Xerox Secure Access Unified ID System Installation guide

Xerox Secure Access Unified ID System Installation guide
Software Version 5.3
August 2014
702P03158
Embedded for Xerox EPA-EIP
Setup Guide
©2014 Xerox Corporation. All rights reserved. XEROX® and XEROX and Design®, and Xerox Secure Access
Unified ID System® are trademarks of Xerox Corporation in the United States and/or other countries.
Equitrac®and Follow-You Printing® are registered trademarks of Nuance Communications.
Document Version: 1.0 (August 2014)
Table of Contents
1
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1
About User Authentication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2
About Secure Document Release . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-3
Supported MFPs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-4
Supported Card Readers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-4
Magstripe Device Reader . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-4
Proximity and Contactless Smart Cards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-4
System Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-4
Installation and Configuration Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-5
Licensing, Server, and MFP Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-5
List of Terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-6
Additional Documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-8
2
MFP and Server-Side Configuration . . . . . . . . . . . . . . . . . . . . . 2-1
Licensing Embedded Devices. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-2
Assigning Licenses to Devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-2
Configuring Printer Ports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-4
Add a Printer on an Equitrac Printer Port . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-4
Convert an Existing TCP/IP Port to Equitrac Port . . . . . . . . . . . . . . . . . . . . . . . . 2-6
Configuring Physical Devices with the Configuration Wizard . . . . . . . . . . . . 2-9
Enabling Secure Printing on the Queue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-11
Creating Embedded Devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-12
Configuring Follow-You Printing® . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-14
Configuring Authentication Prompts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-15
Configuring Card Self-Registration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-16
Configuring the MFP for Card Reader Support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-17
Registering the EIP Applet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-18
Configuring the MFP Through a Web Interface . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-19
Enable Custom Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-20
Set the Authentication System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-21
Set Authentication Configuration Options . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-21
Configuring Smart Card Through Xerox Authentication . . . . . . . . . . . . . . . . . . . . 2-24
Refreshing a Domain After Restarting a Device . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-25
3
User Workflow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1
Authenticating at a Card Reader . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-2
Authenticating With a Magnetic Stripe Card . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-2
Authenticating with a Proximity or Smart Card . . . . . . . . . . . . . . . . . . . . . . . . . 3-2
Card Reader Status Messages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-3
Idle Mode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-3
Ready Mode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-3
Card Self-Registration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-4
Using Follow-You Printing® . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-5
Ending a Session . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-6
Copy Enforcement and Configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-6
Color Quota Enforcement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-6
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Troubleshooting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-i
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Setup Guide
Introduction
1
Topics
About User Authentication
About Secure Document Release
Supported MFPs
Supported Card Readers
System Requirements
Installation and Configuration Requirements
List of Terms
Additional Documentation
This Setup and Administration Guide provides instructions for installing and configuring the Xerox Secure
Access application within an Xerox Secure Access environment.
This chapter includes:
•
•
•
•
•
An overview of the Xerox Secure Access user authentication process
An overview of the secure document release process
A list of supported Xerox MFP devices and card readers
Installation and configuration prerequisites
A list of unique terms and related documents
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Introduction
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About User Authentication
Xerox Secure Access controls access to the print, copy and fax functions of Xerox multi-function product
(MFP) devices by requiring users to enter login credentials, either by using a card or manually entering data
on the MFP front panel. This login action initiates an access request.
The Device Control Engine (DCE) handles all communication with the MFP devices. Using the Authentication
Agent API, the MFP forwards the login request to the DCE, which then contacts the Core Accounting Server
(CAS) to verify the user account data associated with the login ID.
The MFP can be configured to lock all or individual services requiring authentication before use. If the CAS
verifies the user, the MFP device panel unlocks and is ready for use. If the user is not verified, the MFP
remains locked and the user cannot perform any tasks at the device.
11. User enters login ID
at MFP through card
swipe or keypad
3 3. Request to
verify user sent to
4
Card
Reader
request sent to DCE
1 1a. With card swipe
CAS
Database
2 2. Authentication
only, card data sent to
MFP
DCE
4. User
verification sent
to DCE
5 5. Request to
unlock device
MFP
Note
Legacy model Xerox MFPs may require an authentication device to make use of serial cards. In this case, the
appropriate authentication device is an additional hardware component that attaches to the card reader
and forwards authorization requests to the DCE.
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Introduction
About Secure Document Release
If you configure the Core Accounting Server (CAS) to support secure document release, the MFP screen panel
can include a Follow-You Printing screen. This screen displays queued print jobs for the current user, who can
then select one or more jobs, and release or delete them directly from the MFP.
If you enable multi-server Follow-You printing on the CAS, the user can view print jobs on other servers also.
For additional information on multi-server Follow-You Printing® , see the Advanced Printing Configuration
chapter in the Xerox Secure Access Administration Guide.
The illustration below shows the process flow that occurs after a user submits a print job to a controlled
queue. After sending the print job, the user can access the Follow-You Printing screen on the device panel and
use the Embedded secure document release functions.
Workstation
MFP
4 Document
Secure Print Queue
1. Doc 1
2. Doc 2
...
1 User prints document
in a secure printing
environment
list retrieved
2Document is held in
a secure print
5
3 User authenticates
at the MFP
User accesses the
Follow-You Printing
screen on the front
panel to view
documents in secure
queues
Note
When the Follow-You Printing extension is not configured, the Follow-You Printing screens are not available
on the MFP panel and the user cannot select individual jobs for release. Immediately after the user
authenticates, all jobs are released from the local or home server.
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Supported MFPs
For a list of Xerox Secure Access supported MFP models, visit
http://www.nuance.com/for-business/by-product/equitrac/supported-devices/xerox/index.htm.
Supported MFP models must be EIP-enabled prior to installing the Xerox Secure Access solution. Please
contact your local Xerox Sales Representative for more information.
Supported Card Readers
For a list of Xerox Secure Access supported card readers, visit
http://www.equitrac.com/card_readers.html.
All card readers are preconfigured from the manufacturer and require no further configuration.
To setup the card reader on the MFP, see Configuring Follow-You Printing® on page 14.
Magstripe Device Reader
Xerox Secure Access supports external magnetic stripe reader devices. Users can enter validation data by
swiping an encoded magnetic card through the card reader. The reader reads virtually any standard
magnetic card medium on track 2, and accepts standard or custom encoded data.
Proximity and Contactless Smart Cards
Xerox Secure Access supports HID proximity cards, and Mifare and Legic contactless smart cards. Users can
enter validation data by passing the card within about one inch of the card reader.
System Requirements
To review the system requirements for the machine or machines hosting the Core Accounting Server and
Device Control Engine server components, see the Xerox Secure Access Unified ID System® Installation
Guide.
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Introduction
Installation and Configuration Requirements
If you have already set up and configured your Xerox Secure Access server, you do not need to install the
basic Xerox Secure Access application; you only need to follow configuration procedures.
For instructions on installing and configuring Xerox Secure Access, see the Xerox Secure Access Unified ID
System® Installation Guide and the Xerox Secure Access Administration Guide.
Before configuring Xerox Secure Access, you need the following:
•
•
The IP address of the Device Control Engine (DCE) server. You need this address when configuring the
MFP to communicate with the DCE server.
Administrative access to System Manager. For details, see “Configuring Administrative Access” in the
Xerox Secure Access Administration Guide.
Licensing, Server, and MFP Requirements
To enable the Embedded application, you must have the following:
1.
Xerox Secure Access Software
Xerox Secure Access requires configuration of the Core Accounting Server and the MFPs, as described in this
guide.
2.
One embedded license per MFP
Each MFP requires an embedded license that is applied in System Manager. For example, if you plan to
control 20 Xerox MFPs, you need to obtain 20 corresponding embedded licenses (enabled for Xerox). See
Licensing Embedded Devices on page 2 for instructions to add licenses to CAS.
3.
Supported Xerox MFPs
For a list of supported MFP models, see Supported MFPs on page 4.
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List of Terms
The following unique terms are used within this guide.
Term
Description
Alternate Primary PIN
A sequence of personal identification numbers that uniquely identifies a user who wants to
release a print job. The alternate primary PIN can be data encoded on a magnetic swipe
card or entered into an MFP keypad.
Authentication
The process of entering a primary and optional secondary personal identification number
to gain access to a controlled MFP. Users can authenticate via a card reader, or through the
MFP control panel.
Core Accounting Server
(CAS)
The Core Accounting Server is a core component of Xerox Secure Access. This service
controls the accounting database that stores all printer, user, transaction and balance
information. The CAS also verifies users, calculates printing charges and assigns charges to
an appropriate user.
Device Control Engine
(DCE)
A core component of Xerox Secure Access, the DCE communicates with terminals that
control access to MFPs.
Device Routing Engine
(DRE)
A core component of Xerox Secure Access, the DRE enables document flow from
workstations to output devices. When a job is released, the DRE captures the job
characteristics and communicates the characteristics to the CAS.
Follow-You printing
A secure printing feature that holds print jobs in a virtual print queue until the user “pulls”
the print job to a selected device. A user can select a particular printer when they submit a
print request, then walk to an entirely different compatible MFP and pull the job to that
device.
Follow-You Printing
screen
An additional screens that appears as a custom service on the the MFP when the Follow-You
Printing extension is configured. Users can select one or more jobs from different print
servers.
Multi-server
Follow-You Printing
A secure printing feature that extends the Follow-You functionality to allow users to view
and release secure print jobs from different print servers.
Network Accounting
A feature of the Xerox MFP which automatically tracks print, server fax and copy usage for
each user. Network accounting is run over a network and the accounting transactions are
performed remotely by Xerox Secure Access server software.
Print Tracking
The ability to track the attributes of a released network print job. For example, number of
pages, page size, color, etc. You can configure Xerox Secure Access to track printing through
the embedded device or through an Equitrac Port.
Primary PIN
A sequence of numbers that act as a user ID to uniquely identify a user who wants to
release a print job. The primary PIN can be entered on the MFP keypad.
Secondary PIN
A sequence of numbers that act as a password when used in conjunction with a Primary
PIN. After entering the Primary PIN, the user must enter the Secondary PIN code on a MFP
keypad before the print job is released to a device. Secondary PINs are an optional
configuration.
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Introduction
Term
Description
Secure Document Release
(SDR)
An Xerox Secure Access feature that holds network print jobs in a secure virtual print queue.
Users must authenticate at an MFP to release jobs from the secure queue. The goal of
secure printing is to ensure that proprietary information does not sit at an output device for
public consumption.
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Additional Documentation
It may be necessary to refer to one of the following documents when performing some server-side
configuration tasks. These documents are located on the Xerox Secure Access product CD’s, and are installed
automatically with any server-side component in the Program Files\Xerox Secure Access\Xerox Secure
Access\Documentation folder.
Guide
When to refer to this guide
Xerox Secure Access Installation Guide
Use this guide to perform an initial installation or upgrade.
Xerox Secure Access Administration Guide
After installing Xerox Secure Access, use this guide to configure
advanced options for use on your campus or in your organization.
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MFP and Server-Side
Configuration
2
Topics
Licensing Embedded Devices
Configuring Printer Ports
Creating Embedded Devices
Configuring Follow-You Printing®
Configuring Follow-You Printing®
Configuring Authentication Prompts
Configuring Card Self-Registration
Configuring the MFP for Card Reader Support
Registering the EIP Applet
Configuring the MFP Through a Web Interface
Configuring Smart Card Through Xerox
Authentication
Refreshing a Domain After Restarting a Device
To enable Xerox Secure Access, you must configure the MFPs and the Core Accounting Server (CAS). This
chapter includes instructions for configuring your MFP devices and the Xerox Secure Access server for Xerox
Secure Access.
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Licensing Embedded Devices
The Xerox Secure Access system utilizes a 6 tier licensing structure which allows licenses to be assigned on a
per device basis. The license tiers are as follows:
Authentication – Any time the user approaches a device and authenticates themselves, they are using an
Authentication license. This could be for a PageCounter, ID Controller, Web Release or Embedded device.
Desktop Printing is not considered authentication.
•
Licenses are assigned per device where authentication is required.
•
Does not require a prerequisite.
Follow-You Printing® – Allows the user the ability to release a job from a device with this license assigned to
it. Includes Web Release, PageCounter, Embedded and ID Controller.
•
License are assigned per device where Follow-You Printing is required.
•
Requires an Authentication license as a prerequisite.
Assigning Licenses to Devices
Licenses must be assigned to each printer that will use that particular feature.
To assign a license, do the following:
1.
Open System Manager, and select Licensing in the left pane.
2.
Select the Assignment View tab to open the list of all assigned licenses.
3.
Expand or right-click the desired license option, and select Add to open the Assign license dialog box.
4.
On the Assign license dialog box, select the checkbox for the device(s) to assign the license to.
At the bottom of the dialog box is a counter displaying the number of available licenses and available
devices. These numbers decrease with every license assigned.
5.
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Click OK after the licenses have been assigned to the desired devices.
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The devices assigned to the license now display under the selected license option.
To remove an assigned license from a device, right-click the device and select Remove assignment. The
number of used licenses will be adjusted accordingly.
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Configuring Printer Ports
Controlled Xerox MFPs must use an Equitrac® Port (rather than standard TCP/IP ports) to enable secure
printing. If you are configuring a secure print environment, ensure that your devices comply with this
requirement.
You can create Equitrac printer ports directly for new devices, or convert existing devices from standard TCP/
IP ports into Equitrac ports. For new devices, see Add a Printer on an Equitrac Printer Port (below).
Alternatively, new devices can be created using standard TCP/IP ports and then converted it to an Equitrac
ports. For existing devices, see Convert an Existing TCP/IP Port to Equitrac Port on page 6. Converting from
TCP/IP to Equitrac ports allows them to be quickly converted back to TCP/IP ports to determine if reported
errors within the print environment are due to the Xerox Secure Access server or the normal print environment.
Add a Printer on an Equitrac Printer Port
To create Equitrac printer ports for new devices, do the following:
1.
Using the standard Windows interface, open the Add Printer wizard.
2.
Follow the prompts to add a local printer and create a new port.
3.
Select Equitrac Port as the type of port you want to create and click Next.
4.
The Add Equitrac Printer Port wizard displays and you are prompted to ensure that the printer device is
turned on, connected to the network, and properly configured. Click Next to continue.
5.
Click Next and select Physical printer as your Device Type from the drop-down list.
6.
Specify a Printer name or IP Address. The wizard supplies a Port name prefaced with "EQ_" based on
the printer name or IP address. If another naming convention is preferred, rename the port accordingly.
7.
Click Next to continue with the port configuration options. The Port Configuration screen displays. The
Detected device information displays automatically if the wizard is able to collect this data from the
printer.
8.
Select the Use custom settings option:
• If you select Raw port communication, identify the TCP Port number, and specify if the port monitor
should hold the connection open.
• If you select LPR, specify the name of the print Queue on the physical device (e.g. PORT1).
• If you select Specific device, select the appropriate Manufacturer and Model from the drop-down
lists. The device uses the relevant default communications parameters based on these selections.
9.
Click Next and specify the Physical device name. This is the name of the device that is displayed within
System Manager.
10. Review the details for this new port and device registration, and click Finish to close the Add Equitrac
Printer Port wizard, or Back to change any of the settings.
11. Specify the Manufacture and model to install the printer driver, and click Next.
Note
If the device is part of a pull group, it must use the same drivers as all other devices in the pull group. You
must select the model of the pull group driver, not the model of the device. If the DRE is a 64-bit server
you must also load the 32-bit driver to the server.
12. Specify the version of the print driver to use, and click Next.
13. Enter the Printer name, and click Next. This is the name of the device that is displayed in System
Manager.
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14. Select to share or not to share the printer with others, and click Next. If sharing the printer, enter a Share
name, and optionally provide a printer location and any comments.
15. Click the Print a test page button, and click Finish to close the Add Printer wizard.
16. Confirm that the test page printed successfully.
17. Verify that the physical device and its printer port and print queue appear in System Manager >
Devices.
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Convert an Existing TCP/IP Port to Equitrac Port
Use the Printer Configuration Wizard to convert from a TCP/IP port to Equitrac ports. Converting from TCP/IP
to Equitrac ports allows them to be quickly converted back to TCP/IP ports if desired.
To convert from TCP/IP printer ports to Equitrac ports, do the following:
1.
Select Start > All Programs > Xerox Secure Access > Printer Configuration Wizard.
2.
Click Next on the Welcome screen to continue with the conversion.
3.
Select Convert printers to use Equitrac Ports, and click Next. Optional – Uncheck Auto-discover model
if the printers are off-line or have SNMP disabled. If selected, the wizard sends an SNMP request to each
device, and then times-out on each failed connection attempt, greatly increasing the time to run the
conversion.
4.
Select the desired print server(s) from the list, and click Next. Optionally, enter the name of other print
servers in the Add field, and click the Add button to place them in the PrintServer list. Print servers can
only be added one at a time.
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5.
Select the printer(s) to be converted, and click Next. If a printer exists on more than one print server, it
displays multiple times in the Printer list along with the name of its associated server in the PrintServer
list.
6.
Set the Printer Name and Port Name as they will display in the System Manager Devices view. You can
use the default naming templates for the printer "<ip>_<printer>" and port "EQ_<ip>", or change the
names as desired. For example, you can change the printer default from "<ip>_<printer>" to "2nd floor
<printer>" to associate the selected printer(s) with the 2nd floor in your environment, or you can remove
"<printer>" from the name to only display the printer’s IP address in System Manager.
Note
The printer and port names can be changed individually or as a group. If multiple printers are selected,
the naming convention affects the entire selection.
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7.
On the Properties page, select the properties you want to assign to the printers from the Rule Set, SDR
and Pull Group drop-down lists. The properties can be applied to single or grouped printers.
8.
On the Price Lists page, select the price list. you want to assign from the Print, Copy, Fax receive, and Fax
send drop-down lists. The price lists can be applied to single or grouped printers.
9.
Click Finish to complete the conversion process. Alternatively, you can select the Return to Start
checkbox and click Next to return to the Wizard’s main page without completing the conversion.
10. Open the Printers and Faxes window, and print a test page for EACH converted printer.
11. Confirm that the test page printed successfully.
12. Verify that the physical device and its printer port and print queue display in System Manager >
Devices.
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Configuring Physical Devices with the Configuration Wizard
Use the Printer Configuration Wizard to reconfigure existing Xerox Secure Access printers. The wizard allows
for properties such as price lists, rule sets, pull groups and SDR to be set across multiple devices
simultaneously.
To configure existing Xerox Secure Access printers, do the following:
1.
Select Start > All Programs > Xerox Secure Access > Printer Configuration Wizard.
2.
Click Next on the Welcome screen to continue with the conversion.
3.
Select Configure Xerox Secure Access Printers, and click Next. Optional – Uncheck Auto-discover
model if the printers are off-line or have SNMP disabled. If selected, the wizard sends an SNMP request
to each device, and then times-out on each failed connection attempt, greatly increasing the time to run
the configuration.
4.
On the Properties page, select the properties you want to assign to the printers from the Rule Set, SDR
and Pull Group drop-down lists. The properties can be applied to single or grouped printers.
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5.
On the Price Lists page, select the price list. you want to assign from the Print, Copy, Fax receive, and Fax
send drop-down lists. The price lists can be applied to single or grouped printers.
6.
Click Finish to complete the configuration process.
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Enabling Secure Printing on the Queue
If you are configuring a secure print environment, the queue must be configured to hold print jobs.
1.
Open System Manager and select Devices from the left pane.
2.
Click on the Print queue you want to configure. You may need to expand the Physical device to see the
print queue.
Right-click on the
print queue name to
enable secure
printing
Note
The print queue is created automatically the first time a user prints to the controlled device, including
when you print a test page upon configuration. If a print queue does not appear beneath the Physical
Device, send a print job to the MFP, then wait 30 seconds and refresh System Manager.
3.
In the Print Queue Summary dialog, set the Secure printing option to Enabled from the Behavior section,
and click OK.
Setup Guide
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MFP and Server-Side Configuration
Embedded for Xerox EPA-EIP
Creating Embedded Devices
Embedded devices are manufacturer-specific software bridges that handle the transfer of user
authentication and transaction details between these devices and the accounting server database.
Supported devices prompt users for valid user and account ID information for selected services such as print
release, walk-up copy, and fax jobs.
Use System Manager to create an embedded interface for each Xerox MFP that is controlled by Xerox Secure
Access.
1.
Open System Manager and click Devices in the left pane.
2.
Right-click on a supported Xerox MFP in the right pane, then click Add embedded device.
3.
Enter a Name and Description for the embedded device.
4.
Specify the Server hosting the DCE associated with this physical and embedded device.
5.
Select Xerox EIP, JBA from the Type drop-down list.
6.
Select the Card Reader HID decoding from the drop-down list.
For details on HID decoding, see the Xerox Secure Access Administration Guide.
7.
Pricing is unavailable.
8.
Enter an Admin ID and Password to set up secure administrator access to the device. This password and
ID must be identical to those used with the eqxeroxeipregistration.exe utility.
9.
Click the Initialize button to open the Initialize device dialog.
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MFP and Server-Side Configuration
10. Select the authentication method:
• Select the Local authentication radio button, then select Xerox JBA or Xerox Native SmartCard from
the drop-down menu to suit your installation.
Xerox Print Admin Suite relies upon existing SmartCard functionality to allow authentication for
embedded functions. Authentication through SmartCard is dependent upon a pre-existing
operational native smart card setup per device. Ensure your setup includes smart card authentication
before installing the embedded solution.
• In the Initialize dialog box, select the Server-based authentication option, and choose a method
from the drop-down list.
Xerox Secure Access – to track printing through Xerox Network Accounting.
Xerox off-box JBA – to validate prior to processing print activity.
11. Select the Enable Follow-You Printing applet checkbox to enable Follow-You Printing on the device.
12. Click the Initialize button to apply the communication settings between the device and server.
Note
Pressing Initialize changes the configuration on the device itself and requires the MFP to reboot itself.
Ensure that the MFP is not in use before you press Initialize.
13. Click OK in the Embedded device dialog to save the settings. The new embedded device appears in the
Devices list beneath the physical device name it is associated with.
14. Repeat these steps to create an embedded device for each supported Xerox MFP in the Devices list.
Note
If initialization fails, and the Xerox device does not appear in System Manager, go back to Configuring
Printer Ports on page 4 and confirm that the MFP is properly configured.
After Initialization, log into an MFP configuration page as the Administrator to verify that the Admin ID and
Password entered in System Manager are configured properly. See Configuring the MFP Through a Web
Interface on page 19 for login details.
When login is successful, a web page opens displaying the Xerox MFP model name and its settings.
Setup Guide
2-13
MFP and Server-Side Configuration
Configuring Follow-You Printing
Embedded for Xerox EPA-EIP
®
Follow-You Printing extends the basic functionality of secure printing by allowing a user to release a print job
to other compatible devices in the organization. Even if you deployed multiple DRE print servers—each of
which manages a separate set of devices—you can configure Xerox Secure Access to allow printing across
multiple print servers.
For example, a user who works in two different buildings can submit a print job from their computer in
Building A, and while on the way to a meeting in Building B, they can walk up to any MFP (with the
embedded application installed on it) and pull the job to a compatible printer nearest them.
If you want to deploy the Embedded application in a single-server or a multi-server Follow-You Printing
environment, do the following:
1.
Enable secure printing on each MFP.
Secure printing sets up a virtual print queue that holds jobs until they are released at the embedded
device by a valid user.
2.
Create and manage Pull groups.
To allow users to release print jobs through the Embedded application, you must create Pull groups, then
add each physical device hosting the embedded application to a Pull group.
3.
Configure the Follow-You print settings.
Determine the site where you want Follow-You Printing to be accessible from, and choose whether the
print job is priced based on its properties before or after it is released.
4.
Enable multi-server Follow-You to allow users to direct jobs across multiple servers. (optional)
This option enables users to retrieve Follow-You print jobs on a device connected to a different CAS and
DCE/DRE server.
Note
See the Advanced Printing Configuration chapter in the Xerox Secure Access Administration Guide for
details on configuring secure printing, Follow-You Printing, and device pull groups.
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Setup Guide
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MFP and Server-Side Configuration
Configuring Authentication Prompts
The user authentication prompts that appear on the MFP login screen are configured in System Manager.
1.
Open System Manager and navigate to Configuration > User authentication.
2.
Select one of the following Authentication options from the Input type drop-down list:
• Card swipe only – Users authenticate with a swipe card.
• Card swipe or keypad entry – Users authenticate with a swipe card or at the MFP front panel.
• Keypad only – Users authenticate at the MFP front panel
3.
Select one of the following options from the Prompt from secondary PIN drop-down list:
• Always – User must enter a secondary PIN via the keyboard after they swipe their card.
• If PIN2 available – User must enter a secondary PIN if they have a PIN 2 value associated with their
user account.
• If PIN2 available or keyboard login – User must enter a secondary PIN if they have a PIN 2 value
associated with their user account, or if they entered their primary PIN via the keyboard.
• Never – Secondary PIN is not required.
• Only with keyboard login – User must enter a secondary PIN if they entered their primary PIN via the
keyboard (rather than with a swipe card). This option prevents users from typing in someone else’s
primary PIN while still allowing valid users to login without a card.
Note
If a change is made to the Prompt for secondary PIN option, then you must re-initialize the device in
order to enable the new selection.
4.
In the Card setup section, enter the data start and stop position in the Use data from position fields.
Setup Guide
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MFP and Server-Side Configuration
Embedded for Xerox EPA-EIP
5.
Select the Auto-register primary PINs checkbox if you want users to self-register their swipe cards.
Optionally, you can select Register as alternate PIN to record the PIN as the Alternate PIN instead of
the Primary PIN. See Configuring Card Self-Registration on page 16 for details.
6.
Click OK to save the changes.
For more details on configuring user authentication options refer to Accounts System Configuration in the
Xerox Secure Access Administration Guide.
Configuring Card Self-Registration
If you want users to self-register their swipe cards, you must enable this option in System Manager. When a
user swipes an unregistered card, they are required to login to the MFP with valid User ID and Password. The
User ID must already exist in CAS, or in the External authority defined to allow self-registration. The
Password comes from one of the defined external authorities. The information the user must enter depends
upon the authentication options that are set in System Manager. Two-level authentication is required to
register new cards, and the user must manually enter both primary and secondary login credentials.
1.
Open System Manager and navigate to Configuration > Security and authentication > User
authentication.
2.
In the Authentication options section, do the following:
3.
a.
Set Secondary Prompt to either If PIN2 available or keyboard login or Only on keyboard login to
ensure that the password is prompted during card registration.
b.
Select the Auto-register primary PINs checkbox. Optionally, you can select Register as alternate
PIN to record the PIN as the Alternate PIN instead of the Primary PIN.
Select one or more Authentication mechanisms:
• Xerox MPS PINs – Select to connect an Xerox Secure Access print account with login information.
• External user ID and password – Select to verify all user information outside of Xerox Secure Access.
• Xerox MPS PIN with external password – Select if users swipe their cards for identification, and must
also enter their domain user account password. Xerox Secure Access cross-checks the database for
the corresponding Xerox Secure Access account name, then verifies the credentials against the
selected external authority for network logon.
4.
Click OK to save the changes and close the User authentication dialog box.
5.
Navigate to Configuration > External authentication and select an External authority – Windows or
LDAP.
Refer to External User Authentication in the Xerox Secure Access Administration Guide for more details
on setting up an external user authentication method.
Once the user registers their card, their account information is automatically associated with that card. The
next time the user swipes their card, they can login automatically without manually entering their password.
However, if Secondary prompt is set to Always in System Manager, the user must enter a secondary PIN, or
an external authority password after they swipe their card.
Note
Self-registration must be enabled through both System Manager and Xerox Authentication Configuration.
After auto-registration has been configured in System Manager, proceed to Configuring Smart Card Through
Xerox Authentication on page 24 to enable the user to self-register a card at the MFP.
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Setup Guide
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MFP and Server-Side Configuration
Configuring the MFP for Card Reader Support
Warning
You must complete the instructions in Configuring Printer Ports on page 4 before you configure the MFP for
card readers. If you configure the card readers first, accessory error 121-333 appears on the device panel and
it is not be possible to bring the device into a state where the error can be acknowledged.
To enable a card reader to work properly on your Xerox device:
1.
Use the device’s System Administration access to set the NVM Read/Write setting 850-007 to a value
of 10.
2.
Connect the card reader to the device.
3.
Restart the device.
The device automatically sets the NVM Read/Write setting 850-001 to a value of 1.
To disable a card reader:
1.
Set the NVM Read/Write settings 850-007 and 850-001 to a value of 0.
2.
Remove the card reader.
3.
Restart the device.
Warning
If the card reader is removed without resetting the NVM Read/Write values, Fault Code (Error 121-333)
appears on the device panel. To correct the error, do one of the following:
•
•
Install the card reader again and restart the device.
Disable the card reader by resetting NVM Read/Write 850-007 and 850-001 to “0.” Then restart the
device.
Caution
After a restart you may be required to acknowledge the previous error before the machine boots completely.
Note
When an EPA card reader is attached to the MFP, the copy functionality is not available until authentication
has been performed. This occurs even if you have configured the copy service as unlocked.
Setup Guide
2-17
MFP and Server-Side Configuration
Embedded for Xerox EPA-EIP
Registering the EIP Applet
You must run this applet for each Xerox MFP on which you wish to register the EIP. This applet enables the
DCE service to communicate with the MFP and installs the Release My Documents screen on the MFP.
1.
Open a command prompt, then change the directory to c:\Program files\Xerox\Xerox Secure
Access\Tools.
2.
Run the file eqxeroxeipregistration.exe with the following parameters
Parameter
Description
-i
IP address of the Xerox device
-u
Xerox device Admin ID
-p
Xerox device Admin password
-r
IP address of the DCE server
-v
Registration view
Note
You must add a space between the parameter and the text. For example,
-i 192.168.111.96
You can verify the registration file by typing "-v" at the end of the DCE IP address parameter to view the
registration information. For example:
3.
Close the command prompt.
Note
The Admin ID and password must correspond to the ID and password already configured on the MFP.
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MFP and Server-Side Configuration
Configuring the MFP Through a Web Interface
You must configure the MFP to use the Authentication Agent and communicate with the DCE Server. Xerox
offers a web-based interface for configuring advanced Administrative options.
1.
Open a web browser, and enter the IP address of the Xerox device in the Address field.
2.
When prompted, enter your Administration User Name and Password.
The Xerox web configuration page opens (CentreWare Internet Services).
3.
Click the Properties tab, expand the Security folder in the left pane, then select Machine Digital
Certificate Management.
4.
Click the Create New Self Signed Certificate button.
5.
Select Public Key Size to 512 Bits/1024 Bits from the drop-down list, and click Apply.
This step is required when you need to enable SSL in HTTP-SSL/TLS Communication.
The page now displays the message Settings have been changed.
Setup Guide
2-19
MFP and Server-Side Configuration
6.
Expand the Security folder in the left pane, then select SSL/TLS Settings.
7.
Enable HTTP SSL/TLS Communication, and click Apply.
Embedded for Xerox EPA-EIP
Enable Custom Services
1.
In the left pane, click on the Services folder, then click on the Custom Services subfolder.
2.
Select the Custom services option to update the right pane.
3.
Ensure both Custom Services and Password Transmission are set to Enabled, and then click Apply.
The page now displays the message Settings have been changed. You may also be asked to reboot the
machine at this time.
The Custom Services button appears on the MFP user interface when All Services is selected.
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MFP and Server-Side Configuration
Set the Authentication System
1.
In the left pane, click the Security folder, then select the Remote Authentication Servers subfolder.
2.
Click Authentication System to view the Authentication Type options in the right pane.
3.
Set the Authentication System Settings option to Authentication Agent, and then click Apply.
4.
Click the Reboot Machine button to apply the settings, and then click OK when prompted to reboot.
Set Authentication Configuration Options
1.
In the left pane, click the Security folder, then select Authentication Configuration.
2.
On the Authentication Configuration > Step 1 of 2 screen, set the following options:
• Login Type – Login to Remote Accounts
• Mailbox to PC / Server – Enabled
• Guest User – Off
3.
Click Apply before proceeding to Step 2. You may be required to reboot the machine at this time.
4.
Click Next to continue to the Step 2 of 2 screen.
Setup Guide
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MFP and Server-Side Configuration
Embedded for Xerox EPA-EIP
5.
On the Authentication Configuration > Step 2 of 2 screen, click the Configure button located beside
the Service Access option at the bottom on the screen.
6.
On the Service Access screen, choose the services you want to lock.
There are three available options:
• Unlocked
• Locked (Show Icon)
• Locked (Hide Icon)
You can set each service individually, or you can Lock All or Unlock All services by pressing the
corresponding button.
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MFP and Server-Side Configuration
The user can see any unlocked services when they approach the MFP. The authentication window appears
after the user chooses one of these services. If the service is set to Locked, the service does not appear on the
front panel until the user authenticates.
7.
Click on Apply to accept all of the Authentication Configuration settings.
8.
Click the Reboot Machine button to apply the settings, and then click OK.
9.
Close the web browser.
10. Click the Reboot Machine button to apply the settings, and then click OK when prompted to reboot.
Setup Guide
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MFP and Server-Side Configuration
Embedded for Xerox EPA-EIP
Configuring Smart Card Through Xerox
Authentication
1.
Start a web browser, and enter the IP address of the Xerox device in the Address field.
2.
The Xerox web configuration page opens (CentreWare Internet Services).
3.
Click the Properties tab, expand the Security folder in the left pane, then select Authentication
Configuration.
4.
Select No Passcode Required from the Smart Card Link Mode drop-down list if only a User ID is
required to register the card.
-Or-
5.
Select Enter Passcode from the Smart Card Link Mode drop-down list if both User ID and Passcode are
required to register the card.
6.
Click the Apply button to save the setting.
7.
Close the web browser.
Note
The Smart Card link Mode may not be visible until the EPA card reader is configured and the device has
been rebooted.
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Setup Guide
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MFP and Server-Side Configuration
Refreshing a Domain After Restarting a Device
If you are required to enter a user ID or passcode to access the functions of an MFP device, you may also
need to make sure that you are logging in as part of a user domain. In particular, after a device has been
shut down and restarted, the first user at the device may need to associate the device with a user domain.
Use the following procedure to set a device’s domain:
1.
On the device login screen, press the Domain button.
2.
On the Domain screen, press Refresh to update the domain list.
3.
Select Equitrac from the domain list.
4.
Press Save to return to the login screen.
5.
Log in to the device’s embedded application as normal.
Note
Some devices refer to Domain as Realm, and as a result, the Domain button may appear as Realm on the
Login screen. If the Realm button is visible, select it to access the Refresh button.
Setup Guide
2-25
MFP and Server-Side Configuration
2-26
Embedded for Xerox EPA-EIP
Setup Guide
User Workflow
3
Topics
Authenticating at a Card Reader
Card Reader Status Messages
Card Self-Registration
Using Follow-You Printing®
Copy Enforcement and Configuration
This chapter provides the following information.
•
•
Basic instructions on how users can authenticate and use the Embedded functions at the Xerox MFP
Procedures for configuring some user workflow functions
Setup Guide
3-1
User Workflow
Embedded for Xerox EPA-EIP
Authenticating at a Card Reader
When Xerox Secure Access controls an MFP, users must authenticate with a magnetic stripe card, proximity
card or smart card before they can use the device functions.
Authenticating With a Magnetic Stripe Card
To authenticate at a magnetic stripe card reader, do the following:
1.
Insert the magnetic card into the guide track with the magnetic stripe facing the indicated direction.
Ensure the card is pressed firmly against the guide.
2.
Pull the card down through the guide track and remove the card.
Note
Do not run the card through at an angle or the terminal cannot accept the data.
3.
If the terminal cannot read the entry, the LED flashes red. Reinsert the card into the guide track and run
the card through the reader again.
4.
If secondary PINs are enabled and a secondary PIN has been assigned in the database, the user must
enter their ‘password’ on the MFP front panel when prompted. If the user has not been assigned a
secondary PIN in the database, they can leave the field blank to proceed.
Authenticating with a Proximity or Smart Card
To enter data using a proximity card or smart card, pass the card within 1 inch or 2.5 centimeters of the
proximity symbol located on the top of the card reader device or the data reader module.
Pass the proximity card over
this symbol on the card
reader
If the swipe is invalid, the LED flashes red.
If secondary PINs are enabled and a secondary PIN has been assigned in the database, the user must enter
their ‘password’ on the MFP front panel when prompted. If the user has not been assigned a secondary PIN
in the database, the user can leave the field blank to proceed.
3-2
Setup Guide
Embedded for Xerox EPA-EIP
User Workflow
Card Reader Status Messages
Xerox Secure Access displays its authentication messages through an LED light on the card reader module.
The LED light
indicates the status
The following signals may be displayed on the card reader:
LED Behavior
Meaning
Solid red
MFPAuthentication Device is in Idle mode; it is ready but there is no active session.
Solid green
MFPAuthentication Device is in Ready mode and a session is active.
Slow flashing green
Data received from card reader, awaiting authentication for active session. The light
continues to flash green until the user enters their secondary PIN at the front panel.
If the time-out expires and the user does not enter their PIN, the LED changes back to
solid red and the device remains locked.
Slow flashing red
No communication between card reader and MFPAuthentication Device.
The MFPAuthentication Device has two functional modes, Idle mode or Ready mode.
Idle Mode
An MFPAuthentication Device that is ready for use is in Idle mode. When a user passes a key fob or swipes a
magstripe card, the device changes to Ready mode.
The MFPAuthentication Device returns to Idle mode when:
•
•
•
A user completes a transaction
After a specified period of inactivity in Ready mode (Sleep Mode Timer, as configured on the device)
The user logs out
When the device is in Idle mode, the LED light on the card reader is solid red.
Ready Mode
When the device is in Ready mode, the LED light on the card reader is solid green and the user can begin
using the controlled device to perform a transaction.
Setup Guide
3-3
User Workflow
Embedded for Xerox EPA-EIP
Card Self-Registration
Card registration enables a user to quickly and conveniently login to the MFP without manually entering user
credentials before each session.
1.
At the MFP, swipe your card on the attached card reader.
The following error message appears on the MFP touch screen:
Login failed
Incorrect authentication system settings
See User Guide for information on fault code 016-569
2.
Press Close on the touch screen, and then press the Key button on the control panel to open the Login
screen.
Note
Ensure that the Domain is set to Equitrac® on the MFP screen before proceeding with self-registration.
If it is not set to Equitrac, see Refreshing a Domain After Restarting a Device on page 25.
3.
4.
Enter your primary ID in the User ID field, and press Next.
Leave the Password field blank, and press Enter on the password login screen.
•
•
5.
If the MFP main screen opens, skip to Step 6.
If login fails, and the main screen does not open, continue with Step 5.
Key in your secondary ID in the Password field, and then press Enter to open the MFP main screen.
A required password depends on which Smart Card Link Mode option is selected in Authentication
Configuration. See Configuring Card Self-Registration on page 16 for configuration options.
6.
Press the Log In/Out (Key) button on the control panel and press Logout on the touch screen.
7.
Swipe your card again to verify that the card has been successfully registered.
The MFP main screen appears when login is successful.
8.
Press the Log In/Out button and press Logout.
Note
The ID and password for card registration can be Xerox Secure Access PINs or external user IDs and
passwords, such as from Windows or LDAP.
3-4
Setup Guide
Embedded for Xerox EPA-EIP
Using Follow-You Printing
User Workflow
®
If you configured the Follow-You Printing extension, users can access the Follow-You Printing screen to view
their print jobs from one or more secure queues, and then release or delete the jobs as required.
To use the Follow-You Printing feature, do the following:
1.
After authenticating, press All Services.
2.
Press Custom Services.
3.
Press Follow-You Printing.
4.
All documents on the users’ Home print server, default server, or both are shown in the screen. Users can
then perform the following functions at the device:
Function
Description
Print
Touch one or more documents in the list, then press Print to print the documents and
delete the jobs from the list.
Print & Save
Touch one or more documents in the list, then press Print & Save to print the
documents but keep the jobs in the list.
Delete
Touch one or multiple documents in the list, then press Delete to delete the jobs from
the queue without printing them.
Select All
Selects all jobs in the list, after which you can press Print, Print & Save, or Delete.
Refresh
Checks the DCE server to determine if any new pending jobs are available for the
current user. If any print jobs are found, they are added to the bottom of the
document list.
Setup Guide
3-5
User Workflow
Embedded for Xerox EPA-EIP
Function
Description
Server
If multiserver Follow-You Printing is enabled on the Xerox Secure Access server, press
Server to display a list of authorized network print servers. If you select another server
from the list, the Follow-You Printing screen refreshes to show any print jobs waiting
on the other server.
If multiserver Follow-You is not enabled, you only see the local server listed.
For multiserver Follow-You Printing configuration information, see the “Advanced
Printing Configuration” chapter in the Xerox Secure Access Administration Guide.
Exit
Returns to the Custom Services screen.
Ending a Session
To end your user session, press Log In/Out on the device control panel.
Copy Enforcement and Configuration
Xerox Secure Access can enforce limits on the number of copies that a user can make based upon their
account limit, color quota, and/or copy rule(s) configured in System Manager.
Note
Enforcement only occurs at the start of a session when the user logs in.
Users are denied access if they are out of funds or quota, or if a copy rule is applicable. For information on
configuring account limits, color quotas, and copy rules, see the Xerox Secure Access Administration Guide.
In addition, when account limits are enabled with Equitrac Express, copy limits are enforced automatically
based on users’ account balances. Equitrac Express calculates how many pages can be printed based on the
default page price for a copy and the remaining balance in the user’s account.
Color Quota Enforcement
In-session color quota limits are not enforced in Xerox Secure Access.
Color quotas are configured through System Manager. For instructions on setting and enforcing color quota
limits, see the Creating & Managing Accounts chapter in the Xerox Secure Access Administration Guide.
3-6
Setup Guide
Troubleshooting
4
Known Limitations
On some MFPs the User ID of the authenticated user is not available to the EIP session. This may affect the
functionality of third party workflow applications.
Setup Guide
4-i
Troubleshooting
Embedded for Xerox EPA-EIP
Symptoms and Solutions
If you experience a problem with your Xerox Secure Access application at a device, refer to the table below
for symptoms and solutions that match your problem before contacting Technical Support for help.
Symptom
Possible Solution
The indicator light on the card
reader is off
When the light is not lit, this indicates a loss of power to the reader.
The card reader indicator light
stays red upon swipe
If the indicator light does not change color when you swipe, the reader has
not detected the card.
• Check the NVM Read/Write settings; 850-007 should be set to “10” and
850-001 to “1.”
• Check the cable connection to the MFP and ensure that it is firmly seated.
• If the light remains unlit, check the power to the MFP. If the MFP does not
have power, neither does the card reader.
Verify that the swipe was performed correctly:
• A magnetic card may have been encoded with a different standard, or
swiped upside down or facing the wrong direction.
• A proximity card or contactless smart card may not have been placed close
enough to the reader, or may not be a supported card type.
If the same card works at other readers at the same site, the reader module
may be at fault. If the card does not work at other readers, verify the card
technology with the card vendor and see Supported MFPs on page 1-4.
Fault Code, or error 121-333,
on the device panel
The card reader was removed without resetting the NVM Read/Write values.
To correct the error:
• Install the card reader again and restart the device.
—Or—
• Reset the NVM Read/Write 850-007 to “10” and 850-001 to “1,” and
restart.
For instructions on resetting NVM Read/Write values and removing a card
reader, see Configuring Follow-You Printing® on page 14.
Error message "Login Failed"
on the device panel
4-ii
If a device has been restarted, the first user at the device may need to
associate the device with the Xerox Secure Access realm. See to Refreshing
a Domain After Restarting a Device on page 25.
Setup Guide
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