MR. EDMOND GARCIA

AMERICAN POWER CONVERSION CORP

132 FAIRGROUNDS RD

PO BOX 278

WEST KINGSTON RI 02892

Date:

Subscriber:

PartySite:

File No:

2013/11/18

157627004

15673

E95463

Project No: 13NB01201

PD No: 13Q09164

Type: R

PO Number:

Subject: Procedure And/Or Report Material

The following material resulting from the investigation under the above numbers is enclosed.

Issue

Date Vol Sec Pages Revised Date

2010/03/10 1 51 Cert of Compliance

2010/03/10 1 51 Revised Description Page(s) 1,2 2013/11/15

2010/03/10 1 51 New Test Record T8 2013/11/15

2011/06/01 1 53 Cert of Compliance

2011/06/01 1 53 Revised Description Page(s) 1,2,2A 2013/11/15

2011/06/01 1 53 New Test Record T8 2013/11/15

Project Number 4786128107.

Please file revised pages and illustrations in place of material of like identity. New material should be filed in its proper numerical order.

NOTE: Follow-Up Service Procedure revisions DO NOT include Cover Pages, Test Records and Conclusion

Pages. Report revisions DO NOT include Authorization Pages, Indices, Section General Pages and

Appendixes.

Please review this material and report any inaccuracies to UL's Customer Service Professionals.

Contact information for all of UL's global offices can be found at http://www.ul.com/global/eng/pages/corporate/contactus.

If you’d like to receive updated materials FASTER, UL offers electronic access and/or delivery of this material. For more details, contact UL's Customer Service Professionals as shown above.

This material is provided on behalf of UL LLC(UL) or any authorized licensee of UL.

NBK File

C E R T I F I C A T E O F C O M P L I A N C E

Certificate Number

Report Reference

20131118-E95463

E95463-20100310

Issue Date 2013-NOVEMBER-18

Issued to: AMERICAN POWER CONVERSION CORP

132 FAIRGROUNDS RD

PO BOX 278

WEST KINGSTON RI 02892

This is to certify that UNINTERRUPTIBLE POWER-SUPPLY EQUIPMENT representative samples of

See Addendum.

Standard(s) for Safety:

Additional Information:

Have been investigated by UL in accordance with the

Standard(s) indicated on this Certificate.

UL 1778 - Uninterruptible Power Supply Systems

CSA C22.2 No. 107.3-05 - Uninterruptible Power Systems

See the UL Online Certifications Directory at

www.ul.com/database

for additional information

Only those products bearing the UL Listing Mark for the US and Canada should be considered as being covered by UL's Listing and Follow-Up Service meeting the appropriate requirements for US and Canada.

The UL Listing Mark for the US and Canada generally in cludes: the UL in a circle symbol with “C” and

“US” identifiers: the word “LISTED”; a control number (may be alphanumeric) assigned by UL; and the product category name (product identifier) as indicated in the appropriate UL Directory.

Look for the UL Listing Mark on the product.

William R. Carney, Director, North American Certification Programs

UL LLC

Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL. For questions, please contact a local UL Customer Service Representative at www.ul.com/contactus

Page 1 of 2

C E R T I F I C A T E O F C O M P L I A N C E

Certificate Number

Report Reference

20131118-E95463

E95463-20100310

Issue Date 2013-NOVEMBER-18

This is to certify that representative samples of the product as specified on this certificate were tested according to the current UL requirements.

Uninterruptible Power Supply, Models SMX1500RM2U, SMX1500RM2UNC, SMX1000, SMX750. May also be followed by suffix BLK (indicating enclosure is painted black).

Models NMM1200RMJ1U, SMT1200RMJ1U, HTM1200RMJ1U, FJM1200RMJ1U, FJM1200RMJ1UQ

FJM1200RMJ1U-M, FJM1200RMJ1U-MQ and SMT1500RM1U.

