COEUS Forms Crosswalk User Guide

Installation 4.4.4.1
updated 9/28/2012
COEUS
System to System (s2s) Forms
Crosswalk to COEUS
For use in COEUS Proposal
Development
1
(∆) indicates change to instructions or form.
Contents
Attachments................................................................................................................................................................................................................................3
Budget V1-1 (Budget Attachments) ........................................................................................................................................................................................ 4
CD-511 (aka US Dept. of Commerce Certification Regarding Lobbying) ........................................................................................................................ 5
ED Abstract Form (Dept. of Education) .................................................................................................................................................................................. 6
ED Certification Debarment Form (Dept. of Education) ...................................................................................................................................................... 7
ED GEPA Form (Dept. of Education General Education Provisions Act Notice) .............................................................................................................. 8
ED524 Budget (Dept. of Education Non-Construction Programs) ...................................................................................................................................... 9
FaithBased Survey on EEO (ensuring equal opportunity for applicants) ......................................................................................................................... 11
NASA Other Project Information ............................................................................................................................................................................................12
NASA PI and AOR Supplemental Data Sheet ......................................................................................................................................................................14
NASA Senior/Key Person Supplemental Data Sheet...........................................................................................................................................................15
NSF Cover Page V 1-3 ..............................................................................................................................................................................................................17
NSF Deviation Authorization V 1-1 ..........................................................................................................................................................................................19
NSF Suggested Reviewers V1-1 ..............................................................................................................................................................................................20
Other Attachments V 1-0, V 1-1 .............................................................................................................................................................................................21
∆PHS Career Development Award Supplement form V 1-2 .............................................................................................................................................. 22
PHS 398 Checklist V 1-3 ............................................................................................................................................................................................................27
PHS Cover Letter V1-2 ..............................................................................................................................................................................................................30
PHS 398 Cover Page Supplement V 1-4................................................................................................................................................................................31
∆PHS Fellowship Supplemental Form V 1-2 ...........................................................................................................................................................................33
PHS 398 Modular Budget .........................................................................................................................................................................................................52
PHS 398 Research Plan V 1-3...................................................................................................................................................................................................53
PHS398 Research Training Program Plan V 1-0 ....................................................................................................................................................................57
PHS398 Research Training Budget V 1-0 ...............................................................................................................................................................................60
PHS398 Research Training Subaward Budget Attachment Form V 1-0 ........................................................................................................................... 67
Performance Site V 1-4 ............................................................................................................................................................................................................69
RR Key Person Expanded V 1-2 ..............................................................................................................................................................................................72
RR Other Project Information V 1-3 ........................................................................................................................................................................................76
RR SF 424 V 1-2...........................................................................................................................................................................................................................80
RR Budget V1-1 (5 yr) & (10 yr)................................................................................................................................................................................................85
RR FedNonFed Budget (5 yr) & (10 yr) (Non-Fed aka Cost Share) ................................................................................................................................... 89
(∆) RR Subaward Budget Attachment(s) Forms –Detailed & Federal/Non-Federal ...................................................................................................... 92
SF 424 A (Budget Information – Non-Construction Projects).............................................................................................................................................. 95
SF 424 B V 1-0 &1-1 (aka Assurances – Non-Construction Programs) ............................................................................................................................... 97
SF 424 (not R&R) ........................................................................................................................................................................................................................98
SFLLL V1-1 (aka Disclosure of Lobbying Activities).............................................................................................................................................................102
2
Attachments
The Grants.gov Research and Related (RR) form Attachments V1-1 has the capacity to transmit up to fifteen (15) individual files.
COEUS Narrative Type: Attachments (Proposal Narrative code table ID 61; allows multiples)
Instructions: Select and save a Grants.gov opportunity containing the Attachments V1-1 form in your federally-sponsored proposal.
Navigate to the COEUS Narrative Upload module
Select the Narrative Type: Attachments
Enter a Module Title/Description. This is required for this Multiple-type narrative.
 The entered title should be unique to this upload.
 The text entered into the COEUS field should not contain ANY spaces or special characters, as other characters or symbols will
cause errors in transmission.
Use only Numbers 0-9
Uppercase A-Z or lowercase a-z,
Periods (.), dashes (-), and underscores (_)
 Search and select to save your narrative document to this narrative type.
Save the narrative.
 Lite: Click the Save button
 Premium: Change the status to Complete and then click OK to save and close the Edit Module window.
Adobe PDF form
COEUS Premium Narrative uploads process
COEUS print/preview via Action> Grants.gov> Print (selected form)
3
Budget V1-1
(Budget Attachments)
Upload Proposal Narrative file: Budget_Attachments (ID 57).
Budget V1-1 (Budget Narrative Attachments form)
CD-511
(aka US Dept. of Commerce Certification Regarding Lobbying)
Print-preview the form in your opportunity for complete texts: omitted here to save trees…
Name of Applicant: This is the name of the Proposal Organization associated with the proposal. The data comes from Organization
record.
Award Number: COEUS Award number
Project Name: Proposal Title
Signatory:
Submitted proposals: the approver’s name and title (from the osp$person table) is populated.
Routing/In-Progess proposals: the name and title of organizational contact person.
CD-511 (aka US Dept. of Commerce Certification Regarding Lobbying)
ED Abstract
Form (Dept. of Education)
Upload Proposal Narrative: ED_Abstract_Attachment (ID52).
ED Abstract Form (Dept. of Education)
ED Certification Debarment
Education)
Text portion cut to save space…Print/Preview the full text of this form from your selected Opportunity.
Submitted proposals: the approver’s name and title (from the osp$person table) is populated.
Routing/In-Progress proposals: the name and title of organizational contact person.
Upload Proposal Narrative: ED_CertificationDebarment (ID58)
ED 524 Budget (Dept. of Education)
Form (Dept. of
ED GEPA
Form (Dept. of Education General Education Provisions Act Notice)
Text portion cut to save space…Print/Preview the full text of this form from your selected Opportunity.
Upload Proposal Narrative: ED_GEPA427_Attachment (ID 51)
ED 524 Budget (Dept. of Education)
ED524 Budget
(Dept. of Education Non-Construction Programs)
Please follow Proposal User Guide instructions for basic budgeting instructions. Cost Element mapping to Budget Categories in your local environment will impact
where your expenses appear on these forms
Section A category
Personnel
Source
osp$budget_category_map.category_type = ‘P’
Fringe Benefits
sum of osp$budget_personnel_cal_amts.calculated_cost
where (rate_class_type = ‘E’ and rate_type_code <> 3) OR (rate_class_type=’V’ and rate_type_code <>2
Travel
73, 74
Equipment
42
Supplies
43
Contractual
04
Construction
N/A (we have no construction categories)
Other
sum of line item costs where category_type=’O’ and target_category_code is NOT in ('04','42', '43','73','74','75') PLUS sum of calculated
cost for these line items (where rate_class_type is not ‘O’) MINUS fringe
Total Direct Costs
osp$budget_periods. total_direct_cost minus training costs
Indirect Costs
osp$budget_periods.total_indirect_cost
Training Stipends
75
Total costs
osp$budget_periods. Total_cost
ED 524 Budget (Dept. of Education)
Do you have an Indirect Cost Rate Agreement approved by the Federal government? (Y/N)
1_IDC Rate Agreement: Mapped from Proposal Organization record: Answer is ‘Yes’ if there is a date in osp$organization.indirect_cost_rate_agreement column.
2_Period covered by the IDC agreement
From date: This is the date for the organization indirect cost rate agreement field. To Date: Intentionally not populated
Approving Federal agency: The parameter ‘DHHS_AGREEMENT’ is checked to determine if the agreement is with DHHS or not. If it is, then the approving Fed
agency is set to ‘Other’ and the agency is set to ‘DHHS’.
If the ‘DHHS_AGREEMENT’ parameter is missing, assume agreement is not with DHHS.
If the agreement is not with DHHS, the approving Fed agency is set to ‘Other’ and the agency comes from the organization of the rolodex entry for the cognizant
auditor of the proposal’s organization.
(If there is no cognizant auditor rolodex entry, the agency is set to ‘Unknown’.
The approving Federal Agency is set to ‘ED’ only if the cognizant auditor’s agency is ‘ED’
3_Restricted Rate programs Intentionally not populated.
SECTION B - BUDGET SUMMARY NON-FEDERAL FUNDS
Budget Category amounts for each year are grouped by using the same grouping as Section A. The non-federal funds are the cost sharing amounts
Section C: Budget Narrative: There is no attachment for this form. Follow the opportunity instructions, as noted on the form.
ED 524 Budget (Dept. of Education)
FaithBased Survey on EEO
for applicants)
Applicant's (Organization) Name: This is the Proposal Organization.
Applicant's DUNS Name: The DUNS ID of the Proposal Organization.
Federal Program: This is the "Program Title" from the development proposal’s Grants.gov Opportunity.
CFDA Number: This is the "CFDA No" in the development proposal
Questions 1-7 are not mandatory and the data is not maintained in COEUS.
NASA Other Project Information
(ensuring equal opportunity
NASA Other Project Information
1. Will NASA civil service personnel work on this project? This is hard coded to “N: No”.
1.a. Intentionally left blank.
2. Affect on historic sites is populated from the response to YNQ G6 If answer is “yes”, 2.a is populated from the Explanation.
3. International Participation is populated from YNQ H1
3.a: Check all investigators and key persons whose role is ‘Collaborator’. If the person is an employee (non rolodex), check the
country_of_citizenship from person table. If this is null, default to USA.
If person is non-employee (rolodex person), check organization from rolodex record to see if it is foreign (>=10). If there is no
sponsor in rolodex record, check person’s country from rolodex address for non USA (not USA , PR, or VIR).
If after checking all people we have not found a foreign person, then check Facility.
NASA Other Project Information
3.b: Explanation is populated from Yes response Explanation of YNQ H1
4. Program Specific data: Upload Narrative Type NASA_OPI_ProgramSpecificData (ID 47). Only one of this type is allowed.
5. Appendices: Upload Narrative Type NASA_OPI_Appendices (ID 48). Multiple attachments of this narrative type are allowed.
6. Non-U.S. Organization Letters of Endorsement: Upload Narrative Type NASA_OPI_Non-U.SOrganizationLettersOfEndorsement" (code 49).Multiple attachments
of this narrative type are allowed.
7. IRB & ACUC Letters: Upload Narrative Type NASA_OPI_IRB_ACUC_Letters (code 50). Multiple attachments of this narrative type are allowed.
NASA Other Project Information
NASA PI and AOR Supplemental
Data Sheet
Authorized Representative name
Submitted proposals: the approver’s title (from the osp$person table) is populated.
Routing/In-Progress proposals: the title of organizational contact person.
NSPIRES username of the AOR is populated from the custom element NSPIRES USER NAME located on the “Other” tab of the proposal.
Principal Investigator Name: PI from the proposal Investigator screen.
'Is this person (the PI) participating in this project as an employee of the US government? Populated from YNQ 24.
If yes, select U.S. government agency. Populated from the explanation given for the question 24. The user must provide a three digit agency code in the explanation
(codes listed in YNQ More info).
If Yes, enter total dollar amount requested: The total salary requested for the PI will publish from the Budget.
Is this person participating in this project as an employee of a foreign organization? Populated from YNQ 25.
NASA PI and AOR Supplemental Data Sheet
NASA Senior/Key Person
Supplemental Data Sheet
This form provides information on persons that are NOT the Principal Investigator.
Senior/Key Person name
Proposal: Investigator/Key Persons screen(s):
Persons who will be listed are all Co-Investigators and Key Persons with the Proposal Role: Collaborator.
Type of NASA Co-I
COEUS person
Co-I
Employee (non-rolodex) Co-Investigator
Co-I/Science PI
not populated
Co-I/Institutional PI
Non-employee (rolodex) Co-Investigator
Co-I/Co-PI (non-U.S.
organization only)
Foreign non-employee (Rolodex) Co-Investigator. Use the sponsor from the Rolodex record to determine if foreign. If no sponsor,
check the person’s country field in the Rolodex address. Note: to determine if sponsor is foreign, use sponsor type. To determine if
country is foreign, anything other than USA, PRI, VIR.
Collaborator
Key Person whose role is ‘Collaborator’ (not case sensitive)
Is this person participating in this project as an employee of the U.S. Government?
If the person is from the rolodex, check the sponsor type of the rolodex sponsor. If it is federal (code 0) US Government YES is checked. Otherwise, No is checked.
*If yes, select U.S. government agency.
Answering this question requires a sponsor hierarchy named "Government Agency." If no sponsor hierarchy is found with this name, nothing will be populated in
this field.
If Yes, enter total dollar amount requested: Not required; thus not populating.
Is this person participating in this project as an employee of a foreign organization? Use the sponsor code from the rolodex record to determine if foreign. If no
sponsor, check the person’s country field in the rolodex address.
Statement of Commitment Upload Proposal Personnel Narrative: Statement of Commitment. There can be only one attachment of this type per person.
Budget Details Upload Proposal Personnel Narrative: Budget Details allows for multiple attachments. . There can be only one attachment of this type per person.
The values of the government agencies are enumerated in the schema and are as follows.
"101: Agency for International Development"
"102: Air Force Research Laboratory"
"103: Army Research Laboratory"
"104: Center for Disease Control and Prevention"
NASA Senior/Key Person Supplemental Data Sheet
"105: Coast Guard"
"106: Customs Service"
"107: Defense Advanced Research Projects Agency"
"108: Department of Agriculture (USDA)"
"109: Department of Commerce (DOC)"
"110: Department of Defense (DOD)"
"111: Department of Education (ED)"
"112: Department of Energy (DOE)"
"113: Department of Health and Human Services (HHS)"
"114: Department of Homeland Security (DHS)"
"115: Department of Justice (DOJ)"
"116: Department of State (DOS)"
"117: Department of the Air Force"
"118: Department of the Army"
"119: Department of the Interior (DOI)"
"120: Department of the Navy"
"121: Department of Transportation (DOT)"
"122: Department of Veterans Affairs (VA)"
"123: Environmental Protection Agency (EPA)"
"124: Federal Aviation Administration (FAA)"
"125: Federal Emergency Management Agency (FEMA)"
"126: Federal Maritime Commission"
"127: Fish and Wildlife Service"
"128: Forest Service"
"129: NASA Ames Research Center"
"130: NASA Dryden Flight Research Center"
"131: NASA Glenn Research Center"
"132: NASA Goddard Space Flight Center"
"133: NASA Headquarters"
"134: NASA Johnson Space Center"
"135: NASA Kennedy Space Center"
"136: NASA Langley Research Center"
"137: NASA Marshall Space Flight Center"
"138: NASA Stennis Space Center"
"139: National Institute of Standards & Technology (NIST)"
"140: National Institutes of Health (NIH)"
"141: National Oceanic and Atmospheric Administration (NOAA)"
"142: National Park Service"
"143: National Science Foundation (NSF)"
"144: Naval Observatory"
"145: Naval Research Laboratory"
"146: Other"
"147: Smithsonian Institution"
"148: United States Geological Survey (USGS)"
"149: United States Marine Corps"
"150: Walter Reed Army Institute Research"
NASA Senior/Key Person Supplemental Data Sheet
NSF Cover Page V 1-3
Questionnaire ID 2; Version 2 is required to support completion of this form.
#
Form Field/location
COEUS Screen
Field Name
Instructions
1-0
Funding Opportunity
Number
General Info
Funding
Opportunity
Number
Manually entered to perform Grants.gov search OR
automatically populated if search is performed by manual entry
of CFDA number
1-1
Opportunity Closing
Date
Grants.gov
n/a
The closing date is obtained from the sponsor-provided
information from the selected opportunity (schema).
2-1
NSF Division
Code/Name
General Info
Agency Div
Code
Refer to the COEUS User Guides if you need assistance.
2-2
NSF Program
Code/Name
General Info
Agency Program
Code
Refer to the COEUS User Guides if you need assistance.
NSF Specific Information
Enter the codes on the Lite -General Info or Premium – Details for the selected Funding Opportunity.
NSF Codes can be searched by opportunity number at NSF site: https://www.fastlane.nsf.gov/pgmannounce.jsp
3-1
4-1
4-3
Have you ever served
as a PI, Co-I, or PD on
any Federally funded
project?
Beginning Investigator
Questionnaire
Question # 52
Questionnaire
Question #53
Disclosure of Lobbying
Activities
Investigator/Key
Person: Certify
Certify questions
P4 and H4
Click the Yes to answer if you are currently serving, or have
previously served, as a PI, co-PI or Program Director on any
Federally funded project.
Otherwise, click No.
Click the Yes to answer if you are an NSF Beginning Investigator.
Otherwise, click No.
Note: Beginning Investigator designation has specific impact for
submissions to the NSF Directorate for Biological Sciences.
Click the appropriate button(s) to respond to Disclosure of
Lobbying Activities.
NSF Specific Information (GPG Chapter II.C.1.e)
For more information on Disclosure of Lobbying Activities, go to: http://www.nsf.gov/publications/pub_summ.jsp?ods_key=gpg.
NSF Cover Page V1-3
#
Form Field/location
COEUS Screen
Field Name
Instructions
4-4
RAPID
Questionnaire
Question #54
4-5
EAGER
Questionnaire
Question #55
4-6
AccomplishmentBased Renewal
Questionnaire
Question #56
Click the YES to confirm this proposal includes a request for Rapid
Response Grants? RAPID (GPG, Chapter II.D.1)
Otherwise, click No.
Click the YES to confirm this proposal include a request for EArlyconcept Grants for Exploratory Research. EAGER (GPG, Chapter
II.D.2) Otherwise, click No.
Click Yes to confirm this proposal is an NSF Accomplishment
Based renewal? (GPG, Chapter V.B.) Otherwise, click No.
NSF Specific Information (GPG Chapter V.B)
If an accomplishment-based-renewal is being submitted, applicants are reminded to enter the assigned award number of the previously
funded application to publish the data to Field 4 on the SF 424 (R&R) Cover Sheet. The Proposal Type selected must be Renewal to allow
maintaining the NSF award number in the Sponsor Proposal Number field.
4-5
High Resolution
Graphics
Questionnaire
Question #57
Click the YES to confirm this proposal includes high-resolution
graphics– and then read the NSF specific instructions on how to
supply NSF with paper copies of your proposal.
Otherwise, click No.
NSF Specific Information (GPG Chapter I.G.1)
Detailed instructions for submission of applications that contain high-resolution graphics or other graphics where exact color
representations are required for proper interpretation by the reviewer are available on the FastLane Website at
http://www.nsf.gov/publications/pub_summ.jsp?ods_key=gpg.
5
Additional SingleCopy Documents
Upload
Attachments
Proposal Uploads
Select Attachment type:
ID 13 -- Personal_Data(multiple files*)
ID 14 -- Propietary_Information (one file)
ID 87--NSF_SingleCopyDocument (multiple files*)
Note: The form checkbox will be marked with a check if any of the above
listed narratives are uploaded.
*Multiple narrative types require a Description/Title. Do NOT use special
characters or spaces in name you type in COEUS. Only numbers, letters,
hyphens, underscores, and periods should be used.
NSF Specific Information
For more information on Additional Single-Copy Documents, go to: http://www.nsf.gov/publications/pub_summ.jsp?ods_key=gpg
FORM END NOTES:
4.4.2 Cases included in this version:
COEUSQA-2439: Corrected Initial release which incorrectly mapped Question ID 54 response (RAPID) to Question ID 55 (EAGER), and vice versa.
COEUSQA-2438: Style sheet updates to form.
COEUSQA-2317: Maintained the Valid Narrative Forms Code table with missing ID87 narrative for the 1-3 form version.
Comment on Prior Form Versions (1-1, 1-2) removed from this guide. These forms were retired by the sponsor and are not
active in Grants.gov. Previous version data map referenced YNQ questions, to be deprecated in the 4.5 release.
NSF Cover Page V1-3
NSF Deviation Authorization V 1-1
#
Form V 1-1 (the initial release) is the only available version of this form. Submission of this form is optional and only appropriate if
the sponsor guidelines are met.
1
Form Field/location
COEUS Screen
Text Block
Lite: Abstracts
Premium: Details:
Edit>Abstracts
Field Name
Deviation
Authorization
Instructions
Type or paste-in text to the Deviation Authorization Abstract
screen. Formatting, such as carriage returns will not be
translated to the form so keep the text entered as basic as
possible.
NSF Specific Instructions:
NSF must provide advance authorization for any deviations from standard NSF proposal preparation instructions.
Deviations may be authorized through specification of different requirements in an NSF solicitation (all applicants); or by the written
approval of the cognizant NSF Assistant Director/Office Head or designee (individual requests).
See Chapter IV.B. of the GPG for additional information.
To identify a deviation in your COEUS application:
 Navigate to the Abstracts > Deviation Authorization screen and utilize one of the following entries, as appropriate:
(a) Reference the solicitation number that authorized the deviation to this opportunity( all applicants); or
(b) Identify the name, date and title of the NSF official authorizing the deviation (individual deviation)

Click the Save button.
Once an abstract is entered and saved, a checkmark appears beside the Abstract Type, and the User ID and timestamp for this entry is
displayed at the bottom of the screen.
COEUS Premium: Edit>Abstracts entry
COEUS print/preview via Action> Grants.gov> Print (selected form)
NSF Suggested Reviewers
NSF Suggested Reviewers V1-1
#
1
This form supports both Suggested Reviewers AND Reviewers NOT TO INCLUDE. Form 1-1_V1.1 (the initial release) is the only
available version of this form. Submission of this form is optional and only appropriate if the sponsor guidelines are met.
Form Field/location
COEUS Screen
Text Block
Lite: Abstracts
Premium: Details:
Edit>Abstracts
Field Name
Suggested
Reviewers
Instructions
Type or paste-in text to the Suggested Reviewers; Abstract
screen. Formatting, such as carriage returns will not be
translated to the form so keep the text entered as basic as
possible.
NSF Specific Instructions:
Input the First, Middle, and Last Name in this panel to designate a list of suggested reviewers who you believe are especially qualified to
review the application.
Click the Save icon.
Once an abstract is entered and saved, a checkmark appears beside the Abstract Type, and the User ID and timestamp for this entry is
displayed at the bottom of the screen.
2
Text Block
Lite: Abstracts
Premium:
Details:
Edit>Abstracts
Reviewers Not to
Include
Type or paste-in text to the Reviewers Not to Include;
Abstracts screen. Formatting and carriage returns will not be
translated.
NSF Specific Instructions:
Input the First, Middle, and Last Name in this panel to designate a list of reviewers who you prefer NOT to review the application. Be sure
to indicate why the designated person(s) are listed. See Grant Proposal Guide Chapter II, Exhibit II-2, Potentially Disqualifying Conflicts of
Interest, contains information on conflicts of interest that may be useful in preparation of this list.
Click the Save icon.
Once an abstract is entered and saved, a checkmark appears beside the Abstract Type, and the User ID and timestamp for this entry is
displayed at the bottom of the screen.
COEUS print/preview via Action> Grants.gov> Print (selected form)
NSF Suggested Reviewers
Other Attachments V 1-0, V 1-1
The Grants.gov Research and Related (RR) form Other Attachments V1-0, and 1-1 has the capacity to transmit up to one-hundred (100)
individual files.
COEUS Narrative Type: Other Attachments Form (Proposal Narrative code table ID 19; allows multiples)
Instructions: Select and save a Grants.gov opportunity containing the Other Attachments V1-0 or 1-1 form in your federally-sponsored
proposal.
Navigate to the COEUS Narrative Upload module
Select the Narrative Type: Other Attachments Form
Enter a Module Title/Description. This is required for this Multiple-type narrative.
 The entered title should be unique to this upload.
 The text entered into the COEUS field should not contain ANY spaces or special characters, as other characters or symbols will
cause errors in transmission.
Use only Numbers 0-9
Uppercase A-Z or lowercase a-z,
Periods (.), dashes (-), and underscores (_)
 Search and select to save your narrative document to this narrative type.
Save the narrative.
Other Attachments
∆PHS Career Development Award
Supplement form V 1-2
DAT#
Form Location
COEUS Screen
Field
Instructions
1
Application Type
General Info
Proposal Type
The type selected to populate the SF 424 (R&R)
Cover Page is repeated. No additional user action is
required
2-1
Intro to Application
(Resubmissions only)
Upload
Attachments
Proposal Uploads
Select Attachment type Code ID 70
PHS_Career_IntroductionToApplication
Use only if you are submitting an R&R Resubmission. Please consult the instructions provided with this application package, regarding the
content of the Introduction to Application section.
2-2
Candidates Background
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 62
PHS_Career_Candidate_Background
Please consult the sponsor instructions for your specific opportunity regarding the content of the Candidate's Background section.
2-3
Career Goals and Objectives
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 63
PHS_Career_Goals_Objectives
Please consult the sponsor instructions for your specific opportunity regarding the content of the Career Goals and Objectives..
2-4
Career Development/Training
Activities During Award
Period
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 64
PHS_Career_Dev_Training
Please consult the sponsor instructions for your specific opportunity regarding the content of the Career Development/Training Activities
During Award Period section.
PHS 398 Career Development Award Supplemental Form 1-2 (required by NIH for applications after 1/25/2011)
DAT#
Form Location
COEUS Screen
Field
2-5
Training the Responsible
Conduct of Research
Upload
Attachments
Proposal Uploads:
Instructions
Select Attachment type Code ID 65
PHS_Career_Training_Resp_Conduct_Research
Please consult the sponsor instructions for your specific opportunity regarding the content of the Training in the Responsible Conduct of
Research section.
2-6
Mentoring Plan (if applicable)
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 66
PHS_Career_Mentoring_Plan
Please consult the sponsor instructions for your specific opportunity regarding the content of the Mentoring Plan section.
2-7
Statements by Mentor, CoMentors, Consultants,
Contributors (as appropriate)
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 67
PHS_Career_Mentor_Statements_Letters
Please consult the instructions provided with this application package, regarding the content of the Statements by Mentor, Co-Mentors,
Consultants, Contributors section.
All statements/letters should be appended to each other and uploaded as a single PDF document.
2-8
Description of Institutional
Environment
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 68
PHS_Career_Inst_Environment
Please consult the instructions provided with this application package, regarding the content of the Description of Institutional
Environment section.
2-9
Institutional Commitment to
Candidates Research Career
Development
Upload
Attachments
Proposal Uploads:
Select Attachment type Code ID 69
PHS_Career_Inst_Commitment
Please consult the sponsor instructions for your specific opportunity regarding the content of the Institutional Commitment to Candidate's
Research Career Development section.
PHS 398 Career Development Award Supplemental Form 1-2 (required by NIH for applications after 1/25/2011)
DAT#
Form Location
COEUS Screen
Field
Instructions
210
Specific Aims
Upload
Attachments
Proposal Uploads
Select Attachment type Code ID 71
PHS_Career_SpecificAims
Please consult the sponsor instructions for your specific opportunity regarding the content of the Specific Aims section.
211
Research Strategy
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 128
PHS_Career_Res_Strategy
Please consult the sponsor instructions for your specific opportunity regarding the content of the Research Strategy section.
214
Inclusion Enrollment Report
(for Renewals only)
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 79
PHS_Career_InclusionEnrollmentReport
Use only if you are submitting an R&R Renewal. Please consult the instructions provided with this application package, regarding the
content of the Inclusion Enrollment Report section.
215
Progress Report Publication
List (For Renewals only)
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 80
PHS_Career_ProgressReportPubList
Please consult the sponsor instructions for your specific opportunity for the content of the Progress Report Publication List section.
216
Protection of Human Subjects
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 74
PHS_Career_ProtectionOfHumanSubjects
This section covers only the initial information regarding the Protection of Human Subjects. To determine if Protection of Human Subjects applies to this
application, follow the instructions in the full NIH SF424 guide (http://grants1.nih.gov/grants/funding/424/index.htm): Part II, Supplemental Instructions for
Preparing the Human Subjects Section of the Research Plan.
217
Inclusion of Women and
Minorities
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 75
PHS_Career_InclusionOfWomenAndMinorities
To determine if Inclusion of Women and Minorities applies to this application, follow the instructions in the full guide, Part II, Supplemental
Instructions for Preparing the Human Subjects Section of the Research Plan.
218
Targeted/Planned Enrollment
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 76
PHS_Career_TargetedPlannedEnrollmentTable
If this application involves the Inclusion of Women and Minorities, complete the Targeted/Planned Enrollment Table
219
Inclusion of Children
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 77
PHS_Career_InclusionOfChildren
To determine if Inclusion of Children applies to this application, follow the instructions in the full guide; Supplemental Instructions for
Preparing the Human Subjects Section of the Research Plan.
PHS 398 Career Development Award Supplemental Form 1-2 (required by NIH for applications after 1/25/2011)
DAT#
Form Location
2-20 Vertebrate Animals
COEUS Screen
Field
Instructions
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 78
PHS_Career_VertebrateAnimals
If you indicated that Vertebrate Animals are involved in this project, this narrative is required. Follow the NIH instructions for preparing the
vertebrate animals section.
2-21 Select Agent Research
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 81
PHS_Career_SelectAgentResearch
If you are responding to a specific funding opportunity announcement, address any requirements specified by the solicitation.
2-22 Consortium/Contractual
Arrangements
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 83
PHS_Career_Consortium_Contract
Provide this narrative upload if applicable.
223
Resource Sharing Plan(s)
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 84
PHS_Career_Resource_Sharing_Plan
For additional information:
See Data-Sharing Policy or http://grants.nih.gov/grants/guide/notice-files/NOT-OD-03-032.html
See NIH Policy on Sharing of Model Organisms, http://grants.nih.gov/grants/guide/notice-files/NOT-OD-04-042.html.
224
Appendix
Upload
Attachments
Proposal Uploads
Select Attachment type: Code ID 85
PHS_Career_Appendix
This narrative type requires a Description/Title. Do NOT use
special characters or spaces in name you type in COEUS. Only
numbers, letters, hyphens, underscores, and periods should be
used.
A maximum of 10 PDF attachments is allowed. Note this is the total number of allowable appendix attachments, not the total number of
publications. If more than 10 appendix attachments are needed, combine them into attachment #10. A summary sheet listing all of the
items included in the appendix is encouraged, but not required.
PHS 398 Career Development Award Supplemental Form 1-2 (required by NIH for applications after 1/25/2011)
DAT#
Form Location
COEUS Screen
Field
Instructions
3.
Citizenship
Premium only:
Citizenship Field
with Lookup Value
list selection.
VALID Selection Options:
Proposal Personnel
> Person Details >
Other tab
(COEUSdistributed
Custom Element)
•
C. U.S. Citizen or noncitizen national
•
A. Non-US Citizen with temporary U.S. visa
•
N. Permanent Resident of U.S.
•
P. Permanent Resident of the U.S. Pending
One selection is required. Please select the most appropriate response from the options provided.
Valid values are:
‘C’- for U.S. Citizen or noncitizen national;
‘N’ - for Permanent Resident of U.S.;
‘P’ – for Pending – Permanent Resident of the U. S. (P is an ADDED value to the 1-2 form version)
‘A’ - for Non-U.S. Citizen with temporary visa
Information Required for Local Implementation:
Installation scripts create a custom element for Citizenship information:
Version 4.3.3 added a new parameter 'PI_CITIZENSHIP_FROM_CUSTOM_DATA' to support this data element. Default value is 1. If the value
is set to 1, institutions should have a custom element named CITIZENSHIP_INFO.
Form End Notes:
4.4.4-Forms: COEUSQA-2847: PHS added the “P” for Permanent Resident of the U.S. PENDING to the citizenship options.
Comment on Prior Form Versions:
V1-1 - :4.4.2: COEUSQA-2379: This update adds the citizenship mapping functionality provided for the PHS Fellowship form to the PHS Career
Development form. Citizenship info for the form can come from an external warehouse table or from the COEUS custom element (source
determined by the parameter (PI_CITIZENSHIP_FROM_CUSTOM_DATA). Custom element provides a Visa type field of the proposal person.
The 1-0 version (4.3.5 COEUSQA-2056) is no longer accepted by NIH with the added Research Strategy narrative requirement.
PHS 398 Career Development Award Supplemental Form 1-2 (required by NIH for applications after 1/25/2011)
PHS 398 Checklist V 1-3
Other than YNQ responses, the majority of items on this form have been addressed for requirements to other forms.
User entries are required to populate the forms as noted by yellow-highlighted, bold boxed cells in the tables.
Mandatory form field for validating the submission
There may be fields where the data requirement has been met due to actions
required for other forms or general COEUS entries.
# Form Location
COEUS Screen
Field
Instructions
1
Application Type
General Info
Proposal Type
Federal Identifier
General Info
Sponsor Proposal
number
The type selected to populate the SF 424 (R&R) Cover Page is
repeated. No user action required
The type selected to populate the SF 424 (R&R) Cover Page is
repeated. No user action required
Change of Investigator
YNQ
Q # 22:
2
Is the principal investigator changing with this application?
IF YES: enter last and first names of previous investigator in
Explanation. Please enter using format: LAST NAME, FIRST NAME.
Click on YNQ in the navigation bar. All questions need to be answered to complete the proposal.
Change of Institution
YNQ
Q# 23
Has the grantee institution changed with this application?
If YES: enter name of previous institution in explanation field.
Click on YNQ in the navigation bar. All questions need to be answered to complete the proposal.
PHS 398 Checklist V 1-3 Released in 4.3.7/4.4.1
# Form Location
COEUS Screen
Field
Instructions
3
YNQ
Q# 16
For NEW submissions, select N/A.
(N/A will check the NO Inventions and Patents box)
Inventions and Patents
(reporting information
required for Renewal
applications)
For Renewals:
To denote inventions and patents and confirm them as previously
reported, check YES
(Yes will check both items to Yes)
To denote inventions and patents and note them as NOT
previously reported, check NO.
(No will check Yes to Inventions and Patents, and No to Previously
Reported.)
Click on YNQ in the navigation bar. All questions need to be answered to complete the proposal.
4
Program Income
Budget: Project
Income
Add Project
Income
Enter Income and Description for each project period with
income.
If the application is funded, the Notice of Grant Award will provide
specific instructions regarding the use of such income.
Refer to a COEUS Guide for full instructions on entering Project Income.
Note: this form supports 5 entries detailing Project Income by project period.
PHS 398 Checklist V 1-3 Released in 4.3.7/4.4.1
# Form Location
COEUS Screen
Field
Instructions
5
YNQ
Q #29
If this application does not result in an award, is the Government
permitted to disclose the title of your proposed project, and the
name, address, telephone number and e-mail address of the
official signing for the applicant organization, to organizations that
may be interested in contacting you for further information (e.g.,
possible collaborations, investment)?
Select "yes" or "no" to indicate whether disclosure permission is
granted.
Disclosure Permission
Statement
Click on YNQ in the navigation bar. All questions need to be answered to complete the proposal.
Form End Notes;
With the 1-3 form release, YNQ FG was changed from YNQ type Proposal (answered by PI in each record) to Organization (one-time maintenance, by Organization)
when the question was deprecated by the sponsor. This question is mapped to prior NSF Application Checklist (versions 1-0, 1-1, and 1-2).
Removed from 1-3:
5
Assurances/Certifications
YNQ
REMOVED by sponsor in
V1-3.
PHS 398 Checklist V 1-3 Released in 4.3.7/4.4.1
Q. FG
*now answered in
each
Organization
entry.
Certification is authorized at the OSP level for the Institution. Only
answer no if unable to certify compliance with the applicable
policies, assurances, and certifications. If No: provide an
explanation in a separate file.
