the calculation, and factors are set accordingly for the partitioning. If you want to find out about the factors that are going to be used, you can run the first calculation ('Calculate Total Flows') separately, and then view the coefficients that have been determined.

To set another allocation choose the entry 'User Defined' from the dropdown list at 'Default Allocation Method'. Then enter the allocation coefficients manually.

In the 'User Defined' setting for the default allocation method, it is also possible, to use another allocation setting for individual allocations. In this case, choose a different allocation method from the dropdown list directly in the grid line of each expense.

Allocation on the System Level: Allocation also plays a role on the system level. When a product system yields co-products, some of the guidelines and standards recommend to expand the system to also include the function of the co-products (also called to "redefine the unit of analysis"). If you choose

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Umberto NXT CO2 ifu Hamburg GmbH system expansion, rather than looking at the carbon footprint of one single product, you study the carbon footprint of the main product plus the carbon footprint of the co-product. In a separate step you can decide whether the coproducts can possibly displace the production of another product. In this case the GHG emissions associated with the co-products can be subtracted (credit for avoided burden)

System expansion with Umberto NXT CO2 can be handled in two different ways. Either make two carbon footprint models (within the same project file) or model the avoided burden within the same model for the expanded system and subtract the displaced GHG emissions with a negative coefficient from the expanded system.

Figure 53: A co-product is yielded in process T2.

Additionally the Life Cycle Phase Frame can be used with an additional "phase" for displacement. The avoided burden model section is placed in this separate box, so that it is displayed with a separate color in the results.

Figure 54: The co-product from phase 2 is directed into another phase where it is displaced.

In the Carbon Footprint Chart the avoided GHG emissions for the co-product are shown as a separate negative bar. The GHG emissions for producing the co-product are shown to the right, the displaced GHG emissions to the left.

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Figure 55: Carbon Footprint Chart with product and co-product.

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9 Results and Analysis

9.1 Carbon Footprint Calculation Results

The results of the carbon footprint calculation are shown on the 'Results' tab in the Specification Editor area after a successful calculation.

Carbon Footprint Summary: A summary of the carbon footprint results is given on the tab 'Carbon Footprint Summary'.

It shows the contribution to the from each life cycle phase, as a horizontal bar chart, and the absolute values. The sum is shown at the bottom of the table, as well as in the carbon footprint logo on the right.

Figure 56: Carbon Footprint Summary

The assignment of the environmental impact (greenhouse gas emissions) to a particular phase is done using the Life Cycle Stages frame (see section 7.5):

Depending on in which life cycle phase the place symbol that delivers the underlying flow to a process is located (indirect emission, carbon rucksack), or where the place symbol that takes up the direct emissions from a process is located, the calculated carbon footprint contribution is assigned to that particular stage. The color of the bar is synchronized with the color chosen for a particular life cycle stage.

Please note that these values do not automatically refer to one unit of the product, but rather to the manual flow quantity that has been entered before the start of the calculation.

Values which do not lie within the life cycle stages frame (see above) are grouped under "Other". If no life cycle stages frame exists, this is the only bar that is shown.

Scaling of Carbon Footprint Results: The results displayed on the page

'Carbon Footprint Summary' are scaled to the functional unit that has been defined (see section 5.5).

If no functional unit has been defined the carbon footprint results are for the quantity of the reference flow, for which the model has been calculated (e.g. the yearly production). To switch between scaled and unscaled results, toggle the button 'Toggle Scaled/Normal Values'.

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Carbon Footprint Details: Details of the carbon footprint results can be viewed on the page 'Carbon Footprint Details'.

Figure 57: Carbon Footprint Details

The default sorting is by product. Below the product entry, the phases are listed. For each phase the direct emissions, indirect emissions of resources and energy consumption, and the indirect emissions of waste disposal are distinguished.

The different levels of detail can be expanded one by one by clicking on the button with the plus sign in front of the title. Levels can be collapsed by clicking on the minus sign.

A different grouping can be done the following way: First, open the group-by area by clicking on the button 'Toggle Group-By Box' in the toolbar. Then drag the column headers into the group-by area at the sort-order position.

Figure 58: Carbon Footprint Details – different grouping.

Carbon Footprint Chart: A horizontally stacked bar chart is shown on the page 'Carbon Footprint Chart'. It shows the breakdown of the carbon footprint by phases.

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Figure 59: Carbon Footprint Chart

Use the buttons in the toolbar of each tab, to export, print or save the diagram. For more details refer to the section on printing and exporting below.

9.2 Sankey Diagrams

Sankey diagrams are flow diagrams, where the width of the arrows represents the flow quantity. The Sankey diagrams are an integral part of Umberto NXT

CO2, and the normal life cycle model view can be switched to a Sankey diagram view easily. Numerous options exist, to adapt the Sankey diagram .

Figure 60: Section of a Carbon Footprint Model in Sankey Diagram mode

To switch to the Sankey diagram mode, click on the button 'Show Sankey

Diagram' in the Model Editor toolbar. The diagram can be still be edited, even when in the Sankey diagram mode: elements can be moved, or you can click

20

The Sankey diagram component in Umberto for Carbon Footprint is based on the Sankey diagram tool e!Sankey ( http://www.e-sankey.com

), developed by ifu Hamburg GmbH.

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ifu Hamburg GmbH Umberto NXT CO2 on an arrow to see the flows in the arrow. The Sankey diagram mode can be switched off, by clicking on the button 'Show Sankey Diagram' again.

The color for each flow is defined in the properties of a material. See above section on materials.

To switch between the Sankey diagram view and the normal net model view

(with simple arrows) toggle the button 'Show Sankey Diagram' in the toolbar.

To be able to view a Sankey diagram the network must already be calculated.

Sankey Diagram Source: Apart from the total flows, it is also possible to show product-related flows, and the flow quantities weighted as carbon equivalents in a Sankey diagram.