William R. Carney, Director, North American Certification Programs

UL LLC

Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL. For questions, please contact a local UL Customer Service Representative at www.ul.com/contactus

Page 2 of 2

File E95463

DESCRIPTION

PRODUCT COVERED:

Vol. 1 Sec. 51 and Report

Page 1 Issued: 2010-03-10

Revised: 2013-11-15

USL, CNL - Uninterruptible Power Supply, Models SMX1500RM2U,

SMX1500RM2UNC, SMX1000, SMX750. May also be followed by suffix BLK (indicating enclosure is painted black).

Models NMM1200RMJ1U, SMT1200RMJ1U, HTM1200RMJ1U, FJM1200RMJ1U, FJM1200RMJ1UQ

FJM1200RMJ1U-M, FJM1200RMJ1U-MQ and SMT1500RM1U.

GENERAL CHARACTER:

The equipment has the following features:

Cord connected

Batteries internal to UPS

An external battery pack (extended Run Module) available for the SMX series

Removable Network Controller Card available

Rack or Tower configuration (floor) mountable for the SMX series

Rack mountable only for the NMM series

ENGINEERING CONSIDERATIONS (NOT FOR UL REPRESENTATIVE USE):

The product covered by this report is an uninterruptible power supply intended to supply power to computers. It is provided with a power supply cord terminating in a parallel blade, grounding type attachment plug cap for connection to a 60 Hz source of supply. The unit is housed in a steel enclosure. It is also provided with eight (8) parallel blade, grounding type output receptacles, that are integral to the product's enclosure, for connection onto load devices. This unit is intended to be rack mounted or tower mounted.

USL indicates this unit was investigated under UL 1778, Fourth

Edition”, dated September 15, 2005.

CNL indicates this unit was investigated under CSA C22.2 No. 107.3-05

Second edition.”

File E95463 Vol. 1

Electrical Ratings:

Sec. 51 and Report

Page 2 Issued: 2010-03-10

Revised: 2013-11-15

Model Input UPS Output

Total

Current

SMX1500RM2U

SMX1500RM2UNC

120 V ac, 60 Hz, 12A 120 V ac, 1440VA,

50/60 Hz, 1200W

120 V ac, 60 Hz, 12A 120 V ac, 1440VA,

50/60 Hz, 1200W

12A

12A

SMT1500RM1U

NMM1200RMJ1U,

SMT1200RMJ1U,

HTM1200RMJ1U,

FJM1200RMJ1U,

FJM1200RMJ1UQ

FJM1200RMJ1U-M

FJM1200RMJ1U-MQ

SMX1000

120 V ac, 50/60 Hz,

12A

100 V ac, 50/60 Hz,

12A

1 2 0 V , 5 0 / 6 0 H z ,

1 4 4 0 V A , 1 0 0 0 W , 1 2 A

100V ac, 1200VA,

50/60 Hz, 1000W

12A

12A

SMX750

120 V ac, 60 Hz, 12A 120V ac, 1000VA,

50/60 HZ, 600W

120 V ac, 60 Hz, 12A 120 V ac, 750VA,

50/60 Hz, 450W

12A

12A

Model Differences:

Models SMX1500RM2U and SMX1500RM2UNC are identical except for the inclusion of the optional Network Controller card in the SMX1500RM2UNC.

Models SMX1000 and SMX750 are identical to model SMX1500RM2U except for changes to the inverter due to lower power requirements. Also the SMX1000 and

SMX750 each use different AVR transformers which are not used for isolation, different power cords and input choke.

Model NMM1200RMJ1U is electrically similar to SMX1500RM2U. The Power PCB and magnetics have been redesigned for 100V use and smaller 1U enclosure.

Models HTM1200RMJ1U and SMT1200RMJ1U are identical to Model NMM1200RMJ1U, except for model designation and front bezel is black.

Model FJM1200RMJ1U is identical to SMT1200RMJ1U, except for model designation.