PHS Cover Letter V1-2
# DAT
Form Location
COEUS Screen
Field
Instructions
1-01
Mandatory Cover Letter
Filename
Upload Narrative
Attachments
Proposal Uploads
Select Attachment type Narrative Code: 39
PHS_Cover_Letter
NIH encourages applicants to include a cover letter with the application. Check your announcement instructions for instances
when this letter is a requirement. Standard content for this letter can be found in the NIH General Guide.
Form End Notes:
The only difference between form versions are minor updates to the OMB number and expiration date.
PHS Cover Letter
PHS 398 Cover Page Supplement V
1-4
# DAT
Form Location
COEUS Screen
Field
Instructions
1-00
Project Director / Principal
Investigator (PD/PI)
Proposal
Investigator/Key
Persons
Person data (First name; Last name) of the selected
Principal Investigator is published.
02-01
Clinical Trial
YNQ
Q# 28
Check "yes" or "no" to indicate whether the project is a clinical
trial.
02-04
Agency-Defined Phase III Clinical
Trial?
YNQ
Q# 17
Check "yes" or "no" to indicate whether the project includes
an agency-defined phase III clinical trial. See Application Guide
for the specific definition.
PHS 398 Cover Page Supplement 1-4; Initial Release 4.3.6 (COEUSDEV-333)
# DAT
Form Location
COEUS Screen
Field
Instructions
03-00
– 0319
Applicant Organization Contact
COEUS Data
Parameter
PROPOSAL_CONTACT_
TYPE
No end-user input required. This information is centrally
maintained by the COEUS Administrator.
O (default) - OSP administrator for lead unit
I- organization rolodex contact
A - administrative officer from lead unit
U - unit head of lead unit
D - dean/VP of lead unit
H - other individual to notify for lead unit
a number (unit administrator type) - from osp$unit_administrators - if there is more than one person, use the first
C-FEL - fellowship coordinator If the proposal is a Fellowship (activity code = 3 or 7), the person to be contacted will be the Fellowship
coordinator (unit_administrator type = 3) for the top unit. To get the ‘top unit’, start at the lead unit for the proposal, and travel up the
hierarchy to find the first unit with an organization. If there is no fellowship coordinator for the top unit, then person to be contacted defaults
to the OSP coordinator for the lead unit.
04-00- Human Embryonic Stem Cells
04-06
YNQ
Q# 18
Are human embryonic stem cells used? Can they be
identified? If Yes: Enter the 4-digit codes, separated by
commas, in the Explanation box.
Refer to the NIH Registry website http://grants.nih.gov/stem_cells/registry/current.htmThe maximum allowed length of each registration number is four digits
(4). List no more than 20 registration numbers of the cell lines in the explanation for the question and separate each item by a comma. (ex. 0004,0005,0006)
Form End Notes:
4.4.2 Case: COEUSQA-2496 Updated URL for NIH Stem Cell Directory
Prior Form Version Information:
1-3 Required YNQ 13: New Investigator: (NIH Beginning Investigator); removed on V 1-4.
1-0, 1-1 Published PI Degrees (3) on this form; degree data (1) is now required on RR Key Person (expanded) 1-2.
PHS 398 Cover Page Supplement 1-4; Initial Release 4.3.6 (COEUSDEV-333)
∆PHS Fellowship Supplemental Form
V 1-2
The V 1-2 is required by NIH for applications submitted after January 25 2011. COEUSQA-2846
About the PHS Fellowship Supplemental Form Maintenance requirements:
•
NEW Questionnaire: ID #4, V1 supports PHS Fellowship Supplemental Form 1-2. A new argument value list is supplied: Graduate Level
Degrees 1-2. The Field of Training enumeration list will be refreshed with this form patch. Q ID1 still supports version 1-0 and 1-1 and
should remain active until PHS or Grants.gov officially deactivates those versions. Versioning the Questions and Questionnaire is not
recommended. The only allowable versioning of the Questions would be to alter the question language or answer length; the
Questionnaire would then need to be versioned locally to include the latest question versions. Deleting or adding questions to this
questionnaire will break the ability to support the s2s submission of this form.
•
A Question Rule should be created and applied to this s2s form questionnaire to make it MANDATORY when this form is present in the
S2S form package selected. See Appendix section 3 for instructions.
•
Parameter maintenance:
o
PI Citizenship: PI_CITIZENSHIP_FROM_CUSTOM_DATA: 1 = use custom element data for PI Citizenship; 0 = use alternate, locally programmed process
o
Define Budget Cost Elements mapped to this s2s form:
TUITION COST ELEMENTS
('422311')
STIPEND_COST_ELEMENTS
('400315')
To maintain parameters: enter multiple cost elements in this format: (‘XXXXXX‘,
‘XXXXXY’, ‘XXXXXW’) e.g. parenthetical statement, single quote at start end of
each CE, comma separated.
To maintain parameters: enter multiple cost elements in this format: (‘XXXXXX‘,
‘XXXXXY’, ‘XXXXXW’) e.g. parenthetical statement, single quote at start end of
each CE, comma separated.
USER REQUIREMENTS Users are required to answer this form-specific Questionnaire and input budget
details to fulfill all the form requirements.
Tuition: If requested for any candidate, users must create a budget and enter tuition expense lines for appropriate budget periods. To
support tuition budgeting for this form a parameter was created to identify existing or created tuition cost element. These budgeted tuition
amounts are published to the form section E: tuition for the Fellow Applicant.
Stipend: If requested for Senior Fellows, the user must create a budget; maintain the budget person table with the applicant fellow’s base
salary, and enter the stipend expense lines for appropriate budget periods. The Stipend_Cost_Elements parameter was created to identify
the stipend cost element.
Narrative Types: the following narrative types are provided for use with this form version. A new type is added for the 1-2.
Code
Name
88
PHS_Fellow_RespectiveContributions
89
PHS_Fellow_SelectionSponsorInstitution
90
PHS_Fellow_ResponsibleConductResearch
91
PHS_Fellow_ConcurrentSupport
92
PHS_Fellow_Goals_FellowshipTrainingCareer
93
PHS_Fellow_DocDissertOtherResExperience
94
PHS_Fellow_ActivitiesPlanned
96
PHS_Fellow_Appendix
97
PHS_Fellow_IntroductionToApplication
98
PHS_Fellow_SpecificAims
102
PHS_Fellow_InclusionEnrollmentRpt
103
PHS_Fellow_ProgressReport_PubList
104
PHS_Fellow_ProtectionOfHumanSubjects
105
PHS_Fellow_InclusionOfWomenAndMinorities
106
PHS_Fellow_TargetedPlannedEnrollment
107
PHS_Fellow_InclusionOfChildren
108
PHS_Fellow_VertebrateAnimals
109
PHS_Fellow_SelectAgentResearch
110
PHS_Fellow_ResourceSharingPlan
127
PHS_Fellow_ResearchStrategy
134
PHS_Fellow_Sponsor_CoSponsor_Info
PHS Fellowship Supplemental Form V 1-2
USER REQUIREMENTS Users are required to answer this form-specific Questionnaire and may
need to input budget details to fulfill all the form requirements.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
Section
A-0
Field Name
Application Type
Options/Answers
New, Resubmission,
Renewal, Continuation,
Revision
Upload Narratives or Data entry
Maintain on the Lite General Info or Premium Proposal Details
screen.
B. Research training plan section
Section
Field Name
Options/Answers
Upload Narratives or Data entry
B-1
Intro to Application(resubmissions only)
Upload Narrative
Attachment
PHS_Fellow_IntroductionToApplication
B-2
Specific Aims
Upload Narrative Required
PHS_Fellow_SpecificAims
B-3
Research Strategy
Upload Narrative –
Required
PHS_Fellow_ResearchStrategy
B-6
Inclusion Enrollment
Report (renewals only)
Upload Narrative
Attachment
PHS_Fellow_InclusionEnrollmentRpt
B7
Progress Report
Publication List (renewals
only)
Upload Narrative
Attachment
PHS_Fellow_ProgressReport_PubList
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
B-8-1 Human Subjects Section
Section
Field Name
Options/Answers
Upload Narratives or Data entry
B-8.2 – 8.5
Are Human Subjects
Involved?
Special Reviews
If Human Subjects special review is added, the form will check the
Yes box.
B-8.6 – 8.8
Human Subjects
involvement indefinite?
Questionnaire
A Yes or No answer is required. See Explanation, below.
Q ID 1
Explanation: If at the time of application, plans to involve human subjects are unknown, please check "Yes". In rare situations, applications
are submitted with the knowledge that human subjects will be involved during the period of support, but plans are so indefinite that it is not
possible to describe the involvement of human subjects in the application. The kinds of activities that lack definite plans are often
institutional awards where the selection of specific projects is the institution's responsibility, research training grants, and projects in which
the involvement of human subjects depends upon completion of instruments, animal studies, or purification of compounds. The Protection
of Human Subjects upload is still required.
Policy: NIH Office of Extramural Research Human Subjects Website. This site provides, in one place, DHHS and NIH requirements and
resources for the extramural community involved in human subjects research http://grants.nih.gov/grants/policy/hs/index.htm
B-9.1-9.3
Is the project a Clinical
Trial?
Questionnaire
Q ID 2
Check the “Yes” or “No” to indicate whether the project is a clinical
trial. See Explanation, below.
Explanation: The NIH defines a C L I N I C A L T R I A L as a prospective biomedical or behavioral research study of human subjects that is designed
to answer specific questions about biomedical or behavioral interventions (drugs, treatments, devices, or new ways of using known drugs,
treatments, or devices). Clinical trials are used to determine whether new biomedical or behavioral interventions are safe, efficacious, and
effective. Behavioral human subject research involving an intervention to modify behavior (diet, physical activity, cognitive therapy, etc.)
fits this definition of a clinical trial. Human subject research to develop or evaluate clinical laboratory tests (e.g. imaging or molecular
diagnostic tests) might be considered to be a clinical trial if the test will be used for medical decision making for the subject or the test itself
imposes more than minimal risk for subjects.
Policy: Clinical Trials Registration in ClincialTrials.gov (Public Law 110-85): Competing Applications and Non-Competing Progress Reports
NOTICE OD-08-023 http://grants.nih.gov/grants/guide/notice-files/NOT-OD-08-023.html
Section
Field Name
Options/Answers
Upload Narratives or Data entry
B-10.1-10.3
Is this an NIH-defined
Phase III clinical trial?
Questionnaire
Check the “Yes” or “No” to indicate whether the project is an NIHdefined Phase III clinical trial. See Explanation, below.
Q ID 3
Explanation: An NIH-defined Phase III clinical trial is a broadly based prospective Phase III clinical investigation, usually involving several
hundred or more human subjects, for the purpose of evaluating an experimental intervention in comparison with a standard or controlled
intervention or comparing two or more existing treatments. Often the aim of such investigation is to provide evidence leading to a scientific
basis for consideration of a change in health policy or standard of care. The definition includes pharmacologic, non-pharmacologic, and
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
behavioral interventions given for disease prevention, prophylaxis, diagnosis, or therapy. Community trials and other population-based
intervention trials are also included.
Policy:Clinical Trials Registration in ClincialTrials.gov (Public Law 110-85): Competing Applications and Non-Competing Progress Reports.
NOTICE OD-08-023 http://grants.nih.gov/grants/guide/notice-files/NOT-OD-08-023.html
b-11
Protection of Human
Subjects
Upload Narrative
Attachment
PHS_Fellow_ProtectionOfHumanSubjects
b-12
Inclusion of Women and
Minorities
Upload Narrative
Attachment
PHS_Fellow_InclusionOfWomenAndMinorities
b-13
Targeted/Planned
Enrollment
Upload Narrative
Attachment
PHS_Fellow_TargetedPlannedEnrollment
B-14
Inclusion of Children
Upload Narrative
Attachment
PHS_Fellow_InclusionOfChildren
Other Research Training Plan section
Q
Section
Field Name
Options/Answers
Upload Narratives or Data entry
B-15.3-5
Are Vertebrate Animals
Used?
Special Reviews
If an Animal Usage special review is added, the form will check
the Yes box.
B-15.6-8
Will the inclusion of
vertebrate animals use
be indefinite?
Questionnaire
Q ID 4
A Yes or No answer is required. See Explanation, below.
Explanation: If animal involvement is anticipated within the period of award but plans are indefinite and it is not possible to describe the
use of animals, check "Yes" and in the Research Training Plan: Vertebrate Animals narrative, provide an explanation and indicate when it is
anticipated that animals will be used.
Policy: Refer to PHS Policy on Humane Care and Use of Laboratory Animals
B-16
Q
Vertebrate Animals
Section
Upload Narrative
Attachment
PHS_Fellow_VertebrateAnimals
Field Name
Options/Answers
Upload Narratives or Data entry
B-17
Select Agent Research
Upload Narrative
Attachment
PHS_Fellow_SelectAgentResearch
B-18
Resource Sharing Plan
Upload Narrative
Attachment
PHS_Fellow_ResourceSharingPlan
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
B-19
Respective Contributions
Upload Narrative
Attachment - Required
PHS_Fellow_RespectiveContributions
B-20
Selection of Sponsor and
Institution
Upload Narrative
Attachment - Required
PHS_Fellow_SelectionSponsorInstitution
B-21
Responsible Conduct of
Research
Upload Narrative
Attachment - Required
PHS_Fellow_ResponsibleConductResearch
C. Additional Information
Section
C-1.24
Field Name
Options/Answers
Does the proposed project involve
human embryonic stem cells?
Explanation:
Questionnaire
Q ID 5
Upload Narratives or Data entry
Indicate “Yes” if the proposed research involves human
embryonic stem cells.
See http://stemcells.nih.gov/index.asp for a definition of human embryonic stem cells.
Policy: See http://stemcells.nih.gov/policy/guidelines.asp for Federal policy on federally funded stem cell research.
C-1.6
Can a specific stem cell line be
referenced at this time?
Explanation:
Questionnaire
Q ID 6
“N” answer affirms that an undefined registry cell line will be
used. “Y” answer will require entering the cell IDs in the next
question.
See http://stemcells.nih.gov/research/registry/eligibilityCriteria.asp for additional information on stem cells.
Policy: See http://stemcells.nih.gov/policy/guidelines.asp for Federal policy on federally funded stem cell research.
C-1.5
List the registration number of the
specific cell line(s) from the stem
cell registry.
Questionnaire
Q ID 7
List the registration numbers of the cell lines in the spaces
provided. The maximum allowed length of each registration
number is four (4).
Explanation: List the registration numbers of the cell lines in the spaces provided. The maximum allowed length of each registration number
is four (4).
Policy: See the stem cell registry found at: http://stemcells.nih.gov/registry/index.asp
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
Section
Field Name
Options/Answers
Upload Narratives or Data entry
C-2.1
Candidates Alternate
Phone Number
Proposal Personnel
> Person Details >
Secondary Office Phone
Enter an alternate phone number (e.g., cell phone)
C-4.0
Degree Sought During
Proposed Award:
Questionnaire
Are you seeking a degree during the proposed award?
Q ID 42
“N” will proceed to Field of Training; “Y” requires degree date and type.
Expected Completion
Date
Questionnaire
Enter the date the degree was earned in month/day/year format
(MM/DD/YYYY). The specific date of the month is not important. The Month
and Year data will be formatted to meet NIH requirements
Degree Sought
Questionnaire
C-4.3
C-4.0
Q ID 35
Q ID 99
C-4.2
Other Degree Type
Questionnaire
Q ID’s 16, 17, 18,
19, 100, 21
C-5
Field of Training for Current
Proposal:
Questionnaire
Field of Training (broad)
Questionnaire
If Yes, select the type of degree sought during the proposed award, from
the list of options provided. If the degree being sought does not appear on
the list, please select the most appropriate "other" degree type from the list.
(List detailed in Appendix.)
If you have selected an "other" type as your degree sought, please provide
the specific degree type here.
Select the subcategory field of training that best applies to the proposed
award from the list; otherwise select “Subcategory Not Found”.
Q ID 22
Q ID 23.
The sponsor discourages the use of the broader category descriptions,
unless it is truly the best fit; i.e., a suitable subcategory cannot be found on
the list
The form allows for up to four (4) current and prior support entries. The questionnaire asks the respondent if they had prior support; a “Yes”
answer asks a series of questions to provide the form data. These series can repeat to supply the four detailed lines. A “No” response to
current/prior support will present the next required question.
Section
C-6.1 – 3
C-6.4
Field Name
Current Or Prior Kirschstein-NRSA
Support?
Level
C-6.5
Type
C-6.6
Start Date
C-6.7
End Date
C-6.8
Grant Number
Do you have another current or
prior Kirschstein-NRSA support
award to report?
Options/Answers
Questionnaire
Q ID 24
Questionnaire
Q ID 32
Questionnaire
Q ID 33
Questionnaire
Q ID 43
Q ID 44
Questionnaire
Q ID 49
Q ID 45
Questionnaire
Q ID 46
Q ID 27
Questionnaire
Q ID 31
Upload Narratives or Data entry
If yes, please identify current and prior Kirschstein-NRSA support
in the following questions. Up to 4 awards can be identified.
Select from list:
Predoctoral or Postdoctoral
Select from List:
Individual or Institutional
If known, enter the start date of this support in the format
MM/DD/YYYY.
If known, enter the end date of this support in the format
MM/DD/YYYY.
If known, enter the grant number for this support.
Answer “Yes” to supply the required fields in the questions that
follow. Answer “No” to proceed to the next required question.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
Section
Field Name
Options/Answers
Upload Narratives or Data entry
C-7.1
Applications for Concurrent
Support?
Defaults to No unless the
defined narrative is
uploaded.
Are there applications for other concurrent support for this
candidate? If yes, upload the Concurrent Support narrative.
Explanation: If the candidate has applied or will be applying for other support that would run concurrently with the period covered by this
application check “Yes” and include the type, dates, source(s) and amount. The candidate must promptly report to the NIH IC to which
this application is assigned any support resulting from other such applications.
C-7.4
Concurrent Support
Upload Narrative
Attachment
PHS_Fellow_ConcurrentSupport
C-8
Goals for Fellowship
Training and Career
Upload Narrative
Attachment - Required
PHS_Fellow_Goals_FellowshipTrainingCareer
C-9
Activities Planned Under
This Award
Upload Narrative
Attachment - Required
PHS_Fellow_ActivitiesPlanned
C-10
Doctoral Dissertation and
Other Research
Experience
Upload Narrative
Attachment
PHS_Fellow_DocDissertOtherResExperience
Parameter 'PI_CITIZENSHIP_FROM_CUSTOM_DATA' supports this data element. Default value is 1. If the value is set to 1, uses distributed
custom element: CITIZENSHIP_INFO.
Section
Field Name
Options/Answers
Upload Narratives or Data entry
C-11.1
Citizenship:
Premium only:
Select from a look-up value provided:
Proposal Personnel >
Person Details >
A: Non-U.S Citizen with Temporary Visa
Other tab
C: U.S. Citizen or noncitizen national
N: Permanent Resident of the U.S.
P: Permanent Resident of the U.S. - PENDING
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
Section
Field Name
Options/Answers
Upload Narratives or Data entry
C-12.1
Change of Sponsoring
Institution
Questionnaire
Has this application been previously submitted by a different
institution?
C-12.2
Name of Former
Institution
Q ID 28
Questionnaire
Check YES, if this application reflects a change in grantee
institution from that indicated on a previous application.
Enter the name of the former institution.
Q ID 29
Explanation:
Per NIH, a former institution is not generally applicable to a "New" application. If you check YES, you will be prompted to provide the name
in a follow-up question.
Additional Narrative type for this form version 1-2. (prior instructions uploaded this file to the Other Project Info form.)
Consult the instructions provided in the Application Guide regarding the content of the Sponsor(s) and Co-Sponsor(s) section.
D-1
Sponsor(s) and CoSponsor(s) Information
Upload Narrative
Attachment - Required
PHS_Fellow_Sponsor_CoSponsor_Info
If you are not requesting
any tuition or fees, please
select "None Requested".
Otherwise select "Funds
Requested" and enter
the amounts for each
applicable year of
support, in the fields
provided.
Budget:
To populate this form the tuition must be budgeted using the
parameterized cost element/GL.
If Tuition is not budgeted, the “None Requested” box will be
checked.
Warning: If Tuition is incorrectly budgeted (wrong cost element
for this form), None Requested box will be checked.
Parameter: Tuition_Cost _Elements
To maintain parameter: enter cost element in this method:
(‘XXXXXX‘) e.g. parenthetical statement, single quote at start
end of CE, Example:
E. BUDGET
E-1 section
Example: 422311
Description: TuitionOther– Not MTDC
(CONSQA instance)
Line Item expense
entered per budget
period in the Cost
Element defined for
Tuition for this form.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
Senior Fellowship Applicant section
These questions will only appear upon “Yes” to the question “Is this a senior Fellowship
Application.
Section
Field Name
Senior
Fellowship
Options/Answers
Upload Narratives or Data entry
Questionnaire
Q ID 36
Is this a Senior Fellowship Application?
E-1-11
Present Institutional Base
Salary Amount:
Questionnaire
Q ID 47
Please enter the dollar amount of your present institutional base
salary
E-1-13
Academic Period
Questionnaire
Q ID 48
Indicate the period of time on which the salary is determined
(e.g., academic year of 9 months, full-time 12 months, etc.
Select a value from the list presented:
6-month, 9-month, 10-month, 12-month
E-1-14
Number of Months
Questionnaire
Please enter the number of months you will receive the salary.
Fractions of months (using two decimal places) may be
expressed.
Q ID 50
E-2
Stipends/Salary During
First Year of Proposed
Fellowship
Budget: Period 1
Example:
Cost Element : 400315
Description: FellowsNon-Student– Not
MTDC
To populate the Stipend Amount and Number of Months, this
Fellow/PI Personnel expense must be in the Period 1 budget
using the defined cost element. The amount and months are
mapped from the Personnel Budget Details.
If Stipend is not budgeted, the form fields will be zero.
Warning: If Stipend is incorrectly budgeted (wrong cost element
or no person details), the values will not publish.
(CONSQA instance)
Parameter
maintained:
Stipend_Cost
_Elements
Screen shots from Lite and Premium Personnel Budget Detail entries for Senior Fellow Stipend Amount and Months.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
E-2 a1
Supplemental Amount
Questionnaire
Q ID 38
Are you receiving any supplementation from other sources?
(Numeric value, no commas or non-numeric characters).
Supplemental Number of
Months
Questionnaire
E-2b-1
Supplemental Type
Questionnaire Q40
What is the type of the supplemental funding?
E-2b-2
Sources:
Questionnaire Q41
What is the source of the supplemental funding??
Section
Field Name
Options/Answers
Upload Narratives or Data entry
E-0
Appendix
Upload Narrative
Attachment
PHS_Fellow_Appendix
E-2 a2
Q ID 39
Enter the number of months receiving the supplemental funds.
(Numeric value, no commas or non-numeric characters).
This narrative type requires a Description/Title. Do NOT use special
characters or spaces in name you type in COEUS. Only numbers, letters,
hyphens, underscores, and periods should be used.
Form End Notes:
Form V 1-2
COEUSQA-2846:
New Questionnaire (ID 4)created to support the 1-2 form version; a new value list (Graduate Level Degree 1-2 ) is provided for the selection of Graduate Level
Degree 1-2.
New narrative type added: PHS_Fellow_Sponsor_CoSponsor_Info
New Argument Value list for Graduate Level Degree
Updated the Senior Fellow Federal Stipend Number of Months mapping from Personnel Budget Details data.
Form V 1-1 –
4.4.3P case: COEUSQA-3039 updated the Senior Fellow Federal Stipend Number of Months mapping from Personnel Budget Details data
4.4.2 Cases:
COEUSQA-2467: Stored procedure altered to use the earliest effective date salary of the Fellow PI Person listed twice in budget persons (if different appointment
types, job codes, or salary effective dates).
COEUSQA-2315: Some values in the argument value lookup table - type graduate level degree do not match the G.Gov enumerations for the fellowship form. The
script included in this case will delete the incorrect values and reinsert the correct values
V 1-0 (COEUS DEV-367; 4.3.6) is no longer accepted by NIH with the added Research Strategy narrative requirement.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
Appendix:
1. Degrees: maintained in Value List. Graduate Level Degrees 1-2
Masters
MA: Master of Arts
MBA: Master of Business Administration
MLS: Master of Library Science
MPA: Master of Public Administration
MPH: Master of Public Health
MS: Master of Science
MSN: Master of Science In Nursing
Academic Doctorate
DC: Doctor of Chiropractic
DNSC: Doctor of Nursing Science
DPH: Doctor of Public Health
DRPH: Doctor of Public Health
DSC: Doctor of Science
EDD: Doctor of Education
EGND: Foreign Doctor Engineering
JD: Doctor of Juris Prudence
PHD: Doctor of Philosophy
SCD: Doctor of Science
Professional Doctorate
DDS: Doctor of Dental Surgery
DMD: Doctor of Medical Dentistry
DO: Doctor of Osteopathy
DPM: Doctor of Podiatric Medicine
DSW: Doctor of Social Work
DVM: Doctor of Veterinary Medicine
MB: Foreign - Bachelor of Medicine
MBBS: Foreign - Bachelor of Medicine and Surgery
MD: Doctor of Medicine
ND: Doctor of Naturopathy
OD: Doctor of Optometry
PHMD: Doctor of Pharmacy
PSYD: Doctor of Psychology
VMD: Doctor of Veterinary Medicine
Other Degree(s)
MOTH: Other Masters Degree
DOTH: Other Doctorate
DDOT: Other Doctor of Medical Dentistry
MDOT: Other Doctor of Medicine
VDOT: Other Doctor of Veterinary Medicine
OTH: Other
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
2. Field of Training C-4. FOT Values: Excel table in DAT.
Predominantly Non-Clinical or Lab-Based Research Training
1100 BIOCHEMISTRY
1110 Biological Chemistry
1120 Bioenergetics
1130 Enzymology
1140 Metabolism
1200 BIOENGINEERING
1210 Bioelectric/Biomagnetic
1220 Biomaterials
1230 Biomechanical Engineering
1240 Imaging
1250 Instrumentation and Devices
1260 Mathematical Modeling
1270 Medical Implant Science
1280 Nanotechnology
1290 Rehabilitation Engineering
1310 Tissue Engineering
1400 BIOPHYSICS
1410 Kinetics
1420 Spectroscopy
1430 Structural Biology
1440 Theoretical Biophysics
1500 BIOTECHNOLOGY
1510 Applied Molecular Biology
1520 Bioprocessing and Fermentation
1530 Metabolic Engineering
1600 CELL AND DEVELOPMENTAL BIOLOGY
1610 Cell Biology
1620 Developmental Biology
1700 CHEMISTRY
1710 Analytical Chemistry
1720 Bioinorganic Chemistry
1730 Bioorganic Chemistry
1740 Biophysical Chemistry
1750 Medicinal Chemistry
1760 Physical Chemistry
1770 Synthetic Chemistry
1900 ENVIRONMENTAL SCIENCES
2000 GENETICS
2010 Behavioral Genetics
2020 Developmental Genetics
2030 Genetic Epidemiology
2040 Genetics of Aging
2050 Genomics
2060 Human Genetics
2070 Molecular Genetics
2080 Population Genetics
2200 IMMUNOLOGY
2210 Asthma and Allergic Mechanisms
2220 Autoimmunity
2230 Immunodeficiency
2240 Immunogenetics
2250 Immunopathology
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
2260 Immunoregulation
2270 Inflammation
2280 Structural Immunology
2290 Transplantation Biology
2310 Vaccine Development
2400 MICROBIOLOGY AND INFECTIOUS DISEASES
2410 Bacteriology
2420 Etiology
2430 HIV/AIDS
2440 Mycology
2450 Parasitology
2460 Pathogenesis of Infectious Diseases
2470 Virology
2600 MOLECULAR BIOLOGY
2800 NEUROSCIENCE
2810 Behavioral Neuroscience
2820 Cellular neuroscience
2830 Cognitive neuroscience
2840 Communication Neuroscience
2850 Computational Neuroscience
2860 Developmental Neuroscience
2870 Molecular Neuroscience
2880 Neurochemistry
2890 Neurodegeneration
2910 Neuropharmacology
2920 Systems/Integrative Neuroscience
3100 NUTRITIONAL SCIENCES
3200 PHARMACOLOGY
3210 Molecular Pharmacology
3220 Pharmacodynamics
3230 Pharmacogenetics
3240 Toxicology
3300 PHYSIOLOGY
3310 Aging
3320 Anesthesiology (basic science)
3330 Endocrinology (basic science)
3340 Exercise Physiology (basic science)
3350 Integrative Biology
3360 Molecular Medicine
3370 Physiological Optics
3380 Reproductive Physiology
3500 PLANT BIOLOGY
3600 PSYCHOLOGY, NON-CLINICAL
3610 Behavioral Communication Sciences
3620 Behavioral Medicine (non-clinical)
3630 Cognitive Psychology
3640 Developmental and Child Psychology
3650 Experimental & General Psychology
3660 Mind-Body Studies
3680 Neuropsychology
3690 Personality and Emotion
3710 Physiological Psychology & Psychobiology
3720 Psychology of Aging
3730 Psychometrics
3740 Psychophysics
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
3750 Social Psychology
3900 PUBLIC HEALTH
3910 Disease Prevention and Control
3920 Epidemiology
3930 Health Economics
3940 Health Education
3950 Health Policy Research
3960 Health Services Research
3970 Occupational and Environmental Health
4100 RADIATION, NON-CLINICAL
4110 Nuclear Chemistry
4120 Radiation Physics
4130 Radiobiology
4200 SOCIAL SCIENCES
4210 Anthropology
4220 Bioethics
4230 Demography & Population Studies
4240 Economics
4250 Education
4260 Language and Linguistics
4270 Sociology
4400 STATISTICS AND/OR RESEARCH METHODS AND/OR
INFORMATICS
4410 Biostatistics and/or Biometry
4420 Bioinformatics
4430 Computational Science
4440 Information Science
4450 Clinical Trials Methodology
4600 TRAUMA, NON CLINICAL
5000 OTHER, Predominantly Non-Clinical or Lab-Based Research Training
Predominantly Clinical Research Training (can include any degree)
6100 ALLIED HEALTH
6110 Audiology
6120 Community Psychology
6130 Exercise Physiology (clinical)
6140 Medical Genetics
6150 Occupational Health
6160 Palliative Care
6170 Physical Therapy
6180 Pharmacy
6190 Social Work
6210 Speech-language Pathology
6211 Rehabilitation
6400 DENTISTRY
6500 CLINICAL DISCIPLINES
6510 Allergy
6520 Anesthesiology
6530 Behavioral Medicine (clinical)
6540 Cardiovascular Diseases
6550 Clinical Laboratory Medicine
6560 Clinical Nutrition
6570 Clinical Pharmacology
6580 Complementary and Alternative Medicine
6590 Clinical Psychology
6610 Connective Tissue Diseases
6620 Dermatology
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
6630 Diabetes
6640 Gastroenterology
6650 Endocrinology
6660 Immunology
6670 Gene Therapy (clinical)
6680 Geriatrics
6690 Hematology
6710 HIV/AIDS
6820 Infectious Diseases
6830 Liver Diseases
6840 Metabolic Diseases
6850 Nephrology
6860 Neurology
6870 Ophthalmology
6880 Nuclear Medicine
6890 OB-GYN
6910 Oncology
6920 Orthopedics
6930 Otorhinolarynology
6940 Preventive Medicine
6950 Radiation, Interventional
6960 Pulmonary Diseases
6970 Radiology, Diagnostic
6980 Rehabilitation Medicine
6990 Psychiatry
7110 Surgery
7120 Trauma
7130 Urology
7300 PEDIATRIC DISCIPLINES
7310 Pediatric Endocrinology
7320 Pediatric Hematology
7330 Pediatric Oncology
7340 Pediatric, Prematurity & Newborn
7500 NURSING
7700 VETERINARY MEDICINE
8000 OTHER, Predominantly Clinical Research Training
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
3. APPLYING the Fellowship Questionnaire with a Question type Business Rule:
The following is the shortest and simplest rule you can build to invoke the Grants.gov form-supporting Questionnaires.
The following steps will build a Question Rule Condition test for the 1-2 PHS Fellowship Supplemental Form.
•
Navigate to the Business Rules tab for the highest Proposal Routing Node in your unit Hierarchy (I maintain these system-wide rules
at the 000001 node).
•
Click Add to generate a Create Business rule window.
•
Select rule type of Question, and Module: Proposal Development
•
Enter a description that will help you clearly identify this rule: suggested: “Invoke the 1.2 PHS Fellowship Grants.gov Form”
•
Click Add to open the Condition Editor window;
•
Enter a description (this will become a listed condition statement on the prior Rule window) suggested: “1-2 PHS398 Fellowship
form”
•
Note: the user message field on this window is not active.
1.
2.
3.
4.
5.
In the lower Condition Editor panel, Add a condition line:
From the Function Tab, select = “Specified Grants.gov Form” and drag it to the new Condition line. The Arguments window will
appear.
Double-click the Argument Name field to display the look-up values; Select PHS Fellowship Supplemental V1-2, and then click OK.
Click OK to close the Arguments window.
Complete the Condition Test by selecting [Equal To] [True]
The completed Question-type Business Rule
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
This Question Rule will be available for selection in the Questionnaire “Used In (module)” section, Rule drop-down list.
You can EDIT Questionnaire ID #1 to apply this rule (the rule condition will automatically update if you modified the existing selected
question rule).
With ID#4 highlighted, click Edit – but click NO to the “create a new version” prompt!!!
Select your Invoke the Fellowship Form rule from the available Question Rules, and please mark it as Mandatory = YES, as the questionnaire
data is required to fully populate this form. If you like, you can modify the Label in the Used In section – this is the questionnaire label that
End Users see – I’ve kept this label neutral as to form version to avoid confusing users. If you have any suggestions for user-friendly formsupporting Questionnaire titles in future releases, please let me know.
With this Question Rule, the end user proposals will not invoke this Fellowship questionnaire until they have successfully applied a Grants.gov
opportunity that has the V1-2 of the PHS Fellowship Supplemental Form.
4.
Questionnaire ID 4 detail:
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
PHS Fellowship Supplemental Form 1-2 (COEUSQA-2846) required for NIH submissions after 1/25/2011.
PHS 398 Modular Budget
Please follow Proposal User Guide instructions for detailed budget instructions. Cost Element mapping to Budget Categories in your local environment will impact
where your expenses appear on these forms. Modular Budget Expenses are mapped to the COEUS Modular Budget screen of the Budget Version marked as Final.
Modular expenses can be manually entered, or synchronized from the detailed budget.
All budget periods will be populated based on the user maintained entries in the Modular Budget window, as follows:
Box A. Direct Costs
Direct Costs Less Consortium F&A: the sync’d value from the Detailed budget is rounded up to the nearest $25,000.
Consortium F&A: total of subcontract F&A expenses. This value does not get rounded to the nearest $25,000. (These expenses are really direct costs in the
prime budget, but can be subtracted from the prime total when submitting Modular budget to NIH.)
The cost elements for subcontract F&A are defined in the COEUS parameters 'SUBCONTRACTOR_F_AND_A_GT_25K' and 'SUBCONTRACTOR_F_AND_A_LT_25K'.
Total Direct Costs: This is the sum of the Direct Costs Less Consortium F and A and Consortium F and A.
B. Indirect Costs
The indirect costs will be detailed by rate. If there are multiple applicable rates for the period, a detailed indirect cost line will be
populated for each rate.