To select the type of Sankey diagram use the dropdown menu next to the button 'Show Sankey Diagram' or use the tab 'Source of Sankey Diagram' in the Properties window area.

Figure 61: Source of Sankey Diagram

For creating a Sankey diagram that only shows the allocated product-related flows, select 'Product Flows' in the list at the top. Then choose one product in the 'Select Reference Flow' list below.

Note that the 'Product Flows and Carbon Footprint' calculation must have been executed, before this Sankey diagram type becomes available.

For showing the greenhouse gas loads as a Sankey diagram, select 'Carbon

Footprint' in the list at the top. Then choose one product in the 'Select

Reference Flow' list below.

Note that in this Sankey diagram the flow direction of the Sankey arrow turns around for emissions and wastes, in such a way that the Sankey diagram shows the contribution of the GHG emissions from these flows to the carbon footprint. In this Carbon Sankey diagram one can observe, how the material and energy consumption as well as the direct emissions add up their carbon footprint rucksacks along the product life cycle.

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Figure 62: Sankey Diagram showing product-related flows

Note that in this Sankey diagram the flow direction of the Sankey arrow turns around for.

Figure 63: A carbon Sankey Diagram with weighted flows, where the disposal flows have an inverted direction, as their carbon loads also contribute to the product's carbon footprint

In this carbon Sankey diagram the "virtual flow" of the product (large green

Sankey arrow) is visible, as it represents the total carbon footprint.

Sankey Diagram Scaling: By default, the flows in the Sankey diagram are created with a standard width in regard to the largest flow in the diagram.

The scale of the Sankey arrow width can be adapted on the tab 'Scaling of

Sankey Diagram' in the Properties window area. Should this tab be invisible, it can be opened using the command 'Scaling of Sankey Diagram' from the Tools menu.

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One slider is shown for every unit type that exists in the life cycle model.

Typically these are mass (kg) and energy (MJ), but when working with other materials such as land use, passenger transport, freight transport, etc. additional basic units (ha, pkm, tkm, ...) are introduced and each one must be scaled individually with its own slider.

Figure 64: Scaling of Sankey Diagram

The scaling ratio is shown as px per basic unit. It can be adapted by dragging the slider.

Remove the check mark in front of the unit type name, to hide flows of that type.

Sankey Diagram Options: There are numerous options for adapting the

Sankey diagram in Umberto NXT CO2.

Please check the 'Sankey Options and Style' panel in the Arrow properties window. Also see the Net properties window for general options for Sankey diagrams. Thirdly, there are options related to the connectivity of Sankey arrows at a process and the stacking at the first Sankey arrow segment in the

Process properties window.

Figure 65: Sankey Options in the Arrow properties dialog

For one or more selected Sankey arrows, the following options can be set:

Arrow Head: Show an explicit arrow head for the arrow. Also note the settings for arrow heads for small arrows and arrow spikes.

Arrow Tail: Show an explicit arrow tail for the arrow.

Orthogonal: Show the Sankey arrow with orthogonal (90°) bends.

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Rounded: Show the Sankey arrow with rounded bends. The setting in the

'Curviness' field determines if the rounded bends are soft or sharp. This option can also be used in combination with the 'Orthogonal' setting (see above)

Border: Show a borderline around the colored Sankey arrow. You may choose a line style and a color for the border line by clicking on the line symbol or on the button 'Select Color'.

Apply changes to the Sankey arrow for individual selected arrow, or for several arrows (Multi Element Editing, see 6.1 General

Element Related). The keyboard shortcut CTRL+A marks the whole carbon footprint model, and when 'Arrows' is selected from the dropdown list in the Properties window, the changed will be applied to all arrows.

Additional Sankey options are available for the whole Sankey diagram (rather than for individual arrows) in the property dialog for the diagram that shows in the Property Editor when no element is selected. These relate to spikes for the

Sankey arrows:

Figure 66: Sankey arrow-related options in Diagram Properties dialog

Always draw arrow spikes: all arrows, independent of the arrow width will show a spike.

Spike for arrows up to: Only arrows which have a width up to the chosen value (in pixels) will display a spike.

Figure 67: Example for arrow spike for small arrows only

Further options for Sankey diagrams relate to the way arrows connect to the process symbols, and how they are stacked. These options can be set

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Properties dialog, when the process is marked.

Figure 68: Sankey arrow-related options in Process Properties dialog

Connectivity: The connectivity setting for a process, describes how arrows can attach to the process.

The 'Connectivity' dropdown list allows restricting the general direction of the arrows linked to that process. As a default setting, the arrows are "free", and do connect to the top, left, right or bottom of the process symbol. In the setting "Free" the angle of the gray arrow point on the arrow determines the edge to which the arrow connects (see section on Arrow Points for more details).

To force the connecting arrows to leave a process at the bottom, and to arrive at a process only at the top edge, choose 'Top to Bottom'. If you wish the arrows to leave the process from the right edge, and to enter in the process from the left, choose 'Left to Right'. The opposite directions ('Bottom to Top') and ('Right to Left') are less common but are also available.

Stacking Order: If more than one arrow is connected to a process, either all leaving a process on the same side, or several arrows arriving on the same side as in a joint arrow head, the arrows are automatically stacked on the last segment of the arrow.

When the arrows branch off after the first horizontal or vertical segment (at the yellow lug point, see Section on Arrow Points for more information) a wrong stacking order might lead to crossing arrows. There are two alternatives for determining the stacking order (order in which the arrows are connected to the process): 'Angle' and 'Z-Order'.

Sort by Angle: In the default setting for the 'Stacking' option, the stacking depends on the angle of the imaginary line between the centers of the two processes the arrow connects. When dragging a process around in the diagram, the stacking order might therefore be rearranged.

Sort by Z-Order: The Z-Order of arrows (the layer on the drawing area) can be influenced with the command 'Bring Forward' or 'Send Backward' from the context menu of an arrow. Using 'Bring To Front' brings the selected arrow all the way to the front, while 'Send to Back' sends it to the last layer of the diagram. With this option, the arrow which is in the front (topmost layer) will be the first arrow to connect to the process, while the one that is on the last layer is the one that connects at the bottom of the process.