Model FJM1200RMJ1U-M is identical to FJM1200RMJ1U, except the battery pack is not supplied with the unit. Battery pack is shipped separately.

Model SMT1500RM1U is the same as model NMM1200RMJ1U except for higher electrical ratings. Electrical components are identical.

Models FJM1200RMJ1UQ and FJM1200RMJ1U-MQ are identical to Models FJM1200RMJ1U

FJM1200RMJ1U-M except for model designation.

File E95463

TEST RECORD NO. 8

Page T8-1 of 1 Issued: 2010-03-10

New: 2013-11-15

SAMPLES:

A sample of the Uninterruptible Power Supply as indicated below and constructed as described herein, was submitted by the manufacturer.

New Model FJM1200RMJ1UQ is the same as Model FJM1200RMJ1U. New Model

FJM1200RMJ1U-MQ is the same as Model FJM1200RMJ1U-M.

GENERAL:

Test results relate only to the items tested.

Due to similarity of these devices to Listed UPS for this manufacturer, no tests were considered necessary.

The following tests were waived:

Test File Reference Report Date Test Record No.

All E95463 2010-03-10 1-7

Test Record Summary:

The results of this investigation indicate that the products evaluated comply with the applicable requirements in the standard for Uninterruptible Power

Supply Systems UL 1778, 4 th edition, dated September 15, 2005, including revisions up to October 14, 2011 and CSA C22.2 No. 107.3-05, 2 nd edition, dated September 15, 2005 including revisions up to February 2006 and, therefore, such products are judged eligible to bear UL’s Mark as described on the Conclusion Page of this Report.

Report by:

Daniel C. Maher

Senior Staff Engineer

Any information and documentation involving UL Mark services are provided on behalf of UL LLC or any authorized licensee of UL.

C E R T I F I C A T E O F C O M P L I A N C E

Certificate Number

Report Reference

20131118-E95463

E95463-20110601

Issue Date 2013-NOVEMBER-18

Issued to: AMERICAN POWER CONVERSION CORP

132 FAIRGROUNDS RD

PO BOX 278

WEST KINGSTON RI 02892

This is to certify that UNINTERRUPTIBLE POWER-SUPPLY EQUIPMENT representative samples of

See Addendum.

Standard(s) for Safety:

Additional Information:

Have been investigated by UL in accordance with the

Standard(s) indicated on this Certificate.

UL 1778 - Uninterruptible Power Supply Systems

CSA C22.2 No. 107.3-05 - Uninterruptible Power Systems

See the UL Online Certifications Directory at

www.ul.com/database

for additional information

Only those products bearing the UL Listing Mark for the US and Canada should be considered as being covered by UL's Listing and Follow-Up Service meeting the appropriate requirements for US and Canada.

The UL Listing Mark for the US and Canada generally in cludes: the UL in a circle symbol with “C” and

“US” identifiers: the word “LISTED”; a control number (may be alphanumeric) assigned by UL; and the product category name (product identifier) as indicated in the appropriate UL Directory.

Look for the UL Listing Mark on the product.

William R. Carney, Director, North American Certification Programs

UL LLC

Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL. For questions, please contact a local UL Customer Service Representative at www.ul.com/contactus

Page 1 of 2

C E R T I F I C A T E O F C O M P L I A N C E

Certificate Number

Report Reference

20131118-E95463

E95463-20110601

Issue Date 2013-NOVEMBER-18

This is to certify that representative samples of the product as specified on this certificate were tested according to the current UL requirements.

Uninterruptible Power Supplies, Models SMX2000RMLV2U, SMX2000RMLV2UNC,

SMX2200RMLV2U, SMX3000RMLV2U, SMX3000RMLV2UNC, FJX3000RMLV2U,

FJX3000RMLV2UQ, SMX3000RMJ2U, SMX2200RMHV2U, SMX3000RMHV2U,

SMX3000RMHV2UNC, HTX3000RMLV2U, FJX3000RMLV2U-M, NMX3000RMLV2U,

NMX3000RMLV2U-M, SMX2000LV, SMX2000LVNC, SMX3000LV, SMX3000LVNC, SMX3000HVT,

HTX3000RMHV2U.