Cognizant Federal Agency: The information (agency name, POC name and phone number) is populated from the proposal's Organization record, using the
rolodex entry for the maintained cognizant auditor.
Proposal Narratives:
The following Narrative types are mapped for the PHS398 Modular Budget form for use in supplying budget justification
information, as required by the sponsor:
PHS_ModBud_PersonJustif (ID 35) for the personnel justification document
PHS_ModBud_Consort_Justif (ID36) for the Consortium/Contractual budget justification
PHS_ModBud_NarrativeJustif (ID37) for other budget information, as defined for use by NIH.
PHS398 Modular Budget V1-1
PHS 398 Research Plan V 1-3
#DAT Form Location
1
Application Type
2.02 Introduction to Application
(Resubmissions & Revisions
only)
COEUS Screen
Field
Instructions
General Info
Proposal Type
The type selected to populate the SF 424 (R&R)
Cover Page is repeated. No additional user action
required to complete this form field.
Upload
Attachments
Proposal Uploads
Select Attachment type
PHS_ResPlan_IntroductionToApplication
Use only if you are submitting an R&R Resubmission or Revision (Cover Page Item 8).
Applicants must follow the page limits that are outlined in the specific announcement. Page limits for the Introduction vary for
specialized mechanisms (e.g., R03 and R21 applications).
2.03
Specific Aims
Upload
Attachments
Proposal Uploads
Select Attachment type
PHS_ResearchPlan_SpecificAims
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
2.04 Research Strategy
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_ResearchStrategy
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
2.05 Inclusion Enrollment Report
(for Renewals)
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_InclusionEnrollmentReport
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
2.06 Progress Report Publication
List
Upload
Proposal Uploads
PHS 398 Research Plan V 1-3; Initial Release 4.3.6 (COEUSQA-2023)
Select Attachment type:
#DAT Form Location
(For Renewals only)
COEUS Screen
Field
Attachments
Instructions
PHS_ResearchPlan_ProgressReportPubList
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
2.09 Protection of Human Subjects
(may be required)
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_ProtectionOfHumanSubjects
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
This section covers only the initial information regarding the Protection of Human Subjects. Follow the instructions in the full NIH SF424
guide (http://grants1.nih.gov/grants/funding/424/index.htm): Part II, Supplemental Instructions for Preparing the Human Subjects Section of the Research Plan.
2.10 Inclusion of Women and
Minorities
(may be required)
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_InclusionOfWomenAndMin
orities
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
To determine if Inclusion of Women and Minorities applies to this application, follow the instructions in the full guide, Part II, Supplemental
Instructions for Preparing the Human Subjects Section of the Research Plan.
2.11 Targeted/Planned Enrollment
Table
(may be required)
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_TargetedPlannedEnrollment
Table
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
If this application involves the Inclusion of Women and Minorities, complete the Targeted/Planned Enrollment Table
2.12 Inclusion of Children
(may be required)
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_InclusionOfChildren
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
To determine if Inclusion of Children applies to this application, follow the instructions in the full guide; Supplemental Instructions for
Preparing the Human Subjects Section of the Research Plan.
PHS 398 Research Plan V 1-3; Initial Release 4.3.6 (COEUSQA-2023)
#DAT Form Location
2.15 Vertebrate Animals
(may be required)
COEUS Screen
Field
Instructions
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_VertebrateAnimals
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
2.15 Select Agent Research
a
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_SelectAgentResearch
If you are responding to a specific funding opportunity announcement (e.g., PA or RFA), address any requirements specified by the
solicitation.
2.15 Multiple PD/PI Leadership
b
Plan
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_MultiplePILeadershipPlan
For applications designating multiple PDs/PIs, a leadership plan must be included.
2.16 Consortium/Contractual
Arrangements
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_Consortium_Contract
Explain the programmatic, fiscal, and administrative arrangements to be made between the applicant organization and the consortium
organization(s). If consortium/contractual activities represent a significant portion of the overall project, explain why the applicant
organization, rather than the ultimate performer of the activities, should be the grantee.
2.17 Letters of Support
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_LettersOfSuport
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
Attach appropriate letters here, as a single PDF file, from all individuals confirming their roles in the project and rate/charge for consulting
services.
2.18 Resource Sharing Plan(s)
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_ResourceSharingPlan
NIH considers the sharing of unique research resources developed through NIH-sponsored research an important means to enhance the value and further the
advancement of the research. See Data-Sharing Policy or http://grants.nih.gov/grants/guide/notice-files/NOT-OD-03-032.html
2.19 Appendix
Upload
Attachments
Proposal Uploads
Select Attachment type:
PHS_ResearchPlan_Appendix
This narrative type requires a Description/Title. Do NOT use
PHS 398 Research Plan V 1-3; Initial Release 4.3.6 (COEUSQA-2023)
#DAT Form Location
COEUS Screen
Field
Instructions
special characters or spaces in name you type in COEUS. Only
numbers, letters, hyphens, underscores, and periods should be
used.
Please consult the sponsor instructions for your specific opportunity regarding the content requirements for this narrative.
A maximum of 10 PDF attachments is allowed. Note this is the total number of allowable appendix attachments, not the total number of
publications. If more than 10 appendix attachments are needed, combine the remaining information into attachment #10. A summary
sheet listing all of the items included in the appendix is encouraged, but not required. When including a summary sheet, it should be
included in the first appendix attachment.
Form End Notes:
This V 1-3 uses fewer narrative uploads, introduced Research Strategy for required use by NIH in late 2009. COEUSQA-2022.
Prior form Versions utilized :
Versions 1-0, 1-1, and 1-2 required the narrative upload types Background and Significance, Preliminary Studies/Progress Report, and
Research Design and Methods; replaced by one upload; Research Strategy.
PHS 398 Research Plan V 1-3; Initial Release 4.3.6 (COEUSQA-2023)
PHS398 Research Training Program
Plan V 1-0
About the PHS 398Research Training Plan 1-0
In order to validate Training Program opportunities, Citizenship information must be provided for all Investigators. This solution used for these
submissions is similar to what was provided for the PHS Career Development and PHS Fellowship forms. If your organization is using a custom
(external) data solution, the parameter PI_CITIZENSHIP_FROM_CUSTOM_DATA should be maintained to 0; alternatively, set this parameter to
1 to utilize the consortium distributed Custom Element and supporting Argument Values that populate the Person/Proposal Person Other
tab.
Parameters for Training forms:
Related code table:
Form Field/location
COEUS Screen
10
–
13
Application Type
Proposal Details
Application Type
From proposal data: comes from the COEUS
proposal type code
21
Introduction to
Application
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_Introduction
Narrative code # 112:
Use only when submitting an R&R
Resubmission or Revision.
#
Field Name
(for REVISION or
RESUBMISSION
applications only)
PHS 398 Research Training Program Plan COEUSQA-2022 release 4.3.6
Instructions
Form Field/location
COEUS Screen
22
Background
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_Background
Narrative code # 113
23
Program Plan
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_ProgramPlan
Narrative code # 114
24
Recruitment and
Retention Plan to
Enhance
Diversity
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_RecruitmentPlan
Narrative code # 115:
25
Plan for
Instruction in the
Responsible
Conduct of
Research
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_RespConductResearch
Narrative code # 116
26
Progress Report
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_ProgressReport
Narrative code # 117
Use only if you are submitting an R&R
Renewal.
27
Human Subjects
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_HumanSubjects
Narrative code # 118
#
(for RENEWAL
applications only)
Field Name
Instructions
Upload only required if Special Review for Human Subjects will be utilized, and the Special Review is
maintained.
28
Vertebrate
Animals
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_VertAnimals
Narrative code # 119
Upload only required if Special Review for Vertebrate Animals will be utilized, and the Special
Review is maintained.
PHS 398 Research Training Program Plan COEUSQA-2022 release 4.3.6
Form Field/location
COEUS Screen
29
Select Agent
Research
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_SelectAgentResearch
Narrative code # 120
21
0
Multiple PD/PI
Leadership Plan
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_PILeadershipPlan
Narrative code # 121
21
1
Consortium/Con
tractual
Arrangements
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_ConsContractual
Narrative code # 122
21
2
Participating
Faculty
Biosketches
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_FacBiosketches
Narrative code # 123
21
3
Data Tables
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_DataTables
Narrative code # 124
21
4
Letters of
Support
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_SupportLetters
Narrative code # 125
21
5
Appendix
Upload Narratives
Proposal
Narratives
PHS-ResTrainingPlan_Appendix
Narrative code # 126
A maximum of 10 attachments allowed. If
more than 10 are needed, combine them
into attachment #10.
#
Field Name
(if applicable)
Instructions
This narrative type requires a Description/Title. Do NOT use special
characters or spaces in name you type in COEUS. Only numbers, letters,
hyphens, underscores, and periods should be used.
PHS 398 Research Training Program Plan COEUSQA-2022 release 4.3.6
PHS398 Research Training Budget V
1-0
COEUSQA-2089 About The PHS 398 Training Budget V1-0 form’s data requirements:
Users are required to answer this form-specific Questionnaire and input budget details to fulfill all the form requirements.
Questionnaire: Questionnaire ID #3, version 1 supports this new NIH Training Budget form. (Question ID’s 66 through 98) Versioning the
Questions and Questionnaire is not recommended. The only allowable versioning of the Questions would be to alter the question language
or answer length; the Questionnaire would then need to be versioned locally to include the latest question versions. Deleting or adding
questions to this questionnaire will break the ability to support the s2s submission of this form.
Trainees: The number of Trainees in the this form’s categories (Undergraduate, Predoctoral, Postdoctoral, short term, full term, single degree,
dual degree, non-degree seeking, degree seeking) required utilizing the Questionnaire for the data to populate PHS 398 Training Budget
form, as this information could not be easily captured from the COEUS Budget.
Stipends: Because the stipend rates are regulated by NIH, a data table has been created using the current 2009 NIH rates (NOT-OD-09-075)
to calculate and populate this form based on the entries in the Questionnaire. The exception is for ‘Other’ trainees, in which case the
stipends and tuition are taken from the questionnaire; user should still input these expenses in their detail budget for internal records. The
number of trainees for all remaining trainee categories must be input in the questionnaire; the stipend expense will be calculated and
published to the form from stipend rate tables. User should also enter the stipend expense in their COEUS line item budget for internal
record.
New COEUS Table & Columns added to support Stipend calculation from questionnaire entries:
table name:osp$training_stipend_rates
Columns: career_level, experience_level, stipend_rate, effective_date
TABLE MAINTENANCE: Code Tables for Application Administrator maintenance provided COEUSQA-2296:
Code Tables>Proposal Development>Training Stipend Rates. Supports Questionnaire calculation reference and s2s form validations (PHS389 Training Budget 1-0).
Add a new row for each of the 11 Stipend Rates with its Effective Date according to the NIH annually published rates.
Tuition: Users must enter tuition expense lines for each trainee category. To support tuition budgeting for this form six (6) parameters have
been created to identify existing or created tuition cost elements. These budgeted tuition amounts for the Trainee categories for this form
are published to the Trainee budget form.
New Parameters maintained to specify Trainee Tuition detail:
TUITION_OTHER_COST_ELEMENTS
TUITION_POSTDOC_DEG_COST_ELEMENTS
TUTION_POSTDOC_NONDEG_COST_ELEMENTS
TUTION_PREDOC_DUAL_DEG_COST_ELEMENTS
TUITION_PREDOC_SINGLE_DEG_COST_ELEMENTS
TUITION_UNDERGRAD_COST_ELEMENTS
To maintain parameters: enter multiple cost elements in this format: (‘XXXXXX‘, ‘XXXXXY’, ‘XXXXXW’) e.g. parenthetical statement, single
quote at start end of each CE, comma separated.
Other budgeted expenses: Users must enter budget line item costs for Training Related Expenses (TRE) cost and Trainee Travel cost elements
are parameterized. The consortium expenditures (subcontract) cost elements utilize the existing parameter.
TRAINEE_TRAVEL_COST_ELEMENTS
TRAINING_REL_COST_ELEMENTS
SUBCONTRACT_COST_ELEMENTS
To maintain parameters: enter multiple cost elements in this format: (‘XXXXXX‘, ‘XXXXXY’, ‘XXXXXW’) e.g. parenthetical statement, single
quote at start end of each CE, comma separated.
NIH has certain funding opportunities that will utilize this Training Budget form and the RR Budget form. There is a field in the Training Budget
form that supports populating additional expenses. The value published excludes the cost elements identified for this form to avoid
duplication of expenses.
Budget Justification: A new narrative type has been provided for this budget justification. Narrative type: PHS_Train_Budg_Just, ID number
130.
Questionnaire required to complete the form: ID #3: PHS 398 Training Budget Form version 1-0
Supporting Questions: ID numbers 66 through 98 in Question Group: Grants.gov PHS Training
Question Rule suggested to invoke this form-required Questionnaire:
The Question Rule can be limited to just the Specified Grants.gov Form (PHS 398 Training Budget V1-0), or can add references Sponsor,
Sponsor Group, and Grants.gov Submission.
When the Rule is applied to the Questionnaire ID #3: Module Development Proposal, select the Mandatory flag of YES to make answering
this Questionnaire a proposal validation required prior to submitting for approval routing.
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
The Questionnaire contains a repeat of the questions to support the form capability of up to a five (5) period budget. If the selected
opportunity only allows a three (3) years of support, when presented with the question “Are you requesting funds for Budget Period 4?” and
“Are you requesting funds for Budget Period 5?”, answer ‘No’ to these questions to leave those budgets blank. See additional budget
creation tips after the Questionnaire instructions.
Form Field/location
COEUS Screen
Field Name
Instructions
Organizational DUNS
Organization
Organization Name
Organization
Proposal
Organization
Proposal
Organization
Start Date
End Date
Budget Type
Proposal Details
Proposal Details
n/a
The DUNS is centrally maintained in the Organization table
record for this entity.
The proposal organization is maintained centrally for your
COEUS Instance – in the Parameter DEFAULT_ORGANIZATION_ID.
The details of this record are also centrally maintained in the
Organization table record for this entity.
The start date of the proposal is used for this field
The end date of the proposal is used for this field
This form will always be selected as PROJECT; required for the
prime organization’ s budget submission.
Section A. Stipends, Tuition/Fees
Number of
Undergraduate
Trainees
Undergraduate
Stipends requested
Questionnaire
Undergraduate
Tuition/Fees requested
Budget
Questionnaire
Start Date
End Date
n/a
Answer for
each requested
budget year
Calculated
Budget Period
Line item detail
The number of full time and short term trainees at each level is
taken from the questionnaire.
This field is calculated*. The published number is the product of
the number of trainees multiplied by the correct rate stored in
the OSP$TRAINING_STIPEND_RATES table.
Data taken from the proposal budget, and is based on cost
elements identified in the parameterized entries
TUITION_UNDERGRAD_COST_ELEMENTS
*Calculation of stipends:
The table has columns: career_level, experience_level, stipend_rate, and effective_date. 4.3.7 Release uses Stipend Rates and Effective
Date published in NIH Notice NOT-09-075( http://grants.nih.gov/grants/guide/notice-files/NOT-OD-09-075.html). When getting the rate for
the given career level and experience level, check the effective date of the rate. Use the rate for the latest effective date where the
effective date is earlier than the start date of the proposal.
Number of Predoctoral
Trainees – Single
Degree and Dual
Degree
Predoctoral
Stipends requested
Questionnaire
Answer for
each requested
budget year
The number of full time Single Degree and Dual Degree, and the
number of short term Single Degree and Dual Degree trainees at
is taken from the questionnaire.
Questionnaire
Calculated
Predoctoral
Tuition/Fees requested
Budget
Budget Period
Line item detail
This field is calculated*. The published number is the product of
the number of trainees multiplied by the correct rate stored in
the OSP$TRAINING_STIPEND_RATES table.
Data taken from the proposal budget, and is based on cost
elements identified in the parameterized entries
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
Form Field/location
COEUS Screen
Field Name
Instructions
TUTION_PREDOC_DUAL_DEG_COST_ELEMENTS
TUITION_PREDOC_SINGLE_DEG_COST_ELEMENTS
Number of Postdoctoral
trainees
– Non- degree and
Degree seeking
Postdoctoral
Stipends requested
Questionnaire
Answer for
each requested
budget year
Questionnaire
Calculated
Postdoctoral
Tuition/Fees requested
Budget
Budget Period
Line item detail
Number of Other
Trainees
Questionnaire
Other Stipends
requested
Questionnaire
Postdoctoral
Tuition/Fees requested
Budget
Enter the
number for Full
Time and Short
Term
Enter the
requested
Amount
Budget Period
Line item detail
The number of full time Non- degree and Degree seeking and
the number of short term Non-degree and Degree seeking
trainees at is taken from the questionnaire.
Enter the number at each of the levels, 0-7.
This field is calculated*. The published number is the product of
the number of trainees multiplied by the correct rate stored in
the OSP$TRAINING_STIPEND_RATES table.
Data taken from the proposal budget, and is based on cost
elements identified in the parameterized entries
TUITION_POSTDOC_DEG_COST_ELEMENTS
TUTION_POSTDOC_NONDEG_COST_ELEMENTS
The number of full time and the number of short term trainees at
is taken from the questionnaire
For ‘Other’ trainees, the stipends amount entered in the
Questionnaire is published to the form. Enter the amount of
funding requested for each budget year.
Data taken from the proposal budget, and is based on cost
elements identified in the parameterized entries
TUITION_OTHER_COST_ELEMENTS
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
Section B: Other Direct Costs
Trainee Travel
Budget
Budget Period
Line item detail
Training Related
Expenses
Budget
Budget Period
Line item detail
Total Direct Costs from
R&R Budget Form (if
applicable)
Budget
Budget Period
Line item detail
Consortium Training
Costs (if applicable)
Budget
Budget Period
Line item detail
Trainee Travel expenses are populated from the detail budget
entries using the cost element defined in the parameter table.
TRAINING_TRAVEL_COST_ELEMENTS
Trainee Related Expenses are populated from the detail budget
entries using the cost element defined in the parameter table.
TRAINING_REL_COST_ELEMENTS
Any other expenses budgeted that are not the prescribed form
expenses will publish to this field. Some NIH Training
Opportunities require the RR Budget in addition to the Training
Budget. Reference your specific funding opportunity for
instructions and requirements.
This will publish the Total Direct Cost from the budget minus the TRE,
Travel, and Consortium Costs, as well as the total stipends and tuition from
Section A
The Subcontract line item cost elements as defined in the
parameter table will publish to the appropriate budget year.
SUBCONTRACT_COST_ELEMENTS
Section D & E Indirect Costs and Total Direct and Indirect Costs
Indirect cost and Total details for this form come from the detailed budget entry
Budget Justification
Upload Narratives
Proposal
Uploads
Select narrative type (130) : PHS_Train_Budg_Just. Upload the PDF file with
the sponsor-directed information provided.
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
Cumulative Budget:
Form Field/location
COEUS Screen
Field Name
Instructions
The Cumulative Budget page will be populated from the Questionnaire and Budget Detail entries.
Form End Notes:
4.4.2 Cases
COEUSQA-2330 Corrections to budget expense mapping to PHS398 Training Budget 1-0
COEUSQA-2296: Code Tables>Proposal Development>Training Stipend Rates. Supports Questionnaire calculation reference and s2s form
validations (PHS389 Training Budget 1-0). Stipend Rate and Effective Date columns should be maintained with the most relevant NIH published
rates.
PHS Training Budget Creation Tips:
•
The Training Budget form cannot be print/previewed until stipend expense line items are entered in the COEUS budget to match the
trainee numbers and stipend levels answered in the Questionnaire.
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
•
•
At print/preview, a COEUS validation error will alert the user of the budget deficit for the annual and cumulative requirements. The
user only needs to enter the annual funds requested. How detailed the stipends are entered in the budget depends on your local
campus practices.
o
A SINGLE line item for stipend expense in each budget period is sufficient to support the form.
o
Multiple appearances of the same cost element (one for each trainee type and stipend rate) will aggregate to validate the
form. The detailed entry in the budget may prove to be easier to review and revise the number of trainees in each category.
CAUTION: Stipend funds in your COEUS budget in EXCESS of the Questionnaire calculated amounts will NOT cause an error and WILL
appear in PHS398 Training Budget: Section B: Other Direct Costs, in the line “Total Direct Costs from the R&R Budget Form (if
applicable)”, and will be included in the total costs on both the Training Budget form AND the SF 424 (R&R) form.
Example Validation Error for Questionnaire answered with 1 of each Trainee in all categories (except “other”) for Year 1; Years 2 & 3 each
request 8 Postdoctoral trainees: all Full-Time, Degree-Seeking, 1 at each experience level.
•
Once the minimum stipend expense for each budget year has been entered in the COEUS Budget, the form can be previewed.
Notice that the Tuition fields have no funds entered; Tuition expense MUST be entered in the budget, using the Cost Elements defined
in the COEUS Parameters that support this form.
Example of Stipend in the COEUS budget that exceeds the calculated amount based on the answered Questionnaire. The excess amount
appears in the Total Direct Costs from the R&R Budget Form line – the value $8,588. These funds will also publish on the SF 424 R&R form.
Users should be careful to use the authorized NIH Stipend Rate for each category to coordinate with the Questionnaire calculated
amounts. An Excel workbook is available from the Consortium to aid in coordinating the entries.
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
Always verify your COEUS tables have the correct values to support the valid PHS398 Training Budget stipend rates
http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-067.html
PHS398 Research Training Budget Initial Release 4.3.7/4.4.1 (COEUSQA-2089)
PHS398 Research Training Subaward
Budget Attachment Form V 1-0
A completed PDF extracted budget form must be uploaded to the COEUS Premium budget.
Locate and download an NIH training grant opportunity from the Grants.gov website. Open the Adobe opportunity form set, select the Subaward form and “Move” it
to the “for Submission” box to open the form. Follow the extract instructions provided on the form. Complete the required budget entries – subaward budget
requirements are identical to those of the proposal lead budget. Upload the completed Adobe form to your Premium Proposal Development budget (see the
Premium user guide).
PHS 398 Research Training Subaward Budget Attachment Form Initial Release 4.3.7/4.4.1 (COEUSQA-2247)
PHS 398 Research Training Subaward Budget Attachment Form Initial Release 4.3.7/4.4.1 (COEUSQA-2247)
Performance Site V 1-4
This form populates up to twenty-nine (29) additional sites. Details on the Additional Sites beyond the 29 on this form should be provided as
a user created narrative uploaded to the proposal as narrative type: Performance_sites
Maintain Zip+4 in your Rolodex addresses
If the zip code submitted is only 5 digits, not zip + 4, you may notice a red box highlighting these entries when the application is processed at NIH eCommons. This
does not fail validation at either Grants.gov or eCommons at this time.
#DAT
Form Location
COEUS Screen
Field
Instructions
1--0 I am submitting an
application as an individual,
and not on behalf of a
company, state, local or
tribal government,
academia, or other type of
organization.
Organization
Question
Q# 30
No additional user action required to complete this
form field.
1-1
Proposal:
Organization
Institutional COEUS
Data: Organization
Org ID 000001
No additional user action required to complete this
form field.
Primary Location:
Primary Location:
Organization Name
1-2
Duns Number
Institutional COEUS
Data: Organization
Duns number
maintained in Org
ID 000001
No additional user action required to complete this
form field.
1-3
– 111
Street 1, City, State, Zip Code,
Congressional District
Organization
Contact person
Contact address
maintained in ID
000001
No additional user action required to complete this
form field.
Performance Sites V 1-4 Initial Release 4.3.7/4.4.1 (COEUSQA-2083)
#DAT
Form Location
COEUS Screen
Field
Instructions
Q# 30
Default is unchecked, this field is not required for
other sites.
Project/Performance Site Location (#) (Additional Sites)
2-1
2-2
– 211
I am submitting an
application as an
individual, and not on
behalf of a company,
state, local or tribal
government, academia,
or other type of
organization.
Organization
Question
Organization & Address
Details
Proposal Details:
Organization
If Performance ORGANIZATION selected &
Organization record has Q30 answered to Yes, the
checkbox will be checked.
Additional
Performing
Organization or
Performance Site
The user selected Organization or Rolodex ID details
populate the fields.
NOTE: Rolodex selections must have complete
address details for this form to validate.
Select Type:
Use Add Organizations/Locations to populate the
required information. Select either Other
Other Organization
Organization or Performance Site, as appropriate
or Performance Site
For Other Organizations, the COEUS Organization Table will be searched and the returned result will include:
•
the Location,
•
Address
•
DUNS number and
•
Congressional District. Modify the district by deleting returned result and adding a new congressional district field.
For Performance Site:
•
the Location field must be manually typed in & is used as Name on the form.
•
the Rolodex is searched to provide the Address
•
the Congressional District field must be added and typed in. Use Add Cong District to supply additional districts.
Save any entries or updates to the Organization screen
Field requirements for added
sites are identical to Primary
Organization
Organization
DUNS number cannot be added for Performance SITE entries
– see the information on Organization vs. Site below.
Maximum listed = 29
Proposal Details:
Organization
Greater than 29 sites:
Upload Narrative
Attachments
29 distinct locations can be maintained on this form.
Proposal Uploads
Performance Sites V 1-4 Initial Release 4.3.7/4.4.1 (COEUSQA-2083)
Users must prepare the document containing
address details for the sites not able to be detailed
on the form.
Do NOT maintain the additional sites in the COEUS
Proposal.
Select Narrative Attachment Type:
#DAT
Form Location
COEUS Screen
Field
Instructions
Performance_sites Code ID: 40
Other Organization vs. Performance Site:
DUNS numbers are not populated on this form for Performance Sites.
Performance site details are populated from Rolodex entries which do not contain DUNS number.
Other Organizations are populated from the Organization table, which does maintain the DUNS number.
Form End Notes:
V 1.4 reverts the DUNS number entry requirement for performance sites to OPTIONAL. The DUNS Number field is an optional data field at all times. This is the only
change between version 1.3 and 1.4. You may notice a yellow highlight on the empty DUNS number field when the application is processed at NIH eCommons for
Performance Sites. The lack of DUNS number data does not fail validation at either Grants.gov or eCommons at this time.
Prior Form Versions use these instructions for either the 1-1 or the 1-2 form versions. The only difference between the versions is how additional performance sites
are supplied to the sponsor. The 1.1 version required an uploaded attachment, where 1.2 generates Site fields, as needed.
Performance Sites V 1-4 Initial Release 4.3.7/4.4.1 (COEUSQA-2083)
RR Key Person Expanded V 1-2
The 1-2 version added fields for Degree Type and Degree Year and expanded Project Role options.
User entries are required to populate the forms as noted by yellow-highlighted, bold boxed cells in the tables.
Maintenance issue: Zip+4 in your Person Table addresses
If the zip code submitted is only 5 digits, not zip + 4, you may notice a red box highlighting these entries when the application is processed at NIH eCommons. This
does not fail validation at either Grants.gov or eCommons at this time.
Mandatory form field for validating the form for submission
There may be fields where the data requirement has been met due to
actions required for other forms or general COEUS entries.
Field/location
Screen-location
Field Name
Instructions
ProfileProject Director/
Principal Investigator:
Investigators/Key
Persons screen
Project Role:
Principal
Investigator
Select Proposal Role: Principal Investigator prior to saving the
retrieved selection.
This PI contact data will also populate the SF424 (R&R).
Use the Lite: Employee Search or Premium: Find Person functions to locate the Institute PI in the COEUS Person Data table.
Use the Lite: Non-Employee or Premium: Find Rolodex Search to locate individuals in the COEUS Rolodex.
Enter the estimated total project effort in the appropriate % effort fields and Multi PI checkbox (if appropriate) prior to saving.
Other field data returned from the search can be modified on the Lite: Details screen or Premium: Proposal Person Detail > Edit> Person
Detail. (ex. phone, fax, commons user name, unit, as well as other specific contact data.)
Specific contact and degree details may be edited for this submission by selecting the Details function for the person.
Fields with white backgrounds are editable. Users can enter data in empty fields, or change existing data. Changes will only be made to
this proposal, and any copies of this proposal. To revert to the maintained COEUS-Institute data, delete the investigator and then search
and save the investigator again.
Form specific fields:
COEUS data for the PI will automatically populate forms unless modified in the Details screen
RR Senior/Key Person Expanded V 1-2
Field/location
Screen-location
Field Name
Instructions
Prefix
Investigator/Key
Person:
N/A
Not a required field – not mapped for COEUS.
First Name
Editable in Premium
only
COEUS Person Table
data will print to
forms.
First name of the individual responsible for the overall
scientific and technical direction of the project.
Middle Name
Editable in Premium
only
Does not publish.
Middle name of the individual responsible for the overall
scientific and technical direction of the project.
Last Name
Editable in Premium
only
Suffix
N/A
COEUS Person Table
data will print to
forms.
N/A
Position/Title
Person Details
Primary Title
Organization Name
COEUS Hierarchy
Department
COEUS Hierarchy
Division
COEUS Hierarchy
Street1
Last name of the individual responsible for the overall
scientific and technical direction of the project.
Not a required field – not mapped for COEUS.
Position/title of the individual responsible for the overall
scientific and technical direction of the project.
unit hierarchy
Organization name of the individual responsible for the
overall scientific and technical direction of the project.
from unit
hierarchy
Department of the individual responsible for the overall
scientific and technical direction of the project.
Not editable – from
Not editable -
Not editable -
from unit
hierarchy
Division of the individual responsible for the overall scientific
and technical direction of the project.
Person Details
Address1
First line of the street address for the PD/PI in the “Street1”
field.
Street2
Person Details
Address2
City
Person Details
City
County
Person Details
County
State
Person Details
State
Province
N/A
N/A
County/parish for address of the PD/PI.
State where the PD/PI is located. This field is required if the
PD/PI is located in the United States.
Not a required field – not mapped for COEUS.
Country
Zip/Postal Code
Person Details
Person Details
Country
Postal Code
Country for the PD/PI address.
Postal Code (e.g., ZIP code) of the PD/PI.
Phone
Fax
Person Details
Person Details
Office Phone
Fax
Daytime phone number for the PD/PI.
Fax number for the PD/PI.
Email
Person Details
Email
Credential/Agency login
Person Details
ERA Commons User
Name
Investigator/Key
Persons screen
Investigator/Key
Persons screen
Select from list prior
to saving
Not applicable for
PI
E-mail address for the PD/PI.
If you are submitting to an agency (e.g., NIH) where you
have an established personal profile, enter the agency ID. If
not, leave blank.
Select Principal Investigator from the list. (PD/PI is the default
for first person added to a proposal)
Only required if Project Role selection is "Other Professional"
or "Other".
Person Details
HR Data feed or
Person Table
maintained
Project Role
Other Project Role Category
Degree Type
Second line of the street address for the PD/PI in “Street2”
field.
City for address of the PD/PI.
Highest academic or professional degree or credentials.
HR Data feed or
Person Table
Year the highest degree or other credential was obtained.
maintained
To Maintain Degree Details: Remove any incorrect or incomplete entries from the COEUS person table data.
Enter the most significant degree first; the Key Person form only publishes one (1) degree detail; the 1st degree listed is used.
Degree Year
Person Details
TIP: Only three (3) degrees should be maintained in COEUS Proposals records to avoid validation errors due to limitations on other
Grants.gov forms. Edit proposal persons degree lists to display only the most recent and/or significant degrees.
COEUSLite:
On the Details screen, select Add Degree; Select a Degree Type from the drop-down list; Enter the Degree, Graduation Year, and School
in the fields provided. Repeat Add if more than one degree is needed. Save.
COEUS Premium:
Select Edit > Proposal Personnel; Select the person requiring revisions or entries. Select Edit > Degree Info.
Click Add to enter a new Degree; complete the entries and then click OK to save, or repeat Add if more than one degree is needed.
Biographical Sketch
Upload
Attachments
RR Senior/Key Person Expanded V 1-2
Personnel
Attachments:
Select Attachment type: Biosketch
Field/location
Screen-location
Field Name
Instructions
Sponsor Specific Instructions:
Review your sponsor-specific proposal submission publication to conform to the required content and page restrictions.
Current & Pending Support
Upload
Attachments
Personnel
Attachments:
Select Attachment type: CurrentPending
Sponsor Specific Instructions:
Review your sponsor-specific proposal submission publication to determine if a Current & Pending list is required and, if so, what it should contain.
RR Senior/Key Person Expanded V 1-2
Additional Senior and Key Persons
The entries for all the Investigators and Key Persons are similar to the Principal Investigator requirements.
Follow the instructions for maintaining the PI (above) and refer to the instructions in your select funding opportunity
and/or sponsor submission guidelines for specific requirements.
Project Role
Investigator/Key
Persons screen
Role/Project Role
See COEUDQA-2528 below for NIH sponsor code
maintenance.
For NIH: Proposal persons maintained on the Premium
Investigator tab will default to the role “Co-Investigator”
(unless Multi PI box is selected, then use PI)
Lite: select Co-Investigator or Key Person. If Key Study Person
selected, Key Person Role field appears.
Other Project Role Category
Investigator/Key
Persons screen
Premium: Role
Lite: Key Person Role
Enter the proposal role for the Key Person.
HR Data feed,
Person Table, or
Highest academic or professional degree or credentials.
manually entered in
proposal.
HR Data feed,
Person Table, or
Degree Year
Person Details
Year the highest degree or other credential was obtained.
manually entered in
proposal
To Maintain Degree Details: Remove any incorrect or incomplete entries from the COEUS person table data.
Enter the most significant degree first; the Key Person form only publishes one (1) degree detail; the 1st degree listed is used.
TIP: Only three (3) degrees should be maintained in COEUS Proposals records to avoid validation errors due to limitations on other
Grants.gov forms. Edit proposal persons degree lists to display only the most recent and/or significant degrees.
COEUSLite:
On the Details screen, select Add Degree; Select a Degree Type from the drop-down list; Enter the Degree, Graduation Year, and School
in the fields provided. Repeat Add if more than one degree is needed. Save.
COEUS Premium:
Select Edit > Proposal Personnel; Select the person requiring revisions or entries. Select Edit > Degree Info.
Degree Type
Person Details
Click Add to enter a new Degree; complete the entries and then click OK to save, or repeat Add if more than one degree is needed.
Form End Notes:
4.4.2 Cases:
COEUSQA-2528 Updated form 1-2 to For NIH Sponsor Codes: map all Non-PI Investigators as Co-Investigator, map Multi-PI investigators as PI, not Co PD/PI which
NIH does not recognize as a valid role. Takes advantage of the enhanced Proposal Role selection available in 1-2 form version schema. To utilize the CoInvestigator default role, NIH sponsor codes must be maintained in the Sponsor Groups” (upper, lower or mixed case) Sponsor Hierarchy under a
node called “NIH”.
COEUSQA-2363: Remapped Investigator/Key Person Degree Details for RR Key Person Expanded 1-2 forms to better support Lite. Degree Data now mapped from
the Proposal Person> Degree Details screens
Prior Form Versions:
Expanded: The only addition to the recent 1-2 version are the fields for Degree Type and Degree Year. The degree data is required for other
forms, so this should not be impactful to the COEUS user.
Original Key Person was limited to the number of persons populated.
RR Senior/Key Person Expanded V 1-2
RR Other Project Information V 1-3
User entries are required to populate the forms as noted by yellow-highlighted, bold boxed cells in the tables.
Mandatory form field for validating the form for submission
1
There may be fields where the data requirement has been met due to actions required
for other forms or general COEUS entries.
Field/location
COEUS Screen
Field Name
Instructions
Are Human Subjects
Involved?
Special Review
Review Type:
Human Subjects
The YES box must be checked if activities involving human subjects are planned at
any time during the proposed project at any performance site, even if the proposed
project is exempt from Regulations for the Protection of Human Subjects.
To answer YES to Human Subject Involvement:
Navigate to the Special Review screen and follow the instructions below to enter your special review details.
COEUS will check the appropriate boxes in items 1 and 1a, and input the FWA code.
To answer NO: If there are no Human Subject Special Reviews entered in your proposal, the question will be
answered with a checkmark in the “no” box.
Click the drop-down box in the field labeled Special Review
Select the Review Type Human Subjects
Click the drop-down box in the field labeled Approval and Select a status appropriate to the review. If:
• The status is Pending, then all required information has been entered. (No date required.)
• The status is Submitted, enter the date of the Regulatory Review in the Application Date field.
• The status is Approved, then a protocol number must be entered in the Protocol No. field and a date entered
into the Approval Date field
• The status is Exempt, the exempt code must be entered in the Comments field. Valid exemption codes are: E1,
E2, E3, E4, E5, and E6. If multiple exempt codes are required, entries should be separated by a comma only, not
spaces (i.e. E1,E4).
Exemption Number – If the IRB review confirms that the human subject activities are exempt from Federal
regulations, provide the exemption numbers corresponding to one or more of the exemption categories. The six
categories of research that qualify for exemption from coverage by the regulations are defined in the Common Rule
for the Protection of Human Subjects. These regulations can be found at:
http://ohrp.osophs.dhhs.gov/humansubjects/guidance/45cfr46.htm
Save the entry.
RR Other Project Information V 1-3 Initial Release 4.4.2 (COEUSQA-2451)
2
&
2
a
Field/location
COEUS Screen
Field Name
Instructions
Are Vertebrate Animals
Used?
Special Review
Review Type:
Vertebrate
Animals
The YES box must be checked if activities involving vertebrate animals are planned at
any time during the proposed project at any performance site. If no, skip the
remaining questions about Vertebrate Subjects.
To answer YES to Vertebrate Animals use:
Navigate to the Special Review screen and follow the instructions below to enter your special review details.
Once input, COEUS will check the appropriate boxes in items 2 and 2a, and input the Institutional IACUC approval
date.
To answer NO: If there is no animal use special review entered in your proposal, the question will be answered with a
checkmark in the “no” box.
Click the drop-down box in the field labeled Special Review
Select the Review Type Animal Usage
Click the drop-down box in the field labeled Approval and Select a status appropriate to the review. If:
•
The status is Pending, then all required information has been entered. (No date required.)
•
The status is Submitted, enter the date of the Regulatory Review in the Application Date field.
•
The status is Approved, then a protocol number must be entered in the Protocol No. field and a date entered
into the Approval Date field
Consistent with the requirements of the Animal Welfare Act [7 U.S.C. 2131 et seq.] and the regulations promulgated
by the Secretary of Agriculture [9 CFR, 1.1-4.11], NSF requires that proposed projects involving use of any vertebrate
animal for research or education be approved by the submitting organization's Institutional Animal Care and Use
Committee (IACUC) before an award can be made. IACUC approval must be received prior to an award. Questions
regarding this requirement should be directed to the cognizant NSF Program Officer.
For applications involving the use of vertebrate animals, sufficient information must be provided within the 15-page
project description to enable reviewers to evaluate the choice of species, number of animals to be used, and any
necessary exposure of animals to discomfort, pain, or injury.
Save the entry.
3
Is Proprietary/ Privileged
YNQ
Question G8
If the application includes such information, check the “Yes”, otherwise, check the
RR Other Project Information V 1-3 Initial Release 4.4.2 (COEUSQA-2451)
Field/location
COEUS Screen
Field Name
Information Included in the
Application?
Instructions
No box.
Sponsor Specific Instructions:
Review your sponsor-specific proposal submission publication to conform to their required markings.
4
a
+
b
4
c
+
d
Does this Project Have an Actual or
Potential Impact on the
Environment?
YNQ
Question 27
If this project has an actual or
potential impact on the
environment, has an exemption
been authorized or an
environmental assessment (EA) or
environmental impact statement
(EIS) been performed?
YNQ
Question G9
Is This Project is in
Violation of an
Environmental
Compliance
Regulation?
5
Is the research performance site
designated, or eligible to be
designated, as a historic place?
YNQ
scree
n
Question G6
Historical Sites
are Affected.
4.a.: To respond to the question check yes, no, or not applicable.
4.b: If you answered yes to 4a, enter a brief explanation(up to 55 characters) for the
actual or potential impact on the environment in the Comment box. Enter the review
date in the Review Date field.
4.c: Check yes or no to indicate an if exemption been authorized or an environmental
assessment (EA) or environmental impact statement (EIS) been performed.
4.d: If you answered yes to 4c, please explain – Provide a brief (up to 55 characters)
explanation in the Comment box or upload narrative type "Other” to generate the
Other Attachments field on this form.
5.a: To respond to the question check yes or no.
5.b: If yes; Provide an explanation in the Comment box.
Enter a Review date.
This Historical Sites question is required this form. All YNQ questions must be answered for every proposal as they support multiple forms or institutional data
requirements.
6
a
b
&
c
Does this Project Involve Activities
Outside the U.S. or Partnership with
International Collaborators?
7
Project
Summary/Abstract
YNQ
Upload Narratives
Question H1
6.a: To respond to the question check yes or no.
6.b: If yes, enter the names of the countries with which international cooperative
activities are involved, & enter a Review date.
6.c: Optional Explanation. Enter brief text in the Explanation box to provide any
supplemental explanation for involvement with outside entities or upload a narrative
file “Other”.
Proposal Uploads
Select Attachment type: ProjectSummary
Sponsor Specific Instructions:
Read your sponsor-specific selected opportunity for the required content of this upload.
8
Project Narrative
Upload Narratives
Proposal Uploads
Select Attachment type: Narrative
Sponsor Specific Instructions:
Read your sponsor-specific selected opportunity for the required content of this upload.
9
Bibliography &
References Cited
Upload Narratives
Proposal Uploads
Select Attachment type: Bibliography
Sponsor Specific Instructions:
RR Other Project Information V 1-3 Initial Release 4.4.2 (COEUSQA-2451)
Field/location
COEUS Screen
Field Name
Instructions
Read your sponsor-specific selected opportunity for the required content of this upload.
1
0
Facilities & Other
Resources
Upload Narratives
Proposal Uploads
Select Attachment type: Facilities
Sponsor Specific Instructions:
Read your sponsor-specific selected opportunity for the required content of this upload.
1
1
Equipment
Upload Narratives
Proposal Uploads
Select Attachment type: Equipment
Sponsor Specific Instructions:
Read your sponsor-specific selected opportunity for the required content of this upload.
1
2
Field 12:
Other Attachments
Upload Narratives
Proposal Uploads
Other
To upload a narrative file to field 12 narrative: Other.
This narrative type requires a Description/Title. Do NOT use special characters or
spaces in name you type in COEUS. Only numbers, letters, hyphens, underscores,
and periods should be used.
Sponsor Specific Instructions:
Read your sponsor-specific selected opportunity for the required content of this upload.
COEUS will generate and display Field 12 (11 on the 1-1 version) only when the narrative type “Other” is uploaded in the proposal, otherwise this field
description will not appear on the COEUS generated form.
Multiple lines will be generated, as required, for each upload.
Questions in fields 4 and 5 of this form allow for optional uploads to this location.
Form End Notes:
4.4.2 Cases:
COEUSQA-2451: 1-3 Issued: Updates do not involve schema changes. Grants.gov corrections required fields mapping .Changes: When field 4.a is selected field 4b
becomes mandatory: When field 4.c "Yes" is selected, field 4.d is mandatory.
COEUSQA-2282: 4.4.2 download scripts updated to include Form supporting Narrative Facilities restored as a narrative type option (missing from 4.4.1 script).
Prior Form Versions:
Use these instructions for either the 1-1 or the 1-2 form versions. Minor differences between the 1-1_V1.1 and 1-2_V1-2 of this form is the addition of YNQ Question
G6 on historic places designation in Field 5 (relocated from the NSF Cover Page V1-1), which changes the field numbering for the remainder of the form. Otherwise,
the change in field numbering is the only noticeable change. The supporting narrative upload types are unchanged – just the field numbers where they appear on the
printed form. The form logic change in V1-3 is not apparent to the end user.
RR Other Project Information V 1-3 Initial Release 4.4.2 (COEUSQA-2451)
RR SF 424 V 1-2
NEW IN 4.4.2: There are two (2) levels of control related to cost share commitment.
User entries are required to populate the forms as noted by yellow-highlighted, bold boxed cells in the tables.
Mandatory form field for validating the form for submission
There may be fields where the data requirement has been met due to
actions required for other forms or general COEUS entries.
Field Location
COEUS Screen
Field Name
Instructions
1
Type of Submission
Grants.gov
2.0
Date Submitted
Grants.gov
2.1
Applicant Identifier
Opportunity:
Submission Type
Submission
Details section
List options are:
Pre-application, Application, Change/Corrected Application
Date is inserted by COEUS upon OSP approval and submission to
Grants.gov.
Applicant ID is the COEUS Development Proposal number.
3
N/A
N/A
Not required
3.1
Date Received by
State
State Application ID
N/A
N/A
Not required
4a
Federal Identifier
General Info
Sponsor
Proposal No.
4b
General Info
5.1
Agency Routing
Number
Organizational DUNS
5.2
Legal Name
Organization
5.3
–
5.4
5.5
a-f
Department
Division
N/A
Not required
Agency
Program Code
Proposal
Organization
Proposal
Organization
N/A
Not required
Required if the Proposal Type is Renewal, Resubmission,
Continuation, or Revision.
Required if the Grants.gov Submission type is Changed/Corrected
Application
See Notes for additional instructions.
Enter the agency-assigned routing identifier per the agencyspecific instructions. This is an optional field.
Institute Organization Data maintained centrally for the Institute.
Users do not need to enter.
Institute Organization Data maintained centrally for the Institute.
Users do not need to enter.
Institute hierarchy data maintained centrally for the Institute. Users
do not enter.
Specific address info
Organization
#
SF 424 RR V 1-2
Organization
Proposal
Organization
Users do not need to enter.
This is the organizational data for the proposal organization. The
legal name is the name of the organization. The address
information comes from the rolodex details of the organization
contact person.
Person to be
contacted on matters
involving this
application.
Employer EIN or TIN
N/A
N/A
Users do not need to enter.
OSP Administrator assigned to Proposal Lead Unit in Institute Unit
Hierarchy: maintained centrally for the Institute.
Organization
7.0
7.3
8.0
Type of Applicant
Organization
Proposal
Organization
Proposal
Organization
Users do not need to enter.
Institute Organization Data maintained centrally for the Institute.
Users do not need to enter.
Institute Organization Data maintained centrally for the Institute.
Type of Application
General Info
Proposal Type
Select from the drop-down list.
8.1
If Revision, mark
appropriate boxes
Is the application
being submitted to
other agencies?
What other agencies
Grants.gov
Revision section
Select (click radial buttons) as appropriate
YNQ
Question 15
reply and
Explanation
If yes, click the Yes button and then enter the name of the other
agency in the Explanation field. Otherwise, select No.
Name of Federal
Agency
General Info/
Grants.gov
Agency/Spon
sor &
This field will populate based on Grants.gov selected opportunity.
5.6
5.7
5.9
6
8.2
9.0
10.
1
CFDA
General Info/
Grants.gov
10.
2
Title
General Info/
Grants.gov
11
Descriptive title of
applicant’s project
Proposed project Start
& Ending dates
General Info
12
SF 424 RR V 1-2
General Info
Grants.gov
schema for
selected
opportunity
CFDA entered
or Grants.gov
schema
Program Title
from
Grants.gov
schema
This field will populate based on Grants.gov selected opportunity
or if the CFDA was manually inserted to perform the search.
This field will populate based on Grants.gov selected opportunity
Title
200 character limit –Sponsor title length limit may be shorter.
Start Date
End Date
Enter the project Start and End dates.
13
Congressional District
of Applicant
Organization
Proposal
Organization
Congressional district maintained for the proposal organization –
no user entry required..
14
Project Director/PI
Contact Information
Investigators/Key
Persons
Principal
Investigator:
Details
Address and contact data for the PI come from the proposal
investigator Details and maintained unit hierarchy information.
15
a
Total Federal Funds
Requested
Budget Summary
Total Cost
15.
b
Total Non-Federal
funds
Budget Summary
Cost Share
Total costs of all budget periods will be inserted; Detailed budgets
will use Summary data, Modular budgets will Modular Budget
Cumulative data.
If there is no budget, this field will be set to zero.
The sum of total cost share committed will be inserted.
If there is no cost share, this field will be set to zero.
NEW IN 4.4.2: There are two (2) levels of control with Submit Cost Share:
Summary Panel and Line Item Detail. 1) Deselect on the Summary panel to
submit NONE (default is checked to submit); or 2) Deselect at the budget line
item level to submit/not submit selected cost share commitment.
Impacts 15 b and c.
15.
c
Total Federal & NonFederal Funds
Budget Summary
Total Cost &
Cost Share
15.
c
16
Estimated Program
Income
Is the application
subject to review by
state under Executive
Order 12372 Process?
Program Income
Total Program
Income
Q ID “EO”.
SF 424 RR V 1-2
YNQ
The sum of Total Costs and Cost Share of all budget periods will be
inserted. Detailed budgets will use Summary data, Modular
budgets will Modular Budget Cumulative data.
If there is no budget, this field will be set to zero.
NEW IN 4.4.2: There are two (2) levels of control with Submit Cost Share:
Summary Panel and Line Item Detail. 1) Deselect on the Summary panel to
submit NONE (default is checked to submit); or 2) Deselect at the budget line
item level to submit/not submit selected cost share commitment.
Impacts 15 b and c.
The total program income will be inserted.
If there is not program income, this field will be set to zero.
If the YNQ question's status is Inactive, this field is set to 'Not
Covered’ (No;a)
If the YNQ is active, a Yes answer will require entering a review
date.
(Yes) -This pre-application/application was made available to the
State under the Executive Order 12372 Process for review on
__________ insert date in Explanation field
(NO)
a. Program is not covered by E.O. 12372
b. Program has not been selected by state for review
17
Signature certification
OSP Approval
Final OSP
Approver/submi
tter
Narrative type:
RRSF424_SFLLL_
OtherExplanator
y
This field will be checked upon approval.
18
SFLLL or Other
Explanatory
Documents
Upload
Attachments
19
Authorized
Representative
OSP Approval Map
Final OSP
Approval/submi
tter
Upload
Attachments
Narrative type:
Pre-application
The fields will be populated with the information specific to the
OSP approver and the timestamp of the approval.
While in progress or during routing for approval, this field displays
the Organization’s Contact Rolodex information.
Upload a pdf file to this type, if appropriate
20
Pre-application
If applicable, attach the SFLLL or other explanatory
documentation per agency instructions.
Form End Notes:
4.4.2 Case: COEUSQA-2351 Restored missing item in the SF424 v.1.2 (box 8a - "Is the application being submitted to other agencies? What other agencies?") Data
was transmitted to G.gov, but did not appear on the COEUS-generated printout.
4.4.2 Case : COEUSQA-1693 Infrastructure funded. Modification to Cost Sharing Submission to Grants.gov and Printing of Grants.gov forms. Control submission of
cost sharing expense committed on the S2S forms ONLY.
There are two (2) levels of control with Submit Cost Share: Summary Panel and Line Item Detail. 1) Deselect on the Summary panel to submit NONE (default is
checked to submit); or 2) Deselect at the budget line item level to submit/not submit selected cost share commitment. SF424 (R&R) impact is in section `15, field B
(Total Non-Federal Funds) and field C (total Federal and Non-Federal Funds). For the RR Federal/Non-Federal budget forms, this functionality impacts printing
values in the Non-Federal ($) columns.
SF 424 RR V 1-2
Prior Form Version info:
Versions 1-0 and 1-1 utilize narrative type: “Additional Congressional Districts.” Congressional district information data was relocated from
the SF-424 at version 1-2 and is now supplied on the Performance Sites form.
Special notes on Federal Identifier; Field 4a:
There are several methods to populate the Federal Identifier field to meet the varied sponsor requirements for this data. Please read your specific opportunity
instructions and sponsor application preparation guides to understand what data and format should be provided for your application. END USER maintenance of the
Sponsor Proposal No. field will trump any linked/system-filled method described later in this section as sponsor instructions and formatting vary so wildly.
Examples of some known usage of “federal identifiers” for s2s submissions:
NIH:
For a “New” Type of Application, leave the Sponsor Proposal No. field blank.
For a “New” Type Changed/Corrected Application, enter the Grants.gov Tracking Number of the previous application that you are correcting in the Sponsor Proposal
No. field to fill the Federal Identifier field (Item 4) field. If you are unable to recall the Grants.gov tracking number, you can enter “N/A.”
For a “Resubmission”, “Renewal”, or “Revision” Type of Application, enter the NIH IC and serial number of the previously assigned application/award number (e.g.,
CA987654) in the Sponsor Proposal No. field to fill the Federal Identifier field (Item 4).
•
Resubmissions: the IC/Serial number is in the prior COEUS Proposal record, in the Grants.gov panel, Submission Details tab, Agency Tracking ID field.
•
Renewals and Revisions: the IC/Serial number is part of the Sponsor Award Number and should be located in the COEUS Award. Otherwise, confirm this
number at NIH eCommons.
For a “Resubmission”, “Renewal”, or “Revision” Changed/Corrected Application, enter (or retain the number from the previous submission attempt if it was correct)
the IC and serial number of the previously assigned application/award number (e.g., CA987654) in the Sponsor Proposal No. field to fill the Federal Identifier field
(Item 4)
DOE:
For a Renewals or Revisions to the Department of Energy, a DOE Project Identifier is often required. Follow the opportunity instructions for the data to insert in the
Sponsor Proposal No. field in COEUS Proposals.
NOTES on Automatic Population of Federal ID will occur under the following conditions:
a.
IF Federal Identifier is required
THEN
b. IF the Proposal Type = Renewal, Continuation or Revision,
AND the Sponsor Proposal No field is null,
AND the parameter: FEDERAL_ID_COMES_FROM_CURRENT_AWARD parameter is set to 1
THEN, the system looks for a value in the Award No. field (from that Award record) to populate the Federal ID.
1. If both Sponsor Proposal No. and Award No. fields are null, then the following hard error occurs: [Upon validation]
Renewals, Revisions, and Continuations require the sponsor’s prior award number in the “sponsor proposal number.”For NIH, this is the 2-letter, 6digit IC and serial number assigned during the prior review.
Important: the
c.
IF the proposal type = New,
AND the Submission type = Change/Corrected,
AND the Sponsor Proposal No. is null,
OR proposal type = Resubmission
AND the Sponsor Proposal No. is null,
THEN the system looks for Original Proposal field (from that Institute Proposal record) to populate the Federal ID.
2. If the system finds that both Sponsor Proposal No. and Original Proposal No. fields are null, then the following hard error occurs [Upon validation]:
•
Renewals, Revisions, and Continuations require the sponsor’s prior award number in the “sponsor proposal number.” For NIH, this is the 2-letter,
6-digit IC and serial number assigned during the prior review.
•
OR- Resubmissions require the sponsor’s prior award number in the “Sponsor Proposal Number.” For NIH, this is the 2-letter, 6-digit IC and serial
number assigned during the prior review.
SF 424 RR V 1-2
RR Budget V1-1 (5 yr) & (10 yr)
Please follow Proposal User Guide instructions for basic budgeting instructions. Cost Element mapping to Budget Categories in your local
environment will impact where your expenses appear on these forms. This guide sheet will provide some tips to understand where
expenses appear and how to reassign Budget categories at the proposal level to meet sponsor budget requirements. See the Premium
Proposal User Guide for detailed budget category instructions.
Tips for Senior/Key Persons:
A maximum of eight (8) Senior/Key persons can appear in full detail in Section A. The PI is always listed in the first line. If your budget has
more than 8 senior persons and Addition Senior Key Persons attachment will be automatically generated and submitted with this form.
•
Persons maintained as the Investigator, Multi-PI, or Co-Investigator will always map to Key Person section, if applied to the budget
(trumps budget category)
•
If your personnel cost element is NOT mapped to Senior Personnel but should be for a particular submission, change the Budget
Category for this line item before you add the budget person detail.
o
Premium: double-click the line item or use menu path Items > Edit Details to open the Budget- Line Item Detail window.
o
Select Senior Personnel from the Category list, and then click OK to save and close the window.
o
Proceed with adding the budget person details.
To preview what budget categories your cost elements are currently mapped, use the Premium feature located under menu item: View >
Customize. Click the “Grouped By Category” option to view this budget period in the Category view, or check the Category box in Show
Columns, then click Apply. You will likely need to resize the columns displayed in your window to see the Category column.
RR Budget V 1-1 (5 and 10 Year)
Grouped By Category view:
Show Column: Category view:
RR Budget V 1-1 (5 and 10 Year)
Tuition is considered an “Other Direct Cost” by definition on this Budget form, and is grouped with other similar expenses in line 8.
RR Budget V 1-1 (5 and 10 Year)
H. Indirect Costs:
The indirect costs will be detailed by rate. If there are multiple applicable rates for the period, an indirect cost line will be populated
for each rate.
Cognizant Federal Agency
The information (agency name, POC name and phone number) is populated from the proposal's Organization record, using the
rolodex entry for the maintained cognizant auditor.
J. Fee: Generally, a fee is not allowed on a grant or cooperative agreement; we do support this field.
Budget Justification narrative file should be uploaded as a PDF file with the other proposal
narratives. Select the correct narrative type for your budget form.
RR Budget (all versions) use: BudgetJustification (narrative ID 7)
RR Budget10 use: Budget_Justification_10YR (narrative ID 132)
RR Budget V 1-1 (5 and 10 Year)
RR FedNonFed Budget (5 yr) & (10
yr)
(Non-Fed aka Cost Share)
Please follow Proposal User Guide instructions for basic budgeting and cost share generation instructions. Cost Element mapping to Budget
Categories in your local environment will impact where your expenses appear on these forms. See the RR Budget instructions or the
Premium Proposal User Guide for detailed instructions to reassign Budget categories at the proposal level to meet sponsor budget
requirements
NEW IN 4.4.2: There are two (2) levels of control with Submit Cost Share: Summary Panel and Line Item Detail. 1) Deselect on the Summary panel to submit NONE
(default is checked to submit); or 2) Deselect at the budget line item level to submit/not submit selected cost share commitment. See the Proposal Development User
Guide (Lite or Premium) for complete instructions regarding the submit Cost Share feature.
4.4.2 Case : COEUSQA-1693 Infrastructure funded. Modification to Cost Sharing Submission to Grants.gov and Printing of Grants.gov forms. Control submission of
cost sharing expense committed on the S2S forms ONLY.
There are two (2) levels of control with Submit Cost Share: Summary Panel and Line Item Detail. 1) Deselect on the Summary panel to submit NONE (default is
checked to submit); or 2) Deselect at the budget line item level to submit/not submit selected cost share commitment. For the RR Federal/Non-Federal budget
forms, this functionality impacts printing values in the Non-Federal ($) columns. The SF 424 R&R is also impacted when this feature is in use.
Definitions:
Federal equals the portion of expenses proposed to the sponsor.
Non-Federal equals the cost share expenses.
For all Personnel expenses: (Section A and B)
Req Salary ($) is the amount of salary requested for this budget person. This value includes both Federal & Non-Federal dollars.
Fringe Ben ($) are the applicable fringe benefits, if any, for the person. This value includes both Federal & Non-Federal dollars.
Total (Sal & FB) Fed + Non-Fed) ($) is sum of requested salary and fringe benefits; Federal and Non-Federal, for each person.
Federal ($) is the total Federal (sponsor) funds proposed for salary & fringe benefits for each person.
Non-Federal ($) is the total Non-Federal funds (proposed cost share) for salary & fringe benefits for each person.
RR FedNonFed Budget V 1-1 (5 and 10 Year)
Tuition is considered an “Other Direct Cost” by definition on this Budget form, and is grouped with other similar expenses in line 8.
H. Indirect Costs:
The indirect costs will be detailed by rate. If there are multiple applicable rates for the period, an indirect cost line will be populated
for each rate.
Cognizant Federal Agency
The information (agency name, POC name and phone number) is populated from the proposal's Organization record, using the
rolodex entry for the maintained cognizant auditor.
J. Fee: Generally, a fee is not allowed on a grant or cooperative agreement; we do support this field.
RR FedNonFed Budget V 1-1 (5 and 10 Year)
Budget Justification narrative file should be uploaded as a PDF file with the other proposal narratives. Select the correct narrative type for
your budget form.
RR FedNonFed (5yr) use: Budget_Justification_Fed_NonFed (Narrative ID 131)
RR FedNonFed10 (10yr) use Budget_Justification_10YR_Fed_NonFed (Narrative ID 133)
Form End Notes:
4.4.2 Case : COEUSQA-1693 Infrastructure funded. Modification to Cost Sharing Submission to Grants.gov and Printing of Grants.gov forms. Control submission of
cost sharing expense committed on the S2S forms ONLY.
There are two (2) levels of control with Submit Cost Share: Summary Panel and Line Item Detail. 1) Deselect on the Summary panel to submit NONE (default is
checked to submit); or 2) Deselect at the budget line item level to submit/not submit selected cost share commitment. For the RR Federal/Non-Federal budget
forms, this functionality impacts printing values in the Non-Federal ($) columns. Also affected is the SF 424 R&R.
RR FedNonFed Budget V 1-1 (5 and 10 Year)
(∆) RR Subaward Budget
Attachment(s) Forms –Detailed &
Federal/Non-Federal
Completed PDF subaward budget extraction(s) must be uploaded to the COEUS Premium budget to populate these S2S forms.
The original (5 budget period) subaward attachment forms allowed a maximum of 10 uploaded subawards. New versions now support up to 30 uploaded subaward
forms. Users should be mindful of the budget format required for their application and use the appropriate subaward budget form.
Available subaward attachment forms consist of:
•
five (5) or ten (10) budget periods;
•
up to ten (10) or thirty (30) uploaded subaward budget files
•
RR Detailed Budget
•
RR Federal/Non-Federal (cost share) Budget
Form Name
RR Subaward Budget Attachment(s) Form (5YR 10 Attach)
RR Subaward Budget Attachment(s) Form 5-30 (5YR 30 Attach)
RR Subaward Budget Attachment(s) Form 10-10 ( 10 YR 10 Attach)
RR Subaward Budget Attachment(s) Form10-30 ( 10 YR 30 Attach)
RR Subaward Budget (Fed/Non-Fed)Form (5 YR-10 Attach)
RR Subaward Budget (Fed/Non-Fed)Form 5-30 (5 YR-30 Attach)
RR Subaward Budget (Fed/Non-Fed) Form 10-10 (10 YR-10 Attach)
RR Subaward Budget (Fed/Non-Fed) Form 10-30 (10 YR-30 Attach)
4.4.3 Jira Case
COEUSQA-2615
COEUSQA-2413
COEUSQA-2560
COEUSQA-2562
COEUSQA-2414
COEUSQA-2561
Form Version
1.1/1-2
1.1/1-2
1.1/1-2
1.1/1-2
1.1/1-2
1.1/1-2
1.1/1-2
1.1/1-2
Prepare your Subaward Upload file BEFORE uploading to COEUS:
• Locate and download an appropriate opportunity from the Grants.gov website – be especially mindful to your opportunity instructions and requirements because
there are now a variety of subaward attachment forms available for sponsor posted opportunities.
• Open the Adobe opportunity form set, select the Subaward form and “Move” it to the “for Submission” box to open the form.
• Extract the subaward budget attachment–automatically the File Name field is prepared with the name like “RR_Budget_A-V.1.pdf” – you can
alter this name prior to saving (just don’t delete the “.pdf” file extension).
RR Subaward Budget Attachment(s) Form – New 10 year/period, 5 & 10 period, 30 Attachments
• The extracted budget file for Subawards must be checked as “Subaward/Consortium”
• Subaward budgets must conform to the same sponsor rules and requirements as the primary applicant budget. Please reference your
sponsor’s submission guidelines for specific details. Once the form is completed, the file can be uploaded in the COEUS Premium
Budget.
• Refer to the Premium Proposal Development User Guide for detailed instructions on uploading these PDF files to the Subaward Budget window.
# DAT
Form Location
COEUS Screen
Field
Instructions
RR Subaward Budget Attachment(s) Form – New 10 year/period, 5 & 10 period, 30 Attachments
# DAT
Form Location
COEUS Screen
Field
Instructions
Extract PDF file from a
Grants.gov Opportunity
Premium Budget
Edit > Subaward
Multiple steps required. See full guide.
See the COEUS Premium Proposal Development User Guide for instructions.
RR Subaward Budget Attachment(s) Form – New 10 year/period, 5 & 10 period, 30 Attachments
SF 424 A
(Budget Information – Non-Construction Projects)
Please follow Proposal User Guide instructions for basic budgeting instructions. Cost Element mapping to Budget Categories in your
local environment will impact where your expenses appear on these forms.
Section A: Budget Summary
Box (a) - Grant Program Function: Opportunity title from the Grants.gov Opportunity selected.
Box (b) - Catalog of Federal Domestic Assistance number: CFDA number entered by user or populated by Opportunity.
Box (c) and (d)- Estimated Unobligated Funds: intentionally not populated
Box (e) - New or Revised Budget – Federal: total federal (sponsor) cost of the project.
Box (f) - New or Revised budget - Non-Federal: cost sharing amount for the project
Box (g) - New or Revised budget –Total: total cost of the project.
SF 424 A (aka Budget Details – Non-Construction Programs)
Section B: Budget Categories: contains budget amounts broken out by budget category. Correct amounts are dependent on the mapping in
osp$budget_category_mapping and osp$budget_category_maps.
6_Object Class Categories
a - Personnel: costs for all personnel
b - Fringe Benefits: all fringe benefits
c. Travel: travel costs (osp$budget_category_maps codes 73 and 74)
d. Equipment: equipment costs (osp$budget_category_maps code 42)
e. Supplies: supplies costs (osp$budget_category_maps code 43)
f. Contractual: subcontracts (osp$budget_category_maps codes 04)
g. Construction: construction ((osp$budget_category_maps codes 40)
h. Other: all other costs
i. Total Direct Charges: total direct cost
j. Indirect Charges: total indirect cost
k. Totals: total cost
7_Program Income This is total project income entered by user.
Section C: Non-Federal Resources: cost sharing is published to the Applicant column. We do not populate State or Other Sources
columns
Section D: Forecasted Cash Needs:
13 - Federal. Total for 1st year is Total Federal Cost for period 1. The quarter amounts are derived by dividing the Total Fed cost for year one by 4.
14 - Non-Federal. Total for 1st year is Total cost sharing for period 1. The quarter amounts are derived by dividing the Total Cost share for year one by 4.
Section E: Budget Estimates of Federal Funds Needed for the Balance of the Project: This section has the total federal (non cost sharing) amounts for
budget years two through five.
Section F: Other Budget Information: intentionally not populated.
SF 424 A (aka Budget Details – Non-Construction Programs)
SF 424 B V 1-0 &1-1
(aka Assurances – Non-Construction Programs)
There are only 2 form fields mapped to this Grants.gov form, from the Proposal’s Organization record.
Print-preview the form in your opportunity for complete texts: omitted here to save trees…
Title:
Submitted proposals: the approver’s title (from the osp$person table) is populated.
Routing/In-Progress proposals: the title of organizational contact person.
Applicant Organization: The name of the organization for this proposal.
4.4.2 Cases:
COEUSQA-2618: updated the form expiration date.
Prior Versions:
The only change between versions is the OMB expiration date.
SF 424 B V 1-0 & V 1-1 (aka Assurances – Non-Construction Programs)
SF 424
(not R&R)
Majority of fields are populated based on centrally maintained Organization Data, and standard proposal data entry detailed in the more
frequently used R&R form version.
Only the unique field maintenance required for this form will be detailed.
2. Type Of Application = Revision, the revision type (Increase Award, Decrease Award, etc) is taken from the Grants.gov screen:
Opportunity panel.
If Revision the appropriate letter(s) allowed are:
B: Decrease Award
C: Increase Duration
D: Decrease Duration
E: Other (specify)
AC: Increase Award, Increase Duration
AD: Increase Award, Decrease Duration
BC: Decrease Award, Increase Duration
BD: Decrease Award, Decrease Duration
SF 424 (not the Research & Related)
10. Name of Federal Agency: data populated from selected Grants.gov Opportunity.
11. CFDA Title: data populated from either user entry or the selected Grants.gov Opportunity.
12. Funding Opportunity Number: data populated from either the user entry, or the selected Grants.gov Opportunity.
13. Competition Identification Number: data populated from either the user entry, or the selected Grants.gov Opportunity.
SF 424 (not the Research & Related)
14. Areas Affected By Project (Cities, Counties, States, etc.): User entered data in Proposal Details ABSTRACTS.
Lite: Click Abstracts navigation button, select Areas Affected tab. :( plain ascii text; no formatting supported).
Premium: Edit>Abstracts> Areas Affected tab: (Plain ascii text; no formatting supported).
15. Descriptive Title of Applicants Project: Proposal Details: Title.
Attach Supporting Documents: Upload Proposal Narrative Type: SF424V2_AdditionalProjectTitle (ID 41), multiples allowed.
16. Attach Supporting Documents: Upload Proposal Narrative Type: SF424V2_ AdditionalCongressionalDistricts (ID 42)
SF 424 (not the Research & Related)
Box 21: Hard-coded to be checked. Application cannot be submitted if this box remains unchecked. There is no option.
Applicant Federal Debt Delinquency Explanation: Proposal Organization answer to YNQ question id “I7”. A Yes answer supports text
entered in the explanation field to populate in the form text field.
SF 424 (not the Research & Related)
SFLLL V1-1
(aka Disclosure of Lobbying Activities)
1 - Type of Federal Action is hard coded to “Grant”. It is in a stored procedure( s2sSFLLLPkg.get_types()).
2 - Status of Federal Action is hard coded to “BidOffer.” It is in a stored procedure ( s2sSFLLLPkg.get_types()).
3 - Report Type is hard coded to “InitialFiling”. It is in a stored procedure ( s2sSFLLLPkg.get_types()).
4 - Name and Address of Reporting Entity
The Reporting Entity type is hard coded to “Prime”. It is in a stored procedure ( s2sSFLLLPkg.get_eps_infos()).
•
•
•
Name: This is the Proposal’s organization name.
Address: This is the Proposal’s organization Contact person’s address from osp$rolodex table
Congressional District: The Proposal’s Organization congressional district.
6- Federal Department/Agency Proposal Details: Sponsor (if not maintained, uses Prime Sponsor)
7 - Federal Program Name/Description: Proposal Details: Program Title provided from Grants.gov Opportunity liked to the proposal.
Details: CFDA No.
8 - Federal Action Number: Not required; thus not populated
9 - Award Amount: Not required; thus not populated
SFLLL V 1-1 (aka Disclosure of Lobbying Activities)
CFDA Number Proposal
10 - a. Name and Address of Lobbying Registrant: data not currently maintained in COEUS: hard-coded to “N/A”.
10 - b. Individual Performing Services: data not currently maintained in COEUS: hard-coded to “N/A”.
11-Signature
Submitted proposals: the approver’s name (from the osp$person table) is populated.
Routing/In-Progress proposals: the name of organizational contact person.
SFLLL V 1-1 (aka Disclosure of Lobbying Activities)
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