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Padding: The connection of the arrows at a process symbol is usually exactly at the border line of the process symbol (distance is '0' pixels). In some cases, however, it might be advantageous to set a padding distance (e.g. when using images instead of the default square box as process symbol). The padding distance can be set in the field 'Padding'.

The padding distance value can also be negative (e.g. -12 px). The arrow foot and the arrow heads connected at a process with a negative padding value seem to end under the process symbol. This effect can be used, for example for hidden process symbols, to let an arrow head connect apparently directly into an arrow tail.

Sankey Diagram Mode Display: Several Sankey diagram modes are available. You can visualize 'Total Flows', 'Product Flows', or a Sankey diagram for the carbon footprint. Switching between the Sankey diagram modes is done using the cascading menu next to the 'Show Sankey Diagram' button or in the View menu.

The currently set Sankey diagram mode can be shown as text element by choosing the entry 'Sankey Mode Label' from the Draw menu. Showing the

Sankey diagram type is especially useful for printing and exporting the diagram, as it tells you what the Sankey diagram represents.

Just like a regular text label, its properties can be edited in the property dialog. Text font and size can be adapted. The label can be moved and positioned in the editor area.

The label text is generated automatically and cannot be edited. It reflects the entries chosen in the 'Show Sankey Diagram' cascading menus.

The Sankey diagram mode can be removed by choosing 'Delete' from its context menu, or by selecting the label and hinting the DEL key. Once deleted, it can be shown again via the 'Draw' menu.

9.3 Exporting

9.3.1 Exporting Life Cycle Model Diagrams

Copy Model (Net Diagram) to Clipboard: To take over the net model

(either in the default view, or in the Sankey diagram mode) to another application, such as a text editor, a presentation software, or a graphics diagram) use the command 'Select All' from the context menu of the Model

Editor area. Then use the command 'Copy' to copy it to the clipboard. Switch to the other application (Word, Power Point, etc.) and paste the content of the clipboard there.

Export Model as Diagram: In order to save the carbon footprint model as a graphic, either in the regular net diagram view or as a Sankey diagram, choose the command 'Export Net' from the 'File' menu. Alternatively use the button 'Export Diagram' from the toolbar of the editor window. The model currently on top will be exported.

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A settings dialog will appear allowing to define the export quality. It is recommended to select a large zoom factor (e.g. 400%) before exporting the diagram to a file, and then to reduce the size of the image file, in order to obtain the best quality (e.g. in a printout).

In the 'Save As' dialog select a destination folder and set the file type. The following file types are available: PNG, JPG, GIF, BMP, EMF.

Copy Carbon Footprint Logo to Clipboard: Should you wish to use the footprint logo (featuring the name of the product and the calculated carbon footprint value) in another application, you can copy it to the clipboard using the 'Copy Image' entry from the context menu of the logo.

In the target application paste the content of the clipboard. The image can be resized.

Figure 69: The footprint logo can be copied and exported using the context

Export Carbon Footprint Logo: The carbon footprint logo can also be saved as a diagram file. From the context menu of the footprint logo on the 'Carbon

Footprint Summary page, select the command 'Save Image as...". Choose a file format and the destination folder. The following graphic file formats are available: PNG, JPG, BMP, and GIF.

A default name made up from the model name and the product name is suggested, but any name can be chosen to save the file.

Choosing 'Copy Text' from the context menu of the footprint logo allows copying the value of the carbon footprint (in kg CO2-equivalents) and the name of the product to the clipboard as text.

Note that the carbon footprint value refers to either the quantity of the reference flow for which the model has been calculated

(e.g. yearly production quantity), or for on unit of the product, if the results are viewed scaled to on unit of product (functional unit). Use the button 'Toggle Scaled/Normal View' to switch between the two values before exporting the footprint logo.

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9.3.2 Exporting Inventories and Results

Export Active Inventory: The inventories and tables shown on the tabs

'Input/Output Flows' and 'Input/Output per Product' can be exported to

Microsoft Excel using the button 'Export Active Inventory Table'.

Export Carbon Footprint Data and Graphics: The result tables and graphics of the carbon footprint calculation on the tabs 'Carbon Footprint

Summary', 'Carbon Footprint Details' and 'Carbon Footprint Chart' can be exported to Excel using the button 'Export Active Result Table'.

Export Inventory Raw Data: The inventory raw data can be exported to

Microsoft Excel. This allows for creating any other customized table with selected results and diagrams based upon these.

Note that each entry has a time stamp, so that when results of several

(different) calculations are exported and then copied into one Excel sheet together, comparisons over the differences can be performed.

Should you wish to create specific graphical analyses and diagrams, it is recommended to make an export of all calculated flow data and work with Excel.

Export Inventory as Process Specification: To export all inventory data in raw format, use the button 'Export Material Flow Raw Data' from the dropdown menu under the 'Export Data' button. A name has to be given for the Excel export file.

Choose the command 'Export Input/Output Data (Linear Specification)' from the dropdown menu of the button 'Export Data' on the 'Inventories' tab. The inventory data will be exported in the following format:

Input:

Column A

Column B

(hidden)

Material

Material GUID

Column C

Column D

Column E

Column F

Material Group

Material Type

Data Source

Quantity

Name of material entry.

This is a unique GUID for the material. Do not modify. It is recommended to keep this column hidden.

Name of material group

"Good", "Bad" or "Neutral"

The data source, if the material entry is from a master material database

Value in full with all decimal digits even if less digits are shown in the inventory due to number format

Basic unit Column G Unit

Column H is empty and used for visual separation only.

Output:

Column I

Column J

(hidden)

Material

Material GUID

Name of a material entry.

This is a unique GUID for the material. Do not modify. It is recommended to keep

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Column K

Column L

Column M

Column N

Material Group

Material Type

Data Source

Quantity

Column O Unit

Umberto NXT CO2 this column hidden.

Name of material group.

"Good", "Bad" or "Neutral"

The data source, if the material entry is from a master material database

Value in full with all decimal digits even if less digits are shown in the inventory due to number format

Basic unit

Figure 70: Raw Data Export to Excel in the Linear Specification format

Note that this is the same format that can be used to specify a process. By this, you can export the inventories calculated for a whole model, for a subnet or for any chosen selection of the model, and use it as linear process specification (see section 7.1 for details).

9.4 Printing

9.4.1 Printing Life Cycle Model Diagrams

Print Model (Net Diagram): To print the currently active model, select the command 'Print Net' from the File menu. Alternatively use the 'Print Diagram' button from the toolbar of the Model Editor. A print preview will be presented, that allows page setup and adapting the zoom for the printout. The page settings dialog can also be called from the File menu.

9.4.2 Printing Inventories and Results

Print Inventories: The inventories and tables shown on the 'Input/Output' and 'Input/Output per Product' pages of the 'Inventories' tab can be printed by clicking on the button 'Print Active Inventory Table'. A PDF file will be generated for printout.

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Make sure that column order, column width and sorting are set properly before printing. Columns can also be hidden using the

'Field Chooser'.

Print Carbon Footprint Data and Graphics: The result tables and graphics of the carbon footprint calculation on the pages 'Carbon Footprint Summary',

'Carbon Footprint Details' and 'Carbon Footprint Chart' of the 'Results' tab can be printed by clicking on the button 'Print Active Result Table'. A PDF file will be generated for printout.

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10 Live Link to Excel

With this feature a "live" connection from one or more Excel spreadsheets to elements in an Umberto NXT model can be established. When changes are made in the spreadsheets connected to the Umberto model, it can be updated

(automatically or manually). The next calculation of the model will then be performed using the new values.

Live Links are currently supported for:

Process flow coefficients (input and output side), see section

Arrow flow specification, see section

Place begin quantity specification, see section

Process parameters, see section

Net parameters, see section

Live Links to Excel can only be created for existing coefficients. Creating new flow coefficients or parameters directly with this feature is not possible. The

Live Link to Excel works for the following versions of Microsoft Excel: Excel XP

(2002), Excel 2003, Excel 2007 and Excel 2010.

Live Link for Numeric Values: The Live Link dynamically links the coefficient value (process specification flow coefficient, process parameter value, net parameter value, etc.) in an Umberto model to a cell in an Excel spreadsheet.

When the user changes the value in the cell of the Excel sheet, the value in the model will be updated automatically. The subsequent model calculation will result in new values and reflect the updated data.

Mind that changes made in the data source (Excel spreadsheet) file may also lead to a model that yields errors during the calculation due to the modified values. This is especially dangerous, if the Excel spreadsheet file is accessible to other persons for editing, that are not aware that the Umberto models draw their values via Live Links from these files

Establishing Live Link: A Live Link is created by copying a cell value in Excel

('Ctrl-C') and pasting it ('Ctrl-V') in the "Quantity" field of an input or output flow entry in a process specification (or any other target field). Alternatively paste the copied cell address using the command 'Paste Live Link' from the context menu of the "Quantity" column.

A Live Link reference to the address of the cell in the spreadsheet will be created. An icon is shown, in the field to indicate the existence and status of the Live Link.

It is required to save the Excel spreadsheet file at least once so that the file name and path are available, before the Live Link can be created. Freshly created and still unsaved files will not allow creating Live Links.

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Figure 71: Copy the cell value in Excel. Select the target element in the Umberto model. In the specification area paste it into the 'Coefficient' column.

Note that there can be multiple Live Links from one or more Excel worksheet(s) in one or more Excel file(s) into one or more models in an

Umberto NXT project.

The Excel files can also be located on a shared network drive so that other users can update the values. When handing over an Umberto NXT project file

(.umberto file) to another user, make sure that the data source file to which there are Live Link references are also shared to keep the Live Link operational.

Note that the Live Link references only the value of the cell content, so that the cell in Excel may also contain a formula or a currency sign (e.g. "1.000 $").

Update of Live Links: When an Umberto NXT model that contains Live Links is opened, the user is prompted with a dialog box and asked whether the Live

Links should be updated.

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Live Links can also be updated at any time using the commend 'Update Live

Links' (menu 'Tools' > command 'Update Live Links') or by clicking on the

'Update Live Links' button in the main tool bar.

If the Excel file is kept open for editing, any changes made to the Excel file will lead to an update of the linked coefficient or parameter value in the Umberto model. However, the new model results (carbon footprint results) will only be determined in the calculation of the model.

Editing Live Links: An overview of all Live Links can be seen in the 'Edit Live

Links' dialog (menu 'Tools' > command 'Live Links…'). Note that this command in the Edit menu is only active after the first Live Link has been set, otherwise it appears greyed (inactive).

Figure 72: Edit Live Links dialog shows the Excel files and cells to which Live Links have been created

The name of the source Excel file is shown in a selection list in the panel

'Source' at the top. The path to the location of the file is shown below the list.

To modify the source Excel file click on the button 'Edit…'. To open the connected Excel file click on 'Open…'.

For the Excel file selected in the dropdown list 'Source' above, all existing Live

Links are shown in the 'Source Live Links' table below. Switch between the different source files to see the respective Live Link references in the table.

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Each Live Link entry can also be directly edited in this table: A Live Link reference can be pasted directly in one selected line (as an alternative to pasting it into the flow table in the 'Properties' dialog of an arrow as described above).

In case the Live Link is to a specific cell address, this address (e.g.

"Table1!A15") is shown in the column 'Reference'. Should the reference be into a named cell (see below), this is shown in the columns 'Name' and 'Scope'

(i.e. the name of the worksheet).

Using Named Cell Areas in Excel to Maintain Live Links to Cells: When a

Live Link is created to a cell in an Excel sheet, the reference is by default made to the cell ID (e.g. "C1"). However, if the spreadsheet layout is changed, the location of the cell with the value that is linked to the diagram might be shifted. This happens, for example, when columns or lines are inserted.

In order to maintain the Live Links even when the location of the original cell changes, it is necessary to work with named cells.

Before you create the Live Link as described above, don't forget to name the cell in Excel

21

. Names must start with a letter and must not contain spaces.

Figure 73: Named cell in Microsoft Excel 2007. For cell C6 the name 'BUCKET_WEIGHT' has been defined.

21

In Excel 2003: Menu Insert > Names > Define. In Excel 2007 and Excel 2010: Menu

Formulas > Define Names or context menu of selected cell > Name a Range > New Name).

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When a Live Link is created from a value in a named cell, it will use the name of the cell instead of the direct cell address ID. The named cell can be located anywhere in the Excel sheet, even when it is moved. When the value in the named cell is updated, the Live Link will still work even though it might have a different location.

The cell name is shown in the "Edit Live Link" table in the "Reference" column.

Figure 74: Microsoft Excel 2007 Name Manager also shows the named cells, their current value and the cell it references.

There are speedier and more robust solutions than Live Link references and Excel as data source for import of data. ifu

Hamburg GmbH can provide customized solutions for reliable data import to Umberto NXT. Please inquire.

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Annex

ifu Hamburg GmbH

Annex A: Recommended Reading

British Standards Initiative (BSI): PAS 2050:2008

British Standards Initiative (BSI): PAS 2050:2011

British Standards Initiative (BSI): Guide to PAS 2050 – How to assess the carbon footprint of goods and services (2008)

Greenhouse Gas Protocol WRI/WBCSD: 'Corporate Standard (2011). Available at: http://www.ghgprotocol.org/standards/corporate-standard

Greenhouse Gas Protocol WRI/WBCSD: 'Corporate Value Chain (Scope 3)

Accounting and Reporting Standard (2011). Available at: http://www.ghgprotocol.org/standards/scope-3-standard

Greenhouse Gas Protocol WRI/WBCSD: 'Product Life Cycle Accounting and

Reporting Standard (2011). Available at: http://www.ghgprotocol.org/standards/product-standard

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Annex B: Valid Expressions in Formulas

a) Basic Mathematical Operations

Addition expr1+expr2

Examples: 3400+23.7

64+100

Subtraction expr1-expr2

Examples: 4000-500

64-(5+9.6)

Multiplication expr1*expr2

Examples: 930*5.976

(55+x)*66

Division expr1/expr2

Examples: 780/32

9000/(88*6.23)

Note that division by zero is not defined. The expression used as denominator

("expr2") must not to be "0"! b) Comparison Operators

TRUE and FALSE are represented by numerical values. The result of the comparison operators on this page is either 1 (for TRUE) or 0 (for FALSE).

>(expr1,expr2) is TRUE, if expr1 is greater than expr2, else FALSE.

Examples: >(234,X01*4)

>(MAX(x,y),134)

<(expr1,expr2) is TRUE, if expr1 is smaller than expr2, else FALSE.

Examples: <(56.9,X02/.8)

<(SQR(A33),4)

=(expr1,expr2) is TRUE, if expr1 equals expr2, else FALSE.

Examples: =(400,23.7) FALSE

=(4*100,500-100) TRUE

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Umberto NXT CO2 ifu Hamburg GmbH c) Exponential- and Logarithmic Functions

EXP(expr) calculates Euler figure (e=2.71828) with exponent expr. is 20.085 Example: EXP(3)

LN(expr) calculates natural logarithm of expr

Example: LN(5+y3) is 2.19722 for y3 = 4 d) Square and Square Root Function

SQR(expr) square (quadratic) function of expr

Example: SQR(2*4) is 64

To perform exponential calculations with an exponent larger than 2, please use the function EXP. EXP(expr2*LN(expr1)) is a way of calculating "expr1 to the power of expr2".

SQRT(expr) square root of expr

Example: SQRT(100+11*4) e) Extreme- and Absolute Values is 12

MAX(expr1,expr2) delivers the maximum value of expr1 and expr2

Example: MAX(3*SQR(x),22) is 27 for x=3

MIN(expr1,expr2) delivers the minimum value of expr1 and expr2

Example: MIN(1000, 4*d01) is 800 for d01=200

ABS(expr) delivers absolute value

Example: ABS(-0.98) is 0.98

INT(expr) delivers integral part of expr

Example: INT(3/2) is 1

ROUND(expr1,expr2) divides expr1 by expr2, rounds the result to the next integral figure and multiplies with expr2.

Examples: ROUND(12.345,0.01) is 12.35

ROUND(123,10) is 120

RANGE(expr1,expr2,expr3)

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ifu Hamburg GmbH Umberto NXT CO2 if the value of expr1 lies within the range set up by expr2 and expr3, the result "0" is delivered. If the value lies below the value range (expr1<expr2), the result of the function is "-1". If expr1 lies above the range (expr1>expr2), the result of the function is "1". Note that the RANGE function can also be built using several IF-functions. f) Boolean Functions

TRUE stands for any figure unequal zero (not Null), FALSE has the value 0

(Null, zero).

AND(expr1,expr2) delivers TRUE (1), if expr1 and expr2 are both not Null, else FALSE (0)

Example: AND(>(x1,x2),=(y1,y2))

OR(expr1,expr2) delivers logical value TRUE (1), if expr1 or expr2 are TRUE, else FALSE (0)

Example: OR(>(x1,x2),=(x1,x2))

NOT(expr) delivers negative logical value

Example: NOT(=(x,3))

IF(expr1,expr2,expr3) conditional query for logical value of expr: if expr1 not Null (i.e. TRUE), the result is expr2, else expr3.

Example: IF(>(d4,e3),1,-1) is 1 for d4=5 and e3=4

FALSE() delivers logical value FALSE, i.e. 0

TRUE() delivers logical value TRUE, i.e. 1 g) Trigonometric Functions

The trigonometric functions use the radian measure (multiple of *=3.14159..., delivered by PI()).

COS(expr)

Cosinus of expr

Example: COS(2*PI()) is 1

SIN(expr)

Sinus of expr

Example: SIN(1.5) is 0.99749

TAN(expr)

Tangens of expr.

Example: TAN(1) is 1.557407

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ARCTAN(expr)

Arcustangens of expr

Example: ARCTAN(1) is 0.7853

PI() the constant ∏ (3.141592654...) ifu Hamburg GmbH

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Index

—A—

Activation ............................................................................................... 8

Activity Data ......................................................................................... 17

Adapt Element Size to Master ................................................................. 47

Adapt Process Size to Arrow ................................................................... 47

Add Point ............................................................................................. 52

Alignment ............................................................................................ 47

Allocation ............................................................................ 18, 66, 82, 85

Economic Value .................................................................................. 66

Mass ................................................................................................. 66

Physical............................................................................................. 66

User Defined ...................................................................................... 66

Analysis ............................................................................................... 88

Angle ................................................................................................... 95

Arrow .................................................................................................. 46

Description ........................................................................................ 53

Flow Label ......................................................................................... 53

Options ............................................................................................. 53

Reconnect ......................................................................................... 53

Arrow Border ........................................................................................ 94

Arrow Connectivity ................................................................................ 95

Arrow Draw .......................................................................................... 51

Arrow Head .......................................................................................... 93

Arrow Point .......................................................................................... 52

Arrow Properties ................................................................................... 53

Arrow Routing....................................................................................... 52

Arrow Spike .......................................................................................... 94

Arrow Stacking ..................................................................................... 95

Arrow Tail ............................................................................................ 93

Assistant ........................................................................................ 33, 37

Avoided Burden .................................................................................... 86

—B—

Biogenic Carbon .................................................................................... 20

BIOGRACE............................................................................................ 10

BIOGRACE Project ................................................................................. 25

BMP ..................................................................................................... 97

—C—

Calculation ........................................................................................... 78

Carbon Footprint ................................................................................ 81

Log File ............................................................................................. 80

Model Section .................................................................................... 81

Product Flows .................................................................................... 81

Reset ................................................................................................ 81

Total Flows ........................................................................................ 81

Warnings ........................................................................................... 80

Capital Goods ....................................................................................... 18

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Carbon Footprint

Chart ................................................................................................ 89

Details .............................................................................................. 89

Export .............................................................................................. 98

Logo ................................................................................................. 88

Print ............................................................................................... 100

Sankey Diagram ................................................................................ 91

Scaling ............................................................................................. 88

Summary .......................................................................................... 88

Carbon Footprint Background ................................................................. 14

Carbon Footprint Calculation .................................................................. 79

Carbon Rucksack ............................................................................. 17, 43

Carbon Storage .................................................................................... 20

Clipart ................................................................................................. 50

Close

Model ............................................................................................... 35

Project .............................................................................................. 34

Coefficient ........................................................................................... 57

Colombia GWP Database ........................................................................ 10

Colombian Carbon Footprint Data ........................................................... 26

Color ................................................................................................... 42

Column Order ....................................................................................... 29

Column Selector ................................................................................... 29

Column Width ....................................................................................... 29

Compatibility ........................................................................................ 11

Connection ...................................................................................... 46, 51

Connectivity ......................................................................................... 95

Copy Element ....................................................................................... 48

Corporate Carbon Footprint .................................................................... 14

Credit .................................................................................................. 19

Curviness ............................................................................................. 94

—D—

Data .................................................................................................... 22

Database Installation ............................................................................. 10

Deactivation ........................................................................................... 9

Define

Material ............................................................................................ 41

Delete

Material ............................................................................................ 44

Material Group ................................................................................... 40

Model ............................................................................................... 35

Delete Element ..................................................................................... 48

Diagram

Export .............................................................................................. 96

Direct Emissions .............................................................................. 17, 89

Displacement ....................................................................................... 86

Display Element .................................................................................... 47

Draw Arrow .......................................................................................... 51

Duplicate Places .................................................................................... 51

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—E—

e!Sankey ............................................................................................. 11

Ecoinvent ............................................................................................. 22 ecoinvent v2.2 ...................................................................................... 10

Edit Live Link ...................................................................................... 103

Element

Layer ................................................................................................ 49

Order ................................................................................................ 49

Element Properties ................................................................................ 48

Ellipse .................................................................................................. 54

EMF ..................................................................................................... 97

Emission Factors ................................................................................... 17

Error Log.............................................................................................. 13

Excel ............................................................................................ 98, 101

Import Process Specification ................................................................ 58

Export ................................................................................................. 96

—F—

Filter ................................................................................................... 29

Fixed Number Format ............................................................................ 32

Flows Calculation .................................................................................. 79

Foot .................................................................................................... 97

Footprint Logo

Copy to Clipboard ............................................................................... 97

Export ............................................................................................... 97

Text .................................................................................................. 97

Functional Unit ........................................................................... 16, 42, 74

Functions .................................................................................. 36, 60, 64

—G—

Generic Materials .................................................................................. 62

GHG Protocol ........................................................................................ 15

GHGs ................................................................................................... 14

GIF ...................................................................................................... 97

Graphical Element ................................................................................. 54

Insert ............................................................................................... 46

Gray Arrow Point ................................................................................... 52

Greenhouse Gas Protocol Initiative .......................................................... 15

Grid Filter ............................................................................................. 29

Grid Handling ....................................................................................... 28

Group By ............................................................................................. 29

GWP .............................................................................................. 17, 23

GWP Data Installation ............................................................................ 10

GWP Value ........................................................................................... 43

—H—

Hide Element ........................................................................................ 47

—I—

Icon ....................................................................................... see: Image

Image............................................................................................ 49, 54

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Import

Material ............................................................................................ 60

Imported Materials ................................................................................ 40

Imported Materials Group ...................................................................... 60

Indirect Emissions ............................................................................ 17, 89

Infrastructure ....................................................................................... 18

Input .............................................................................................. 46, 51

Insert Element ...................................................................................... 46

Installation ............................................................................................. 7

Inventories

Export .............................................................................................. 98

Print ................................................................................................. 99

Inventory

Export as Process Specification ............................................................ 98

Raw Data Export ................................................................................ 98

ISO 14040 ........................................................................................... 14

ISO 14044 ........................................................................................... 14

ISO 14067 ........................................................................................... 15

—J—

JPG ..................................................................................................... 97

—L—

Label

Arrow ............................................................................................... 53

Place ................................................................................................ 51

Process ............................................................................................. 50

Land Use ............................................................................................. 21

Layer................................................................................................... 49

LCA ..................................................................................................... 14

License .................................................................................................. 8

License Deactivation ................................................................................ 9

License Removal ..................................................................................... 9

License Transfer ..................................................................................... 9

License Update ....................................................................................... 9

Life Cycle Model .......................................................................... see Model

Life Cycle Phase

Color ................................................................................................ 68

Create .............................................................................................. 67

Rename ............................................................................................ 68

Resize............................................................................................... 68

Width ............................................................................................... 68

Life Cycle Stages .................................................................................. 67

Line .................................................................................................... 54

Live Link ............................................................................................ 101

Cell Reference ................................................................................. 101

Copy&Paste ..................................................................................... 101

Create ............................................................................................ 101

Edit ................................................................................................ 103

Named Cell Areas ............................................................................. 104

Net Parameter ................................................................................... 36

Numeric .......................................................................................... 101

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Parameter ......................................................................................... 64

Process Coefficient ............................................................................. 61

Update ............................................................................................ 102

Log File ................................................................................................ 13

Logo .................................................................................................... 97

—M—

Manual Flow ......................................................................................... 78

Mass Balance ........................................................................................ 18

Master Materials.................................................................................... 44

Material ............................................................................................... 41

Color ................................................................................................ 42

Define ............................................................................................... 41

Delete ............................................................................................... 44

Description ........................................................................................ 41

Edit .................................................................................................. 43

Functional Unit ................................................................................... 42

GWP Value ........................................................................................ 43

Import .............................................................................................. 60

Move ................................................................................................ 43

Name ................................................................................................ 41

New .................................................................................................. 41

Properties .......................................................................................... 43

Rename ............................................................................................ 43

Search .............................................................................................. 43

Material Group ...................................................................................... 40

Delete ............................................................................................... 40

Description ........................................................................................ 40

Imported ........................................................................................... 40

Move ................................................................................................ 40

New .................................................................................................. 40

Properties .......................................................................................... 40

Rename ............................................................................................ 40

Material Type ............................................................................. 42, 74, 82

Merge Places ........................................................................................ 51

Model .................................................................................................. 34

Close ................................................................................................ 35

Copy to Clipboard ............................................................................... 96

Delete ............................................................................................... 35

Description ........................................................................................ 35

Export ............................................................................................... 96

Net Parameter ................................................................................... 35

New .................................................................................................. 34

Open ................................................................................................ 34

Print ................................................................................................. 99

Properties .......................................................................................... 35

Rename ............................................................................................ 35

Model Section ....................................................................................... 81

Modelling Editor .................................................................................... 46

Module................................................................................................. 70

Copy ................................................................................................. 71

Delete ............................................................................................... 71

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Umberto NXT CO2 ifu Hamburg GmbH

Group ............................................................................................... 70

Paste ................................................................................................ 71

Properties ......................................................................................... 71

Thumbnail ......................................................................................... 71

Module Gallery ..................................................................................... 70

Move Element....................................................................................... 47

Multi Element Edit ................................................................................. 48

Multi Product System............................................................................. 82

Multi Selection in Grid ........................................................................... 30

Multi-Output ......................................................................................... 66

—N—

Name Element ...................................................................................... 49

Net Parameter ...................................................................................... 35

Create .............................................................................................. 35

Define .............................................................................................. 35

Delete .............................................................................................. 36

Functions .......................................................................................... 36

Live Link ........................................................................................... 36

Remove ............................................................................................ 36

New

Material ............................................................................................ 41

Material Group ................................................................................... 40

Model ............................................................................................... 34

Project .............................................................................................. 33

Number Format .................................................................................... 31

—O—

Open

Model ............................................................................................... 34

Project .............................................................................................. 33

Options ........................................................................................... 11, 31

Arrow ............................................................................................... 53

Places ............................................................................................... 51

Process ............................................................................................. 50

Orthogonal ........................................................................................... 93

Output ............................................................................................ 46, 51

—P—

Padding ............................................................................................... 96

Parameter ............................................................................................ 63

Create .............................................................................................. 63

Define .............................................................................................. 63

Delete .............................................................................................. 65

Functions .......................................................................................... 64

Live Link ........................................................................................... 64

Model ............................................................................................... 35

Remove ............................................................................................ 65

Partitioning .......................................................................................... 85

PAS 2050 ........................................................................................ 14, 25

PCR ..................................................................................................... 15

Phases ................................................................................................. 67

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Place ............................................................................................. 46, 50

Adapt to Arrow ................................................................................... 47

Align ................................................................................................. 47

Copy ................................................................................................. 48

Delete ............................................................................................... 48

Description ........................................................................................ 51

Display.............................................................................................. 47

Duplicate ........................................................................................... 51

Hide ................................................................................................. 47

Image ............................................................................................... 49

Insert ............................................................................................... 46

Label ................................................................................................ 51

Merge ............................................................................................... 51

Move ................................................................................................ 47

Name ................................................................................................ 49

Options ............................................................................................. 51

Resize ............................................................................................... 47

Set ................................................................................................... 50

Type ................................................................................................. 51

Place Identifier...................................................................................... 57

Place Properties .................................................................................... 51

PNG ..................................................................................................... 97

Print .................................................................................................... 99

Process ..................................................................................... 46, 49, 56

Adapt to Arrow ................................................................................... 47

Add .................................................................................................. 49

Align ................................................................................................. 47

Allocation .......................................................................................... 66

Coefficient ......................................................................................... 57

Copy ................................................................................................. 48

Delete ............................................................................................... 48

Description ........................................................................................ 50

Display.............................................................................................. 47

Excel Import ...................................................................................... 58

Fill Color ............................................................................................ 50

Flow ................................................................................................. 56

Functions .......................................................................................... 60

Generic Material ................................................................................. 62

Hide ........................................................................................... 47, 50

Image ......................................................................................... 49, 50

Import Specification ........................................................................... 58

Input ................................................................................................ 56

Insert ............................................................................................... 46

Label ................................................................................................ 50

Live Link ........................................................................................... 61

Move ................................................................................................ 47

Name ................................................................................................ 49

Options ............................................................................................. 50

Output .............................................................................................. 56

Parameter ......................................................................................... 63

Remove Flow ..................................................................................... 58

Resize ............................................................................................... 47

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Set ................................................................................................... 49

Show ................................................................................................ 50

Specification ...................................................................................... 56

Process Properties ................................................................................. 50

Product ........................................................................................... 74, 82

Product Carbon Footprint ....................................................................... 14

Product Flows

Calculation ........................................................................................ 81

Export .............................................................................................. 98

Print ................................................................................................. 99

Sankey Diagram ................................................................................ 91

Project................................................................................................. 33

Assistant ........................................................................................... 33

Close ................................................................................................ 34

New ................................................................................................. 33

Open ................................................................................................ 33

Project Explorer .................................................................................... 33

Properties

Arrow .......................................................................................... 48, 53

Material ............................................................................................ 43

Material Group ................................................................................... 40

Model ............................................................................................... 35

Place ........................................................................................... 48, 51

Process ........................................................................................ 48, 50

Property Editor ..................................................................................... 48

—R—

Reconnect Arrow ................................................................................... 53

Rectangle............................................................................................. 54

Recycling ............................................................................................. 19

Red Arrow Point .................................................................................... 53

Redo ................................................................................................... 31

Reference Flow ..................................................................................... 74

Registration ........................................................................................... 8

Reset Calculation .................................................................................. 81

Resize Element ..................................................................................... 47

Results ................................................................................................ 88

Scaling ............................................................................................. 80

Review ................................................................................................ 45

Rounded .............................................................................................. 94

Rounded Rectangle ............................................................................... 54

—S—

Sankey Diagram ................................................................................... 90

Arrow Border ..................................................................................... 94

Arrow Head ....................................................................................... 93

Arrow Spike....................................................................................... 94

Arrow Tail ......................................................................................... 93

Carbon Footprint ................................................................................ 91

Colors ............................................................................................... 91

Mode Label ........................................................................................ 96

Mode on/off ....................................................................................... 90

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Options ............................................................................................. 93

Orthogonal ........................................................................................ 93

Product Flows .................................................................................... 91

Rounded ........................................................................................... 94

Scaling .............................................................................................. 92

Source .............................................................................................. 91

Scaling .......................................................................................... 80, 88

Scientific Number Format ....................................................................... 32

Search ........................................................................................... 43, 57

Search Filter ......................................................................................... 29

Single Output Process ............................................................................ 82

Single Product System ........................................................................... 74

Sorting ................................................................................................ 29

Specification ......................................................................................... 56

Flow ................................................................................................. 78

Stacking Order...................................................................................... 95

Standard Number Format ....................................................................... 32

Start Flow ............................................................................................ 78

Supplemental Data Installation ............................................................... 10

Support ............................................................................................... 12

System Boundary .................................................................................. 15

System Expansion ................................................................................. 85

System Requirements .............................................................................. 7

—T—

Text .................................................................................................... 54

Thousands Separator ............................................................................. 32

Total Flows ........................................................................................... 81

Export ............................................................................................... 98

Print ................................................................................................. 99

Transfer License ...................................................................................... 9

Trigger Flow ......................................................................................... 78

Tutorial ....................................................................................... 6, 20, 21

—U—

Umberto NXT Product Family .................................................................. 11

Uncertainty .......................................................................................... 19

Undo ................................................................................................... 31

Uninstall .............................................................................................. 13

Update ............................................................................................. 9, 11

Software ........................................................................................... 11

Update Live Link ................................................................................. 102

—V—

Virtual Reference Flow ........................................................................... 76

—W—

Waste Input ......................................................................................... 78

Window Handling .................................................................................. 27

User Manual Page 119

Umberto NXT CO2 ifu Hamburg GmbH

—Y—

Yellow Arrow Point ................................................................................ 52

—Z—

Z order ................................................................................................ 95

Notes:

Page 120 User Manual

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Key Features

  • Calculate carbon footprint
  • Graphical life cycle modelling
  • Analysis and visualization of GHG emissions
  • Extensive material database
  • Export to Excel
  • Sankey diagrams
  • Integrated calculation of GWP100a
  • User-friendly interface

Frequently Answers and Questions

How can I calculate the carbon footprint of a product using this software?
This software is specifically designed to calculate the carbon footprint of products. You can create a graphical model representing the life cycle of the product and specify the processes and activities involved. The software then calculates the material and energy flows, as well as the associated carbon flows, and displays the results graphically and in tables.
What data is included in this software?
The software comes with a database containing carbon footprint values (GWP100a) for approximately 4500 materials and processes. You can also add your own materials and carbon footprint values to the database.
What are the system requirements for this software?
The software requires a Windows XP, Windows Vista, Windows 7, or Windows 8 operating system. It also requires Microsoft .NET Framework 3.5 SP1, 1 GB RAM or higher, and 150 MB or more available hard disk space.

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