USL, CNL – Accessory External Battery, Model SMX120RMBP2U, SMX120RMBPJ2U, SMX120BP.

William R. Carney, Director, North American Certification Programs

UL LLC

Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL. For questions, please contact a local UL Customer Service Representative at www.ul.com/contactus

Page 2 of 2

File E95463

DESCRIPTION

PRODUCT COVERED:

Vol. 1 Sec. 53 and Report

Page 1 Issued: 2011-06-01

Revised: 2013-11-15

USL, CNL - Uninterruptible Power Supplies, Models SMX2000RMLV2U,

SMX2000RMLV2UNC, SMX2200RMLV2U, SMX3000RMLV2U, SMX3000RMLV2UNC, FJX3000RMLV2U,

FJX3000RMLV2UQ, SMX3000RMJ2U, SMX2200RMHV2U, SMX3000RMHV2U, SMX3000RMHV2UNC,

HTX3000RMLV2U, FJX3000RMLV2U-M, NMX3000RMLV2U, NMX3000RMLV2U-M, SMX2000LV,

SMX2000LVNC, SMX3000LV, SMX3000LVNC, SMX3000HVT, HTX3000RMHV2U.

USL, CNL – Accessory External Battery, Model SMX120RMBP2U,

SMX120RMBPJ2U, SMX120BP.

GENERAL CHARACTER:

The equipment has the following features:

Cord connected

Batteries internal to UPS

An external battery pack (extended Run Module) available

Removable Network Controller Card available

Rack or Tower configuration (floor) mountable

Rack mountable

ELECTRICAL RATINGS:

Model SMX2000RMLV2U, SMX2000RMLV2UNC, SMX2000LV, SMX2000LVNC

Input: 100 V, 50/60 Hz, 16 A

Output: 100 V, 50/60 Hz, 16 A, 1600 W / 1600 VA

Input: 110 V, 50/60 Hz, 16 A

Output: 110 V, 50/60 Hz, 16 A, 1760 W / 1760 VA

Input: 120 V, 50/60 Hz, 16 A

Output: 120 V, 50/60 Hz, 16 A, 1800 W / 1920 VA

Input: 127 V, 50/60 Hz, 16 A

Output: 127 V, 50/60 Hz, 16 A, 1800 W / 2000 VA

Model SMX2200RMLV2U

Input: 100 V, 50/60 Hz, 16 A

Output: 100 V, 50/60 Hz, 16 A, 1980 W / 2200 VA

Input: 110 V, 50/60 Hz, 16 A

Output: 110 V, 50/60 Hz, 16 A, 1980 W / 2200 VA

Input: 120 V, 50/60 Hz, 16 A

Output: 120 V, 50/60 Hz, 16 A, 1980 W / 2200 VA

Input: 127 V, 50/60 Hz, 16 A

Output: 127 V, 50/60 Hz, 16 A, 1980 W / 2200 VA

File E95463 Vol. 1 Page 2

Model SMX3000RMLV2U, SMX3000RMLV2UNC, SMX3000LV, SMX3000LVNC

Sec. 53 and Report

Issued: 2011-06-01

Revised: 2013-11-15

Input: 100 V, 50/60 Hz, 24 A

Output: 100 V, 50/60 Hz, 24 A, 2400 W / 2400 VA

Input: 110 V, 50/60 Hz, 24 A

Output: 110 V, 50/60 Hz, 24 A, 2640 W / 2640 VA

Input: 120 V, 50/60 Hz, 24 A

Output: 120 V, 50/60 Hz, 24 A, 2700 W / 2880 VA

Input: 127 V, 50/60 Hz, 24 A

Output: 127 V, 50/60 Hz, 24 A, 2700 W / 3000 VA

Model FJX3000RMLV2U, FJX3000RMLV2UQ, SMX3000RMJ2U, FJX3000RMLV2U-M,

HTX3000RMLV2U, NMX3000RMLV2U, NMX3000RMLV2U-M

Model SMX2200RMHV2U

Input: 100 V, 50/60 Hz, 24 A

Output: 100 V, 50/60 Hz, 24 A, 2400 W / 2400 VA

Model SMX3000RMHV2U, SMX3000RMHV2UNC, HTX3000RMHV2U

Input: 200 - 240 V, 50/60 Hz, 13 A

Output: 200 - 240 V, 50/60 Hz, 13 A, 1980 W / 2200 VA

Model SMX3000HVT

Input: 200 - 240 V, 50/60 Hz, 16 A

Output: 200 - 240 V, 50/60 Hz, 16 A, 2700 W / 3000 VA

Input: 208 V, 50/60 Hz, 16 A

Output: 208 V, 50/60 Hz, 16 A, 2700 W / 3000 VA

External Battery Pack Model SMX120RMBP2U, SMX120RMBPJ2U, SMX120BP.

Rated 120V DC, 20A

ENGINEERING CONSIDERATIONS:

The use of parenthesis is for engineering use only and not for factory representative.

USL indicates this unit was investigated under UL 1778, Fourth Edition, dated

September 15 2005.

CNL indicates this unit was investigated under CSA C22.2 No. 107.3-05 Second

Edition.

File E95463 Vol. 1

MODEL DIFFERENCES:

Sec. 53 and Report

Page 2A Issued: 2011-06-01

Revised: 2013-11-15

Models FJX3000RMLV2U and SMX3000RMJ2U are identical to Models SMX3000RMLV2U and SMX3000RMLV2UNC except for model designation and fewer Input/Output ratings.

The External Battery Pack Model SMX120RMBPJ2U is identical to the Model

SMX120RMBP2U except for model designation.

The External Battery Pack Model SMX120BPU is identical to the Model

SMX120RMBP2U except for model designation and chassis dimensions.

Models HTX3000RMLV2U, FJX3000RMLV2U-M, NMX3000RMLV2U, NMX3000RMLV2U-M are identical to the FJX3000RMLV2U. The model number change is for marketing purposes.

Model HTX3000RMHV2U is identical to Model SMX3000RMHV2U. The model number change is for marketing purposes.

Model FJX3000RMLV2UQ is identical to Model FJX3000RMLV2U except for model designation.

CONSTRUCTION DETAILS:

See also Section General.

Markings - As specified in Section General.

Internal Wiring - As specified in Section General.

Installation/Operating/Instruction/Safety Manual – Provided with each unit.

File E95463

TEST RECORD NO. 8

Page T8-1 of 1 Issued: 2011-06-01

New: 2013-11-15

SAMPLES:

A sample of the Uninterruptible Power Supplies as indicated below and constructed as described herein, was submitted by the manufacturer for examination and test.

Model FJX3000RMLV2UQ is identical to Model FJX3000RMLV2U.

GENERAL:

Test results relate only to the items tested.

Testing of the Uninterruptible Power Supplies was not considered necessary based on the results of previous investigations.

Tests were considered covered as follows:

Test

File

Reference

Report Date

Test Record

No.

All E95463 2011-06-01 1-7

Test Record Summary:

The results of this investigation indicate that the products evaluated comply with the applicable requirements in the standard for Uninterruptible Power

Supply Systems UL 1778, 4 th edition, dated September 15, 2005, including revisions up to October 14, 2011 and CSA C22.2 No. 107.3-05, 2 nd edition, dated September 15, 2005 including revisions up to February 2006 and, therefore, such products are judged eligible to bear UL’s Mark as described on the Conclusion Page of this Report.

Test Record by:

Daniel Maher

Senior Staff Engineer

Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL.