Sophos 9.310 UTM Administration Guide

Sophos UTM
Administration Guide
Product version: 9.310
Document date: Tuesday, April 14, 2015
The specifications and information in this document are subject to change without notice. Companies,
names, and data used in examples herein are fictitious unless otherwise noted. This document may not
be copied or distributed by any means, in whole or in part, for any reason, without the express written
permission of Sophos Limited. Translations of this original manual must be marked as follows: "Translation of the original manual".
© 2015 Sophos Limited. All rights reserved.
http://www.sophos.com
Sophos UTM, Sophos UTM Manager, Astaro Security Gateway, Astaro Command Center, Sophos
Gateway Manager, Sophos iView Setup and WebAdmin are trademarks of Sophos Limited. Cisco is a
registered trademark of Cisco Systems Inc. iOS is a trademark of Apple Inc. Linux is a trademark of
Linus Torvalds. All further trademarks are the property of their respective owners.
Limited Warranty
No guarantee is given for the correctness of the information contained in this document. Please send
any comments or corrections to [email protected].
Contents
1 Installation
1.1 Recommended Reading
1.2 System Requirements
1.2.1 UPS Device Support
1.2.2 RAID Support
1.3 Installation Instructions
1.3.1 Key Functions During Installation
1.3.2 Special Options During Installation
1.3.3 Installing Sophos UTM
1.4 Basic Configuration
1.5 Backup Restoration
2 WebAdmin
2.1 WebAdmin Menu
2.2 Button Bar
2.3 Lists
2.4 Searching in Lists
2.5 Dialog Boxes
2.6 Buttons and Icons
2.7 Object Lists
3 Dashboard
3.1 Dashboard Settings
3.2 Flow Monitor
4 Management
4.1 System Settings
4.1.1 Organizational
4.1.2 Hostname
4.1.3 Time and Date
4.1.4 Shell Access
4.1.5 Scan Settings
4.1.6 Reset Configuration or Passwords
4.2 WebAdmin Settings
4.2.1 General
4.2.2 Access Control
4.2.2.1 User Rights
4.2.3 HTTPS Certificate
4.2.4 User Preferences
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4.2.5 Advanced
4.3 Licensing
4.3.1 How to Obtain a License
4.3.2 Licensing Model
4.3.3 Overview
4.3.4 Installation
4.3.5 Active IP Addresses
4.4 Up2Date
4.4.1 Overview
4.4.2 Configuration
4.4.3 Advanced
4.5 Backup/Restore
4.5.1 Backup/Restore
4.5.2 Automatic Backups
4.6 User Portal
4.6.1 Global
4.6.2 Advanced
4.7 Notifications
4.7.1 Global
4.7.2 Notifications
4.7.3 Advanced
4.8 Customization
4.8.1 Global
4.8.2 Web Messages
4.8.2.1 Modifying a Web Message
4.8.2.2 Download Manager
4.8.3 Web Templates
4.8.3.1 Customizing Web Templates
4.8.3.2 Uploading Custom Web Templates and Images
4.8.4 Email Messages
4.9 SNMP
4.9.1 Query
4.9.2 Traps
4.10 Central Management
4.10.1 Sophos UTM Manager
4.11 Sophos Mobile Control
4.11.1 General
4.11.2 Compliance Overview
4.11.3 Network Access Control
4.11.4 Configuration Settings
4.12 High Availability
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4.12.1 Hardware and Software Requirements
4.12.2 Status
4.12.3 System Status
4.12.4 Configuration
4.13 Shutdown and Restart
5 Definitions & Users
5.1 Network Definitions
5.1.1 Network Definitions
5.1.2 MAC Address Definitions
5.2 Service Definitions
5.3 Time Period Definitions
5.4 Users & Groups
5.4.1 Users
5.4.2 Groups
5.5 Client Authentication
5.6 Authentication Services
5.6.1 Global Settings
5.6.2 Servers
5.6.2.1 eDirectory
5.6.2.2 Active Directory
5.6.2.3 LDAP
5.6.2.4 RADIUS
5.6.2.5 TACACS+
5.6.3 Single Sign-On
5.6.4 One-time Password
5.6.5 Advanced
6 Interfaces & Routing
6.1 Interfaces
6.1.1 Interfaces
6.1.1.1 Automatic Interface Network Definitions
6.1.1.2 Interface Types
6.1.1.3 Group
6.1.1.4 3G/UMTS
6.1.1.5 Ethernet
6.1.1.6 Ethernet Bridge
6.1.1.7 Ethernet VLAN
6.1.1.8 DSL (PPPoE)
6.1.1.9 DSL (PPPoA/PPTP)
6.1.1.10 Modem (PPP)
6.1.2 Additional Addresses
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6.1.3 Link Aggregation
6.1.4 Uplink Balancing
6.1.5 Multipath Rules
6.1.6 Hardware
6.2 Quality of Service (QoS)
6.2.1 Status
6.2.2 Traffic Selectors
6.2.3 Bandwidth Pools
6.2.4 Download Throttling
6.2.5 Advanced
6.3 Uplink Monitoring
6.3.1 Global
6.3.2 Actions
6.3.3 Advanced
6.4 IPv6
6.4.1 Global
6.4.2 Prefix Advertisements
6.4.3 Renumbering
6.4.4 6to4
6.4.5 Tunnel Broker
6.5 Static Routing
6.5.1 Standard Static Routes
6.5.2 Policy Routes
6.6 Dynamic Routing (OSPF)
6.6.1 Global
6.6.2 Area
6.6.3 Interfaces
6.6.4 Message Digests
6.6.5 Debug
6.6.6 Advanced
6.7 Border Gateway Protocol
6.7.1 Global
6.7.2 Systems
6.7.3 Neighbor
6.7.4 Route Map
6.7.5 Filter List
6.7.6 Advanced
6.8 Multicast Routing (PIM-SM)
6.8.1 Global
6.8.2 Interfaces
6.8.3 RP Routers
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6.8.4 Routes
6.8.5 Advanced
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7 Network Services
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7.1 DNS
7.1.1 Global
7.1.2 Forwarders
7.1.3 Request Routing
7.1.4 Static Entries
7.1.5 DynDNS
7.2 DHCP
7.2.1 Servers
7.2.2 Relay
7.2.3 DHCPv6 Relay
7.2.4 Static Mappings
7.2.5 IPv4 Lease Table
7.2.6 IPv6 Lease Table
7.2.7 Options
7.3 NTP
8 Network Protection
8.1 Firewall
8.1.1 Rules
8.1.2 Country Blocking
8.1.3 Country Blocking Exceptions
8.1.4 ICMP
8.1.5 Advanced
8.2 NAT
8.2.1 Masquerading
8.2.2 NAT
8.3 Advanced Threat Protection
8.3.1 Global
8.4 Intrusion Prevention
8.4.1 Global
8.4.2 Attack Patterns
8.4.3 Anti-DoS/Flooding
8.4.4 Anti-Portscan
8.4.5 Exceptions
8.4.6 Advanced
8.5 Server Load Balancing
8.5.1 Balancing Rules
8.6 VoIP
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8.6.1 SIP
8.6.2 H.323
8.7 Advanced
8.7.1 Generic Proxy
8.7.2 SOCKS Proxy
8.7.3 IDENT Reverse Proxy
9 Web Protection
9.1 Web Filtering
9.1.1 Web Filtering Changes
9.1.1.1 Some Key Differences
9.1.1.2 Common Tasks
9.1.1.3 Migration
9.1.2 Global
9.1.3 HTTPS
9.1.4 Policies
9.1.4.1 Filter Action Wizard
9.1.4.2 Categories
9.1.4.3 Websites
9.1.4.4 Downloads
9.1.4.5 Antivirus
9.1.4.6 Additional Options
9.2 Web Filter Profiles
9.2.1 Filter Profiles
9.2.2 Filter Actions
9.2.3 Parent Proxies
9.3 Filtering Options
9.3.1 Exceptions
9.3.2 Websites
9.3.3 Bypass Users
9.3.4 Potentially Unwanted Applications
9.3.5 Categories
9.3.6 HTTPS CAs
9.3.7 Misc
9.4 Policy Helpdesk
9.4.1 Policy Test
9.4.2 Quota Status
9.5 Application Control
9.5.1 Network Visibility
9.5.2 Application Control Rules
9.5.3 Advanced
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9.6 FTP
9.6.1 Global
9.6.2 Antivirus
9.6.3 Exceptions
9.6.4 Advanced
10 Email Protection
10.1 SMTP
10.1.1 Global
10.1.2 Routing
10.1.3 Antivirus
10.1.4 Antispam
10.1.5 Data Protection
10.1.6 Exceptions
10.1.7 Relaying
10.1.8 Advanced
10.2 SMTP Profiles
10.3 POP3
10.3.1 Global
10.3.2 Antivirus
10.3.3 Antispam
10.3.4 Exceptions
10.3.5 Advanced
10.4 Encryption
10.4.1 Global
10.4.2 Options
10.4.3 Internal Users
10.4.4 S/MIME Authorities
10.4.5 S/MIME Certificates
10.4.6 OpenPGP Public Keys
10.5 SPX Encryption
10.5.1 SPX Configuration
10.5.2 SPX Templates
10.5.3 Sophos Outlook Add-in
10.6 Quarantine Report
10.6.1 Global
10.6.2 Exceptions
10.6.3 Advanced
10.7 Mail Manager
10.7.1 Mail Manager Window
10.7.1.1 SMTP/POP3 Quarantine
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10.7.1.2 SMTP Spool
10.7.1.3 SMTP Log
10.7.2 Global
10.7.3 Configuration
11 Endpoint Protection
11.1 Computer Management
11.1.1 Global
11.1.2 Deploy Agent
11.1.3 Manage Computers
11.1.4 Manage Groups
11.1.5 Advanced
11.2 Antivirus
11.2.1 Policies
11.2.2 Exceptions
11.3 Device Control
11.3.1 Policies
11.3.2 Exceptions
11.4 Endpoint Web Control
11.4.1 Global
11.4.2 Advanced
11.4.3 Features not Supported
12 Wireless Protection
12.1 Global Settings
12.1.1 Global Settings
12.1.2 Advanced
12.2 Wireless Networks
12.3 Access Points
12.3.1 Overview
12.3.2 Grouping
12.4 Mesh Networks
12.5 Wireless Clients
12.6 Hotspots
12.6.1 Global
12.6.2 Hotspots
12.6.3 Voucher Definitions
12.6.4 Advanced
13 Webserver Protection
13.1 Web Application Firewall
13.1.1 Virtual Webservers
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13.1.2 Real Webservers
13.1.3 Firewall Profiles
13.1.4 Exceptions
13.1.5 Site Path Routing
13.1.6 Advanced
13.2 Reverse Authentication
13.2.1 Profiles
13.2.2 Form Templates
13.3 Certificate Management
13.3.1 Certificates
13.3.2 Certificate Authority
13.3.3 Revocation Lists (CRLs)
13.3.4 Advanced
14 RED Management
14.1 Overview
14.2 Global Settings
14.3 Client Management
14.4 Deployment Helper
14.5 Tunnel Management
15 Site-to-site VPN
15.1 Amazon VPC
15.1.1 Status
15.1.2 Setup
15.2 IPsec
15.2.1 Connections
15.2.2 Remote Gateways
15.2.3 Policies
15.2.4 Local RSA Key
15.2.5 Advanced
15.2.6 Debug
15.3 SSL
15.3.1 Connections
15.3.2 Settings
15.3.3 Advanced
15.4 Certificate Management
15.4.1 Certificates
15.4.2 Certificate Authority
15.4.3 Revocation Lists (CRLs)
15.4.4 Advanced
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16 Remote Access
16.1 SSL
16.1.1 Profiles
16.1.2 Settings
16.1.3 Advanced
16.2 PPTP
16.2.1 Global
16.2.2 iOS Devices
16.2.3 Advanced
16.3 L2TP over IPsec
16.3.1 Global
16.3.2 iOS Devices
16.3.3 Debug
16.4 IPsec
16.4.1 Connections
16.4.2 Policies
16.4.3 Advanced
16.4.4 Debug
16.5 HTML5 VPN Portal
16.5.1 Global
16.6 Cisco VPN Client
16.6.1 Global
16.6.2 iOS Devices
16.6.3 Debug
16.7 Advanced
16.8 Certificate Management
16.8.1 Certificates
16.8.2 Certificate Authority
16.8.3 Revocation Lists (CRLs)
16.8.4 Advanced
17 Logging & Reporting
17.1 View Log Files
17.1.1 Today's Log Files
17.1.2 Archived Log Files
17.1.3 Search Log Files
17.2 Hardware
17.2.1 Daily
17.2.2 Weekly
17.2.3 Monthly
17.2.4 Yearly
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17.3 Network Usage
17.3.1 Daily
17.3.2 Weekly
17.3.3 Monthly
17.3.4 Yearly
17.3.5 Bandwidth Usage
17.4 Network Protection
17.4.1 Daily
17.4.2 Weekly
17.4.3 Monthly
17.4.4 Yearly
17.4.5 Firewall
17.4.6 Advanced Threat Protection
17.4.7 IPS
17.5 Web Protection
17.5.1 Web Usage Report
17.5.2 Search Engine Report
17.5.3 Departments
17.5.4 Scheduled Reports
17.5.5 Application Control
17.5.6 Deanonymization
17.6 Email Protection
17.6.1 Usage Graphs
17.6.2 Mail Usage
17.6.3 Blocked Mail
17.6.4 Deanonymization
17.7 Wireless Protection
17.7.1 Daily
17.7.2 Weekly
17.7.3 Monthly
17.7.4 Yearly
17.8 Remote Access
17.8.1 Activity
17.8.2 Session
17.9 Webserver Protection
17.9.1 Usage Graphs
17.9.2 Details
17.10 Executive Report
17.10.1 View Report
17.10.2 Archived Executive Reports
17.10.3 Configuration
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17.11 Log Settings
17.11.1 Local Logging
17.11.2 Remote Syslog Server
17.11.3 Remote Log File Archives
17.12 Reporting Settings
17.12.1 Settings
17.12.2 Exceptions
17.12.3 Anonymizing
18 Support
18.1 Documentation
18.2 Printable Configuration
18.3 Contact Support
18.4 Tools
18.4.1 Ping Check
18.4.2 Traceroute
18.4.3 DNS Lookup
18.5 Advanced
18.5.1 Process List
18.5.2 LAN Connections
18.5.3 Routes Table
18.5.4 Interfaces Table
18.5.5 Config Dump
18.5.6 Resolve REF
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20 User Portal
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20.1 User Portal: Mail Quarantine
20.2 User Portal: Mail Log
20.3 User Portal: POP3 Accounts
20.4 User Portal: Sender Whitelist
20.5 User Portal: Sender Blacklist
20.6 User Portal: Hotspots
20.7 User Portal: Client Authentication
20.8 User Portal: OTP Tokens
20.9 User Portal: Remote Access
20.10 User Portal: HTML5 VPN Portal
20.11 User Portal: Change Password
20.12 User Portal: HTTPS Proxy
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UTM 9 WebAdmin
1 Installation
This section provides information on installing and setting up Sophos UTM on your network.
The installation of Sophos UTM proceeds in two steps: first, installing the software; second, configuring basic system settings. The initial setup required for installing the software is performed
through a console-based installation menu. The internal configuration can be performed from
your management workstation through the web-based administrative interface of Sophos UTM
called WebAdmin. Before you start the installation, check if your hardware meets the minimum
system requirements.
Note – If you are employing a Sophos UTM hardware appliance, you can skip the following
sections and directly jump to the Basic Configuration section, as all Sophos UTM hardware
appliances ship with UTM Software preinstalled.
The following topics are included in this chapter:
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Recommended Reading
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System Requirements
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Installation Instructions
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Basic Configuration
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Backup Restoration
1.1 Recommended Reading
Before you begin the installation, you are advised to read the following documents that help you
setting up Sophos UTM, all of which are enclosed within the package of your Sophos UTM hardware appliance unit and which are also available at the Sophos UTM Resource Center:
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Quick Start Guides Hardware
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Operating Instructions
1.2 System Requirements
The minimum hardware requirements for installing and using UTM are as follows:
1.2 System Requirements
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Processor: Intel Atom Dual Core with 1.46 GHz (or compatible)
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Memory: 2 GB RAM
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HDD: 40 GB SATA hard disk drive or SSD
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CD-ROM Drive: Bootable IDE or SCSI CD-ROM drive
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NIC: Two or more PCIe 2.0 Ethernet network interface cards
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1 Installation
NIC (optional): One heart-beat capable PCI Ethernet network interface card. In a highavailability system, the primary and secondary system communicate with one another
through so-called heart-beat requests. If you want to set up a high-availability system,
both units need to be equipped with heart-beat capable network interface cards.
USB (optional): One USB port for communications with a UPS device and one USB port
for connecting a Sophos UTM Smart Installer(SUSI)
Switch (optional): A network device that connects (and selects between) network segments. Note that this switch must have jumbo frame support enabled.
Sophos provides a list of hardware devices compatible with UTM Software. The Hardware
Compatibility List (HCL) is available at the Sophos Knowledgebase. To make the installation
and operation of UTM Software less error-prone, you are advised to only use hardware that is
listed in the HCL. The hardware and software requirements for the client PC used to access
WebAdmin are as follows:
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Processor: Clock signal frequency 2 GHz or higher
Browser: The UTM requires the latest version of Firefox (recommended), latest version
of Chrome, latest version of Safari, or last two versions of Microsoft Internet Explorer.
JavaScript must be enabled. In addition, the browser must be configured not to use a
proxy for the IP address of the UTM’s internal network card (eth0).
1.2.1 UPS Device Support
Uninterruptible Power Supply (UPS) devices maintain a continuous supply of electric power to
connected equipment by supplying power from a separate source when utility power is not available. Sophos UTM supports UPS devices of the manufacturers MGE UPS Systems and APC.
The communication between the UPS device and Sophos UTM is made via the USB interface.
As soon as the UPS device runs in battery operation, a notification is sent to the administrator. If
the power failure persists for a longer period and the voltage of the UPS device approximates a
critical value, another message will be sent to the administrator—Sophos UTM will be shut
down automatically.
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1.3 Installation Instructions
Note – Please read the operation manual of the UPS device to connect the devices to Sophos
UTM. UTM will recognize the UPS device when booting via the USB interface. Only boot
Sophos UTM when you have connected the USB interfaces to each other.
1.2.2 RAID Support
A RAID (Redundant Array of Independent Disks) is a data storage scheme using multiple hard
drives to share or replicate data among the drives. To ensure that the RAID system is detected
and properly displayed on the Dashboard, you need to use a RAID controller that is supported
by Sophos UTM. Check the HCL to figure out which RAID controllers are supported. The HCL
is available at the Sophos Knowledgebase. Use "HCL" as search term to locate the corresponding page.
1.3 Installation Instructions
What follows is a step-by-step guide of the installation process of Sophos UTM Software.
Before you begin the installation, please make sure you have the following items available:
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The Sophos UTM CD-ROM
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The license key for Sophos UTM
The setup program will check the hardware of the system, and then install the software on your
PC.
1.3.1 Key Functions During Installation
In order to navigate through the menus, use the following keys (please also note the additional
key functions listed at the bottom of a screen):
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F1: Displays the context-sensitive help screen.
Cursor keys: Use these keys to navigate through the text boxes (for example, the license
agreement or when selecting a keyboard layout).
Tab key: Move back and forth between text boxes, lists, and buttons.
Enter key: The entered information is confirmed, and the installation proceeds to the next
step.
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1.3 Installation Instructions
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Space key: Select or unselect options marked with an asterisk.
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Alt-F2: Switch to the installation console.
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Alt-F4: Switch to the log.
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Alt-F1: Switch to the interactive bash shell.
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Alt-F1: Return to the main installation screen.
1 Installation
1.3.2 Special Options During Installation
Some screens offer additional options:
View Log: Opens the installation log.
Support: Opens the support dialog screen.
To USB Stick: Writes the installation log as zip file to a USB stick. Remember to insert a USB
stick before confirming this option. The zip file can be used to solve installation problems, e.g. by
the Sophos UTM Support Team.
Back: Returns to the previous screen.
Cancel: Opens a confirmation dialog window to abort the installation.
Help: Opens the context-sensitive help screen.
1.3.3 Installing Sophos UTM
1. Boot your PC from CD-ROM drive or mount the downloaded ISO on a virtual
drive.
The installation start screen is displayed.
Note – You can always press F1 to access the help menu. Pressing F3 in the start
screen opens a troubleshooting screen.
2. Press Enter.
The Introduction screen is displayed.
3. Select Start Installation.
The Hardware Detection screen is displayed.
The software will check the following hardware components:
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CPU
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Size and type of hard disk drive
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CD-ROM drive
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Network interface cards
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IDE or SCSI controllers
1.3 Installation Instructions
If your system does not meet the minimum requirements, the installation will report the
error and abort.
As soon as the hardware detection is completed, the Detected Hardware screen is displayed for information purposes.
4. Press Enter.
The Select Keyboard screen is displayed.
5. Select your keyboard layout.
Use the Cursor keys to select your keyboard layout, e.g. English (UK), and press Enter to
continue.
The Select Timezone screen is displayed.
6. Select your area.
Use the Cursor keys to select your area, e.g. Europe, and press Enter to continue.
7. Select your time zone.
Use the Cursor keys to select your time zone, e.g. London, and press Enter to continue.
The Date and Time screen is displayed.
8. Set date and time.
If date and time are not correct, you can change them here. Use the Tab key and the
Cursor keys to switch between text boxes. You can unselect the Host clock is UTC option
by pressing the Space key. Invalid entries will be rejected. Confirm your settings with the
Enter key.
The Select Admin Interface screen is displayed.
9. Select an internal network card.
In order to use the WebAdmin tool to configure the rest of Sophos UTM, select a network
interface card to be the internal network card (eth0). Choose one of the available network cards from the list and confirm your selection with the Enter key.
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Note – Interfaces having an active connection are marked with [link].
The Network Configuration screen is displayed.
10. Configure the administrative network interface.
Define the IP address, network mask, and gateway of the internal interface which is
going to be the administrative network interface. The default values are:
Address: 192.168.2.100
Netmask: 255.255.255.0
Gateway: none
You need to change the gateway value only if you wish to use the WebAdmin interface
from a workstation outside the subnet defined by the netmask. Note that the gateway
itself must be within the subnet.1
Confirm your settings with the Enter key.
If your CPU supports 64 bit the 64 Bit Kernel Support screen is displayed. Otherwise the
installation continues with the Enterprise Toolkit screen.
11. Install the 64-bit kernel.
Select Yes to install the 64-bit kernel or No to install the 32-bit kernel.
The Enterprise Toolkit screen is displayed.
12. Accept installation of the Enterprise Toolkit.
The Enterprise Toolkit comprises the Sophos UTM Software. You can decide to install
Open Source software only. However, we advise to also install the Enterprise Toolkit to
be able to use the full functionality of Sophos UTM.
Press Enter to install both software packages or select No to install the Open Source software only.
1For example, if you are using a network mask of 255.255.255.0, the subnet is defined by the
first three octets of the address: in this case, 192.168.2. If your administration computer has
the IP address 192.168.10.5, it is not on the same subnet, and thus requires a gateway. The
gateway router must have an interface on the 192.168.2 subnet and must be able to contact
the administration computer. In our example, assume the gateway has the IP address
192.168.2.1.
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1.4 Basic Configuration
The Installation: Partitioning screen is displayed.
13. Confirm the warning message to start the installation.
Please read the warning carefully. After confirming, all existing data on the PC will be destroyed.
If you want to cancel the installation and reboot instead, select No.
Caution – The installation process will delete all data on the hard disk drive.
The software installation process can take up to a couple of minutes.
The Installation Finished screen is displayed.
14. Remove the CD-ROM, connect to the internal network, and reboot the system.
When the installation process is complete, remove the CD-ROM from the drive and connect the eth0 network card to the internal network. Except for the internal network card
(eth0), the sequence of network cards normally will be determined by PCI ID and by the
kernel drivers. The sequence of network card names may also change if the hardware
configuration is changed, especially if network cards are removed or added.
Then press Enter in the installation screen to reboot UTM. During the boot process, the
IP addresses of the internal network cards are changed. The installation routine console
(Alt+F1) may display the message "No IP on eth0" during this time.
After Sophos UTM has rebooted (a process which, depending on your hardware, can take several minutes), ping the IP address of the eth0 interface to ensure it is reachable. If no connection is possible, please check if one of the following problems is present:
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The IP address of Sophos UTM is incorrect.
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The IP address of the administrative computer is incorrect.
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The default gateway on the client is incorrect.
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The network cable is connected to the wrong network card.
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All network cards are connected to the same hub.
1.4 Basic Configuration
The second step of the installation is performed through WebAdmin, the web based administrative interface of Sophos UTM. Prior to configuring basic system settings, you should have a
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plan how to integrate Sophos UTM into your network. You must decide which functions you
want it to provide, for example, if you want to operate it in bridge mode or in standard (routing)
mode, or how you want it to control the data packets flowing between its interfaces. However,
you can always reconfigure Sophos UTM at a later time. So if you have not yet planned how to
integrate Sophos UTM into your network, you can begin with the basic configuration right away.
1. Start your browser and openWebAdmin.
Browse to the URL of Sophos UTM (i.e., the IP address of eth0). In order to stay consistent with our configuration example above, this would be
https://192.168.2.100:4444 (note the HTTPS protocol and port number 4444).
Deviating from the configuration example, each Sophos UTM ships with the following
default settings:
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Interfaces: Internal network interface (eth0)
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IP address: 192.168.0.1
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Network mask: 255.255.255.0
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Default gateway: none
To access WebAdmin of any Sophos UTM, enter the following URL instead:
https://192.168.0.1:4444
To provide authentication and encrypted communication, Sophos UTM comes with a
self-signed security certificate. This certificate is offered to the web browser when an
HTTPS-based connection to WebAdmin is established. If unable to check the certificate's
validity, the browser will display a security warning. Once you have accepted the certificate, the initial login page is displayed.
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1.4 Basic Configuration
Figure 1 WebAdmin: Initial Login Page
2. Fill out the Basic System Setup form.
Enter accurate information of your company in the text boxes presented here. In addition, specify a password and valid email address for the administrator account. If you
accept the license agreement, click the Perform Basic System Setup button to continue
logging in. While performing the basic system setup, a number of certificates and certificate authorities are being created:
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WebAdmin CA: The CA with which the WebAdmin certificate was signed (see
Management > WebAdmin Settings > HTTPS Certificate).
VPN Signing CA: The CA with which digital certificates are signed that are used
for VPN connections (see Site-to-site VPN > Certificate Management > Certificate
Authority).
WebAdmin Certificate: The digital certificate of WebAdmin (see Site-to-site
VPN > Certificate Management > Certificates).
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1.4 Basic Configuration
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Local X.509 Certificate: The digital certificate of Sophos UTM that is used for
VPN connections (see Site-to-Site VPN > Certificate Management > Certificates).
The login page appears. (With some browsers it may, however, happen that you are
presented another security warning because the certificate has changed according to
your entered values.)
Figure 2 WebAdmin: Regular Login Page
3. Log into WebAdmin.
Type admin in the Username field and enter the password you have specified on the previous screen.
A configuration wizard is presented to you which will guide you through the initial configuration process.
Continue: If you want to use the wizard, select this option and then click Next. Follow the
steps to configure the basic settings of Sophos UTM.
Restore a backup: If you have a backup file, you can decide to restore this backup file
instead. Select this option and then click Next. How to continue is described in section
Backup Restoration.
Alternatively, you can safely click Cancel (at any time during the wizard’s steps) and
thereby exit the wizard, for example if you want to configure Sophos UTM directly in
WebAdmin. You can also click Finish at any time to save your settings done so far and exit
the wizard.
4. Install your license.
Click the Folder icon to upload your purchased license (a text file). Click Next to install the
license. In case you did not purchase a license, click Next to use the built-in 30-day trial
license with all features enabled that is shipped with Sophos UTM.
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1.4 Basic Configuration
Note – If the selected license does not contain a certain subscription, the respective
page will be disabled during the further procedure.
5. Configure the internal network interface.
Check the presented settings for the internal network interface (eth0). The settings for
this interface are based on the information you provided during the installation of the software. Additionally, you can set Sophos UTM to act as DHCP server on the internal interface by selecting the checkbox.
Note – If you change the IP address of the internal interface, you must connect to
WebAdmin again using the new IP address after finishing the wizard.
6. Select the uplink type for the external interface.
Select the connection type of your uplink/Internet connection the external network card is
going to use. The type of interface and its configuration depend on what kind of connection to the Internet you are going to use. Click Next.
In case Sophos UTM has no uplink or you do not want to configure it right now, select the
Setup Internet connection later checkbox. If you configure an Internet uplink, IP masquerading will automatically be configured for connections from the internal network to
the Internet.
If you select Standard Ethernet interface with static IP address, specifying a Default gateway is optional. If you leave the text box blank, your default gateway setting of the installation routine will persist. You can skip each of the following steps by clicking Next. You can
make and change those skipped settings later in WebAdmin.
Note – If your license does not allow one of the following features, the concerning feature will not be displayed.
7. Make your basic firewall settings.
You can now select what types of services you want to allow on the Internet. Click Next to
confirm your settings.
8. Make your advanced threat protection settings.
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You can now make settings regarding intrusion prevention and command&control/botnet detection for several operation systems and databases. Click Next
to confirm your settings.
9. Make your web protection settings.
You can now select whether the web traffic should be scanned for viruses and spyware.
Additionally, you can select to block webpages that belong to certain categories. Click
Next to confirm your settings.
10. Make your email protection settings.
You can now select the first checkbox to enable the POP3 proxy. You can also select the
second checkbox to enable UTM as inbound SMTP relay: Enter the IP address of your
internal mail server and add SMTP domains to route. Click Next to confirm your settings.
11. Make your wireless protection settings.
You can now select the checkbox to enable wireless protection. In the box, select or add
the interfaces that are allowed to connect your wireless access points to your system.
Click the Folder icon to add an interface or click the Plus icon to create a new interface.
Enter the other wireless network parameters. Click Next to confirm your settings.
12. Make your advanced threat adaptive learning settings.
You can now select if you want to send anonymous data to the Sophos research team.
This data is used to improve future versions and to improve and enlarge the network visibility and application control library.
13. Confirm your settings.
A summary of your settings is displayed. Click Finish to confirm them or Back to change
them. However, you can also change them in WebAdmin later.
After clicking Finish your settings are saved and you are redirected to the Dashboard of
WebAdmin, providing you with the most important system status information of the
Sophos UTM unit.
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1.5 Backup Restoration
Figure 3 WebAdmin: Dashboard
If you encounter any problems while completing these steps, please contact the support department of your Sophos UTM supplier. For more information, you might also want to visit the following websites:
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Sophos UTM Support Forum
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Sophos Knowledgebase
1.5 Backup Restoration
The WebAdmin configuration wizard (see section Basic Configuration) allows you to restore an
existing backup file instead of going through the basic configuration process. Do the following:
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1. Select Restore existing backup file in the configuration wizard.
Select Restore existing backup file in the configuration wizard and click Next.
You are directed to the upload page.
2. Upload the backup.
Click the Folder icon, select the backup file you want to restore, and click Start Upload.
3. Restore the backup.
Click Finish to restore the backup.
Important Note – You will not be able to use the configuration wizard afterwards.
As soon as the backup has been restored successfully you will be redirected to the login page.
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WebAdmin is the web-based administrative interface that allows you to configure every aspect
of Sophos UTM. WebAdmin consists of a menu and pages, many of which have multiple tabs.
The menu on the left of the screen organizes the features of Sophos UTM in a logical manner.
When you select a menu item, such as Network Protection, it expands to reveal a submenu and
the associated page opens. Note that for some menu items no page is associated. Then, the
page of the previously selected menu or submenu item keeps being displayed. You have to
select one of the submenu items, which opens the associated page at its first tab.
On the first start of the WebAdmin the Setup Wizard appears unique. Follow the instructions to
set up the most important settings.
The procedures in this documentation direct you to a page by specifying the menu item, submenu item, and the tab, for example: "On the Interfaces & Routing > Interfaces > Hardware tab,
configure ..."
Note – The UTM requires the latest version of Firefox (recommended), latest version of
Chrome, latest version of Safari, or last two versions of Microsoft Internet Explorer. JavaScript
must be enabled. In addition, the browser must be configured not to use a proxy for the IP
address of the UTM’s internal network card (eth0).
2.1 WebAdmin Menu
2 WebAdmin
Figure 4 WebAdmin: Overview
2.1 WebAdmin Menu
The WebAdmin menu provides access to all configuration options of Sophos UTM, that is, there
is no need for using a command line interface to configure specific parameters.
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Dashboard: The Dashboard graphically displays a snapshot of the current operating
status of the Sophos UTM unit.
Management: Configure basic system and WebAdmin settings as well as all settings
that concern the configuration of the Sophos UTM unit.
Definitions & Users: Configure network, service, and time period definitions as well as
user accounts, user groups, and external authentication services for use with the Sophos
UTM unit.
Interfaces & Routing: Configure system facilities such as network interfaces as well as
routing options, among other things.
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2.1 WebAdmin Menu
Network Services: Configure network services such as DNS and DHCP, among other
things.
Network Protection: Configure basic network protection features such as firewall
rules, voice over IP, or intrusion prevention settings.
Web Protection: Configure the Web Filter and application control of Sophos UTM unit
as well as the FTP proxy.
Email Protection: Configure the SMTP and POP3 proxies of the Sophos UTM unit as
well as email encryption.
Endpoint Protection: Configure and manage the protection of endpoint devices in
your network.
Wireless Protection: Configure wireless access points for the gateway.
Webserver Protection: Protect your webservers from attacks like cross-site scripting
and SQL injection.
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RED Management: Configure your remote Ethernet device (RED) appliances.
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Site-to-site VPN: Configure site-to-site Virtual Private Networks.
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Remote Access: Configure remote access VPN connections to the Sophos UTM unit.
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Logging & Reporting: View log messages and statistics about the utilization of the
Sophos UTM unit and configure settings for logging and reporting.
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Support: Access to the support tools available at the Sophos UTM unit.
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Log Off: Log out of the user interface.
Searching the Menu
Above the menu a search box is located. It lets you search the menu for keywords in order to
easily find menus concerning a certain subject. The search function matches the name of
menus but additionally allows for hidden indexed aliases and keywords.
As soon as you start typing into the search box, the menu automatically reduces to relevant
menu entries only. You can leave the search box at any time and click the menu entry matching
your prospect. The reduced menu stays intact, displaying the search results, until you click the
reset button next to it.
Tip – You can set focus on the search box via the keyboard shortcut CTRL+Y.
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2.2 Button Bar
The buttons in the upper right corner of WebAdmin provide access to the following features:
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Username/IP: Shows the currently logged in user and the IP address from which
WebAdmin is accessed. If other users are currently logged in, their data will be shown,
too.
Open Live Log: Clicking this button opens the live log that is associated with the
WebAdmin menu or tab you are currently on. To see a different live log without having to
change the menu or tab, hover over the Live Log button. After some seconds a list of all
available live logs opens where you can select a live log to display. Your selection is memorized as long as you stay on the same WebAdmin menu or tab.
Tip – You can also open live logs via the Open Live Log buttons provided on multiple
WebAdmin pages.
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Online Help: Every menu, submenu, and tab has an online help screen that provides
context-sensitive information and procedures related to the controls of the current
WebAdmin page.
Note – The online help is version-based and updated by means of patterns. If you
update to a new firmware version, your online help will also be updated, if available.
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Reload: To request the already displayed WebAdmin page again, always click the
Reload button.
Note – Never use the reload button of the browser, because otherwise you will be
logged out of WebAdmin.
2.3 Lists
Many pages in WebAdmin consist of lists. The buttons on the left of each list item enable you to
edit, delete, or clone the item (for more information see section Buttons and Icons). To add an
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2.4 Searching in Lists
item to the list, click the New … button, where "…" is a placeholder for the object being created
(e.g., interface). This opens a dialog box where you can define the properties of the new object.
Figure 5 WebAdmin: Example of a List
With the first drop-down list on the top you can filter all items according to their type or group.
The second field on the top lets you search for items specifically. Enter a search string and click
Find.
Lists with more than ten items are split into several chunks, which can be browsed with Forward
(>>) and Backward (<<) buttons. With the Display drop-down list, you can temporarily change
the number of items per page. Additionally, you can change the default setting for all lists on the
Management > WebAdmin Settings > User Preferences tab.
The header of a list provides some functionality. Selecting an item from the Sort by dropdown
sorts the list for that item, e.g. selecting Name asc sorts the list ascending by object names. The
Action field in the header contains some batch options you can carry out on previously selected
list objects. To select objects, select their checkbox. Note that the selection stays valid across
multiple pages, that is, while browsing between pages of a list already selected objects stay
selected.
Tip – Clicking on the Info icon will show all configuration options in which the object is used.
2.4 Searching in Lists
A filter field helps you to quickly reduce the number of items displayed in a list. This makes it
much easier to find the object(s) you were looking for.
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Important Facts
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A search in a list typically scans several fields for the search expression. A search in
Users & Groups for example considers the username, the real name, the comment,
and the first email address. Generally speaking, the search considers all texts which you
can see in the list, excluding details displayed via the Info icon.
The list search is case-insensitive. That means it makes no difference whether you enter
upper- or lower-case letters. The search result will contain matches both with uppercase and lower-case letters. Searching explicitly for upper-case or lower-case letters is
not possible.
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The list search is based on Perl regular expression syntax (although case-insensitive).
Typical search expressions known from e.g. text editors like * and ? as simple wildcard
characters or the AND and OR operators do not work in list search.
Examples
The following list is a small selection of useful search strings:
Simple string: Matches all words that contain the given string. For example, "inter" matches
"Internet", "interface", and "printer".
Beginning of a word: Mark the search expression with a \b at the beginning. For example,
\binter matches "Internet" and "interface" but not "printer".
End of a word: Mark the search expression with a \b at the end. For example, http\b
matches "http" but not "https".
Beginning of an entry: Mark the search expression with a ^ at the beginning. For example,
^inter matches "Internet Uplink" but not "Uplink Interfaces".
IP addresses: Searching for IP addresses, you need to escape dots with a backslash. For
example, 192\.168 matches "192.168". To search more generally for IP addresses use \d
which matches any digit. \d+ matches multiple digits in a row. For example,
\d+\.\d+\.\d+\.\d+ matches any IPv4 address.
Note – It makes sense to rather use an easy, fail-safe search expression which will lead to
more matches than to rack your brains for a supposedly more perfect one which can easily
lead to unexpected results and wrong conclusions.
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2.5 Dialog Boxes
You can find a detailed description of regular expressions and their usage in Sophos UTM in the
Sophos Knowledgebase.
2.5 Dialog Boxes
Dialog boxes are special windows which are used by WebAdmin to prompt you for entering specific information. The example shows a dialog box for creating a new group in the Definitions &
Users > Users & Groups menu.
Figure 6 WebAdmin: Example of a Dialog Box
Each dialog box can consist of various widgets such as text boxes, checkboxes, and so on. In
addition, many dialog boxes offer a drag-and-drop functionality, which is indicated by a special
background reading DND. Whenever you encounter such a box, you can drag an object into
the box. To open the object list from where to drag the objects, click the Folder icon that is located right next to the text box. Depending on the configuration option, this opens the list of available networks, interfaces, users/groups, or services. Clicking the green Plus icon opens a dialog
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window letting you create a new definition. Some widgets that are not necessary for a certain
configuration are grayed out. In some cases, however, they can still be edited, but having no
effect.
Note – You may have noticed the presence of both Save and Apply buttons in WebAdmin.
The Save button is used in the context of creating or editing objects in WebAdmin such as
static routes or network definitions. It is always accompanied by a Cancel button. The Apply
button, on the other hand, serves to confirm your settings in the backend, thus promptly activating them.
2.6 Buttons and Icons
WebAdmin has some buttons and functional icons whose usage is described here.
Buttons
Meaning
Shows a dialog box with detailed information on the object.
Opens a dialog box to edit properties of the object.
Deletes the object. If an object is still in use somewhere, there will be a
warning. Not all objects can be deleted if they are in use.
Opens a dialog box for creating an object with identical settings/properties. Helps you to create similar objects without having to
type all identical settings over and over again.
Functional Meaning
Icons
Info: Shows all configurations where the object is in use.
Details: Links to another WebAdmin page with more information about the
topic.
Toggle switch: Enables or disables a function. Green when enabled, gray
when disabled, and amber when configuration is required before enabling.
Folder: Has two different functions: (1) Opens an object list (see section
below) on the left side where you can choose appropriate objects from. (2)
Opens a dialog window to upload a file.
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2.7 Object Lists
Functional Meaning
Icons
Plus: Opens a dialog window to add a new object of the required type.
Action: Opens a drop-down menu with actions. The actions depend on the
location of the icon: (1) Icon in list header: the actions, e.g., Enable, Disable,
Delete, apply to the selected list objects. (2) Icon in text box: with the actions
Import and Export you can import or export text, and with Empty you delete
the entire content. There is also a filter field which helps you to drill down a list
to relevant elements. Note that the filter is case-sensitive.
Empty: Removes an object from the current configuration when located in
front of the object. Removes all objects from a box when located in the Actions
menu. Objects are however never deleted.
Import: Opens a dialog window to import text with more than one item or line.
Enhances adding multiple items without having to type them individually, e.g.
a large blacklist to the URL blacklist. Copy the text from anywhere and enter it
using CTRL+V.
Export: Opens a dialog window to export all existing items. You can select a
delimiter to separate the items, which can either be new line, colon, or
comma. To export the items as text, mark the whole text in the Exported Text
field and press CTRL+C to copy it. You can then paste it into all common applications using CTRL+V, for example a text editor.
Sort: Using these two arrows, you can sort list elements by moving an element down or up, respectively.
Forward/Backward: Depending on the location you can navigate through
the pages of a long list, or move back and forth along the history of changes
and settings.
PDF: Saves the current view of data in a PDF file and then opens a dialog window to download the created file.
CSV: Saves the current view of data in a CSV (comma-separated values) file
and then opens a dialog window to download the created file.
2.7 Object Lists
An object list is a drag-and-drop list which is temporarily displayed on the left side of WebAdmin,
covering the main menu.
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Figure 7 WebAdmin: Dragging an Object From the Object List Networks
An object list is opened automatically when you click the Folder icon (see section above), or you
can open it manually via a keyboard shortcut (see Management > WebAdmin Settings > User
Preferences).
The object list gives you quick access to WebAdmin objects like users/groups, interfaces, networks, and services to be able to select them for configuration purposes. Objects are selected
simply by dragging and dropping them onto the current configuration.
According to the different existing object types, there are five different types of object lists. Clicking the Folder icon will always open the type required by the current configuration.
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The Dashboard graphically displays a snapshot of the current operating status of Sophos UTM.
With help of the Dashboard Settings icon on the top right you can, amongst others, configure
which topic sections are displayed. Further information to the settings you find in Dashboard >
Dashboard Settings.
The Dashboard displays by default when you log in to WebAdmin and shows the following
information:
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General Information: Hostname, model, license ID, subscriptions, and uptime of the
unit. The display color of a subscription switches to orange 30 days before its expiration
date. During the last 7 days and after expiration, a subscription is displayed in red.
Version Information: Information on the currently installed firmware and pattern versions as well as available updates.
Resource Usage: Current system utilization, including the following components:
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The CPU utilization in percent
The RAM utilization in percent. Please note that the total memory displayed is the
part that is usable by the operating system. With 32-bit systems, in some cases that
does not represent the actual size of the physical memory installed, as part of it is
reserved for hardware.
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The amount of hard disk space consumed by the log partition in percent
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The amount of hard disk space consumed by the root partition in percent
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The status of the UPS (uninterruptible power supply) module (if available)
Today's Threat Status: A counter for the most relevant security threats detected since
midnight:
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The total of dropped and rejected data packets for which logging is enabled
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The total of blocked intrusion attempts
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The total of blocked viruses (all proxies)
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The total of blocked spam messages (SMTP/POP3)
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The total of blocked spyware (all proxies)
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The total of blocked URLs (HTTP/S)
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The total of blocked webserver attacks (WAF)
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The total of blocked endpoint attacks and blocked devices
Interfaces: Name and status of configured network interface cards. In addition, information on the average bit rate of the last 75 seconds for both incoming and outgoing traffic
is shown. The values presented are obtained from bit rate averages based on samples
that were taken at intervals of 15 seconds. Clicking a traffic value of an interface opens a
Flow Monitor in a new window. The Flow Monitor displays the traffic of the last ten
minutes and refreshes automatically at short intervals. For more information on the Flow
Monitor see chapter Flow Monitor.
Advanced Threat Protection: Status of Advanced Threat Protection. The display
shows if Advanced Threat Protection is enabled and it shows a counter of infected hosts.
Current System Configuration: Enabled/disabled representation of the most relevant security features. Clicking one of the entries opens the WebAdmin page with the
respective settings:
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Firewall: Information about the total of active firewall rules.
Intrusion Prevention: The intrusion prevention system (IPS) recognizes attacks
by means of a signature-based IPS rule set.
Web Filtering: An application-level gateway for the HTTP/S protocol, featuring a
rich set of web filtering techniques for the networks that are allowed to use its services.
Network Visibility: Sophos' layer 7 application control allows to categorize and
control network traffic.
SMTP Proxy: An application-level gateway for messages sent via the Simple Mail
Transfer Protocol (SMTP).
POP3 Proxy: An application-level gateway for messages sent via the Post Office
Protocol 3 (POP3).
RED: Configuration of Remote Ethernet Device (RED) appliances for branch
office security.
Wireless Protection: Configuration of wireless networks and access points.
Endpoint Protection: Management of endpoint devices in your network. Displays the number of connected endpoints and alerts.
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Site-to-Site VPN: Configuration of site-to-site VPN scenarios.
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Remote Access: Configuration of road warrior VPN scenarios.
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3.1 Dashboard Settings
Web Application Firewall: An application-level gateway to protect your webservers from attacks like cross-site scripting and SQL injection.
HA/Cluster: High availability (HA) failover and clustering, that is, the distribution of
processing-intensive tasks such as content filtering, virus scanning, intrusion detection, or decryption equally among multiple cluster nodes.
Sophos UTM Manager: Management of your Sophos UTM appliance via the
central management tool Sophos UTM Manager (SUM).
Sophos Mobile Control: Management of your mobile devices to control content, applications and emails.
Antivirus: Protection of your network from web traffic that carries harmful and
dangerous content such as viruses, worms, or other malware.
Antispam: Detection of unsolicited spam emails and identification of spam transmissions from known or suspected spam purveyors.
Antispyware: Protection from spyware infections by means of two different virus
scanning engines with constantly updated signature databases and spyware filtering techniques that protects both inbound and outbound traffic.
3.1 Dashboard Settings
You can modify several settings concerning the Dashboard. Click the Dashboard Settings icon
on the top right of the Dashboard to open the Edit Dashboard Settings dialog window.
Refresh Dashboard: By default, the Dashboard is updated at intervals of five seconds. You
can configure the refresh rate from Never to Every Minute.
Left Column – Right Column: The Dashboard is divided into different topic sections providing information on the respective topic. With the two boxes Left Column and Right Column you
can arrange those topic sections and add or remove them from display. Those settings will then
be reflected by the Dashboard. Use the sort icons to sort the topic sections of a column. To add
or remove a particular topic section from display, select or unselect its checkbox.
The topic sections displayed by default are described in the Dashboard chapter. These topic
sections can also be displayed:
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Web Protection: Top Apps: Overview of the most used applications. In this section,
hovering the cursor on an application displays one or two icons with additional
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functionality:
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Click the Block icon to block the respective application from now on. This will create
a rule on the Application Control Rules page. This option is unavailable for applications relevant to the flawless operation of Sophos UTM. WebAdmin traffic, for
example, cannot be blocked as this might lead to shutting yourself out of
WebAdmin. Unclassified traffic cannot be blocked, either.
Click the Shape icon to enable traffic shaping of the respective application. A dialog
window opens where you are asked to define the rule settings. Click Save when
you are done. This will create a rule both on the Traffic Selectors and on the Bandwidth Pools page.Traffic shaping is not available when viewing the All Interfaces
Flow Monitor as shaping works interface-based.
Click the Throttle icon to enable traffic throttling of the respective application. A dialog window opens where you are asked to define the rule settings. Click Save
when you are done. This will create a rule both on the Traffic Selectors and on the
Download Throttling page. Download throttling is not available when viewing the
All Interfaces Flow Monitor as throttling works interface-based.
Web Protection: Top Sites by Time: Overview of the most visited domains according
to time.
Web Protection: Top Sites by Traffic: Overview of the most visited domains according to traffic.
Logging: Status of the log partition of your Sophos UTM unit, including information
about the disk space left and fillup rate.
News Feed: News about Sophos and its products.
Chart: Concurrent Connections: Daily statistics and histogram of the total of concurrent connections.
Chart: Log Partition Status: Four-week statistics and histogram of the log partition
usage.
Chart: CPU Usage: Daily statistics and histogram of the current processor usage in percent.
Chart: Memory/Swap Usage: Daily statistics and histogram of the memory and swap
usage in percent.
Chart: Partition Usage: Daily statistics and histogram of the usage of selected partitions in percent.
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Enable autogrouping on Dashboard: Select this option to display the information on the
Dashboard compactly. This option only affects the selected Web Protection items in the left
column and the selected Chart items in the right column. If selected, the respective information
elements will be displayed as overlaying tabs on the Dashboard. If unselected, the information
elements are displayed side by side.
Click Save to save your settings.
3.2 Flow Monitor
The Flow Monitor of Sophos UTM is an application which gives quick access to information on
network traffic currently passing the interfaces of UTM. It can be easily accessed via the Dashboard by clicking one of the interfaces at the top right. By clicking All Interfaces the Flow Monitor
displays the traffic accumulated on all active interfaces. By clicking a single interface, the Flow
Monitor displays the traffic of this interface only.
Note – The Flow Monitor opens in a new browser window. As pop-up blockers are likely to
block this window it is advisable to deactivate pop-up blockers for WebAdmin.
The Flow Monitor provides two views, a chart and a table, which are described in the next sections. It refreshes every five seconds. You can click the Pause button to stop refreshing. After
clicking Continue to start refreshing again, the Flow Monitor updates to the current traffic information.
Tabular View
The Flow Monitor table provides information on network traffic for the past five seconds:
#: Traffic is ranked based on its current bandwidth usage.
Application: Protocol or name of the network traffic if available. Unclassified traffic is a type of
traffic unknown to the system. Clicking an application opens a window which provides information on the server, the port used, bandwidth usage per server connection, and total traffic.
Clients: Number of client connections using the application. Clicking a client opens a window
which provides information on the client's IP address, bandwidth usage per client connection,
and total traffic. Note that with unclassified traffic the number of clients in the table may be
higher than the clients displayed in the additional information window. This is due to the fact that
the term "unclassified" comprises more than one application. So, there might be only one client
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in the information window but three clients in the table, the latter actually being the connections
of the single client to three different, unclassified applications.
Bandwidth Usage Now: The bandwidth usage during the last five seconds. Clicking a bandwidth opens a window which provides information on the download and upload rate of the
application connection.
Total Traffic: The total of network traffic produced during the "lifetime" of a connection.
Example 1: A download started some time in the past and still going on: the whole traffic produced during the time from the beginning of the download will be displayed. Example 2: Several
clients using facebook: as long as one client keeps the connection open, the traffic produced by
all clients so far adds up to the total traffic displayed.
Clicking a total traffic opens a window which provides information on the overall download and
upload rate of the application connection.
Actions: Depending on the application type, there are actions available (except for unclassified
traffic).
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Blocking: Click the Block button to block the respective application from now on. This will
create a rule on the Application Control Rules page. This option is unavailable for applications relevant to the flawless operation of Sophos UTM. WebAdmin traffic, for example,
cannot be blocked as this might lead to shutting yourself out of WebAdmin. Unclassified
traffic cannot be blocked, either.
Traffic shaping: Click the Shape button to enable traffic shaping of the respective application. A dialog window opens where you are asked to define the rule settings. Click Save
when you are done. This will create a rule both on the Traffic Selectors and on the Bandwidth Pools page.Traffic shaping is not available when viewing the All Interfaces Flow
Monitor as shaping works interface-based.
Download throttling: Click the Throttle button to enable download throttling for the
respective application. A dialog window opens where you are asked to define the rule settings. Click Save when you are done. This will create a rule both on the Traffic Selectors
and on the Download Throttling page. Download throttling is not available when viewing
the All Interfaces Flow Monitor as throttling works interface-based.
Chart View
The Flow Monitor chart displays the network traffic for the past ten minutes. The horizontal axis
reflects time, the vertical axis reflects the amount of traffic while dynamically adapting the scale
to the throughput.
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At the bottom of the chart view a legend is located which refers to the type of traffic passing an
interface. Each type of traffic has a different color so that it can be easily distinguished in the
chart.
Note – The Flow Monitor displays much more differentiated information on traffic if Network
Visibility is enabled (see chapter Web Protection > Application Control > Network Visibility).
When hovering the mouse cursor on a chart a big dot will appear, which gives detailed information of this part of the chart. The dot is clung to the line of the chart. As you move the mouse
cursor the dot follows. In case a chart has several lines, the dot switches between them according to where you move the mouse cursor. Additionally, the dot changes its color depending on
which line its information refer to, which is especially useful with lines running close to each
other. The dot provides information on type and size of the traffic at the respective point of time.
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This chapter describes how to configure basic system settings as well as the settings of the webbased administrative interface of Sophos UTM among others. The Overview page shows statistics of the last WebAdmin sessions including possible changes. Click the Show button in the
Changelog column to view the changes in detail.
In the State column, the end times of previous WebAdmin sessions are listed.
Note – You can end a WebAdmin session by clicking the Log off menu. If you close the
browser without clicking the Log off menu, the session times out after the time span defined on
the Management > WebAdmin Settings > Advanced tab.
The following topics are included in this chapter:
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System Settings
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WebAdmin Settings
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Licensing
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Up2Date
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Backup/Restore
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User Portal
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Notifications
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Customization
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SNMP
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Central Management
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High Availability
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Certificate Management
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Shutdown/Restart
4.1 System Settings
4 Management
4.1 System Settings
The system settings menu allows you to configure basic settings of your UTM. You can set hostname, date and time settings as well as scan settings for antivirus engine or advanced threat
protection options. Configuration or password resets and SSH shell access configurations can
also be done.
4.1.1 Organizational
Enter these organizational information (if not yet done in the Installation Wizard):
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Organization Name: Name of your organization.
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City: Location of your organization.
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Country: Country where your organization is located.
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Administrator's Email Address: Email address to reach the person or group technically responsible for the operation of your Sophos UTM.
Note that this data is also used in certificates for IPsec, email encryption and WebAdmin.
4.1.2 Hostname
Enter the hostname of your UTM as a fully qualified domain name (FQDN). The fully qualified
domain name is an unambiguous domain name that specifies the node's absolute position in the
DNS tree hierarchy, for example utm.example.com. A hostname may contain alphanumeric
characters, dots, and hyphens. At the end of the hostname there must be a special designator
such as com, org, or de. The hostname will be used in notification messages to identify UTM. It
will also appear in status messages sent by the Web Filter. Note that the hostname does not
need to be registered in the DNS zone for your domain.
4.1.3 Time and Date
On your UTM, date and time should always be set correctly. This is needed both for getting correct information from the logging and reporting systems and to assure interoperability with
other computers on the Internet.
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Usually, you do not need to set the time and date manually. By default, automatic synchronization with public Internet time servers is enabled (see section Synchronize Time with
Internet Server below).
In the rare case that you need to disable synchronization with time servers, you can change the
time and date manually. However, when doing so, pay attention to the following caveats:
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Never change the system time from standard time to daylight saving time or vice versa.
This change is always automatically covered by your time zone settings even if automatic
synchronization with time servers is disabled.
Never change date or time manually while synchronization with time servers is enabled,
because automatic synchronization would typically undo your change right away. In case
you must set the date or time manually, remember to first remove all servers from the
NTP Servers box in the Synchronize Time with Internet Server section below and click
Apply.
After manually changing the system time, wait until you see the green confirmation message, stating that the change was successful. Then reboot the system (Management >
Shutdown/Restart). This is highly recommended as many services rely on the fact that
time is changing continuously, not abruptly. Jumps in time therefore might lead to malfunction of various services. This advice holds universally true for all kind of computer systems.
In rare cases, changing the system time might terminate your WebAdmin session. In
case this happens, log in again, check whether the time is now correctly set and restart
the system afterwards.
If you operate multiple interconnected UTMs that span several time zones, select the same time
zone for all devices, for example UTC (Coordinated Universal Time)—this will make log messages much easier to compare.
Note that when you manually change the system time, you will encounter several side-effects,
even when having properly restarted the system:
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Turning the clock forward
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Time-based reports will contain no data for the skipped hour. In most graphs, this
time span will appear as a straight line in the amount of the latest recorded value.
Accounting reports will contain values of 0 for all variables during this time.
Turning the clock backward
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There is already log data for the corresponding time span in time-based reports.
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Most diagrams will display the values recorded during this period as compressed.
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The elapsed time since the last pattern check (as displayed on the Dashboard)
shows the value "never", even though the last check was in fact only a few minutes
ago.
Automatically created certificates on UTM may become invalid because the beginning of their validity periods would be in the future.
Accounting reports will retain the values recorded from the future time. Once the
time of the reset is reached again, the accounting data will be written again as normal.
Because of these drawbacks the system time should only be set once when setting up the system with only small adjustments being made thereafter. This especially holds true if accounting
and reporting data needs to be processed further and accuracy of the data is important.
Se t D a te a n d Time
To configure the system time manually, select date and time from the respective drop-down
lists. Click Apply to save your settings.
Se t Time Zo n e
To change the system's time zone, select an area or a time zone from the drop-down list. Click
Apply to save your settings.
Changing the time zone does not change the system time, but only how the time is represented
in output, for example in logging and reporting data. Even if it does not disrupt services, we
highly recommend to reboot afterwards to make sure that all services use the new time setting.
Syn ch r o n iz e Time w ith In te r n e t Se r v e r
To synchronize the system time using a timeserver, select one or more NTP servers. Click
Apply after you have finished the configuration.
NTP Servers: The NTP Server Pool is selected by default. This network definition is linked to
the big virtual cluster of public timeservers of the pool.ntp.org project. In case your Internet service provider operates NTP servers for customers and you have access to these servers, it is
recommended to remove the NTP Server Pool and use your provider's servers instead. When
choosing your own or your provider's servers, using more than one server is useful to improve
precision and reliability. The usage of three independent servers is almost always sufficient.
Adding more than three servers rarely results in additional improvements, while increasing the
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total server load. Using both NTP Server Pool and your own or your provider's servers is not
recommended because it will usually neither improve precision nor reliability.
Tip – If you want client computers to be able to connect to these NTP servers, add them to the
allowed networks on the Network Services > NTP page.
Test Configured Servers: Click this button if you want to test whether a connection to the
selected NTP server(s) can be established from your device and whether it returns usable time
data. This will measure the time offset between your system and the servers. Offsets should
generally be well below one second if your system is configured correctly and has been operating in a stable state for some time.
Right after enabling NTP or adding other servers, it is normal to see larger offsets. To avoid
large time jumps, NTP will then slowly skew the system time, such that eventually, it will become
correct without any jumping. In that situation, please be patient. In particular, in this case, do not
restart the system. Rather, return to check about an hour later. If the offsets decrease, all is
working as it should.
4.1.4 Shell Access
Secure Shell (SSH) is a command-line access mode primarily used to gain remote shell access
to UTM. It is typically used for low-level maintenance or troubleshooting. To access this shell you
need an SSH client, which usually comes with most Linux distributions. For Windows you can
download an SSH client for free, e.g. PuTTY (www.putty.org) or DameWare (www.dameware.com).
Allo w e d N e tw o r k s
Use the Allowed networks control to restrict access to this feature to certain networks only. Networks listed here will be able to connect to the SSH service.
Au th e n tica tio n
In this section you can define an authentication method for SSH access and the strictness of
access. The following authentication methods are available:
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Password (default)
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Public key
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Password and public key
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To use these options select the respective checkboxes. To use Public Key Authentication you
need to upload the respective public key(s) into the field Authorized keys for loginuser for each
user allowed to authenticate via their public key(s).
Allow Root Login: You can allow SSH access for the root user. This option is disabled by
default as it leads to a higher security risk. When this option is enabled, the root user is able to
login via their public key. Upload the public key(s) for the root user into the field Authorized keys
for root.
Note – Find more information on generating SSH keys in the Sophos Knowledgebase articles Creating SSH key on a Linux based system, using PuTTY.
Click Apply to save your settings.
Sh e ll U s e r Pa ssw o r d s
Enter passwords for the default shell accounts root and loginuser. To change the password
for one out of these two accounts only, just leave both input boxes for the other account blank.
Note – To enable SSH shell access, passwords must be set initially. In addition, you can only
specify passwords that adhere to the password complexity settings as configured on the Definitions & Users > Authentication Services > Advanced tab. That is, if you have enabled complex
passwords, shell user passwords must meet the same requirements.
Acce s s in g U TM via SSH
To access the UTM via SSH, connect via SSH port (TCP 22 by default) using your normal
SSH utility program (e.g. PuTTY).
You can login as
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loginuser by prompting loginuser and the associated password as set above at the
SSH or
root after you have logged in as loginuser by typing su - and entering the associated
password as set above.
Note – Any modifications done by root will void your support. Instead use WebAdmin for any
configuration changes.
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SSH D a e mo n L iste n Po r t
This option lets you change the TCP port used for SSH. By default, this is the standard SSH port
22. To change the port, enter an appropriate value in the range from 1024 to 65535 in the Port
number box and click Apply.
4.1.5 Scan Settings
Pa r e n t Pr o xy
A parent proxy is often required in those countries that require Internet access to be routed
through a government-approved proxy server. If your security policy requires the use of a parent proxy, you can set it up here by selecting the host definition and port.
Use a parent proxy:
1. Select the checkbox to enable parent proxy use.
2. Select or add the host.
3. Enter the port of the proxy.
How to add a definition is explained on the Definitions & Users > Network Definitions >
Network Definitions page.
4. Click Apply.
Your settings will be saved.
Proxy requires authentication: If the parent proxy requires authentication, enter username
and password here.
An tivir u s En g in e Pr e fe r e n c e s
Select the antivirus engine which will be used in all single scan configurations throughout
WebAdmin. In dual scan configurations, both antivirus engines will be used. Note that dual scan
is not available with BasicGuard subscription. Click Apply to save your settings.
Ad v a n c e d Th r e a t Pr o te ctio n O p tio n s
Select the Send suspicious content to SophosLabs for analysis option to help improve protection. SophosLabs features a cloud-based sandbox where the behavior of suspected malware can be automatically observed and analyzed. This helps ensure speedy delivery of protection updates directly to your UTM. Disabling this functionality may increase defense
response time.
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All submissions are sent over a secure channel and are handled according to the SophosLabs
Information Security Policy.
4.1.6 Reset Configuration or Passwords
The options on the Reset Configuration or Passwords tab let you delete the passwords of the
shell users. In addition, you can execute a factory reset, and you can reset the UTM's system ID.
R e s e t Sy ste m Pa ss w o r d s
Executing the Reset System Passwords Now function will reset the passwords of the following
users:
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root (shell user)
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loginuser (shell user)
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admin (predefined administrator account)
In addition, to halt the system, select the Shutdown system afterwards option.
Security Note – The next person connecting to the WebAdmin will be presented an Admin
Password Setup dialog window. Thus, after resetting the passwords, you should usually
quickly log out, reload the page in your browser, and set a new admin password.
Besides, shell access will not be possible anymore until you set new shell passwords on the Management > System Settings > Shell Access tab.
Fa c to r y R e s e t
The Run Factory Reset Now function resets the device back to the factory default configuration.
The following data will be deleted:
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System configuration
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Web Filter cache
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Logs and reporting data
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Databases
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Update packages
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Passwords
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High availability status
4.2 WebAdmin Settings
However, the version number of Sophos UTM Software will remain the same, that is, all firmware and pattern updates that have been installed will be retained.
Note – Sophos UTM will shut down once a factory reset has been initiated.
U TM ID R e se t
With the Reset UTM ID Now function you reset the system ID of the UTM to a new, random
value. This is for example relevant when you use endpoint protection. Every UTM using endpoint protection identifies itself on Sophos LiveConnect with its unique system ID. When you for
example clone a virtual UTM using endpoint protection and want the clone to use it too, you
need to reset the cloned UTM's system ID so that it can afterwards identify with the new system
ID. During the reset, if turned on, endpoint protection will be turned off.
Note – Endpoints are connected to their UTM using the UTM system ID. If you reset the UTM
system ID and there is no other UTM listening on the old UTM ID, their endpoints will need to
be reinstalled.
Note – If a UTM is connected to Sophos UTM Manager, and you reset its UTM system ID, the
UTM will connect as a new device. If necessary, you can merge the two devices.
4.2 WebAdmin Settings
The tabs under Management > WebAdmin Settings allow you to configure basic WebAdmin settings such as access control, the TCP port, HTTPS certificates, user preferences, and the
WebAdmin language, among other things.
4.2.1 General
On the WebAdmin Settings > General tab you can configure the WebAdmin language and basic
access settings.
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W e b Ad min L a n g u a g e
Select the language of WebAdmin. The selected language will also be used for some
WebAdmin output, e.g., email notifications or the executive report. Note that this setting is global
and applies to all users. Click Apply to save your settings.
After changing the language, it might be necessary to empty your browser cache to make sure
that all texts are displayed in the correct language.
W e b Ad min Acce ss C o n fig u r a tio n
Here you can configure which users and/or networks should have access to WebAdmin.
Allowed Administrators: Sophos UTM can be administered by multiple administrators simultaneously. In the Allowed Administrators box you can specify which users or groups should
have unlimited read and write access to the WebAdmininterface. By default, this is the group of
SuperAdmins. How to add a user is explained on the Definitions & Users > Users & Groups >
Users page.
Allowed Networks: The Allowed Networks box lets you define the networks that should be
able to connect to the WebAdmin interface. For the sake of a smooth installation of UTM, the
default is Any. This means that the WebAdmin interface can be accessed from everywhere.
Change this setting to your internal network(s) as soon as possible. The most secure solution,
however, would be to limit the access to only one administrator PC through HTTPS. How to add
a definition is explained on the Definitions & Users > Network Definitions > Network Definitions
page.
Log Access Traffic: If you want to log all WebAdminaccess activities in the firewall log, select
the Log Access Traffic checkbox.
4.2.2 Access Control
On the WebAdmin Settings > Access Control tab you can create WebAdmin roles for specific
users. This allows for a fine-grained definition of the rights a WebAdmin user can have.
There are two user roles predefined:
Auditor: Users having this role can view logging and reporting data.
Readonly: Users having this role can view everything in WebAdmin without being able to edit,
create, or delete anything.
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To assign users or groups one of these roles, click the Edit button and add the respective user
(s) or group(s) to the Members box.
You can create further roles, according to your security policies. Proceed as follows:
1. On the Access Control tab, click New Role.
The Add Role dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this definition.
Members: Add or select users or groups who are to have this role. How to add a user is
explained on the Definitions & Users > Users & Groups > Users page.
Grant Read-Only Access (optional): Select this checkbox to grant read-only access to
all areas of WebAdmin to the given members.
Rights: This box contains different rights levels for the different functions of WebAdmin:
auditor and manager. A manager has several rights for the respective function(s),
whereas an auditor has only viewing rights. A manager has not the right to create new
users. User creation is only allowed by the SuperAdmin. You can choose one or more
rights by selecting the respective checkbox in front of a right.
Example: You could give the user Jon Doe manager rights for Email Protection and additionally select the checkbox Grant Read-Only Access. He would then be able to change
settings in the Email Protection section and view all other areas of WebAdmin without
being able to change anything there.
Comment (optional): Add a description or other information.
3. Click Save.
Your settings will be saved.
To either edit or delete a role, click the corresponding buttons. Note that the Auditor and
Readonly roles cannot be deleted.
4.2.2.1 User Rights
Define multiple user rights for different areas of WebAdmin. In general an auditor has viewing
rights and a manager additionally has writing rights. All user rights (except Report Auditor, Mail
Manager and Log File Auditor) have permissions to view or edit, respectively:
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Definitions & Users > Service Definitions
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Definitions & Users > Time Period Definitions
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Logging & Reporting > View Log Files
Additionally, the following user rights are available:
User Right
Permission to Read
Permission to Read/Write
Management > Sophos Mobile
Control
Log File Auditor
Endpoint Protection > Web Control
Logging & Reporting > View Log
Files
Email Protection > Mail Manager
Logging & Reporting > View Log
Mail Manager
Files
Logging & Reporting > Email Protection
Email Protection
Mail Protection Manager
Logging & Reporting > Email
Protection
Interfaces & Routing Overview
Network Protection
Network Protection Aud- Logging & Reporting > Network
itor
Usage
Logging & Reporting > Network
Protection
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4.2 WebAdmin Settings
Permission to Read
Permission to Read/Write
Interfaces & Routing Overview
Network Protection
Network Protection
Manager
Logging & Reporting > Network Usage
Logging & Reporting > Network Protection
Remote Access
Remote Access Auditor Logging & Reporting > Remote
Access
Remote Access
Remote Access Manager
Logging & Reporting >
Remote Access
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Permission to Read
Permission to Read/Write
Dashboard
Interfaces & Routing Overview
Network Protection > Advanced
Threat Protection
Web Protection > Policy Helpdesk
Email Protection Overview
Site-to-site VPN
Remote Access Overview
Logging & Reporting:
Report Auditor
Hardware
Network Usage
Network Protection
Web Protection
Email Protection
Wireless Protection
Remote Access
Webserver Protection
Executive Report
Webserver Protection
Web Application Protection Auditor
Logging & Reporting
> Webserver Protection
Webserver Protection
Web Application Protection Manager
Logging & Reporting
> Webserver Protection
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User Right
4.2 WebAdmin Settings
Permission to Read
Permission to Read/Write
Web Protection
Web Protection Auditor
Logging & Reporting > Web Protection
Web Protection
Web Protection Manager
Logging & Reporting > Web
Protection
Wireless Protection
Wireless Protection AudLogging & Reporting > Wireless
itor
Protection
Wireless Protection
Wireless Protection
Manager
Logging & Reporting > Wireless Protection
It is possible to combine multiple user rights.
4.2.3 HTTPS Certificate
On the Management > WebAdmin Settings > HTTPS Certificate tab you can import the
WebAdmin CA certificate into your browser, regenerate the WebAdmin certificate, or choose a
signed certificate to use for WebAdmin and User Portal.
During the initial setup of the WebAdmin access you have automatically created a local CA certificate on UTM. The public key of this CA certificate can be installed into your browser to get rid
of the security warnings when accessing the WebAdmin interface.
Imp o r t C A in to Br o w se r
To import the CA certificate, proceed as follows:
1. On the HTTPS Certificate tab, click Import CA Certificate.
The public key of the CA certificate will be exported.
You can either save it to disk or install it into your browser.
2. Install the certificate (optional).
The browser will open a dialog box letting you choose to install the certificate immediately.
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Note – Due to different system times and time zones the certificate might not be valid directly
after its creation. In this case, most browsers will report that the certificate has expired, which
is not correct. However, the certificate will automatically become valid after a maximum of 24
hours and will stay valid for 27 years.
Imp o r t C A C e r tifica te u n d e r iO S/Sa fa r i
To import the CA certificate under iOS with Safari browser, proceed as follows:
1. On the HTTPS Certificate tab, click Import CA Certificate.
The public key of the CA certificate will be exported and downloaded.
The file WebAdmin.cer is ready on your system and need to be installed manually. By
default, you find the file WebAdmin.cer in your download folder.
2. Double click on WebAdmin.cer.
The Keychain Access will open a window letting you choose to trust the certificate.
3. Click Always Trust.
The CA certificate is listed in the key chain list.
R e - g e n e r a te W e b Ad min C e r tific a te
The WebAdmin certificate refers to the hostname you have specified during the initial login. If
the hostname has been changed in the meantime, the browser will display a security warning.
To avoid this, you can create a certificate taking the new hostname into account. For that purpose, enter the hostname as desired and click Apply. Note that due to the certificate change, to
be able to continue working in WebAdmin, you probably need to reload the page via your web
browser, accept the new certificate, and log back into WebAdmin.
C h o o s e W e b Ad min /U s e r Po r ta l C e r tific a te
If you do not want to import the CA certificate but instead use your own signed certificate for
WebAdmin/User Portal, you can select it here. However, for the certificate to be selectable from
the drop-down list, you need to upload it first on the Remote Access > Certificate Management
> Certificates tab in PKCS#12 format, containing the certificate, its CA and its private key. To
use the uploaded certificate, select it from the Certificates drop-down list and click Apply.
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4.2.4 User Preferences
On the Management > WebAdmin Settings > User Preferences tab you can configure some
user preferences such as global shortcuts and items per page for the currently logged in user.
W e b Ad min Sh o r tcu ts C o n fig u r a tio n
Here you can configure keyboard shortcuts to open and close the drag-and-drop object lists
used in many configurations (for more information see WebAdmin > Object Lists) or to set the
cursor focus on the menu search box (see also WebAdmin > WebAdmin Menu). Use the dropdown list to select a different modifier key and the text box to enter a different character. You
can also turn off the keyboard shortcut by selecting Off from the drop-down list.
If you want to return to the default settings, click the Reset to Defaults button. Click Apply to save
your settings.
Ta b le Pa g e r O p tio n s
Here you can globally define the pagination of tables for WebAdmin, i.e. how many items are displayed per page. Click the drop-down list and select a value. Click Apply to save your settings.
W e b Ad min Br o w se r Title C u s to miz a tio n
Here you can change the label which is displayed on the WebAdmin browser window or tab.
You can enter plain text and/or use the following variables:
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%h: hostname
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%u: username
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%i: remote IP address
The default setting is WebAdmin - User %u - Device %h which translates for example into
WebAdmin - User admin - Device my_gateway.example.com. Click Apply to save your settings.
4.2.5 Advanced
W e b Ad min Id le Time o u t
Log Out After: In this field you can specify the period of time (in seconds) how long a
WebAdmin session can remain idle before the administrator is forced to log in again. By default,
the idle timeout is set to 1,800 seconds. The range is from 60 to 86,400 seconds.
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Log Out on Dashboard: By default, when you have opened the Dashboard page of
WebAdmin, the auto logout function is enabled. You can, however, select this option to disable
the auto logout function for Dashboard only.
W e b Ad min TC P Po r t
By default, port 4444 is used as WebAdmin TCP port. In the TCP Port box you can enter either
443 or any value between 1024 and 65535. However, certain ports are reserved for other services. In particular, you can never use port 10443, and you cannot use the same port you are
using for the User Portal or for SSL remote access. Note that you must add the port number to
the IP address (separated by a colon) in the browser's address bar when accessing
WebAdmin, for example https://192.168.0.1:4444
Te r ms o f U s e
Your company policies might demand that users accept terms of use when they want to access
WebAdmin. Select the checkbox Display "Terms of Use" After Login to enforce that users must
accept the terms of use each time they log into WebAdmin. Users will then be presented the
terms of use after having logged in. If they do not accept them they will be logged out again.
You can change the terms of use text according to your needs. Click Apply to save your settings.
So p h o s Ad a p tive L e a r n in g
You can help improving Sophos UTM by allowing it to transfer anonymous general information
of your current configuration as well as information about detected viruses, or anonymous
application fingerprints to Sophos. That kind of information cannot and will not be tracked back
to you. No user-specific information is collected, i.e., no user or object names, no comments, or
other personalized information. However, URLs for which a virus was found will be transmitted
if web filter antivirus scanning is enabled.
The information is encrypted and transmitted to SophosLabs using SSL. Once delivered, the
data is stored in an aggregated form and made available to Sophos' software architects for making educated design decisions and thus improve future versions of Sophos UTM.
Send anonymous telematry data: If enabled, the UTM gathers the following information:
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Configuration and usage data: The system will send the following data to Sophos' servers once a week.
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Hardware and license information (not the owner), for example:
processor Intel(R) Core(TM)2 Duo CPU E8200 @ 2.66GHz
memory 512MiB System Memory
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eth0 network 82545EM Gigabit Ethernet Controller
id: UTM
version: 9.000000
version: 4.000000
type: virtual
license: standard
mode: standalone
active_ips: 2
system_id: 58174596-276f-39b8-854b-ffa1886e3c6c
The system ID identifies your UTM only in the way that information of your system
is not accidentally collected twice, e.g. after a re-installation.
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Features in use (only whether they are turned on or off), for example:
main->backup->status: 1
main->ha->status: off
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Amount of configured objects, for example:
objects->interface->ethernet: 2
objects->http->profile: 5
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Enabled web filtering categories and exceptions
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CPU, memory and swap usage values in percent over the last seven days
Virus data: The system writes the following data into a file that will be uploaded automatically to Sophos' servers every 15 minutes.
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Information about viruses found by web protection, for example threat name,
MIME type, URL of the request, or file size.
Intrusion prevention data: The IPS log will be checked every minute for new alerts. If
there is a new alert, the following data will be sent instantly to Sophos:
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Information about the alert, for example snort rule identifier and timestamp.
Hardware and license information (not the owner), for example CPU total and
CPU usage, memory total and memory usage, SWAP total and SWAP usage, system ID, engine version and pattern version.
The data is sent every 24 hours.
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Advanced Threat Protection data: The system generates and uploads advanced threat
protection data every 30 minutes.
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Gathered information: system ID, timestamp, Sophos threat name, source IP, destination host, detection component, detection detail, number of threats, rule identifier.
Send anonymous application accuracy telemetry data: You can help to improve the
recognition and classification abilities of network visibility and application control by participating
in the Sophos UTM AppAccuracy Program. If enabled, the system will collect data in form of
anonymous application fingerprints and will send that to Sophos' research team. There the fingerprints will be used to identify unclassified applications and to improve and enlarge the network visibility and application control library.
4.3 Licensing
The availability of certain features on Sophos UTM is defined by licenses and subscriptions,
i.e. the licenses and subscriptions you have purchased with your UTM enable you to use certain
features and others not.
4.3.1 How to Obtain a License
Sophos UTM ships with a 30-day trial license with all features enabled. After expiration, you
must install a valid license to further operate Sophos UTM. All licenses (including free home use
licenses) are created in the MyUTM Portal.
Once you have received the activation keys by email after purchasing a UTM license, you must
use these keys in order to create your license or upgrade an existing license. To activate a
license, you have to log in to the MyUTM Portal and visit the license management page. At the
top of the page is a form where you can cut and paste the activation key from the email into this
field. For more information see the MyUTM User Guide.
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Figure 8 MyUTM Portal
Another form appears asking you to fill in information about the reseller you purchased the
license from as well as your own details. The portal tries to pre-fill as much of this form as possible. Also, Sophos collects the UTM hardware serial number on this form if appropriate. After
submitting this form, your license is created, and you are forwarded to the license detail page to
download the license file.
To actually use the license, you must download the license file to your hard drive and then log in
to your WebAdmin installation. In WebAdmin, navigate to the Management > Licensing > Installation tab and use the upload function to find the license text file on your hard drive. Upload the
license file, and WebAdmin will process it to activate any subscriptions and other settings that
the license outlines.
Note – The activation key you received by email cannot be imported into WebAdmin. This key
is only used to activate the license. Only the license file can be imported to UTM.
4.3.2 Licensing Model
The modular licensing model of Sophos is very flexible. First, there is a base license, providing
basic functions for free (see table below). Second, there are six additional subscriptions:
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Network Protection
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Web Protection
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Email Protection
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Endpoint Protection
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Wireless Protection
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Webserver Protection
Those can be purchased separately or in combination according to your needs. The FullGuard
license contains all subscriptions. Each of the subscriptions enables certain features of the
product. The table below gives you an overview which features are enabled with which subscription.
Feature
Base
Network
License
Web
Email
Endpoint Wireless Webserver
Management
(Backup, Notifications,
SNMP, SUM,
...)
Local
Authentication
(Users,
Groups)
Basic Networking
(Static Routing, DHCP,
DNS, Auto
QoS, NTP, ...)
Firewall/NAT
(DNAT,
SNAT, ...)
PPTP & L2TP
Remote
Access
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Base
Network
License
Web
Email
(
(
Endpoint Wireless Webserver
Local Logging, standard
executive
reports
Intrusion Prevention (Patterns, DoS,
Flood, Portscan ...)
IPsec & SSL
Site-to-site
VPN, IPsec &
SSL Remote
Access
Advanced Networking (Link
Aggregation,
link balancing,
Policy Routing, OSPF,
Multicast, custom QoS,
Server Load
Balancing,
Generic Proxy
...)
)
)
User Portal
High Availability
Remote Auth
(AD, eDir,
RADIUS, ...)
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Base
Network
License
Web
Email
Endpoint Wireless Webserver
Remote Logging,
advanced
executive
reports
(archiving,
configuration)
Basic Web Filtering & FTP
Proxy
Web & FTP
malware filtering
Application
Control
Basic SMTP
Proxy, Quarantine Report,
Mail Manager
SMTP &
POP3 malware filtering
Endpoint Protection,
Antivirus
Endpoint Protection,
Device Control
Wireless Protection
Webserver
Protection
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There is also a BasicGuard subscription, available for UTM appliance model 100, which offers
its own subset of the above mentioned features (for more information visit the product
webpage).
UTMs can also be managed and licensed by Sophos UTM Manager (SUM). In this case, the
SUM provides the MSP (Managed Service Provider) license to the UTM, and the Installation
tab is disabled. Subscriptions can only be enabled by your SUM service provider.
For more detailed information on subscriptions and their feature set please refer to your certified UTM Partner or the Sophos UTM webpage.
Missing subscriptions result in disabled tabs in WebAdmin. Above the tabs a licensing warning
message is displayed.
Figure 9 Licensing: Subscription Warning Message
Up2Dates
Each subscription enables full automatic update support, i.e. you will be automatically informed
about new firmware updates. Also, firmware and pattern updates can be downloaded (and
installed) automatically.
A base license without any subscriptions supports only limited automatic updates: solely pattern
updates such as online help updates and the like will continue to be downloaded and installed
automatically. You will, however, not be informed about available firmware updates, and the
firmware updates have to be downloaded manually. Announcements for new firmware
updates can be found in the Sophos UTM Up2Date Blog.
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Support and Maintenance
The base license comes with Web Support. You can use the Sophos UTM Support Forum and
the Sophos Knowledgebase.
As soon as you purchase one of the subscriptions you will be automatically upgraded to Standard Support, where you can additionally open a support case in MyUTM Portal or contact your
certified UTM Partner.
There is also the possibility to purchase a Premium Support subscription, which offers 24/7 support with a UTM Engineer being your contact person.
4.3.3 Overview
The Licensing > Overview tab provides detailed information about your license and is divided
into multiple areas:
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Base License: Shows basic license parameters such as ID, registration date, or type.
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Network Protection, Email Protection, Web Protection, Webserver Protection,
Wireless Protection, Endpoint AntiVirus, BasicGuard: These sections show
information for subscriptions, such as whether they have been purchased and are therefore enabled, their expiration date, and a short description of the features they provide.
Note – When using MSP licensing, no expirations will be displayed, as licenses are managed by Sophos UTM Manager (SUM). Traditional keys and subscriptions are
replaced with the SUM MSP system. For information about the managing SUM, see
Central Management > Sophos UTM Manager.
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Support Services: Shows the support level plus the date until it is valid.
4.3.4 Installation
On the Management > Licensing > Installation tab you can upload and install a new license.
Note – When using MSP licensing, the tab is disabled, as licenses are managed by Sophos
UTM Manager (SUM). New licenses can be installed by your SUM service provider. For
information about the managing SUM, see Central Management > Sophos UTM Manager.
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To install a license, proceed as follows:
1. Open the Upload File dialog window.
Click the Folder icon next to the License file box.
The Upload File dialog window opens.
2. Select the license file.
Browse to the directory where your license file resides.
Select the license file you want to upload.
3. Click Start Upload.
Your license file will be uploaded.
4. Click Apply.
Your license will be installed. Note that the new license will automatically replace any
other license already installed.
The installation of the license will take approximately 60 seconds.
4.3.5 Active IP Addresses
The free Sophos UTM Manager license allows for unlimited IP addresses.
If you do not have a license allowing unlimited users (IP addresses), this tab displays information
on IP addresses covered by your license. IP addresses that exceed the scope of your license
are listed separately. If the limit is exceeded you will receive an email notification at regular intervals.
Note – IP addresses not seen for a period of seven days will automatically be removed from
the license counter.
4.4 Up2Date
The Management > Up2Date menu allows the configuration of the update service of Sophos
UTM. Regularly installed updates keep your UTM up-to-date with the latest bug-fixes, product
improvements, and virus patterns. Each update is digitally signed by Sophos—any unsigned or
forged update will be rejected. By default new update packages are automatically downloaded
to UTM. This option can be configured in the Management > Up2Date > Configuration menu.
There are two types of updates available:
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Firmware updates: A firmware update contains bug-fixes and feature enhancements
for Sophos UTM Software.
Pattern updates: A pattern update keeps the antivirus, antispam, intrusion prevention
definitions as well as the online help up-to-date.
In order to download Up2Date packages, UTM opens a TCP connection to the update servers
on port 443—allowing this connection without any adjustment to be made by the administrator.
However, if there is another firewall in between, you must explicitly allow the communication via
the port 443 TCP to the update servers.
Up2Date in High Availability and Cluster
In a high availability system there is an active and an passive node. When a new update is available the passive node installs the most recent update and takes over the active node. The passive node becomes the active node with the newest update. After the takeover the new passive
node starts the same update process. If an update package is available, a button Update to
Latest Version Now is displayed on the Management > Up2Date > Overview tab.
In a cluster you have several nodes: Master, Slave and Worker. Ifa new update is available the
slave node and half of the worker nodes install the recent update. When the installation is finished the slave node takes over and becomes the master. The new slave mode and the rest of
the worker nodes start the same update process.
High Availability updates in Amazon Web Service
For every high availability system update in Amazon Web Service (AWS) a new Amazon
Machine Image (AMI) will be uploaded. Every hour the system checks automatically for new
updates in the amazon marketplace. If an update package is available, a button Update to
Latest Version Now is displayed on the Management > Up2Date > Overview tab. There are two
different ways to update HA depending on the deployment type. Based on the AWS CloudFormation template the system get Cold Standby, deployment with one UTM running, or Warm
Standby, deployment with two UTMs running.
Warm Standby: If two nodes are running, the update goes faster. The passive node will be terminated, then uploads and installs the AMI image with the new firmware version. When the
installation is finished, the node takes over and become the active node. The second node
become passive and starts the same update process.
Cold Standby: If there is only one active node, the update will take more time. The update process triggers a second node. The node will be terminated then, uploads and installs the AMI
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image with the new firmware version. After the installation the node takes over, become active
node and the first node will be deactivated. After the update there is still only one node active.
In both way the system creates periodically backups of the configurations, reporting data and
logs every 5 minutes. All data will be transferred to a S3 storage and will be automatically imported to the node after the update is completed.
If you run a UTM without cluster in AWS, the update process is the same as in a local network.
4.4.1 Overview
The Management > Up2Date > Overview tab provides a quick overview whether your system is
up-to-date. From here, you can install new firmware and pattern updates.
U p 2 D a te Pr o g r e s s
This section is only visible when you have triggered an installation process. Click the button
Watch Up2Date Progress in New Window to monitor the update progress. If your browser
does not suppress pop-up windows, a new window showing the update progress will be
opened. Otherwise you will have to explicitly allow the pop-up window.
Note – A backup will be sent to the standard backup email recipients before an installation process is started.
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Figure 10 Up2Date: Progress Window
Fir mw a r e
The Firmware section shows the currently installed firmware version. If an update package is
available, a button Update to Latest Version Now is displayed. Additionally, you will see a message in the Available Firmware Up2Dates section. You can directly download and install the
most recent update that is displayed from here. Once you have clicked Update To Latest Version Now, you can watch the update progress in new a window. For this, click the Reload button
of WebAdmin.
Ava ila b le Fir mw a r e U p 2 D a te s
If you have selected Manual on the Configuration tab, you can see a Check for Up2Date Packages Now button in this section, which you can use to download firmware Up2Date packages
manually. If there are more than one Up2Dates available, you can select which one you are
going to install. You can use the Update to Latest Version Now button in the Firmware section if
you want to install the most recent version directly.
There is a Schedule button available for each Up2Date with which you can define a specific date
and time where an update is to be installed automatically. To cancel a scheduled installation,
click Cancel.
A note on "implicit" installations: There can be a constellation, where you schedule an Up2Date
package which requires an older Up2Date package to be installed first. This Up2Date package
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will be automatically scheduled for installation before the actual Up2Date package. However,
you can define a specific time for this package, too, but you cannot prevent its installation.
Pa tte r n
The Pattern section shows the current version of the installed patterns. If you have selected
Manual on the Configuration tab, you can see a Update Patterns Now button. Use this button to
download and install new patterns if available.
Note – The current pattern version does not need to be identical with the latest available pattern version in order for the UTM unit to be working correctly. A deviation between the current
and the latest available pattern version might occur when new patterns are available, which,
however, do not apply to the unit you are using. What patterns are downloaded is dependent
on your settings and hardware configuration. For example, if you do not use the intrusion prevention feature of Sophos UTM, newly available IPS patterns will not be installed, thus increasing the divergence between the currently installed and the latest available pattern version.
4.4.2 Configuration
By default, new update packages are automatically downloaded to UTM.
Fir mw a r e D o w n lo a d In te r v a l
This option is set to 15 minutes by default, that is Sophos UTM checks every 15 minutes for available firmware updates. Sophos UTM will automatically download (but not install) available firmware update packages. The precise time when this happens is distributed randomly within the
limits of the selected interval. You can change the interval up to Monthly or you can disable automatic firmware download by selecting Manual from the drop-down list. If you select Manual you
will find a Check for Up2Date Packages Now button on the Overview tab.
Pa tte r n D o w n lo a d /In sta lla tio n In te r v a l
This option is set to 15 minutes by default, that is Sophos UTM checks every 15 minutes for available pattern updates. Sophos UTM will automatically download and install available pattern
update packages. The precise time when this happens is distributed randomly within the limits
of the selected interval. You can change the interval up to Monthly or you can disable automatic
pattern download and installation by selecting Manual from the drop-down list. If you select
Manual you will find a Update Patterns Now button on the Overview tab.
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4.4.3 Advanced
The Management > Up2Date > Advanced tab lets you configure further Up2Date options such
as selecting a parent proxy or Up2Date cache for your UTM.
Note – Update packages can be downloaded from Sophos UTM Downloads.
Manual Up2Date Package Upload: If your UTM does not have direct access to the Internet
or an Up2Date cache to download new update packages directly, you can upload the update
package manually. To do so, proceed as follows:
1. Open the Upload File dialog window.
Click the Folder icon next to the Up2Date file box.
The Upload File dialog window opens.
2. Select the update package.
Click Browse in the Upload File dialog window and select the update package you want to
upload.
3. Click Start Upload.
The update package will be uploaded to UTM.
4. Click Apply.
Your settings will be saved.
Pa r e n t Pr o x y
A parent proxy is often required in those countries that require Internet access to be routed
through a government-approved proxy server. If your security policy requires the use of a parent proxy, you can set it up here by selecting the host definition and port.
Use a parent proxy:
1. Select the checkbox to enable parent proxy use.
2. Select or add the host.
3. Enter the port of the proxy.
How to add a definition is explained on the Definitions & Users > Network Definitions >
Network Definitions page.
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4. Click Apply.
Your settings will be saved.
Proxy requires authentication: If the parent proxy requires authentication, enter username
and password here.
Note – The parent proxy is disabled when the option Use SUM Server as Up2Date Cache is
enabled on the Central Management > Sophos UTM Manager tab.
If a parent proxy is configured, Sophos UTM fetches both firmware and pattern Up2Dates from
it.
4.5 Backup/Restore
The backup restoring function allows you to save the UTM settings to a file on a local disk. This
backup file allows you to install a known good configuration on a new or misconfigured system.
Be sure to make a backup after every system change. This will ensure that the most current settings are always available. In addition, keep your backups in a safe place, as it also contains
security-relevant data such as certificates and cryptographic keys. After generating a backup,
you should always check it for readability. It is also a good idea to use an external program to
generate MD5 checksums, for this will allow you to check the integrity of the backup later on.
4.5.1 Backup/Restore
On the Management > Backup/Restore > Backup/Restore tab you can create backups, import
backups, as well as restore, download, send, and delete existing backups.
Av a ila b le Ba ck u p s
This section is only visible if at least one backup has been created before, either by the automatic backup function or manually (see section Create Backup).
All backups are listed giving date and time of their creation, their UTM version number, the user
who created it, and the comment.
You can decide whether to download, restore, delete, or send a backup.
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Download: Opens a dialog window where you can decide to download the file encrypted (provide password) or unencrypted. Click Download Backup. You are prompted to
select a location in the file system for the downloaded backup to reside.
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Encrypt before downloading: Before downloading or sending it, you have the
option to encrypt the backup. Encryption is realized with Blowfish cipher in CBC
mode. Provide a password (second time for verification). You will be asked for this
password when importing the backup. The file extension for encrypted backups is
ebf, for unencrypted backups abf.
Note – A backup does include administrator passwords, the high availability
passphrase if configured, as well as all RSA keys and X.509 certificates. Since
this information is confidential, it is good practice to enable encryption.
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Restore: Replaces the current system settings by the settings stored in a backup. You
will have to log in again afterwards. If the selected backup contains all data you can log in
directly. If the selected backup does not contain all data (see section Create Backup) you
will have to enter the necessary data during the login procedure. If only the host data has
been removed in the selected backup you can add an additional administrative email
address if you want. It will be used where no recipient is given and as additional address
where multiple recipients are possible.
Note – Backup restoration is only backward compatible. Only backups from versions
smaller than the current one are considered functional. If there is a version conflict the
version number in the Available backups list will be orange.
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Restoring backups from USB flash drive: You can also restore unencrypted
backup files (file extension abf) from a FAT formatted USB flash drive such as a
simple USB stick. To restore a backup from a USB flash drive, copy the backup file
to the USB flash drive and plug the device into Sophos UTM prior to boot up. If several backup files are stored on the device, the lexicographically first file will be used
(numbers precede letters). For example, suppose the backup files gateway_
backup_2012-04-17.abf and 2011-03-20_gateway_backup.abf are both
stored on the USB flash drive. During the boot up, the second file will be used
because it begins with a number, although it is much older than the other one.
In addition, a lock file is created after the successful recovery of a backup, preventing the installation of the same backup over and over again while the USB
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flash drive is still being plugged in. However, if you want to install a previous backup
once again, you must first reboot with no USB flash drive plugged in. This will
delete all lock files. When you now boot with the USB flash drive plugged in again,
the same backup can be installed.
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Delete: Deletes a backup from the list. Using the Delete icon on the bottom of the list, you
can delete all selected backups. To select backups, click the checkboxes to the left of the
backups or use the checkbox on the bottom to select all backups.
Send: In a dialog window you can specify the email recipients. By default, the address
(es) provided on the Automatic Backups tab are selected. Then decide if you want to
send the file encrypted (provide password) or unencrypted. Click Send Now to send the
backup.
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Encrypt before sending: See Encrypt before downloading above.
C r e a te Ba cku p
Backups are not only useful to restore your system after an (unwanted) change or failure.
Moreover, they can be used as templates to set up systems that should have a similar configuration so that those systems are already pre-configured in some way which can save you a
lot of time. For that, you can strip certain information from a backup before it is created, e.g. hostname, certificates, etc.
To create a backup with the current system state, proceed as follows:
1. In the Create Backup section, enter a comment (optional).
The comment will be displayed along with the backup in the backup list.
2. Make the following settings (optional):
Remove unique site data: Select this option to create the backup without host-specific
data. This includes hostname, system ID, SNMP data, HA data, license, shell user passwords, and anonymization passwords as well as all certificates, public and private keys,
fingerprints and secrets of Email Protection, Web Protection, Client Authentication,
IPsec, SSL VPN, RED, WebAdmin, Web Application Firewall, and proxies.
Such backups are a convenient means to set up multiple similar systems. There are
some things to consider though: 1) After restoring you are presented the basic system
setup. 2) Only the first interface is configured, the primary IP address being the one that
has been configured during installation. All other interfaces will be disabled and set to IP
address 0.0.0.0.
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Caution – Although most of the host-specific data is being removed, such a backup
template still contains confidential information, such as user passwords. Therefore it is
good practice to always encrypt it.
Remove administrative mail addresses: Select this option to additionally remove the
administrator email addresses used in various parts of UTM, e.g. postmaster addresses
in Email Protection, notifications, etc. This option is especially useful for IT partners who
set up Sophos UTM devices at customers' sites.
3. Click Create Backup Now.
The backup appears in the list of available backups.
If a backup is created with one or both of the options selected, the backup entry contains
a respective additional comment.
Note – The HA settings are part of the hardware configurations and cannot be saved
in a backup. This means that the HA settings will not be overwritten by a backup
restore.
Imp o r t Ba c k u p
To import a backup, proceed as follows:
1. Click the Folder icon and select a backup file to upload.
2. Click Start Upload.
3. Decrypt the backup.
If you want to upload an encrypted backup file, you must provide the correct passphrase
prior to importing the backup.
4. Click Import Backup to import the backup.
Note that the backup will not instantly be restored. Instead, it will be added to the Available Backups list.
4.5.2 Automatic Backups
On the Management > Backup/Restore > Automatic Backup tab you can configure several
options dealing with the automatic generation of backups. To have backups created automatically, proceed as follows:
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1. Enable automatic backups on the Automatic Backups tab.
Click the toggle switch.
The toggle switch turns green and the Options and Send Backups by Email areas
become editable.
2. Select the interval.
Automatic backups can be created at various intervals.
You can choose between daily, weekly, and monthly.
3. Specify the maximum number of backups to be stored.
Automatically created backups are stored up to the number you enter here. Once the
maximum has been reached, the oldest automatic backups will be deleted.
Note that this applies to automatically created backups only. Backups created manually
and backups created automatically before a system update will not be deleted.
4. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To save you the work of backing up your UTM manually, the backup feature supports emailing
the backup file to a list of defined email addresses.
Recipients: Automatically generated backups will be sent to users contained in the Recipients
box. Multiple addresses can be added. By default, the first administrator's email address is
used.
Encrypt email backups: In addition, you have the option to encrypt the backup (Triple DES
encryption).
Password: Once you have selected the Encrypt email backups option, provide a password
(second time for verification). You will be prompted for this password when importing the
backup.
Automatically created backups will appear in the Available Backups list on the Backup/Restore
tab, marked with the System flag indicating the Creator. From there, they can be restored,
downloaded, or deleted as any backup you have created by yourself.
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4.6 User Portal
The User Portal of Sophos UTM is a special browser-based application on the unit providing
personalized email and remote access services to authorized users. It can be accessed by
browsing to the URL of Sophos UTM, for example, https://192.168.2.100 (note the
HTTPS protocol and the missing port number 4444 you would normally enter for accessing the
WebAdmin interface).
Among other things, the User Portal contains the email quarantine, which holds messages that
are infected by malicious software, contain suspicious attachments, are identified as spam, or
contain certain expressions you have explicitly declared forbidden.
On the login page, users can select a language from the drop-down list located on the right side
of the header bar.
Figure 11 User Portal: Welcome Page
On the User Portal, users have access to the following services:
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SMTP Quarantine: Users can view and release messages held in quarantine. Which
types of messages they are allowed to release can be determined on the Email Protection > Quarantine Report > Advanced tab. (The tab is called Mail Quarantine when
POP3 is disabled.)
SMTP Log: Here, users can view the SMTP log of their mail traffic. (The tab is called
Mail Log when POP3 is disabled.)
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POP3 Quarantine: Users can view and release messages held in quarantine. Which
types of messages they are allowed to release can be determined on the Email Protection > Quarantine Report > Advanced tab. (The tab is called Mail Quarantine when
SMTP is disabled.)
POP3 Accounts: Users can enter their credentials of POP3 accounts they use. Only
those spam emails will appear in the User Portal for which POP3 account credentials are
given. A user for whom POP3 account credentials are stored will receive an individual
Quarantine Report for each email address. Note that allowed POP3 servers must be specified on the Email Protection > POP3 > Advanced tab.
Sender Whitelist: Here, senders can be whitelisted, thus messages from them are not
regarded as spam. However, emails with viruses or unscannable emails will still be quarantined. Whitelisted senders can be specified by either entering valid email addresses
(e.g., [email protected]) or all email addresses of a specific domain using an asterisk
as wildcard (e.g., *@example.com). If a Whitelist entry matches exactly, the sender blacklist check will be skipped.
Sender Blacklist: Here, users can blacklist email senders, e.g.
[email protected], or whole domains, e.g. *@hotmail.com. The blacklist is
applied to both SMTP and POP3 email, if these are in use on the system. Blacklisted
senders can be specified by clicking the Plus icon, entering the address and clicking the
Tick icon to save it.
Hotspots: Here, users can find and manage access data for hotspots. The tab is only
available if at least one hotspot has been enabled for the specific user. For hotspots of the
type password-of-the-day, the current password is available and can be changed. For
hotspots of the type voucher, vouchers can be generated, printed, exported, and
deleted. A list of generated vouchers shows information on their usage. For more information see Wireless Protection > Hotspots.
Client Authentication: Here, users can download the setup file of Sophos Authentication Agent (SAA). The SAA can be used as authentication mode for the Web Filter. The
Client Authentication tab is only available if Client Authentication is enabled. For more
information see Definitions & Users > Client Authentication.
OTP Token: Here, users find one or more QR codes and the respective detail information for configuring the UTM's one-time password service on their mobile devices. For
more information see Definitions & Users > Authentication Services > One-time Password.
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Remote Access: Users can download remote access client software and configuration
files provided for them. However, the Remote Access tab is only available if at least one
remote access mode has been enabled for the specific user.
HTML5 VPN Portal: Here, users can open VPN connections to predefined hosts using
predefined services. The tab is only available if at least one VPN connection has been
enabled for the specific user. For more information see Remote Access > HTML5 VPN
Portal.
Change Password: Users can change the password for accessing the User Portal.
HTTPS Proxy: Users can import the HTTP/S Proxy CA certificate to get rid of error messages when visiting secure websites. After clicking Import Proxy CA Certificate, users will
be prompted by their browser to trust the CA for different purposes. For more information see Web Protection > Filtering Options > HTTPS CAs.
Log out: Click here to log out of the User Portal. This is only necessary when you have
selected Remember My Login at login (which creates a cookie) and you want to explicitly
logout and have this cookie deleted. Otherwise, there is no need to use the Log out link—
closing the browser tab or window is sufficient.
4.6.1 Global
On the Management > User Portal > Global tab you can enable the User Portal. Additionally you
can specify which networks and which users should be granted access to the User Portal.
To enable User Portal access, proceed as follows:
1. Enable the User Portal.
Click the toggle switch.
The toggle switch turns amber and the End-User Portal Options area becomes editable.
2. Select the allowed networks.
Add or select the networks that should be allowed to access the User Portal. How to add
a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
3. Select the allowed users.
Select the users or user groups or add new users that should be able to access the User
Portal. How to add a user is explained on the Definitions & Users > Users & Groups >
Users page.
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If you do not want to grant access to all users, unselect the Allow all users checkbox and
select the users and user groups individually.
4. Click Apply.
Your settings will be saved.
The toggle switch turns green.
4.6.2 Advanced
On the Advanced tab you can configure an alternative hostname and port number for the User
Portal as well as language and security options.
Language
During login, the User Portal fetches the language settings of the web browser and loads the
respective locales to display the portal in the same language as the browser defaults. For
browser language settings that are not available for the User Portal, you can select here which
language will be the fallback language. Users have additionally the option to select a language
on the User Portal login page.
Se c u r ity
The User Portal uses cookies to track sessions. Persistent cookies permit to return after having
closed a session without having to log in again. They can always be deleted from user-side, however, by using the Log Out button of the User Portal.
D is a b le Po r ta l Ite ms
For the features listed here a menu item is displayed in the User Portal when the respective feature has been enabled in WebAdmin. However, here you can define menu items that should not
be displayed in the User Portal. To do so, select the respective option(s) and click Apply.
N e tw o r k Se ttin g s
Hostname: By default, this is UTM's hostname as given on the Management > System Settings
> Hostname tab. However, if you want to grant access to the User Portal for users gaining
access over the Internet, it might be necessary to enter an alternative hostname here that can
be publicly resolved.
Listen Address: Default value is Any. When using the web application firewall you need to
give a specific interface address for the service to listen for User Portal connections. This is
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necessary for the User Portal connection handler and the web application firewall to be able to
differentiate between the incoming SSL connections.
Port: By default, port 443 for HTTPS is selected. You can change the port to any value in the
range from 1024 to 65535. Note that you cannot select either 10443 or the WebAdmin TCP
Port, which is configured on the Management > WebAdmin Settings > Advanced tab. Independent of the defined port, the User Portal can always be accessed via HTTPS only.
W e lco me Me ssa g e
You can customize the welcome message of the User Portal. Simple HTML markup and hyperlinks are allowed.
Note – Changing the welcome message is not possible when using a home use license.
4.7 Notifications
Sophos UTM comes with a notification feature that informs you immediately about all sorts of
security-relevant events occurring on UTM, either by email or SNMP trap. All events that might
possibly be of interest to an administrator are represented by various error, warning, and
information codes. What notifications are sent depends on the selection you have configured on
the Notifications tab.
4.7.1 Global
On the Management > Notifications > Global tab you can configure the sender address (i.e., the
From address) to be taken for notification emails sent by UTM. By default, this is [email protected]. If you want to change this address, it is advisable to enter an email
address of your domain, as some mail servers might be configured to check whether a given
sender address really exists.
In addition, you can specify the recipients of UTM notifications. By default, this is the administrator's email address you had entered during the initial setup.
Limit Notifications: Some security-relevant events such as detected intrusion attempts will
create a lot of notifications, which may quickly clog the notification recipients' email inboxes. For
this reason, Sophos UTM has sensible default values to limit the number of notifications sent per
hour. If you disable this option, every security-relevant event will create a notification, provided
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the event is configured so as to send a notification on the Management > Notifications > Notifications tab.
D e v ic e Sp e cific Te xt
Here you can enter a description of Sophos UTM, e.g. its location, which will be displayed in the
notifications sent.
4.7.2 Notifications
Notifications are divided into three categories:
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CRIT: Messages informing about critical events that might render UTM inoperable.
WARN: Warnings about potential problems that need your attention, for example,
exceeding thresholds.
INFO: Merely informational messages such as the restart of a system component, for
example.
You can select whether you want to send the notification as email or SNMP trap.
4.7.3 Advanced
In case your UTM cannot send emails directly, you can configure a smarthost to send the
emails. Proceed as follows:
1. Enable External SMTP Server Status on the Management > Notifications >
Advanced tab.
Click the toggle switch.
The toggle switch turns amber and the External SMTP Server area becomes editable.
2. Enter your smarthost.
You can use drag-and-drop. The port is preset to the default SMTP port 25.
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Use TLS: Select this checkbox if you want to enforce STARTTLS when sending
notifications. Note that notifications will not be sent if the smarthost does not support TLS.
3. Specify the authentication settings.
If the smarthost requires authentication, check the Authentication checkbox and enter
the corresponding username and password.
4. Click Apply.
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Your settings will be saved.
The toggle switch turns green.
4.8 Customization
The tabs under Management > Customization allow you to customize and localize email notifications and status messages created by Sophos UTM, making it possible to adapt those messages to both your policy and your corporate identity.
In addition, you can edit and upload custom web templates to further change the way that users
receive block messages and other notifications.
Note – Customization is not possible when using a home use license.
4.8.1 Global
On the Management > Customization > Global tab you can customize global display options for
the system messages presented to users. Note that UTF-8/Unicode is supported.
The example below shows the customizable global options (Company Logo and Custom Company Text), along with an example of a "Content Block" message, which is configured on the
Management > Customization > Web Messages page.
Figure 12 Customization: Example Blocked Page and Its Customizable Parts
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C o mp a n y L o g o
You can upload your own logo/banner (in png format only), which is used in the following contexts:
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Web messages
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POP3 blocked messages
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Quarantine release status messages (which will appear in the Quarantine Report after a
spam email has been released from the quarantine or whitelisted.)
Quarantine Report
Some of the messages displayed to users have been optimized for the default logo (195 x 73
pixels with a transparent background). For the best-looking results, use an image that has the
same attributes.
To upload a logo:
1. Open the Upload file dialog window.
Click the Folder icon next to the Upload new logo box.
The Upload file dialog window opens.
2. Select the logo.
Browse to the location where the logo that you want to upload resides.
Once you have selected the logo, click Start Upload.
3. Click Apply.
The logo will be uploaded, replacing the file that is already installed.
C u s to m C o mp a n y Te xt
Customize the message that will be displayed beneath the company logo whenever a website
was blocked by the virus scanner or the content filter of Sophos UTM. For example, you might
want to enter the administrator's contact data here.
4.8.2 Web Messages
Customize the text for web filtering messages displayed by Sophos UTM. Some messages are
displayed when users are restricted from downloading files that are too large, are of a certain
type, or contain a virus. Other messages are displayed when users attempt to access restricted
websites or applications, while users are downloading files, or when users are required to
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authenticate with the UTM. You can translate messages into other languages or, for example,
modify the messages to show customer support contact information.
Note – The text entered in the fields of the Web Messages tab can be referenced in custom
web templates. For more information, see Web Templates.
The following messages are configurable:
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Content Block
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Surf Protection: This message is displayed when a user attempts to access a
webpage whose URL matches a category that is configured to be blocked or the
site's reputation falls below the specified threshold. For more information, see
Web Protection > Web Filtering.
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Blacklist: This message is displayed when a user attempts to retrieve a webpage
that matches a blacklisted URL. To blacklist URLs, see Web Protection > Web Filtering > Policies > Website Filtering.
MIME Type: This message is displayed when a user requests a file that is a
blocked MIME type. For more about specifying MIME types, see Web Protection >
Web Filtering > Policies > Downloads.
File Extension: This message is displayed when a user requests a blocked file
extension. For more about specifying file extensions, see Web Protection > Web
Filtering > Policies > Downloads.
File Size: This message is displayed when a user requests a file that exceeds the
file size limit. To configure download size limits, see Web Protection > Web Filtering
> Policies > Downloads.
Application Control: This message is displayed when a user attempts to use a
type of network traffic that is configured to be blocked by Application Control. For
more information on Application Control, see Web Protection > Application
Control.
Virus Detected: This message is displayed when a file is blocked due to a virus
infection. For more information on configuring virus protection, see Web Protection > Web Filtering > Policies > Antivirus.
Download/Scan
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Download Complete: This message is displayed after a file has been fully downloaded, scanned, and determined safe. See Download Manager.
Bypass Content Block: This message is displayed when a page is blocked by
Surf Protection and the option to bypass blocking option is enabled (see Web Protection > Filtering Options > Bypass Users). If the Terms of Use field is filled in, a disclaimer is displayed on the authentication page. If this field is empty (as it is by
default), a disclaimer is not displayed.
Error
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Virus Scan in Progress: This message is displayed while the UTM scans files for
malicious content. See Download Manager.
Authentication
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mode. For more information, see Web Protection > Web Filter Profiles > Filter Profiles. The text is displayed on the authentication page, where users must log in
before using the Web Filter. If the Terms of Use field is filled in, a disclaimer is displayed on the authentication page. If this field is empty (as it is by default), a disclaimer is not displayed.
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Server Error: This message is displayed if an error occurs while processing the
user's request.
Administrator Information: Here you can enter information about the administrator
managing the Web Filter, including the administrator's email address.
4.8.2.1 Modifying a Web Message
To modify a message, do the following:
1. Select the message.
From the Page drop-down list, select the end user message that you want to edit.
The Subject and Description for that message are displayed.
2. Modify the subject and/or description.
Modify the default text as necessary.
3. Click Apply.
The text changes are saved.
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4.8.2.2 Download Manager
If the Web Filter is enabled, the web browser will display the following download pages while
downloading content greater than 1 MB in size that is neither text nor an image. The download
page will not be displayed when video or audio streams are requested or more than 50 % of the
file has been downloaded within five seconds.
The information provided on the download pages can be customized on the Web Messages
tab.
Figure 13 Customization: HTTP Download Page Step 1 of 3: Downloading File
Figure 14 Customization: HTTP Download Page Step 2 of 3: Virus Scanning
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Figure 15 Customization: HTTP Download Page Step 3 of 3: File Download Completed
4.8.3 Web Templates
To customize both the appearance and content of messages that are displayed to users, you
can upload HTML files to Sophos UTM. As a guide, Sophos provides several sample templates.These templates show you how to use variables that can dynamically insert information
that is relevant for individual user messages. For example, if a file is blocked because it contains
a virus, you can include a variable that inserts the name of the virus that was blocked.
4.8.3.1 Customizing Web Templates
Caution – Customizing Sophos UTM notifications is an advanced topic. Only those with sufficient knowledge of HTML and JavaScript should attempt these tasks.
You can upload custom versions of Sophos UTM notifications, including block messages, status
messages, error messages, and authentication prompts. The four sample templates contain
working examples of variables as well as several sample images. Either use the sample templates as a basis for your custom messages and notifications or upload your own HTML files.
Valid variables are described in Using Variables in UTM Web Templates in the Sophos Knowledgebase.
If you want to use the text from a message configured on the Web Messages tab, you can insert
the appropriate variable in your custom template. For more information, see Web Messages.
To download the sample templates and images, click the link below, and save the .zip file:
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http://www.astaro.com/lists/Web_Templates.zip
4.8.3.2 Uploading Custom Web Templates and Images
Once you have edited and saved your custom template, you are ready to upload it to the UTM.
To upload a web template or image:
1. Open the Upload file dialog window.
Click the Folder icon next to the name of the type of template that you want to upload, or
click the Folder icon next to Images if you want to upload an image.
Note – The supported file types are .png,.jpg, .jpeg, and .gif.
The Upload file dialog window opens.
2. Select the template or image.
Browse to the location of the template or image that you want to upload.
Once you have selected the template or image, click Start Upload.
The Upload file dialog window closes.
3. Click Apply.
The template or image will be uploaded.
4.8.4 Email Messages
Customize the text that is displayed in user messages generated by the SMTP/POP3 proxies of
Sophos UTM. You can translate these messages into other languages or modify them to show
customer support contact information, for example. The following messages can be customized:
Q u a r a n tin e
Email released from quarantine: This message is shown when an email was successfully
released from the quarantine.
Error on releasing email from quarantine: This message is shown when an error occurred
while releasing an email from the quarantine.
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PO P3
POP3 message blocked: This message is sent to the recipient when a POP3 email message
was blocked.
Figure 16 Customization: POP3 Proxy Blocked Message
SPX
These notification emails are sent when SPX Encryption is enabled and something went wrong.
The notifications are sent to the specified persons (see Email Encryption > SPX Encryption
> SPX Configuration tab).
Sender specified password missing: This email is sent to the specified person(s) when the
email sender did not specify a password for SPX encryption.
Sender specified password too short: This email is sent to the specified person(s) when
the password specified by the email sender is too short.
Sender specified password does not include special characters: This email is sent to
the specified person(s) when the password specified by email sender does not contain the
required special character.
Internal error: This email is sent to the specified person(s) when the email could not be
delivered due to technical problems.
Internal error – sender notification: This email is sent to the specified person(s) when the
email could not be delivered due to an error during the creation of SPX mail.
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Reply portal URL not found: This message will be displayed on the reply portal page, when
the recipient clicks the Reply button in the encrypted email, and the underlying URL cannot be
found.
As the default settings show, some variables can be used in the notifications:
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%%SENDER%% (only in the email subject): The email sender
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%%RECIPIENT%%: The email recipient
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%%REASON%% (only in the email description): The reason for the message. Will be
replaced by an appropriate error text
4.9 SNMP
The Simple Network Management Protocol (SNMP) is used by network management systems
to monitor network-attached devices such as routers, servers, and switches. SNMP allows the
administrator to make quick queries about the condition of each monitored network device. You
can configure Sophos UTM to reply to SNMP queries or to send SNMP traps to SNMP management tools. The former is achieved with so-called management information bases (MIBs).
An MIB specifies what information can be queried for which network device. Sophos UTM supports SNMP version 2 and 3 and the following MIBs:
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DISMAN-EVENT-MIB: Event Management Information Base
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HOST-RESOURCES-MIB: Host Resources Management Information Base
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IF-MIB: Interfaces Group Management Information Base
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IP-FORWARD-MIB: IP Forwarding Table Management Information Base
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IP-MIB: Management Information Base for the Internet Protocol (IP)
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NOTIFICATION-LOG-MIB: Notification Log Management Information Base
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RFC1213-MIB: Management Information Base for Network Management of TCP/IPbased Internet: MIB II
SNMPv2-MIB: Management Information Base for the Simple Network Management
Protocol (SNMP)
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TCP-MIB: Management Information Base for the Transmission Control Protocol (TCP)
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UDP-MIB: Management Information Base for the User Datagram Protocol (UDP)
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In order to get Sophos UTM system information, an SNMP manager must be used that has at
least the RFC1213-MIB (MIB II) compiled into it.
4.9.1 Query
On the Management > SNMP > Query page you can enable the usage of SNMP queries.
To configure SNMP queries, proceed as follows:
1. Enable SNMP Queries.
Click the toggle switch.
The sections SNMP Version and SNMP Access Control become editable.
2. Select the SNMP version.
In the SNMP Version section, select a version from the drop-down list. SNMP version 3
requires authentication.
3. Select allowed networks.
Networks listed in the Allowed Networks box are able to query the SNMP agent running
on Sophos UTM. Note that the access is always read-only.
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Community String: When using version 2, enter a community string. An SNMP
community string acts as a password that is used to protect access to the SNMP
agent. By default, the SNMP community string is "public", but you can change it to
any setting that best suits your needs.
Note – Allowed characters for the community string are: (a-z), (A-Z), (0-9), (+),
(_), (@), (.), (-), (blank).
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Username/Password: When using version 3, authentication is required. Enter a
username and password (second time for verification) to enable the remote administrator to send queries. The password must have at least eight characters. SNMP
v3 uses SHA for authentication and AES for encryption. Note that username and
password are used for both of them.
4. Click Apply.
Your settings will be saved.
Furthermore, you can enter additional information about UTM.
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D e v ice In fo r ma tio n
The Device Information text boxes can be used to specify additional information about UTM
such as its name, location, and administrator. This information can be read by SNMP management tools to help identify UTM.
Note – All SNMP traffic (protocol version 2) between UTM and the Allowed Networks is not
encrypted and can be read during the transfer over public networks.
Asta r o N o tifie r MIB
This section allows you to download the Astaro MIB which contains the definitions of the Sophos
UTM notification SNMP traps. For historical reasons the MIB uses the Astaro Private Enterprise
Code (SNMPv2-SMI::enterprises.astaro).
4.9.2 Traps
In the Traps tab you can define an SNMP trap server to which notifications of relevant events
occurring on UTM can be sent as SNMP traps. Note that special SNMP monitoring software is
needed to display those traps.
The messages that are sent as SNMP traps contain so-called object identifiers (OID), for
example, .1.3.6.1.4.1.9789, which belong to the private enterprise numbers issued by
IANA. Note that .1.3.6.1.4.1 is the iso.org.dod.internet.private.enterprise prefix, while 9789 is Astaro's Private Enterprise Number. The OID for notification events is 1500, to
which are appended the OIDs of the type of the notification and the corresponding error code
(000-999). The following notification types are available:
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INFO = 1
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Example: The notification "INFO-302: New firmware Up2Date installed" will use the OID
.1.3.6.1.4.1.9789.1500.1.302 and has the following string assigned:
[<HOST>][INFO][302]
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Note that <HOST> is a placeholder representing the hostname of the system and that only type
and error code from the notification's subject field are transmitted.
To select an SNMP v2c trap server, proceed as follows:
1. Click New SNMP Trap Sink.
The Add SNMP Trap Sink dialog box opens.
2. Make the following settings:
SNMP Version: Select SNMP v2c from the drop-down list.
Host: The host definition of the SNMP trap server.
Community: An SNMP community string acts as a password that is used to protect
access to querying SNMP messages. By default, the SNMP community string is set to
"public". Change it to the string that is configured on the remote SNMP trap server.
Note – Allowed characters for the community string are: (a-z), (A-Z), (0-9), (+), (_),
(@), (.), (-), (blank).
Comment (optional): Add a description or other information.
3. Click Save.
The new SNMP trap server will be listed on the Traps tab.
The SNMP version 3 requires authentication. To select an SNMP v3 trap server, proceed as follows:
1. Click New SNMP Trap Sink.
The Create New SNMP Trap Sink dialog box opens.
2. Make the following settings:
SNMP Version: Select SNMP v3 from the drop-down list.
Host: The host definition of the SNMP trap server.
Username: Enter username for authentication.
Authentication type: Select authentication type from the drop-down list.
Password: Enter password for authentication.
Repeat: Repeat password for authentication.
Encryption type: Select encryption type from the drop-down list.
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Password: Enter password for encryption.
Repeat: Repeat password for encryption.
Engine ID: Enter the Engine ID.
Comment (optional): Add a description or other information.
3. Click Save.
The new SNMP trap server will be listed on the Traps tab.
4.10 Central Management
The pages of the Central Management menu let you configure interfaces to management tools
that can be used to monitor or remotely administer the gateway.
4.10.1 Sophos UTM Manager
Sophos UTM Manager (SUM) is Sophos' central management product. You can connect several UTM appliances to a SUM where they centrally can be monitored, configured and maintained. SUM 4.2 supports configuring UTM 9.2 only. Other UTM versions will appear in SUM as
well and can be monitored. If for example a UTM 9.2 connects with a SUM 4.1 it falls into legacy
mode. Then backups and up2date installations are still allowed.
On this tab, you can configure the connection of your UTM to one or two SUMs.
Note – When using MSP licensing, disabling SUM, changing the SUM host, or modifying the
rights of the SUM administrator can only be done by Sophos UTM Manager (SUM).
To prepare Sophos UTM to be monitored by a SUM server, proceed as follows:
1. On the Sophos UTM Manager tab, enable SUM.
Click the toggle switch.
The toggle switch turns amber and the SUM Settings area becomes editable.
2. Specify the SUM host.
Select or add the SUM server UTM should connect to. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions page.
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Authentication (optional): If the SUM server requires authentication, select this
option and enter the same password (shared secret) as configured on the SUM
server.
Use SUM server as Up2Date cache (optional): Up2Date packages can be
fetched from a cache located on the SUM server. If you want to use this functionality for your gateway, select the option Use SUM server as Up2Date cache.
Please ensure that on your managing SUM server the Up2Date cache functionality is enabled accordingly. Note that usage of the Up2Date cache functionality
is mutually exclusive with using a parent proxy configuration for Up2Dates.
3. Define the rights of the SUM administrator.
On SUM, the administrator responsible for this UTM can only administer those areas of
your UTM which are explicitly allowed to be administered here. The rights listed here correspond to the SUM Gateway Manager main menu and administrative options.
Administration: If selected, the administrator can use all features located in the Maintenance and Management menus. He can, for example, view the inventory, create and
restore backups, and schedule actions like firmware updates.
Reporting: If selected, the administrator can use all features located in the Reporting
menu. He can, for example, request reports from UTM.
Monitoring: If selected, UTM will be displayed on the Monitoring pages and the administrator can use all associated features.
Configuration: If selected, the administrator can use all features located in the Configuration menu. He can, for example, deploy objects (networks, hosts, VPNs) to UTM.
Note – Please refer to the Sophos UTM Manager Administration Guide for detailed
information.
4. Click Apply.
Your settings will be saved.
The toggle switch turns green.
UTM will now try to establish a connection to Sophos UTM Manager. Once the connection between both systems is established, the connection status will turn green. Then
UTM can be monitored and administered by the SUM server selected here. You will be
able to see the current connection status and health in the SUM Health section. Reloading the page will update this data. Please use the Open Live Log button and read carefully
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the messages from the message board to be able to diagnose connection problems
should they occur.
Se ttin g s fo r a Se co n d SU M
In this section, you can optionally add a second SUM. This is useful in case for example you do
the configuration by yourself (first SUM server) but want your machines still to be monitored by
a third party, e.g. your MSSP (second SUM server). The settings are almost identical to the first
SUM's settings, except that the Configuration option is missing because they are limited to the
first SUM. The UTM will also not appear in the MSP section of the second SUM, which means
MSP licensing is only possible from the first SUM.
Note – The communication between the gateway and SUM takes place on port 4433,
whereas the Sophos UTM Manager can be accessed through a browser via the HTTPS protocol on port 4444 for the WebAdmin and on port 4422 for the Gateway Manager interface.
SU M H e a lth
You will be able to see the current connection status and health in the section called SUM
Health. Reloading the page will update this data.
SU M O b je c ts
This area is disabled (grayed-out) unless there are objects that have been created via a SUM
and if this SUM is now disconnected from the Sophos UTM. SUM-created objects can be network definitions, remote host definitions, IPsec VPN tunnels, etc.
The button Cleanup Objects can be pressed to release any objects that were created by the
SUM the device has formerly been managed with. These objects are normally locked and can
only be viewed on the local device. After pressing the button, the objects become fully accessible
and can be reused or deleted by a local administrator. In case there are objects which are not in
use, they will be deleted directly and are not reusable.
Note – In case former SUM-created objects are cleaned up, they cannot be re-transformed
when reconnecting to that same SUM. This means that if the remote SUM still hosts object
definitions for a device which later re-establishes a connection to it, those objects will be
deployed to the device again—although local copies will then already exist.
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L iv e L o g
You can use the live log to monitor the connection between your Sophos UTM and the SUM.
Click the Open Live Log button to open the live log in a new window.
4.11 Sophos Mobile Control
With Sophos Mobile Control (SMC) you can manage, secure, update, control which apps are
allowed to be installed, locate, secure company emails mobile devices like smartphones and tablets with iOS, Android or Windows Phone. The Sophos Mobile Control WebAdmin interface
gives you the possibility to define compliant devices and users, set network access control and
push the settings to the SMC server
For more information visit the Sophos Mobile Control Website.
SMC Server
SMC runs on a separate server. In the Sophos UTM you can connect to the SMC server to get
an overview of the compliant and non-compliant devices and users, define network access for
VPN and wireless networks and push network configurations to the SMC server.
You can run an SMC server in two different ways:
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With an on-premise installation to keep your data in-house on your own server.
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Using the SMC as a service version where no hardware is necessary on your part.
Note – To use SMC you need a valid license. After downloading the software from the
Sophos Mobile Control Website, you receive a trial license. You can get a full license from your
Sophos partner.
Find more information about SMC server and licenses in the Sophos Mobile Control Documentation.
SMC Apps
To use SMC on your mobile devices you need to download the SMC app to your smartphone or
tablet. You can download the app for free in each app store (Apple iTunes, Google Play or Windows App Store).
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4.11.1 General
The Management > Sophos Mobile Control > General tab allows you to define the Sophos
Mobile Control host and specify customer details and credentials for logging into the SMC
Server. The SMC administrator creates customer accounts and login data.
Note – You cannot create a SMC server on this tab. More information about creating a SMC
server can be found in the Sophos Mobile Control Documentation.
1. Enable Sophos Mobile Control:
Click the toggle switch.
The toggle switch turns amber and the Global Settings area becomes editable.
2. Make the following settings:
SMC Server: Add or select the server to host SMC.
Customer: Enter the SMC customer.
Username: Enter the SMC username.
Password: Enter the SMC password.
Note – You cannot create a new customer or define a user or password in the Sophos
UTM. New customers can only be created directly in SMC.
CA Certificate: Select the Official Web CA or a custom Certificate Authority. On the
Site-to-site VPN > Certificate Management > Certificate Authority tab you can add new
Certificate Authorities to the unit.
3. The Information dialog window opens.
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Connection test passed: Connecting to the SMC server was successful.
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Connection test failed: Connecting to the SMC server failed.
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Note – If connecting to the SMC server failed, use the Sophos Mobile Control live log to
discover the problem.
4. Optionally, make the following advanced settings:
Enable debug mode: This option controls how much debug output is generated in the
Sophos Mobile Control log. Select this option if you, for example encounter connection
problems or need detailed information about the negotiation of client parameters.
5. Click Apply.
Your settings will be saved.
The toggle switch turns green.
O p e n L ive L o g
The Sophos Mobile Control live log logs all activities on the Sophos Mobile Control interface.
Click the Open Live Log button to open the Sophos Mobile Control live log in a new window.
4.11.2 Compliance Overview
The Management > Sophos Mobile Control > Compliance Overview tab lists all mobile devices
which are connected to the Sophos UTM. The SMC server sets specific policies which allow
mobile devices or users to connect. If mobile devices or users not comply to the policies they will
be listed as non-compliant devices/users on a blacklist. Non-compliant to the policies could be if,
for example the device has not the right platform or uses specific apps which are not allowed.
Compliant devices are listed on a whitelist.
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Non-compliant devices: MAC addresses of all non-compliant devices which are on
the wireless network blacklist.
Compliant devices: MAC addresses of all compliant devices which are on the wireless
network whitelist.
Non-compliant users: Non-compliant user names which are on the VPN blacklist.
4.11.3 Network Access Control
The Management > Sophos Mobile Control > Network Access Control tab allows you to set the
access settings for the VPN connections and wireless networks. Non-compliant devices will be
blocked for the defined VPN or wireless networks.
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Blo ck a c ce s s to sp e cific VPN n e tw o r k s
Define the VPN and wireless networks which will be blocked for users if their mobile devices are
not compliant with your company policies.
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Enforce for L2TP over IPsec: If selected, non-compliant users cannot connect via
L2TP over IPsec to the Sophos Mobile Control.
Enforce for Cisco™ VPN: If selected, non-compliant users cannot connect via Cisco™
VPN to the Sophos Mobile Control.
Also deny access for other VPN protocols: If selected, non-compliant users cannot
connect via other VPN protocols to the Sophos Mobile Control.
Enforce for Wireless Networks: Non-compliant devices connecting over these wireless network(s) to Sophos Mobile Control will be blocked.
Poll compliance status: Enter an interval in minutes (1-60) at which the current compliance
status will be polled from the SMC server.
4.11.4 Configuration Settings
The Management > Sophos Mobile Control > Configuration Settings tab allows you to push
VPN and wireless network configurations from the WebAdmin to the SMC server. These configurations define in which way the mobile devices and users connect to the UTM. Configurations are sent from the SMC to the connected mobile devices. VPN and wireless network
configuration do not have to be set manually.
C o n fig u r a tio n Se ttin g s fo r So p h o s Mo b ile C o n tr o l
Define which VPN and wireless network configuration you want to push to the SMC server.
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L2TP over IPsec configuration: If selected, the L2TP over IPsec configuration will be
pushed to the SMC server.
Cisco™ VPN configuration: If selected, the Cisco™ VPN configuration will be pushed
to the SMC server.
Wireless Networks: Select the wireless network(s) you want to push to the SMC server.
EAP methods: Select the EAP method (Extensible Authentication Protocol) you want to use
for wireless network enterprise authentication.
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Pu s h C o n fig u r a tio n
To transfer the current configuration to the SMC server, click the Push Configuration Now button.
Note – Use this function in exceptional cases only, for example when the servers were offline
during transmission. Normally, this button does not need to be used to push the configuration.
4.12 High Availability
The main cause for an Internet security system to fail is because of a hardware failure. The ability of any system to continue providing services after a failure is called failover. Sophos UTM
provides high availability (HA) failover, allowing you to set up a hot standby system in case the
primary system fails (active-passive). Alternatively, you can use Sophos UTM to set up a cluster,
which operates by distributing dedicated network traffic to a collection of nodes (active-active)
similar to conventional load-balancing approaches in order to get optimal resource utilization
and decrease computing time.
The concepts high availability and cluster as implemented in Sophos UTM are closely related.
For a high availability system can be considered a two-node cluster, which is the minimum
requirement to provide redundancy.
Each node within the cluster can assume one of the following roles:
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Master: The primary system in a hot standby/cluster setup. Within a cluster, the master is
responsible for synchronizing and distributing of data.
Slave: The standby system in a hot standby/cluster setup which takes over operations if
the master fails.
Worker: A simple cluster node, responsible for data processing only.
All nodes monitor themselves by means of a so-called heart-beat signal, a periodically sent multicast UDP packet used to check if the other nodes are still alive. If any node fails to send this
packet due to a technical error, the node will be declared dead. Depending on the role the failed
node had assumed, the configuration of the setup changes as follows:
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If the master node fails, the slave will take its place and the worker node with the highest
ID will become slave.
If the slave node fails, the worker node with the highest ID will become slave.
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If a worker node fails, you may notice a performance decrease due to the lost processing
power. However, the failover capability is not impaired.
Note – HA settings are part of the hardware configurations and cannot be saved in a backup.
This also means that HA settings will not be overwritten by a backup restore.
Reporting
All reporting data is consolidated on the master node and is synchronized to the other cluster
nodes at intervals of five minutes. In case of a takeover, you will therefore lose not more than
five minutes of reporting data. However, there is a distinction in the data collection process. The
graphs displayed in the Logging & Reporting > Hardware tabs only represent the data of the
node currently being master. On the other hand, accounting information such as shown on the
Logging & Reporting > Network Usage page represents data that was collected by all nodes
involved. For example, today's CPU usage histogram shows the current processor utilization of
the master node. In the case of a takeover, this would then be the data of the slave node.
However, information about top accounting services, for example, is a collection of data from all
nodes that were involved in the distributed processing of traffic that has passed the unit.
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The Address Resolution Protocol (ARP) is only used by the actual master. That is to say,
slave and worker nodes do not send or reply to ARP requests.
In case of a failover event, the unit that takes over operations performs an ARP
announcement (also known as gratuitous ARP), which is usually an ARP request intended to update the ARP caches of other hosts which receive the request. Gratuitous ARP
is utilized to announce that the IP of the master was moved to the slave.
All interfaces configured on the master must have a physical link, that is, the port must be
properly connected to any network device.
4.12.1 Hardware and Software Requirements
The following hardware and software requirements must be met to provide HA failover or
cluster functionality:
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Valid license with the high availability option enabled (for the stand-by unit you only need
an additional base license).
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Two UTM units with identical software versions and hardware or two UTM appliances of
the same model.
Heartbeat-capable Ethernet network cards. Check the HCL to figure out which network
cards are supported. The HCL is available at the Sophos Knowledgebase (use "HCL" as
search term).
Ethernet crossover cable (for connecting master and slave in a hot standby system).
UTM appliance models 320, 425, and 525, whose dedicated HA interface is a Gigabit
auto-MDX device, can be connected through a standard IEEE 802.3 Ethernet cable as
the Ethernet port will automatically exchange send/receive pairs.
Network switch (for connecting cluster nodes).
4.12.2 Status
The Management > High Availability > Status tab lists all devices involved in a hot standby system or cluster and provides the following information:
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ID: The device's node ID. In a hot standby system, the node ID is either 1 or 2.
The node ID in a cluster can range from 1-10, as a cluster can have up to a maximum of
10 nodes.
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Role: Each node within the cluster can assume one of the following roles:
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MASTER: The primary system in a hot standby/cluster setup. It is responsible for
synchronizing and distributing of data within a cluster.
SLAVE: The standby system in a hot standby/cluster setup which takes over operations if the master fails.
WORKER: A simple cluster node, responsible for data processing only.
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Device Name: The name of the device.
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Status: The state of the device concerning its HA status; can be one of the following:
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ACTIVE: The node is fully operational. In case of a hot standby (active-passive)
setup, this is the status of the active node.
READY: The node is fully operational. In case of a hot standby (active-passive)
setup, this is the status of the passive node.
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RESERVED: The node has no matching version and is not involved in the process.
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UNLINKED: One ore more interface links are down.
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UP2DATE: An Up2Date is in progress.
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UP2DATE-FAILED: An Up2Date has failed.
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DEAD: The node is not reachable.
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SYNCING: Data Synchronization is in progress. This status is displayed when a
node connects to a master. The initial synchronizing time is at least 5 minutes. It
can, however, be lengthened by all synchronizing-related programs. While a
SLAVE is synchronizing and in state SYNCING, there is no graceful takeover, e.g.
due to link failure on master node.
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Version: Version number of Sophos UTM Software installed on the system.
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Last Status Change: The time when the last status change occurred.
Reboot/Shutdown: With these buttons, a device can be manually rebooted or shut down.
Remove Node: Use this button to remove a dead cluster node via WebAdmin. All node-specific data like mail quarantine and spool is then taken over by the master.
Click the button Open HA Live Log in the upper right corner to open the high availability live log in
a separate window.
4.12.3 System Status
The Management > High Availability > System Status tab lists all devices involved in a hot
standby system or cluster and provides information about the resource usage of each device:
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The CPU utilization in percent
The RAM utilization in percent. Please note that the total memory displayed is the part
that is usable by the operating system. With 32-bit systems, in some cases that does not
represent the actual size of the physical memory installed, as part of it is reserved for hardware.
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The swap utilization in percent
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The amount of hard disk space consumed by the log partition in percent
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The amount of hard disk space consumed by the root partition in percent
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The status of the UPS (uninterruptible power supply) module (if available)
4.12.4 Configuration
The high availability functionality of Sophos UTM covers four basic settings:
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Off
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Automatic Configuration
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Hot Standby (Active-Passive)
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4.12 High Availability
Automatic Configuration: Sophos UTM features a plug-and-play configuration option for
UTM appliances that allows the setup of a hot standby system/cluster without requiring reconfiguration or manual installation of devices to be added to the cluster. Simply connect the dedicated HA interfaces (eth3) of your UTM appliances with one another, select Automatic Configuration for all devices, and you are done.
Note – Automatic Configuration is only enabled by default on appliances with a fixed eth3
port. On appliances which only offer modular (removable) FlexiPort modules this feature is disabled by default but can be enabled on any preferred port (Sync NIC) as described further
below.
Note – For Automatic Configuration to work, all UTM appliances must be of the same model.
For example, you can only use two UTM 320 appliances to set up a HA system; one UTM 220
unit on the one hand and one UTM 320 unit on the other hand cannot be combined.
If you connect two UTM appliances through this dedicated interface, all devices will recognize
each other and configure themselves automatically as an HA system—the device with the
longer uptime becoming master. If the unlikely case should occur that the uptime is identical, the
decision which device is becoming master will be made based on the MAC address.
Using UTM Software, the Automatic Configuration option is to be used on dedicated slave systems to automatically join a master or already configured hot standby system/cluster. For that
reason, Automatic Configuration can be considered a transition mode rather than a high availability operation mode in its own right. For the high availability operation mode will change to Hot
Standby or Cluster as soon as a device with Automatic Configuration selected joins a hot
standby system or cluster, respectively. The prerequisite, however, for this feature to work is
that the option Enable Automatic Configuration of New Devices is enabled on the master system. This function will make sure that those devices will automatically be added to the hot
standby system/cluster whose high availability operation mode is set to Automatic
Configuration.
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Hot Standby (active-passive): Sophos UTM features a hot standby high availability concept
consisting of two nodes, which is the minimum required to provide redundancy. One of the
major improvements introduced in Sophos UTM Software 9 is that the latency for a takeover
could be reduced to less than two seconds. In addition to firewall connection synchronization,
the gateway also provides IPsec tunnel synchronization. This means that road warriors as well
as remote VPN gateways do not need to re-establish IPsec tunnels after the takeover. Also,
objects residing in the quarantine are also synchronized and are still available after a takeover.
Cluster (active-active): (Not available with BasicGuard subscription.) To cope with the rising
demand of processing large volumes of Internet traffic in real time, Sophos UTM features a clustering functionality that can be employed to distribute processing-intensive tasks such as content filtering, virus scanning, intrusion prevention, or decryption equally among multiple cluster
nodes. Without the need of a dedicated hardware-based load balancer, the overall performance of the gateway can be increased considerably.
Note – When configuring a cluster, make sure you have configured the master node first
before connecting the remaining units to the switch.
Setting up the master, slaves, or workers is pretty similar. Proceed as follows:
1. Select a high availability operation mode.
By default, high availability is turned off. The following modes are available:
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Automatic Configuration
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Hot Standby (active-passive)
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Cluster (active-active)
Note – If you want to change the high availability operation mode, you must always set
the mode back to Off before you can change it to either Automatic Configuration, Hot
Standby, or Cluster.
Note – If the license/subscription has expired or is non-existent, the operation mode
changing is limited to Off and the current operation mode.
Depending on your selection, one or more options will be displayed.
2. Make the following settings:
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Sync NIC: Select the network interface card through which master and slave systems
will communicate. If link aggregation is active you can select here a link aggregation interface, too.
Note – It is recommended to separate the HA synchronization from the other network
traffic. For example VLAN.
Note – Only those interfaces are displayed that have not been configured yet. It is possible to change the synchronization interface in a running configuration. Note that afterwards all nodes are going to reboot.
The following options can only be configured if you either select Hot Standby or Cluster
as operation mode:
Device Name: Enter a descriptive name for this device.
Device Node ID: Select the node ID of the device. In a case of a failure of the primary
system, the node with the highest ID will become master.
Encryption Key: The passphrase with which the communication between master and
slave is encrypted (enter the passphrase twice for verification). Maximum key length is 16
characters.
3. Click Apply.
The high-availability failover is now active on the device.
The gateway in hot standby mode will be updated at regular intervals over the data transfer connection. Should the active primary system encounter an error, the secondary will immediately
and automatically change to normal mode and take over the primary system’s functions.
Note – When you deactivate a hot standby system/cluster, the slave and worker nodes will
perform a factory reset and shut down.
More information (especially use cases) can be found in the HA/Cluster Guide, which is available at the Sophos Knowledgebase.
Ad v a n c e d
This section allows you to make some advanced settings.
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Enable Automatic Configuration of New Devices: If you have configured a hot standby
system/cluster manually, this option will make sure that those devices will automatically be
added to the hot standby system/cluster whose high-availability operation mode is set to Automatic configuration. However, this option is of no effect on slave systems, so you can leave it
enabled, which is the default setting.
Keep Node(s) Reserved During Up2Date: If selected, during an update to a new system
version, half of the HA/Cluster nodes will keep the current system version. When the new version is stable, you can update the remaining nodes on the Management > High Availability >
Status page. In case the new version leads to a failure of all updated nodes, the remaining
nodes will build a new HA/Cluster with the old version. You can then install the old version on the
failed nodes or wait for the next update.
If Keep Node(s) Reserved During Up2Date is enabled, reserved nodes will not be synchronized anymore after an update, because synchronization is restricted to nodes having the
same system version. Instead, the state of the reserved nodes will be preserved. So, if for
whatever reason you decide to reactivate the reserved nodes, configuration changes or reporting data coming up in the time span between update start and reactivation will be lost.
Preferred Master: Here you can define a designated master node by selecting a node from
the drop-down list. In case of a failover, the selected node will not stay in Slave mode after the
link recovers but instead will switch back to Master mode.
Backup Interface: To prevent that both master and slave become master at the same time
(master-master situations), for example, because of a failure of the HA synchronization interface or an unplugged network cable, a backup heartbeat interface can be selected. This additional heartbeat interface can be any of the configured and active Ethernet interfaces. If a
backup interface is selected, an additional heartbeat signal is sent via this interface in one direction from the master to the slave to make sure that the master-slave configuration stays
intact. If the master-slave connection is disabled and the backup interface becomes involved,
the administrator will receive a notification informing that one of the cluster nodes is dead.
However, this option is of no effect on slave systems, so you can leave it unconfigured.
Note – In case of a failure of the HA synchronization interface, no configuration is synchronized anymore. The backup interface only prevents master-master situations.
4.13 Shutdown and Restart
On this tab you can manually shut down or restart Sophos UTM.
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4.13 Shutdown and Restart
Shutdown: This action allows you to shut down the system and to stop all services in a proper
manner. For systems without a monitor or LCD display, the end of the shutdown process is
signaled by an endless series of beeps at intervals of one second.
To shut down Sophos UTM, proceed as follows:
1. Click Shutdown (Halt) the System Now.
2. Confirm the warning message.
When asked "Really shut down the system?", click OK.
The system is going down for halt.
Depending on your hardware and configuration, this process may take several minutes to complete. Only after the system has completely shut down you should turn off the power. If you turn
off the power without the system being shut down properly, the system will check the consistency of its file system during the next booting, meaning that the boot-up process will take
much longer than usual. In the worst case, data may have been lost.
The system will beep five times in a row to indicate a successful system start.
Restart: This action will shut down the system completely and reboot. Depending on your hardware and configuration, a complete restart can take several minutes.
To restart Sophos UTM, proceed as follows:
1. Click Restart (Reboot) the System Now.
2. Confirm the warning message.
When asked "Really restart the system?", click OK.
The system is going down for halt and reboot.
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5 Definitions & Users
This chapter describes how to configure network, service, and time period definitions used
throughout Sophos UTM. The Definitions Overview page in WebAdmin shows the number of
network definitions according to type as well as the numbers of service definitions according to
protocol type.
The pages of the Definitions & Users menu allow you to define networks and services that can
be used in all other configuration menus in one central place. This allows you to work with the
names you define rather than struggling with IP addresses, ports, and network masks. Another
benefit of definitions is that you can group individual networks and services together and configure them all at once. If, for example, you assign certain settings to these groups at a later
time, these settings will apply to all networks and services contained therein.
Additionally, this chapter describes how to configure user accounts, user groups, and external
authentication servers of Sophos UTM as well as authentication for client PCs.
The following topics are included in this chapter:
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Network Definitions
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Service Definitions
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Time Period Definitions
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Users & Groups
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Client Authentication
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Authentication Services
5.1 Network Definitions
The Definitions & Users > Network Definitions menu lets you create hosts, networks, and network groups as well as MAC address definitions. The definitions created here can be used in
many other WebAdmin configurations.
5.1.1 Network Definitions
The Definitions & Users > Network Definitions > Network Definitions tab is the central place for
defining hosts, networks, and network groups on UTM. The definitions created here can be
5.1 Network Definitions
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used on many other WebAdmin configuration menus.
Opening the tab, by default, all network definitions are displayed. Using the drop-down list on
top of the list, you can choose to display network definitions with certain properties.
Tip – When you click on the Info icon of a network definition in the Network Definitions list, you
can see all configuration options in which the network definition is used.
The network table also contains static networks, which were automatically created by the system and which can neither be edited nor deleted:
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Internal (Address): A definition of this type will be added for each network interface. It
contains the current IP address of the interface. Its name consists of the interface name
with "(Address)" appended to it.
Internal (Broadcast): A definition of this type will be added for each Ethernet-type network interface. It contains the current IPv4 broadcast address of the interface. Its name
consists of the interface name with "(Broadcast)" appended to it.
Internal (Network): A definition of this type will be added for each Ethernet-type network interface. It contains the current IPv4 network of the interface. Its name consists of
the interface name with "(Network)" appended to it.
Any (IPv4/IPv6): A network definition (for IPv4 and IPv6 each, if IPv6 is enabled) bound
to the interface which serves as default gateway. Making use of it in your configuration
should make the configuration process easier. With uplink balancing enabled, the definition Internet is bound to Uplink Interfaces.
Note – IPv6 entries are only visible if it is activated in Interfaces & Routing > IPv6.
Note – User network objects authenticated via client authentication will always be shown as
unresolved due to performance reasons.
To create a network definition, proceed as follows:
1. On the Network Definitions tab, click New Network Definition.
The Add Network Definition dialog box opens.
2. Make the following settings:
(Note that further parameters of the network definition will be displayed depending on
the selected definition type.)
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Name: Enter a descriptive name for this definition.
Type: Select the network definition type. The following types are available:
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Host: A single IP address. Provide the following information:
IPv4 Address/IPv6 Address: The IP address of the host (note that you
cannot enter the IP address of a configured interface).
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DHCP Settings (optional): In this section you can create static mappings
between hosts and IP address. For that purpose, you need a configured
DHCP server (see Network Services > DHCP > Servers).
Note – To avoid an IP address clash between regularly assigned
addresses from the DHCP pool and those statically mapped make sure
that the latter are not in the scope of the DHCP pool. For example, a static
mapping of 192.168.0.200 could result in two systems receiving the
same IP address if the DHCP pool is 192.168.0.100 – 192.168.0.210.
IPv4 DHCP: Select the IPv4 DHCP server to be used for static mapping.
MAC Addresses: Enter the MAC addresses of the hosts' network interface cards. The MAC addresses are usually specified in a format consisting
of six groups of two hexadecimal digits, separated by colons or hyphens
(e.g., 00:04:76:16:EA:62).
Note – The MAC address range 00:1a:8c:f0.xx.xx is used by HA/Cluster.
You cannot use this range for other purpose as MAC addresses within this
range will be overwritten by the system.
IPv6 DHCP: Select the IPv6 DHCP server to be used for static mapping.
DHCP Unique IDs: Enter the DUIDs of the hosts. With e.g. Windows operating systems, the DUID can be found in the Windows Registry: HKEY_
LOCAL_
MACHINE\SYSTEM\CurrentControlSet\services\TCPIP6\Paramete
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Please note that you have to enter the groups of two hexadecimal digits separated by colons (e.g.,
00:01:00:01:13:30:65:56:00:50:56:b2:07:51).
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DNS Settings (optional): If you do not want to set up your own DNS server
but need static DNS mappings for a few hosts of your network, you can
enter these mappings in this section of the respective hosts. Note that this
only scales for a limited number of hosts and is by no means intended as a
replacement of a fully operable DNS server.
Hostname: Enter the fully qualified domain name (FQDN) of the host.
Reverse DNS: Select the checkbox to enable the mapping of the host's IP
address to its name. Note that although several names can map to the
same IP address, one IP address can only ever map to one name.
Additional Hostnames: Click the Plus icon to add additional hostnames
for the host.
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DNS Host: A DNS hostname, dynamically resolved by the system to produce an
IP address. DNS hosts are useful when working with dynamic IP endpoints. The
system will re-resolve these definitions periodically according to the TTL (Time To
Live) values and update the definition with the new IP address (if any). Provide the
following information:
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Hostname: The hostname you want to resolve.
DNS Group: Similar to DNS host, but can cope with multiple RRs (Resource
Records) in DNS for a single hostname. It is useful for defining firewall rules and
exceptions in transparent proxies.
Network: A standard IP network, consisting of a network address and a netmask.
Provide the following information:
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IPv4 Address/IPv6 Address: The network address of the network (note
that you cannot enter the IP address of a configured interface).
Netmask: The bit mask used to tell how many bits in an octet(s) identify the
subnetwork, and how many bits provide room for host addresses.
Range: Select to define a whole IPv4 address range. Provide the following information:
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IPv4 from: First IPv4 address of the range.
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IPv4 to: Last IPv4 address of the range.
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IPv6 from: First IPv6 address of the range.
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IPv6 to: Last IPv6 address of the range.
5.1 Network Definitions
Network range objects cannot be used with every network configuration throughout WebAdmin. For more information about network range objects, see section
Where Network Range Objects Can Be Used.
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Multicast Group: A network that comprises a defined multicast network range.
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IPv4 Address: The network address of the multicast network, which must
be in the range 224.0.0.0 to 239.255.255.255.
Netmask: The bit mask used to tell how many bits in an octet(s) identify the
subnetwork, and how many bits provide room for host addresses.
Network Group: A container that includes a list of other network definitions. You
can use them to bundle networks and hosts for better readability of your configuration. Once you have selected Network group, the Members box appears
where you can add the group members.
Availability Group: A group of hosts and/or DNS hosts sorted by priority. Alive
status of all hosts is checked with ICMP pings at an interval of 60 seconds, by
default. The host with the highest priority and an alive status is used in configuration. Once you have selected Availability Group, the Members box appears
where you can add the group members.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
The options displayed depend on the selected Type above.
Interface (optional): You can bind the network definition to a certain interface, so that
connections to the definition will only be established via this interface.
Caution – Be careful with binding network definitions to particular interfaces, as this
might lead to conflicts with other configurations. Data packets sent through these particular interfaces could get lost and this would be hard to detect.
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Monitoring Type (only with type Availability group): Select the service protocol for the
alive status checks. Select either TCP (TCP connection establishment), UDP (UDP connection establishment), Ping (ICMP Ping), HTTP Host (HTTP requests), or HTTPS
Hosts (HTTPS requests) for monitoring. When using UDP a ping request will be sent initially which, if successful, is followed by a UDP packet with a payload of 0. If ping does not
succeed or the ICMP port is unreachable, the host is regarded as down.
Port (only with monitoring type TCP or UDP): Number of the port the request will
be sent to.
URL (optional, only with monitoring types HTTP Host or HTTPS Host): URL to be
requested. You can use other ports than the default ports 80 or 443 by adding the
port information to the URL, e.g.,
http://example.domain:8080/index.html. If no URL is entered, the root directory will be requested.
Interval: Enter a time interval in seconds at which the hosts are checked.
Timeout: Enter a maximum time span in seconds for the hosts to send a
response. If a host does not respond during this time, it will be regarded as dead.
Always Resolved: This option is selected by default, so that if all hosts are unavailable, the group will resolve to the host which was last available. Otherwise the
group will be set to unresolved if all hosts are dead.
4. Click Save.
The new definition appears on the network definition list.
To either edit or delete a network definition, click the corresponding buttons.
Where Network Range Objects Can Be Used
Network range objects can be used in the following configurations:
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Management > System Settings > Shell Access, section Allowed Networks
Management > WebAdmin Settings > General, section WebAdmin Access
Configuration, Allowed Networks box
Management > SNMP > Query, section SNMP Access Control, Allowed Networks box
Interfaces & Routing > Quality of Service (QoS) > Traffic Selectors, section Add Traffic
Selector, Source and Destination field
Network Services > DNS > Global, section Allowed Networks
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Network Services > NTP, section NTP Options, Allowed Networks box
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Network Protection > Firewall > Rules, section Add Rule, Source and Destination box
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Network Protection > Firewall > Country Blocking Exceptions, section Add Exception List,
Host/Networks box
Network Protection > NAT > Masquerading, section Add Masquerading Rule, Network
field
Network Protection > NAT > NAT, section Add NAT Rule, For Traffic from and Going to
field
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Network Protection > VoIP > SIP, section Global SIP Settings, SIP Client Networks box
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Network Protection > VoIP > H.323, section Global H.323 Settings, H.323 Client box
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Network Protection > Advanced > SOCKS Proxy, section SOCKS Proxy Options,
Allowed Networks box
Web Protection > Filtering Options > Misc, section Transparent Mode Skiplist, Skip Transparent Mode Source Hosts/Nets and Skip Transparent Mode Destination Hosts/Nets
box
Web Protection > Application Control > Advanced, section Application Control Skiplist,
Skip Hosts/Nets box
Web Protection > FTP > Global, section FTP Settings, Allowed Networks box
Email Protection > SMTP > Relaying, section Host-Based Relay, Allowed Hosts/Networks box
Email Protection > SMTP > Advanced, section Transparent Mode, Skip Transparent
Mode Hosts/Nets box
Wireless Protection > Hotspots > Advanced, section Walled Garden, Allowed Hosts/Networks box
5.1.2 MAC Address Definitions
The Definitions & Users > Network Definitions > MAC Address Definitions tab is the central
place for defining MAC address definitions, i.e., lists of MAC addresses. A MAC address definition can be used like a network definition. Additionally it can be used to further restrict a rule
based on hosts/IP addresses to only match devices which have one of the defined MAC
addresses.
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Tip – When you click on the Info icon of a MAC address definition, you can see all configuration options in which the definition is used.
To create a MAC address definition, proceed as follows:
1. On the MAC Address Definitions tab, click New MAC Address List.
The Add MAC Address List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this definition.
MAC Addresses: Click the Plus icon to enter individual MAC addresses subsequently or
use the Action icon to import a list of MAC addresses via copy and paste. The MAC
addresses are usually specified in a format consisting of six groups of two hexadecimal
digits, separated by colons or hyphens (e.g., 00:04:76:16:EA:62).
Note – The MAC address range 00:1a:8c:f0.xx.xx is used by HA/Cluster. You cannot
use this range for other purpose as MAC addresses within this range will be overwritten
by the system.
Hosts: Add or select the hosts whose MAC addresses you want to add to the MAC
address definition. The MAC addresses defined in the DHCP Settings section of the host
definition will be added to the MAC address list. How to add a definition is explained on
the Definitions & Users > Network Definitions > Network Definitions page.
Note – The number of addresses per address definition is limited for the following
uses: To restrict access to a wireless network, the maximum is 200. To restrict access
to a RED appliance, the maximum is 200 for RED 10 and 400 for RED 50.
Note – You can either enter MAC addresses or hosts or both.
Comment (optional): Add a description or other information.
3. Click Save.
The new definition appears on the MAC Address Definition list.
To either edit or delete a MAC address definition, click the corresponding buttons.
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5.2 Service Definitions
On the Definitions & Users > Service Definitions page you can centrally define and manage services and service groups. Services are definitions of certain types of network traffic and combine
information about a protocol such as TCP or UDP as well as protocol-related options such as
port numbers. You can use services to determine the types of traffic accepted or denied by
UTM.
Tip – When you click on the Info icon of a service definition in the Service Definitions list, you
can see all configuration options in which the service definition is used.
To create a service definition, proceed as follows:
1. On the Service Definitions page, click New Service Definition.
The Add Service Definition dialog box opens.
2. Make the following settings:
(Note that further parameters of the service definition will be displayed depending on the
selected definition type.)
Name: Enter a descriptive name for this definition.
Type of Definition: Select the service type. The following types are available:
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TCP: Transmission Control Protocol (TCP) connections use port numbers ranging from 0 to 65535. Lost packets can be recognized through TCP and be requested again. In a TCP connection, the receiver notifies the sender when a data
packet was successfully received (connection related protocol). TCP sessions
begin with a three way handshake and connections are closed at the end of the
session. Provide the following information:
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Destination Port: Enter the destination port either as single port number
(e.g., 80) or as a range (e.g., 1024:64000), using a colon as delimiter.
Source Port: Enter the source port either as single port number (e.g., 80)
or as a range (e.g., 1024:64000), using a colon as delimiter.
UDP: The User Datagram Protocol (UDP) uses port numbers between 0 and
65535 and is a stateless protocol. Because it does not keep state, UDP is faster
than TCP, especially when sending small amounts of data. This statelessness,
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however, also means that UDP cannot recognize when packets are lost or
dropped. The receiving computer does not signal the sender when receiving a
data packet. When you have selected UDP, the same configuration options can be
edited as for TCP.
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TCP/UDP: A combination of TCP and UDP appropriate for application protocols
that use both sub protocols such as DNS. When you have selected TCP/UDP, the
same configuration options can be edited as for TCP or UDP.
ICMP/ICMPv6: The Internet Control Message Protocol (ICMP) is chiefly used to
send error messages, indicating, for example, that a requested service is not available or that a host or router could not be reached. Once you have opted for ICMP
or ICMPv6, select the ICMP code/type. Note that IPv4 firewall rules do not work
with ICMPv6 and IPv6 firewall rules do not work with ICMP.
IP: The Internet Protocol (IP) is a network and transport protocol used for exchanging data over the Internet. Once you have selected IP, provide the number of the
protocol to be encapsulated within IP, for example 121 (representing the SMP protocol).
ESP: The Encapsulating Security Payload (ESP) is a part of the IPsec tunneling
protocol suite that provides encryption services for tunneled data via VPN. Once
you have selected ESP or AH, provide the Security Parameters Index (SPI), which
identifies the security parameters in combination with the IP address. You can
either enter a value between 256 and 4,294,967,296 or keep the default setting
given as the range from 256 to 4,294,967,296 (using a colon as delimiter), especially when using automatic IPsec key exchange. Note that the numbers 1-255 are
reserved by the Internet Assigned Numbers Authority (IANA).
AH: The Authentication Header (AH) is a part of the IPsec tunneling protocol suite
and sits between the IP header and datagram payload to maintain information
integrity, but not secrecy.
Group: A container that includes a list of other service definitions. You can use
them to bundle service definitions for better readability of your configuration. Once
you have selected Group, the Members box opens where you can add group members (i.e., other service definitions).
Comment (optional): Add a description or other information.
3. Click Save.
The new definition appears on the Service Definitions list.
To either edit or delete a definition, click the corresponding buttons.
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5.3 Time Period Definitions
Note – The type of definition cannot be changed afterwards. If you want to change the type of
definition, you must delete the service definition and create a new one with the desired settings.
5.3 Time Period Definitions
On the Definitions & Users > Time Period Definitions page you can define single or recurring
time slots that can in turn be used to limit for example firewall rules or content filter profile assignments to specific time ranges.
Tip – When you click on the Info icon of a time period definition in the Time Period Definitions
list, you can see all configuration options in which the time period definition is used.
To create a time period definition, proceed as follows:
1. On the Time Period Definitions tab, click New Time Period Definition.
The Add Time Period Definition dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this time period definition.
Type: Select the time period definition type. The following types are available:
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Recurring Event: These events will be repeated periodically. You can select the
start time, the end time, and the weekdays on which the time period definition
should be applied. If the time span extends into the next day, the selected weekdays refer to the start time. Start and stop dates cannot be selected for this type.
Single Event: These events will only take place once. You can both select a start
date/time and an end date/time. As these definitions do not recur, the option Weekdays cannot be selected for this type.
Comment (optional): Add a description or other information.
3. Click Save.
The new time period definition appears on the Time Period Definitions list.
To either edit or delete a time period definition, click the corresponding buttons.
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5.4 Users & Groups
The Definitions & Users > Users & Groups menu lets you create users and groups for
WebAdmin access as well as for remote access, User Portal access, email usage etc.
5.4.1 Users
On the Definitions & Users > Users & Groups > Users tab you can add user accounts to UTM. In
its factory default configuration, Sophos UTM has one administrator called admin.
Tip – When you click on the Info icon of a user definition in the Users list, you can see all configuration options in which the user definition is used.
When you specify an email address in the New User dialog box, an X.509 certificate for this user
will be generated simultaneously while creating the user definition, using the email address as
the certificate's VPNID. On the other hand, if no email address is specified, a certificate will be
created with the user's Distinguished Name (DN) as VPN ID. That way, if a user is authenticated by means of a backend group such as eDirectory, a certificate will be created even if no
email address is set in the corresponding backend user object.
Because the VPN ID of each certificate must be unique, each user definition must have a different and unique email address. Creating a user definition with an email address already
present in the system will fail. The certificates can be used for various remote access methods
supported by Sophos UTM with the exception of PPTP, L2TP over IPsec using PSK, and native
IPsec using RSA or PSK.
To add a user account, proceed as follows:
1. On the Users tab, click New User.
The Add User dialog box opens.
2. Make the following settings:
Username: Enter a descriptive name for this user (e.g. jdoe). Note that for using remote
access via PPTP or L2TP over IPsec, the username may only contain ASCII printable
characters1.
1http://en.wikipedia.org/wiki/ASCII#ASCII_printable_characters
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Real name: Enter the user's real name (e.g. John Doe).
Email address: Enter the user's primary email address.
Additional email addresses (optional): Enter additional email addresses of this user.
Spam emails sent to any of these addresses will be listed in an Quarantine Report, which
will be send to the primary email address specified above.
Authentication: Select the authentication method. The following methods are available:
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Local: Select to authenticate the user locally on UTM.
Remote: Select to authenticate the user using one of the external authentication
methods supported by Sophos UTM. For more information, see Definitions &
Users > Authentication Services.
None: Select to prevent the user from authentication completely. This is useful, for
example, to disable a user temporarily without the need to delete the user definition altogether.
Password: Enter a user password (second time for verification). Only available if you
selected Local as authentication method. Note that Basic User Authentication does not
support umlauts. Note that for using remote access via PPTP or L2TP over IPsec, the
password may only contain ASCII printable characters1.
Backend sync: Some basic settings of the user definition such as the real name or the
user's email address can be updated automatically by synchronizing the data with
external backend authentication servers (only available if you selected Remote as authentication method). Note that the option will automatically be set according to the Enable
Backend Sync on Login option on the Authentication Services > Advanced tab, if the user
is selected for prefetching.
Note – Currently, only data with Active Directory and eDirectory servers can be synchronized.
X.509 certificate: Once the user definition has been created, you can assign an X.509
certificate for this user when editing the user definition. By default, this is the certificate
that was automatically generated upon creating the user definition. However, you can
1http://en.wikipedia.org/wiki/ASCII#ASCII_printable_characters
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also assign a third-party certificate, which you can upload on the Remote Access > Certificate Management > Certificates tab.
Use static remote access IP (optional): Select if you want to assign a static IP address
for a user gaining remote access instead of assigning a dynamic IP address from an IP
address pool. For IPsec users behind a NAT router, for example, it is mandatory to use a
static remote access IP address.
Note – The static remote access IP can only be used for remote access through PPTP,
L2TP, and IPsec. It cannot be used, however, for remote access through SSL.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Users can create and maintain their own email whitelist and blacklist (see chapter User
Portal). You can view those lists here and, if necessary, modify them.
4. Click Save.
The new user account appears on the Users list.
If you want to make this user a regular administrator having access to the web-based administrative interface WebAdmin, add the user to the group of SuperAdmins, which is configured on
the Definitions & Users > Users & Groups > Groups tab in WebAdmin.
Note – If you have deleted a user object and want to create a user object with the same
name, make sure you have also deleted the certificate associated with this user on the
Remote Access > Certificate Management > Certificates tab. Otherwise you will get an error
message stating that an item with that name already exists.
You can download remote access certificates and/or configurations of users for whom some
sort of remote access has been enabled. For that, select the checkbox in front of the respective
users and select the desired option from the Actions drop-down list in the list header. Remote
access users can also download those files themselves when they are allowed to use the User
Portal.
5.4.2 Groups
On the Definitions & Users > Users & Groups > Groups page you can add user groups to UTM.
In its factory default configuration, Sophos UTM has one user group called SuperAdmins. If you
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want to assign administrative privileges to users, that is, granting access to WebAdmin, add
them to the group of SuperAdmins; this group should not be deleted.
Tip – When you click on a group definition in the Groups list, you can see all configuration
options in which the group definition is used.
To add a user group, proceed as follows:
1. On the Groups tab, click New Group.
The Add Group dialog box opens.
2. Make the following settings:
Group name: Enter a descriptive name for this group. Note that this name does not
need to correspond to the names of your backend groups.
Group type: Select the type of the group. You can choose between a group of static
members and two group types promoting dynamic membership.
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Static members: Select the local users who shall become member of this group.
IPsec X509 DN mask: Users are dynamically added to an IPsec X509 DN group
definition if they have successfully logged in to the gateway through an IPsec connection and if specific parameters of their distinguished names match the values
specified in the DN Mask box.
Backend membership: Users are dynamically added to a group definition if they
have been successfully authenticated by one of the supported authentication
mechanisms. To proceed, select the appropriate backend authentication type:
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Active Directory: An Active Directory user group of UTM provides group
memberships to members of Active Directory server user groups configured on a Windows network. For more information, see Definitions &
Users > Authentication Services > Servers.
eDirectory: An eDirectory user group of UTM provides group memberships to members of eDirectory user groups configured on an eDirectory network. For more information, see Definitions & Users >
Authentication Services > Servers.
RADIUS: Users are automatically added to a RADIUS backend group
when they have been successfully authenticated using the RADIUS authentication method.
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TACACS+: Users are automatically added to a TACACS+ backend group
when they have been successfully authenticated using the TACACS+
authentication method.
LDAP: Users are automatically added to an LDAP backend group when
they have been successfully authenticated using the LDAP authentication
method.
Limit to backend group(s) membership (optional; only with backend groups
Active Directory or eDirectory): For all X.500-based directory services you can
restrict the membership to various groups present on your backend server if you
do not want all users of the selected backend server to be included in this group
definition. The group(s) you enter here once selected this option must match a
Common Name as configured on your backend server. Note that if you select this
option for an Active Directory backend, you can omit the CN= prefix. If you select
this option for an eDirectory backend, you can use the eDirectory browser that lets
you conveniently select the eDirectory groups that should be included in this group
definition. However, if you do not use the eDirectory browser, make sure to include
the CN= prefix when entering eDirectory containers.
Check an LDAP attribute (optional; only with backend group LDAP): If you do
not want all users of the selected backend LDAP server to be included in this group
definition, you can select this checkbox to restrict the membership to those users
matching a certain LDAP attribute present on your backend server. This attribute
is then used as an LDAP search filter. For example, you could enter
groupMembership as attribute with CN=Sales,O=Example as its value. That way
you could include all users belonging to the sales department of your company into
the group definition.
Comment (optional): Add a description or other information.
3. Click Save.
The new user group appears on the Groups list.
To either edit or delete a group, click the corresponding buttons.
5.5 Client Authentication
Sophos provides an authentication client for Windows and Mac OS so that users directly authenticate at the UTM. This gives you user-based control on web surfing and network traffic by, for
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example, creating firewall rules based on user networks or group networks. Additionally,
wherever possible, IP addresses, hostnames, and the like are replaced by usernames to
provide a better readability of reporting data and objects.
Note – In WebAdmin, user network objects authenticated via client authentication will always
be shown as unresolved due to performance reasons.
Users who want or should use Client Authentication need to install the Sophos Authentication
Agent (SAA) on their client PC or Mac OS computer. The SAA can be downloaded either via
this WebAdmin page or via the User Portal. Note that only users who are within the user group
of the Client Authentication configuration will find a download link on their User Portal page.
To configure Client Authentication, do the following:
1. On the Client Authentication tab, enable client authentication.
Click the toggle switch.
The toggle switch turns green and the Client Authentication Options area becomes editable.
2. Select the allowed networks.
Add or select the networks that should use Client Authentication. Note that those networks need to be directly connected to the UTM for Client Authentication to work. How to
add a definition is explained on the Definitions & Users > Network Definitions > Network
Definitions page.
3. Select the allowed users and groups.
Select single users or groups or add new users into the Allowed Users and Groups box.
This can be also your already existing authentication group, e.g. an Active Directory user
group. How to add a user is explained on the Definitions & Users > Users & Groups >
Users page.
4. Click Apply.
Your settings will be saved.
Client Authentication is now available for the selected networks.
C lie n t Au th e n tic a tio n Pr o g r a m
When Client Authentication is enabled, you can download the Sophos Authentication Agent
(SAA) here. You can either distribute the SAA manually or have your users download the client
from the User Portal.
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Download EXE: Downloads the Client Authentication program including the CA certificate for
direct installation on client PCs. This is the same file as can be downloaded from the User Portal.
Download MSI: Downloads the Client Authentication MSI package. This package is designed
for automatic package installation via domain controller (DC) and does not contain the CA certificate.
Download DMG: Downloads the Client Authentication Mac OS X disk image. This image is
designed for installation on client computers having an OS X operating system.
Download CA: Downloads the CA certificate that has to be rolled out in addition to the
MSI package.
The SAA can be used as authentication mode for the Web Filter. For more information see
chapter Web Protection > Web Filtering > Global.
5.6 Authentication Services
On the Definitions & Users > Authentication Services page databases and backend servers of
external user authentication services like Single Sign-On or One-time Password can be managed. External user authentication allows you to validate user accounts against existing user
databases or directory services on other servers of your network. Authentication services currently supported are:
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Microsoft's Active Directory
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RADIUS
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TACACS+
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5.6.1 Global Settings
The Definitions & Users > Authentication Services > Global Settings tab lets you configure basic
authentication options. The following options are available:
Create users automatically: When this option is selected, Sophos UTM will automatically create a user object whenever an unknown user of a configured backend group successfully
authenticates against one of the various authentication services supported by Sophos UTM.
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For example, if you configure a RADIUS backend group and you add this group as a member to
one of the roles defined on the Management > WebAdmin Settings > Access Control tab,
Sophos UTM will automatically create a user definition for a RADIUS user who has successfully
logged in to WebAdmin.
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Automatic User Creation for Facilities: Automatic user creation can be enabled or
disabled for specific services. Users are only created for enabled services. This option is
not available—and automatic user creation is disabled for all facilities—when the Create
users automatically option is not selected.
Note – This feature does not work for Active Directory Single Sign-On (SSO).
Those user objects are also needed to grant access to the User Portal of Sophos UTM. In addition, for all user objects created automatically an X.509 certificate will be generated. Note, however, that automatic user creation will fail in case of an email address conflict, for the user definition to be created automatically must not have configured an email address that is already
present on the system. All email addresses must be unique within the system because they are
used as identifiers for X.509 certificates.
Important Note – Authentication (i.e., the action of determining who a user is) and authorization (i.e., the action of determining what a user is allowed to do) for a user whose user
object was created automatically are always done on the remote backend server/directory service. Therefore, automatically created user objects in Sophos UTM are useless if the corresponding backend server is not available or if the user object has been deleted on the
remote site.
Note also that except for Active Directory Single Sign-On (SSO) Sophos UTM caches user
authentication data it has retrieved from a remote authentication server for 300 seconds. For
this reason, changes made to the remote user settings will only take effect after the cache has
expired.
Au th e n tica tio n C a ch e
Every time Sophos UTM gets a user request, e.g., http, from a yet unknown user and authentication is required, the Sophos User Authentication (SUA) writes an entry to the authentication
cache. Over time, in environments with frequently changing users it can be reasonable to empty
the cache from time to time. Also, if you want to force an immediate new authentication for all
users. Use the button Flush Authentication Cache to empty the authentication cache.
An authentication is valid for 300 seconds. During this time, other authentication requests by the
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same user are looked up directly in the cache. This technique takes load off backend authentication services like eDirectory.
Note – Flushing the cache does not affect users that are remotely logged on.
L ive L o g
Open Live Log: Click the button to see the log of the Sophos User Authentication (SUA) in a
new window.
5.6.2 Servers
On the Definitions & Users > Authentication Services > Servers tab, you can create one or more
authentication servers. Follow the links to create them:
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eDirectory
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Active Directory
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LDAP
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RADIUS
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TACACS+
5.6.2.1 eDirectory
Novell eDirectory is an X.500 compatible directory service for centrally managing access to
resources on multiple servers and computers within a given network. eDirectory is a hierarchical, object-oriented database that represents all the assets in an organization in a logical
tree. Those assets can include people, servers, workstations, applications, printers, services,
groups, and so on.
To configure eDirectory authentication, proceed as follows:
1. On the Servers tab, click New Authentication Server.
The dialog box Add Authentication Server opens.
2. Make the following settings:
Backend: Select eDirectory as backend directory service.
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Position: Select a position for the backend server. Backend servers with lower numbers
will be queried first. For better performance, make sure that the backend server that is
likely to get the most requests is on top of the list.
Server: Select or add an eDirectory server. How to add a definition is explained on the
Definitions & Users > Network Definitions > Network Definitions page.
SSL: Select this option to enable SSL data transfer. The Port will then change from 389
(LDAP) to 636 (ldaps = LDAP over SSL).
Port: Enter the port of the eDirectory server. By default, this is port 389.
Bind DN: The Distinguished Name (DN) of the user to bind to the server with. This user
is needed if anonymous queries to the eDirectory server are not allowed. Note that the
user must have sufficient privileges to obtain all relevant user object information from the
eDirectory server in order to authenticate users. eDirectory users, groups, and containers can be specified by the full distinguished name in LDAP notation, using commas
as delimiters (e.g., CN=administrator,DC=intranet,DC=example,DC=com).
Password: Enter the password of the bind user.
Test server settings: Pressing the Test button performs a bind test with the configured
server. This verifies that the settings on this tab are correct, and the server is up and
accepts connections.
Base DN: The starting point relative to the root of the LDAP tree where the users are
included who are to be authenticated. Note that the base DN must be specified by the full
distinguished name (FDN) in LDAP notation, using commas as delimiters (e.g.,
O=Example,OU=RnD). Base DN may be empty. In this case, the base DN is automatically
retrieved from the directory.
Username: Enter the username of a test user to perform a regular authentication.
Password: Enter the password of the test user.
Authenticate example user: Click the Test button to start the authentication test for
the test user. This verifies that all server settings are correct, the server is up and accepting connections, and users can be successfully authenticated.
3. Click Save.
The server will be displayed in the Servers list.
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Figure 17 Groups: eDirectory Browser of Sophos UTM
5.6.2.2 Active Directory
Active Directory (AD) is Microsoft's implementation of a directory service and is a central component of Windows 2000/2003 servers. It stores information about a broad range of resources
residing on a network, including users, groups, computers, printers, applications, services, and
any type of user-defined objects. As such it provides a means of centrally organizing, managing,
and controlling access to these resources.
The Active Directory authentication method allows you to register Sophos UTM at a Windows
domain, thus creating an object for Sophos UTM on the primary domain controller (DC). UTM
is then able to query user and group information from the domain.
Note – UTM supports Active Directory 2003 and newer.
To configure Active Directory authentication, proceed as follows:
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1. On the Servers tab, click New Authentication Server.
The dialog box Add Authentication Server opens.
2. Make the following settings:
Backend: Select Active Directory as backend directory service.
Position: Select a position for the backend server. Backend servers with lower numbers
will be queried first. For better performance, make sure that the backend server that is
likely to get the most requests is on top of the list.
Server: Select or add an Active Directory server. How to add a definition is explained on
the Definitions & Users > Network Definitions > Network Definitions page.
SSL: Select this option to enable SSL data transfer. The Port will then change from 389
(LDAP) to 636 (ldaps = LDAP over SSL).
Port: Enter the port of the Active Directory server. By default, this is port 389.
Bind DN: The full Distinguished Name (DN) of the user to bind to the server in LDAP
notation. This user is needed if anonymous queries to the Active Directory server are not
allowed. The bind user must have sufficient privileges to obtain all relevant user object
information from the Active Directory server in order to authenticate users; a requirement usually met by the administrator of the domain.
Each DN consists of one or more Relative Distinguished Names (RDN) constructed from
some attributes of the Active Directory user object and includes its username, the node
where it resides, and the top-level DN of the server, all specified in LDAP notation and
separated by commas.
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The username must be the name of the user who is able to access the directory
and is to be specified by the CN designator (e.g., CN=user). While using a popular
account with domain permissions, such as "admin" is possible, it is highly recommended for best practices that the user not have admin rights, as it is sufficient for
them to have read permission on all objects of the subtree starting at the given
base DN.
The information of the node where the user object resides must include all subnodes between the root node and the user object and is usually comprised of socalled organizational units and common name components. Organizational units
(indicated by the combined folder/book icon in the Microsoft Management Console) are to be specified by the OU designator. Note that the order of the nodes is
from the lowest to the highest node, that is, the more specific elements come first
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(e.g., OU=Management_US,OU=Management). On the other hand, default Active
Directory containers (indicated by a simple Folder icon) such as the pre-defined
Users node are to be specified using the CN designator (e.g., CN=Users).
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The top-level DN of the server can consist of several domain components, each
specified by the DC designator. Note that the domain components are given in the
same order as the domain name (for example, if the domain name is
example.com, the DN part would be DC=example,DC=com).
An example bind user DN for a user named administrator whose object is stored in
the Users container in a domain called example.com would look like this:
CN=administrator,CN=Users,DC=example,DC=com
Figure 18 Authentication: Microsoft Management Console
Now, suppose you create an organizational unit called Management with the subnode
Management_US and move the administrator user object into it, the DN of the administrator would change to: CN=administrator,OU=Management_
US,OU=Management,​DC=example,​DC=com
Password: Enter the password of the bind user.
Test server settings: Pressing the Test button performs a bind test with the configured
server. This verifies that the settings on this tab are correct, and the server is up and
accepts connections.
Base DN: The starting point relative to the root of the LDAP tree where the users are
included who are to be authenticated. Note that the base DN must be specified by the full
distinguished name (FDN) in LDAP notation, using commas as delimiters (e.g.,
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O=Example,OU=RnD). Base DN may be empty. In this case, the base DN is automatically
retrieved from the directory.
Username: Enter the username of a test user to perform a regular authentication.
Password: Enter the password of the test user.
Authenticate example user: Click the Test button to start the authentication test for
the test user. This verifies that all server settings are correct, the server is up and accepting connections, and users can be successfully authenticated.
3. Click Save.
The server will be displayed in the Servers list.
Cross Reference – Find information about configuring user authentication with Active Directory in the Sophos Knowledgebase.
U s e r Pr in cip a l N a me
Sometimes users should be required to use the User Principal Name notation 'user@domain'
when entering their credentials, for example when using Exchange servers in combination with
Active Directory servers.
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Clone a desired server to start a new server
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Change Backend to LDAP
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Change User Attribute to >
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Enter userPrincipalname into Custom field.
If not present already, this will set up a 'LDAP Users' group which you will have to use instead of
the 'Active Directory Users' group.
Note – The format domain\user is not supported. Use the format user@domain instead.
5.6.2.3 LDAP
LDAP, an abbreviation for Lightweight Directory Access Protocol, is a networking protocol for
querying and modifying directory services based on the X.500 standard. Sophos UTM uses the
LDAP protocol to authenticate users for several of its services, allowing or denying access
based on attributes or group memberships configured on the LDAP server.
To configure LDAP authentication, proceed as follows:
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1. On the Servers tab, click New Authentication Server.
The dialog box Add Authentication Server opens.
2. Make the following settings:
Backend: Select LDAP as backend directory service.
Position: Select a position for the backend server. Backend servers with lower numbers
will be queried first. For better performance, make sure that the backend server that is
likely to get the most requests is on top of the list.
Server: Select or add an LDAP server. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
SSL: Select this option to enable SSL data transfer. The Port will then change from 389
(LDAP) to 636 (ldaps = LDAP over SSL).
Port: Enter the port of the LDAP server. By default, this is port 389.
Bind DN: The Distinguished Name (DN) of the user to bind to the server with. This user
is mandatory. For security reasons, anonymous queries to the LDAP server are not supported. Note that the user must have sufficient privileges to obtain all relevant user object
information from the LDAP server in order to authenticate users. LDAP users, groups,
and containers can be specified by the full distinguished name in LDAP notation, using
commas as delimiters (e.g.,
CN=administrator,DC=intranet,DC=example,DC=com).
Password: Enter the password of the bind user.
Test server settings: Pressing the Test button performs a bind test with the configured
server. This verifies that the settings on this tab are correct, and the server is up and
accepts connections.
User attribute: Select the user attribute that is to be used as the filter for searching the
LDAP directory. The user attribute contains the actual login name each user is prompted
for, for example by remote access services. The following user attributes can be selected:
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SN (Surname)
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If usernames in your LDAP directory are not stored in any of these forms, select <<Custom>> from the list and enter your custom attribute into the Custom field below. Note that
this attribute must be configured on your LDAP directory.
Base DN: The starting point relative to the root of the LDAP tree where the users are
included who are to be authenticated. Note that the base DN must be specified by the full
distinguished name (FDN) in LDAP notation, using commas as delimiters (e.g.,
O=Example,OU=RnD). Base DN may be empty. In this case, the base DN is automatically
retrieved from the directory.
Username: Enter the username of a test user to perform a regular authentication.
Password: Enter the password of the test user.
Authenticate example user: Click the Test button to start the authentication test for
the test user. This verifies that all server settings are correct, the server is up and accepting connections, and users can be successfully authenticated.
3. Click Save.
The server will be displayed in the Servers list.
5.6.2.4 RADIUS
RADIUS, the acronym of Remote Authentication Dial In User Service is a widespread protocol
for allowing network devices such as routers to authenticate users against a central database.
In addition to user information, RADIUS can store technical information used by network
devices, such as supported protocols, IP addresses, routing information, and so on. This information constitutes a user profile, which is stored in a file or database on the RADIUS server.
The RADIUS protocol is very flexible, and servers are available for most operating systems.
The RADIUS implementation on UTM allows you to configure access rights on the basis of proxies and users. Before you can use RADIUS authentication, you must have a running RADIUS
server on the network. Whereas passwords are encrypted using the RADIUS secret, the username is transmitted in plain text.
To configure RADIUS authentication, proceed as follows:
1. On the Servers tab, click New Authentication Server.
The dialog box Add Authentication Server opens.
2. Make the following settings:
Backend: Select RADIUS as backend directory service.
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Position: Select a position for the backend server. Backend servers with lower numbers
will be queried first. For better performance, make sure that the backend server that is
likely to get the most requests is on top of the list.
Server: Select or add a RADIUS server. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Port: Enter the port of the RADIUS server. By default, this is port 1812.
Shared Secret: The shared secret is a text string that serves as a password between a
RADIUS client and a RADIUS server. Enter the shared secret.
Test server settings: Pressing the Test button performs a bind test with the configured
server. This verifies that the settings on this tab are correct, and the server is up and
accepts connections.
Username: Enter the username of a test user to perform a regular authentication.
Password: Enter the password of the test user.
NAS identifier: Select the appropriate NAS identifier from the list. For more information
see the Note and the table below.
Authenticate example user: Click the Test button to start the authentication test for
the test user. This verifies that all server settings are correct, the server is up and accepting connections, and users can be successfully authenticated.
3. Click Save.
The server will be displayed in the Servers list.
Note – Each user authentication service of Sophos UTM such as PPTP or L2TP querying the
RADIUS server sends a different identifier (NAS identifier) to the RADIUS server. For
example, the PPTP service sends the NAS identifier pptp to the RADIUS server when trying
to authenticate this user.That way, the various services can be differentiated on the RADIUS
server, which is useful for authorization purposes, that is, the granting of specific types of service to a user. Below you can find the list of user authentication services and their corresponding NAS identifier.
User Authentication Service
NAS Identifier
SSL VPN
ssl
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User Authentication Service
NAS Identifier
PPTP
pptp
IPsec
ipsec
L2TP over IPsec
l2tp
SMTP proxy
smtp
User Portal
portal
WebAdmin
webadmin
SOCKS proxy
socks
Web Filter
http
Authentication Client
agent
Wireless Access Points
NAS ID is the wireless network name.
Table 1: RADIUS NAS Identifiers
5.6.2.5 TACACS+
TACACS+ (the acronym of Terminal Access Controller Access Control System) is a proprietary
protocol by Cisco Systems, Inc. and provides detailed accounting information and administrative control over authentication and authorization processes. Whereas RADIUS combines
authentication and authorization in a user profile, TACACS+ separates these operations.
Another difference is that TACACS+ utilizes the TCP protocol (port 49) while RADIUS uses the
UDP protocol.
To configure TACACS+ authentication, proceed as follows:
1. On the Servers tab, click New Authentication Server.
The dialog box Add Authentication Server opens.
2. Make the following settings:
Backend: Select TACACS+ as backend directory service.
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Position: Select a position for the backend server. Backend servers with lower numbers
will be queried first. For better performance, make sure that the backend server that is
likely to get the most requests is on top of the list.
Server: Select or add a TACACS+ server. How to add a definition is explained on the
Definitions & Users > Network Definitions > Network Definitions page.
Port: Enter the port of the TACACS+ server. By default, this is port 49.
Key: Enter the authentication and encryption key for all TACACS+ communication
between Sophos UTM and the TACACS+ server. The value for the key to be entered
here should match the one configured on the TACACS+ server. Enter the key (second
time for verification).
Test server settings: Pressing the Test button performs a bind test with the configured
server. This verifies that the settings on this tab are correct, and the server is up and
accepts connections.
Username: Enter the username of a test user to perform a regular authentication.
Password: Enter the password of the test user.
Authenticate example user: Click the Test button to start the authentication test for
the test user. This verifies that all server settings are correct, the server is up and accepting connections, and users can be successfully authenticated.
3. Click Save.
The server will be displayed in the Servers list.
5.6.3 Single Sign-On
On the Definitions & Users > Authentication Services > Single Sign-On tab you can configure
single sign-on functionality for Active Directory and/or eDirectory.
Activ e D ir e cto r y Sin g le Sig n - O n ( SSO )
Note that the Active Directory SSO facility is currently only used with the Web Filter to provide
single sign-on with browsers that support NTLMv2 or Kerberos authentication.
To activate the single sign-on functionality, UTM must join the Active Directory domain. In order
for the domain joining to work, the following prerequisites must be met:
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There MUST NOT be a time difference of more than five minutes between the gateway
clock and the DC clock.
The UTM hostname must exist in the ADDNS system.
UTM must use the AD DNS as forwarder, or must have a DNS request route for the AD
domain which points to the AD DNS server.
Note – Active Directory Group Membership Synchronization uses the Single Sign-On (SSO)
password to communicate with the AD server. If this password is changed, the new password
needs to be entered and the UTM re-joined, for the UTM to sync with the server again.
To configure Active Directory SSO, do the following:
1. Create an Active Directory server on the Servers tab.
2. Make the following settings:
Domain: Name of the domain (for example intranet.mycompany.com). UTM
searches all DCs retrievable via DNS.
Admin username: User with administrative privileges who is allowed to add computers
to that domain (usually "Administrator").
Password: The password of the admin user.
3. Click Apply.
Your settings will be saved.
Note on Kerberos authentication support: In order for opportunistic SSO Kerberos support to work, the clients MUST use the FQDN hostname of UTM in their proxy settings—using
the IP address will not work. NTLMv2 mode is not affected by this requirement, and will automatically be used if it is not met, or if the browser does not support Kerberos authentication.
e D ir e c to r y Sin g le Sig n - O n ( SSO )
Here, you can configure SSO for eDirectory. If you have configured eDirectory SSO as authentication method in Web Protection > Web Filtering, the eDirectory server selected here will be
used.
To configure eDirectory SSO, do the following:
1. Create an eDirectory server on the Servers tab.
2. Make the following settings:
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Server: eDirectory server for which you want to enable SSO.
Sync interval: Time (in seconds) between two synchronization events between UTM
and eDirectory server.
3. Click Apply.
Your settings will be saved.
5.6.4 One-time Password
On the Definitions & Users > Authentication Services > One-time Password tab you can configure the one-time password (OTP) service, and you can monitor or edit the tokens of the onetime password users. One-time passwords are a method to improve security for passwordbased authentication. The user-specific password, which is sometimes too weak, will be
amended with a one-time password that is valid for only one login. Thus, even if an attacker gets
hold of it, he will not be able to log in with it.
One-time passwords generally change consistently, in regular intervals, being calculated automatically by a specific algorithm. Soon after a new password is calculated, the old password
expires automatically. To calculate one-time passwords, the user needs to have either a mobile
device with an appropriate software, or a special hardware or security token. Hardware tokens
are ready to use from the start. On the mobile device, the end user needs to install Google
Authenticator or a similar software and deploy the configuration, which is available in the User
Portal as a QR code, on the start page or on the OTP Token page (see User Portal page). Having done that, the device calculates one-time passwords in token-specific intervals. It is important that date and time are correct on the mobile device as the time stamp is used for one-time
password generation.
Note – To authenticate on the facilities where the one-time password is required, the user
has to enter his user-specific UTM password, directly followed by the one-time password.
The administrator can also generate one-time passwords, also known as passcodes, manually.
In this case, you have to ensure that these not time-limited one-time passwords are safely transmitted to the end user. This process, however, should only be considered as a temporary solution, for example when a user temporarily has no access to his or her password calculating
device.
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Note – Once an OTP token is created an information icon appears on the right side for each
token. You can view the QR code and its details by clicking on the information icon.
Enabling and Configuring One-time Password Service
To configure the one-time password service, do the following:
1. In the OTP Settings section, make the following settings:
All users must use one-time passwords: By default, this checkbox is enabled and all
users have to use one-time passwords. If only specific users should use one-time passwords, disable the checkbox and select or add users or groups to the box.
Caution – If you disabled the function All users must use one-time passwords, this
automatically affects the Users/Groups in other parts of the UTM. For example,
Reverse Authentication.
Note – The option Create users automatically must be activated for users with
backend authentication. You can find the option under Definitions & Users > Authentication Services > Global Settings > Automatic User Creation.
Auto-create OTP tokens for users: If selected, a QR code for configuring the mobile
device software will be presented to the authorized users the next time they log in to the
User Portal. For this to work, make sure that the users have access to the User Portal
(see Management > User Portal pages). When a user logs in to the User Portal, the
respective token will appear in the OTP Tokens list. Enabling this feature is recommended when you are using soft tokens on mobile devices. If your users only use hardware tokens you should instead disable the checkbox and add or import the tokens
before enabling the OTP feature.
Enable OTP for facilities: Here you select the UTM facilities that should be accessed
with one-time passwords by the selected users. When you select the Auto-create
OTP tokens for users checkbox, the User Portal needs to be enabled for security reasons: As the User Portal gives access to the OTP tokens, it should have no weaker protection itself. To activate OTP for secure shell access, you have to additionally enable
shell access usage for the respective tokens (see Adding or Editing OTP Tokens Manu-
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ally). The corresponding users then have to log in as loginuser with the loginuser password, appended by the one-time password.
Caution – Especially when selecting WebAdmin or Shell Access for OTP usage, you
have to ensure that the selected users have access to the one-time password tokens.
Otherwise you may log them out permanently.
2. In the Timestep Settings section, make the following settings:
Default token timestep: To synchronize one-time password generation on the mobile
device and on the UTM, the timestep has to be identical on both sides. Some hardware
tokens use 60 seconds. Other software OTP tokens use a timestep of 30 seconds which
is the default value here. If the timestep does not match, authentication fails. The value
entered here is used automatically for each new OTP token. The allowed range for the
timestep is 10-120.
Maximum passcode offset: With help of this option you can set the maximum
passcode offset steps. This means if you for example set 3 steps you restrict the clock of a
token to drift no more than 3 timesteps between two logins. The maximum passcode offset requires a range of 0-10.
Maximum initial passcode offset: With help of this option you can set the maximum
initial passcode offset steps. This means if you for example set 10 steps you restrict the
clock of a token to drift no more than 10 timesteps between two logins. The maximum initial passcode offset requires a range of 0-600.
3. Click Apply.
Your settings will be saved.
4. If you use hardware tokens, import or add them into the OTP Tokens section.
Click the Import icon on the top right of the list. Select the method CSV Import. Then
paste the CSV separated data into the text box and click Save.
PSKC Upload: OTP tokens which are using the OATH-TOTP standard are mostly
delivered in a file which contains serial numbers and secrets using PSKC format. For
encrypted files the decryption key is being supplied by out-of-band (paper-based). The
standardized PSKC schema version 1.0 is supported (see https://tools.ietf.org/html/rfc6030).
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Note – Please refer to the following draft for additional information about the
TOTP profile: draft-hoyer-keyprov-pskc-algorithm-profiles-01.txt.
Click the Import icon on the top right of the list. Select the method PSKC Upload. Select
the requested file and click Start Upload. If the file is encrypted, enter the Decryption Key
and click Save.
Note – We do not support public key encryption/authentication, only preshared key
with AES/SHA1.
CSV Import: Use the data received from the hardware token vendor to generate a CSV
file, using semicolons, in UTF-8 encoding. The file needs to contain three columns with
the following content: secret, timestep, and comment. The secret, a unique, device-specific string, is mandatory, and should have a hexadecimal format and a length of minimum
128 bit. The other columns may be empty. If timestep is empty, the default token timestep
defined in the OTP Settings section is used.
After the import/upload you can modify the entries using the Edit icon. Additionally, you
can always add single entries by clicking the Plus icon (see Adding or Editing OTP Tokens
Manually).
5. Enable the one-time password service.
Click the toggle switch on top of the page. The toggle switch turns green.
If Auto-create OTP tokens for users is enabled, as soon as one of the users specified for onetime password authentication logs in to the User Portal for the first time, the UTM auto-creates
the OTP token entry if it was not generated up front. Additionally, the Reset icon of the entry is
enabled.
Using the toggle switch of an entry you can disable it, for example in case the user lost his hardware token. Using the appropriate icon, you can delete an entry, for example if a hardware
token is broken. Be aware that in both cases, if the Auto-create OTP tokens for users option is
enabled, the user can still re-authenticate because he has access to the token secret. In the
OTP Tokens list, a new entry will be displayed.
On the top right of the OTP Tokens list, a search box and navigation icons are available to navigate through and to filter the list.
Cross Reference – Find information about configuring OTP in the Sophos Knowledgebase.
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Ico n s
In the OTP Tokens area are some additional functional icons.
Functional
icons
Meaning
Sets the token to a 'never-used' state, the so-called initial state. If the reset
was performed the user will see the QR code again when logging in to the
User Portal. The reset function is available if the user logged in with
OTP at least one time.
Shows that the token is configured to be used for remote shell access.
Shows that the token information will not be displayed in the User Portal.
Shows additional token codes.
Allows you to show the token time-offsets.
Shows the QR code of the token and its information.
Adding or Editing OTP Tokens Manually
You can add or edit OTP tokens.
Tip – Usually you would not add single OTP tokens but either import them—in case of hardware tokens—or, using mobile devices, automatically generate them, using the Auto-create
OTP tokens for users option.
1. Open the dialog to add or edit the OTP token.
To add an OTP token, click the green Plus icon on the top right of the OTP Tokens list.
To edit an OTP token, click the Edit icon in front of the respective entry in the OTP Tokens
list.
2. Make the following settings:
User: Select or add the user to whom the token should be assigned.
Secret: This is the shared secret of the user's hardware token or soft token. A hardware
token has an unchangeable secret, given by the hardware producer. The soft token is
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created randomly by the UTM, when Auto-create OTP tokens for users is enabled. The
secret should have a hexadecimal format and a length of 128 bit.
Comment (optional): Add a description or other information. This text will be displayed
with the QR code in the User Portal. If you define different tokens for one person, e.g., a
hardware token and a soft token for the mobile phone, it is useful to enter some explanation here as the user will be displayed all QR codes side by side.
3. Optionally, make the following advanced settings:
Use custom token timestep: If you need another timestep for a token than the default
token timestep defined in the OTP Settings section, enable this checkbox and enter the
value. The timestep defined here has to correspond with the timestep of the user's password generation device, otherwise authentication fails.
Hide token information in User Portal: If enabled, the token will not be displayed in
the User Portal. This can be useful for hardware tokens, where no configuration is
needed, or for example when the soft tokens should not be configured by the end-user,
but centrally, by the administrator.
Token can be used for shell access: If enabled, the token can be used for command-line access to the UTM. For this to work, shell access has to be enabled in the
OTP Settings section, and shell access with password authentication has to be enabled
for the UTM in general (see Management > System Settings > Shell Access).
OTP tokens with permission for shell access have a Command Shell icon on the right. For
one-time password shell access, the user then has to log in as loginuser with the
loginuser password, appended by the one-time password.
Additional codes (only when editing an OTP token): You can add one-time passwords
manually for a token. Either click the green Plus icon to enter one one-time password at a
time, or use the Generate button to generate 10 one-time passwords at once. You can
also import or export the one-time passwords using the Action icon. These one-time passwords are not time-limited. A one-time password will be deleted automatically when the
user logged in with it. OTP tokens with additional one-time passwords have a Plus icon on
the right. Hovering the cursor on it shows the list of one-time passwords.
4. Click Save.
Your settings will be saved.
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Synchronizing OTP Token Time
When hardware OTP tokens, their build-in quartz clocks might run slower or faster than 'real
world' clocks. VASCO token specification for example allows a time-drift of about 2 seconds
each day. After some month, the time drift of the hardware token might be so big, that the OTP
code on the token will not match the UTM's calculated OTP anymore and also be so high that it
does not match the default accepted OTP windows of +/- one token code. So the OTP code will
be denied by the UTM.
Each time a user logs on to UTM using a valid hardware token code the UTM calculates
whether the token code is more than one time-step value away or not. If yes, the UTM changes
the token-specific time drift value automatically.
With UTM you can calculate the time-offset and synchronize it. Proceed as follows:
1. In the OTP Tokens area click on the Stopwatch icon.
The check OTP token time-offset dialog box opens. The current offset for this token is displayed.
2. Enter the Token Passcode.
The token passcode is a six digit number created by the hardware device.
3. Click Check.
The result will be displayed after a few seconds. If the passcode was vaild the message
says if and how many timesteps the token is off.
4. If you want to set the offset for the token, click OK.
The token time-offset is updated.
5. Click Cancel.
The dialog box closes.
5.6.5 Advanced
Blo ck Pa s sw o r d G u e s sin g
This function can be used to prevent password guessing. After a configurable number of failed
login attempts (default: 3), the IP address trying to gain access to one of the facilities will be
blocked for a configurable amount of time (default: 600 seconds).
Drop packets from blocked hosts: If enabled, all packets coming from blocked hosts will be
dropped for the specified time. This option serves to avoid DoS attacks.
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Facilities: The check will be performed for the selected facilities.
Never block networks: Networks listed in this box are exempt from this check.
L o c a l Au th e n tica tio n Pa s s w o r d s
Using this option, you can force the use of strong passwords for administrators or locally
registered users having administrative privileges. You can configure password complexity to
adhere to the following security requirements:
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Minimum password length, default is eight characters
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Require at least one lowercase character
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Require at least one uppercase character
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Require at least one numeral
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Require at least one non-alphanumeric character
To enable the selected password properties select the Require complex passwords checkbox
and click Apply.
Ac tiv e D ir e cto r y G r o u p Me mb e r s h ip Sy n c h r o n iz a tio n
Use this option to enable background syncing of AD group membership information.
The UTM can periodically synchronize group membership information and cache it locally to
reduce traffic to the Active Directory server. When this option is enabled, group membership
information will be synchronized with the configured Active Directory Single Sign-On server.
Click Synchronize Now to immediately synchronize group membership information.
Pr e fe tc h D ir e c to r y U s e r s
Users from eDirectory or Active Directory can be synchronized with UTM. This will pre-create
user objects on UTM such that these user objects already exist, when the user logs in. The synchronization process can run weekly or daily.
To enable prefetching, make the following settings:
Server: The drop-down list contains servers that have been created on the Servers tab. Select
a server for which you want to enable prefetching.
Prefetch interval: Select an interval to prefetch users. To run the synchronization weekly,
select the day of the week when synchronization should start. To run the synchronization daily,
select Daily.
Prefetch time: Select a time to prefetch users.
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Groups: To specify which groups should be pre-created, enter the groups here. You can use
the integrated LDAP browser to select these groups.
Enable Backend Sync on Login (optional): With every prefetch event, the Backend sync
option of the involved users (Users & Groups > Users tab) will be set to the value defined here. If
the option is enabled, the users' Backend sync option will be enabled, if the option is disabled,
the users' Backend sync option will be disabled.
Click Apply to save your settings.
Prefetch Now: Click this button to start prefetching immediately.
Open Prefetch Live Log: Click this button to open the prefetch live log.
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This chapter describes how to configure interfaces and network-specific settings in Sophos
UTM. The Network Statistics page in WebAdmin provides an overview of today's top ten
accounting services, top source hosts, and concurrent connections. Each of the sections contains a Details link. Clicking the link redirects you to the respective reporting section of
WebAdmin, where you can find more statistical information.
The following topics are included in this chapter:
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Interfaces
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Quality of Service (QoS)
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Uplink Monitoring
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IPv6
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Static Routing
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Dynamic Routing (OSPF)
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A gateway requires at least two network interface cards to connect an internal LAN to an
external one (e.g., the Internet) in a secure fashion. In the following examples, the network card
eth0 is always the interface connected to the internal network. Network card eth1 is the interface connected to the external network (for example, to the Internet). These interfaces are also
called the trusted and untrusted interfaces, respectively.
Network cards are automatically recognized during the installation. With the Software Appliance, if new network cards are added later, a new installation will be necessary. To reinstall the
system, simply make a backup of your configuration, install the software, and restore your
backup.
The gateway must be the only point of contact between internal and external networks. All data
must pass through UTM. We strongly recommend against connecting both internal and
external interfaces to one hub or switch, except if the switch is configured as a VLAN switch.
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There might be wrong ARP resolutions (Address Resolution Protocol), also known as "ARP
clash", which cannot be administered by all operating systems (for example, such as those from
Microsoft). Therefore, one physical network segment has to be used for each gateway network
interface.
The Interfaces menu allows you to configure and manage all network cards installed on UTM
and also all interfaces with the external network (Internet) and interfaces to the internal networks (LAN, DMZ).
Note – While planning your network topology and configuring UTM, take care to note which
interface is connected to which network. In most configurations, the network interface with
SysID eth1 is chosen as the connection to the external network. In order to install the high
availability (HA) failover, the selected network cards on both systems must have the same
SysID. Installing the HA failover is described in more detail on page Management > High Availability.
The following sections explain how to manage and configure different interface types on the
tabs Interfaces, Additional Addresses, Link Aggregation, Uplink Balancing, Multipath Rules, and
Hardware.
6.1.1 Interfaces
On the Interfaces tab you can configure network cards and virtual interfaces. The list shows the
already defined interfaces with their symbolic name, hardware device, and current addresses.
The interface status is also displayed. By clicking the toggle switch, you can activate and deactivate interfaces. Please note that interface groups do not have a toggle switch.
Tip – When you click the Info icon of an interface definition in the Interfaces list, you can see all
configuration options in which the interface definition is used.
Newly added interfaces may show up as Down while they are in the process of being set up.
You can select to edit and delete interfaces by clicking the respective buttons.
6.1.1.1 Automatic Interface Network Definitions
Each interface on your UTM has a symbolic name and a hardware device assigned to it. The
symbolic name is used when you reference an interface in other configuration settings. For
each interface, a matching set of network definitions is automatically created by UTM:
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A definition containing the current IP address of the interface, its name consisting of the
interface name and the (Address) suffix.
A definition containing the network attached to the interface, its name consisting of the
interface name and the (Network) suffix. This definition is not created for Point-to-Point
(PPP) type interfaces.
A definition containing the broadcast address of the interface, its name consisting of the
interface name and the (Broadcast) suffix. This definition is not created for Point-to-Point
(PPP) type interfaces.
When the interface uses a dynamic address allocation scheme (such as DHCP or remote
assignment), these definitions are automatically updated. All settings referring to these definitions, for example firewall and NAT rules, will also automatically be updated with the changed
addresses.
One interface with the symbolic name Internal is already predefined. It is the management interface and will typically be used as the "internal" UTM interface. If you want to rename it, you
should do so right after the installation.
6.1.1.2 Interface Types
The following list shows which interface types can be added to UTM, and what type of hardware
is needed to support them:
Group: You can organize your interfaces in groups. In appropriate configurations, you can
then select a single interface group instead of multiple interfaces individually.
3G/UMTS: This is an interface based on a USB modem stick. The stick needs to be plugged in
and UTM needs to be rebooted before interface creation.
DSL (PPPoA/PPTP): PPP over ATM. A DSL PPPoA device lets you attach your gateway to
PPP-over-ATM compatible DSL lines. These devices use the PPTP protocol to tunnel IP packets. They require a dedicated Ethernet connection (they cannot co-exist with other interfaces
on the same hardware). You must attach a DSL modem to the interfaces network segment.
The network parameters for these device types can be assigned by the remote station (typically, your ISP). In addition, you need to enter username and password for your ISP account.
You also need to enter the IP address of your modem. This address is usually hardwired in the
modem and cannot be changed. To communicate with the modem, you have to enter a NIC IP
address and netmask. The modem's IP address must be inside the network defined by these
parameters. The Ping Address must be a host on the other side of the PPTP link that responds
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to ICMP ping requests. You can try to use the DNS server of your ISP. If this address cannot be
pinged, the connection is assumed to be dead, and will be reinitiated.
DSL (PPPoE): PPP over Ethernet. A DSL PPPoE device lets you attach your gateway to PPPover-Ethernet compatible DSL lines. These devices require a dedicated Ethernet connection
(they cannot co-exist with other interfaces on the same hardware). You must attach a DSL
modem to the interfaces network segment. The network parameters for these device types can
be assigned by the remote station (typically, your ISP). In addition, you need to enter username
and password for your ISP account.
Ethernet DHCP: This is a standard Ethernet interface with DHCP.
Ethernet: This is a normal Ethernet interface, with 10, 100, or 1000 Mbit/s bandwidth.
Ethernet Bridge: This is a Ethernet interface using a bridge to connect Ethernet networks or
segments to each other.
Ethernet VLAN: VLAN (Virtual LAN) is a method to have multiple layer-2 separated network
segments on a single hardware interface. Every segment is identified by a "tag", which is just an
integer number. When you add a VLAN interface, you will create a "hardware" device that can
be used to add additional interfaces (aliases), too. PPPoE and PPPoA devices cannot be run
over VLAN virtual hardware.
Modem (PPP): This type of interface lets you connect UTM to the Internet through a PPP
modem. For the configuration you need a serial interface and an external modem on the UTM.
And you also need the DSL access data including username and password. You will get these
data from your (ISP).
Ab o u t Fle x ib le Slo ts
Certain types of Sophos hardware appliances allow to easily change interface hardware by
providing so-called slots where slot modules can be inserted and switched flexibly. If such hardware is being used, WebAdmin displays the slot information along with the hardware interfaces.
This looks for example like eth1 [A6] Intel Corporation 82576 Gigabit Network Connection,
where the slot information is provided in the square brackets, A6 being the 6th port in slot A. Currently, up to three slots are possible, labeled A-C with up to eight ports each. Onboard interface
cards will be labeled [MGMT1] and [MGMT2].
Slot information is provided in the following places of WebAdmin:
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Interfaces & Routing > Interfaces > Interfaces
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Interfaces & Routing > Interfaces > Hardware
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Throughout WebAdmin in Hardware drop-down lists and lists where hardware interface
information is displayed
For up-to-date information on which appliance types come with flexible slots, please refer to the
Sophos UTM webpage.
6.1.1.3 Group
You can combine two or more interfaces to a group. Groups can ease your configuration tasks.
When creating multipath rules, you need to configure a group if you want to balance traffic over
a defined group of uplink interfaces only instead of using all uplink interfaces.
To configure a Group interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select Group from the drop-down list.
Interfaces: Add the interfaces to be grouped.
Comment (optional): Add a description or other information.
3. Click Save.
The group is added to the interface list. Groups do not have a status.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
6.1.1.4 3G/UMTS
Sophos UTM supports network connections via 3G/UMTS USB sticks.
To configure a 3G/UMTS interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select 3G/UMTS from the drop-down list.
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Hardware: Select a USB modem stick from the drop-down list. Note that you need to
reboot after you plugged the USB stick in.
Network: Select the mobile network type, which is either GSM/W-CDMA, CDMA, or
LTE.
IPv4/IPv6 default GW (optional): Select this option if you want to use the default gateway of your provider.
PIN (optional): Enter the PIN of the SIM card if a PIN is configured.
APN Autoselect: (optional): By default, the APN (Access Point Name) used is retrieved
from the USB modem stick. If you unselect the checkbox, enter APN information into the
APN field.
Username/Password (optional): If required, enter a username and password for the
mobile network.
Dial String (optional): If your provider uses a different dial string, enter it here. Default is
*99#.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Init String: Enter the string to initialize the USB modem stick. Remember that it might
become necessary to adjust the init string to the USB modem stick. In this case, the init
string can be gathered from the associated USB modem stick manual. If you do not have
the required documentation available, keep the default setting ATZ.
Reset String: Enter the reset string for the USB modem stick. Keep in mind that it might
be necessary to adjust the reset string to the USB modem stick. In this case you can
gather it from the associated USB modem stick manual. If you do not have the required
documentation available, keep the default setting ATZ.
MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface).By default, an MTU of 1500 bytes is
set for the 3G/UMTS interface type.
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Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
Asymmetric (optional): Select this option if your connection's uplink and downlink bandwidth are not identical and you want the Dashboard to reflect this. Then, two textboxes
are displayed, allowing you to enter the maximum uplink bandwidth in either MB/s or
KB/s. Select the appropriate unit from the drop-down list.
Displayed Max (optional): Here you can enter the maximum downlink bandwidth of
your connection, if you want the Dashboard to reflect it. The bandwidth can be given in
either MB/s or KB/s. Select the appropriate unit from the drop-down list.
4. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
5. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
6.1.1.5 Ethernet
To configure a network card for a static Ethernet connection to an internal or external network,
you must configure the network card with an IP address and netmask.
To configure a static Ethernet interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select Ethernet from the drop-down list.
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Hardware: Select an interface from the drop-down list.
Tip – For an external connection (e.g., to the Internet) choose the network card with
SysID eth1. Please note that one network card cannot be used as both an Ethernet
interface and a PPP over Ethernet (PPPoE DSL) or PPTP over Ethernet (PPPoA DSL)
connection simultaneously.
Dynamic IP Activate if you want to use a dynamic IP address.
IPv4/IPv6 address: Enter the IP address of the interface.
Netmask: Select a network mask (IPv4) and/or enter an IPv6 network mask.
IPv4/IPv6 default GW (optional): Select this option if you want to use a statically defined
default gateway.
Default GW IP (optional): Enter the IP address of the default gateway.
Note – You can configure an interface to have an IPv4 and an IPv6 address simultaneously.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Hostname: If your ISP requires to receive the hostname of your system, enter it here.
MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface).By default, an MTU of 1500 bytes is
set for the Ethernet interface type.
Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
Proxy ARP: To enable the function, select the checkbox. By default, the Proxy ARP function is disabled (Off).This option is available on broadcast-type interfaces. When you
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switch it on, UTM will "attract" traffic on that interface for hosts "behind" it and pass it on. It
will do that for all hosts that it has a direct interface route for. This allows you to build
"transparent" network bridging while still doing firewalling. Another use for this feature is
when your ISP's router just puts your "official" network on its Ethernet interface (does not
use a host route).
Asymmetric (optional): Select this option if your connection's uplink and downlink bandwidth are not identical and you want the Dashboard to reflect this. Then, two textboxes
are displayed, allowing you to enter the maximum uplink bandwidth in either MB/s or
KB/s. Select the appropriate unit from the drop-down list.
Displayed Max (optional): Here you can enter the maximum downlink bandwidth of
your connection, if you want the Dashboard to reflect it. The bandwidth can be given in
either MB/s or KB/s. Select the appropriate unit from the drop-down list.
4. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
5. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
6.1.1.6 Ethernet Bridge
Bridging is a packet forwarding technique primarily used in Ethernet networks. Unlike routing,
bridging makes no assumptions about where in a network a particular address is located.
Instead, it depends on broadcasting to locate unknown devices.
Through bridging, several Ethernet networks or segments can be connected to each other.
The data packets are forwarded through bridging tables, which assign the MAC addresses to a
bridge port. The resulting bridge will transparently pass traffic across the bridge interfaces.
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Note – Such traffic must explicitly be allowed by means of appropriate firewall rules. Most virtual hosts do not permit MAC address changes or promiscuous mode by default on their virtual interfaces. For bridging to work on virtual hosts, make sure that on the virtual host MAC
address validation is disabled and promiscuous mode is allowed.
Note – If you had an configured bridge in UTM version 9.2 under the Interfaces & Routing >
Bridging > Status tab, this configuration will be displayed and marked with a note of the former
version under the interface overview.
To configure a Ethernet Bridge, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select Ethernet Bridge from the drop-down list.
Note – If you edit an existing interface you can change the type and convert the interface into an Ethernet Bridge. After the conversion a note will be displayed under the
changed interface in the interface overview. An converted Ethernet Bridge can also be
converted back to an Ethernet interface.
Bridge selected NICs: You can select individual NICs that should form the bridge. This
requires that there are unused network interface cards available. Select one or more of
them to form the bridge. It is also possible to specify a Convert Interface that will be
copied to the new bridge.
Dynamic IP Activate if you want to use a dynamic IP address.
IPv4 Address: Enter the IP address of the interface.
Note – IP address 0.0.0.0 is possible in Ethernet Bridge. In this case you have an
bridge without address.
Netmask: Select a network mask (IPv4) and/or enter an IPv6 network mask.
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IPv4/IPv6 default GW (optional): Select this option if you want to use a statically defined
default gateway.
Default GW IP (optional): Enter the IP address of the default gateway.
Note – You can configure an interface to have an IPv4 and an IPv6 address simultaneously.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface).By default, an MTU of 1500 bytes is
set for the Ethernet interface type.
Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
Proxy ARP: To enable the function, select the checkbox. By default, the Proxy ARP function is disabled (Off).This option is available on broadcast-type interfaces. When you
switch it on, UTM will "attract" traffic on that interface for hosts "behind" it and pass it on. It
will do that for all hosts that it has a direct interface route for. This allows you to build
"transparent" network bridging while still doing firewalling. Another use for this feature is
when your ISP's router just puts your "official" network on its Ethernet interface (does not
use a host route).
4. Optionally, make the following advanced bridge settings:
Allow ARP broadcasts: This function allows you to configure whether global ARP
broadcasts should be forwarded by the bridge. If enabled, the bridge will allow broadcasts to the MAC destination address FF:FF:FF:FF:FF:FF. This, however, could be
used by an alleged attacker to gather various information about the network cards
employed within the respective network segment or even the security product itself.
Therefore, the default setting is not to let such broadcasts pass the bridge.
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Spanning Tree Protocol: Enabling this option will activate the Spanning Tree Protocol
(STP). This network protocol detects and prevents bridge loops.
Caution – Be aware that the Spanning Tree Protocol is known to provide no security,
therefore attackers may be able to alter the bridge topology.
Ageing Timeout: The amount of time in seconds after which an inactive MAC address
will be deleted. The default time is 300 seconds.
Allow IPv6 Pass Through: Enabling this option will allow IPv6 traffic to pass the bridge
without any inspection.
Virtual MAC Address: Here you can enter a static MAC address for the bridge. By
default (and as long as the entry is 00:00:00:00:00:00), the bridge uses the lowest MAC
address of all member interfaces.
Forwarded EtherTypes: By default, a bridge configured on the Sophos UTM only forwards IP packets. If you want additional protocols to be forwarded, you have to add their
EtherType to this box. The types have to be entered as four-digit hexadecimal numbers.
Popular examples are AppleTalk (type 809B), Novell (type 8138), or PPPoE (types 8863
and 8864). A typical use case would be a bridge between your RED interfaces which
should forward additional protocols between the connected networks.
5. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
6. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
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6.1.1.7 Ethernet VLAN
In order to connect UTM to the virtual LANs, the system requires a network card with a tag-capable driver. A tag is a 2-byte header attached to packets as part of the Ethernet header. The tag
contains the number of the VLAN that the packet should be sent to: the VLAN number is a 12-bit
number, allowing up to 4095 virtual LANs. In WebAdmin this number is referred to as the VLAN
tag.
Note – Sophos maintains a list of supported tag-capable network interface cards. The Hardware Compatibility List (HCL) is available at the Sophos Knowledgebase. Use "HCL" as
search term to locate the corresponding page.
To configure an Ethernet VLAN interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select Ethernet VLAN from the drop-down list.
Hardware: Select an interface from the drop-down list.
Dynamic IP: Select this option if you want to use a dynamic IP address.
VLAN Tag: Enter the VLAN tag to use for this interface.
IPv4/IPv6 address: Enter the IP address of the interface.
Netmask: Select a network mask (IPv4) and/or enter an IPv6 network mask.
IPv4/IPv6 default GW (optional): Select this option if you want to use a statically defined
default gateway.
Default GW IP (optional): Enter the IP address of the default gateway.
Note – You can configure an interface to have an IPv4 and an IPv6 address simultaneously.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
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MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface). By default, an MTU of 1500 bytes is
set for the Ethernet VLAN interface type.
Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
Proxy ARP: To enable the function, select the checkbox. By default, the Proxy ARP function is disabled (Off).This option is available on broadcast-type interfaces. When you
switch it on, UTM will "attract" traffic on that interface for hosts "behind" it and pass it on. It
will do that for all hosts that it has a direct interface route for. This allows you to build
"transparent" network bridging while still doing firewalling. Another use for this feature is
when your ISP's router just puts your "official" network on its Ethernet interface (does not
use a host route).
Asymmetric (optional): Select this option if your connection's uplink and downlink bandwidth are not identical and you want the Dashboard to reflect this. Then, two textboxes
are displayed, allowing you to enter the maximum uplink bandwidth in either MB/s or
KB/s. Select the appropriate unit from the drop-down list.
Displayed Max (optional): Here you can enter the maximum downlink bandwidth of
your connection, if you want the Dashboard to reflect it. The bandwidth can be given in
either MB/s or KB/s. Select the appropriate unit from the drop-down list.
4. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
5. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
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To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
6.1.1.8 DSL (PPPoE)
The configuration will require the DSL connection information, including username and password, provided by your ISP. VDSL is also supported by this interface type.
Note – Once the DSL connection is activated, the UTM will be connected to your ISP 24 hours
a day. You should therefore ensure that your ISP bills on a flat-rate or bandwidth-based system rather than based on connection time.
To configure a DSL (PPPoE) interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select DSL (PPPoE) from the drop-down list.
Hardware: Select an interface from the drop-down list.
VDSL: Select this checkbox if and only if your connection is a VDSL connection. The
MTU changes to 1476.
Static PPPoE IP (optional): Select the checkbox if you have a static IP address assigned
by your ISP, and enter the IP address and corresponding netmask into the appearing
textboxes.
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IPv4/IPv6 Address: Enter the IP address of the interface.
Netmask: Select a netmask from the drop-down list and/or enter an IPv6 netmask.
Note – You can configure an interface to have an IPv4 and an IPv6 address simultaneously.
IPv4/IPv6 Default GW (optional): Select this option if you want to use the default gateway of your provider.
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Username: Enter the username, provided by your ISP.
Password: Enter the password, provided by your ISP.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface). By default, an MTU of 1492 bytes is
set for the DSL (PPPoE) interface type.
Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
VLAN tag (only if VDSL is enabled): Enter the VLAN tag to be added to the PPPoE packets. For the correct tag, refer to your VDSL provider. Default is 7, which is currently used
for the PPPoE connection of the Deutsche Telekom.
Daily reconnect: Define at what time you want the connection to close and reopen. You
can select either Never or pick a specific time.
Reconnect delay: Here you can change the reconnect delay. By default, it is set to 5
Seconds. If your ISP demands a longer delay you can set it to One Minute or Fifteen
Minutes.
Asymmetric (optional): Select this option if your connection's uplink and downlink bandwidth are not identical and you want the Dashboard to reflect this. Then, two textboxes
are displayed, allowing you to enter the maximum uplink bandwidth in either MB/s or
KB/s. Select the appropriate unit from the drop-down list.
Displayed Max (optional): Here you can enter the maximum downlink bandwidth of
your connection, if you want the Dashboard to reflect it. The bandwidth can be given in
either MB/s or KB/s. Select the appropriate unit from the drop-down list.
Multilink: If enabled, you can bundle multiple PPP connections. A multilink
PPP connection only works if your ISP supports Multilink PPP.
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Multilink slaves: Select the interfaces you want to bundle with the hardware selected
above to one multilink.
4. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
5. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
6.1.1.9 DSL (PPPoA/PPTP)
To configure a connection using the PPP over ATM Protocol (PPPoA), you will need an unused
Ethernet interface on the UTM as well as an external ADSL modem with an Ethernet port. The
connection to the Internet proceeds through two separate connections. Between the UTM and
the ADSL modem, a connection using the PPTP over Ethernet Protocol is established. The
ADSL modem is, in turn, connected to the ISP using the PPP over ATM Dialing Protocol.
The configuration will require the DSL connection information, including username and password, provided by your Internet Service Provider (ISP).
Note – Once the DSL connection is activated, the UTM will be connected to your ISP 24 hours
a day. You should therefore ensure that your ISP bills on a flat-rate or bandwidth-based system rather than based on connection time.
To configure a DSL (PPPoA/PPTP) interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the interface.
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Type: Select DSL (PPPoA/PPTP) from the drop-down list.
Hardware: Select an interface from the drop-down list.
IPv4/IPv6 default GW (optional): Select this option if you want to use the default gateway of your provider.
Username: Enter the username, provided by your ISP.
Password: Enter the password, provided by your ISP.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Modem IP: Enter the IP address of your ADSL modem here. This address will usually be
provided by your ISP or the modem hardware and cannot be changed. Example:
10.0.0.138 (with AonSpeed).
NIC address: Enter the IP address of the network card on the UTM which is attached to
the modem here. This address must be in the same subnet as the modem. Example:
10.0.0.140 (with AonSpeed).
NIC netmask: Enter the network mask to use here. Example: 255.255.255.0 (with
AonSpeed).
Ping address (optional): Enter the IP address of a host on the Internet that responds to
ICMP ping requests. In order to test the connection between the UTM and the external
network, you have to enter an IP address of a host on the other side of the PPTP link. You
can try to use the DNS server of your ISP. The UTM will send ping requests to this host: if
no answer is received, the connection will be broken.
MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface). By default, an MTU of 1492 bytes is
set for the DSL (PPPoA) interface type.
Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
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Daily reconnect: Define at what time you want the connection to close and reopen. You
can select either Never or pick a specific time.
Reconnect delay: Here you can change the reconnect delay. By default, it is set to 5
Seconds. If your ISP demands a longer delay you can set it to One Minute or Fifteen
Minutes.
Asymmetric (optional): Select this option if your connection's uplink and downlink bandwidth are not identical and you want the Dashboard to reflect this. Then, two textboxes
are displayed, allowing you to enter the maximum uplink bandwidth in either MB/s or
KB/s. Select the appropriate unit from the drop-down list.
Displayed Max (optional): Here you can enter the maximum downlink bandwidth of
your connection, if you want the Dashboard to reflect it. The bandwidth can be given in
either MB/s or KB/s. Select the appropriate unit from the drop-down list.
4. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
5. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
6.1.1.10 Modem (PPP)
For the configuration you need a serial interface and an external PPP modem on the UTM. And
you also need the DSL access data including username and password. You will get these data
from your Internet Service Provider (ISP).
To configure a Modem (PPP) interface, proceed as follows:
1. On the Interfaces tab, click New Interface.
The Add Interface dialog box opens.
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2. Make the following settings:
Name: Enter a descriptive name for the interface.
Type: Select Modem (PPP) from the drop-down list.
Hardware: Select an interface from the drop-down list.
IPv4/IPv6 default GW (optional): Select this option if you want to use the default gateway of your provider.
Username: Enter the username, provided by your ISP.
Password: Enter the password, provided by your ISP.
Dial String: Enter the phone number. Example: 5551230
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Line Speed: Set the speed in bits per seconds for the connection between the UTM and
the modem. Common values are 57,600 Bits/s and 115,200 Bits/s.
Flow Control: Select the method to control the data flow.
If the data is transferred via the serial connection it might happen that the system cannot
process incoming data fast enough. To ensure that no data is lost, this method of controlling the data flow becomes necessary. With the serial connection two methods are
available:
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Hardware signals
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Software signals
Since in a PPP connection all eight bits are used for the data transfer line and the transferred data contains the bytes of the command signs Control S and Control Q, we recommend keeping the default setting Hardware and using a serial connection cable.
Init String: Enter the string to initialize the modem. Remember that it might become
necessary to adjust the init string to the modem. In this case, the init string can be
gathered from the associated modem manual. If you do not have the required documentation available, keep the default setting ATZ.
Reset String: Enter the reset string for the modem. Keep in mind that it might be necessary to adjust the reset string to the modem. In this case you can gather it from the asso-
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ciated modem manual. If you do not have the required documentation available, keep the
default setting ATZ.
MTU: Enter the maximum transmission unit for the interface in bytes. You must enter a
value fitting your interface type here if you want to use traffic management. A sensible
value for the interface type is entered by default. Changing this setting should only be
done by technically adept users. Entering wrong values here can render the interface
unusable. An MTU size greater than 1500 bytes must be supported by the network operator and the network card (e.g., Gigabit interface).By default, an MTU of 1492 bytes is
set for the Modem (PPP) interface type.
Default route metric: Enter the default route metric for the interface. The metric value
is used to distinguish and prioritize routes to the same destination and is valid for all interfaces.
Asymmetric (optional): Select this option if your connection's uplink and downlink bandwidth are not identical and you want the Dashboard to reflect this. Then, two textboxes
are displayed, allowing you to enter the maximum uplink bandwidth in either MB/s or
KB/s. Select the appropriate unit from the drop-down list.
Displayed Max (optional): Here you can enter the maximum downlink bandwidth of
your connection, if you want the Dashboard to reflect it. The bandwidth can be given in
either MB/s or KB/s. Select the appropriate unit from the drop-down list.
4. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
5. Enable the interface.
Click the toggle switch to activate the interface.
The interface is now enabled (toggle switch is green). The interface might still be displayed as being Down. The system requires a short time to configure and load the settings. Once the Up message appears, the interface is fully operable.
To show only interfaces of a certain type, select the type of the interfaces you want to have displayed from the drop-down list. To either edit or delete an interface, click the corresponding buttons.
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6.1.2 Additional Addresses
One network card can be configured with additional IP addresses (also called aliases). This function allows you to manage multiple logical networks on one physical network card. It can also be
used to assign further addresses to a UTM running NAT (Network Address Translation).
To configure additional addresses on standard Ethernet interfaces, proceed as follows:
1. On the Additional Addresses tab, click New Additional Address.
The Add Additional Address dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the new additional address.
On Interface: Select an interface from the drop-down list to which the address is to be
assigned.
IPv4/IPv6 Address: Enter the additional IP address of the interface.
Netmask: Select a netmask from the drop-down list and/or enter an IPv6 netmask.
Note – You can configure an interface to have an IPv4 and an IPv6 address simultaneously.
Comment (optional): Add a description or other information.
3. Click Save.
The system will now check the settings for validity. After a successful check the new interface will appear in the interface list. The interface is not yet enabled (toggle switch is
gray).
4. Enable the additional address.
Click the toggle switch to activate the additional address.
The additional address is now enabled (toggle switch is green). The additional address
might still be displayed as being Down. The system requires a short time to configure and
load the settings. Once the Up message appears, the additional address is fully operable.
To either edit or delete an additional address, click the corresponding buttons.
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6.1.3 Link Aggregation
Link aggregation, which is also known as "port trunking" or "NIC bonding", allows you to aggregate multiple Ethernet network ports into one virtual interface. The aggregated ports appear as a
single IP address to your system. Link aggregation is useful to increase the link speed beyond
the speed of any one single NIC or to provide basic failover and fault tolerance by redundancy in
the event any port or switch fails. All traffic that was being routed over the failed port or switch is
automatically re-routed to use one of the remaining ports or switches. This failover is completely
transparent to the system using the connection.
Note – In a high-availability environment, Ethernet connections can even be on different HA
units.
You can define up to four different link aggregation groups. A group can consist of one or multiple interfaces.
To create a link aggregation group (LAG), proceed as follows:
1. For each LAG, select the interfaces you want to add.
A group can consist of a configured interface and/or one or more unconfigured interfaces.
To use a configured interface, select it from the Convert Interface drop-down list. To use
unconfigured interfaces, select the respective checkbox(es).
2. Enable the LAG.
Activate a group by clicking the button Enable this group.
Once the link aggregation group has been configured, a new LAG interface (e.g., lag0)
becomes available for selection if you are going to create an interface definition on the
Interfaces tab. On top of the bonding interface you can create one of the following:
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Ethernet Static
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Ethernet VLAN
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Ethernet DHCP
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To disable a LAG, clear the checkboxes of the interfaces that make up the LAG, click Update this
Group, and confirm the warning message. The status of the LAG interface is shown on the Support > Advanced > Interfaces Table tab.
6.1.4 Uplink Balancing
With the uplink balancing function you can combine more than one Internet uplink, either for having backup uplinks available or for using load balancing among multiple uplinks. Combining up to
32 different uplinks is supported. Note that with BasicGuard subscription, only two uplinks can
be combined.
Uplink balancing is automatically enabled when you assign a default gateway to an interface in
addition to an already existing interface with a default gateway. All interfaces possessing a
default gateway will be added to the Active Interfaces box and uplink balancing automatically
organizes the balancing between those interfaces from then on. Any other interface with a
default gateway will automatically be added, too.
On the Multipath Rules tab you can define specific rules for the traffic to be balanced.
To manually set up uplink balancing, proceed as follows:
1. Enable uplink balancing.
Click the toggle switch.
The toggle switch turns amber and the Uplink Balancing area becomes editable.
2. Select active interfaces.
Add one or more interfaces by clicking the Folder icon and dragging interfaces from the
object list. With multiple interfaces, traffic coming from clients is balanced by source, i.e.,
all traffic coming from one source uses the same interface, whereas traffic from another
source can be sent to another interface. If one of the interfaces is unavailable, traffic will
be taken over by the remaining interface(s).
Note – Initially, when uplink balancing has been enabled automatically, the Active Interfaces list already contains all interfaces having a default gateway. If you remove an interface from the list, the Default gateway checkbox of the interface will automatically be
unselected. Thus, every interface having a default gateway has to be either on this list
or on the Standby Interfaces box below. However, you can add interfaces without
default gateway and enter the default gateway address later on.
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Note – The sequence of the interfaces is important: In configurations where only one
interface can be used, and for packets sent from the UTM itself, by default the first available active interface is used. You can change the interface sequence by clicking the
Sort icons in the box.
Using the Edit Scheduler icon on the box header, you can set individual balancing behavior and interface persistence of the active interfaces:
Weight: Weight can be set from 0 to 100 and specifies how much traffic is processed by
an interface relative to all other interfaces. A weighted round robin algorithm is used for
this, a higher value meaning that more traffic is routed to the respective interface. The values are evaluated relative to each other so they need not add up to 100. Instead, you can
have a configuration for example, where interface 1 has value 100, interface 2 has value
50 and interface 3 has value 0. Here, interface 2 gets only half the traffic of interface 1,
whereas interface 3 only comes into action when none of the other interfaces is available.
A value of zero means that always another interface with a higher value is chosen if available.
Persistence: Interface persistence is a technique which ensures that traffic having specific attributes is always routed over the same uplink interface. Persistence has a default
timeout of one hour.
3. Select standby interfaces (optional).
Here, you can optionally add failover interfaces that should only come into action if all active interfaces become unavailable. In this case, the first available standby interface in the
given order will be used. You can change the interface sequence by clicking the Sort
icons in the box.
4. Change monitoring settings (optional).
By default, Automatic monitoring is enabled to detect possible interface failures. This
means that the health of all uplink interfaces is monitored by having them contact a specific host on the Internet at an interval of 15 seconds. By default, the monitoring host is the
third ping-allowing hop on the route to one of the root DNS servers. However, you can
define the hosts for monitoring the server pool yourself. For these hosts you can select
another service instead of ping, and modify the monitoring interval and timeout.
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If the monitoring hosts do not send a response anymore, the respective interface is
regarded as dead and not used anymore for distribution. On the Dashboard, in the Link
column of the interface, Error will be displayed.
Note – Automatically, the same monitoring settings are used for both uplink monitoring
(Uplink Monitoring > Advanced) and uplink balancing (Interfaces > Uplink Balancing).
5. Click Apply.
Your settings will be saved.
The toggle switch turns green.
A new virtual network interface named Uplink Interfaces is automatically created and now available for use by other functions of the Sophos UTM, e.g. IPsec rules. The virtual network interface Uplink Interfaces comprises all uplink interfaces added to the interface list.
Additionally, a new network group named Uplink Primary Addresses is automatically created
and now available for use by other functions of the Sophos UTM, e.g. firewall rules. It refers to
the primary addresses of all Uplink Interfaces.
In case of an interface failure, open VPN tunnels can be automatically re-established over the
next available interface provided DynDNS is used or the remote server accepts the IP
addresses of all uplink interfaces. As a prerequisite, the IPsec rule must use the Uplink Interfaces as Local interface.
Defining Monitoring Hosts
To define hosts for monitoring the server pool yourself, proceed as follows:
1. Unselect the Automatic monitoring checkbox.
The Monitoring hosts box becomes editable.
2. Add monitoring hosts.
Select or add one or more hosts that you want to use for monitoring instead of random
hosts. If an interface is monitored by more than one host, it will only be regarded as dead
if all monitoring hosts do not respond in the defined time span. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions page.
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Note – If a selected host is bound to an interface, it will only be used to monitor this interface. If a host is not bound to an interface, it will be used to monitor all interfaces. Interfaces not covered by the selected hosts will be monitored by automatic monitoring.
Click the Monitoring Settings icon in the box header to set the monitoring details:
Monitoring type: Select the service protocol for the monitor checks. Select either TCP
(TCP connection establishment), UDP (UDP connection establishment), Ping (ICMP
Ping), HTTP Host (HTTP requests), or HTTPS Host (HTTPS requests) for monitoring.
When using UDP a ping request will be sent initially which, if successful, is followed by a
UDP packet with a payload of 0. If ping does not succeed or the ICMP port is unreachable, the connection is regarded as down.
Port (only with monitoring types TCP and UDP): Port number the request will be sent to.
URL (optional, only with monitoring types HTTP/S Host): URL to be requested. You can
use other ports than the default ports 80 or 443 by adding the port information to the
URL, e.g., http://example.domain:8080/index.html. If no URL is entered, the
root directory will be requested.
Interval: Enter a time interval in seconds at which the hosts are checked.
Timeout: Enter a maximum time span in seconds for the monitoring hosts to send a
response. If all monitoring hosts of an interface do not respond during this time, the interface will be regarded as dead.
3. Click Apply.
Your settings will be saved.
6.1.5 Multipath Rules
On the Interfaces & Routing > Interfaces > Multipath Rules tab you can set rules for uplink balancing. The rules are applied to the active interfaces on the Uplink Balancing tab when there is
more than one interface to balance traffic between. Without multipath rules, all services are balanced by source, i.e., all traffic coming from one source uses the same interface, whereas traffic
from another source can be sent to another interface. Multipath rules allow you to change this
default interface persistence.
Note – Multipath rules can be set up for the service types TCP, UDP, or IP.
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To create a multipath rule, proceed as follows:
1. On the Multipath Rules tab, click New Multipath Rule.
The Add Multipath Rule dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the multipath rule.
Position: The position number, defining the priority of the rule. Lower numbers have
higher priority. Rules are matched in ascending order. Once a rule has matched, rules
with a higher number will not be evaluated anymore. Place the more specific rules at the
top of the list to make sure that more vague rules match last.
Source: Select or add a source IP address or network to match.
Service: Select or add the network service to match.
Destination: Select or add a destination IP address or network to match.
Tip – How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Itf. persistence: Interface persistence is a technique which ensures that traffic having
specific attributes is always routed over the same uplink interface. Persistence has a
default timeout of one hour, however you can change this timeout on the Uplink Balancing tab. You can decide what should be the basis for persistence:
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By connection: (default) Balancing is based on the connection, i.e., all traffic
belonging to a particular connection uses the same interface, whereas traffic of
another connection can be sent to another interface.
By source: Balancing is based on the source IP address, i.e., all traffic coming
from one source uses the same interface, whereas traffic from another source can
be sent to another interface.
Note – Basically, persistence by source cannot work when using a proxy
because the original source information is lost. The HTTP proxy however is an
exception: Traffic generated by the HTTP proxy will match against the original client source IP address and thus complies with interface persistence rules By
source, too.
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By destination: Balancing is based on the destination IP address, i.e., all traffic
going to one destination uses the same interface, whereas traffic to another destination can be sent to another interface.
By source/destination: Balancing is based on the source/destination IP
address combination, i.e., all traffic coming from a specific source A and going to a
specific destination B uses the same interface. Traffic with another combination
can be sent to another interface. Also, please notice the note above.
By interface: Select an interface from the Bind Interface drop-down list. All traffic
applying to the rule will be routed over this interface. In case of an interface failure
and if no subsequent rules match, the connection falls back to default behavior.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Balanced to (not with persistence by interface): Add an interface group to the field. All
traffic applying to the rule will be balanced over the interfaces of this group. By default,
Uplink Interfaces is selected, so connections are balanced over all uplink interfaces.
Skip rule on interface error (only available if the Itf. Persistence is set to By Interface):
If selected, in case of an interface failure, the next matching multipath rule will be used for
the traffic. If unselected, no other multipath rule will be used for the defined traffic in case
of an interface failure. This for example makes sense when you want to ensure that
SMTP traffic is only sent from a specific static IP address to prevent your emails from
being classified as spam by the recipients due to an invalid sender IP address.
4. Click Save.
The new multipath rule is added to the Multipath Rules list.
Enable the multipath rule.
5. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.The rule is now enabled (toggle switch is green).
To either edit or delete a rule, click the corresponding buttons.
6.1.6 Hardware
The Interfaces & Routing > Interfaces > Hardware tab lists all configured interfaces showing
information such as the Ethernet mode of operation or the MAC address. On UTM hardware
devices, for each interface, auto negotiation can be enabled or disabled.
Auto Negotiation: Usually, the Ethernet mode of operation (1000BASE-T full-duplex,
100BASE-T full-duplex, 100BASE-T half-duplex, 10BASE-T full-duplex, 10BASE-T half-
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duplex, and so on) between two network devices is automatically negotiated by choosing the
best possible mode of operation supported by both devices, where higher speed (e.g. 1000
Mbit/sec) is preferred over lower speed (e.g. 100 Mbit/sec), and full duplex is preferred over
half duplex at the same speed.
Caution – For proper 1000 Mbit/sec operation, auto negotiation is always required and mandatory by IEEE Std 802.3ab. Thus, be careful to never switch Auto Negotiation off for any interface with Link mode 1000BASE-T. The timing of your network link may fail, causing service
degradation or failure. For 100 Mbit/sec and 10 Mbit/sec operation, auto negotiation is
optional, but still recommended for use whenever possible.
Auto negotiation is enabled by default. In the rare case that you need to switch it off, click the Edit
button of the corresponding interface card and change the setting in the appearing dialog box
Edit NIC Parameters via the drop-down list Link Mode. Note that the drop-down list is only available with UTM hardware devices. Click Save to save your changes.
Caution – Be careful when disabling auto negotiation, as this might lead to mismatches, resulting in a significant performance decrease or even disconnect. If the respective network interface card is your interface to WebAdmin you may lose access to WebAdmin!
In case one of your interfaces lost its network link due to manipulation of auto negotiation or
speed settings, just changing the settings back will typically not bring the interface back to normal operation: Changing auto negotiation or speed settings on disconnected interfaces is not
reliable. Therefore first switch on auto negotiation and then reboot UTM to bring back normal
operation.
HA Link Monitoring: If high availability is enabled, all configured interfaces are monitored for
link status. In case of a link failure, a takeover is triggered. If a configured interface is not always
connected (e.g. management interface) please disable HA link monitoring for the corresponding interface. Otherwise all HA nodes will stay in status UNLINKED. To disable HA link
monitoring click the Edit button of the corresponding interface card and change the setting in the
appearing dialog box Edit NIC Parameters. Click Save to save your changes.
Set Virtual MAC: Sometimes it is useful to be able to change the MAC address of a device. For
example, there are some ISPs where the modem must be reset when the device connected to it
changes and by that the MAC address of that device. By setting the MAC address to the value of
the former device, a reset of the modem can be avoided.
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UTM, however, does not overwrite the original MAC address of the device but instead sets a virtual MAC address. To do so, click the Edit button of the corresponding interface card. In the
appearing dialog box Edit NIC Parameters, select the checkbox Set Virtual MAC and enter a
valid MAC address. Click Save to save your changes.
To restore the original MAC address, click the Edit button of the corresponding interface card.
In the appearing dialog box Edit NIC Parameters, unselect the checkbox Set Virtual MAC. Click
Save to save your changes.
6.2 Quality of Service (QoS)
Generally speaking, Quality of Service (QoS) refers to control mechanisms to provide better service to selected network traffic, and to provide priority in terms of guaranteed bandwidths in particular. In Sophos UTM, priority traffic is configured on the Quality of Service (QoS) tabs, where
you can reserve guaranteed bandwidths for certain types of outbound network traffic passing
between two points in the network, whereas shaping of inbound traffic is optimized internally by
various techniques such as Stochastic Fairness Queuing (SFQ) or Random Early Detection
(RED).
6.2.1 Status
The Quality of Service (QoS) > Status tab lists the interfaces for which QoS can be configured.
By default, QoS is disabled for each interface.
To configure QoS for an interface, proceed as follows:
1. Click the Edit button of the respective interface.
The Edit Interface dialog box opens.
2. Make the following settings:
Downlink mbit/sec/Uplink mbit/sec: Enter the uplink and downlink bandwidth (in
Mbit/s) provided by your ISP. For example, for a 5 Mbit/s Internet connection for both
uplink and downlink, enter 5. Values between 1 and 10000 are allowed.
If you have a fluctuating bandwidth, enter the lowest value that is guaranteed by your
ISP. For example, if you have a 5 Mbit/s Internet connection for both uplink and downlink
with a variation of 0.8 Mbit/s, enter 4.3 Mbit/s. Note that if the available bandwidth
becomes temporarily higher than the configured lowest guaranteed value, the gateway
can make a projection taking the new bandwidth into account, so that the percentage
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bandwidth for the priority traffic will be increased as well; unfortunately, this does not
work vice versa.
Limit Uplink: Selecting this option tells the QoS function to use the configured downlink
and uplink bandwidth as the calculation base for prioritizing traffic that passes this interface. The Limit Uplink option is selected by default and should be used for the following
interface types:
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Ethernet Static interface (with a router sitting in between the gateway and the Internet—the bandwidth provided by the router is known)
Ethernet VLAN interface (with a router sitting in between the gateway and the
Internet—the bandwidth provided by the router is known)
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DSL (PPPoE)
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DSL (PPPoA)
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Modem (PPP)
Unselect the Limit Uplink checkbox for these interfaces whose traffic shaping calculation
base can be determined by the maximum speed of the interface. However, this only
applies to the following interface types:
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Ethernet Static interface (directly connected to the Internet)
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Ethernet VLAN interface (directly connected to the Internet)
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Ethernet DHCP
For interfaces with no specific uplink limit given, the QoS function shapes the entire traffic
proportionally. For example, if you have configured 512 Kbit/s for VoIP traffic on a Ethernet DHCP interface and the available bandwidth has decreased by half, then 256
Kbit/s would be used for this traffic (note that proportional shaping works in both directions in contrast to interfaces that rely on a fix maximum limit).
Download Equalizer: If enabled, Stochastic Fairness Queuing (SFQ) and Random
Early Detection (RED) queuing algorithms will avoid network congestion. In case the configured downlink speed is reached, packets from the most downlink consuming stream
will be dropped.
Upload Optimizer: If enabled, this option will automatically prioritize outgoing TCP connection establishments (TCP packets with SYN flag set), acknowledgment packets of
TCP connections (TCP packets with ACK flag set and a packet length between 40 and
60 bytes) and DNS lookups (UDP packets on port 53).
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3. Click Save.
Your settings will be saved.
4. Enable QoS for the interface.
Click the toggle switch of the interface.
The toggle switch turns green.
6.2.2 Traffic Selectors
A traffic selector can be regarded as a QoS definition which describes certain types of network
traffic to be handled by QoS. These definitions later get used inside the bandwidth pool definition. There you can define how this traffic gets handled by QoS, like limiting the overall bandwidth or guarantee a certain amount of minimum bandwidth.
To create a traffic selector, proceed as follows:
1. On the Traffic Selector tab, click New Traffic Selector.
The Add Traffic Selector dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this traffic selector.
Selector type: You can define the following types:
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Traffic selector: Using a traffic selector, traffic will be shaped based on a single
service or a service group.
Application selector: Using an application selector, traffic will be shaped based
on applications, i.e. which traffic belongs to which application, independent from
the port or service used.
Group: You can group different service and application selectors into one traffic
selector rule. To define a group, there must be some already defined single selectors.
Source: Add or select the source network for which you want to enable QoS.
Service: Only with Traffic selector. Add or select the network service for which you want
to enable QoS. You can select among various predefined services and service groups.
For example, select VoIP protocols (SIP and H.323) if you want to reserve a fixed bandwidth for VoIP connections.
Destination: Add or select the destination network for which you want to enable QoS.
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Tip – How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Control by: Only with Application selector. Select whether to shape traffic based on its
application type or by a dynamic filter based on categories.
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Applications: The traffic is shaped application-based. Select one or more applications in the box Control these applications.
Dynamic filter: The traffic is shaped category-based. Select one or more categories in the box Control these categories.
Control these applications/categories: Only with Application selector. Click the
Folder icon to select applications/categories. A dialog window opens, which is described
in detail in the next section.
Productivity: Only with Dynamic filter. Reflects the productivity score you have
chosen.
Risk: Only with Dynamic filter. Reflects the risk score you have chosen.
Note – Some applications cannot be shaped. This is necessary to ensure a flawless
operation of Sophos UTM. Such applications miss a checkbox in the application table of
the Select Application dialog window, e.g. WebAdmin, Teredo and SixXs (for IPv6
traffic), Portal (for User Portal traffic), and some more. When using dynamic filters,
shaping of those applications is also prevented automatically.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
TOS/DSCP (only with selector type Traffic Selector): In special cases it can be useful to
distinguish traffic to be handled by QoS not only by its source, destination, and service but
additionally based on its TOS or DSCP flags in the IP header.
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Off: With this default option all traffic matching the source, service and destination
selected above will be handled by QoS.
TOS bits: Select this option if you want to restrict the traffic handled by QoS to IP
packets with specific TOS bits (Type of Service) settings. You can choose between
the following settings:
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Normal service
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Minimize monetary cost
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Maximize reliability
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Maximize throughput
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DSCP bits: Select this option if you want to restrict the traffic handled by QoS to IP
packets with specific DSCP bits (Differentiated Services Code Point) settings. You
can either specify a single DSCP Value (an integer in the range from 0-63) or
select a predefined value from the DSCP Class list (e.g., BE default dscp
(000000)).
Amount of data sent/received: Select the checkbox if you want the traffic selector to
match based on the amount of bytes transferred by a connection so far. With this feature
you can e.g. limit the bandwidth of large HTTP uploads without constraining regular
HTTP traffic.
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Sent/Received: From the drop-down list, select More than to define the traffic
selector only for connections which exceed a certain amount of traffic. Select Less
than to define it for connections with less traffic so far.
kByte: Enter the threshold for the amount of traffic.
Helper: Some services use dynamic port ranges for data transmission. For each connection, the ports to be used are negotiated between the endpoints via a control channel.
The UTM uses a special connection tracking helper monitoring the control channel to
determine which dynamic ports are being used. To include the traffic sent through the
dynamic ports in the traffic selector, select Any in the Service box above, and select the
respective service from the Helper drop-down list.
4. Click Save.
The new selector appears on the Traffic Selectors list.
If you defined many traffic selectors, you can combine multiple selectors inside a single traffic
selector group, to make the configuration more convenient.
This traffic selector or traffic selector group can now be used in each bandwidth pool. These
pools can be defined on the Bandwidth Pools tab.
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Th e Se le c t Ap p lica tio n o r C a te g o r y D ia lo g W in d o w
When creating application control rules you need to choose applications or application categories from a dialog window called Select one or more applications/categories to control.
The table in the lower part of the dialog window displays the applications you can choose from
or which belong to a defined category. By default, all applications are displayed.
The upper part of the dialog window provides three configuration options to limit the number of
applications in the table:
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Category: Applications are grouped by category. This list contains all available categories. By default, all categories are selected, which means that the table below displays
all applications available. If you want to limit the displayed applications to certain categories, click into the category list and select only one or more categories relevant to you.
Productivity: Applications are also classified by their productivity impact which means
how much they influence productivity. Example: Salesforce, a typical business software,
has the score 5 which means its usage adds to productivity. On the contrary, Farmville,
an online game, has the score 1 which means its usage is counterproductive. The network service DNS has the score 3 which means its productivity impact is neutral.
Risk: Applications are also classified by the risk they carry when used with regard to malware, virus infections, or attacks. A higher number means a higher risk.
Tip – Each application has an Info icon which, when clicked, displays a description of the
respective application. You can search the table by using the filter field in the table header.
Now, depending on the type of control you selected in the Create New Traffic Selector dialog
box, do the following:
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Control by dynamic filter: Select the categories from the Category box and click Apply to
adopt the selected categories to your rule.
Control by application: From the table, select the applications you want to control by clicking the checkbox in front. Click Apply to adopt the selected applications to your rule.
After clicking Apply, the dialog window closes and you can continue to edit the settings of your
traffic selector rule.
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6.2.3 Bandwidth Pools
On the Quality of Service (QoS) > Bandwidth Pools tab you can define and manage bandwidth
pools for bandwidth management. With a bandwidth pool, you reserve a guaranteed bandwidth for a specific outgoing traffic type, optionally limited by a maximum bandwidth limit.
To create a bandwidth pool, proceed as follows:
1. On the Bandwidth Pools tab, select an interface.
From the Bound to interface drop-down list, select the interface for which you want to create a bandwidth pool.
2. Click New Bandwidth Pool.
The Add Bandwidth Pool dialog box opens.
3. Make the following settings:
Name: Enter a descriptive name for this bandwidth pool.
Position: The position number, defining the priority of the bandwidth pool. Lower numbers have higher priority. Bandwidth pools are matched in ascending order. Once a bandwidth pool has matched, bandwidth pools with a higher number will not be evaluated anymore. Place the more specific pools at the top of the list to make sure that more vague
pools match last. For example, if you have configured a traffic selector for web traffic
(HTTP) in general and for web traffic to a particular host, place the bandwidth pool that
uses the latter traffic selector on top of the bandwidth pool list, that is, select position 1 for
it.
Bandwidth: Enter the uplink bandwidth (in Kbit) you want to reserve for this bandwidth
pool. For example, if you want to reserve 1 Mbit/s for a particular type of traffic, enter
1024.
Note – You can only assign up to 90 % of the entire available bandwidth to a bandwidth
pool. The gateway always reserves 10 % of the bandwidth for so-called unshaped
traffic. To stay with the example above, if your uplink Internet connection is 5 Mbit/s and
you want to assign as much bandwidth as possible to VoIP traffic, you can at most enter
a value of 4608 Kbit/s.
Specify upper bandwidth limit: The value you entered in the Bandwidth field above
represents the guaranteed bandwidth to be reserved for a specific kind of traffic.
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However, a bandwidth pool usually allocates more bandwidth for its traffic if available. If
you want a particular traffic not to consume more than a certain amount of your bandwidth, select this option to restrict the allocation of bandwidth to be used by this bandwidth
pool to an upper limit.
Traffic selectors: Select the traffic selectors you want to use for this bandwidth pool.
Comment (optional): Add a description or other information.
4. Click Save.
The new bandwidth pool appears on the Bandwidth Pools list.
Enable the rule.
5. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.The rule is now enabled (toggle switch is green).
To either edit or delete a bandwidth pool, click the corresponding buttons.
6.2.4 Download Throttling
On the Quality of Service (QoS) > Download Throttling tab you can define and manage rules to
throttle incoming traffic. If packets are coming in faster than the configured threshold, excess
packets will be dropped immediately without being listed in the firewall rules log file. As a result of
TCP congestion avoidance mechanisms, affected senders should reduce their sending rates in
response to the dropped packets.
To create a download throttling rule, proceed as follows:
1. On the Download Throttling tab, select an interface.
From the Bound to interface drop-down list, select the interface for which you want to create a download throttling rule.
2. Click New Download Throttling Rule.
The Add Throttling Rule dialog box opens.
3. Make the following settings:
Name: Enter a descriptive name for this download throttling rule.
Position: The position number, defining the priority of the rule. Lower numbers have
higher priority. Rules are matched in ascending order. Once a rule has matched, rules
with a higher number will not be evaluated anymore. Place the more specific rules at the
top of the list to make sure that more vague rules match last.
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Limit (kbit/s): The upper limit (in Kbit) for the specified traffic. For example, if you want
to limit the rate to 1 Mbit/s for a particular type of traffic, enter 1024.
Limit: Combination of traffic source and destination where the above defined limit should
apply:
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shared: The limit is equally distributed between all existing connections. I.e., the
overall download rate of the traffic defined by this rule is limited to the specified
value.
each source address: The limit applies to each particular source address.
each destination address: The limit applies to each particular destination
address.
each source/destination: The limit applies to each particular pair of source or
destination address.
Traffic selectors: Select the traffic selectors for which you want to throttle the download
rates. The defined limit will be divided between the selected traffic selectors.
Comment (optional): Add a description or other information.
4. Click Save.
The new download throttling rule appears on the Download Throttling list.
Enable the rule.
5. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.The rule is now enabled (toggle switch is green).
To either edit or delete a rule, click the corresponding buttons.
6.2.5 Advanced
Ke e p c la ssific a tio n a fte r e n c a p s u la tio n
Select this checkbox if you want to make sure that after encapsulation a packet will still match the
traffic selector of the original service if no other traffic selector matches.
The assignment of an encapsulated IP packet to a traffic selector works as follows:
1. The original IP packet is compared with the existing traffic selectors in the given order.
The packet is assigned to the first matching traffic selector (e.g., Internal -> HTTP ->
Any).
2. The IP packet gets encapsulated, and the service changes (e.g., to IPsec).
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3. The encapsulated packet is compared with the existing traffic selectors in the given order.
The packet is assigned to the first matching traffic selector (e.g., Internal -> IPsec -> Any).
4. If no traffic selector matches, the assignment depends on the Keep classification after
encapsulation option:
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If the option is selected, the encapsulated packet will be assigned to the traffic
selector found in step 1.
If the option is not selected, the encapsulated packet will not be assigned to any
traffic selector and therefore cannot be part of a bandwidth pool.
Exp lic it C o n g e stio n N o tifica tio n s u p p o r t
ECN (Explicit Congestion Notification) is an extension to the Internet Protocol and allows endto-end notifications of network congestion without dropping packets. ECN only works if both
endpoints of a connection successfully negotiate to use it. Selecting this checkbox, the UTM will
send the information that it is willing to use ECN. If the other endpoint agrees, they will exchange
ECN information. Note that the underlying network and involved routers must support ECN as
well.
6.3 Uplink Monitoring
The menu Interfaces & Routing > Uplink Monitoring gives you the possibility to monitor your
uplink connection and to define certain actions which will be automatically applied in case the
connection status changes.
For example, you can automatically turn on a backup VPN tunnel using another link, or disable
an alias IP address so that it will trigger a monitoring service.
6.3.1 Global
On the Uplink Monitoring > Global tab you can enable or disable uplink monitoring.
To enable uplink monitoring, click the toggle switch.
The toggle switch turns green.
If uplink monitoring is enabled, the Uplink Status section shows all current uplink interfaces and
their statuses:
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ONLINE: The uplink connection is established and functional.
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DOWN: Either the uplink interface is disabled administratively, or—in case of a dynamic
interface—the remote PPP or DHCP server is not reachable.
STANDBY: The interface is defined as a standby interface on the Interfaces > Uplink
Balancing tab, and it is currently not in use.
Note – If uplink balancing is enabled, the uplinks will always be monitored, even if uplink monitoring is disabled. Therefore, even if uplink monitoring is disabled, the uplink interfaces are displayed on this page when uplink balancing is enabled. In this case, the monitoring settings can
be modified on the Interfaces > Uplink Balancing tab.
6.3.2 Actions
On the Interfaces & Routing > Uplink Monitoring > Actions tab you can define actions that will be
automatically applied in case the uplink connection status changes. For example, you might
want to disable an additional address, when your uplink connection is down.
To create a new action, do the following:
1. On the Actions tab, click New Action.
The dialog box Create New Action If Uplink Goes Offline opens.
2. Make the following settings:
Name: Enter a descriptive name for the action.
Type: Select the connection type for which you want to define an action.
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IPsec tunnel: Select this option from the drop-down list if you want to define an
action for an IPsec tunnel.
Additional address: Select this option from the drop-down list if you want to
define an action for an additional address.
IPsec tunnel: (Only available with Type IPsec Tunnel.) If there are any IPsec tunnels
defined, you can select one of them here. For more information on IPsec tunnels see
chapter Remote Access > IPsec.
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Add. address: (Only available with Type Additional Address.) If there are any additional
addresses defined, you can select one of them here. For more information on additional
addresses see chapter Interfaces & Routing > Interfaces > Additional Addresses.
Action: You can either select Enable or Disable here, which means that, in case of an
uplink interruption, the above selected IPsec tunnel or additional address is going to be
enabled or disabled.
Comment (optional): Add a description or other information.
3. Click Save.
The action will be saved and applied in case the uplink connection is interrupted.
To either edit or delete an action, click the corresponding buttons.
6.3.3 Advanced
On the Uplink Monitoring > Advanced tab you can disable automatic monitoring of the uplink connection and define one or more hosts instead which are used for monitoring.
By default, Automatic monitoring is enabled to detect possible interface failures. This means
that the health of all uplink interfaces is monitored by having them contact a specific host on the
Internet at an interval of 15 seconds. By default, the monitoring host is the third ping-allowing
hop on the route to one of the root DNS servers. However, you can define the hosts for monitoring the server pool yourself. For these hosts you can select another service instead of ping,
and modify the monitoring interval and timeout.
The monitoring hosts will then be contacted in certain periods and if none of them is reachable,
the uplink connection is regarded as down. Subsequently, the actions defined on the Actions tab
will be carried out.
Note – Automatically, the same monitoring settings are used for both uplink monitoring
(Uplink Monitoring > Advanced) and uplink balancing (Interfaces > Uplink Balancing).
To use your own hosts for monitoring, do the following:
1. Unselect the Automatic monitoring checkbox.
The Monitoring hosts box becomes editable.
2. Add monitoring hosts.
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Select or add one or more hosts that you want to use for monitoring instead of random
hosts. If an interface is monitored by more than one host, it will only be regarded as dead
if all monitoring hosts do not respond in the defined time span. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions page.
Note – If a selected host is bound to an interface, it will only be used to monitor this interface. If a host is not bound to an interface, it will be used to monitor all interfaces. Interfaces not covered by the selected hosts will be monitored by automatic monitoring.
Click the Monitoring Settings icon in the box header to set the monitoring details:
Monitoring type: Select the service protocol for the monitor checks. Select either TCP
(TCP connection establishment), UDP (UDP connection establishment), Ping (ICMP
Ping), HTTP Host (HTTP requests), or HTTPS Host (HTTPS requests) for monitoring.
When using UDP a ping request will be sent initially which, if successful, is followed by a
UDP packet with a payload of 0. If ping does not succeed or the ICMP port is unreachable, the connection is regarded as down.
Port (only with monitoring types TCP and UDP): Port number the request will be sent to.
URL (optional, only with monitoring types HTTP/S Host): URL to be requested. You can
use other ports than the default ports 80 or 443 by adding the port information to the
URL, e.g., http://example.domain:8080/index.html. If no URL is entered, the
root directory will be requested.
Interval: Enter a time interval in seconds at which the hosts are checked.
Timeout: Enter a maximum time span in seconds for the monitoring hosts to send a
response. If all monitoring hosts of an interface do not respond during this time, the interface will be regarded as dead.
3. Click Apply.
Your settings will be saved.
6.4 IPv6
Since version 8, Sophos UTM supports IPv6, the successor of IPv4.
The following functions of UTM fully or partly support IPv6.
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SLAAC (Stateless Address Autoconfiguration) and DHCPv6 client support for all
dynamic interface types
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DHCP server
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BGP
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OSPF
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IPS
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Firewall
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NAT
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ICMP
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Server Load Balancing
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Web Filter
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Application Control
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Web Application Firewall
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SMTP
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IPsec (Site-to-site only)
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Syslog server
6.4.1 Global
On the IPv6 > Global tab you can enable IPv6 support for Sophos UTM. Moreover, if enabled,
IPv6 information is provided here, e.g., status information or prefix delegation information.
IPv6 support is disabled by default. To enable IPv6, do the following:
1. On the Global tab, enable IPv6.
Click the toggle switch.
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The toggle switch turns green. If IPv6 has never been enabled or configured before, the
Connectivity area displays the string None.
As soon as IPv6 is enabled, you will find several network and other object definitions referring
explicitly to IPv6 around WebAdmin. You can generally use them as you are used to from IPv4
objects.
Note – If IPv6 is enabled, the icons of network objects and the like bear an additional mark
that tells you whether the respective object is an IPv6 object or IPv4 object or both.
6.4.2 Prefix Advertisements
On the IPv6 > Prefix Advertisements tab you can configure your Sophos UTM to assign clients
an IPv6 address prefix which in turn enables them to pick an IPv6 address by themselves. Prefix
advertisement (or router advertisement) is an IPv6 feature where routers (or in this case the
UTM) behave like a DHCP server in IPv4, in a way. However, the routers do not assign IPs directly to clients. Instead, clients in an IPv6 network assign themselves a so-called link-local
address for the primary communication with the router. The router then tells the client the prefix
for its network segment. Subsequently, the clients generate an IP address consisting of the prefix and their MAC address.
To create a new prefix, do the following:
1. On the Prefix Advertisements tab, click New Prefix.
The dialog box Add Prefix opens.
2. Make the following settings:
Interface: Select an interface that has an IPv6 address with a 64 bit netmask configured.
DNS server 1/2 (optional): The IPv6 addresses of the DNS servers.
Domain (optional): Enter the domain name that will be transmitted to the clients (e.g.,
intranet.example.com).
Valid lifetime: The time the prefix is to be valid. Default is 30 days.
Preferred lifetime: The time after which another prefix, whose preferred lifetime has
not yet expired, is to be selected by the client. Default is 7 days.
3. Optionally, make the following advanced settings:
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Stateless integrated server: This option is selected by default. Creating a prefix advertisement automatically starts a DHCPv6 server. Note that this DHCPv6 configuration is
hidden and therefore not visible or editable via the DHCP configuration menu.
Managed (stateful): This option is not available when Stateless integrated server is
selected. It allows to start stateful DHCPv6 server in the same interface with prefix advertisement. You can configure a DHCPv6 server under the Network Services > DHCP >
Servers tab.
Other config: This option is not available when Stateless integrated server is selected. It
ensures that a given DNS server and domain name are additionally announced via
DHCPv6 for the given prefix. This is useful since, at the moment, there are too few clients
which are able to fetch the DNS information from the prefix advertisement (RFC 5006/
RFC 6106).
4. Click Save.
The new prefix configuration appears on the Prefix Advertisements list.
6.4.3 Renumbering
On the IPv6 > Renumbering tab you can allow automatic renumbering of IPv6 addresses managed by the UTM in case of a prefix change. Additionally, you can renumber IPv6 addresses
manually.
The following IPv6 addresses will be modified:
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Primary and secondary interface addresses
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DHCPv6 server ranges and mappings
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DNS mappings
An IPv6 prefix provided via tunnel brokerage will not be renumbered.
Au to ma tic IPv6 R e n u mb e r in g
By default, IPv6 addresses managed by your UTM are automatically renumbered in the event
that the IPv6 prefix changes. Prefix changes are initiated by your ISP via DHCPv6 prefix delegation. To deactivate renumbering, unselect the checkbox and click Apply.
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You can renumber particular IPv6 addresses managed by the UTM manually. This can be useful if you change your ISP, and your new provider assigns a new IPv6 prefix statically to you
instead of automatically via DHCPv6.
1. Specify the current prefix of the IPv6 addresses to be renumbered.
Enter the prefix into the Old prefix field.
2. Specify the new prefix.
Enter the prefix into the New prefix field.
3. Click Apply.
All IPv6 addresses with the defined current prefix will be renumbered using the new prefix.
6.4.4 6to4
On the IPv6 > 6to4 tab you can configure your Sophos UTM to automatically tunnel IPv6
addresses over an existing IPv4 network. With 6to4, every IPv4 address has a /48 prefix from
the IPv6 network to which it is mapped. The resulting IPv6 address consists of the prefix 2002
and the IPv4 address in hexadecimal notation.
Note – You can either have 6to4 enabled or Tunnel Broker.
To enable IP address tunneling for a certain interface, do the following:
1. On the 6to4 tab, enable 6to4.
Click the toggle switch.
The toggle switch turns amber and the 6to4 area and the Advanced area become editable.
2. Select an interface.
Select an interface from the Interface drop-down list which has a public IPv6 address configured.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green and the interface status is displayed on the Global tab.
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You can change the Server Address to use a different 6to4 relay server. For that, enter a new
Server Address and click Apply to save your settings.
6.4.5 Tunnel Broker
On the IPv6 > Tunnel Broker tab you can enable the use of a tunnel broker. Tunnel brokerage is
a service offered by some ISPs which allows you to access the Internet using an IPv6 address.
Note – You can either have 6to4 enabled or Tunnel Broker.
Sophos UTM supports the following tunnel brokers:
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Teredo (only anonymous)
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Freenet6 (by GoGo6) (anonymous or with user account)
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SixXS (user account necessary)
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Hurricane Electric (user account necessary)
To use a tunnel broker, do the following:
1. On the Tunnel Broker tab, enable the use of tunnel broker.
Click the toggle switch.
The toggle switch turns green and the Tunnel Broker area and the Advanced area
become editable. The tunnel broker is immediately active using anonymous authentication at Teredo. The connection status is displayed on the Global tab.
If you use SixXS tunnels and the IPv6 connection gets lost the SixXS tunnels do not restart automatically. In this case check the log files which appear in Logging & Reporting > View Log Files >
Today's Log Files.
Tu n n e l Br o k e r
You can change the default tunnel broker settings.
Authentication: Select an authentication method from the drop-down list.
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Anonymous: Using this method you do not need a user account at the respective
broker. The IP address assigned will be, however, temporary.
User: You need to register at the respective broker to get a user account.
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Broker: You can select another broker from the drop-down list.
Username (only available with User): Provide your username for the respective broker.
Password (only available with User): Provide your password for the username.
Click Apply to save your settings.
Ad v a n c e d
Here you can provide another server address for your selected tunnel broker.
Click Apply to save your settings.
6.5 Static Routing
Every computer connected to a network uses a routing table to determine the path along which
an outbound data packet must be sent to reach its destination. For example, the routing table
contains the information whether the destination address is on the local network or if the data
packet must be forwarded to a router. If a router is involved, the table contains information
about which router is to be used for which network.
Two types of routes can be added to the routing table of Sophos UTM: standard static routes
and policy routes. With static routes, the routing target is exclusively determined by the packet's
destination address. With policy routes, however, it is possible to make routing decisions based
on the source interface, source address, service, or destination address.
Note – You do not need to set additional routes for networks attached to UTM's interfaces, as
well as default routes. The system inserts these routes automatically.
6.5.1 Standard Static Routes
The system automatically inserts routing entries into the routing table for networks that are directly connected to the system. Manual entries are necessary in those cases where there is an
additional router which is to be accessed via a specific network. Routes for networks, that are
not directly connected and that are inserted to the routing table via a command or a configuration file, are called static routes.
To add a standard static route, proceed as follows:
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1. On the Standard Static Routes tab click New Static Route.
The Add Static Route dialog box opens.
2. Make the following settings:
Route type: The following route types are available:
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Interface route: Packets are sent out on a particular interface. This is useful in
two cases. First, for routing on dynamic interfaces (PPP), because in this case the
IP address of the gateway is unknown. Second, for defining a default route having
a gateway located outside the directly connected networks.
Gateway route: Packets are sent to a particular host (gateway).
Blackhole route: Packets are discarded silently. This is useful in connection with
OSPF or other dynamic adaptive routing protocols to avoid routing loops, route
flapping, and the like.
Network: Select the destination networks of data packets UTM must intercept.
Interface: Select the interface through which the data packets will leave UTM (only available if you selected Interface Route as route type).
Gateway: Select the gateway/router to which UTM will forward data packets (only available if you selected Gateway Route as route type).
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced setting:
Metric: Enter a metric value which can be an integer from 0 to 4294967295 with a
default of 5. The metric value is used to distinguish and prioritize routes to the same destination. A lower metric value is preferred over a higher metric value. IPsec routes automatically have the metric 0.
4. Click Save.
The new route appears on the Standard Static Route list.
5. Enable the route.
Click the toggle switch to activate the route.
To either edit or delete a route, click the corresponding buttons.
6.5.2 Policy Routes
When a router receives a data packet, it normally decides where to forward it based on the destination address in the packet, which is then used to look up an entry in a routing table. However,
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in some cases, there may be a need to forward the packet based on other criteria. Policy-based
routing allows for forwarding or routing of data packets according to your own policies.
To add a policy route, proceed as follows:
1. On the Policy Routes tab click New Policy Route.
The Add Policy Route dialog box opens.
2. Make the following settings:
Position: The position number, defining the priority of the policy route. Lower numbers
have higher priority. Routes are matched in ascending order. Once a route has matched,
routes with a higher number will not be evaluated anymore.
Route type: The following route types are available:
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Interface route: Packets are sent out on a particular interface. This is useful in
two cases. First, for routing on dynamic interfaces (PPP), because in this case the
IP address of the gateway is unknown. Second, for defining a default route having
a gateway located outside the directly connected networks.
Gateway route: Packets are sent to a particular host (gateway).
Source interface: The interface on which the data packet to be routed has arrived. The
Any setting applies to all interfaces.
Source network: The source network of the data packets to be routed. The Any setting
applies to all networks.
Service: The service definition that matches the data packet to be routed. The dropdown list contains all predefined services as well as the services you have defined yourself. These services allow you to specify precisely which kind of traffic should be processed. The Any setting matches any combination of protocols and source and destination ports.
Destination network: The destination network of the data packets to be routed. The
Any setting applies to all networks.
Target interface: The interface for the data packets to be sent to (only available if you
selected Interface Route as route type).
Gateway: Select the gateway/router to which the gateway will forward data packets
(only available if you selected Gateway Route as route type).
Comment (optional): Add a description or other information.
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3. Click Save.
The new route appears on the Policy Routes list.
4. Enable the route.
Click the toggle switch to activate the route.
To either edit or delete a route, click the corresponding buttons.
6.6 Dynamic Routing (OSPF)
The Open Shortest Path First (OSPF) protocol is a link-state hierarchical routing protocol
primarily used within larger autonomous system networks. Sophos UTM supports OSPF version 2. Compared to other routing protocols, OSPF uses cost as its routing metric. The cost of
an OSPF-enabled interface is an indication of the overhead required to send packets across a
certain interface. The cost of an interface is inversely proportional to the bandwidth of that interface. Therefore, a higher bandwidth indicates a lower cost. For example, there is more overhead (higher cost) and time delays involved in crossing a 56 Kbit/s serial line than crossing a 10
Mbit/s Ethernet line.
The OSPF specification does not specify how the cost of an attached network should be computed—this is left to the vendor. Therefore you are free to define your own computation formula. However, if your OSPF network is adjacent to other networks that have cost already
defined, you are advised to apply the same computation base.
By default, the cost of an interface is calculated based on the bandwidth. Cisco, for example,
computes the cost by dividing 108 through the bandwidth of the interface in bits per second.
Using this formula, it will cost 108/10000000 = 10 to cross a 10 Mbit/s Ethernet line, whereas it
will cost 108/1544000 = 64 to cross a 1.544 Mbit/s line (T1) (note that the cost is rounded down
to the nearest integer).
6.6.1 Global
On the Interfaces & Routing > Dynamic Routing (OSPF) > Global tab you can make the basic
settings for OSPF. Before you can enable the OSPF function, you must have at least one OSPF
area configured (on the Area tab).
Caution – Configuring the OSPF function of Sophos UTM requires a technically adept and
experienced administrator who is familiar with the OSPF protocol. The descriptions of
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configuration options given here are by far not sufficient to provide a comprehensive understanding of the OSPF protocol. You are thus advised to use this feature with caution, as a misconfiguration may render your network inoperable.
To configure OSPF, proceed as follows:
1. On the Area tab, create at least one OSPF area.
2. On the Global tab, enable OSPF.
Click the toggle switch.
The toggle switch turns amber and the Router area becomes editable.
3. Enter the router ID.
Enter a unique router ID to identify the Sophos UTM device to other OSPF routers.
4. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To disable OSPF click the toggle switch.
6.6.2 Area
An OSPF network is divided into areas. These are logical groupings of routers whose information may be summarized towards the rest of the network. Areas are identified by a 32-bit ID in
dot-decimal notation similar to the notation of IP addresses.
Altogether, there are six types of OSPF areas:
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Backbone: The area with ID 0 (or 0.0.0.0) is reserved for the OSPF network backbone, which forms the core of an OSPF network—all other areas are connected to it.
Normal: A normal or regular area has a unique ID ranging from 1 (or 0.0.0.1) to
4,294,967,295 (or 255.255.255.255). Normal areas handle external routes by flooding
them bi-directionally across the Area Border Router (ABR). Note that external routes are
defined as routes which were distributed in OSPF from another routing protocol.
Stub: Typically, a stub area does not have direct connections to any external networks.
Injecting external routes into a stub area is unnecessary because all traffic to external networks must be routed through an Area Border Router (ABR). Therefore, a stub area
substitutes a default route for external routes to send traffic to external networks.
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Stub No-Summary: A Stub No-Summary or Totally Stubby Area is similar to a stub
area, however this area does not allow so-called summary routes, that is, it restricts type
3 summary link state advertisements (LSAs) from flowing into the area.
NSSA: A not-so-stubby area (NSSA) is a type of stub area that in contrast to stub areas
can support external connections. Note that NSSAs do not support virtual links.
NSSA No-Summary: A NSSA No-Summary is similar to a NSSA, however this area
does not allow so-called summary routes, that is, it restricts type 3 summary link state
advertisements (LSAs) from flowing into the area.
To create an OSPF area, proceed as follows:
1. On the Area tab, click New OSPF Area.
The Add OSPF Area dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the area.
Area ID: Enter the ID of the area in dot-decimal notation (e.g., 0.0.0.1 for a normal
area or 0.0.0.0 for the backbone area).
Area Type: Select an area type (see description above) to specify the characteristics of
the network that will be assigned to the area in question.
Auth-Type: Select the authentication type used for all OSPF packets sent and received
through the interfaces in the area. The following authentication types are available:
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MD5: Select to enable MD5 authentication. MD5 (Message-Digest algorithm 5) is
a widely-used cryptographic hash function with a 128-bit hash value.
Plain-Text: Select to enable plain-text authentication. The password is transmitted in clear text over the network.
Off: Select to disable authentication.
Connect Via Interface: Select an OSPF-enabled interface. Note that to specify an
OSPF-enabled interface here it must have been created on the Interfaces tab first.
Connect Virtual Links: All areas in an OSPF autonomous system (AS) must be physically connected to the backbone area (area 0). In some cases where this physical connection is not possible, you can use a virtual link to connect to the backbone through a
non-backbone area. In the Connect Virtual Links box, enter the router ID associated with
the virtual link neighbor in decimal dot notation (e.g., 10.0.0.8).
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Cost: The cost of sending or receiving a data packet in this area. Valid values for cost are
in the range from 1 to 65535.
Comment (optional): Add a description or other information.
3. Click Save.
The new area definition appears on the Area tab.
To either edit or delete an OSPF area, click the corresponding buttons.
Open Live Log: The OSPF live log logs all activities on the OSPF interface. Click the button to
open the live log in a new window.
6.6.3 Interfaces
On the Interfaces & Routing > Dynamic Routing (OSPF) > Interfaces tab you can create interface definitions to be used within an OSPF area. Each definition contains various parameters
that are specific for OSPF-enabled interfaces.
To create an OSPF interface definition, proceed as follows:
1. On the Interfaces tab, click New OSPF Interface.
The Add OSPF Interface dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this interface.
Interface: Select the interface to associate with this OSPF interface definition.
Auth-Type: Select the authentication type used for all OSPF packets sent and received
through this interface. The following authentication types are available:
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MD5: Select to enable MD5 authentication. MD5 (Message-Digest algorithm 5) is
a widely-used cryptographic hash function with a 128-bit hash value.
Plain-Text: Select to enable plain-text authentication. The password is transmitted in clear text over the network.
Off: Select to disable authentication.
Message Digest: Select the message digest (MD) to specify that MD5 authentication is
used for this OSPF interface. Note that to select a message digest here it must have been
created on the Message Digests tab first.
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Cost: The cost of sending a data packet on this interface. Valid values for cost are in the
range from 1 to 65535.
Advanced Options (optional): Select this checkbox to reveal further configuration
options:
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Hello Interval: Specify the period of time (in seconds) that Sophos UTM waits
between sending Hello packets through this interface. The default value is ten
seconds.
Retransmit Interval: Specify the period of time (in seconds) between link state
advertisement (LSA) retransmissions for the interface when an acknowledgment
for the LSA is not received. The default value is five seconds.
Dead Interval: Specify the period of time (in seconds) Sophos UTM waits to
receive a Hello data packet through the interface. The default value is 40 seconds.
By convention, the Dead Interval value is four times greater than the value for the
Hello Interval.
Priority: Specify the router priority, which is an 8-bit number ranging from 0 to 255
primarily used in determining the designated router (DR) for the particular network. The router with the highest priority will be more eligible to become designated router. Setting the value to 0, makes the router ineligible to become
designated router. The default value is 1.
Transmit Delay: Specify the estimated period of time (in seconds) it takes to transmit a link state update packet on the interface. The range is from 1 to 65535
seconds; the default value is 1.
Comment (optional): Add a description or other information.
3. Click Save.
The OSPF interface definition appears on the Interfaces tab.
To either edit or delete an OSPF interface, click the corresponding buttons.
Open Live Log: The OSPF live log logs all activities on the OSPF interface. Click the button to
open the live log in a new window.
6.6.4 Message Digests
On the Interfaces & Routing > Dynamic Routing (OSPF) > Message Digests tab so-called message digest keys can be generated. Message digest keys are needed to enable MD5 authentication with OSPF. MD5 authentication uses the password to generate a message digest,
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which is a 128-bit checksum of the data packet and password. The message digest is sent with
the data packet along with a key ID associated with the password.
Note – The receiving routers must be configured with an identical message digest key.
To create a message digest key, proceed as follows:
1. On the Message Digest tab, click New Message Digest Key.
The Add Message Digest Key dialog box opens.
2. Make the following settings:
ID: Enter the key identifier for this message digest key; the range is from 1 to 255.
MD5-key: Enter the associated password, which must be a string of up to 16 alphanumeric characters.
3. Click Save.
The new key appears on the Message Digests list.
To either edit or delete a digest key, click the corresponding buttons.
6.6.5 Debug
The Interfaces & Routing > Dynamic Routing (OSPF) > Debug tab shows detailed information
about relevant OSPF parameters in a separate browser window. The following information is
available:
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Show IP OSPF Neighbor: Used to display OSPF neighbor information on a per-interface basis.
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Show IP OSPF Routes: Used to display the current state of the routing table.
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Show IP OSPF Interface: Used to display OSPF-related interface information.
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Show IP OSPF Database: Used to display lists of information related to the OSPF database for a specific router.
Show IP OSPF Border-Routers: Used to display the internal OSPF routing table
entries to an Area Border Router (ABR) and Autonomous System Boundary Router
(ASBR).
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6.6.6 Advanced
On the Interfaces & Routing > Dynamic Routing (OSPF) > Advanced tab further OSPF-related
configuration options are located concerning the injection (redistribution) of routing information
from a domain other than OSPF into the OSPF domain.
Note – Policy routes cannot be redistributed.
Redistribute connected: Select if you want to redistribute routes of directly connected networks; the default metric (cost) value is 10.
Redistribute static: Select if you want to redistribute static routes.
Note – IPsec tunnels must have Strict Routing disabled to be redistributed (see chapter Connections).
Redistribute IPsec: Select if you want to redistribute the IPsec routes; the Bind To Interface
option should be disabled.
Redistribute SSL VPN: Select if you want to redistribute SSL VPN; the default metric (cost)
value is 10.
Redistribute BGP: Select if you want to redistribute BGP routes; the default metric (cost)
value is 10.
Announce default route: Select if you want to redistribute a default route into the OSPF
domain; the default metric (cost) value is 25.
Note – A default route will be advertised into the OSPF domain regardless of whether it has a
route to 0.0.0.0/0.
Interface link detection: Select if routes on interfaces should only be announced if an interface link is detected.
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6.7 Border Gateway Protocol
The Border Gateway Protocol (BGP) is a routing protocol used mainly by Internet Service Providers (ISP) to enable communication between multiple autonomous systems (AS), that is
between multiple ISPs, thus being the backbone of the Internet. An autonomous system is a collection of connected IP networks controlled by one or more ISPs and connected via an internal
routing protocol (e.g. IGP). BGP is described as path vector protocol and, in contrast to IGP,
makes routing decisions based on path, network policies, and/or rulesets. For this reason it can
be regarded as a reachability protocol rather than a routing protocol.
Each ISP (or other network provider) must have an officially registered Autonomous System
Number (ASN) to identify themselves on the network. Although an ISP may support multiple
autonomous systems internally, to the Internet only the routing protocol is relevant. ASN with a
number of the range 64512-65534 are private and can only be used internally.
BGP uses TCP as the transport protocol, on port 179.
When BGP is used between routers of a single AS it's called interior BGP (iBGP); when it is used
between routers of different AS it is called exterior BGP (eBGP).
A strength of eBGP is that it prevents routing loops, that is an IP packet never passes an AS
twice. This is accomplished in the following way: An eBGP router maintains a complete list of all
AS an IP packet needs to pass to reach a certain network segment. When sending, it shares
that information with neighbor eBGP routers which in turn update their routing list if necessary.
When an eBGP router finds that it is already on such an UPDATE list it does not add itself again.
6.7.1 Global
On the Border Gateway Protocol > Global page, you can enable and disable BGP for the UTM.
1. To be able to enable BGP, create at least one neighbor on the Neighbor page.
2. On the Global page, enable BGP.
Click the toggle switch.
The toggle switch turns amber and the BGP System section becomes editable.
3. Make the following settings:
AS Number: Enter the Autonomous System Number (ASN) of your system.
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Router ID: Enter an IPv4 address as router ID which is sent to neighbors during session
initialization.
Networks: Add or select the networks that should be announced to the neighbors by the
system. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Note – The network which is to be announced have to be assigned to a physical or virtual interface. Any request accessing a non-existing IP will loop between BGP neighbor
and UTM.
4. Click Apply.
The toggle switch turns green and BGP becomes active. After a short time, the
BGP Summary section displays status information.
6.7.2 Systems
On the Border Gateway Protocol > Systems page you can create an environment with multiple
autonomous systems.
Note – This page is only accessible if you enable the use of multiple AS on the Advanced
page.
To create a new BGP system, do the following:
1. On the Systems page, click New BGP System.
The Add BGP System dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the system.
ASN: Enter the Autonomous System Number (ASN) of your system.
Router ID: Enter an IPv4 address as router ID which is sent to neighbors during session
initialization.
Neighbor: Select the checkboxes of those neighbors who belong to the AS of this system. Note that you need to create the neighbors beforehand on the Neighbor page.
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Networks: Add or select the networks that should be announced by the system. How to
add a definition is explained on the Definitions & Users > Network Definitions > Network
Definitions page.
Install Routes: This option is enabled by default and should only be disabled if you want
a BGP router to know the routes but not to actively take part in the BGP routing process. If
there are multiple AS systems where this option is selected, filter lists must be created to
ensure that there are no duplicate networks. Otherwise the routing behavior for identical
networks is undefined.
3. Click Save.
The system appears on the Systems list.
6.7.3 Neighbor
On the Border Gateway Protocol > Neighbor page, you can create one or more BGP neighbor
routers. A neighbor router (or peer router) builds the connection between multiple autonomous
systems (AS) or within a single AS. During the first communication, two neighbors exchange
their BGP routing tables. After that they send each other updates about changes in the routing
table. Keepalive packets are sent to ensure that the connection is up. In case of errors, notifications packets are sent.
Policy routing in BGP differentiates between inbound and outbound policies. This is why defined
route maps and filter lists can be applied separately for inbound or outbound traffic.
You need to create at least one neighbor router to be able to enable BGP on the Global page.
To create a new BGP neighbor, do the following:
1. On the Neighbor page, click New BGP Neighbor.
The Add BGP neighbor dialog box opens.
2. Make the following settings:
Name: Enter the name of the BGP neighbor router.
Host: Add or select the host definition of the neighbor. The defined IP address must be
reachable from the UTM. How to add a definition is explained on the Definitions & Users
> Network Definitions > Network Definitions page.
Remote ASN: Enter the Autonomous System Number (ASN) of the neighbor.
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Authentication: If the neighbor requires authentication, select TCP MD5 Signature
from the drop-down list and enter the password which must correspond to the password
the neighbor has set.
3. Make the following advanced settings, if required:
Route in/out: If you have defined a route map, you can select it here. With In or Out you
define whether to apply the route map to ingoing or outgoing announcements.
Filter in/out: If you have defined a filter list, you can select it here. With In or Out you
define whether to apply the filter to ingoing or outgoing announcements.
Next-Hop-Self: In an iBGP network, when a router announces an external eBGP network internally, iBGP routers with no direct external connection will not know how to route
packets to that network. Selecting this option, the eBGP router announces itself as next
hop to reach the external network.
Multihop: In some cases, a Cisco router can run eBGP with a third-party router that
does not allow direct connection of the two external peers. To achieve the connection,
you can use eBGP multihop. The eBGP multihop allows a neighbor connection between
two external peers that do not have direct connection. The multihop is only for eBGP and
not for iBGP.
Soft-Reconfiguration: Enabled by default. This option enables storing updates sent by
the neighbor.
Default Originate: Sends the default route 0.0.0.0 to the neighbor. The neighbor uses
this route only if he needs to reach a network that is not in his routing table.
Weight: Cisco-specific option. Sets a generic weight for all routes learned from this
neighbor. You can enter a value between 0 and 65535. The route with the highest weight
is preferred to reach a particular network. The weight given here overrides route map
weight.
4. Click Save.
The neighbor appears on the Neighbor list.
6.7.4 Route Map
In BGP, route-map is a command to set conditions for redistributing routes and to enable policy
routing. On the Border Gateway Protocol > Route Map page, you can create route maps for particular networks, setting metric, weight, and/or preference values.
The best path algorithm, which decides which route to take, works as follows:
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1. Weight is checked.*
2. Local preference is checked.*
3. Local route is checked.
4. AS path length is checked.
5. Origin is checked.
6. Metric is checked.*
This is only a short description. Since the calculation of the best path is very complex, please
refer to pertinent documentation for detailed information which is available on the Internet.
Items followed by an asterisk (*) can be directly configured.
To create a BGP route map, do the following:
1. On the Route Map page, click New BGP Route Map.
The Add BGP Route Map dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the route map.
Match By: Select whether the route map should match the IP address of a particular
router or a whole AS.
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IP Address: In the Networks box, add or select hosts or networks the filter should
apply to. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page.
AS Number: In the AS Regex box, use BGP regular expressions to define AS
numbers the filter should apply to. Example: _100_ matches any route going
through AS100.
Networks: Add or select networks and/or hosts the route map should apply to. How to
add a definition is explained on the Definitions & Users > Network Definitions > Network
Definitions page.
Metric: By default, a router dynamically learns route metrics. However, you can set your
own metric value which can be an integer from 0 to 4294967295. A lower metric value is
preferred over a higher metric value.
Weight: Weight is used to select a best path. It is specified for a specific router and it is
not propagated. When multiple routes to the same destination exist, routes with a higher
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weight value are preferred. Weight is based on the first matched AS path and can be an
integer from 0 to 4294967295.
Note – If a neighbor has been given a weight, it overrides the route map weight if the
route to a specified network matches.
Preference: You can set a preference value for the AS path which is sent only to all
routers in the local AS. Preference (or local preference) tells the routers in an AS which
path has to be preferred to reach a certain network outside the AS. It can be an integer
from 0 to 4294967295 and the default is 100.
AS Prepend: AS path prepending is used if preference settings for some reason do not
suffice to avoid a certain route, for example a backup route which should only be taken in
case the main route is unavailable. It allows you to extend the AS path attribute by repeating your own AS number, e.g. 65002 65002 65002. This influences the BGP route
selection since the shortest AS path is preferred. Note that route maps with AS prepend
set need to be selected in the Route Out field of a neighbor to work as intended.
3. Click Save.
The route map appears on the Route Map list.
You can now use the route map on a neighbor definition.
6.7.5 Filter List
On the Border Gateway Protocol > Filter List page you can create filter lists used to regulate
traffic between networks based on IP address or AS number.
To create a filter list, do the following:
1. On the Filter List page, click New BGP Filter List.
The Add BGP Filter List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the filter list.
Filter By: Select whether the filter should match the IP address of a particular router or a
whole AS.
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IP Address: In the Networks box, add or select hosts or networks the filter should
apply to. How to add a definition is explained on the Definitions & Users > Network
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Definitions > Network Definitions page.
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AS Number: In the AS Regex box, use BGP regular expressions to define AS
numbers the filter should apply to. Example: _100_ matches any route going
through AS100.
Networks: Add or select networks and/or hosts that should be denied or permitted
information on certain networks. How to add a definition is explained on the Definitions &
Users > Network Definitions > Network Definitions page.
Action: From the drop-down list, select an action that should be taken if a filter matches.
You can either deny or permit traffic.
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Deny: If you deny a network for a particular neighbor via the Filter In field on the
Neighbor page, the UTM will ignore announcements for that network. If you do the
same via the Filter Out field, the UTM will not send announcements to that neighbor for that network.
Permit: If you permit a network for a particular neighbor via the Filter In field on the
Neighbor page, the UTM will receive announcements for that network only. If you
do the same via the Filter Out field, the UTM will send announcements to that
neighbor for that network only, but not for any other network you might have
defined on the Global or Systems page.
3. Click Save.
The filter list appears on the Filter List list.
You can now use the filter list on a neighbor definition.
6.7.6 Advanced
On the Border Gateway Protocol > Advanced page you can make some additional settings for
BGP and you can access BGP debug information windows.
Allo w Mu ltip le Au to n o mo u s Sy s te ms
Allow multiple AS: Select this checkbox if you want to configure multiple AS. This will enable
the Systems page, where you can then add multiple AS. At the same time, the BGP System section on the Global page will be disabled, and the Global page will display information for all AS.
Str ic t IP Ad d r e ss Ma tch
Strict IP address match: Select this checkbox to strictly match IP addresses. Example:
10.0.0.0/8 will only match 10.0.0.0/8, but not 10.0.1.0/24.
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Mu ltip le Pa th R o u tin g
Normally only one route path is used, even if there are multiple routes with the same cost. If
selected, up to eight equal routes can be used at the same time. This allows load balancing
between multiple interfaces.
Note – The balancing between multiple interfaces only works with neighbors which use the
same ASN.
BG P D e b u g
This section provides access to three debug information windows. Click a button to open a window. The name of a button corresponds to the BGP command you would normally invoke on
the command line. The window will then display the result of that command in form of a command line output.
Show IP BGP Neighbor: Displays information on the neighbors of the UTM. Check that the
link state for each neighbor is Established.
Show IP BGP Unicast: Displays the current BGP routing table which gives the preferred
paths. This is especially useful to get an overview of your metric, weight, and preference settings and their impact.
Show IP BGP Summary: Displays the status of all BGP connections. This information is also
displayed in the BGP Summary section on the Global page.
6.8 Multicast Routing (PIM-SM)
The menu Interfaces & Routing > Multicast Routing (PIM-SM) enables you to configure Protocol Independent Multicast Sparse Mode (PIM-SM) for use on your network. PIM is a protocol
to dynamically route multicast packets in networks. Multicast is a technique to deliver packets
that are to be received by more than one client efficiently using as little traffic as possible.
Normally, packets for more than one client are simply copied and sent to every client individually,
multiplying the consumed bandwidth by the number of users. Thus servers which have a lot of
clients requesting the same packets at the same time, like e.g. servers for streaming content,
need a lot of bandwidth.
Multicast, in contrast, saves bandwidth by sending packets only once over each link of the network. To achieve this, multicast includes adequately configured routers in the decision when to
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create copies on the way from the server (sender) to the client (receiver). The routers use PIMSM to keep track of active multicast receiver(s) and use this information to configure routing.
A rough scheme of PIM-SM communication is as follows: A sender starts transmitting its multicast data. The multicast router for the sender registers via PIM-SM with the RP router which in
turn sends a join message to the sender's router. Multicast packets now flow from the sender to
the RP router. A receiver registers itself via an IGMP broadcast for this multicast group at its
local PIM-SM router. This router sends a join request for the receiver towards the RP router,
which then in turn forwards multicast traffic to the receiver.
Multicast has its own IP address range which is 224.0.0.0/4.
6.8.1 Global
On the Multicast Routing (PIM-SM) > Global tab you can enable and disable PIM. The Routing
Daemon Settings area displays the status of interfaces and routers involved.
Before you can enable PIM you need to define at least two interfaces to serve as PIM interfaces
on the Interfaces tab and one router on the RP Routers tab.
To enable PIM-SM, do the following:
1. On the Global tab enable PIM-SM.
Click the toggle switch.
The toggle switch turns amber and the Routing Daemon Settings area becomes editable.
2. Make the following settings:
Active PIM-SM Interfaces: Select at least two interfaces to use for PIM-SM. Interfaces
can be configured on the Interfaces tab.
Active PIM-SM RP Routers: Select at least one RP router to use for PIM-SM. RP
routers can be defined on the RP Routers tab.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green and PIM-SM communication is now active in your network.
To cancel the configuration, click the amber colored toggle switch. To disable PIM-SM click the
green toggle switch.
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L ive L o g
Click the Open Live Log button to open the PIM live log in a new window.
6.8.2 Interfaces
On the Multicast Routing (PIM-SM) > Interfaces tab you can define over which interfaces of
Sophos UTM multicast communication should take place.
To create a new PIM-SM interface, do the following:
1. On the Interfaces tab, click New PIM-SM Interface.
The dialog box Add PIM-SM Interface opens.
2. Make the following settings:
Name: Enter a descriptive name for PIM-SM interface.
Interface: Select an interface that is to accept PIM and IGMP network traffic.
DR priority (optional): Enter a number that defines the designated router (DR) priority
for the interface. The router with the highest priority honors IGMP requests if more than
one PIM-SM routers are present on the same network segment. Numbers from 0 to 232
are possible. If you do not provide a priority, 0 is used by default.
IGMP: Select the version of the Internet Group Management Protocol that is to be supported. IGMP is used by recipients to establish multicast group memberships.
Comment (optional): Add a description or other information.
3. Click Save.
The new PIM-SM interface is added to the interfaces list.
To either edit or delete a PIM-SM interface, click the corresponding buttons.
6.8.3 RP Routers
In order to be able to use multicast on your network you need to configure one or more rendezvous point routers (RP routers). An RP router accepts registrations both from multicast
receivers and senders. An RP router is a regular PIM-SM router that is chosen to be the RP
router for certain multicast groups as well. All PIM-SM routers must agree on which router is to
be the RP router.
To create an RP router, do the following:
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1. On the RP Routers tab, click New Rendezvous Point Router.
The dialog box Add RP Router opens.
2. Make the following settings:
Name: Enter a descriptive name for the RP router.
Host: Create (or select) the host that should act as rendezvous point router.
Priority: Enter a number that defines the priority of the RP router. Join messages are
sent to the RP router with the lowest priority. Numbers from 0 to 255 are possible. If you
do not provide a priority, 0 is used by default.
Multicast Group Prefixes: Enter the multicast group the RP router is responsible for.
You can define group prefixes like 224.1.1.0/24 if the RP is responsible for more than
one multicast group. The multicast group (prefix) must be within the multicast address
range which is 224.0.0.0/4.
Comment (optional): Add a description or other information.
3. Click Save.
The new RP router is added to the routers list.
To either edit or delete an RP router, click the corresponding buttons.
6.8.4 Routes
You need to set up a continuous communication route between receivers and sender(s). If
recipient, sender and/or RP router are not within the same network segment, you will need to
create a route to enable communication between them.
To create a PIM-SM route, do the following:
1. On the Routes tab, click New PIM-SM Route.
The dialog box Add PIM-SM Route opens.
2. Make the following settings:
Route type: The following route types are available:
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Interface route: Packets are sent out on a particular interface. This is useful in
two cases. First, for routing on dynamic interfaces (PPP), because in this case the
IP address of the gateway is unknown. Second, for defining a default route having
a gateway located outside the directly connected networks.
Gateway route: Packets are sent to a particular host (gateway).
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Network: Select the destination address range where the PIM traffic is to be routed to.
Gateway: Select the gateway/router to which the gateway will forward data packets
(only available if you selected Gateway Route as route type).
Interface: Select the interface to which the gateway will forward data packets (only available if you selected Interface Route as route type).
Comment (optional): Add a description or other information.
3. Click Save.
The new PIM-SM route is added to the routes list.
To either edit or delete a PIM-SM route, click the corresponding buttons.
6.8.5 Advanced
On the Interfaces & Routing > Multicast Routing (PIM-SM) > Advanced tab you can configure
some advanced settings for PIM.
Sh o r te s t Pa th Tr e e Se ttin g s
In some networks the PIM communication route between sender, RP, and recipient is not the
shortest network path possible. The option Enable Switch to Shortest Path Tree allows to move
an existing communication between sender and recipient to the shortest path available, omitting
the RP as moderator, when a certain traffic threshold is reached.
Au to Fir e w a ll Se ttin g s
With this option enabled, the system will automatically create all necessary firewall rules needed
to forward multicast traffic for the specified multicast groups.
D e b u g Se ttin g s
Select the option Enable Debug Mode to see additional debugging information in the PIM-SM
routing daemon log.
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This chapter describes how to configure several network services of Sophos UTM for your network.
The following topics are included in this chapter:
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DNS
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DHCP
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7.1 DNS
The tabs of the Network Services > DNS menu contain miscellaneous configuration options, all
related to the Domain Name System (DNS), a system primarily used to translate domain
names (computer hostnames) to IP addresses.
7.1.1 Global
Allo w e d N e tw o r k s
You can specify the networks that are to be allowed to use UTM as a recursive DNS resolver.
Typically, you will select your internal networks here.
Caution – It is extremely important not to select an Any network object, because this introduces a serious security risk and opens your appliance up to abuse from the Internet.
Note – If you already run an internal DNS server, for example as part of Active Directory, you
should leave this box empty.
D N SSEC
The Domain Name System Security Extensions (DNSSEC) is a set of extensions to DNS to
enhance security. It works by digitally signing DNS lookup records using public-key cryptography. If unselected, the UTM accepts all DNS records. If selected, the UTM validates incom-
7.1 DNS
7 Network Services
ing DNS requests with regard to DNSSEC signing. Only correctly signed records will be accepted from signed zones.
Note – If selected, DNS records might be rejected by DNSSEC-incapable forwarders that
are manually installed or assigned by ISP. In this case, on the Forwarders tab, remove the
DNS forwarders from the box and/or disable the Use forwarders assigned by ISP checkbox.
Flu sh R e s o lve r C a ch e
The DNS proxy uses a cache for its records. Each record has an expiration date (TTL, time-tolive) at which it will be deleted, which is normally one day. However, you can empty the cache
manually e.g. if you want recent changes in DNS records to take effect immediately, not having
to wait for the TTL to expire. To empty the cache, click Flush Resolver Cache Now.
7.1.2 Forwarders
On the Network Services > DNS > Forwarders tab you can specify so-called DNS forwarders. A
DNS forwarder is a Domain Name System (DNS) server on a network used to forward DNS
queries for external DNS names to DNS servers outside of that network. If possible, add a DNS
forwarder to your configuration. This should be a host "near" your site, preferably one provided
by your Internet provider. It will be used as a "parent" cache. This will speed up DNS requests
considerably. If you do not specify a forwarding name server, the root DNS servers will be queried for zone information first, taking a longer time to complete requests.
To create a DNS forwarder, proceed as follows:
1. Select a DNS forwarder.
Select or add a DNS forwarder. How to add a definition is explained on the Definitions &
Users > Network Definitions > Network Definitions page.
Use Forwarders Assigned By ISP (optional): Select the Use Forwarders
Assigned by ISP checkbox to forward DNS queries to the DNS servers of your
ISP. When this box is checked, all forwarders automatically assigned by your ISP
will be listed in the line below the box.
2. Click Apply.
Your settings will be saved.
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7.1.3 Request Routing
Suppose you run your own internal DNS server, this server could be used as an alternate
server to resolve DNS queries for a domain you do not want to be resolved by DNS forwarders.
On the Network Services > DNS > Request Routing tab you can define routes to your own DNS
servers.
To create a DNS request route, proceed as follows:
1. On the Request Routing tab, click New DNS Request Route.
The Add DNS Request Route dialog box opens.
2. Make the following settings:
Domain: Enter the domain for which you want to use an alternate DNS server.
Target servers: Select or add one or more DNS servers to use for resolving the domain
entered above. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page.
Comment (optional): Add a description or other information.
3. Click Save.
The new route appears on the DNS Request Route list and is immediately active.
To either edit or delete a DNS request route, click the corresponding buttons.
7.1.4 Static Entries
If you do not want to set up your own DNS server but need a static DNS mapping for a few hosts
of your network, you can enter these mappings.
Starting with UTM version 9.1, this feature has moved to the Definitions & Users > Network
Definitions tab. DNS mappings are now defined along with the involved hosts.
When you click the Static Entries button, the Definitions & Users > Network Definitions tab
opens. Automatically, only hosts with static entry are displayed. Use the drop-down list on top of
the list to change the filter settings.
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7.1.5 DynDNS
Dynamic DNS, or DynDNS for short, is a domain name service which allows static Internet
domain names to be assigned to a computer with a varying IP address. You can sign up for the
DynDNS service at the website of the respective DynDNS service provider to get a DNS alias
that will automatically be updated when your uplink IP address changes. Once you have
registered to this service, you will receive a hostname, username, and password, which are
necessary for the configuration.
To configure DynDNS, proceed as follows:
1. On the DynDNS tab, click New DynDNS.
The Add DynDNS dialog box opens.
2. Make the following settings:
Type: The following DynDNS services are available:
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DNSdynamic: Official website: www.dnsdynamic.org
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DNS Park: Official website: www.dnspark.com
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DtDNS: Official website: www.dtdns.com
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DNS-O-Matic: The generic hostname all.dnsomatic.com can be used to
update all configured services at once instead of just a specific hostname (see also:
www.dnsomatic.com/wiki/api). Official website: www.dnsomatic.com
Dyn: Standard DNS service of the service provider Dynamic Network Services
Inc. (Dyn). Official website: www.dyn.com
Dyn custom: Custom DNS service of the service provider Dynamic Network Services Inc. (Dyn) (www.dyn.com). Custom DNS is designed primarily to work with
domains owned or registered by yourself.
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easyDNS: Official website: www.easydns.com
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FreeDNS: Official website: freedns.afraid.org
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Namecheap: Official website: www.namecheap.com
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No-IP.com: Official website: www.noip.com
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OpenDNS IP update: Official website: www.opendns.com
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selfHOST: Official website: www.selfhost.de
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STRATO AG: Official website: www.strato.de
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zoneedit: Official website: www.zoneedit.com
7.1 DNS
Note – In the Server field the URL is displayed to which the UTM sends the IP changes.
Assign (not with type FreeDNS): Define the IP address the DynDNS name is to be associated with. Selecting IP of Local Interface is useful when the interface in question has a
public IP address. Typically, you will use this option for your DSL uplink. When you select
First public IP on the default route no interface needs to be specified. Instead, your UTM
will send a WWW request to a public DynDNS server which in return will respond with the
public IP you are currently using. This is useful when your UTM does not have a public IP
address but is located inside a private network, connected to the Internet via a masquerading router.
Note – FreeDNS always uses the first public IP address on the default route.
Interface (only with IP of local interface): Select the interface for which you want to use
the DynDNS service, most likely this will be your external interface connected to the Internet.
Record (only with Dyn and FreeDNS): Select the record you want to use for the
DynDNS service. Decide between A (IPv4), A & AAAA (dual stack) (only with Dyn) and
AAAA (IPv6) (only with FreeDNS).
Hostname (not with type Open DNS IP update): Enter the domain name you received
from your DynDNS service provider (e.g., example.dyndns.org). Note that you need
not adhere to a particular syntax for the hostname to be entered here. What you must
enter here exclusively depends on what your DynDNS service provider requires. Apart
from that, you can also use your DynDNS hostname as the gateway's main hostname,
which, however, is not mandatory.
Label (only with type Open DNS IP update): Enter the label given to the network. Please
refer to the OpenDNS Knowledgebase for further information.
Aliases (optional, only with some types): Use this box to enter additional hostnames
which should point to the same IP address as the main hostname above (e.g.,
mail.example.com, example.com).
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MX (optional, only with type DNS Park, DynDNS, or easyDNS): Mail exchangers are
used for directing mail to specific servers other than the one a hostname points to. MX
records serve a specific purpose: they let you specify the host (server) to which mail for a
specific domain should be sent. For example, if you enter mail.example.com as Mail
Exchanger, mail addressed to [email protected] would be delivered to the host
mail.example.com.
MX priority (optional, only with type DNS Park): Enter a positive integer number indicating whether the specified mail server should be preferred for delivery of mail to the
domain. Servers with lower numbers are preferred over servers with higher numbers.
You can usually leave the field blank because DNS Park uses a default value of 5 which is
appropriate for almost all purposes. For technical details about mail exchanger priorities,
see RFC 5321.
Backup MX (optional, only with type DynDNS or easyDNS): Select this checkbox only if
the hostname named in the Hostname text box is to serve as main mail exchanger. Then
the hostname from the MX text box will only be advertised as a backup mail exchanger.
Wildcard (optional, only with type DynDNS or easyDNS): Select this option if you want
subdomains to point to the same IP address as your registered domain. Using this option
an asterisk (*) will be added to your domain serving as a wildcard (e.g.,
*.example.dyndns.org), thus making sure that, for example,
www.example.dyndns.org will point to the same address as example.dyndns.org.
Username: Enter the username you received from the DynDNS service provider.
Password: Enter the password you received from the DynDNS service provider.
Comment (optional): Add a description or other information.
3. Click Save.
The new DynDNS appears on the DynDNS list. The service is still disabled (toggle switch
is gray).
4. Enable DynDNS.
Click the toggle switch to enable the DynDNS service.
The service is now enabled (toggle switch is green).
To either edit or delete a DynDNS, click the corresponding buttons.
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7.2 DHCP
You can use multiple DynDNS objects at the same time. When all settings for two hostnames
are identical, it is recommended to use the Aliases option—instead of creating two distinct
objects.
7.2 DHCP
The Dynamic Host Configuration Protocol (DHCP) automatically distributes addresses from a
defined IP address pool to client computers. It is designed to simplify network configuration on
large networks, and to prevent address conflicts. DHCP distributes IP addresses, default gateway information, and DNS configuration information to its clients.
In addition to simplifying the configuration of client computers and allowing mobile computers to
move painlessly between networks, DHCP helps to localize and troubleshoot IP addressrelated problems, as these are mostly issues with the configuration of the DHCP server itself. It
also allows for a more effective use of address space, especially when not all computers are active at the same time, as addresses can be distributed as needed and reused when unneeded.
7.2.1 Servers
The tab Network Services > DHCP > Server allows to configure a DHCP server. Sophos UTM
provides the DHCP service for the connected network as well as for other networks. The DHCP
server can be used to assign basic network parameters to your clients. You can run the DHCP
service on multiple interfaces, with each interface and each network to be provided having its
own configuration set.
Note – On the Options tab you can define additional or different DHCP options to be sent to
the clients. A DHCP option defined on the Options tab overwrites a setting made on the Servers tab if its scope is not set to be global. For example, defining DHCP options for selected
hosts only, you can assign them a DNS server or lease time different from what is defined for
the DHCP server.
To configure a DHCP server, proceed as follows:
1. On the Servers tab, click New DHCP Server.
The Add DHCP Server dialog box opens.
2. Make the following settings:
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Interface: The interface from which the IP addresses should be assigned to the clients.
You can only select an already configured interface.
Address type: This option is only available when IPv6 is globally enabled. Select the IP
version of the DHCP server.
Note – Prefix Advertisements with Stateful Autoconfiguration (managed flag), either
on UTM or via another device will be needed. You can configure prefix advertisements
under the Interfaces & Routing > IPv6 > Prefix Advertisements tab.
Range start/end: The IP range to be used as an address pool on that interface. By
default, the configured address area of the network card will appear in the text boxes. If
the clients are in the same network, the range must be inside the network attached to the
interface. If the clients are in another network, the range must be inside the network
where the relayed DHCP requests are forwarded from.
Note – The bigger a defined DHCP IP range, the more memory the UTM will reserve.
Please make sure to reduce the DHCP range size to the values you need. The maximum allowed range is a /9 network.
DNS server 1/2: The IP addresses of the DNS servers.
Default gateway (only with IPv4): The IP address of the default gateway.
Note – Both wireless access points and RED appliances need the default gateway to
be within the same subnet as the interface they are connected to.
Domain (optional): Enter the domain name that will be transmitted to the clients (e.g.,
intranet.example.com).
Lease time (only with IPv4): The DHCP client automatically tries to renew its lease. If the
lease is not renewed during its lease time, the IP address lease expires. Here you can
define this time interval in seconds. The default is 86,400 seconds (one day). The minimum is 600 seconds (10 minutes) and the maximum is 2,592,000 seconds (one month).
Valid lifetime (only with IPv6): The DHCP client automatically tries to renew its lease. If
the lease is not renewed during its valid lifetime, the IP address lease status becomes
invalid, the address is removed from the interface, and it may be assigned somewhere
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else. You can select an interval between five minutes and infinity, however the valid lifetime must be equal or greater than the preferred lifetime.
Preferred lifetime (only with IPv6): The DHCP client automatically tries to renew its
lease. If the lease is not renewed during its preferred lifetime, the IP address lease status
becomes deprecated, i.e., it is still valid but will not be used for new connections. You can
select an interval between 5 minutes and infinity.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
WINS node type (only with IPv4): Windows Internet Naming Service (WINS) is
Microsoft's implementation of NetBIOS Name Server (NBNS) on Windows, a name
server and service for NetBIOS computer names. A WINS server acts as a database that
matches computer names with IP addresses, thus allowing computers using NetBIOS to
take advantage of the TCP/IP network. The following WINS node types are available:
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Do not set: The WINS node type is not set and will be chosen by the client.
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B-node (no WINS): B-node systems use broadcasts only.
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P-node (WINS only): P-node systems use only point-to-point name queries to a
Windows name server (WINS).
M-node (Broadcast, then WINS): M-node systems broadcast first, then query
the name server.
H-node (WINS, then Broadcast): H-node systems query the name server first,
then broadcast.
WINS server: Depending on your WINS node type selection, this text box appears.
Enter the IP address of the WINS server.
Clients with static mappings only (optional): Select this option to have the DHCP
server assign IP addresses only to clients that have a static DHCP mapping (see Definition & Users > Network Definitions > Network Definitions).
Enable HTTP proxy auto configuration: Select this option if you want to provide a
PAC file for automatic proxy configuration of browsers. For more information see
chapter Web Protection > Filtering Options > Misc, section Proxy Auto Configuration.
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Note – HTTP proxy auto configuration is currently not supported with IPv6 by Microsoft
Windows.
Clients via DHCP relay agent (only with IPv4): If selected, the DHCP server assigns
IP addresses to clients which are not in the network of the attached interface. In this case,
the address range defined above has to be inside the network where relayed DHCP
requests are forwarded from, and not within the network of the attached interface.
Netmask: Select the netmask of the network where relayed DHCP requests are
forwarded from.
4. Click Save.
The new DHCP server definition appears on the DHCP server list and is immediately active.
To either edit or delete a DHCP server definition, click the corresponding buttons.
7.2.2 Relay
The Network Services > DHCP > Relay tab allows you to configure a DHCP relay. The DHCP
service is provided by a separate DHCP server and the UTM works as a relay. The DHCP relay
can be used to forward DHCP requests and responses across network segments. You need to
specify the DHCP server and a list of interfaces between which DHCP traffic shall be forwarded.
To configure a DHCP relay, proceed as follows:
1. On the Relay tab, enable DHCP Relay.
Click the toggle switch.
The toggle switch turns amber and the DHCP Relay Configuration area becomes editable.
2. Select the DHCP server.
3. Add the interfaces involved.
Add the interface to the DHCP server as well as all interfaces to the clients' network(s)
between which DHCP requests and responses should be forwarded.
4. Click Apply.
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Your settings will be saved.
The toggle switch turns green.
To cancel the configuration, click the amber colored toggle switch.
7.2.3 DHCPv6 Relay
The Network Services > DHCP > DHCPv6 Relay tab allows you to configure a DHCP relay for
IPv6. The DHCP service is provided by a separate DHCPv6 interface and the UTM works as a
relay. The DHCPv6 relay can be used to forward DHCP requests and responses across network segments.
Note – You have to activate IPv6 on the Interfaces & Routing > IPv6 > Global tab to use
DHCPv6 relay.
To configure a DHCPv6 relay, proceed as follows:
1. On the DHCPv6 Relay tab, enable DHCPv6 Relay.
Click the toggle switch.
The toggle switch turns amber and the DHCPv6 Relay Configuration area becomes editable.
2. Add the interfaces facing clients involved.
Add the interfaces to the clients' network(s) between which DHCPv6 requests and
responses should be forwarded.
3. Add the interfaces facing servers involved.
Add the interfaces facing the DHCPv6 server.
4. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To cancel the configuration, click the amber colored toggle switch.
7.2.4 Static Mappings
You can create static mappings between client and IP address for some or all clients. Starting
with UTM version 9.1, this feature has moved to the Definitions & Users > Network Definitions
tab. DHCP mappings are now defined along with the involved hosts.
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When you click the Static Mappings button, the Definitions & Users > Network Definitions tab
opens. Automatically, only hosts with static mapping are displayed. Use the drop-down list on
top of the list to change the filter settings.
7.2.5 IPv4 Lease Table
Using DHCP, a client no longer owns an IP address, but rather leases it from the DHCP server,
which gives permission for a client to use the address for a period of time.
The lease table on the Network Services > DHCP > IPv4 Lease Table tab shows the current
leases issued by the DHCP server, including information about the start date and the date when
the lease will expire.
Ad d Sta tic Ma p p in g to N e w H o s t D e fin itio n
You can use an existing lease as template for a static MAC/IP mapping with a host to be defined.
Do the following:
1. For the desired lease, click the button Make Static in the Make static column.
The dialog window Make Static opens.
2. Make the following settings:
Action: Select Create a new host.
Name: Enter a descriptive name for the new host.
DHCP server: Select the DHCP server to be used for static mapping. The corresponding DHCP range is displayed below the drop-down list.
IPv4 address: Change the IP address to an address outside the DHCP pool range.
Note – When converting a lease to a static mapping you should change the IP address
so that it is no longer inside the scope of the DHCP pool. However, if you change the IP
address, the address used by the client will not change immediately, but only when it
tries to renew its lease for the next time.
DNS hostname: If you provide a DNS hostname, it will be used as static DNS entry of
the host.
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Reverse DNS: Select the checkbox to enable the mapping of the host's IP address to its
name. Note that although several names can map to the same IP address, one IP
address can only ever map to one name.
Comment (optional): Add a description or other information.
3. Click Save.
Your settings will be saved.
You can find the new host with the static mapping on the Definitions & Users > Network Definitions tab.
Ad d Sta tic Ma p p in g to Ex is tin g H o s t D e fin itio n
You can use an existing lease as template for a new static MAC/IP mapping with an existing host
definition. Do the following:
1. For the desired lease, click the Make Static button in the Make Static column.
The dialog window Make Static opens.
2. Make the following settings:
Action: Select Use an existing host.
Host: Add the host by clicking the Folder icon.
3. Click Save.
Your settings will be saved.
You can find the host with the static mapping on the Definitions & Users > Network Definitions
tab.
7.2.6 IPv6 Lease Table
Using DHCP, a client no longer owns an IP address, but rather leases it from the DHCP server,
which gives permission for a client to use the address for a period of time.
The lease table on the Network Services > DHCP > IPv6 Lease Table tab shows the current
leases issued by the DHCP server, including information about the start date and the date when
the lease will expire.
Note – Leases that have been granted via prefix advertisements are not shown in the table.
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Ad d Sta tic Ma p p in g to N e w H o s t D e fin itio n
You can use an existing lease as template for a static MAC/IP mapping with a host to be defined.
Do the following:
1. For the desired lease, click the button Make Static.
The dialog window Make Static opens.
2. Make the following settings:
Action: Select Create a new host.
Name: Enter a descriptive name for the new host.
DHCP server: Select the DHCP server to be used for static mapping. The corresponding DHCP range is displayed below the drop-down list.
IPv6 address: Change the IP address to an address outside the DHCP pool range.
Note – When converting a lease to a static mapping you should change the IP address
so that it is no longer inside the scope of the DHCP pool. However, if you change the IP
address, the address used by the client will not change immediately, but only when it
tries to renew its lease for the next time.
DNS hostname: If you provide a DNS hostname, it will be used as static DNS entry of
the host.
Reverse DNS: Select the checkbox to enable the mapping of the host's IP address to its
name. Note that although several names can map to the same IP address, one IP
address can only ever map to one name.
Comment (optional): Add a description or other information.
3. Click Save.
Your settings will be saved.
Ad d Sta tic Ma p p in g to Ex is tin g H o s t D e fin itio n
You can use an existing lease as template for a new static MAC/IP mapping with an existing host
definition. Do the following:
1. For the desired lease, click the Make Static button in the Make Static column.
The dialog window Make Static opens.
2. Make the following settings:
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Action: Select Use an existing host.
Host: Add the host by clicking the Folder icon.
3. Click Save.
Your settings will be saved.
You can find the host with the static mapping on the Definitions & Users > Network Definitions
tab.
7.2.7 Options
The Network Services > DHCP > Options tab allows to configure DHCP options. DHCP options
are additional configuration parameters provided by a DHCP server to DHCP clients.
Example: For some VoIP phones, to provide them with the necessary information from your
DHCP servers you have to create and activate three additional DHCP options on this page:
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filename: Name of the boot file.
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next-server: Name of the TFTP server which provides the boot file.
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4 (time-servers): IP address of the time server.
DHCP options can have different scopes: They can e.g. be provided to selected hosts only, or
from selected servers only, or even globally. For this reason it is possible to define different parameters for the same host. Some DHCP options are already defined on the DHCP > Servers
tab, e.g., DNS server (option 6). In case of conflicting parameter values, the parameters are
provided to the client according to the following priority:
1. DHCP option with scope Host
2. DHCP option with scope MAC prefix
3. DHCP option with scope Vendor ID
4. DHCP option with scope Server
5. DHCP server parameter (DHCP > Servers tab)
6. DHCP option with scope Global
Note – With the DHCP request, a DHCP client submits the information which DHCP options it
can deal with. As a result the DHCP server only provides the DHCP options the client understands, no matter which options are defined here.
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To create a DHCP option, proceed as follows:
1. Click New DHCP Option.
The Add DHCP Option dialog box opens.
2. Make the following settings:
Address type (only if IPv6 is enabled): Select the IP version which you create the DHCP
option for.
Code: Select the code of the DHCP option you want to create.
Note – With the entry filename you can specify a file to be loaded into the DHCP client
to be executed there. With next-server you define the boot server. The numbered
DHCP option codes are defined in RFC 2132 and others.
Name: Enter a descriptive name for this option.
Type: Only available if you selected a code with the comment (unknown). Select the data
type of the option. The data types IP Address, Text and Hex are available. Depending on
the selected data type enter the appropriate data in the corresponding field below:
Address: Add or select the host or network group with the IP address(es) to be
submitted with this DHCP option to the DHCP client. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions
page.
Text: Enter the text to be submitted with this DHCP option to the DHCP client.
Hex: Enter the hexadecimal value to be submitted with this DHCP option to the
DHCP client. Please note that you have to enter the groups of two hexadecimal
digits separated by colons (e.g., 00:04:76:16:EA:62).
Integer: Enter the integer value to be submitted with this DHCP option to the
DHCP client.
Scope: Define on which condition the DHCP option should be sent.
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Global: The DHCP option will be sent by all defined DHCP servers to all
DHCP clients.
Server: In the Server box, select the DHCP servers which should send the
DHCP option. The box displays all DHCP servers defined on the DHCP Servers
tab.
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7.3 NTP
Host: In the Host box, add or select the hosts which should be provided the
DHCP option. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
MAC prefix: Enter a MAC prefix. All DHCP clients with a matching MAC address
will be provided the DHCP option.
Vendor ID: Enter a vendor ID or the prefix of a vendor ID. All DHCP clients which
match this string will be provided the DHCP option.
Comment (optional): Add a description or other information.
3. Click Save.
The new DHCP option appears on the DHCP Options list and is immediately active.
To either edit or delete a DHCP option, click the corresponding buttons.
7.3 NTP
The menu Network Services > NTP allows you to configure an NTP server for the connected
networks. The Network Time Protocol (NTP) is a protocol used for synchronizing the clocks of
computer systems over IP networks. Instead of just synchronizing the time of Sophos UTM,
which can be configured on the Management > System Settings > Time and Date tab, you can
explicitly allow certain networks to use this service as well.
To enable the use of NTP time synchronization for specific networks, proceed as follows:
1. Enable the NTP server.
Click the toggle switch.
The toggle switch turns amber and the NTP Options area becomes editable.
2. Select Allowed networks.
Add or select the networks that should be allowed to access the NTP server. How to add
a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
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This chapter describes how to configure basic network protection features of Sophos UTM.
The Network Protection Statistics page in WebAdmin shows an overview of intrusion prevention events and dropped data packets for both source and destination hosts. Each of the sections contains a Details link. Clicking the link redirects you to the respective reporting section of
WebAdmin, where you can find more statistical information.
Note – You can directly add a Network/Host Exception or a Threat Exception by clicking the
Plus icon in the Advanced Threat Protection: Recent Events list.
The following topics are included in this chapter:
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Firewall
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NAT (Network Address Translation)
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Advanced Threat Protection
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Intrusion Prevention
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Server Load Balancing
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VoIP (Voice over IP)
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Advanced Settings
8.1 Firewall
The menu Network Protection > Firewall allows you to define and manage firewall rules of the
gateway. Generally speaking, the firewall is the central part of the gateway which functions in a
networked environment to prevent some communications forbidden by the security policy. The
default security policy of Sophos UTM states that all network traffic is to be blocked and logged,
except for automatically generated rule sets that are necessary for other software components
of the gateway to work. However, those auto-generated rule sets are not shown on the Firewall
> Rules tab. This policy requires you to define explicitly which data traffic is allowed to pass the
gateway.
8.1 Firewall
8 Network Protection
8.1.1 Rules
On the Network Protection > Firewall > Rules tab you can manage the firewall rule set. Opening
the tab, by default, user-created firewall rules are displayed only. Using the drop-down list on
top of the list, you can choose to display automatic firewall rules instead, or both types of rules
combined. Automatic firewall rules are displayed with a distinct background color. Automatic firewall rules are generated by UTM based on a selected Automatic firewall rules checkbox in one
of your configurations, e.g., when creating IPsec or SSL connections.
All newly defined firewall rules are disabled by default once added to the rules table. Automatic
firewall rules and enabled user-created firewall rules are applied in the given order until the first
rule matches. Automatic firewall rules are always on top of the list. The processing order of the
user-created firewall rules is determined by the position number, so if you change the order of
the rules by their position numbers, the processing order changes as well.
Caution – Once a firewall rule matched, all other rules are ignored. For that reason, the
sequence of rules is very important. Never place a rule such as Any (Source) – Any (Service)
– Any (Destination) – Allow (Action) at the top of the rule table, as this will allow each packet to
traverse the gateway in both directions, ignoring all other rules that may follow.
To create a firewall rule, proceed as follows:
1. On the Rules tab, click New Rule.
The Add Rule dialog box opens.
2. Make the following settings:
Group: The Group option is useful to group rules logically. With the drop-down list on top
of the list you can filter the rules by their group. Grouping is only used for display purposes, it does not affect rule matching. To create a new group select the << New group
>> entry and enter a descriptive name in the Name field.
Position: The position number, defining the priority of the rule. Lower numbers have
higher priority. Rules are matched in ascending order. Once a rule has matched, rules
with a higher number will not be evaluated anymore.
Sources: Add or select source network definitions, describing from which host(s) or networks the packets are originating.
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Tip – How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Services: Add or select service definitions, describing the protocol(s) and, in case of
TCP or UDP, the source and destination port(s) of the packets.
Destinations: Add or select destination network definitions, describing the target host
(s) or network(s) of the packets.
Note – When you select more than one source, service and/or destination, the rule
applies to every possible source-service-destination combination. A rule with e.g. two
sources, two services and two destinations equates to eight single rules, from each
source to each destination using both services.
Action: The action that describes what to do with traffic that matches the rule. The following actions can be selected:
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Allow: The connection is allowed and traffic is forwarded.
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Drop: Packets matching a rule with this action will be silently dropped.
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Reject: Connection requests matching rules with this action will be actively rejected. The sender will be informed via an ICMP message.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Time period: By default, no time period definition is selected, meaning that the rule is
always valid. If you select a time period definition, the rule will only be valid at the time specified by the time period definition. For more information, see Time Period Definitions.
Log traffic: If you select this option, logging is enabled and packets matching the rule
are logged in the firewall log.
Source MAC addresses: Select a MAC address list definition, describing from which
MAC addresses the packets are originating. If selected, packets only match the rule if
their source MAC address is listed in this definition. Note that you cannot use a MAC
address list in combination with the source Any. MAC address list definitions are defined
on the Definitions & Users > Network Definitions > MAC Address Definitions tab.
4. Click Save.
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The new rule appears on the Rules list.
Enable the firewall rule.
5. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.
The rule is now enabled (toggle switch is green).
To either edit or delete a rule, click the corresponding buttons.
Open Live Log: This will open a pop-up window containing a real-time log of filtered packets,
whose regularly updating display shows recent network activity. The background color indicates
which action has been applied:
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Red: The packet was dropped.
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Yellow: The packet was rejected.
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Green: The packet was allowed.
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Gray: The action could not be determined.
The live log also contains information about which firewall rule caused a packet to be rejected.
Such information is essential for rule debugging. Using the search function, you can filter the firewall log for specific entries. The search function even allows to negate expressions by typing a
dash in front of the expression, e.g. -WebAdmin which will successively hide all lines containing
this expression.
Selecting the Autoscroll checkbox will automatically scroll down the window's scrollbar to always
show the most recent results.
Below are some basic hints for configuring the firewall:
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Dropped Broadcasts: By default, all broadcasts are dropped, which in addition will not
be logged (for more information, see Advanced). This is useful for networks with many
computers utilizing NetBIOS (for example, Microsoft Windows operating systems),
because broadcasts will rapidly clutter up your firewall log file. To define a broadcast drop
rule manually, group the definitions of the broadcast addresses of all attached networks,
add another "global_broadcast" definition of 255.255.255.255/255.255.255.255,
then add a rule to drop all traffic to these addresses on top of your firewall configuration.
On broadcast-heavy networks, this also has the benefit of increasing the system performance.
Rejecting IDENT Traffic: If you do not want to use the IDENT reverse proxy, you can
actively reject traffic to port 113 (IDENT) of your internal networks. This may prevent
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longer timeouts on services that use IDENT, such as FTP, IRC, and SMTP.
Note – If you use masquerading, IDENT requests for masqueraded networks will
arrive on the masquerading interface.
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Since NAT will change the addresses of network packets, it has implications on the firewall functionality.
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DNAT is applied before the firewall. This means that the firewall will "see" the
already translated packets. You must take this into account when adding rules for
DNAT related services.
SNAT and Masquerading is applied after the firewall. This means that the firewall
still "sees" the untranslated packets with the original source addresses.
The control panels in the table header can be used to filter firewall rules for specific criteria to
rearrange rules for better readability. If you have defined groups you can select a group from
the drop-down menu and thus see all rules that belong to this group. Using the search field you
can look for a keyword or just a string to see the rules related to it. The search comprises a rule's
source, destination, service, group name, and comment.
8.1.2 Country Blocking
On the Network Protection > Firewall > Country Blocking tab you can enable blocking of traffic
coming from or going to a certain country or location. You can either block single countries/locations or whole continents. The blocking is based on the GeoIP information of the host's
IP address.
To enable country blocking, proceed as follows:
1. Enable country blocking.
Click the toggle switch.
The toggle switch turns amber and the Countries section becomes editable.
2. Select the locations to block.
Via the drop-down lists in front of the location names, specify the blocking status for the
respective location:
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All: All traffic coming from or going to this location is blocked.
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From: Traffic coming from this location is blocked.
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To: Traffic going to this location is blocked.
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Off: Traffic from as well as to this location is allowed.
Tip – You can easily select an identical blocking status for all locations of a region. To do
so, select the desired blocking status in the drop-down list in front of the respective
region name.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green and traffic from and/or to selected locations will be blocked
now according to your settings. Note that you can define exceptions for the blocked locations on the Country Blocking Exceptions tab.
Tip – Each section of this page can be collapsed and expanded by clicking the Collapse icon
on the right of the section header.
8.1.3 Country Blocking Exceptions
On the Network Protection > Firewall > Country Blocking Exceptions tab you can define exceptions for countries that are blocked on the Country Blocking tab. Exceptions can be made for
traffic between a blocked country/location and specific hosts or networks, taking into account
the direction and the service of the traffic.
To create a country blocking exception, proceed as follows:
1. Click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the exception.
Comment (optional): Add a description or other information.
Skip blocking of these:
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Region: Using this drop-down list, you can narrow down the countries displayed
in the Countries box.
Countries: Select the checkboxes in front of the locations or countries you want to
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make the exception for. To select all countries at once, enable the Select all checkbox.
Note – To select all IP addresses, including those that are not associated with
any country, for example internal IP addresses, deselect all checkboxes using
the Deselect all checkbox.
For all requests: Select the condition under which the country blocking should be
skipped. You can choose between outgoing and incoming traffic, referring to the hosts/networks to be selected in the box below.
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Hosts/networks: Add or select the hosts/networks that should be allowed to
send traffic to or receive traffic from the selected countries—depending on the entry
selected in the drop-down list above. How to add a definition is explained on the
Definitions & Users > Network Definitions > Network Definitions page.
Using these services: Optionally, add the services that should be allowed between the
selected hosts/networks and the selected countries/locations. If no service is selected, all
services are allowed.
3. Click Save.
The new country blocking exception appears on the Country Blocking Exception list.
To either edit or delete an exception, click the corresponding buttons.
Using Country Blocking Exceptions
Use the country blocking exceptions as follows:
Interface/remote
host
Requests
Host/network
Countries
Local interface
Coming from
Enter a local interface
address
Choose countries to
skip
Local interface
Going to
Enter a local interface
address
Choose countries to
skip
Remote host (internal
network)
Coming from
Enter an internal
host/network
Choose countries to
skip
Remote host (external
network)
Coming from
Enter an external host
Do not choose countries
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Interface/remote
host
Requests
Host/network
Countries
Remote host (internal
network)
Going to
Enter an internal
host/network
Choose countries to
skip
Remote host (external
network)
Going to
Enter an external host
Do not choose countries
8.1.4 ICMP
On the Network Protection > Firewall > ICMP tab you can configure the settings for the Internet
Control Message Protocol (ICMP). ICMP is used to exchange connection-related status information between hosts. ICMP is important for testing network connectivity or troubleshooting network problems.
Allowing any ICMP traffic on this tab will override ICMP settings being made in the firewall. If you
only want to allow ICMP for certain hosts or networks, you should use the Firewall > Rules tab
instead.
G lo b a l IC MP Se ttin g s
The following global ICMP options are available:
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Allow ICMP on Gateway: This option enables the gateway to respond to ICMP packets
of any kind.
Allow ICMP through Gateway: This option enables forwarding of ICMP packets
through the gateway if the packets originate from an internal network, i.e., a network
without default gateway.
Allow ICMP through Gateway from external networks: This option enables forwarding of ICMP packets through the gateway from an external network, i.e., the Internet.
Log ICMP redirects: ICMP redirects are sent from one router to another to find a better route for a packet's destination. Routers then change their routing tables and forward
the packet to the same destination via the supposedly better route. If you select this
option, all ICMP redirects received by the gateway will be logged in the firewall log.
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Note – If enabled, the ICMP settings apply to all ICMP packets, including ping and
traceroute—if sent via ICMP—, even if the corresponding ping and traceroute settings are disabled.
Pin g Se ttin g s
The program ping is a computer network tool used to test whether a particular host is reachable
across an IP network. Ping works by sending ICMP echo request packets to the target host and
listening for ICMP echo response replies. Using interval timing and response rate, ping estimates the round-trip time and packet loss rate between hosts.
The following ping options are available:
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Gateway is Ping visible: The gateway responds to ICMP echo request packets. This
feature is enabled by default.
Ping from Gateway: You can use the ping command on the gateway. This feature is
enabled by default.
Gateway forwards Pings: The gateway forwards ICMP echo request and echo
response packets originating from an internal network, i.e., a network without default
gateway.
Note – If enabled, the ping settings also allow traceroute ICMP packets, even if the corresponding traceroute settings are disabled.
Tr a c e r o u te Se ttin g s
The program traceroute is a computer network tool used to determine the route taken by packets across an IP network. It lists the IP addresses of the routers that were involved in transporting the packet. If the packet's route cannot be determined within a certain time frame,
traceroute will report an asterisk (*) instead of the IP address. After a certain number of failures,
the check will end. An interruption of the check can have many causes, but most likely it is
caused by a firewall along the network path that blocks traceroute packets.
The following traceroute options are available:
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Gateway is Traceroute visible: The gateway responds to traceroute packets.
Gateway forwards Traceroute: The gateway forwards traceroute packets originating
from an internal network, i.e., a network without default gateway.
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Note – The bridge mode in the UTM uses the packet filter to allow the traffic to pass the UTM,
e.g., web surfing traffic. In this case, the options Allow ICMP through Gateway, Gateway forwards Pings and Gateway forwards will not work in bridge mode.
Note – In addition, the UDP ports for UNIX traceroute applications are opened, too.
Note – If enabled, the traceroute settings also allow ping packets, even if the corresponding
ping settings are disabled.
8.1.5 Advanced
The Network Protection > Firewall > Advanced tab contains advanced settings for the firewall
and the NAT rules.
C o n n e c tio n Tr a ck in g H e lp e r s
So-called connection tracking helpers enable protocols that use multiple network connections to
work with firewall or NAT rules. All connections handled by the firewall are tracked by the conntrack kernel module, a process better known as connection tracking. Some protocols such as
FTP and IRC require several ports to be opened, and hence require special connection tracking helpers supporting them to operate correctly. These helpers are special kernel modules that
help identify additional connections by marking them as being related to the initial connection,
usually by reading the related addresses out of the data stream.
For example, for FTP connections to work properly, the FTP conntrack helper must be selected. This is due to the specifics of the FTP protocol, which first establishes a single connection
that is called the FTP control connection. When commands are issued through this connection,
other ports are opened to carry the rest of the data (e.g., downloads or uploads) related to that
specific command. The problem is that the gateway will not know about these extra ports, since
they were negotiated dynamically. Therefore, the gateway will be unable to know that it should
let the server connect to the client over these specific ports (active FTP connections) or to let clients on the Internet connect to the FTP server (passive FTP connections).
This is where the FTP conntrack helper becomes effective. This special helper is added to the
connection tracking module and will scan the control connection (usually on port 21) for specific
information. When it runs into the correct information, it will add that specific information to a list
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of expected connections as being related to the control connection. This in return enables the
gateway to track both the initial FTP connection as well as all related connections properly.
Connection tracking helpers are available for the following protocols:
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FTP
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IRC (for DCC)
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PPTP
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TFTP
Note – The PPTP helper module needs to be loaded if you want to offer PPTP VPN services
on the gateway. Otherwise PPTP sessions cannot be established. The reason for this is that
PPTP first establishes a TCP port 1723 connection before switching to Generic Routing
Encapsulation (GRE) communication, which is a separate IP protocol. If the PPTP helper module is not loaded, all GRE packets will be blocked by the gateway. Alternatively, if you do not
want to use the PPTP helper module, you can manually add firewall rules allowing GRE packets for incoming and outgoing traffic.
Pr o to c o l H a n d lin g
Enable TCP window scaling: The TCP receive window (RWin) size is the amount of
received data (in bytes) that can be buffered during a connection. The sending host can send
only that amount of data before it must wait for an acknowledgment and window update from
the receiving host. For more efficient use of high bandwidth networks, a larger TCP window
size may be used. However, the TCP window size field controls the flow of data and is limited to
2 bytes, or a window size of 65535 bytes. Since the size field cannot be expanded, a scaling
factor is used. TCP window scaling is a kernel option of the TCP/IP stack and can be used to
increase the maximum window size from 65535 bytes to 1 Gigabyte. Window scaling is enabled
by default. However, since some network devices such as routers, load balancers, gateways,
and so on still do not fully support window scaling, depending on your environment it might be
necessary to turn it off.
Use strict TCP session handling: By default, the system can "pick up" existing TCP connections that are not currently handled in the connection tracking table due to a network facility
reset. This means that interactive sessions such as SSH and Telnet will not quit when a network
interface is temporarily unavailable. Once this option is enabled, a new three-way handshake
will always be necessary to re-establish such sessions. Additionally, this option does not allow
the TCP connection methods simultaneous open or TCP split handshakes. It is generally recommended to leave this option turned off.
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Validate packet length: If enabled, the firewall will check the data packets for minimal length if
the ICMP, TCP, or UDP protocol is used. If the data packets are smaller than the minimal values, they will be blocked and a record will be written to the firewall log.
Block invalid packets: If enabled, the firewall will check the data packets for conntrack
entries. The conntrack entries will be generated by sending connection initializing packets, for
example, TCP SYN or ICMP echo requests. If someone tries to send a packet which does not
match to an existing connection, for example, TCP ACK or ICMP echo reply and the UTM cannot find a matching TCP SYN or ICMP echo request via the conntrack entry the data packet is
invalid and will be dropped. A record will be written to the firewall log.
Spoof protection: By default, spoof protection is disabled. You can choose between the following settings:
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Normal: The gateway will drop and log packets which either have the same source IP
address as the interface itself or which arrive on an interface which has a source IP of a
network assigned to another of its interfaces.
Strict: The gateway will also drop and log all packets which have a destination IP for an
interface but arriving on an interface other than assigned, that is, if it arrives on an interface for which it is not destined. For example, those packets will be dropped that were
sent from an external network to the IP address of the internal interface which is supposed to accept packets from the internal network only.
L o g g in g O p tio n s
Log FTP data connections: The UTM will log the FTP data connections of (file and directory
listings). The log records are marked by the string "FTP data".
Log unique DNS requests: The UTM will log all outgoing requests to DNS servers as well as
their outcome. The log records are marked by the string "DNS request".
Log dropped broadcasts: By default, the firewall drops all broadcasts, which in addition will
not be logged. However, if you need broadcasts to be logged in the firewall log, for example, for
audit purposes, select this option.
Log invalid packets: The UTM will log all invalid packets. If Block invalid packets is enabled
the log records are marked by the string "INVALID_PKT".
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8.2 NAT
The menu Network Protection > NAT allows you to define and manage NAT rules of the gateway. Network Address Translation (NAT) is the process of rewriting the source and/or destination addresses of IP packets as they pass through a router or gateway. Most systems using
NAT do so in order to enable multiple hosts on a private network to access the Internet using a
single public IP address. When a client sends an IP packet to the router, NAT translates the
sending address to a different, public IP address before forwarding the packet to the Internet.
When a response packet is received, NAT translates the public address into the original
address and forwards it to the client. Depending on system resources, NAT can handle arbitrarily large internal networks.
8.2.1 Masquerading
Masquerading is a special case of Source Network Address Translation (SNAT) and allows you
to masquerade an internal network (typically, your LAN with private address space) behind a
single, official IP address on a network interface (typically, your external interface connected to
the Internet). SNAT is more generic as it allows to map multiple source addresses to several
destination addresses.
Note – The source address is only translated if the packet leaves the gateway system via the
specified interface. Note further that the new source address is always the current IP address
of that interface (meaning that this address can be dynamic).
To create a masquerading rule, proceed as follows:
1. On the Masquerading tab, click New Masquerading Rule.
The Add Masquerading Rule dialog box opens.
2. Make the following settings:
Network: Select the (internal) network you want to masquerade.
Position: The position number, defining the priority of the rule. Lower numbers have
higher priority. Rules are matched in ascending order. Once a rule has matched, rules
with a higher number will not be evaluated anymore.
Interface: Select the (external) interface that is connected to the Internet.
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Use Address: If the interface you selected has more than one IP address assigned (see
Interfaces & Routing > Interfaces > Additional Addresses), you can define here which IP
address is to be used for masquerading.
Comment (optional): Add a description or other information.
3. Click Save.
The new masquerading rule appears on the Masquerading rule list.
4. Enable the masquerading rule.
Click the toggle switch to activate the masquerading rule.
To either edit or delete a rule, click the corresponding buttons.
Note – You need to allow traffic from the internal network to the Internet in the firewall if you
want your clients to access external servers.
IPsec packets are never affected by masquerading rules. To translate the source address of
IPsec packets create an SNAT or Full NAT rule.
8.2.2 NAT
Destination Network Address Translation (DNAT) and Source Network Address Translation
(SNAT) are both special cases of NAT. With SNAT, the IP address of the computer which initiated the connection is rewritten, while with its counterpart DNAT, the destination addresses of
data packets are rewritten. DNAT is especially useful when an internal network uses private IP
addresses, but an administrator wants to make some services available to the outside.
This is best demonstrated with an example. Suppose your internal network uses the address
space 192.168.0.0/255.255.255.0 and a webserver running at IP address 192.168.0.20
port 80 should be available to Internet-based clients. Because the 192.168. address space is
private, the Internet-based clients cannot send packets directly to the webserver. It is, however,
possible for them to communicate with the external (public) address of the UTM. DNAT can, in
this case, take packets addressed to port 80 of the system’s address and forward them to the
internal webserver.
Note – PPTP VPN Access is incompatible with DNAT.
In contrast to masquerading, which always maps to the primary network interface address,
SNAT maps the source address to the address specified in the SNAT rule.
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1:1 NAT is a special case of DNAT or SNAT. In this case all addresses of an entire network are
being translated one-to-one into the addresses of another network having the same netmask.
So the first address of the original network will be translated into the first address of the other
network, the second into the second and so on. A 1:1 NAT rule can be applied to either the
source or the destination address.
Note – By default, port 443 (HTTPS) is used for the User Portal. If you plan to forward port
443 to an internal server, you need to change the TCP port of the User Portal to another value
(e.g., 1443) on the Management > User Portal > Advanced tab.
Because DNAT is done before firewalling, you must ensure that appropriate firewall rules are
defined. For more information, see Network Protection > Firewall > Rules.
To define a NAT rule, proceed as follows:
1. On the NAT tab, click New NAT Rule.
The Add NAT Rule dialog box opens.
2. Make the following settings:
Group: The Group option is useful to group rules logically. With the drop-down list on top
of the list you can filter the rules by their group. Grouping is only used for display purposes, it does not affect rule matching. To create a new group select the << New group
>> entry and enter a descriptive name in the Name field.
Position: The position number, defining the priority of the rule. Lower numbers have
higher priority. Rules are matched in ascending order. Once a rule has matched, rules
with a higher number will not be evaluated anymore.
Rule type: Select the network address translation mode. Depending on your selection,
various options will be displayed. The following modes are available:
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SNAT (source): Maps the source address of defined IP packets to one new
source address. The service can be changed, too.
Note – You have to add the SNAT rules before you activate the Web Filter. The
UTM priorities Web Filter settings higher than SNAT rules. If you select a SNAT
rule while the Web Filter is activated the rule may not work. You can activate or
deactivate the Web Filter on the Web Protection > Web Filtering > Global page.
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DNAT (destination): Maps the destination address of defined IP packets to one
new destination address. The service can be changed, too.
1:1 NAT (whole networks): Maps IP addresses of a network to another network one-to-one. The rule applies either for the source or for the destination
address of the defined IP packets.
Full NAT (source + destination): Maps both the source address and the destination address of defined IP packets to one new source and one new destination
address. The source service and the target service can be changed, too.
No NAT: This option can be regarded as a kind of exception rule. For example, if
you have a NAT rule for a defined network you can create a No NAT rule for certain hosts inside this network. Those hosts will then be exempted from NAT.
Matching Condition: Add or select the source and destination network/host and the
service for which you want to translate addresses. How to add a definition is explained on
the Definitions & Users > Network Definitions > Network Definitions page.
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For traffic from: The original source address of the packets. This can be either a
single host or an entire network, or, except for the 1:1 NAT rule type, a network
range.
Using service: The original service type of the packets (consisting of source and
destination ports as well as a protocol type).
Note – A traffic service can only be translated when the corresponding
addresses are translated as well. In addition, a service can only be translated to
another service when the two services use the same protocol.
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Going to: The original destination address of the packets. This can be either a
single host or an entire network. With SNAT and No NAT, it can also be a network
range.
Action: Add or select the source and/or destination and/or the service type into which
you want to translate the original IP packet data. The displayed parameters depend on
the selected Rule type. How to add a definition is explained on the Definitions & Users >
Network Definitions > Network Definitions page.
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Change the source to (only with SNAT or Full NAT mode): Select the source
host, that is, the new source address of the packets.
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Change the destination to (only with DNAT or Full NAT mode): Select the destination host, that is, the new destination address of the packets.
And the service to (only with DNAT, SNAT or Full NAT mode): Select the new
service of the packets. Depending on the selected Rule type this can be the source
and/or destination service.
1:1 NAT mode (only with 1:1 NAT rule type): Select one of the following modes:
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Map Destination: Changes the destination address.
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Map Source: Changes the source address.
Note – You need to add an entire network into the field For traffic from when you
want to map the source, or into the field Going to when you want to map the destination.
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Map to (only with 1:1 NAT mode): Select the network you want to translate the original IP addresses into. Please note that the original network and the translated
network must have the same netmask.
Automatic firewall rule (optional): Select this option to automatically generate firewall
rules to allow the corresponding traffic passing through the firewall.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Rule applies to IPsec packets (only with SNAT or Full NAT mode): Select this option
if you want to apply the rule to traffic which is going to be processed by IPsec. By default
this option is not selected, thus IPsec traffic is excluded from source network address
translation.
Log initial packets (optional): Select this option if you want to write the initializing
packet of a communication to the firewall log. Whenever the NAT rule is used, you will
then find a message in the firewall log saying "Connection using NAT". This option works
for stateful as well as stateless protocols.
4. Click Save.
The new rule appears on the NAT list.
Enable the NAT rule.
5. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.
To either edit or delete a rule, click the corresponding buttons.
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8.3 Advanced Threat Protection
On the menu Network Protection > Advanced Threat Protection you can enable and configure
the Advanced Threat Protection feature to rapidly detect infected or compromised clients inside
your network, and raise an alert or drop the respective traffic. Advanced Threat Protection aims
at typical challenges in current corporate networks: on the one hand management of a mobile
workforce with an increasing number of different mobile devices (BYOD), and on the other
hand malware evolution and distribution methods getting faster and faster. The Advanced
Threat Protection analyzes network traffic, e.g., DNS requests, HTTP requests, or IP packets
in general, coming from and going to all networks. It also incorporates Intrusion Prevention and
Antivirus data if the respective features are activated. The database used to identify threats is
updated constantly by a CnC/Botnet data feed from Sophos Labs through pattern updates.
Based on this data, infected hosts and their communication with command-and-control (CnC)
servers can quickly be identified and dealt with.
8.3.1 Global
On the Advanced Threat Protection > Global tab, you can activate the Advanced Threat Protection System of Sophos UTM.
To enable Advanced Threat Protection, proceed as follows:
1. Enable the Advanced Threat Protection system.
Click the toggle switch.
The toggle switch turns amber and the Global Settings area becomes editable.
2. Make the following settings:
Policy: Select the security policy that the Advanced Threat Protection system should use
if a threat has been detected.
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Drop: The data packet will be logged and dropped.
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Alert: The data packet will be logged.
Network/host exceptions: Add or select the source networks or hosts that should be
exempt from being scanned for threats by Advanced Threat Protection. How to add a
definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
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Threat exceptions: Add destination IP addresses or domain names that you want to
skip from being scanned for threats by Advanced Threat Protection. This is the place
where you would add false positives to prevent them from being detected as threat.
Examples: 8.8.8.8 or google.com.
Caution – Be careful with specifying exceptions. By excluding sources or destinations
you may expose your network to severe risks.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
If enabled, and a threat is detected, it will be listed on the Network Protection page. A notification
will be sent to the administrator if enabled on the Management > Notifications > Notifications
page. The notification is set by default for drop and alert.
Cross Reference – Find information about configuring Advanced Threat Protection in the
Sophos Knowledgebase.
L iv e L o g
The Advanced Threat Protection live log can be used to monitor the detected threats. Click the
button to open the live log in a new window.
Note – IPS and Web Proxy threats will not be displayed in the Live Log.
8.4 Intrusion Prevention
On the menu Network Protection > Intrusion Prevention you can define and manage IPS rules
of the gateway. The Intrusion Prevention system (IPS) recognizes attacks by means of a signature-based IPS rule set. The system analyzes the complete traffic and automatically blocks
attacks before they can reach the network. The existing rule set and attack patterns are
updated through the pattern updates. New IPS attack pattern signatures are automatically
imported to the rule set as IPS rules.
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8.4.1 Global
On the Network Protection > Intrusion Prevention > Global tab you can activate the Intrusion
Prevention System (IPS) of Sophos UTM.
To enable IPS, proceed as follows:
1. Enable the intrusion prevention system.
Click the toggle switch.
The toggle switch turns amber and the Global IPS Settings area becomes editable.
2. Make the following settings:
Local networks: Add or select the networks that should be protected by the intrusion
prevention system. If no local network is selected, intrusion prevention will automatically
be deactivated and no traffic is monitored. How to add a definition is explained on the
Definitions & Users > Network Definitions > Network Definitions page.
Policy: Select the security policy that the intrusion prevention system should use if a
blocking rule detects an IPS attack signature.
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Drop silently: The data packet will be dropped without any further action.
Terminate connection: A terminating data packet (RST for TCP and ICMP Port
Unreachable for UDP connections) will be sent to both communication partners to
close the connection.
Note – By default, Drop silently is selected. There is usually no need to change this,
especially as terminating data packets can be used by an alleged intruder to draw conclusions about the gateway.
Restart policy: Select the policy for connection handling when an IPS engine restart is
required, for example when the engine is updated.
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Drop (default): All incoming and outgoing connections will be dropped during
engine restart.
Bypass: All incoming and outgoing connections will bypass IPS scanning while the
engine is restarting.
3. Click Apply.
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Your settings will be saved.
The toggle switch turns green.
Cross Reference – Find information about configuring IPS in the Sophos Knowledgebase.
L iv e L o g
The intrusion prevention live log can be used to monitor the selected IPS rules. Click the button
to open the live log in a new window.
8.4.2 Attack Patterns
The Network Protection > Intrusion Prevention > Attack Patterns tab contains IPS rules
grouped according to common attack patterns. Attack patterns have been combined as follows:
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Operating System Specific Attacks: Attacks trying to exploit operating system
related weaknesses.
Attacks Against Servers: Attacks targeted at all sorts of servers (for example, webservers, mail servers, and so on).
Attacks Against Client Software: Attacks aimed at client software such as web
browsers, mutimedia players, and so on.
Protocol Anomaly: Attack patterns look out for network anomalies.
Malware: Software designed to infiltrate or damage a computer system without the
owner's informed consent (for example, trojans, DoS communication tools, and the like).
To improve performance, you should clear the checkboxes that do not apply to services or software employed in your local networks. For example, if you do not operate a webserver in your
local network, you can cancel the selection for HTTP Servers.
For each group, the following settings are available:
Action: By default, each rule in a group has an action associated with it. You can choose
between the following actions:
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Drop: The default setting. If an alleged attack attempt has been determined, the causing
data packets will be dropped.
Alert: Unlike the Drop setting, critical data packets are allowed to pass the gateway but
will create an alert message in the IPS log.
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Note – To change the settings for individual IPS rules, use the Modified Rules box on the Intrusion Prevention > Advanced tab. A detailed list of IPS rules used in Sophos UTM 9 is available
at the Sophos webserver.
Rule Age: By default, IPS patterns are restricted to those dating from the last 12 months.
Depending on individual factors like overall patch level, legacy systems, or other security requirements, you can select another time span. Selecting a shorter time span will reduce the number
of rules and thus improve performance.
Add extra warnings: When this option is selected, each group will include additional rules
increasing the IPS detection rate. Note that these rules are more general and vague than the
explicit attack patterns and will therefore likely produce more alerts. For that reason, the default
action for these rules is Alert, which cannot be configured.
Notify: When this option is selected, a notification is sent to the administrator for every IPS
event matching this group. Note that this option only takes effect if you have enabled the notification feature for the intrusion prevention system on the Management > Notifications > Notifications tab. In addition, what type of notification (i.e., email or SNMP trap) is to be sent
depends on the settings made there. Note further that it might take up to five minutes before
changes of the notification settings will become effective.
8.4.3 Anti-DoS/Flooding
On the Anti-DoS/Flooding tab you can configure certain options aimed at defending Denial of
Service (DoS) and Distributed Denial of Service (DDoS) attacks.
Generally speaking, DoS and DDoS attacks try to make a computer resource unavailable for
legitimate requests. In the simplest case, the attacker overloads the server with useless packets
in order to overload its performance. Since a large bandwidth is required for such attacks, more
and more attackers start using so-called SYN flood attacks, which do not aim at overloading the
bandwidth, but at blocking the system resources. For this purpose, they send so-called SYN
packets to the TCP port of the service often with a forged sender address, thus causing the
server to spawn a half-open connection by sending back a TCP/SYN-ACK packet, and waiting
for an TCP/ACK packet in response from the sender address. However, because the sender
address is forged, the response never comes. These half-open connections saturate the number of available connections the server is able to make, keeping it from responding to legitimate
requests.
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Such attacks, however, can be prevented by limiting the amount of SYN (TCP), UDP, and
ICMP packets being sent into your network over a certain period of time.
TC P SYN Flo o d Pr o te ctio n
To enable SYN (TCP) flood protection, proceed as follows:
1. On the Anti-DoS/Flooding tab, select the checkbox Use TCP SYN Flood Protection.
2. Make the following settings:
Mode: The following modes are available:
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Source and destination addresses: Select this option if you want to drop SYN
packets by both their source and destination IP address. First, SYN packets matching the source IP address are restricted to the source packet rate value specified
below. Second, if there are still too many requests, they will additionally be filtered
according to their destination IP address and restricted to the destination packet
rate value specified below. This mode is set as default.
Destination address only: Select this option if you want to drop SYN packets
according to the destination IP address and destination packet rate only.
Source address only: Select this option if you want to drop SYN packets according to the source IP address and source packet rate only.
Logging: This option lets you select the log level. The following levels are available:
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Off: Select this log level if you want to turn logging completely off.
Limited: Select this log level to limit logging to five packets per seconds. This level
is set as default.
Everything: Select this log level if you want verbose logging for all SYN (TCP) connection attempts. Note that SYN (TCP) flood attacks may lead to extensive logging.
Source packet rate: Here you can specify the rate of packets per second that is allowed
for source IP addresses.
Destination packet rate: Here you can specify the rate of packets per second that is
allowed for destination IP addresses.
Note – It is important to enter reasonable values here, for if you set the rate too high,
your webserver, for instance, might fail because it cannot deal with such an amount of
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SYN (TCP) packets. On the other hand, if you set the rate too low, your gateway might
show some unpredictable behavior by blocking regular SYN (TCP) requests. Reasonable settings for every system heavily depend on your hardware. Therefore, replace
the default values by numbers that are appropriate for your system.
3. Click Apply.
Your settings will be saved.
U D P Flo o d Pr o te ctio n
UDP Flood Protection detects and blocks UDP packet floods. The configuration of UDP Flood
Protection is identical to TCP SYN Flood Protection.
IC MP Flo o d Pr o te ctio n
ICMP Flood Protection detects and blocks ICMP packet floods. The configuration of ICMP
Flood Protection is identical to TCP SYN Flood Protection.
8.4.4 Anti-Portscan
The Network Protection > Intrusion Prevention > Anti-Portscan tab lets you configure general
portscan detection options.
Portscans are used by hackers to probe secured systems for available services: In order to
intrude into a system or to start a DoS attack, attackers need information on network services. If
this information is available, attackers might take advantage of the security deficiencies of these
services. Network services using the TCP and UDP Internet protocols can be accessed via special ports and this port assignment is generally known, for example the SMTP service is
assigned to the TCP port 25. Ports that are used by the services are referred to as open, since it
is possible to establish a connection to them, whereas unused ports are referred to as closed;
every attempt to connect with them will fail. Attackers try to find the open ports with the help of a
particular software tool, a port scanner. This program tries to connect with several ports on the
destination computer. If it is successful, the tool displays the relevant ports as open and the
attackers have the necessary information, showing which network services are available on the
destination computer.
Since there are 65535 distinct and usable port numbers for the TCP and UDP Internet protocols, the ports are scanned at very short intervals. If the gateway detects an unusually large
number of attempts to connect to services, especially if these attempts come from the same
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source address, the gateway is most likely being port scanned. If an alleged attacker performs a
scan of hosts or services on your network, the portscan detection feature will recognize this. As
an option, further portscans from the same source address can be blocked automatically.
Please note that the portscan detection is limited to Internet interfaces, i.e. interfaces with a
default gateway.
Technically speaking, a portscan is detected when a detection score of 21 points in a time range
of 300 ms for one individual source IP address is exceeded. The detection score is calculated as
follows:
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Scan of a TCP destination port less than 1024 = 3 points
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Scan of a TCP destination port greater or equal 1024 = 1 point
To enable portscan detection, proceed as follows:
1. On the Anti-Portscan tab, enable Portscan Detection.
Click the toggle switch.
The toggle switch turns green and the Global Settings area becomes editable.
2. Make the following settings:
Action: The following actions are available:
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Log event only: No measures are taken against the portscan. The event will be
logged only.
Drop traffic: Further packets of the portscan will be silently dropped. A port scanner will report these ports as filtered.
Reject traffic: Further packets of the portscan will be dropped and an ICMP "destination unreachable/port unreachable" response will be sent to the originator. A
port scanner will report these ports as closed.
Limit logging: Enable this option to limit the amount of log messages. A portscan detection may generate many logs while the portscan is being carried out. For example, each
SYN packet that is regarded as belonging to the portscan will generate an entry in the firewall log. Selecting this option will restrict logging to five lines per second.
3. Click Apply.
Your settings will be saved.
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8.4.5 Exceptions
On the Network Protection > Intrusion Prevention > Exceptions tab you can define source and
destination networks that should be excluded from intrusion prevention.
Note – A new IPS exception only applies to new connections. To apply a new IPS exception to
an existing connection, you can for example disconnect or restart the respective device.
To create an exception, proceed as follows:
1. On the Exceptions tab, click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this exception.
Skip these checks: Select the security checks that should be skipped:
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Intrusion Prevention: When you select this option, the IPS of Sophos UTM will
be disabled.
Portscan Protection: Selecting this option disables the protection from attacks
aimed at searching your network hosts for open ports.
TCP SYN Flood Protection: Once selected, the protection from TCP SYN flooding attacks will be disabled.
UDP Flood Protection: Once selected, the protection from UDP flooding
attacks will be disabled.
ICMP Flood Protection: Once selected, the protection from ICMP flooding
attacks will be disabled.
For all requests: Select at least one condition for which the security checks are to be
skipped. You can logically combine several conditions by selecting either And or Or from
the drop-down list in front of a condition. The following conditions can be set:
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Coming from these Source Networks: Select to add source hosts/networks
that should be exempt from the security checks of this exception rule. Enter the
respective hosts or networks in the Networks box that opens after selecting the
condition.
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Using these services: Select to add services that should be exempt from the
security checks of this exception rule. Add the respective services to the Services
box that opens after selecting the condition.
Going to these destinations: Select to add hosts/networks that should be
exempt from the security checks of this exception rule. Enter the respective hosts
or networks in the Destinations box that opens after selecting the condition.
Tip – How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Comment (optional): Add a description or other information.
3. Click Save.
The new exception appears on the Exceptions list.
4. Enable the exception.
The new exception is disabled by default (toggle switch is gray). Click the toggle switch to
enable the exception.
The exception is now enabled (toggle switch is green).
To either edit or delete an exception, click the corresponding buttons.
Note – If you want to make an intrusion prevention exception for packets with the destination
address of the gateway, selecting Any in the Destinations box will not succeed. You must
instead select a definition that contains the gateway's IP address, for example the Internal
(Address) or the external WAN address.
Note – If you use a UTM proxy, an intrusion prevention exception has to reflect this: A proxy
replaces the original source address of a packet with its own address. Thus, to except intrusion prevention for proxied packets, you need to add the appropriate UTM's interface address
definition to the source Networks box.
8.4.6 Advanced
Pa tte r n Se t O p timiz a tio n
Activate file related patterns: By default, patterns against file-based attacks are disabled as
protection against those threats is usually covered by the Antivirus engine. This default setting
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(disabled) provides maximum performance while enabling this option will provide maximum
recognition rate. Enabling file-related patterns may be a sensible option where no other virus
protection is available, e.g., Web Protection is turned off or no client Antivirus program is
installed.
Ma n u a l R u le Mo d ifica tio n
In this section, you can configure manual modifications to each IPS rule overwriting the default
policy, which is taken from the attack pattern groups. Such modifications should be configured
by experienced users only.
To create a modified rule, proceed as follows:
1. In the Modified rules box, click the Plus icon.
The Modify Rule dialog box opens.
2. Make the following settings:
Rule ID: Enter the ID of the rule you want to modify. To look up the rule ID, go to the list
of IPS rules at the Sophos webserver. (In the folder, look for files with IPS-rules in their
names, available for different UTM versions and pattern versions, and both in HTML and
XML format.) In addition, they can either be determined from the IPS log or the IPS
report.
Disable this rule: When you select this option, the rule of the respective ID will be disabled.
If you do not select this option, however, the following two options are available:
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Disable notifications: Selecting this option will not trigger a notification in case
the rule in question was applied.
Action: The action each rule is associated with it. You can choose between the following actions:
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Drop: If an alleged attack attempt has been determined, the causing data
packets will be dropped.
Alert: Unlike the Drop setting, critical data packets are allowed to pass the
gateway but will create an alert message in the IPS log.
3. Click Save.
The rule appears in the Modified rules box. Please note that you also need to click Apply
on the bottom of the page to commit the changes.
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Note – If you add a rule ID to the Modified rules box and set the action to Alert, for example,
this modification will only take effect if the group to which the rule belongs is enabled on the
Attack Patterns tab. If the corresponding attack pattern group is disabled, modifications to individual IPS rules will have no effect.
Pe r fo r ma n ce Tu n in g
In addition, to increase the performance of the intrusion prevention system and to minimize the
amount of false positive alerts, you can limit the scope of IPS rules to only some of your internal
servers. For example, suppose you have activated the HTTP Servers group on the Attack Patterns tab and you have selected a particular HTTP server here. Then, even if the intrusion prevention system recognizes an attack against an HTTP server, the associated action (Drop or
Alert) will only be applied if the IP address of the affected server matches the IP address of the
HTTP server selected here.
You can limit the scope of IPS rules for the following server types:
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HTTP: All attack pattern groups subsumed under HTTP Servers
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DNS: Attack pattern group DNS
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SMTP: Attack pattern groups Exchange and Sendmail
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SQL: All attack pattern groups subsumed under Database Servers
8.5 Server Load Balancing
With the server load balancing function you can distribute incoming connections (e.g., SMTP or
HTTP traffic) to several servers behind the gateway. Balancing is based on the source IP
address with a persistence time of one hour. If the interval between two requests from the same
source IP address exceeds that interval, the balancing is redecided. The traffic distribution is
based on a simple round-robin algorithm.
All servers from the server pool are monitored either by ICMP ping, TCP connection establishment, or HTTP/S requests. In case of a failure the affected server is not used anymore for
distribution, any possible source IP persistence is overruled.
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Note – A return code of HTTP/S requests must either be 1xx Informational, 2xx
Success, 3xx Redirection, or 4xx Client Error. All other return codes are taken as failure.
8.5.1 Balancing Rules
On the Network Protection > Server Load Balancing > Balancing Rules tab you can create load
balancing rules for Sophos UTM Software. After having created a rule, you can additionally
define weight distribution between servers and set interface persistence.
To create a load balancing rule, proceed as follows:
1. On the Balancing Rules tab, click New Load Balancing Rule.
The Add Load Balancing Rule dialog box opens.
2. Make the following settings:
Service: The network service you want to balance.
Virtual server: The original target host of the incoming traffic. Typically, the address will
be the same as the gateway's external address.
Real servers: The hosts that will in turn accept traffic for the service.
Tip – How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Check type: Select one of the following check types to monitor the service.
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TCP: TCP connection establishment
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UDP: UDP connection establishment
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Ping: ICMP Ping
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HTTP Host: HTTP requests
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HTTPS Hosts: HTTPS requests
When using UDP a ping request will be sent initially which, if successful, is followed by a
UDP packet with a payload of 0. If ping does not succeed or the ICMP port is unreachable, the server is regarded as down. For HTTP and HTTPS requests you can enter a
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URL, which can either be with or without hostname, e.g. index.html or
http://www.example.com/index.html.
Interval: Enter a check interval in seconds. The default is 15 seconds, i.e., every 15
seconds the health status of all real servers is checked.
Timeout: Enter a maximum time span in seconds for the real servers to send a
response. If a real server does not respond during this time, it will be regarded as dead.
Automatic firewall rules (optional): Select this checkbox to automatically generate firewall rules. These rules allow forwarding traffic from any host to the real servers.
Shutdown virtual server address (optional): If and only if you use an additional
address as virtual server for load balancing (see chapter Interfaces > Additional
Addresses) this checkbox can be enabled. In case all real servers become unavailable
that additional address interface will be automatically shut down.
Comment (optional): Add a description or other information.
3. Click Save.
The new rule appears on the Balancing Rules list.
Enable the load balancing rule.
4. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.
The rule is now enabled (toggle switch is green).
To either edit or delete a rule, click the corresponding buttons.
Example: Suppose that you have two HTTP servers in your DMZ with the IP addresses
192.168.66.10 and 192.168.66.20, respectively. Assumed further you want to distribute
HTTP traffic arriving on the external interface of your gateway equally to both servers. To set up
a load balancing rule, select or create a host definition for each server. You may call them http_
server_1 and http_server_2. Then, in the Create New Load Balancing Rule dialog box, select
HTTP as Service. In addition, select the external address of the gateway as Virtual server. Finally, put the host definitions into the Real servers box.
Weight Distribution and Interface Persistence
To distribute weight between the load balancing servers and/or to set interface persistence of
them, do the following:
1. Click the Edit button of a load balancing rule.
The Edit Load Balancing Rule dialog box opens.
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2. Click the Scheduler button on the header of the Real servers box.
The Edit Scheduler dialog window opens.
3. Make the following settings:
Weight: Weight can be set from 0 to 100 and specifies how much traffic is processed by
a server relative to all other servers. A weighted round robin algorithm is used for this, a
higher value meaning more traffic is routed to the respective server. The values are evaluated relative to each other so they need not add up to 100. Instead, you can have a configuration for example, where server 1 has value 100, server 2 has value 50 and server 3
has value 0. Here, server 2 gets only half the traffic of server 1, whereas server 3 only
comes into action when none of the other servers is available. A value of zero means that
always another server with a higher value is chosen if available.
Persistence: Interface persistence is a technique which ensures that subsequent connections from a client are always routed over the same uplink interface. Persistence has
a default timeout of one hour. You can also disable interface persistence for this balancing rule.
4. Click Save.
The Edit Scheduler dialog window closes and your settings are saved.
5. Click Save.
The Edit Load Balancing Rule dialog box closes.
8.6 VoIP
Voice over Internet Protocol (VoIP) is the routing of voice conversations over the Internet or
through any other IP-based network. Sophos UTM offers support for the most frequently
employed protocols used to carry voice signals over the IP network:
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8.6.1 SIP
The Session Initiation Protocol (SIP) is a signalization protocol for the setup, modification, and
termination of sessions between two or several communication partners. It is primarily used in
setting up and tearing down voice or video calls. To use SIP, you first have to register your IP
address and URLs at your ISP. SIP uses UDP or TCP on port 5060 to indicate which IP
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addresses and port numbers are to be used between the endpoints to exchange media data
(video or voice). Since opening all ports for all addresses would cause a severe security issue,
the gateway is able to handle SIP traffic on an intelligent basis. This is achieved by means of a
special connection tracking helper monitoring the control channel to determine which dynamic
ports are being used and then only allowing these ports to pass traffic when the control channel
is busy. For that purpose you must specify both a SIP server network and a SIP client network
definition in order to create appropriate firewall rules enabling the communication via the SIP
protocol.
To enable support for the SIP protocol, proceed as follows:
1. On the SIP tab, enable SIP protocol support.
Click the toggle switch.
The toggle switch turns amber and the Global SIP Settings area becomes editable.
2. Make the following settings:
SIP server networks: Here you can add or select the SIP servers (provided by your
ISP) the SIP clients should be allowed to connect to; for security reasons, do not select
Any. How to add a definition is explained on the Definitions & Users > Network Definitions
> Network Definitions page.
SIP client networks: Add or select the hosts/networks of the SIP clients that should be
allowed to initiate or respond to a SIP communication. A SIP client is an endpoint in the
LAN that participates in real-time, two-way communications with another SIP client. How
to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Expectation mode: Select how strict the initializing of communication sessions should
be:
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Strict: Incoming calls are only allowed from the ISP's registrar, i.e. the IP address
the REGISTER SIP message was sent to. Additionally, the UTM only accepts
media (voice or video) data sessions from signaling endpoints, i.e., the devices that
exchanged the SIP message. Some providers send the media data from another
IP address than the SIP message, which will be rejected by the UTM.
Client/server networks: Incoming calls are allowed from all clients of the defined
SIP server or client networks. Media data is accepted from another sender IP
address than the one that sent the SIP message, provided that the address
belongs to the defined SIP server or client networks.
Any: Incoming calls as well as media data are permitted from anywhere.
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3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To cancel the configuration, click the amber colored toggle switch.
8.6.2 H.323
H.323 is an international multimedia communications protocol standard published by the International Telecommunications Union (ITU-T) and defines the protocols to provide audio-visual
communication sessions on any packet-switched network. H.323 is commonly used in Voice
over IP (VoIP) and IP-based videoconferencing.
H.323 uses TCP on port 1720 to negotiate which dynamic port range is to be used between the
endpoints when setting up a call. Since opening all ports within the dynamic range would cause
a severe security issue, the gateway is able to allow H.323-related traffic on an intelligent basis.
This is achieved by means of a special connection tracking helper monitoring the control channel to determine which dynamic ports are being used and then only allowing these ports to pass
traffic when the control channel is busy. For that purpose you must specify both an H.323 gatekeeper and a client network definition in order to create appropriate firewall rules enabling the
communication via the H.323 protocol.
To enable support for the H.323 protocol, proceed as follows:
1. On the H.323 tab, enable H.323 protocol support.
Click the toggle switch.
The toggle switch turns amber and the Global H.323 Settings area becomes editable.
2. Make the following settings:
H.323 Gatekeeper: Add or select an H.323 gatekeeper. An H.323 gatekeeper controls
all H.323 clients (endpoints such as Microsoft's NetMeeting) in its zone. More specifically,
it acts as a monitor of all H.323 calls within its zone on the LAN. Its most important task is
to translate between symbolic alias addresses and IP addresses. How to add a definition
is explained on the Definitions & Users > Network Definitions > Network Definitions page.
H.323 Client: Here you can add or select the host/network to and from which H.323 connections are initiated. An H.323 client is an endpoint in the LAN that participates in realtime, two-way communications with another H.323 client. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions page.
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3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To cancel the configuration, click the amber colored toggle switch.
8.7 Advanced
The tabs of the Network Protection > Advanced menu let you configure additional network protection features such as a generic proxy, SOCKS proxy, and IDENT reverse proxy.
8.7.1 Generic Proxy
A generic proxy, also known as a port forwarder, combines both features of DNAT and masquerading, forwarding all incoming traffic for a specific service to an arbitrary server. The difference to standard DNAT, however, is that a generic proxy also replaces the source IP
address of a request with the IP address of the interface for outgoing connections. In addition,
the destination (target) port number can be changed as well.
To add a generic proxy rule, proceed as follows:
1. On the Generic Proxy tab, click New Generic Proxy Rule.
The Add Generic Proxy Rule dialog box opens.
2. Make the following settings:
Interface: Select the interface for incoming connections.
Service: Add or select the service definition of the traffic to be proxied.
Host: Add or select the target host where the traffic should be forwarded to.
Service: Add or select the target service of the traffic to be proxied.
Allowed Networks: Add or select the networks to which port forwarding should be
applied.
Tip – How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Comment (optional): Add a description or other information.
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3. Click Save.
The new rule appears on the Generic Proxy rule list.
Enable the generic proxy rule.
4. The new rule is disabled by default (toggle switch is gray). Click the toggle switch to
enable the rule.The rule is now enabled (toggle switch is green).
To either edit or delete a rule, click the corresponding buttons.
8.7.2 SOCKS Proxy
SOCKS is a versatile Internet protocol that allows client-server applications to transparently use
the services of a network firewall. It is used by many client applications behind a firewall to communicate with hosts on the Internet. Examples are IRC/Instant Messaging clients, FTP clients,
and Windows SSH/Telnet clients. Those clients behind a firewall wanting to access exterior servers connect to a SOCKS proxy server instead. This proxy server controls the eligibility of the client to access the external server and passes the request on to the server. Your client application must explicitly support the SOCKS 4 or SOCKS 5 protocol versions.
The default port for SOCKS is 1080. Almost all clients have implemented this default port setting, so it normally does not have to be configured. The differences between SOCKS and NAT
are that SOCKS also allows "bind" requests (listening on a port on behalf of a client—a feature
which is supported by very few clients only) and that SOCKS 5 allows user authentication.
When enabling the SOCKS proxy, you must define one or more networks which should have
access to the proxy. When you require user authentication, you can also select the users or
groups that should be allowed to use the SOCKS proxy.
Note – Without user authentication, the SOCKS proxy can be used with both the SOCKS 4
and SOCKS 5 protocols. When user authentication is selected, only SOCKS 5 will work. If you
want the proxy to resolve hostnames in SOCKS 5 mode, you must also activate the DNS
proxy, because otherwise DNS resolution will fail.
To configure the SOCKS proxy, proceed as follows:
1. On the SOCKS Proxy tab, enable the SOCKS proxy.
Click the toggle switch.
The toggle switch turns amber and the SOCKS Proxy Options area becomes editable.
2. Make the following settings:
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Allowed networks: Add or select the networks that should be allowed to use the
SOCKS proxy. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page.
Enable user authentication: If you select this option, users must provide a username
and password to log in to the SOCKS proxy. Because only SOCKS 5 supports user
authentication, SOCKS 4 is automatically disabled.
Allowed users: Select the users or groups or add new users that should be allowed to
use the SOCKS proxy. How to add a user is explained on the Definitions & Users > Users
& Groups > Users page.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
8.7.3 IDENT Reverse Proxy
The IDENT protocol is used by remote servers for a simple verification of the identity of accessing clients. Although this protocol is unencrypted and can easily be spoofed, many services still
use (and sometimes require) the IDENT protocol.
To configure the IDENT relay, proceed as follows:
1. On the IDENT Reverse Proxy tab, enable the IDENT relay.
Click the toggle switch.
The toggle switch turns green and the Global Settings area becomes editable.
2. Make the following settings:
Forward to Internal Hosts (optional): Since IDENT queries are not covered by the
gateway's connection tracking, they will get "stuck" if masquerading is used. You can
select the Forward to Internal Hosts option to pass on IDENT queries to masqueraded
hosts behind the gateway. Note that the actual IP connection will not be forwarded.
Instead, the gateway will in turn ask the internal client for an IDENT reply and will forward
that string to the requesting server. This scheme will work with most "mini-IDENT" servers built into popular IRC and FTP clients.
Default Response: The gateway offers support for answering IDENT requests when
you enable the IDENT relay. The system will always reply with the string entered in the
Default Response box, regardless of the local service that has initiated the connection.
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3. Click Apply.
Your settings will be saved.
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This chapter describes how to configure basic web protection features of Sophos UTM.
The following topics are included in this chapter:
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Web Filter Profiles
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Filtering Options
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Policy Test
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Application Control
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FTP
The Web Protection Statistics page in WebAdmin provides an overview of the most used applications and application categories, the most surfed domains according to time and traffic as well
as the top users surfing. In addition, the top blocked website categories are shown. Each of the
sections contains a Details link. Clicking the link redirects you to the respective reporting section
of WebAdmin, where you can find more statistical information.
Note – You can find detailed information on how the web usage data is collected and how the
statistics are calculated on the Logging & Reporting > Web Protection > Web Usage Reports
page.
In the Top Applications section, hovering the cursor on an application displays one or two icons
with additional functionality:
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Click the Block icon to block the respective application from now on. This will create a rule
on the Application Control Rules page. This option is unavailable for applications relevant
to the flawless operation of Sophos UTM. WebAdmin traffic, for example, cannot be
blocked as this might lead to shutting yourself out of WebAdmin. Unclassified traffic cannot be blocked, either.
Click the Shape icon to enable traffic shaping of the respective application. A dialog window opens where you are asked to define the rule settings. Click Save when you are
done. This will create a rule both on the Traffic Selectors and on the Bandwidth Pools
page.Traffic shaping is not available when viewing the All Interfaces Flow Monitor as
shaping works interface-based.
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Click the Throttle icon to enable traffic throttling of the respective application. A dialog window opens where you are asked to define the rule settings. Click Save when you are
done. This will create a rule both on the Traffic Selectors and on the Download Throttling
page. Download throttling is not available when viewing the All Interfaces Flow Monitor
as throttling works interface-based.
9.1 Web Filtering
The tabs of the Web Protection > Web Filtering menu allow you to configure Sophos UTM as an
HTTP/S caching proxy. This includes Antivirus scanning on incoming and outgoing web traffic,
protecting against Spyware and detecting malicious websites. It can also control access to websites of different categories, allowing an administrator to enforce policies regarding access to
things such as Gambling, Pornography, or Shopping, including blocking these sites or providing
a click-though warning page.
Used in conjunction with Sophos Endpoint Software, Sophos UTM can enforce and monitor
these same web policies on endpoint machines that are on external networks. Users can take a
laptop home or around the world and the same policies will apply. To enable Endpoint Web Control, see Endpoint Protection > Web Control.
You can still manage your filter actions on the Web Filter Profiles > Filter Actions tab. There you
can add, modify, clone or delete filter actions. But now you can create, modify, and assign filter
actions by launching the Add/Edit Filter Action wizard on the Web Filtering > Policies tab.
9.1.1 Web Filtering Changes
As of the 9.2 release, Sophos UTM includes a new simplified interface for creating and managing your web filtering policies. While the interface has changed considerably, functionality has
not changed. All of your existing settings have been preserved and if you make no changes the
system will behave in the exact same way.
Previously, complex web policy involved creating web filtering profiles. These consisted of filter
actions, created on the Filter Actions tab, which were then assigned to users and groups
through filter assignments on the Filter Assignments tab, and then configured on the Proxy Profiles tab. Now, you can configure all aspects of your web filtering policy, including your default
configuration and advanced filtering profiles from the Web Filtering > Policies tab.
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Note – Take some time to familiarize yourself with the new interface and read the following
overview. While it is different than previous releases, it should be much easier to create and
maintain complex web policies.
9.1.1.1 Some Key Differences
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In 9.1 there were several tabs containing global options that were under Web Protection
> Web Filtering. These tabs have moved to Web Protection > Filtering Options.
In 9.1 a proxy profile had filter assignments, which allowed you to select different filter
actions based on criteria. These are now called filter profiles with policies, which are
presented in a table on a second tab of the profile.
In 9.1 the default profile only supported a single filter assignment (called the default
assignment). Now you can have many policies within the default profile.
In 9.1 every profile had a fallback action. This is now called the base policy, however the
functionality is the same. The base policy contains the filter action that is used if no other
policies match.
In 9.1 you created filter actions using multiple tabs on the default profile, and a very tall
scrolling region for any additional. Now the creation of all filter actions is done with a multitabbed dialog, the Filter Action Wizard.
9.1.1.2 Common Tasks
The following is a brief overview of how you perform common tasks in 9.2 and later compared to
the 9.1 interface.
How do I:
9.1
9.2
Configure the various tabs
under Web Filtering:
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Edit the default
policy?
Web Filtering > Policies
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How do I:
9 Web Protection
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Create or edit a Web Filtering Profiles > Proxy
proxy profile?
Profiles
1. Create a filter action on
Web Filtering Profiles >
Filter Actions
Assign a filter
assignment to a
proxy profile?
2. Create a filter assignment on Web Filtering
Profiles > Filter Assignments
3. Edit or add a proxy profile on Web Filtering Profiles > Proxy Profiles
Add a website to
a blacklist in my Web Filtering Profiles > Filter
default filter
Assignments
action?
9.2
Web Filtering > Web Filtering Profiles
1. On Web Filtering Profiles > Filter
Profiles, click on the name of a Filter Profile, or create a profile by
clicking the green Plus icon.
2. On the Policies tab, click the green
Plus icon to add a policy.
3. Select a Filter Action, or click the
green Plus icon to create one.
On Web Filtering > Policies, when creating or editing a policy, click the green
Plus icon next to Filter Action.
1. Web Filtering > Policies
Create a new filter action for my
filter assignment?
Web Filtering > URL Filtering
and click the green Plus icon
next to Additional URLs/Sites
to block
Modify
advanced settings?
Web Filtering > Advanced
Manage trusted
Web Filtering > HTTPS CAs
HTTPS CAs?
2. Select the Default content filter
action
3. On the Websites tab, click the
green Plus icon next to Block
these websites
Filtering Options > Misc
Filtering Options > HTTPS CAs
9.1.1.3 Migration
When you upgrade to version 9.2, your previous configuration and settings are preserved and
your system will continue to behave the same. However, as the user interface has changed considerably, things may not be where you expect them to be. The Web Filtering menu item contains all the settings you need to apply a set of policies and actions to a single set of allowed networks. The Web Filter Profiles menu item contains corresponding settings, but allows you to
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create multiple profiles so you can apply different settings to different networks. All global settings are now on tabs on the Filtering Options menu item.
Some objects have been renamed. For example, Proxy Profiles are now Filter Profiles and Filter Assignments are now Policies. The Fallback Action is now called the Base Policy, as it is the
policy/action that occurs if no other policies match. The relationship between these objects is
much clearer, as all Policies are now listed on a tab of the profile. The Filter Action can be added
or modified using a pop-up tabbed dialog that contains everything that can be configured for an
action.
One of the limitations of 9.1 is that the default profile could only have one set of users assigned to
it. This has been migrated to a policy called Default content filter profile assignment with a
migrated filter action called Default content filter action. If you had other filter assignments created, these will now appear as disabled policies in the profile.
In 9.1 if you had created a profile just so that you could have multiple assignments you can simplify your configuration by enabling those policies in the default profile in the first menu option,
making sure that your Allowed Networks is correct, and then deleting the now unnecessary additional profile.
9.1.2 Global
On the Web Protection > Web Filtering > Global tab you can make the global settings for the
Web Filter.
To configure the Web Filter, proceed as follows:
1. On the Global tab, enable the Web Filter.
Click the toggle switch.
The toggle switch turns green and the Primary Web Filter Profile area becomes editable.
2. Select the allowed networks.
Select the networks that should be allowed to use the Web Filter. By default, the Web Filter listens for client requests on TCP port 8080 and allows any client from the networks listed in the Allowed networks box to connect.
Caution – It is extremely important not to select an Any network object, because this
introduces a serious security risk and opens your appliance up to abuse from the Internet.
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3. Select options for HTTPS (SSL) traffic:
Choose from the following options for scanning SSL traffic:
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Do not Scan: This option is only available in transparent mode. When selected,
HTTPS traffic does not go through the proxy and does not get scanned.
URL Filtering Only: This option performs URL category and reputation checks,
but does not scan the contents of HTTPS traffic.
Decrypt and Scan: Choose this option to decrypt and perform full checks on
HTTPS traffic.
4. Select a mode of operation.
Note that when you select an operation mode that requires user authentication, you
need to select the users and groups that shall be allowed to use the Web Filter. The following modes of operation are available:
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Standard Mode: In standard mode, the Web Filter will listen for client requests on
port 8080 by default and will allow any client from the networks listed in Source networks box to connect. When used in this mode, clients must have specified the
Web Filter as HTTP proxy in their browser configuration.
Select the default authentication mode.
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None: Select to not use any authentication.
Active Directory SSO: This mode will attempt to authenticate the user
that is currently logged into the computer as the user of the proxy (single
sign on). If the currently logged in user is a valid AD user with permission to
use the proxy, the authentication should occur with no user interaction. You
must have configured Active Directory Single Sign-On (SSO) on the Definitions & Users > Authentication Services > Servers tab. Clients can authenticate with NTLM or Kerberos.
Agent: Select to use the Sophos Authentication Agent (SAA). Users need
to start the agent and authenticate in order to be able to use the Web Filter.
The agent can be downloaded from the User Portal. See: User Portal.
Apple OpenDirectory SSO: Select when you have configured LDAP on
the Definitions & Users > Authentication Services > Servers tab and you are
using Apple OpenDirectory. Additionally, you have to upload a MAC OS X
Single Sign-On Kerberos keyfile on the Web Protection > Filtering Options >
Misc tab for the proxy to work properly. When used in this mode, clients
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must have specified the Web Filter as HTTP proxy in their browser configuration. Note that the Safari browser does not support SSO.
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Basic User Authentication: In this mode, each client must authenticate
itself against the proxy before using it. For more information about which
authentication methods are supported, see Definitions & Users > Authentication Services. When used in this mode, clients must have specified the Web
Filter as HTTP proxy in their browser configuration.
Browser: When selected the users will be presented a login dialog window
in their browser to authenticate themselves with the Web Filter. This mode
allows for username-based tracking, reporting, and surfing without clientside browser configuration. Moreover, you can enable a disclaimer that is
additionally displayed on that dialog window and needs to be accepted by
users to be able to go on. For more information on the disclaimer, please
refer to chapter Management > Customization > Web Messages.
Note – When using browser authentication, a pop-up will be generated
from passthrough.fw-notify.net. Users should ensure passthrough.fwnotify.net is exempt from their browser's pop-up blocker.
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eDirectory SSO: Select when you have configured eDirectory on the Definitions & Users > Authentication Services > Servers tab.
Note – For eDirectory Single-Sign-On (SSO) modes, the Web Filter caches
accessing IP addresses and credentials for up to fifteen minutes, for Apple
OpenDirectory and Active Directory SSO it caches only the group information.
This is done to reduce the load on the authentication servers. However it also
means that changes to users, groups, or the login status of accessing users may
take up to fifteen minutes to be reflected by the Web Filter.
If you chose an authentication mode that requires user authentication, select Block
access on authentication failure to deny access to users that fail authentication.
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Transparent Mode: In transparent mode, all connections made by client
browser applications on port 80 (and port 443 if SSL is used) are intercepted and
redirected to the Web Filter without client-side configuration. The client is entirely
unaware of the Web Filter server. The advantage of this mode is that for many
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installations no additional administration or client-side configuration is necessary.
The disadvantage however is that only HTTP requests can be processed. Thus,
when you select the transparent mode, the client's proxy settings will become ineffective.
Note – In transparent mode, the Web Filter will strip NTLM authentication headers from HTTP requests. Furthermore, the Web Filter cannot handle FTP
requests in this mode. If your clients want to access such services, you must open
port (21) in the firewall. Note further that some webservers transmit some data,
in particular streaming video and audio, over a port different from port 80. These
requests will not be noticed when the Web Filter operates in transparent mode.
To support such traffic, you must either use a different mode or enter an explicit
firewall rule allowing them.
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None: Select to not use any authentication.
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Active Directory SSO: This mode will attempt to authenticate the user
that is currently logged into the computer as the user of the proxy (single
sign on). If the currently logged in user is a valid AD user with permission to
use the proxy, the authentication should occur with no user interaction. You
must have configured Active Directory Single Sign-On (SSO) on the Definitions & Users > Authentication Services > Servers tab. Clients can authenticate with NTLM (or Kerberos if Mac). For some environments additional
configuration is required on the endpoint. If you are having problems with
SSO in transparent mode, please see: Sophos Knowledgebase Article
120791.
Note – When defining the Active Directory user group, we highly recommend to add the desired entries to the Active Directory groups box by
manually entering the plain Active Directory group or user names instead
of the LDAP strings. Example: Instead of an LDAP string CN=ads_
group1,CN=Users,DC=example,DC=com, just enter the name ads_
group1.
Note – When using Kerberos, only add groups to the Active Directory
groups box, as entries for users are not be accepted by the Web Filter.
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Agent: Select to use the Sophos Authentication Agent (SAA). Users need
to start the agent and authenticate in order to be able to use the Web Filter.
Browser: When selected the users will be presented a login dialog window
in their browser to authenticate themselves with the Web Filter. This mode
allows for username-based tracking, reporting, and surfing without clientside browser configuration. Moreover, you can enable a disclaimer that is
additionally displayed on that dialog window and needs to be accepted by
users to be able to go on. For more information on the disclaimer, please
refer to chapter Management > Customization > Web Messages.
Note – When using browser authentication, a pop-up will be generated
from passthrough.fw-notify.net. Users should ensure passthrough.fwnotify.net is exempt from their browser's pop-up blocker.
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Full Transparent (optional): Select to preserve the client source IP instead of
replacing it by the gateway's IP. This is useful if your clients use public IP addresses
that should not be disguised by the Web Filter. The option is only available when
running in bridged mode.
The available authentication modes for Full Transparent are the same as Transparent. See above.
Cross Reference – Find more information about configuring browser authentication
in standard mode in the Sophos Knowledgebase.
When configured to use authentication, you have the option to Block access on authentication failure. If you are using AD SSO and do not block access on failure, an SSO
authentication failure will allow unauthenticated access without prompting the user. If you
are using Browser authentication and do not block access on authentication failure, there
will be an additional Guest login link on the login page to allow unauthenticated access.
5. Enable Device-specific Authentication.
To configure authentication modes for specific devices, select the Enable Device-specific
Authentication checkbox. Once enabled you can click the green Plus icon to add device
types and associated authentication modes.
6. Click Apply.
Your settings will be saved.
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Important Note – When SSL scanning is enabled in combination with the transparent mode,
certain SSL connections are destined to fail, e.g. SSL VPN tunnels. To enable SSL VPN connections, add the respective target host to the Transparent Mode Skiplist (see Web Protection
> Filtering Options > Misc). Furthermore, to access hosts with a self-signed certificate you
need to create an exception for those hosts, selecting the option Certificate Trust Check. The
proxy will then not check their certificates.
L ive L o g
The Web Filtering live log gives you information on web requests. Click the Open Live Log button to open the Web Filtering live log in a new window.
9.1.3 HTTPS
On the Web Protection > Web Filtering > HTTPS tab you can configure how Web Filtering
handles HTTPS traffic.
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URL filtering only: Select this option to filter based on domain name for categorization,
tags, and if the site is listed in a whitelist or blacklist.
Decrypt and scan: Select this option to perform URL Filtering and also perform
HTTPS decryption for full scanning.
Decrypt and scan the following: Select this option to perform URL Filtering, and to
decrypt and scan selected categories or tagged sites.
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Scan these tagged websites: Use this box to select which tagged sites will be
decrypted and scanned. Select the folder icon to choose existing tags, or click the
plus icon to add a new tag. To add an existing tag, select and drag it to the Scan
these tagged websites list box.
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Scan these categorized websites: Use this list box to choose which website categories will be decrypted and scanned. Click the trash icon next to a category to
remove it from the list. Select the folder icon to list available categories. To add a
category, select and drag it to the Scan these categorized websites list box.
Do not proxy HTTPS traffic in Transparent Mode: Select this option to disable Web
Filtering for all HTTPS traffic. Use this option only for Transparent Mode. When selected,
the Web Filter will not proxy any HTTPS traffic. You must also create a firewall rule to
allow HTTPS traffic through the UTM.
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9.1.4 Policies
Use the Web Protection > Web Filtering > Policies tab to create and manage web filtering policy
assignments. Policies are used to apply different filtering actions to specific users, groups, or
time periods. These policies apply to the Allowed Networks that are on the Global tab. The first
policy that matches the user and time will be applied, with the Base Policy applied if no others
match. All profiles have a Base Policy that is always last and cannot be disabled.
To create a new policy, proceed as follows:
1. Click the Plus icon on the upper right.
The Add Policy dialog is displayed.
2. Make the following settings:
Name: Enter a descriptive name for this policy.
Users/Groups: Select the users or user groups that this policy will apply to. You can also
create a new user or group. How to add a user is explained on the Definitions & Users >
Users & Groups > Users page.
Time Event: The policy will be active for the time period you select. Choose Always to
enable the policy at all times. You can also click the green Plus icon to create a new time
event. Time period definitions are managed on the Definitions & Users > Time Period
Definitions tab.
Filter Action: Select an existing filter action, which defines the types of web protection
you want to apply in a policy. You can also click the green Plus icon to create a new filter
action using the Filter Action Wizard. Filter actions can also be managed on the Web Filter Profiles > Filter Actions tab.
Comment (optional): Add a description or other information.
Advanced Settings:
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Apply this policy to requests that have skipped authentication due to
an exception: You can create exceptions on the Filtering Options > Exceptions
tab to e.g. skip authentication for automatic updates that cannot use authentication. Select this checkbox to apply this policy to web requests that have skipped
authentication.
3. Click Save.
The new policy appears at the top of the Policies list.
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4. Enable the policy.
The new policy is disabled by default (toggle switch is gray). Click the toggle switch to
enable the policy. The policy is now enabled (toggle switch is green).
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To modify a policy, click on its name.
To change the order in which policies are executed, move them up or down in the list by
clicking the up or down arrow to the right.
To modify a filter action, click on the filter action name to display the Edit Filter Action wizard or switch to the Web Filter Profiles > Filter Actions tab.
Cross Reference – Find information about UI changes since UTM version 9.1 in the Sophos
Knowledgebase.
9.1.4.1 Filter Action Wizard
The Add/Edit Filter Action wizard is used to create or edit filter actions for use in your web
policies. You can launch this wizard from the Add Policy or Edit Policy dialogs, or by clicking on
the name of an existing filter action on the Web Filtering > Policies tab.
You can still manage your filter actions on the Web Filter Profiles > Filter Actions tab. There you
can add, modify, clone or delete filter actions. But now you can create, modify, and assign filter
actions by launching the Add/Edit Filter Action wizard on the Web Filtering > Policies tab.
9.1.4.2 Categories
Configure default settings for controlling access to certain kinds of websites.
Name: Enter a descriptive name for this filter action.
Allow/Block selection: Decide whether your selection of website categories should be allowed
or blocked. The following options are available:
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Allow all content, except as specified below.
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Block all content, except as specified below.
If you select Allow all content, except as specified below then all categories groups are defaulted
to Allow, and can be changed to either Warn, Block or Quota. If there are categories that are not
displayed here as part of a category group, they will also be allowed. If a website is a member of
multiple categories and any of the categories are blocked, then the website is blocked.
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If you select Block all content, except as specified below then all categories groups are defaulted
to Block, and can be changed to either Warn or Allow. If there are categories that are not displayed here as part of a category group, they will also be blocked. If a website is a member of
multiple categories and any of the categories are allowed, then the website is allowed.
Note – All site categories that have been set to Quota will count towards available quota time.
Available quota time resets at midnight, or can be reset manually on the Web Protection >
Policy Helpdesk > Quota Status page. You can set the available quota time on the Additional
Options page of the Filter Action wizard.
Block spyware infection and communication: Selecting this option will block the spyware
category. If you Block all content, then this is always selected.
Note – Advanced Threat Detection can detect and block additional Malware communication.
This can be configured in Network Protection > Advanced Threat Protection > Global.
Categories: You can set whether you want users visiting websites of each category to be
allowed, warned, blocked, or to count towards the user's available quota time. If you select
Warn or Quota, users browsing to a site in that category will first be presented with a warning
page, but they can proceed to the site if they choose.
Note – There are 107 categories that are by default grouped together into 18 “Filter Categories”. These can be configured under Web Protection > Filtering Options > URL Filtering
Categories. The Filter Action Wizard displays all Filter Categories that have been configured.
Uncategorized websites: You can set whether uncategorized websites should be Allowed,
Warned, or Blocked.
Block websites with a reputation below a threshold of: Websites can be classified as
either Trusted, Neutral, Unverified, Suspicious, or malicious, the latter not being listed. Unclassified websites are referred to as Unverified. You can select which reputation a website requires
in order to be allowed access from your network. Websites below the selected threshold will be
blocked. Note that this option is only available if the first option on the page is set to Allow. For
more information on website reputations please refer to http://www.trustedsource.org.
Click Next to proceed to the next configuration page, Save to save your configuration, or Cancel
to discard all changes and close the configuration dialog.
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9.1.4.3 Websites
Block these websites: If you want to block a specific URL or website, or a subset of
webpages of a specific domain, regardless of its category, define it here. This has the effect that
websites defined here can be blocked even if they belong to a category you want to allow.
1. Click the Plus icon to open the Add whitelist/blacklist object dialog window.
2. Make the following settings:
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Name: Enter a descriptive name for the whitelist/blacklist object.
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Match URLs based on: Domain Enter one or more domain names. If you
check Include subdomains subdomains will also be matched (example.com will
also match www.example.com and mail.example.com). If you do not select
Include subdomains only an exact domain name will match.
Match URLs based on: Regular Expression. Enter the regular expressions
that you want to use to match against the entire URL. If you check Perform matching on these domains only you can specify a list of domains that must match before
the regular expression is applied. Using a regular expression is useful if you need
to match against the path.
Cross Reference – For detailed information on using regular expressions for
web filtering, see the Sophos Knowledgebase.
Note – Entries must be correct regular expressions. For instance, *.example.com is not valid. If you are trying to match a domain name, try not to use .*
as that can expand into the path. For example, the regular expression
http://.*example\.com will also match http://www.google.com/search?www.example.com
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Comment (optional): Add a description or other information.
3. Click Save.
Cross Reference – Find more information about the end user blocking page in the Sophos
Knowledgebase.
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Allow these websites: If you want to allow a specific URL or website, or a subset of
webpages of a specific domain, regardless of its category, define it here. This has the effect that
websites defined here can be allow even if they belong to a category you want to block.
1. Click the Plus icon to open the Add Regular Expression Object dialog window.
2. Make the following settings:
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Name: Enter a descriptive name for the whitelist/blacklist object.
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Match URLs based on: Domain Enter one or more domain names. If you
check Include subdomains subdomains will also be matched (example.com will
also match www.example.com and mail.example.com). If you do not select
Include subdomains only an exact domain name will match.
Match URLs based on: Regular Expression. Enter the regular expressions
that you want to use to match against the entire URL. If you check Perform matching on these domains only you can specify a list of domains that must match before
the regular expression is applied. Using a regular expression is useful if you need
to match against the path.
Cross Reference – For detailed information on using regular expressions for
web filtering, see the Sophos Knowledgebase.
Note – Entries must be correct regular expressions. For instance, *.example.com is not valid. If you are trying to match a domain name, try not to use .*
as that can expand into the path. For example, the regular expression
http://.*example\.com will also match http://www.google.com/search?www.example.com
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Comment (optional): Add a description or other information.
3. Click Save.
Control sites tagged in the Website List: For sites that have an associated tag, you can
control whether they are allowed, blocked, warned, or count toward available quota time.
1. Click the Plus icon to add a new tag, or click the Folder icon to select from
existing tags.
2. For each tag, select Allow, Warn, Block, or Quota.
3. Click Save.
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9.1.4.4 Downloads
Configure which file types and MIME types are blocked or warned.
Warned File Extensions: If a user tries to download a file with an extension in the Warned file
extension list, they will first be presented with a warning page. To add a file extension, click the
Plus icon in the Warned file extensions box and enter the file extension you want to warn, for
example exe. File extensions should not contain a leading dot.
Blocked File Extensions: If a user tries to download a file with an extension in the Blocked file
extension list, they will be blocked. To add a file extension, click the Plus icon in the Blocked file
extensions box and enter the file extension you want to block, for example exe. File extensions
should not contain a leading dot.
Note – Files within archives (e.g. zip files) will not be scanned for blocked file types, blocked
extensions or blocked MIME types. To protect your network from these within archived files,
consider blocking archive file types such as zip, rar, etc.
Warned MIME Types: If a user tries to download a file of a MIME type listed in the Warned
MIME type list, they will first be presented with a warning page. To add a MIME type, click the
Plus icon in the Warned MIME types box and enter the MIME type. You can use wildcards (*) in
the Warned MIME types list, such as audio/*.
Blocked MIME Types: If a user tries to download a file of a MIME type listed in the Blocked
MIME type list, they will be blocked. To add a MIME type, click the Plus icon in the Blocked MIME
types box and enter the MIME type. You can use wildcards (*) in the Blocked MIME types list,
such as audio/*.
Block downloads larger than: Specify this option to prevent users from downloading files
that exceed the specified size (in MB).
Click Next to proceed to the next configuration page, Save to save your configuration, or Cancel
to discard all changes and close the configuration dialog.
9.1.4.5 Antivirus
On the Filter Actions > Antivirus page you can configure webfilter settings for antivirus and active
content removal.
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An tivir u s
Use Antivirus scanning: Select the option to have inbound and outbound web traffic
scanned for viruses. Sophos UTM features several antivirus engines:
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Single Scan: Default setting; provides maximum performance using the engine defined
on the System Settings > Scan Settings tab.
Dual Scan: Provides maximum recognition rate by scanning the respective traffic twice
using different virus scanners. Note that dual scan is not available with BasicGuard subscription.
Block potentially unwanted applications (PUAs): PUAs are programs that are not
malicious, but may be unsuitable for a business environment. This feature is only available when using the Sophos anti-virus engine. To allow specific PUAs if you enable blocking, add exceptions on Web Filtering > Filtering Options > PUAs.
Do not scan files larger than: Specify the maximum size of files to be scanned by the antivirus engine(s). Files exceeding this size will be exempt from scanning.
Tip – If you want to prevent files larger than the maximum scanning size from being downloaded, set the Block downloads larger than value on the Downloads page.
Ac tiv e C o n te n t R e mo v a l
In the Active Content Removal area you can configure the automatic removal of specific web
content such as embedded objects in webpages. You can configure the following settings:
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Disable JavaScript: This feature will disable all <SCRIPT> tags in HTML pages, resulting in the deactivation of functions that are embedded in or included from HTML
pages.
Remove embedded objects (ActiveX/Java/Flash): This feature will remove all
<OBJECT> tags from HTML pages, stripping off dynamic content including ActiveX, Flash,
or Java from incoming HTTP traffic.
Click Next to proceed to the next configuration page, Save to save your configuration, or Cancel
to discard all changes and close the configuration dialog.
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9.1.4.6 Additional Options
En fo r ce W e b site Pr o te ctio n Fe a tu r e s
SafeSearch: Certain search providers have a SafeSearch feature that is designed to remove
adult content from search results. You can enforce the use of SafeSearch for Google, Bing or
Yahoo. When enabled, a provider's SafeSearch will be enforced, and cannot be turned off or
bypassed by Web Filter users. To configure this feature, select the provider whose SafeSearch
you want to enforce.
YouTube for Schools: If enabled, users trying to open a YouTube video are restricted to
YouTube videos either belonging to the sub-section YouTube EDU or uploaded by your school
account. To make this work, you have to sign up at the YouTube for Schools program to get a
School ID which you need to enter below.
Note – On the Sophos UTM, you have to make sure that the top-level domains youtube.com
and ytimg.com as well as videos in general are not blocked. If you have enabled YouTube for
Schools, you need to enter the School ID or code supplied by YouTube.
Enforce allowed domains for Google Apps: Google Apps can block users from accessing
certain services unless their Google account is a member of the Google Apps domain. Turning
this on enforces this feature, and cannot be turned off or bypassed by Web Filter users. To configure this feature, select Enforce allowed domains for Google Apps. Then, at the top of the
Domains box, click the Plus icon or the Action icon to add or import Google Apps domains.
Cross Reference – Find information about Google application control in the Sophos Knowledgebase.
Q u o ta s
Enter or change the time of the Allowed minutes for all categories and tags included in quota
option.
Note – All site categories and tags that have been set to Quota will count towards available
quota time. Available quota time resets at midnight, or can be reset manually on the Web Protection > Policy Helpdesk > Quota Status page.
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N e tw o r k C o n fig u r a tio n
You can configure parent proxies, both globally and profile-based (see Web Protection > Filtering Options > Parent Proxies).
Note – With parent proxies enabled, HTTPS requests are not possible in Transparent mode
when SSL scanning is enabled.
To configure a parent proxy, do the following:
1. Click the Plus icon at the top of the parent proxies list.
The Add Parent Proxy dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the parent proxy.
Comment (optional): Add a description or other information.
Use proxy for these hosts: Add hosts to this box for which the parent proxy is to be
used, e.g. *.wikipedia.org. Note that you can use pattern matching here. Regular
expressions, however, are not allowed. If you leave the box empty, an asterisk (*) is automatically added when clicking Save, which matches all hosts. Such a proxy definition can
therefore be regarded as a fallback proxy which matches when none of the other proxies, if existent, do.
Parent proxy: Select or add the network definition of the parent proxy.
Port: The default port for the connection to the parent proxy is 8080. If your parent proxy
requires a different port, you can change it here.
Proxy requires authentication: If the parent proxy requires authentication, select the
checkbox and enter username and password in the appearing textboxes.
3. Click Save.
The new parent proxy appears in the Parent Proxies list and on the Web Protection > Filtering Options > Parent Proxies page.
To edit or delete a parent proxy, click the name of the proxy.
Ac tiv ity L o g g in g
You can select which activities will be logged:
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Log accessed pages: This feature will log information about all pages that have been
accessed through the UTM.
Log blocked pages: This feature will log information about pages that have been
blocked from being accessed.
Click Save to save your configuration, or Cancel to discard all changes and close the configuration dialog.
9.2 Web Filter Profiles
Filter profiles can be used to create various content filtering policies, enabling you to apply different policies to different addresses of your network. If you wish to apply the same policies for
every network in the company this can be done in Web Protection > Web Filtering. In addition,
each filter profile can have its own user authentication method.
Multiple filter profiles allow you control authentication and web content for different networks.
For example you can have a set of policies for your corporate computers using AD SSO, and a
different authentication method and set of policies for a guest wireless network.
9.2.1 Filter Profiles
If you want to apply different policy or authentication modes to multiple networks you can create
multiple filter profiles. For example on your wired network you may only have corporate computers that are integrated with AD, and therefore wish to use Standard mode with an explicit
proxy and AD SSO. Your wireless network may have a browser login portal for employees to
enter in their AD credentials, as well as a guest login that has limited access.
Profiles can be created on the Web Filter Profiles > Filter Profiles tab. When a web request is
made, the UTM will look at the source IP and apply the first profile that has a matching Allowed
Network and Operation Mode. The Default Web Filter Profile is configured on the Web Protection > Web Filtering page. It is listed here to show that it is the last profile that will match. Once
a profile is selected, the UTM will perform authentication and policy according to that profile.
To create a filter profile:
1. Click the Plus icon on the upper right.
The Add Profile wizard opens.
2. Enter a Name and Comment.
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3. Select the allowed networks.
Select the networks that should be allowed to use the Web Filter. By default, the Web Filter listens for client requests on TCP port 8080 and allows any client from the networks listed in the Allowed networks box to connect.
4. Select the allowed endpoint groups.
If Endpoint Web Control is enabled, select the endpoint groups that should be allowed to
use the Web Filter.
5. Select options for HTTPS (SSL) traffic:
Choose from the following options for scanning SSL traffic:
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Do not Scan: This option is only available in transparent mode. When selected,
HTTPS traffic does not go through the proxy and does not get scanned.
URL Filtering Only: This option performs URL category and reputation checks,
but does not scan the contents of HTTPS traffic.
Decrypt and Scan: Choose this option to decrypt and perform full checks on
HTTPS traffic.
6. Select a mode of operation.
Note that when you select an operation mode that requires user authentication, you
need to select the users and groups that shall be allowed to use the Web Filter. The following modes of operation are available:
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Standard Mode: In standard mode, the Web Filter will listen for client requests on
port 8080 by default and will allow any client from the networks listed in Source networks box to connect. When used in this mode, clients must have specified the
Web Filter as HTTP proxy in their browser configuration.
Select the default authentication mode.
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None: Select to not use any authentication.
Active Directory SSO: This mode will attempt to authenticate the user
that is currently logged into the computer as the user of the proxy (single
sign on). If the currently logged in user is a valid AD user with permission to
use the proxy, the authentication should occur with no user interaction. You
must have configured Active Directory Single Sign-On (SSO) on the Definitions & Users > Authentication Services > Servers tab. Clients can authenticate with NTLM or Kerberos.
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Agent: Select to use the Sophos Authentication Agent (SAA). Users need
to start the agent and authenticate in order to be able to use the Web Filter.
The agent can be downloaded from the User Portal. See: User Portal.
Apple OpenDirectory SSO: Select when you have configured LDAP on
the Definitions & Users > Authentication Services > Servers tab and you are
using Apple OpenDirectory. Additionally, you have to upload a MAC OS X
Single Sign-On Kerberos keyfile on the Web Protection > Filtering Options >
Misc tab for the proxy to work properly. When used in this mode, clients
must have specified the Web Filter as HTTP proxy in their browser configuration. Note that the Safari browser does not support SSO.
Basic User Authentication: In this mode, each client must authenticate
itself against the proxy before using it. For more information about which
authentication methods are supported, see Definitions & Users > Authentication Services. When used in this mode, clients must have specified the Web
Filter as HTTP proxy in their browser configuration.
Browser: When selected the users will be presented a login dialog window
in their browser to authenticate themselves with the Web Filter. This mode
allows for username-based tracking, reporting, and surfing without clientside browser configuration. Moreover, you can enable a disclaimer that is
additionally displayed on that dialog window and needs to be accepted by
users to be able to go on. For more information on the disclaimer, please
refer to chapter Management > Customization > Web Messages.
Note – When using browser authentication, a pop-up will be generated
from passthrough.fw-notify.net. Users should ensure passthrough.fwnotify.net is exempt from their browser's pop-up blocker.
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eDirectory SSO: Select when you have configured eDirectory on the Definitions & Users > Authentication Services > Servers tab.
Note – For eDirectory Single-Sign-On (SSO) modes, the Web Filter caches
accessing IP addresses and credentials for up to fifteen minutes, for Apple
OpenDirectory and Active Directory SSO it caches only the group information.
This is done to reduce the load on the authentication servers. However it also
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means that changes to users, groups, or the login status of accessing users may
take up to fifteen minutes to be reflected by the Web Filter.
If you chose an authentication mode that requires user authentication, select Block
access on authentication failure to deny access to users that fail authentication.
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Transparent Mode: In transparent mode, all connections made by client
browser applications on port 80 (and port 443 if SSL is used) are intercepted and
redirected to the Web Filter without client-side configuration. The client is entirely
unaware of the Web Filter server. The advantage of this mode is that for many
installations no additional administration or client-side configuration is necessary.
The disadvantage however is that only HTTP requests can be processed. Thus,
when you select the transparent mode, the client's proxy settings will become ineffective.
Note – In transparent mode, the Web Filter will strip NTLM authentication headers from HTTP requests. Furthermore, the Web Filter cannot handle FTP
requests in this mode. If your clients want to access such services, you must open
port (21) in the firewall. Note further that some webservers transmit some data,
in particular streaming video and audio, over a port different from port 80. These
requests will not be noticed when the Web Filter operates in transparent mode.
To support such traffic, you must either use a different mode or enter an explicit
firewall rule allowing them.
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None: Select to not use any authentication.
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Active Directory SSO: This mode will attempt to authenticate the user
that is currently logged into the computer as the user of the proxy (single
sign on). If the currently logged in user is a valid AD user with permission to
use the proxy, the authentication should occur with no user interaction. You
must have configured Active Directory Single Sign-On (SSO) on the Definitions & Users > Authentication Services > Servers tab. Clients can authenticate with NTLM (or Kerberos if Mac). For some environments additional
configuration is required on the endpoint. If you are having problems with
SSO in transparent mode, please see: Sophos Knowledgebase Article
120791.
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Note – When defining the Active Directory user group, we highly recommend to add the desired entries to the Active Directory groups box by
manually entering the plain Active Directory group or user names instead
of the LDAP strings. Example: Instead of an LDAP string CN=ads_
group1,CN=Users,DC=example,DC=com, just enter the name ads_
group1.
Note – When using Kerberos, only add groups to the Active Directory
groups box, as entries for users are not be accepted by the Web Filter.
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Agent: Select to use the Sophos Authentication Agent (SAA). Users need
to start the agent and authenticate in order to be able to use the Web Filter.
Browser: When selected the users will be presented a login dialog window
in their browser to authenticate themselves with the Web Filter. This mode
allows for username-based tracking, reporting, and surfing without clientside browser configuration. Moreover, you can enable a disclaimer that is
additionally displayed on that dialog window and needs to be accepted by
users to be able to go on. For more information on the disclaimer, please
refer to chapter Management > Customization > Web Messages.
Note – When using browser authentication, a pop-up will be generated
from passthrough.fw-notify.net. Users should ensure passthrough.fwnotify.net is exempt from their browser's pop-up blocker.
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Full Transparent (optional): Select to preserve the client source IP instead of
replacing it by the gateway's IP. This is useful if your clients use public IP addresses
that should not be disguised by the Web Filter. The option is only available when
running in bridged mode.
The available authentication modes for Full Transparent are the same as Transparent. See above.
Cross Reference – Find more information about configuring browser authentication
in standard mode in the Sophos Knowledgebase.
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When configured to use authentication, you have the option to Block access on authentication failure. If you are using AD SSO and do not block access on failure, an SSO
authentication failure will allow unauthenticated access without prompting the user. If you
are using Browser authentication and do not block access on authentication failure, there
will be an additional Guest login link on the login page to allow unauthenticated access.
7. Enable Device-specific Authentication.
To configure authentication modes for specific devices, select the Enable Device-specific
Authentication checkbox. Once enabled you can click the green Plus icon to add device
types and associated authentication modes.
8. Click Next, or select Policies from the top of the wizard.
9. Review and create policies for your filter profile.
To create a new policy, proceed as follows:
1. Click the Plus icon on the upper right.
The Add Policy dialog is displayed.
2. Make the following settings:
Name: Enter a descriptive name for this policy.
Users/Groups: Select the users or user groups that this policy will apply to. You
can also create a new user or group. How to add a user is explained on the Definitions & Users > Users & Groups > Users page.
Time Event: The policy will be active for the time period you select. Choose
Always to enable the policy at all times. You can also click the green Plus icon to create a new time event. Time period definitions are managed on the Definitions &
Users > Time Period Definitions tab.
Filter Action: Select an existing filter action, which defines the types of web protection you want to apply in a policy. You can also click the green Plus icon to create
a new filter action using the Filter Action Wizard. Filter actions can also be managed on the Web Filter Profiles > Filter Actions tab.
Comment (optional): Add a description or other information.
Advanced Settings:
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Apply this policy to requests that have skipped authentication
due to an exception: You can create exceptions on the Filtering Options
> Exceptions tab to e.g. skip authentication for automatic updates that
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cannot use authentication. Select this checkbox to apply this policy to web
requests that have skipped authentication.
3. Click Save.
The new policy appears at the top of the Policies list.
4. Enable the policy.
The new policy is disabled by default (toggle switch is gray). Click the toggle switch
to enable the policy. The policy is now enabled (toggle switch is green).
10. Click Save.
The new profile appears on the Filter Profiles list.
Important Note – When SSL scanning is enabled in combination with the transparent mode,
certain SSL connections are destined to fail, e.g. SSL VPN tunnels. To enable SSL VPN connections, add the respective target host to the Transparent Mode Skiplist (see Web Protection
> Filtering Options > Misc). Furthermore, to access hosts with a self-signed certificate you
need to create an exception for those hosts, selecting the option Certificate Trust Check. The
proxy will then not check their certificates.
To either edit or delete a filter profile, click the name of the profile in the list.
9.2.2 Filter Actions
On the Web Filter Profiles > Filter Actions tab you can create and edit a set of web protection
configuration settings that can be used to customize different types and levels of protection. Filter actions can be assigned to different users and user groups, providing a flexible way to control web access.
You can create a new filter action by clicking the New Filter Action button, or edit an existing filter
action by clicking the corresponding Edit button. Either of these actions will launch the Filter
Action Wizard. For more information, see Web Filtering > Policies > Filter Action Wizard.
On the Filter Actions page you can also search, clone, delete or browse the list of existing filter
actions.
9.2.3 Parent Proxies
Some network topologies require an upstream web proxy server. On the Web Protection >
Web Filter Profiles > Parent Proxies page you can configure a parent proxy.
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To configure a parent proxy, do the following:
1. Click New Parent Proxy.
The Add Parent Proxy dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this parent proxy.
Comment (optional): Add a description or other information.
Use proxy for these hosts: Add hosts to this box for which the parent proxy is to be
used, e.g. *.wikipedia.org. Note that you can use pattern matching here. Regular
expressions, however, are not allowed. If you leave the box empty, an asterisk (*) is automatically added when clicking Save, which matches all hosts. Such a proxy definition can
therefore be regarded as a fallback proxy which matches when none of the other proxies, if existent, do.
Parent proxy: Select or add the network definition of the parent proxy.
Port: The default port for the connection to the parent proxy is 8080. If your parent proxy
requires a different port, you can change it here.
Proxy requires authentication: If the parent proxy requires authentication, select the
checkbox and enter username and password in the appearing textboxes.
3. Click Save.
The new parent proxy appears on the Parent Proxies list.
The proxy can now be used in filter actions or globally.
To either edit or delete a parent proxy, click the corresponding buttons.
9.3 Filtering Options
On the Web Protection > Filtering Options page you can configure various options to web filtering. The tabs accessible from this page allow you to configure exceptions to filtering, users
that can bypass filtering, filtering categories, HTTPS certificates and authorities, and various
other options.
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9.3.1 Exceptions
On the Web Protection > Filtering Options > Exceptions tab you can define whitelist client networks, users/groups, and domains. All entries contained in these lists can be excluded from certain web protection services.
To create an exception, proceed as follows:
1. On the Exceptions tab, click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this exception.
Comment (optional): Add a description or other information.
Skip These Checks: Select the security checks that should be skipped:
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Authentication: If the Web Filter runs in Authentication mode, you can skip
authentication for the source hosts/networks or target domains.
Caching: Select to disable caching for specific domains or source hosts/networks.
Block by download size: Select to disable blocking content according to the size
of the download.
Antivirus: Select to disable virus scanning, which checks messages for unwanted
content such as viruses, trojan horses and the like.
Extension blocking: Select to disable the file extension filter, which can be used
to block content that contains certain types of files based on their extensions.
MIME type blocking: Select to disable the MIME type filter, which can be used to
block content that has a certain MIME type.
URL filter: Select to disable the URL filter, which controls the access to certain
kinds of websites.
Content removal: Select to bypass the removal of special content in webpages
such as embedded objects (e.g., multimedia files) or JavaScript.
SSL scanning: Select to skip SSL scanning for the webpage in request. This is
useful with online banking websites or with websites that do not play well with SSL
interception. Note that for technical reasons this option does not work for any transparent Web Filter mode. With transparent mode, use the Transparent Mode
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Skiplist instead (see Filtering Options > Misc tab). In standard mode, exceptions
can only be made based on the destination host or IP address depending on what
the client sends. With exceptions based on categories, instead of the whole URL,
only the hostname will be classified.
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Certificate trust check: Select to skip the trust check of the HTTPS server certificate. Note that, when the Web Filter works in transparent mode with authentication, skipping the certificate trust check based on a users/groups match (For all
requests Coming from these users/groups) is technically impossible.
Certificate date check: Select to skip the check of whether the HTTPS certificate's date is valid.
The following two options are useful if there are persons whose activities must not be
logged at all:
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Accessed pages: Select to not log pages that have been accessed. Those page
requests will also be excluded from reporting.
Blocked pages: Select to not log pages that have been blocked. Those page
requests will also be excluded from reporting.
Some software updates, and similar types of downloads, can be interrupted if a progress
page is displayed. If you are having problems with software updates, or if some downloads never finish, select the following option.
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Do not display Download/Scan progress page: Select to disable downloading and scanning progress pages.
For all requests: Select at least one condition for which the security checks are to be
skipped. You can logically combine several conditions by selecting either And or Or from
the drop-down list in front of a condition. The following conditions can be set:
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Coming from these source networks: Select to add source hosts/networks
that should be exempt from the security checks of this exception rule. Enter the
respective hosts or networks in the Hosts/Networks box that opens after selecting
the condition.
Coming from these source endpoint groups: Select to add computer
groups (see Endpoint Protection > Computer Management > Manage Groups
tab) that should be exempt from the security checks of this exception rule. Enter
the respective groups in the Source Endpoint Groups box that opens after selecting the condition.
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Matching these URLs: Select to add target domains that should be exempt
from the security checks of this exception rule. Add the respective domains to the
Target Domains box that opens after selecting the condition. Regular expressions
are allowed here. Example: ^https?://[^.]*\.domain.com matches HTTP
(S) connections to all subdomains of the domain.
Cross Reference – For detailed information on using regular expressions for
web filtering, see the Sophos Knowledgebase.
Note – When using Transparent mode with SSL scanning enabled, you need to
enter the target domain(s) as IP addresses. Otherwise the exception will fail for
technical reasons.
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Coming from these users/groups: Select to add users or user groups that
should be exempt from the security checks of this exception rule. Enter the respective users or groups in the Users/Groups box that opens after selecting the condition. Also, in Standard mode, matching for certain users/groups does not work
due to the missing authentication.
Going to these categories of websites: Select to skip security checks for certain categories. Select then the categories from the list that opens after selecting
the condition.
Coming from these user agents: Select to skip security checks for requests by
user agent strings. Regular expressions are allowed.
3. Click Save.
The new exception appears on the Exceptions list.
To either edit or delete an exception, click the corresponding buttons.
9.3.2 Websites
On the Web Protection > Filtering Options > Websites tab you can maintain lists of sites for which
you want to override the default category, reputation, or associate a tag with the site.
To add an entry to the Local Site List:
1. Click the Add Site button.
2. Enter the sites you wish to override or tag.
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The text box in the Add Local Site(s) dialog will accept URLs, domains, IP addresses, or
CIDR ranges.
3. Optionally, select the Include subdomains checkbox.
Selecting this checkbox will apply the overrides to all subdomains. For instance, if you add
example.com and select the Include subdomains checkbox, mail.example.com will be
included in the override.
4. Select a Category or Reputation to override.
You can override either Category, Reputation, or both. Sites defined in the Local Site List
are processed by filter actions using these overridden values.
5. Select a Tag to associate with the sites.
You can click on the Plus icon to create a new tag or click on the Folder icon to choose
from existing tags. Sites tagged here can be controlled by creating a Filter Action that references the tag.
6. Optionally, add a comment.
For large lists of sites you can page through entries by using the Next and Previous icons at the
top of the tab, or search for items using the search text box. To delete entries click the Delete
icon next to the entry, or select multiple items and click the Delete icon at the top of the list.
Cross Reference – Find information about HTTP proxy site reclassification on Sophos UTM
in the Sophos Knowledgebase.
9.3.3 Bypass Users
On the Web Protection > Filtering Options > Bypass Users tab you can specify which users are
allowed to bypass block pages.
To add an existing group or user:
1. Click the Folder icon next to Users/Groups allowed to bypass blocking.
The list of existing users and groups appears in the left navigation pane.
2. Select and drag the user or group to the Users/Groups allowed to bypass
blocking box.
The item will now be listed on the Bypass Users tab.
To add a new user:
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1. Click the green Plus icon next to Users/Groups allowed to bypass blocking.
The Add User dialog window appears.
2. Enter user information into the Add User dialog window.
How to add a user is explained on the Definitions & Users > Users & Groups > Users
page.
3. Click Apply.
Your settings will be saved.
9.3.4 Potentially Unwanted Applications
On the Web Protection > Filtering Options > PUAs tab you can maintain lists of authorized Potentially Unwanted Applications (PUAs). Your UTM can identify applications that are potentially
unwanted in a business environment and block them. To allow specific PUAs when blocking is
enabled, add the name as reported in the block page or the logs.
To add an entry to the Local Site List:
1. Click the Plus icon on the Authorized PUAs list.
2. Enter the PUA definition.
To find PUA definitions, go to Logging & Reporting > Web Protection > Web Usage
Report and select PUA Downloaders from the Available Reports drop-down list.
3. Click Apply.
By clicking the Open Actions menu icon, next to the green Plus icon, you can import or export a
text list of PUAs and clear the Authorized PUAs list.
Cross Reference – Find information about configuring PUA blocking on Sophos UTM in the
Sophos Knowledgebase.
9.3.5 Categories
On the Web Protection > Filtering Options > Categories tab you can customize the mapping of
website categories to category groups, which can be selected on the Filter Action tab or on the
Website Filtering page. Sophos UTM can identify and block access to different categories of
websites. Sophisticated URL classification methods ensure accuracy and completeness in
identifying questionable websites. If a user requests a webpage that is not included in the database, the URL is sent to the web crawlers and classified automatically.
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Note – If you are of the opinion that a website is wrongly categorized, you can use the following URL report form to suggest new categories.
To assign website categories to a category group, proceed as follows:
1. Click Edit in the category group you want to edit.
The Edit Filter Category dialog box opens.
2. Select the subcategories.
Select or clear the checkboxes of the subcategories you want to add to or remove from
the group.
3. Click Save.
The group will be updated with your settings.
Alternatively, you can also create a new filter category. Proceed as follows:
1. Click the New Filter Category button on the top of the page.
The Add Filter Category dialog box opens.
2. Enter a name.
Enter a descriptive name for the new filter category.
3. Select the subcategories.
Select the checkboxes of the subcategories you want to add to the group.
4. Click Save.
The group will be updated with your settings.
To either edit or delete a category, click the corresponding buttons.
9.3.6 HTTPS CAs
On the Web Protection > Filtering Options > HTTPS CAs tab you can manage Signing and Verification Certificate Authorities (CAs) for HTTPS connections.
Sig n in g C A
In this area you can upload your Signing CA certificate, regenerate the Signing CA certificate, or
download the existing Signing CA certificate. By default, the Signing CA certificate is created
according to the information provided during setup, i.e. it is consistent with the information on
the Management > System Settings > Organizational tab—unless there have been any
changes applied since.
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To upload a new Signing CA certificate, proceed as follows:
1. Click the button Upload.
The Upload PKCS#12 Certificate File dialog window opens.
2. Browse for the certificate to upload.
Click the Folder icon next to the File box, click Browse in the opening Upload File dialog
window, select the certificate to upload and click Start Upload.
You can only upload certificates in PKCS#12 format which are password protected.
3. Enter the password.
Enter the password twice into the corresponding fields and click Save.
The new Signing CA certificate will be installed.
To regenerate your Signing CA certificate, proceed as follows:
1. Click the button Regenerate.
The Create New Signing CA dialog box opens.
2. Change the information.
Change the given information according to your needs and click Save.
The new Signing CA certificate will be generated. The Signing CA information in the Signing CA area will change accordingly.
To download the Signing CA certificate, proceed as follows:
1. Click the button Download.
The Download Certificate File dialog window opens.
2. Select the file format to download.
You can choose between two different formats:
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PEM: Unencrypted format.
3. Click Download.
The file will be downloaded.
If you use certificates for your internal webservers signed by a custom CA, it is advisable to
upload this CA certificate to WebAdmin as Trusted Certificate Authority. Otherwise users will be
prompted with an error message by the Web Filter claiming to be confronted with an untrustworthy server certificate.
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To facilitate supplying client PCs with the proxy CA certificate, users can download the certificate themselves via http://passthrough.fw-notify.net and install it in their browser. The website request is directly accepted and processed by the proxy. It is therefore necessary to enable
the Web Filter on the Web Protection > Web Filtering > Global tab first.
Note – In case the proxy's operation mode is not Transparent Mode the proxy has to be
enabled in the user's browser. Otherwise the certificate download link will not be accessible.
Alternatively, if the User Portal is enabled, users can download the proxy CA certificate from the
User Portal, tab HTTPS Proxy.
Preventing HTTPS Problems
When using HTTPS, Windows system programs like Windows Update and Windows Defender
will not be able to establish connections because they are run with system user rights.
However, this user, by default, does not trust the proxy CA. It is therefore necessary to import
the HTTPS proxy CA certificate for the system user. Do the following:
1. In Windows, open the Microsoft Management Console (mmc).
2. Click on the File menu and then Add/Remove Snap-in.
The Add or Remove Snap-ins dialog window opens.
3. Click Add at the bottom of the window.
The dialog window Add Standalone Snap-In opens.
4. Select Certificates from the list and click Add.
A wizard appears.
5. Select Computer account and click Next.
6. Make sure that Local computer is selected and click Finish and then Close.
The first dialog window now contains the item Certificates (Local Computer).
7. Click OK.
The dialog window closes and the Console Root now contains the item Certificates
(Local Computer).
8. In the Console Root window on the left open Certificates > Trusted Root Certification Authorities, right-click Certificates and select All Tasks > Import
from the context menu.
The import dialog wizard opens.
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9. Click Next.
The next wizard step is displayed.
10. Browse to the previously downloaded HTTPS proxy CA certificate, click Open
and then Next.
The next wizard step is displayed.
11. Make sure that Place all certificates in the following store is selected and click
Next and Close.
The wizard reports the import success.
12. Confirm the wizard's message.
The proxy CA certificate is now displayed among the trusted certificates.
13. Save the changes.
Click on the File menu and then Save to save the changes on the Console Root.
After importing, the CA is system-widely accepted and connection problems resulting from the
HTTPS proxy should not occur.
Ve r ific a tio n C As
This area allows you to manage Verifications CAs. Those are Certificate Authorities you trust in
the first place, i.e. websites presenting valid certificates signed by these CAs are regarded trustworthy by the HTTPS proxy.
Local Verification CAs: You can upload Verification CAs additionally to the CA list below. Proceed as follows:
1. Click the Folder icon next to the Upload local CA field.
The Upload File dialog window opens.
2. Select the certificate to upload.
Click Browse and select the CA certificate to upload. Only PEM certificate extensions are
supported.
3. Upload the certificate.
Click Start Upload to upload the selected CA certificate.
The certificate will be installed and displayed in the Local Verification CAs area.
Global Verification CAs: The list of Verification CAs shown here is identical to the Verification
CAs pre-installed by Mozilla Firefox. However, you can disable one or all Verification CAs of the
list if you do not regard them as trustworthy. To revoke a CA's certificate click its toggle switch.
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The toggle switch turns gray and the HTTPS proxy will no longer accept websites signed by this
CA.
Tip – Click the blue Info icon to see the fingerprint of a CA.
The HTTPS proxy will present a "Blocked Content" error page to a client if the CA is unknown or
disabled. However, you can create an exception for such pages: either via the Create Exception
link on the error page of the Web Filter or via the Web Protection > Filtering Options > Exceptions tab.
Note – When clicking the Create Exception link on the Web Filter error page a login dialog window is presented. Only users with admin rights are allowed to create exceptions.
9.3.7 Misc
The Web Protection > Filtering Options > Misc tab contains various other configuration options
of the Web Filter such as caching, streaming, or port settings.
Mis c Se ttin g s
Web filtering port: Here you can define the port number that the Web Filter will use for client
requests. The default is 8080.
Note – This only applies if you do not operate the proxy in transparent mode.
Detect HTTP loopback: This option is enabled by default. Only disable HTTP Loopback
detection if you have a DNAT rule where the UTM is the original destination and the port is 80.
MIME blocking inspects HTTP body: Not only the HTTP header but also the HTTP body is
checked for blocked MIME types. Note that turning on this feature may have a negative impact
on performance.
Block unscannable and encrypted files: Select this option to block files that could not be
scanned. The reason for that may be, among other things, that files are encrypted or corrupt.
Allowed target services: In the Allowed target services box you can select the target services
the Web Filter should be allowed to access. The default setting consists of target services
(ports) that are usually safe to connect to and which are typically used by browsers, namely
HTTP (port 80), HTTPS (port 443), FTP (port 21), LDAP (port 389), LDAP-SSL (port 636),
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Web Filter (port 8080), UTM Spam Release (ports 3840-4840), and UTM WebAdmin (port
4444).
Default charset: This option affects how the proxy displays file names in the Download Manager window. URLs (and file names that they may reference) that are encoded in foreign charsets will be converted to UTF-8 from the charset specified here unless the server sends a different charset. If you are in a country or region that uses a double-byte charset, you should set
this option to the "native" charset for that country or region.
Search domain: You can add an additional domain here, which will be searched when the first
DNS lookup returns no result ("NXDOMAIN"). Then, a second DNS request is initiated which
appends the domain given here to the original hostname. Example: A user enters
http://wiki, meaning to address wiki.intranet.example.com. However, the URL can only be
resolved when you enter intranet.example.com into the Search domain field.
Authentication timeout: This setting allows you to set the length of time (in seconds) that a
user can browse after logging in with browser mode authentication. If the user has a logout tab
open, the user can continue to browse without re-authenticating until that tab is closed, plus the
authentication timeout.
This setting also allows you to set the length of time (in seconds) that a Block Override or a Warning Proceed lasts.
Authentication realm: The authentication realm is the name of the source which a browser
displays along with the authentication request when the proxy works in Basic User Authentication mode. It defines the protection space according to RFC 2617. You can give any string
here.
Tr a n s p a r e n t Mo d e Sk ip lis t
Using this option is only meaningful if the Web Filter runs in transparent mode. Hosts and networks listed in the Skip transparent mode hosts/nets boxes will not be subject to the transparent
interception of HTTP traffic. There is one box for source and one for destination hosts/networks. To allow HTTP traffic (without proxy) for these hosts and networks, select the Allow
HTTP/S traffic for listed hosts/nets checkbox. If you do not select this checkbox, you must define
specific firewall rules for the hosts and networks listed here.
Pr o x y Au to C o n fig u r a tio n
The proxy auto configuration is a feature that enables you to centrally provide a proxy auto configuration file (PAC file) which can be fetched by browsers. The browsers will in turn configure
their proxy settings according to the details outlined in the PAC file.
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The PAC file is named wpad.dat, has the MIME type application/x-ns-proxyautoconfig and will be provided by the UTM. It contains the information you enter into the text
box, for example:
function FindProxyForURL(url, host)
{ return "PROXY proxy.example.com:8080; DIRECT"; }
The function above instructs the browser to redirect all page requests to the proxy of the server
proxy.example.com on port 8080. If the proxy is not reachable, a direct connection to the Internet will be established.
The hostname can also be written as a variable called ${asg_hostname}. This is especially useful when you want to deploy the same PAC file to several Sophos UTM appliances using
Sophos UTM Manager. The variable will then be instantiated with the hostname of the respective UTM. Using the variable in the example above would look like the following:
function FindProxyForURL(url, host)
{ return "PROXY ${asg_hostname}:8080; DIRECT"; }
To provide the PAC file for your network, you have the following possibilities:
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Providing via browser configuration: If you select the option Enable Proxy Auto Configuration, the PAC file will be available via the UTM Web Filter under the URL of the following type: http://IP-of-UTM:8080/wpad.dat. To use this file, enter its URL in the
automatic proxy configuration setting of those browsers which are to use the proxy.
Providing via DHCP: You can have your DHCP server(s) hand out the URL of the PAC
file together with the client IP address. To do that, select the option Enable HTTP Proxy
Auto Configuration in your DHCP server configuration (see chapter Network Services >
DHCP). A browser will then automatically fetch the PAC file and configure its settings
accordingly.
Note – Providing via DHCP works with Microsoft's Internet Explorer only. Regarding all
other browsers you need to provide the PAC file manually.
U R L C a te g o r iz a tio n Pa r e n t Pr o x y
Enter a proxy server for URL categorization lookups if you do not have direct internet access.
This option is only available if you have endpoint protection enabled, or if you are doing local lookups. For local lookups, this option sets the proxy that will be used to download categorization
updates to the UTM.
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Enable caching: When this option is enabled, the Web Filter keeps an on-disk object cache to
speed up requests to frequently visited webpages.
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Cache SSL content: With this option enabled, SSL-encrypted data will be stored unencrypted on disk as well.
Cache content that contains cookies: Cookies are often used for authentication purposes. With this option enabled, HTTP answers containing cookies will be cached as well.
This may be critical, as users requesting the same page are likely to get the cached page,
containing the cookie of another user.
Important Note – Caching SSL and/or cookie content is an important security issue as
the content is readable by every user with SuperAdmin rights.
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Force caching for Sophos Endpoint updates: If enabled, certain data related to
Sophos Auto Update (SAU) requests from endpoints will be cached. We recommend to
enable this feature when using endpoint protection. If disabled, this type of data will not
be cached. This can lead to uplink saturation when many endpoints simultaneously try to
download data from the update servers in the Internet.
Clear Cache: You can delete all cached pages by clicking Clear Cache.
Str e a min g Se ttin g s
Bypass content scanning for streaming content: When this option is active, typical audio
and video streaming content is not subject to content scanning. Disabling this option will effectively disable most media streams, since they cannot be scanned in a reasonable timeframe. It is
therefore recommended to leave this option turned on.
Ap p le O p e n D ir e cto r y Sin g le Sig n - O n
When you are using Apple OpenDirectory SSO as authentication method, you need to upload a
MAC OS X Single Sign-On Kerberos keyfile for authentication to work properly. Generate that
keyfile and upload it by clicking the Folder icon. For more information on how to generate that
keyfile please refer to the Kerberos documentation.
C e r tific a te fo r En d - U s e r Pa g e s
The UTM uses HTTPS to provide user notification, perform browser authentication and secure
other user interactions. By default, the UTM uses an automatically generated certificate for
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these HTTPS connections. You can use this option to use a custom certificate for HTTPS pages
that are presented to the end user. To use your own custom certificate for these HTTPS connections, first upload it using Remote Access > Certificate Management > Certificates, then
select it and update the settings here.
Note –The Hostname specified is the base domain for the certificate you are using. The UTM
will then prepend passthrough. or passthrough6 . to that domain. The certificate must be
valid for passthrough (and passthrough6) as a Common Name, Subject Alternate Name,
or most commonly as a wildcard certificate, so you can prepend any host at the domain. In
addition, you must set up DNS for passthrough and passthrough6 to specific IP addresses.
If you use the UTM as your DNS server this is done automatically. If you are using an alternate
DNS server you must create those entries there.
9.4 Policy Helpdesk
On the Web Protection > Policy Helpdesk page you can test URLs against your existing policy,
and assess or reset the quota status for your users. Use the Policy Test tab to test URLs, and
the Quota Status tab to see the current quota status of your users.
9.4.1 Policy Test
Use the Web Protection > Policy Helpdesk > Policy Test page to test URLs against your existing
Web Filter Profiles. To test a URL against your current policy, proceed as follows:
1. Enter the URL you want to test.
2. Set the source IP address.
Different source networks may have different Web Filter Profiles. If a network is included
in more than one profile, the profile with the highest priority will be used by the policy
tester.
3. Optionally, enter a user to test the request as.
Users can fall under different Web Filter Profiles.
4. Optionally, enter a time for the request.
Web Filter Profiles can be configured to have rules based on the time of day.
5. Click Test.
The results of your test parameters will be displayed in the Policy Test Results box.
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Note – When you test a URL against your Web Filter Profiles, the Web Protection > Policy
Test page does not download content, or check for malware, MIME types, or file extensions.
The actual filtering behavior may be different depending on what content the URL is hosting.
Note – The correct Authentication Server must be added on the Definitions & Users >
Authentication Services > Servers page for the test to work properly.
Cross Reference – Find more information about the Policy Test in the Sophos Knowledgebase.
9.4.2 Quota Status
Use the Web Protection > Policy Helpdesk > Quota Status page to review the minutes of quota
remaining for users, and to optionally reset the quota for users who are out of time.
To review quota for a user, or set of users:
1. On the Quota Status tab find users you wish to review.
All users who have used some quota time are listed. Use the search text box to search for
specific users or Filter Actions to limit results. The minutes remaining for specific users
quota are shown.
2. Select users to reset their quota time.
Select the checkbox next to the users you want to reset, or click the checkbox at the top to
select all users that are currently displayed.
3. Click Reset.
Quota time for selected users will be reset so the full quota time is available. Normally
quota time for all users resets at midnight.
9.5 Application Control
The Application Control functionality of UTM allows you to shape and block network traffic
based on the type of traffic. In contrast to the Web Filtering functionality of UTM (see chapter
Web Filtering), the application control classification engine distinguishes network traffic not only
by protocol or by URL but more fine-grained. This is especially useful regarding web traffic:
traffic to websites normally uses the HTTP protocol on port 80 or the HTTPS protocol on port
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443. When you want to block traffic to a certain website, e.g. facebook.com, you can do that
either based on that website's URL (Web Filtering). Or you can block facebook traffic independent from any URL by relying on network traffic classification.
The classification engine of UTM uses layer 7 packet inspection to classify network traffic.
Application control can be used in two ways. In a first step, you need to generally enable application control on the Network Visibility page which makes applications "visible" in a way. Now you
can leave it that way (or for a certain time) to see which applications are used by your users (e.g.
in Flow Monitor, logging, reporting). In a second step you can block certain applications and
allow others. This is achieved by rules which can be created on the Application Control Rules
page. Additionally, you can use traffic shaping to privilege traffic of defined applications which
can be configured via Sophos' Quality of Service function.
9.5.1 Network Visibility
On the Web Protection > Application Control > Network Visibility page, you can enable and disable application control.
When application control is enabled all network traffic is classified and logged according to its
classification. Current network traffic can be viewed via the Flow Monitor with in-depth information about its type (see chapter Flow Monitor). For example information on HTTP traffic is
drilled down to the underlying applications, e.g. "twitter", "facebook", etc. To open the Flow Monitor, select the desired interface in the Flow Monitor section and click the Open Flow Monitor button.
Regarding logging and reporting, there is extensive information available on network traffic and
its classification, as well as clients and servers which use those applications. For more information on logging and reporting see chapter Logging & Reporting, section View Log Files for logging and section Network Usage > Bandwidth Usage and Web Protection > Application Control
for reporting.
9.5.2 Application Control Rules
On the Web Protection > Application Control > Application Control Rules page you can create
rules based on network traffic classification which define applications whose traffic should be
blocked or explicitly allowed for your network.
By default, all network traffic is allowed when application control is enabled.
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Application control rules can be created either via this page or via the Flow Monitor. The latter
method may be more convenient, however you can only create rules for traffic currently monitored in your network.
To create an application control rule, proceed as follows:
1. On the Application Control Rules tab, click New Rule.
The Add Rule dialog box opens.
2. Make the following settings:
Name (optional): You can enter a name for the rule. If you leave the field empty the system is going to generate a name for the rule.
Group: The Group option is useful to group rules logically. With the drop-down list on top
of the list you can filter the rules by their group. Grouping is only used for display purposes, it does not affect rule matching. To create a new group select the << New group
>> entry and enter a descriptive name in the Name field.
Position: The position number, defining the priority of the rule. Lower numbers have
higher priority. Rules are matched in ascending order. Once a rule has matched, rules
with a higher number will not be evaluated anymore.
Action: Select whether the traffic is to be blocked or allowed.
Control by: Select whether to control traffic based on its application type or by a
dynamic filter based on categories.
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Applications: The traffic is controlled application-based. Select one or more
applications in the box Control These Applications.
Dynamic filter: The traffic is controlled category-based. Select one or more categories in the box Control These Categories.
Control these applications/categories: Click the Folder icon to select applications/categories. A dialog window opens, which is described in detail in the next section.
Note – Some applications cannot be blocked. This is necessary to ensure a flawless
operation of Sophos UTM. Such applications miss a checkbox in the application table of
the Select Application dialog window, e.g. WebAdmin, Teredo and SixXs (for IPv6
traffic), Portal (for User Portal traffic), and some more. When using dynamic filters,
blocking of those applications is also prevented automatically.
Productivity (only with Dynamic filter): Reflects the productivity score you have chosen.
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Risk (only with Dynamic filter: Reflects the risk score you have chosen.
For: Select or add networks or hosts to this box whose network traffic is to be controlled
by this rule. This applies only to source hosts/networks. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions page.
Log: This option is selected by default and enables logging of traffic which matches the
rule.
Comment (optional): Add a description or other information.
3. Click Save.
The new rule appears on the Application Control Rules list.
Th e Se le ct Ap p lic a tio n o r C a te g o r y D ia lo g W in d o w
When creating application control rules you need to choose applications or application categories from a dialog window called Select one or more applications/categories to control.
The table in the lower part of the dialog window displays the applications you can choose from
or which belong to a defined category. By default, all applications are displayed.
The upper part of the dialog window provides three configuration options to limit the number of
applications in the table:
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Category: Applications are grouped by category. This list contains all available categories. By default, all categories are selected, which means that the table below displays
all applications available. If you want to limit the displayed applications to certain categories, click into the category list and select only one or more categories relevant to you.
Productivity: Applications are also classified by their productivity impact which means
how much they influence productivity. Example: Salesforce, a typical business software,
has the score 5 which means its usage adds to productivity. On the contrary, Farmville,
an online game, has the score 1 which means its usage is counterproductive. The network service DNS has the score 3 which means its productivity impact is neutral.
Risk: Applications are also classified by the risk they carry when used with regard to malware, virus infections, or attacks. A higher number means a higher risk.
Tip – Each application has an Info icon which, when clicked, displays a description of the
respective application. You can search the table by using the filter field in the table header.
Now, depending on the type of control you selected in the Create New Rule dialog box, do the
following:
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Control by dynamic filter: Select the categories from the Category box and click Apply to
adopt the selected categories to your rule.
Control by application: From the table, select the applications you want to control by clicking the checkbox in front. Click Apply to adopt the selected applications to your rule.
After clicking Apply, the dialog window closes and you can continue to edit the settings of your
application rule.
9.5.3 Advanced
On the Web Protection > Application Control > Advanced page you can configure advanced
options for application control.
Ap p lic a tio n C o n tr o l Sk ip lis t
Hosts and networks listed in this box will not be monitored by application control and can therefore neither be controlled by application control nor by the application selector of Quality of Service. This applies both to source and destination hosts/networks.
9.6 FTP
On the Web Protection > FTP tab you can configure the FTP proxy. The File Transfer Protocol
(FTP) is a widely used protocol for exchanging files over the Internet. Sophos UTM presents a
proxy service acting as a go-between for all FTP traffic passing your network. The FTP proxy
provides such useful features as virus scanning of FTP traffic or blocking of certain file types that
are transferred via the FTP protocol.
The FTP proxy can work transparently, that is, all FTP clients within your network would establish a connection to the proxy instead of their ultimate destination. The proxy would then initiate
a new network connection on behalf of the request, invisible to the client. The advantage of this
mode is that no additional administration or client-side configuration is necessary.
9.6.1 Global
On the Web Protection > FTP > Global tab you can configure the basic settings of the FTP
proxy.
To configure the FTP proxy, proceed as follows:
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1. On the Global tab, enable the FTP proxy.
Click the toggle switch.
The toggle switch turns amber and the FTP Settings area becomes editable.
2. Select the allowed networks.
Select the networks that are allowed to use the FTP proxy.
3. Select an operation mode.
Select an operation mode for the FTP proxy. The following modes are available:
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Transparent: The proxy forwards the client request to the target server and
scans the content. No configuration on client side is necessary.
Non-Transparent: Using this mode you need to configure the FTP clients. Use
the gateway's IP address and port 2121.
Both: This mode allows you to use transparent mode for some clients and nontransparent mode for others. Configure FTP clients that are to work in non-transparent mode to use a proxy with the gateway's IP address and port 2121.
4. Click Apply.
Your settings will be saved.
The toggle switch turns green.
Note – The FTP proxy is unable to communicate with FTP servers that use Active Directory
authentication. To enable FTP clients to connect to an FTP server of that kind, add the server
to the FTP proxy skiplist, which is configured on the Advanced tab.
9.6.2 Antivirus
The Web Protection > FTP > Antivirus tab contains all measures that can be taken against FTP
traffic that carries harmful and dangerous content such as viruses, worms, or other malware.
Use Antivirus scanning: When selecting this option, FTP traffic will be scanned. Sophos
UTM features several antivirus engines for best security.
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Single Scan: Default setting; provides maximum performance using the engine defined
on the System Settings > Scan Settings tab.
Dual Scan: Provides maximum recognition rate by scanning the respective traffic twice
using different virus scanners. Note that dual scan is not available with BasicGuard subscription.
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Max scanning size: Specify the maximum size of files to be scanned by the antivirus engine
(s). Files exceeding this size will be exempt from scanning.
Click Apply to save your settings.
Note – Files within archives (e.g. zip files) will not be scanned for blocked file types, blocked
extensions or blocked MIME types. To protect your network from these within archived files,
consider blocking archive file types such as zip, rar, etc.
File Exte n s io n Filte r
This feature filters FTP transfers that transmit certain types of files based on their extensions
(e.g., executable binaries) from web traffic that have a file extension listed in the Blocked File
Extensions box. You can add additional file extensions or delete file extensions that are not to be
blocked. To add a file extension, click the Plus icon in the Blocked File Extensions box and enter
the file extension you want to block, for example exe (without the delimiting dot). Click Apply to
save your settings.
9.6.3 Exceptions
On the FTP > Exceptions tab you can define whitelist hosts/networks that should be excluded
from selectable security options offered by the FTP proxy.
To create an exception, proceed as follows:
1. On the Exceptions tab, click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this exception.
Skip these checks: Select the security checks that should be skipped:
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Antivirus checking: Select to disable virus scanning, which checks traffic for
unwanted content such as viruses, trojan horses, and the like.
Extension blocking: Select to disable the file extension filter, which can be used
to block file transfers based on file extensions.
Allowed servers: Select to disable checks for allowed servers which can be set
on the Advanced tab. If selected, the selected client hosts/networks will have
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access to any FTP server, whereas the selected server hosts/networks will be
allowed for any client.
For these client hosts/networks: When selecting this option, the Client Hosts/Networks box opens. Select the client hosts/networks that should be exempt from the
security checks of this exception rule.
OR For these server hosts/networks: When selecting this option, the Server Hosts/Networks box opens. Select the server hosts/networks that should be exempt from the
security checks of this exception rule.
Comment (optional): Add a description or other information.
3. Click Save.
The new exception appears on the Exceptions list.
To either edit or delete an exception, click the corresponding buttons.
9.6.4 Advanced
On the FTP > Advanced tab you can specify hosts and networks that can skip the transparent
mode of the FTP proxy. Additionally, you can define which FTP servers are allowed to be
accessed.
FTP Pr o xy Sk ip lis t
Hosts and networks (FTP clients as well as FTP servers) listed here are excluded from the
transparent interception of FTP traffic. However, to allow FTP traffic for these hosts and networks, select the Allow FTP traffic for listed hosts/nets checkbox. If you do not select this checkbox, you must define specific firewall rules for the hosts and networks listed here.
Note – The FTP proxy is unable to communicate with FTP servers that use Active Directory
authentication. To enable FTP clients to connect to an FTP server of that kind, add the server
to the FTP proxy skiplist.
FTP Se r ve r s
Select or add FTP servers or networks that are allowed to be accessed from your hosts/networks. You can create exceptions for some FTP clients or FTP servers to bypass this list
on the Exceptions tab.
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10 Email Protection
This chapter describes how to configure basic email protection features of Sophos UTM. The
Email Protection Statistics page in WebAdmin shows an overview of today's top ten email
senders, email recipients, spammers (by country), recognized malware, and concurrent connections. Each of the sections contains a Details link. Clicking the link redirects you to the respective reporting section of WebAdmin, where you can find more statistical information.
The following topics are included in this chapter:
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10.1 SMTP
The menu Email Protection > SMTP allows you to configure the SMTP proxy. SMTP is the
abbreviation of Simple Mail Transfer Protocol, a protocol used to deliver emails to a mail server.
Sophos UTM includes an application level gateway for SMTP, which can be used to protect
your internal mail server from remote attacks and additionally provides powerful virus scanning
and email filtering services.
Note – To use the SMTP proxy correctly, a valid name server (DNS) must be configured.
10.1.1 Global
On the Email Protection > SMTP > Global tab you can decide whether to use Simple Mode for
SMTP configuration or Profile Mode.
10.1 SMTP
10 Email Protection
1. Enable SMTP.
Click the toggle switch.
The toggle switch turns green and the Configuration Mode area becomes editable.
2. Select a configuration mode.
Simple Mode: Use this mode if all domains share the same settings. However, you can
still define exceptions based on domain name, email addresses, and hosts. There is no
functionality restriction compared with Profile Mode.
Profile Mode: (Not available with BasicGuard subscription.) In this mode you can override or extend global settings e.g., of antispam and antivirus, for individual domains or
domain groups by creating profiles for them in the menu SMTP Profiles. Settings made in
the SMTP menu still apply to their assigned domains and, moreover, serve as defaults for
profiles. In Profile Mode, you will find additional notes with some of the settings regarding
recommendations for profile mode and behavior of the UTM.
3. Click Apply.
The selected mode will be enabled.
SPX G lo b a l Te mp la te
If SPX Encryption is enabled, this section is available. From the drop-down list, select the SPX
template that will be globally used. If using SMTP Simple mode, this template will be used for all
SMTP users. If using SMTP Profile mode, this template will be used for all SMTP profiles that do
not have an individual SPX template selected.
L ive L o g
The SMTP Live Log logs the SMTP proxy activities, showing all incoming emails. Click the button to open the live log in a new window.
10.1.2 Routing
On the Routing tab you can configure domain and routing targets for the SMTP proxy and
define how recipients are to be verified.
To configure the SMTP proxy routing, proceed as follows:
1. Enter your internal domain(s).
To enter your email domains, click the Plus icon in the Domains box.
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In the appearing text box, enter the domain in the form example.com and click Apply.
Repeat this step until all domains are listed. You can also use wildcards in different ways.
For example *.me.mycompany.de, *.mycompany.de, *.me*.mycompany.*e,
**.mycompany.*. It is not allowed to use only '*'.
In Profile Mode: Enter only domains that use global settings. All other domains should be
listed in their respective profiles.
2. Specify the internal server.
From the drop-down list Route by, select the host to which emails for the domains listed
above should be forwarded to. A typical target host would be the Microsoft Exchange
Server on your local network. You can choose between different server types:
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Static host list: Select a host definition of the target route in the Host list box.
Note that you can select several host definitions for basic failover purposes. If delivery to the first host fails, mail will be routed to the next one. However, the (static)
order of hosts cannot be determined with the current version of Sophos UTM and
is somewhat accidental. To randomize delivery to a group of hosts so as to additionally achieve basic load balancing capability, use the DNS hostname route type
and specify a hostname that has multiple A records (an A record or address record
maps a hostname to an IP address).
DNS hostname: Specify the fully qualified domain name (FQDN) of your target
route (e.g., exchange.example.com). Note that when you select a DNS name
having multiple A records, mail to each server will be delivered randomly. In addition, if one server fails, all mail destined for it will automatically be routed to the
remaining servers.
MX records: You can also route mail to your domain(s) by means of MX record
(s). If you select this route type, the mail transfer agent of Sophos UTM makes a
DNS query requesting the MX record for the recipient's domain name, which is the
portion of the email address following the "@" character. Make sure that the gateway is not the primary MX for the domain(s) specified above, since it will not deliver
mail to itself.
3. Click Apply.
Your settings will be saved.
R e c ip ie n t Ve r ifica tio n
Verify Recipients: Here you can specify whether and how email recipients are to be verified.
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With Callout: A request is sent to the server to verify the recipient.
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In Active Directory: A request is sent to the Active Directory server to verify the recipient. To be able to use Active Directory you must have an Active Directory server specified in Definitions & Users > Authentication Services > Servers. Enter a base DN into the
Alternative Base DN field.
Note – The use of Active Directory recipient verification may lead to bounced messages in case the server does not respond.
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Off: You can turn off recipient verification completely but this is not recommended for it
will lead to higher spam traffic volume and dictionary attacks. Thus your quarantine is
likely to be flooded with unsolicited messages.
Click Apply to save your settings.
10.1.3 Antivirus
The Antivirus tab contains various measures against emails that carry harmful and dangerous
content such as viruses, worms, or other malware.
Note – Outgoing emails will be scanned if the checkbox Scan relayed (outgoing) messages
on the Relaying tab is selected.
Sca n D u r in g SMTP Tr a n sa ctio n
Select the checkbox Reject malware during SMTP transaction if you want to have messages
scanned already during SMTP transaction and to have them rejected in case they contain malware.
In Profile Mode: This setting cannot be changed per profile. Messages with more than one recipient will skip this feature if one of the recipient profiles has Antivirus Scanning turned off. This
means it is advisable to leave the regular antivirus setting below set to either Blackhole or Quarantine.
Click Apply to save your settings.
An tivir u s Sca n n in g
When using this option, emails will be scanned for unwanted content such as viruses, trojan
horses, or suspicious file types. Messages containing malicious content will be blocked and
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stored in the email quarantine. Users can review and release their quarantined messages
either through the Sophos User Portal or the daily Quarantine Report. However, messages containing malicious content can only be released from the quarantine by the administrator in the
Mail Manager.
Antivirus: You can configure how to proceed with messages that contain malicious content.
The following actions are available:
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Off: There will be no antivirus scans.
Blackhole: Incoming messages will be accepted and instantly removed. Outgoing messages will never be blackholed to avoid unintended mail loss. They will be quarantined
instead.
Quarantine: The message will be blocked and stored in the email quarantine. Quarantined messages can be reviewed either through the User Portal or the daily Quarantine Report. Note that messages containing malicious content can only be released
from the quarantine by an administrator.
Sophos UTM features several antivirus engines for best security:
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Single Scan: Default setting; provides maximum performance using the engine defined
on the System Settings > Scan Settings tab.
Dual Scan: Provides maximum recognition rate by scanning the respective traffic twice
using different virus scanners. Note that dual scan is not available with BasicGuard subscription.
Quarantine unscannable and encrypted content: Select this option to quarantine emails
whose content could not be scanned. Unscannable content may be encrypted or corrupt
archives or oversized content, or there may be a technical reason like a scanner failure.
Click Apply to save your settings.
MIME Typ e Filte r
The MIME type filter reads the MIME type of email contents. You can define how the different
MIME types are to be dealt with.
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Quarantine Audio Content: When you select this checkbox audio content like e.g.,
mp3 or wav files, will be quarantined.
Quarantine Video Content: When you select this checkbox video content like e.g.,
mpg or mov files, will be quarantined.
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Quarantine Executable Content: When you select this checkbox executable content
like e.g., exe files, will be quarantined.
Additional types to quarantine: To add a MIME type other than above that shall be quarantined, click the Plus icon in the Additional Types To Quarantine box and enter the MIME type
(e.g., image/gif). You can use wildcards (*) on the right side of the slash, e.g.,
application/*.
Whitelisted content types: You can use this box to allow generally certain MIME types. To
add a MIME type click the Plus icon in the Whitelisted content types box and enter the MIME
type. Click Apply to save your settings.
MIME type
MIME type class
audio/*
audio files
video/*
video files
application/x-dosexec
application/x-msdownload
application/exe
application/x-exe
application/dos-exe
applications
vms/exe
application/x-winexe
application/msdos-windows
application/x-msdos-program
Table 2: MIME types known by the MIME Type Filter
File Exte n s io n Filte r
This feature filters and quarantines emails (with warnings) that contain certain types of files
based on their extensions (e.g., executables). To add file extensions, click the Plus icon in the
Blocked file extensions box and enter a critical file extension you want to be restricted, e.g., exe
or jar (without the dot delimiter). Click Apply to save your settings.
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An tivir u s C h e c k Fo o te r
For each outgoing email, you can add and customize a special footer informing users that the
email has been scanned for malicious content. However, the footer will only be added if the
checkbox Scan Relayed (Outgoing) Messages on the Relaying tab is selected. In addition, the
antivirus check footer will not be appended to the email if the email is a reply (i.e. having InReply-To header) or if the content type of the email could not be determined. Select the checkbox Use the Text Below as a Footer and enter the footer text. Click Apply to save your settings.
Note – Adding a footer to messages already signed or encrypted by an email client (e.g.,
Microsoft's Outlook or Mozilla's Thunderbird) will break their signature and render them
invalid. If you want to create digital signatures on the client side, disable the antivirus check
footer option. However, if you do not wish to forgo the privacy and authentication of your email
communication and still want to apply a general antivirus check footer, consider using the builtin email encryption feature of Sophos UTM. Email encryption done on the gateway means
that the footer is added to the message prior to creating the digital signature, thus leaving the
signature intact.
10.1.4 Antispam
Sophos UTM can be configured to detect unsolicited spam emails and to identify spam transmissions from known or suspected spam purveyors. Configuration options located on the Antispam tab let you configure SMTP security features aimed at preventing your network from receiving unsolicited commercial emails.
Note – Outgoing emails will be scanned if the checkbox Scan relayed (outgoing) messages
on the Relaying tab is selected.
Note – Some of the features on this tab are not available with BasicGuard subscription.
Sp a m D e te ctio n D u r in g SMTP Tr a n s a c tio n
You have the possibility to reject spam already during SMTP transaction. Select one of the following settings for the option Reject at SMTP Time:
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Off: Spam detection is disabled and no email is going to be rejected for spam reasons.
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Confirmed spam: Only confirmed spam is rejected.
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Spam: All emails that the system regards as spam are rejected. Note that there may be a
higher false positive rate because emails regarded as probable spam may be rejected
such as newsletters.
Emails which are not rejected during SMTP transaction will be treated according to your settings in the Spam Filter section below.
In Profile Mode: This setting cannot be changed per profile. Messages with more than one recipient will skip this feature if one of the recipient profiles has spam scanning completely turned off.
This means it is advisable to leave the regular spam scanning setting set to either Spam or Confirmed spam.
R BL s ( R e a ltime Bla c kh o le L ists )
A Realtime Blackhole List (RBL) is a means by which an Internet site may publish a list of IP
addresses linked to spamming.
Use recommended RBLs: Selecting this option causes the mail transfer agent to query
external databases of known spam senders (so-called Realtime Blackhole Lists). Messages
sent from a site included in one or more of such lists can easily be rejected. Several services of
this type are available on the Internet. This function massively helps to reduce the amount of
spam.
By default, the following RBLs are queried:
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Commtouch IP Reputation (ctipd.org)
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cbl.abuseat.org
Note – The list of RBLs queried by Sophos UTM is subject to change without notice. Sophos
does not warrant for the contents of these databases.
You can also add further RBL sites to enhance the antispam capability of Sophos UTM. To do
so, click the Plus icon in the Extra RBL zones box. In the appearing textbox, enter the RBL zone.
Click Apply to save your settings.
Sp a m Filte r
Sophos UTM includes a heuristic check of emails for characteristics suggestive of spam. It uses
SMTP envelope information and an internal database of heuristic tests and characteristics. This
spam filtering option scores messages based on their content and SMTP envelope information.
Higher scores indicate a higher spam probability.
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With the following two options you can specify what to do with messages that have been
assigned a certain spam score. This ensures that potential spam emails are treated differently
by the gateway.
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Spam action: Here you can define what to do with messages that are classified as probable spam. Note that there may be false positives, such as newsletters, thus blackholing
may lead to email loss.
Confirmed spam action: Here you can define what to do with confirmed spam messages.
You can choose between different actions for those two types of spam:
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Off: No messages will be marked as spam or filtered out.
Warn: No messages will be filtered out. Instead, for incoming messages, a spam flag will
be added to the message's header and a spam marker will be added to the message's
subject. Outgoing messages will be sent without action.
Quarantine: Messages will be blocked and stored in the email quarantine. Quarantined
messages can be reviewed either through the User Portal or the daily Quarantine
Report.
Blackhole: Incoming messages will be accepted and instantly removed. Outgoing messages will never be blackholed to avoid unintended mail loss. They will be quarantined
instead.
Spam marker: With this option you can specify a spam marker, that is, a string that will be
added to the message's subject line making it easy to identify spam messages quickly. By
default, the string *SPAM* is used to tag messages as spam.
Se n d e r Bla cklist
The envelope sender of incoming SMTP sessions will be matched against the addresses on this
blacklist. If the envelope sender is found on the blacklist the message will be rejected in
SMTP time. Settings in the Reject at SMTP Time field do not affect this function.
To add a new address pattern to the blacklist click the Plus icon in the Blacklisted Address Patterns box, enter (a part of) an address, and click Apply. You can use an asterisk (*) as a wildcard, e.g., *@abbeybnknational.com.
Tip – End-users can create their personal blacklist and whitelist in the User Portal.
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Exp r e s s io n Filte r
The expression filter scans messages' content passing through the SMTP proxy for specific
expressions. Suspicious emails will be blocked. Expressions can be entered as Perl Compatible
Regular Expressions. Simple strings such as "online dating" are interpreted in a case-insensitive manner. Click Apply to save your settings.
Cross Reference – For detailed information on using regular expressions in the expression
filter, see the Sophos Knowledgebase.
Ad v a n c e d An tisp a m Fe a tu r e s
This area gathers various other advanced options increasing the antispam capability of Sophos
UTM.
Reject invalid HELO/missing RDNS: Select this option if you want to reject hosts that send
invalid HELO entries or lack RDNS entries. If you want to exempt hosts from this check, please
refer to the Exceptions tab.
Do strict RDNS checks: Select this option if you want to additionally reject mail from
hosts with invalid RDNS records. An RDNS record is invalid if the found hostname does
not resolve back to the original IP address.
Use Greylisting: Greylisting basically means the temporary rejection of emails for a certain
amount of time. Typically, a mail server using greylisting will record the following pieces of information for all incoming messages:
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The sender address
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The IP address of the host the message is sent from
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The recipient address
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The message subject
This data set is checked against the SMTP proxy's internal database; if the data set has not
been seen before, a record is created in the database along with a special time stamp describing it. This data set causes the email to be rejected for a period of five minutes. After that time
the data set is known to the proxy and the message will be accepted when it is sent again. Note
that the data set will expire after a week if it is not updated within this period.
Greylisting uses the fact that most senders of spam messages use software based on the "fireand-forget" method: Try to deliver the mail and if it doesn’t work, forget it! This means that
senders of spam mail do not try to send emails again when there is a temporary failure, contrary
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to RFC-conform mail servers. The assumption is that since temporary failures are built into the
RFC specifications for email delivery, a legitimate server will try again to send the email later, at
which time the destination will accept it.
Use BATV: BATV is a draft of the IETF, facing the challenge to distinguish legitimate uses from
unauthorized uses of email addresses. BATV provides a method to sign the envelope sender of
outgoing mail by adding a simple shared key to encode a hash of the address and time-varying
information as well as some random data proving that the email was really sent by you. It is basically used to reject bounce messages not sent by you. By using BATV, you can now check if
bounces you receive are really caused by your initial email, and not from a spammer forging an
email with your address. If a bounce returns and the email address is not signed according to
BATV, the SMTP proxy will not accept the message. Note that the signature provided by BATV
expires after seven days. To change the key (also known as BATV secret) that is used to
encode the hash of an email's envelope MAIL FROM address, go to the Email Protection >
SMTP > Advanced tab.
Note – Some mail transfer agents may reject a message whose envelope sender address
was modified using BATV. In this case, you need to create an exception rule for the senders,
recipients, or domains affected.
Perform SPF check: SPF (Sender Policy Framework) is a framework where domain owners
can publish information about their outgoing email servers. Domains use public records to direct
requests for different services (web, email, etc.) to the machines that perform those services. All
domains already publish MX records for email related services to let others know what
machines receive mail for the domain. SPF works by domains publishing some sort of "reverse
MX" records to tell the world what machines send mail from the domain. When receiving a message from a certain domain, the recipient can check those records to make sure that mail is coming from where it should be coming from.
Cross Reference – Further information is available at the Sender Policy Framework website.
As an additional antispam feature, the SMTP proxy tacitly checks each recipient address it
receives with your backend mail server(s) before accepting mail for this address. Emails for
invalid recipient addresses will not be accepted. In order for this function to work, your backend
mail server(s) must reject mails for unknown recipients at the SMTP stage. The general rule is
that if your backend server rejects a message, the SMTP proxy will reject it, too.
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Note, however, that recipient verification is not done for trusted (authenticated) or relay hosts,
because some user agents may encounter problems when recipients get rejected in the SMTP
transaction. In the usual scenario (backend mail server rejects unknown recipients in the SMTP
transaction), Sophos UTM will only generate bounces in the following cases:
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When a trusted or relay source sends a message to an undeliverable recipient.
When the backend mail server has been down so that Sophos UTM was not able to verify
the recipient.
However, Sophos UTM does not prevent your backend mail server(s) from sending non-delivery reports (NDRs) or bounces. In addition, Sophos UTM caches positive callout replies from
the mail server for 24 hours, and negative ones for two hours.
10.1.5 Data Protection
On the SMTP > Data Protection tab, the Data Protection feature allows you to reduce accidental data loss from workstations by monitoring and restricting the transfer of files containing
sensitive data. Accidental data loss is commonly caused by employees mishandling sensitive
data. For example, a user sends a file containing sensitive data home via email (SMTP). Data
Protection scans outgoing emails including subject line, message body and attachments for
sensitive or confidential information. Based on the outcome, the email can be encrypted using
SPX encryption, or the email can be rejected or sent.
To configure Data Protection, define the settings in the following sections. As long as no Sophos
content control rule is selected, and no custom rule is defined, the feature is disabled.
D a ta Pr o te ctio n Po lic y
Scan within attachments: If selected, attachments will be scanned for sensitive data, additionally to the message itself. The SAVI engine, which is used for this scan, scans a large variety
of files types dependent on the current database.
Action on rule match: Select how to handle an email if the policy is triggered:
Blackhole: An email that matches the policy will not be sent.
Send with SPX encryption: An email that triggers the policy will automatically be sent
SPX encrypted (see Email Protection > SPX Encryption tab). If SMTP is used in Simple
Mode, the SPX Template selected on the SMTP > Global tab will be used for SPX encryption. If SMTP is used in Profile Mode, the SPX template used depends on the SMTP profile the sender's domain is assigned to (see SMTP Profiles tab). If the sender's domain is
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not assigned to any profile, the default template selected on the SMTP > Global tab will be
used.
Allow: An email that triggers the policy will be sent nevertheless.
On match, notify: Select one or more of the following recipients who should be notified in case
the policy matches:
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Sender: The sender of the email that matched the policy.
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Administrator
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Other: If you select this option, you will need to enter an email address.
The notification email can be customized on the Management > Customization > Email Messages tab.
Click Apply to save your settings.
So p h o s C o n te n t C o n tr o l L is ts R u le s
Type: Select an entry from the drop-down list to reduce the number of displayed rules accordingly.
Region: Select an entry from the drop-down list to reduce the number of displayed rules
accordingly.
Show selected only: If enabled, only selected rules will be displayed in the list.
Rules: Select the rules you want to use for the Data Protection feature. Hovering the cursor on
an entry, a tool-tip with additional information concerning the rule appears.
Click Apply to save your settings.
C u s to m R u le s
Custom expression: Enter expressions that you want to use for the Data Protection feature,
in addition to the rules selected above. You can add regular expressions.
Cross Reference – For detailed information on using regular expressions here, see the
Sophos Knowledgebase.
Click Apply to save your settings.
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10.1.6 Exceptions
On the SMTP > Exceptions tab you can define whitelist hosts, networks, senders, and recipients
that can be excluded from antispam, antivirus, or other security checks.
Note – Since emails can have many recipients, and Sophos UTM implements inline scanning
for the SMTP protocol, scanning of an email is skipped for all recipients if one of the email's
recipients is listed in the Recipients box.
To create an exception, proceed as follows:
1. On the Exceptions tab, click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this exception.
Skip these checks: Select the security checks that should be skipped. For more information, see Email Protection > SMTP > Antivirus, Antispam, and Data Protection.
For these source hosts/networks: Select or add the source hosts/networks (i.e., the
host or network messages originate from) that should skip the security checks defined by
this exception rule. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Note – No exception needs to be created for localhost because local messages will not
be scanned by default.
When selecting this option, the Hosts/Networks box opens. You can add a host or network by either clicking the Plus icon or the Folder icon.
OR these sender addresses: Select the senders' email addresses that should skip the
defined security checks.
When selecting this option, the Senders box opens. You can either enter a complete valid
email address (e.g., [email protected]) or all email addresses of a specific domain
using an asterisk as wildcard (e.g., *@example.com).
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Note – Use the Senders option with caution, as sender addresses can easily be
forged.
OR these recipient addresses: Select the recipients' email addresses that should skip
the defined security checks.
When selecting this option, the Recipients box opens. You can either enter a complete
valid email address (e.g., [email protected]) or all email addresses of a specific
domain using an asterisk as wildcard (e.g., *@example.com).
Comment (optional): Add a description or other information.
3. Click Save.
The new exception appears on the Exceptions list.
To either edit or delete an exception, click the corresponding buttons.
10.1.7 Relaying
The SMTP proxy can be used as a mail relay. A mail relay is an SMTP server configured in such
a way that it allows specific users, user groups, or hosts to relay (i.e., send) emails through it to
domains that are not local.
Note – Some of the features on this tab are not available with BasicGuard subscription.
U p s tr e a m H o st L ist
An upstream host is a host that forwards email to you, e.g., your ISP or external MX. If you get
inbound email from static upstream hosts, it is necessary that you enter the hosts here. Otherwise spam protection will not work properly.
To add an upstream host either click the Plus icon or the Folder icon for drag-and-drop from the
Networks object list. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page. If you would like to only allow upstream hosts select the
checkbox Allow upstream/relay hosts only. SMTP access will then be limited to the defined
upstream hosts. Upstream hosts can authenticate to get relaying rights. Click Apply to save your
settings.
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Au th e n tic a te d R e la y
SMTP clients can authenticate to get relaying privileges. Select the checkbox Allow authenticated relaying and specify the users and user groups that should be able to use this feature.
How to add a user is explained on the Definitions & Users > Users & Groups > Users page. Click
Apply to save your settings.
Note – If the checkbox Allow upstream/relay hosts only is enabled then Authenticated Relay
does only work when the sending host is configured as upstream/relay host.
H o s t- b a s e d R e la y
Mail relaying can also be enabled host-based. If your local mail server or mail clients should be
able to use the SMTP proxy as a mail relay, you need to add the networks and hosts which
should be able to send mail through the relay to the Allowed hosts/networks box. The networks
and hosts listed are allowed to send messages to any addresses. How to add a definition is
explained on the Definitions & Users > Network Definitions > Network Definitions page.
Caution – It is extremely important not to select Any in the Allowed hosts/networks box,
because this would result in an open relay, allowing anyone on the Internet to send messages
through the SMTP proxy. Spammers will quickly recognize this, leading to massive email
traffic. In the worst case, you will be listed on 3rd party spammer blacklists. In most configurations, the only hosts that should be allowed to relay mail are the mail servers in your network.
Click Apply to save your settings.
H o s t/N e tw o r k Bla c klist
Here you can define hosts and networks that shall be blocked by the SMTP proxy. Click Apply to
save your settings.
C o n te n t Sc a n Fo r R e la ye d Me s s a g e s
When this option is enabled, also messages sent by either authenticated or host-based relays
will be scanned for malicious content. If there are many outgoing mails, turning this option off
can improve your performance. Click Apply to save your settings.
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Note that your global antivirus and antispam settings also apply to outgoing messages. But
regardless of those settings, infected or spam messages are never blackholed but always sent
to quarantine to avoid unintended mail loss.
10.1.8 Advanced
On the SMTP > Advanced tab you can configure additional security options of the SMTP proxy
such as smarthost settings or transparent mode skiplist, among others.
H e a d e r Mo d ifica tio n s
SMTP header content of emails passing through UTM can be changed and/or deleted in
Header Modifications.
Add/delete a header:
1. Click on the Plus icon.
The Add Header Modification Rule dialog opens.
2. Select the requested Operation.
3. Enter the Header Name you want to change/delete.
1-255 ASCII characters are allowed.
4. If you add a header, enter the Value the new header should have.
0-255 characters are allowed.
5. On demand add a Comment.
6. Click Save.
7. Click Apply.
Your settings will be saved.
To edit or delete a header rule click on the concerning icons next to the rule.
Tr a n s p a r e n t Mo d e
To enable transparent mode for SMTP select the checkbox and click Apply.
Hosts and networks listed in the Skip transparent mode hosts/nets box will not be subject to the
transparent interception of SMTP traffic. However, to allow SMTP traffic for these hosts and networks, select the Allow SMTP traffic for listed hosts/nets checkbox. If you do not select this checkbox, you must define specific firewall rules for the hosts and networks listed here. Click Apply to
save your settings.
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TL S Se ttin g s
TLS certificate: Select a certificate from the drop-down list which will be used to negotiate TLS
encryption with all remote hosts supporting it. You can create or upload certificates on the Siteto-site VPN > Certificate Management > Certificates tab.
Require TLS negotiation host/nets: Add or select hosts or nets here which always require
TLS encryption for email communication. The UTM will then hold back emails if TLS encryption
is not available for those hosts/nets for some reason, that means messages will stay in the mail
queue until TLS becomes available again. In case TLS is not available within a reasonable
period of time, sending attempts will be stopped and the user will get a notification that their
email could not be sent.
Require TLS negotiation sender domains: If you want to enforce TLS encryption for
incoming emails for certain domains, enter those domains here. Emails sent from those
domains without TLS will be rejected immediately.
Skip TLS negotiation host/nets: If a particular host or network should encounter problems
with TLS encryption, you can enter it in the box and select the appropriate TLS certificate from
the drop-down menu. This will cause the UTM to skip TLS negotiation for this host or network.
Click Apply to save your settings.
D o ma in Ke ys Id e n tifie d Ma il ( D KIM)
DKIM is a method to cryptographically sign outgoing messages. To use DKIM signing, enter
your private RSA key and the corresponding key selector into the respective fields and add the
domains you want to sign emails for to the DKIM domains box. Click Apply to save your settings.
C o n fid e n tia lity Fo o te r
For each outgoing email, you can add and customize a confidentiality footer informing users, for
example, that the email may contain confidential or privileged information. However, the confidentiality footer will not be appended to the email if the email is a reply (i.e. having an In-ReplyTo header) or if the content type of the email could not be determined.
Note – Adding a footer to messages already signed or encrypted by an email client (e.g.,
Microsoft's Outlook or Mozilla's Thunderbird) will break their signature and render them
invalid. If you want to create digital signatures on the client side, disable the antivirus check
footer option. However, if you do not wish to forgo the privacy and authentication of your email
communication and still want to apply a general antivirus check footer, consider using the built-
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in email encryption feature of Sophos UTM. Email encryption done on the gateway means
that the footer is added to the message prior to creating the digital signature, thus leaving the
signature intact.
Ad v a n c e d Se ttin g s
Here you can configure the SMTP hostname and the postmaster address, among other things.
SMTP hostname: Setting the SMTP hostname will cause the proxy to use the specified name
in HELO and SMTP banner messages. By default, the normal system hostname is selected.
Postmaster address: Specify the email address of the postmaster of the UTM to whom messages are to be forwarded that are sent in the form of postmaster@[192.168.16.8], where
the IP literal address is one of the IP addresses of the UTM. Accepting such messages is an
RFC requirement.
BATV secret: Here you can change the automatically generated BATV secret used by the
SMTP proxy. The BATV secret is a shared key used to sign an email's envelope MailFrom
address, thus enabling detection of invalid bounce addresses. If you are using several MXs for
your domains, you can change the BATV secret to be the same on all systems.
Max message size: The maximum message size that is accepted by the proxy. This setting
applies to both incoming and outgoing emails. If your backend server has a limitation with
regard to message sizes, you should set the same or a lower value here.
Max connections: The maximum number of concurrent connections the proxy allows.
Default is 20.
Max connections/host: The maximum number of connections per host the proxy allows.
Default is 10.
Note – If the value is 0 the connection number per host is unlimited.
Max mails/connection: The maximum number of mails per connection the proxy allows.
Default is 1000.
Max rcpt/mail: The maximum number of recipients per mail the proxy allows. Default is 100.
Footers mode: Here you can define how footers will be added to mails. MIME part will add the
footer as extra MIME part. Existing part encodings are not changed and national language characters are preserved. The other method is Inline which means that the footer is separated from
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the main mail by the -- separator. With this mode you can choose whether the footer should be
Unicode (UTF-8) converted or not. Unicode conversion upgrades the message to preserve
national language characters in the footer.
Sma r th o s t Se ttin g s
A smarthost is a type of mail relay server which allows an SMTP server to route mail to an
upstream mail server rather than directly to the recipient’s server. Often this smarthost requires
authentication from the sender to verify that the sender has privileges to have mail forwarded
through the smarthost.
Use a smarthost: If you want to use a smarthost to send mail, select the checkbox. In that
case, the proxy will never deliver mail itself, but rather send anything to the smarthost.
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Smarthost: Select or add a smarthost object. How to add a definition is explained on the
Definitions & Users > Network Definitions > Network Definitions page.
Smarthost port: The default port for the smarthost connection is 25. You can change it
if required.
This smarthost requires authentication: Select this checkbox if the smarthost
requires authentication. Both Plain and Login authentication types are supported. Enter
a username and password into the respective fields.
10.2 SMTP Profiles
The SMTP proxy of Sophos UTM lets you create alternative SMTP profiles, which can then be
associated with different domains. That way you can specify domains that should use a different
profile other than the default profile configured in Email Protection > SMTP. The order of the
functions, structured as tabs, reflects how each step gets processed one after the other during
SMTP time.
To create an SMTP profile, proceed as follows:
1. Enable the SMTP profile mode.
On the Email Protection > SMTP > Global tab select Profile Mode and click Apply.
The SMTP profiles creation in the Email Protection > SMTP Profiles menu is enabled.
2. On the SMTP Profiles tab, click New Profile.
A dialog box opens.
3. Enter a descriptive name for the profile.
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4. Add one or more domains.
Add one or more domains to the Domains box.
Settings of this profile will be applied for those domains.
5. Make the following settings:
You only need to make settings for functions you want to use. For each of the following
functions you can decide whether to use individual settings defined here or global settings
defined under Email Protection > SMTP. By default, the global settings option is selected.
The individual settings for each function are described below.
Note – Encrypted emails whose sender address includes a domain name configured
here cannot be decrypted when using the email encryption/decryption engine of
Sophos UTM. Therefore, no profile should be added for external email domains.
All settings that you can define here can also be set globally in Email Protection > SMTP.
Therefore only a list of settings and the differences from the global settings are given
here, along with cross-references to the respective global setting where detailed information can be found.
The following settings can be made:
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Routing: On the Routing tab you can configure domain and routing targets for
the SMTP proxy and define how recipients shall be verified.
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Static Host List
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DNS Hostname
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MX Records
For detailed information please refer to Email Protection > SMTP > Routing.
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Recipient Verification
Verify Recipients: Here you can specify whether and how email recipients are to
be verified.
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With Callout: A request is sent to the server to verify the recipient.
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In Active Directory: A request is sent to the Active Directory server to
verify the recipient. To be able to use Active Directory you must have an Active Directory server specified in Definitions & Users > Authentication Services > Servers. Enter a base DN into the Alternative Base DN field.
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Note – The use of Active Directory recipient verification may lead to
bounced messages in case the server does not respond.
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Off: You can turn off recipient verification completely but this is not recommended for it will lead to higher spam traffic volume and dictionary attacks.
Thus your quarantine is likely to be flooded with unsolicited messages.
For detailed information please refer to Email Protection > SMTP > Routing.
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Sophos UTM RBLs: Here you can block IP addresses linked to spamming.
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Use recommended RBLs
For detailed information please refer to Email Protection > SMTP > Antispam.
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Extra RBLs: You can add further RBL sites to enhance the antispam capability of
Sophos UTM. For detailed information please refer to Email Protection > SMTP >
Antispam. Note that, as a third option, you can add the global settings to your individual settings here.
BATV/RDNS/HELO/SPF/Greylisting: This tab gathers various other advanced
options increasing the antispam capability of Sophos UTM.
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Reject Invalid HELO/Missing RDNS
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Use Greylisting
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Use BATV
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Perform SPF Check
For detailed information please refer to Email Protection > SMTP > Antispam.
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Antivirus Scanning: You can configure how to proceed with messages that contain malicious content. The following actions are available:
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Quarantine
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Blackhole
You can choose between the following antivirus scan options:
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Single Scan: Default setting; provides maximum performance using the
engine defined on the System Settings > Scan Settings tab.
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Dual Scan: Provides maximum recognition rate by scanning the respective
traffic twice using different virus scanners. Note that dual scan is not available with BasicGuard subscription.
Quarantine unscannable and encrypted content: Select this option to quarantine emails whose content could not be scanned. Unscannable content may be
encrypted or corrupt archives or oversized content, or there may be a technical
reason like a scanner failure.
For detailed information please refer to Email Protection > SMTP > Antivirus.
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Antispam Scanning: Here you can decide how to deal with unsolicited commercial emails. Both for spam and confirmed spam you can choose between the
following actions:
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Warn
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Quarantine
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Blackhole
For detailed information please refer to Email Protection > SMTP > Antispam.
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Sender Blacklist: The envelope sender of incoming SMTP sessions will be
matched against the addresses on this blacklist. If the envelope sender is found on
the blacklist the message will be blackholed. For detailed information please refer
to Email Protection > SMTP > Antispam. Note that, as a third option, you can add
the global settings to your individual settings here.
MIME Audio/Video/Executables blocking: The MIME type filter reads the
MIME type of email contents. You can select which content types you would like to
quarantine:
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Audio Content
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Video Content
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Executable Content
For detailed information please refer to Email Protection > SMTP > Antivirus.
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MIME Type Blacklist: Here you can add additional MIME types to quarantine.
For detailed information please refer to Email Protection > SMTP > Antivirus. Note
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that, as a third option, you can add the global settings to your individual settings
here.
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MIME Type Whitelist: Here you can add MIME types not to quarantine. For
detailed information please refer to Email Protection > SMTP > Antivirus. Note
that, as a third option, you can add the global settings to your individual settings
here.
Blocked File Extensions: Using the File extension filter you can quarantine
emails (with warnings) that contain certain types of files based on their extensions
(e.g., executables). For detailed information please refer to Email Protection >
SMTP > Antivirus. Note that, as a third option, you can add the global settings to
your individual settings here.
Blocked Expressions: The expression filter scans messages' content passing
through the SMTP proxy for specific expressions. Suspicious emails will be
blocked. For detailed information please refer to Email Protection > SMTP > Antispam. Note that, as a third option, you can add the global settings to your individual
settings here.
Confidentiality Footer: For each outgoing email, you can add and customize a
confidentiality footer informing users, for example, that the email may contain confidential or privileged information. However, the confidentiality footer will not be
appended to the email if the email is a reply (i.e. having an In-Reply-To header) or
if the content type of the email could not be determined. Note that the footer is
appended depending on the sender domain. To use a footer, select the checkbox
and enter the footer text.
SPX Template Selection: The SPX template is used for SPX Encryption. It
defines how encrypted emails will be sent to the recipients. For detailed information please refer to Email Protection > SPX Encryption > SPX Templates.
Data Protection Configuration: Here you can add attachments to the scan list,
set notifications and select items from the SophosLabs Content Control List.
For detailed information please refer to SMTP > Data Protection.
6. Click Apply.
Your settings will be saved.The new profile appears on the SMTP Profiles list.
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Note – When you select Use global settings for a topic and click Apply, the icon of the function
changes to the global settings icon. By this, you can easily get an overview on which functions
global settings or individual settings are applied.
To either disable, rename or delete a profile click the corresponding buttons at the top below the
profile drop-down list.
10.3 POP3
The menu Email Protection > POP3 lets you configure the POP3 proxy for incoming emails. The
Post Office Protocol 3 (POP3) is an application-layer Internet standard protocol that allows the
retrieval of emails from a remote mail server. The POP3 proxy works transparently, meaning
that all POP3 requests coming from the internal network on port 110 (and 995 if scanning of
TLS encrypted traffic is enabled) are intercepted and redirected through the proxy invisible to
the client. The advantage of this mode is that no additional administration or client-side configuration is necessary.
Note – It might be necessary to increase the server timeout settings in the email clients' configuration. Usual default settings of about one minute or less might be too low, especially when
fetching large emails.
The POP3 protocol does not have server-side tracking of which mails have already been
retrieved. Generally, a mail client retrieves a mail and deletes it on the server afterwards.
However, if the client is configured to not delete mails, then server-side deleting is omitted and
the client keeps track of which mail has already been fetched.
10.3.1 Global
On the Email Protection > POP3 > Global tab you can configure basic settings for the POP3
proxy.
To configure the POP3 proxy, proceed as follows:
1. Enable the POP3 proxy.
Click the toggle switch.
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The toggle switch turns amber and the POP3 Settings area becomes editable.
2. Select the allowed networks.
Add or select the networks that should be allowed to proxy POP3 traffic. Typically, this is
the internal network. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Caution – It is extremely important not to select an Any network object, because this
introduces a serious security risk and opens your appliance up to abuse from the Internet.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To cancel the configuration, click the amber colored toggle switch.
L ive L o g
The POP3 Live Log logs the POP3 proxy activities, showing all incoming emails. Click the button
to open the live log in a new window.
10.3.2 Antivirus
The Antivirus tab contains various measures against emails that carry harmful and dangerous
content such as viruses, worms, or other malware.
An tivir u s Sca n n in g
When using this option, emails will be scanned for unwanted content such as viruses, trojan
horses, or suspicious file types. Messages containing malicious content will be blocked and
stored in the email quarantine. Users can review and release their quarantined messages
either through the Sophos User Portal or the daily Quarantine Report. However, messages containing malicious content can only be released from the quarantine by the administrator in the
Mail Manager.
Sophos UTM features several antivirus engines for best security.
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Single Scan: Default setting; provides maximum performance using the engine defined
on the System Settings > Scan Settings tab.
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Dual Scan: Provides maximum recognition rate by scanning the respective traffic twice
using different virus scanners. Note that dual scan is not available with BasicGuard subscription.
Quarantine unscannable and encrypted content: Select this option to quarantine emails
whose content could not be scanned. Unscannable content may be encrypted or corrupt
archives or oversized content, or there may be a technical reason like a scanner failure.
Max scanning size: Specify the maximum size of files to be scanned by the antivirus engine
(s). Files exceeding this size will be exempt from scanning.
Click Apply to save your settings.
File Ex te n sio n Filte r
This feature filters and quarantines emails (with warnings) that contain certain types of files
based on their extensions (e.g., executables). To add file extensions, click the Plus icon in the
Blocked File Extensions box and enter a critical file extension you want to be scanned, e.g., exe
or jar (without the dot delimiter). Click Apply to save your settings.
Note – Archives cannot be scanned for forbidden file extensions. To protect your network
from malware included in archives you might want to consider blocking the respective archive
file extensions altogether.
10.3.3 Antispam
Sophos UTM can be configured to detect unsolicited spam emails and to identify spam transmissions from known or suspected spam purveyors. Configuration options located on the Antispam tab let you configure POP3 security features aimed at preventing your network from receiving unsolicited commercial emails.
Sp a m Filte r
Sophos UTM includes a heuristic check of incoming emails for characteristics suggestive of
spam. It uses SMTP envelope information and an internal database of heuristic tests and characteristics. This spam filtering option scores messages based on their content and SMTP envelope information. Higher scores indicate a higher spam probability.
With the following two options you can specify what to do with messages that have been
assigned a certain spam score. This ensures that potential spam emails are treated differently
by the gateway.
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Spam action: Here you can define what to do with messages that are classified as probable spam.
Confirmed spam action: Here you can define what to do with confirmed spam messages.
You can choose between different actions for those two types of spam:
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Off: No messages will be marked as spam or filtered out.
Warn: No messages will be filtered out. Instead, a spam flag will be added to the message's header and a spam marker will be added to the message's subject.
Quarantine: The message will be blocked and stored in the email quarantine. Quarantined messages can be reviewed either through the User Portal or the daily Quarantine Report.
Spam marker: With this option you can specify a spam marker, that is, a string that will be
added to the message's subject line making it easy to identify spam messages quickly. By
default, the string *SPAM* is used to tag messages as spam.
Exp r e s s io n Filte r
The expression filter scans the message's subject and body for specific expressions. Emails that
contain an expression listed here will be blocked. However, if the prefetch option is enabled on
the Email Protection > POP3 > Advanced tab, the email will be sent to the quarantine. Expressions can be entered as Perl Compatible Regular Expressions. Simple strings such as "online
dating" are interpreted in a case-insensitive manner.
Cross Reference – For detailed information on using regular expressions in the expression
filter, see the Sophos Knowledgebase.
Click Apply to save your settings.
Se n d e r Bla c klist
The envelope sender of incoming POP3 sessions will be matched against the addresses on this
blacklist. If the envelope sender is found on the blacklist the message will be quarantined and
marked as Other in the subject line.
To add a new address pattern to the blacklist click the Plus icon in the Blacklisted Address Patterns box, enter (a part of) an address, and click Apply. You can use an asterisk (*) as a wildcard, e.g., *@abbeybnknational.com.
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Tip – End-users can create their personal blacklist and whitelist in the User Portal.
10.3.4 Exceptions
On the POP3 > Exceptions tab you can define client hosts/networks and sender addresses that
shall be excluded from various security features.
To create an exception, proceed as follows:
1. On the Exceptions tab, click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this exception.
Skip these checks: Select the security checks that should be skipped. For more information, see Email Protection > POP3 > Antivirus and Antispam.
For these client hosts/networks: Add or select the source hosts/networks (i.e., the
hosts or networks messages originate from) that should skip the security checks. How to
add a definition is explained on the Definitions & Users > Network Definitions > Network
Definitions page.
Note – No exception needs to be created for localhost because local messages will not
be scanned by default.
When selecting this option, the Client hosts/networks dialog box opens. You can add a
host or network by either clicking the plus symbol or the folder symbol.
OR these sender addresses: Select the senders' email addresses that should skip the
defined security checks.
When selecting this option, the Senders box opens. You can either enter a complete valid
email address (e.g., [email protected]) or all email addresses of a specific domain
using an asterisk as wildcard (e.g., *@example.com).
Note – Use the Senders option with caution, as sender addresses can easily be
forged.
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Comment (optional): Add a description or other information.
3. Click Save.
The new exception appears on the Exceptions list.
To either edit or delete an exception, click the corresponding buttons.
10.3.5 Advanced
On the POP3 > Advanced tab you can specify those hosts and networks that can skip the transparent mode of the POP3 proxy. In addition, it contains the POP3 proxy's prefetch option, which
allows the prefetching of messages from a POP3 server and storing them in a database.
Tr a n s p a r e n t Mo d e Sk ip lis t
Hosts and networks listed in the Skip transparent mode hosts/nets box will not be subject to the
transparent interception of POP3 traffic. However, to allow POP3 traffic for these hosts and networks, select the Allow POP3 traffic for listed hosts/nets checkbox. If you do not select this checkbox, you must define specific firewall rules for the hosts and networks listed here.
PO P3 Se r v e r s a n d Pr e fe tch Se ttin g s
You can enter one or more POP3 servers here that are used in your network or by your endusers, so that the servers are known to the proxy. Additionally, you can turn on prefetching.
To define a POP3 server, do the following:
1. Add the DNS name of the POP3 server(s).
In the POP3 servers box, click the Plus icon. In the Add Server dialog window, enter the
DNS name and click Save.
A new entry with the entered DNS name and the suffix Servers is displayed in the box.
The UTM automatically creates a DNS group with the specified DNS name and associates it with the new POP3 server entry.
2. Specify the POP3 server's properties.
In the POP3 servers box, click the Edit icon in front of the POP3 server. The Edit Server
dialog window opens. Make the following settings:
Name: If you want, modify the POP3 server's name.
Hosts: The box automatically contains a DNS group with the DNS name specified
above. Add or select additional hosts or DNS groups. Make sure to add only such hosts
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or DNS groups that serve the same POP3 accounts. How to add a definition is explained
on the Definitions & Users > Network Definitions > Network Definitions page.
TLS certificate: Select a certificate from the drop-down list which will be used to negotiate TLS encryption with all remote hosts supporting it. You can create or upload certificates on the Site-to-site VPN > Certificate Management > Certificates tab.
Note – For TLS encryption to work, the Scan TLS encrypted POP3 traffic checkbox in
the TLS Settings section has to be enabled. For POP3 servers not defined here or not
having a TLS certificate, you can select a default TLS certificate in the TLS Settings section.
Comment (optional): Add a description or other information.
3. Click Save.
The POP3 server is defined.
If no POP3 server is specified and a mail gets caught by the proxy, the proxy replaces the mail
with a notification to the recipient right away in the same connection stating that the mail has
been quarantined. The quarantined mail can be viewed in Mail Manager, but is not associated
to a server or account and therefore cannot be released in a later connection. Generally, releasing of emails from quarantine does only work for prefetched messages.
There are two scenarios:
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If POP3 server(s) are given and prefetching is disabled, the proxy keeps track which quarantined mails belong to which server/account. Thus, quarantined mail can be released
when the client polls the mailbox next time. For this to work, the proxy has to safely
identify which IP addresses belong to which server (by their FQDN which you have
entered in your mail client).
If POP3 server(s) are given and prefetching is enabled, the POP3 proxy periodically
checks the POP3 server(s) for new messages. If a new message has arrived, it will be
copied to the POP3 proxy, scanned and stored into a database on the UTM. The message remains on the POP3 server. When a client tries to fetch new messages, it communicates with the POP3 proxy instead and only retrieves messages from this database.
A POP3 proxy supporting prefetching has a variety of benefits, among others:
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Blocked messages can be released from the User Portal—they will then be included in the
next fetch.
If a message was blocked because it contained malicious content or because it was identified as
spam, it will not be delivered to the client. Instead, such a message will be sent to the quarantine.
A message held in quarantine is stored in the Mail Manager section of the User Portal, from
where it can be deleted or released.
Use prefetch mode: To enable prefetch mode, select the checkbox and add one or more
POP3 servers to the POP3 Servers box.
Prefetch interval: Select the time interval at which the POP3 proxy contacts the POP3
server to prefetch messages.
Note – The interval at which mail clients are allowed to connect to the POP3 server
may vary from server to server. The prefetch interval should therefore not be set to a
shorter interval than allowed by the POP3 server, because otherwise the download of
POP3 messages would fail as long as the access to the POP3 server is blocked.
Note further that several mail clients may query the same POP3 account. Whenever
messages were successfully fetched from a POP3 server, this will restart the timer until
the server can be accessed for the next time. If for that reason the POP3 proxy cannot
access a POP3 server four times in a row (default is every 15 minutes), the account
password will be deleted from the proxy's mail database and no emails will be fetched
until a mail client sends the password to the POP3 server again and successfully logs in.
Delete quarantined mails from server: When you select this option, quarantined messages will be deleted from the POP3 server immediately. This is useful to prevent that
users get spam or virus messages when they connect to the POP3 server not via the
UTM, but for example via the POP3 server's web portal.
If the email client is configured to delete messages from the server after retrieving them, this
information will be stored in the database, too. The next time the proxy is going to prefetch messages for this POP3 account, it will delete the messages from the server. This means, as long as
no client fetches the messages from the Sophos UTM and no delete command is configured, no
message will be deleted from the POP3 server. Therefore, they can still be read, for example,
via the web portal of the email provider.
Quarantined messages are deleted from the POP3 server in the following cases:
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The message was released (either through the Quarantine Report or the User Portal)
and the user's email client is configured to delete messages upon delivery.
The notification message has been deleted.
After the storage period has expired (see section Configuration in chapter Mail
Manager).
In prefetch mode however, spam messages in quarantine cannot be deleted from the POP3
server directly by means of a client command.
Note – The email client must successfully connect to the POP3 server at least once for the
prefetch function to operate properly. This is because Sophos UTM needs to store the name
of the POP3 server, the username, and the user's password in a database in order to fetch
POP3 messages on behalf of this user. This, however, cannot be achieved by configuring
POP3 account credentials in the Sophos User Portal. The POP3 account credentials in the
User Portal are needed for prefetched messages to appear in this user's portal and daily Quarantine Report.
Note for fetchmail users: The TOP method is not supported to download emails from the mail
server for security reasons—messages that are received through TOP cannot be scanned. It will
work if you specify the fetchall option (-a on command line). For more information please
read "RETR or TOP" in the fetchmail manual.
Pr e fe r r e d C h a r s e t
In this section you can select a charset different than UTF-8 that will be used for those mail headers, which have been in some way changed by the UTM (e.g. BATV). This is useful if your users
who use mail clients which do not understand UTF-8. Generally the default charset for mail
headers works fine for every region. Therefore only change this setting if you are sure this is
what you want. If in doubt keep the default UTF-8.
TL S Se ttin g s
Scan TLS encrypted POP3 traffic: If enabled, the UTM will scan TLS encrypted POP3
traffic. For this to work, TLS certificates have to be defined for the POP3 servers accessed by
the POP3 clients (see POP3 Servers and Prefetch Settings section above and TLS certificate
checkbox below).
If disabled, and a POP3 client tries to access a POP3 server via TLS, the connection will not be
established.
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TLS certificate: Select a certificate from the drop-down list which will be used for TLS encryption with all POP3 clients supporting TLS and trying to access a POP3 server that either is not listed in the POP3 servers box above or does not have a matching TLS certificate associated. The
selected certificate will be presented to the POP3 client. POP3 clients usually verify that the TLS
certificate presented by the POP3 server matches the configured POP3 server name. For this
reason, most POP3 clients will display a warning that the certificate's hostname does not match
the expected configured POP3 server's name. However, the user can dismiss the warning and
connect nevertheless. If you want to avoid this warning, add all used POP3 servers to the POP3
servers box above and configure matching TLS certificates for each of them.
If no certificate is selected here, and a POP3 client tries to access a POP3 server via TLS that is
not listed in the POP3 servers box or does not have a matching TLS certificate associated, the
connection will not be established.
Tip – You can create or upload certificates on the Site-to-site VPN > Certificate Management
> Certificates tab.
10.4 Encryption
Ever since email became the primary electronic communication medium for personal and business purposes, a legitimate concern over privacy and authentication has arisen. In general
terms, the email format is transmitted in clear text, similar to a postcard which anyone could
read. Moreover, as assimilating false identities is an easy process, it is important for the recipient
to be able to tell if the sender is who they claim to be.
Solutions to these issues are typically accomplished with email encryption and digital certificates,
where an email message is electronically signed and cryptographically encoded. This assures
that the message recipient exclusively can open and view the contents of the email (privacy),
verifying the identity of the sender (authentication). In other words, this process negates the
idea of being sent an "e-postcard", and introduces a process much like registered or certified
mail.
Modern cryptography has two methods to encrypt email: symmetric and asymmetric. Both have
become standard methods and are utilized in several types of applications. Symmetric key cryptography refers to encryption methods in which both, the sender and receiver, share the same
key.
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On the other hand, asymmetric key cryptography (also known as public key cryptography) is a
form of cryptography in which each user has a pair of cryptographic keys; a public key, which
encrypts data, and a corresponding private or secret key for decryption. Whereas the public key
is freely published, the private key will be securely kept by the user.
One drawback with symmetric encryption is that for a sender and recipient to communicate
securely, they must agree upon a key and keep it secret between themselves. If they are in different physical locations, they must prevent the disclosure of the secret key during transmission.
Therefore, the persistent problem with symmetric encryption is key distribution: how do I get the
key to the recipient without someone intercepting it? Public key cryptography was invented to
exactly address this problem. With public key cryptography, users can securely communicate
over an insecure channel without having to agree upon a shared key beforehand.
The need for email encryption has produced a variety of public key cryptography standards,
most notably S/MIME and OpenPGP, both of which are supported by Sophos UTM. S/MIME
(Secure Multipurpose Internet Mail Extensions) is a standard for asymmetric encryption and the
signing of emails encapsulated in MIME. It is typically used within a public key infrastructure
(PKI) and is based on a hierarchical structure of digital certificates, requiring a trusted instance
as Certificate Authority (CA). The CA issues a digital certificate by binding an identity to a pair of
electronic keys; this can be seen as a digital counterpart to a traditional identity document such
as a passport. Technically speaking, the CA issues a certificate binding a public key to a particular Distinguished Name in the X.500 standard, or to an Alternative Name such as an email
address.
A digital certificate makes it possible to verify someone's claim that they have the right to use a
given key. The idea is that if someone trusts a CA and can verify that a public key is signed by this
CA, then one can also be assured that the public key in question really does belong to the purported owner.
OpenPGP (Pretty Good Privacy), on the other hand, uses asymmetric encryption typically
employed in a web of trust (WOT). This means that public keys are digitally signed by other
users who, by that act, endorse the association of that public key with the person.
Note – Although both standards offer similar services, S/MIME and OpenPGP have very different formats. This means that users of one protocol cannot communicate with the users of
the other. Furthermore, authentication certificates also cannot be shared.
By default, if for example S/MIME, OpenPGP and SPX Encryption are activated, the priorities
are: S/MIME, OpenPGP and then SPX Encryption.
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The entire email encryption is transparent to the user, that is, no additional encryption software
is required on the client side. Generally speaking, encryption requires having the destination
party's certificate or public key on store. For incoming and outgoing messages, email encryption
functions as follows:
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By default, outgoing messages from internal users will be scanned, automatically signed,
and encrypted using the recipient's certificate (S/MIME) or public key (OpenPGP),
provided the S/MIME certificate or OpenPGP public key of the recipient is existent on the
UTM.
Encrypted incoming messages from external users whose S/MIME certificate or
OpenPGP public key are known to the UTM will automatically be decrypted and scanned
for malicious content. To decrypt the message, the S/MIME key or OpenPGP private key
of the internal user must be existent on the UTM.
Encrypted incoming messages from external users or for internal users unknown to the
UTM will be delivered, although they cannot be decrypted and therefore not scanned for
viruses or spam. It is then the responsibility of the recipient (internal user) to ensure that
the email does not contain any malware, for example, by using a personal firewall.
Outgoing messages already encrypted on the client side will directly be sent to the recipient if the recipient's S/MIME certificate or OpenPGP public key are unknown. However, if
the recipient's S/MIME certificate or OpenPGP public key are available, the message will
be encrypted a second time. Note that pre-encrypted messages cannot be scanned for
malicious content.
Decryption is only possible for incoming emails, where "incoming" means that the domain
name of the sender's email address must not be part of any SMTP profile. For example,
to decrypt a message sent by [email protected], the domain example.com must not
be configured in either the routing settings or any SMTP profile.
A summary of the signing/encryption result is written into the subject line of each email.
For example, an email that was correctly signed and encrypted with S/MIME, has '
(S/MIME: Signed and encrypted)' appended to the subject line.
Note – Adding a footer to messages already signed or encrypted by an email client (e.g.,
Microsoft's Outlook or Mozilla's Thunderbird) will break their signature and render them
invalid. If you want to create digital signatures on the client side, disable the antivirus check
footer option. However, if you do not wish to forgo the privacy and authentication of your email
communication and still want to apply a general antivirus check footer, consider using the builtin email encryption feature of Sophos UTM. Email encryption done on the gateway means
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that the footer is added to the message prior to creating the digital signature, thus leaving the
signature intact.
10.4.1 Global
On the Email Protection > Encryption > Global tab you can configure the basic settings of the
email encryption functionality.
Note – Encryption is only working for SMTP, not for POP3.
Before you can use email encryption, you must first create a Certificate Authority (CA) consisting of a CA certificate and CA key. The CA certificate can be downloaded and stored locally.
In addition, it can be installed as an external CA (S/MIME Authority) in other units as illustrated in
the diagram to enable transparent email encryption between two Sophos UTM units.
Figure 19 Encryption: Using Two Sophos UTM Units
To configure email encryption, proceed as follows:
1. On the Global tab, enable email encryption.
Click the toggle switch.
The toggle switch turns amber and the Email Encryption Certificate Authority (CA) area
becomes editable.
2. Create a certificate authority (CA).
Fill out the form in the Email Encryption Certificate Authority (CA) area. By default, the
form is filled out with the values of the Management > System Settings > Organizational
tab.
3. Click Save.
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The toggle switch turns green and the following certificates and keys are being created:
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S/MIME CA Certificate
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OpenPGP Postmaster Key
Note that this may take several minutes to complete. If you do not see the fingerprints of
the S/MIME CA certificate or the OpenPGP Postmaster key, click the Reload button in the
upper right corner of WebAdmin. The certificate and the key can be downloaded and locally stored.
Use the Reset Email Encryption System Now button to reset all settings in the Encryption menu
to the factory default configuration.
10.4.2 Options
On the Encryption > Options tab you can define the default policy to be used within the public key
cryptography framework of Sophos UTM.
Default Policy: Specify your default policy for emails in terms of cryptography. These settings
can, however, be overwritten by customized settings.
The following actions are available:
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Sign outgoing email
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Encrypt outgoing email
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Verify incoming email
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Decrypt incoming email
Click Apply to save your settings.
Note – For encryption to work, the sender must be within the Internal Users list. Outgoing
emails for recipients whose S/MIME certificate or OpenPGP public key are existent on the
gateway will be encrypted by default. If you want to disable encryption for these recipients,
delete their S/MIME certificates or OpenPGP public keys. If certificates or public keys are
unknown to the UTM, emails will be sent unencrypted.
Au to ma tic Extr a ctio n o f S/MIME C e r tific a te s
When this option is selected, S/MIME certificates will automatically be extracted from incoming
emails provided the certificate that is appended to the email is signed by a trusted certificate
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authority, that is, a CA present on the unit as shown on the Email Protection > Encryption >
S/MIME Authorities tab. In addition, the time and date of Sophos UTM must be within the certificate's validity period for the automatic extraction of certificates to work. Once a certificate has
been successfully extracted, it will appear on the Email Protection > Encryption > S/MIME Certificates tab. Note that this may take five to ten minutes to complete. Click Apply to save your settings.
O p e n PG P Ke ys e r v e r
OpenPGP keyserver host public PGP keys. You can add an OpenPGP keyserver here. For
signed incoming emails and for outgoing emails that shall be encrypted, the UTM will try to
retrieve the public key from the given server if the respective public key is yet unknown to the
UTM.
10.4.3 Internal Users
For signing and decrypting messages, either the S/MIME key or the OpenPGP private key must
be existent on the UTM. On the Encryption > Internal Users tab you can create both an individual S/MIME key/certificate and/or OpenPGP key pair for those users for whom email encryption should be enabled.
To create an internal email user, proceed as follows:
1. On the Internal Users tab, click New Email Encryption User.
The Add User dialog box opens.
2. Make the following settings:
Email address: Enter the email address of the user.
Full name: Enter the name of the user.
Signing: The following signing options are available:
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Use default policy: The policy from the Options tab will be used.
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On: Emails will be signed using the certificate of the user.
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Off: Emails will not be signed.
Encryption: The following encryption options are available:
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Use default policy: The policy from the Options tab will be used.
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On: Emails will be encrypted using the public key of the recipient.
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Off: Emails will not be encrypted.
Verifying: The following verification options are available:
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Use default policy: The policy from the Options tab will be used.
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On: Emails will be verified using the public key of the sender.
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Off: Emails will not be verified.
Decryption: The following decryption options are available:
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Use default policy: The policy from the Options tab will be used.
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On: Emails will be decrypted using the certificate of the user.
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Off: Emails will not be decrypted.
S/MIME: Select whether you want to have the S/MIME certificate and key automatically
generated by the system or whether you want to upload a certificate in PKCS#12 format.
When uploading the certificate, you must know the passphrase the PKCS#12 file was protected with. Note that the PKCS#12 file must both contain the S/MIME key and certificate.
Any CA certificate that may be included in this PKCS#12 file will be ignored.
OpenPGP: Select whether you want to have the OpenPGP key pair consisting of a
private key and the public key automatically generated by the system or whether you
want to upload the key pair in ASCII format. Note that both private and public key must
be included in one single file and that the file must not contain a passphrase.
Note – If you configure both S/MIME and OpenPGP for an individual user, emails sent
by this user will be signed using S/MIME.
Comment (optional): Add a description or other information.
3. Click Save.
The new user appears on the Internal Users list.
Use the toggle switch to turn the usage of one or both keys off without having to delete the key
(s).
Note – The files offered for download contain the S/MIME certificate. The OpenPGP certificate offers the public key. For security reasons it is not possible to download the OpenPGP
private key and the S/MIME key.
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10.4.4 S/MIME Authorities
On the Encryption > S/MIME Authorities tab you can manage certificate authorities (CA) for
email encryption. In addition to pre-installed CAs, you can upload certificates of external certificate authorities. All incoming emails whose certificates are signed by one of the CAs listed and
enabled here will be trusted automatically.
Note – If you have selected the Enable automatic S/MIME certificate extraction option on the
Email Protection > Encryption > Options tab, certificates signed by a CA listed and enabled
here will be extracted automatically and placed on the Email Protection > Encryption >
S/MIME Certificates tab.
L o c a l S/MIME Au th o r itie s
You can import the certificate (i.e., the public key) of an external certification authority you trust.
That way, all incoming emails whose certificates were signed by this CA will be trusted, too. For
example, you can install the CA of another Sophos UTM unit, thus enabling transparent email
encryption between two Sophos UTM units.
To import an external S/MIME authority certificate, proceed as follows:
1. Click the Folder icon next to the Upload local authority field.
The Upload File dialog window opens.
2. Select the certificate to upload.
Click Browse and select the CA certificate to upload. The following certificate extensions
are supported:
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cer, crt, or der: These certificate types are binary and basically the same.
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pem: Base64 encoded DER certificates.
3. Upload the certificate.
Click Start Upload to upload the selected CA certificate.
The certificate will be installed and displayed in the Local S/MIME Authorities area.
You can delete or disable an S/MIME authority certificate if you do not regard the CA as trustworthy. To revoke an S/MIME authority's certificate click its toggle switch. The toggle switch
turns gray and the SMTP proxy will no longer accept mails signed by this S/MIME authority. To
delete a certificate, click the Empty icon.
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Tip – Click the blue Info icon to see the fingerprint of a CA.
G lo b a l S/MIME Au th o r itie s
The list of S/MIME CAs shown here is identical to the S/MIME CAs pre-installed by Mozilla Firefox. This facilitates email encryption between your company and your communication partners
who maintain a PKI based on those CAs. However, you can disable an S/MIME authority certificate if you do not regard the CA as trustworthy. To revoke an S/MIME authority's certificate
click its toggle switch. The toggle switch turns gray and the SMTP proxy will no longer accept
mails signed by this S/MIME authority.
The following links point to URLs of notable root certificates:
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Trustcenter
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S-TRUST
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Thawte
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VeriSign
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GeoTrust
10.4.5 S/MIME Certificates
On the Encryption > S/MIME Certificates tab, you can import external S/MIME certificates.
Emails for recipients whose certificates are listed here will automatically be encrypted. If you
want to disable encryption for a particular recipient, simply delete its certificate from the list.
Note – If for a recipient an OpenPGP public key is imported additionally to an S/MIME certificate, emails will be encrypted using OpenPGP.
Note – When you upload an S/MIME certificate manually, messages from the email address
associated with the certificate are always trusted, although no CA certificate is available that
may identify the person noted in the certificate. That is to say, manually uploading an S/MIME
certificate labels the source as trusted.
To import an external S/MIME certificate, proceed as follows:
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1. On the S/MIME Certificates tab, click New External S/MIME Certificate.
The Add S/MIME Certificate dialog box opens.
2. Make the following settings:
Format: Select the format of the certificate. You can choose between the following
formats:
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der (binary)
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pem (ASCII)
Note – Microsoft Windows operating systems use the cer file extension for both der
and pem formats. You must therefore determine in advance whether the certificate you
are about to upload is in binary or ASCII format. Then select the format from the dropdown list accordingly.
Certificate: Click the Folder icon to open the Upload File dialog window. Select the file
and click Start Upload.
Comment (optional): Add a description or other information.
3. Click Save.
The new S/MIME certificate appears on the S/MIME Certificates list.
10.4.6 OpenPGP Public Keys
On the Encryption > OpenPGP Public Keys tab you can install OpenPGP public keys. Files must
be provided in .asc format. The upload of entire keyrings is supported.
Note – Do not upload a keyring that is protected by a passphrase.
All public keys included in the keyring will be imported and can be used to encrypt messages.
Emails for recipients whose public keys are listed here will automatically be encrypted. If you
want to disable encryption for a particular recipient, simply delete its public key from the list.
Note – Only one email address per key is supported. If there are multiple addresses attached
to a key, only the "first" one will be used (the order may depend on how OpenPGP sorts
addresses). If the key you want to import has several addresses attached, you must remove
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the unneeded addresses with OpenPGP or other tools prior to importing the key into Sophos
UTM.
To import an OpenPGP public key, proceed as follows:
1. On the OpenPGP Public Keys tab, click New Public OpenPGP Key(s).
The Add Keyring File dialog box opens.
2. Upload the OpenPGP key(s).
Click the Folder icon to open the Upload File dialog window. Select the file and click Start
Upload.
The key or, if the file contains several keys, a list of keys is displayed.
3. Select one or more keys and click Import Selected Keys.
The key(s) appear(s) on the OpenPGP Public Keys list.
Note – An email address must be attached to the key. Otherwise the installation will fail.
10.5 SPX Encryption
SPX (Secure PDF Exchange) encryption is a next-generation version of email encryption. It is
clientless and extremely easy to set up and customize in any environment. Using SPX encryption, unencrypted email messages and any attachments sent to the UTM are converted to a
PDF document, which is then encrypted with a password. You can configure the UTM to allow
senders to select passwords for the recipients, or the server can generate the password for the
recipient and store it for that recipient, or the server can generate one-time passwords for recipients.
When SPX encryption is enabled, there are two ways how emails can be SPX encrypted:
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The administrator can download a Microsoft Outlook plugin (see chapter Email Protection > SPX Encryption > Sophos Outlook Add-in). After having it installed, an Encrypt
button is displayed in the Microsoft Outlook user interface. To encrypt a single message,
the user needs to enable the Encrypt button and then write and send the message. Only
if something goes wrong, for example the sender does not enter a valid password, a notification will be sent, if configured.
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Note – If you are not using Outlook you can also trigger SPX encryption by setting the
header field X-Sophos-SPX-Encrypt to yes.
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In the Data Protection feature, you can specify to automatically SPX encrypt emails containing sensitive data (see SMTP > Data Protection tab).
The encrypted message is then sent to the recipient's mail server. Using Adobe Reader, the
recipient can decrypt the message with the password that was used to encrypt the PDF. SPXencrypted email messages are accessible on all popular smartphone platforms that have native
or third-party PDF file support, including Blackberry and Windows Mobile devices.
Using the SPX reply portal, the recipient is able to answer the email in a secure way. It is possible to set expiry times for the secure reply and unused passwords (see chapter Email Protection > SPX Encryption > SPX Configuration).
SPX encryption can be activated in both SMTP configuration modes, Simple Mode and Profile
Mode. If using Simple mode, a global SPX template can be chosen. The SPX template defines
the layout of the PDF file, password settings, recipient instructions, and SPX reply portal settings. If using Profile mode, you can define different SPX templates for different SMTP profiles.
So, if you are managing various customer domains, you can assign them customized SPX templates containing for example different company logos and texts.
Cross Reference – Find information about configuring email encryption with SPX on
Sophos UTM in the Sophos Knowledgebase.
10.5.1 SPX Configuration
On the SPX Encryption > SPX Configuration tab you enable SPX encryption, and you configure
general settings for all SMTP users.
To configure SPX encryption, proceed as follows:
1. Enable SPX encryption.
Click the toggle switch.
The toggle switch turns green.
2. In the sections of this tab, make the required global settings.
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3. On the SPX Templates tab, modify the existing Sophos Default Template
and/or add new SPX templates.
4. On the SMTP > Global tab, select the Global SPX Template.
5. Optionally, if using SMTP Profile Mode, select the desired SPX templates for
the respective SMTP profiles.
Note – If you want users to SPX-encrypt email messages via the Microsoft Outlook plugin,
make sure they have access to the Email Protection > SPX Encryption > Sophos Outlook Addin tab. If you use another email messenger you need to set the header manually by yourself.
SPX En c r y p tio n Pr e c e d e n ce
Prefer SPX Encryption: If enabled and S/MIME and/or OpenPGP are activated,
SPX Encryption has precedence over S/MIME and OpenPGP.
SPX Pa s sw o r d Se ttin g s
Minimum length: The minimum number of characters allowed for a password specified by the
sender.
Require special characters: If enabled, the password specified by the sender has to contain
at least one special character (non alphanumeric characters and whitespace are treated like
special characters).
Click Apply to save your settings.
SPX Pa s sw o r d R e se t
Reset password for: Here you can delete the password of a recipient. Enter the recipient's
email address and click Apply.
SPX Po r ta l Se ttin g s
Interface used for SPX reply portal: Select the interface that provides the SPX reply portal.
This web interface allows recipients of SPX encrypted messages to securely reply to the
sender. In many configurations this would be the external interface.
Port: Enter the port on which the SPX reply portal should listen.
Click Apply to save your settings.
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SPX Po r ta l a n d Pa s sw o r d Ex p ir y Se ttin g s
Allow secure reply for: Specify for how long the recipient of an SPX encrypted message is
allowed to send a reply via the SPX reply portal.
Keep unused password for: Specify the expiry time of a password that was not used meanwhile.
For example, if Keep Unused Password for is set to 3 days, the password will expire at 0 o'clock
if there was no SPX encrypted message sent for a specific recipient.
Note – If Keep Unused Password for is set to 0 days, the password will be saved and expires
at 0 o'clock.
Click Apply to save your settings.
SPX N o tifica tio n Se ttin g s
Send notification on error to: Specify whom to send a notification when an SPX error
occurs. You can send the notification to the administrator, to the sender, or to both, or you can
send no notification at all. Error messages will always be listed in the SMTP log.
Tip – SPX error messages can be customized on the Management > Customization > Email
Messages tab.
Click Apply to save your settings.
10.5.2 SPX Templates
On the SPX Encryption > SPX Templates tab you can modify the existing Default SophosTemplate, and you can define new SPX templates. If using SMTP Simple mode, a global SPX template can be selected for all SMTP users on the SMTP > Global tab. If using SMTP Profile mode,
you can assign different SPX templates to different SMTP profiles on the SMTP Profiles tab.
To configure SPX encryption, proceed as follows:
1. Click New SPX Template.
The Add SPX Template dialog box opens.
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Tip – The Sophos Default Template contains useful settings and example texts. Therefore you should consider to clone the existing template using its Clone button instead of
creating a new template from scratch.
Note – The notification sender is the mail address which is configured in Management
> Notifications > Sender.
2. Make the following settings:
Template name: Enter a descriptive name for the template.
3. Make the following basic settings:
Comment (optional): Add a description or other information.
Organization Name: The organization name will be displayed on notifications concerning SPX, sent to the administrator or the email sender, depending on your settings.
PDF Cover Page: Select if you want the encrypted PDF file to have an additional first
page. You can use the default page or a custom page. In case of the custom page,
upload a one page PDF file via the Folder icon.
PDF Encryption: Select the encryption mode of the PDF file. Note that some PDF viewers cannot read AES / 256 encrypted PDF files.
Label Languages: Select the display language of the labels in the email forwarded to
the recipient. The email contains fields such as From, To, Sender, or Subject, for
example.
Page Size: Select the page size of the PDF file.
Remove Sophos Logos: Enable this option to replace the default Sophos logo with
your company logo specified on the Management > Customization > General tab. The
logo will be displayed in two places: on the footer of the encryption email sent to the recipient and in the footer of the reply message generated via the Reply button in the PDF file.
4. Make the following password settings:
Password Type: Select how you want to generate the password for accessing the
encrypted email message. Dependent on which type you select, the sender always has
to take care of transferring the password in a safe way to the recipient, except for Specified by recipient.
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Generated one-time password for every email: The UTM automatically creates a new password for each affected email. This password will be sent to the
sender.
Generated and stored for recipient: The UTM automatically creates a recipient-specific password when the first email is sent to a recipient. This password will
be sent to the sender. With the next email, the same password is used automatically. The password will expire when it is not used for a certain time, and it can
be reset by the administrator, see the SPX Configuration tab.
Specified by sender: Select if the email sender should provide the password
himself. In this case, the sender has to enter the password into the Subject field,
using the following format: [secure:<password>]<subject text> where
<password> is the password to open the encrypted PDF file and <subject
text> is the random subject. Of course, the password will be removed by the UTM
before the email is sent to the recipient.
Note – A template with this option should not be used in combination with Data
Protection. With Data Protection, the sender does not know beforehand that an
email will be encrypted and thus will not enter the password into the Subject field.
When the UTM tries to SPX encrypt an email with no password specified, the
sender will receive an error message with the information that the password is
missing.
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Specified by recipient: Select if the email recipient should provide the password
by himself. In this case, the recipient receives a link leading to the UTM Portal to
register with a password. After registration the recipient is able to view the current
encrypted mail and any future encrypted mails using the same password from this
or other senders from the same organization. In case the recipient did not provide
a password, the mail is displayed on the Email Protection > Mail Manager > Global
tab.
Note – The password type Specified by recipient does not work after Generated
and stored for recipient type was used in the same template before. The sent
email will still use the generated password. In this case, the admin needs to reset
the password for the given user on the Email Protection > SPX Encryption > SPX
Configuration tab.
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Notification Subject (not with the Specified by sender option): The subject of the email
that is sent from the UTM to the email sender containing the password. Here you can use
variables, e.g. %%ENVELOPE_TO%%, for the recipient's name.
Notification Body (not with the Specified by sender option): The body of the email that
is sent from the UTM to the email sender containing the password. Here you can use variables, e.g., %%GENERATED_PASSWORD%%, for the password.
Tip – The Sophos Default SPX Template on this tab contains all available variables and
gives a useful example of a notification.
5. Make the following recipient instructions settings:
Instructions for Recipient: The body of the email that is sent from the UTM to the
email recipient containing instructions concerning the encrypted email. Simple HTML
markup and hyperlinks are allowed. You can also use variables, e.g., %%ORGANIZATION_
NAME%%.
Tip – The Sophos Default SPX Template on this tab contains all available variables and
gives a useful example of recipient instructions.
Header Image/Footer Image: Select if the email from the UTM to the email recipient
should have a header and/or a footer image. You can use the default image, which is an
orange envelope with an appropriate text, or a custom image. In case of the custom
image, upload a JPG, GIF, or PNG file via the Folder icon. The recommended size is 752
x 69 pixels.
6. Make the following SPX portal settings:
Enable SPX Reply Portal: If enabled, the encrypted PDF file sent to the recipient will
contain a Reply button. With this button the recipient can access the SPX reply portal to
send an encrypted email reply to the sender.
Include Original Body into Reply: If enabled, the reply from the recipient will automatically contain the body of the original email.
Portal header image/Portal footer image: Select if the SPX reply portal should have
a header and/or a footer image. You can use the default image, which is an orange envelope with an appropriate text, or a custom image. In case of the custom image, upload a
JPG, GIF, or PNG file via the Folder icon. The recommended size is 752 x 69 pixels.
7. Click Save.
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The SPX template will be created and appears on the SPX Templates list.
To either edit or delete an SPX template, click the corresponding buttons.
10.5.3 Sophos Outlook Add-in
On the Email Protection > SPX Encryption > Sophos Outlook Add-in tab you can navigate to the
Sophos website and with your MySophos credentials you are able to download the Sophos
Outlook Add-in.
The Outlook Add-in simplifies the encryption of messages which contain sensitive or confidential
information leaving your organization. For downloading and for the installing documentation
visit the Sophos website.
Run the installer with the parameters: msiexec /qr /i SophosOutlookAddInSetup.msi T=1
EC=3 C=1 I=1
10.6 Quarantine Report
Sophos UTM features an email quarantine containing all messages (SMTP and POP3) that
have been blocked and redirected to the quarantine for various reasons. This includes messages waiting for delivery as well as messages that are infected by malicious software, contain
suspicious attachments, are identified as spam, or simply contain unwanted expressions.
To minimize the risk of messages being withheld that were quarantined mistakenly (so-called
false positives), Sophos UTM sends a daily Quarantine Report to the users informing them of
messages in their quarantine. If users have several email addresses configured, they will get an
Quarantine Report to the primary email address. This also applies if a user has additional POP3
accounts configured in his User Portal, provided the POP3 proxy of Sophos UTM is in prefetch
mode, which allows the prefetching of messages from a POP3 server and storing them in a local
database. In a Quarantine Report a user can click on any spam entry to release the message
from the quarantine or to whitelist the sender for the future.
The following list contains some more information about the Quarantine Report:
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Quarantine Reports are only sent to those users whose email address is part of a domain
contained in any SMTP profile. This includes the specification in the Domains box on the
SMTP > Routing tab as well as the specifications in the Domains box of any SMTP Profile.
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If the POP3 prefetch option is disabled, quarantined messages sent to this account will
not appear in the Quarantine Report. Instead, each user will find the typical Sophos
POP3 blocked message in his inbox. It is therefore not possible to release the message
by means of the Quarantine Report or the User Portal. The only way to deliver such an
email is to download it in zip format from the Mail Manager by the administrator.
On the Advanced tab, the administrator defines which types of quarantined mail can be
released by the users. By default, only spam emails can be released from the quarantine.
Messages quarantined for other reasons, for example because they contain viruses or
suspicious file attachments, can only be released from the quarantine by the administrator in the Mail Manager of Sophos UTM. In addition, users can also review all of their
messages currently held in quarantine in the Sophos User Portal.
If a spam email has multiple recipients, as is the case with mailing lists, when any one
recipient releases the email, it is released for that recipient only, provided the email
address of the mailing list is configured on the system. Otherwise the email will be sent to
all recipients simultaneously. For more information, see the Define internal mailing lists
option on the Email Protection > Quarantine Report > Exceptions tab.
Emails sent to an SMTP email address for which no user is configured in Sophos UTM
can be released (but not whitelisted) from the Quarantine Report or in the Mail Manager
by the administrator. However, as this user is not configured, no access to the User
Portal is possible.
Spam emails sent to mailing lists cannot be whitelisted.
Some email clients do not encode the header of an email correctly, which may result in an
awkward representation of the email in the daily Quarantine Report.
10.6.1 Global
On the Quarantine Report > Global tab you can define at what time the daily Quarantine Report
shall be sent and write a message text that will appear in the Quarantine Reports.
To edit the Quarantine Report settings, enable the Quarantine Report: Click the toggle switch.
The toggle switch turns green.
Time to Se n d R e p o r t
Here you can define when the daily Quarantine Report will be sent. Select the time using the
drop-down lists and click Apply.
You can also send an additional report. For this, select the checkbox Send Additional Report,
set the time, and click Apply.
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C u s to miza b le Me s sa g e Te x t
Here you can customize the text which forms the introduction of the Quarantine Report.
Change the message text according to your needs and click Apply.
Note – It is not possible to use HTML tags in the customizable message text box.
Note – Customization is not possible when using a home use license.
Note – The notification sender is the mail address which is configured on the Management >
Notifications > Global tab.
10.6.2 Exceptions
On the Quarantine Report > Exceptions tab you can define a skiplist of email addresses that
should be exempt from receiving daily Quarantine Reports.
Sk ip p in g Q u a r a n tin e R e p o r ts
Here you can configure internal email addresses for which no quarantine notifications should be
sent. Users whose email addresses are listed here will not receive daily Quarantine Reports.
You can enter full email addresses or use an asterisk (*) as wildcard, for example
*@example.com.
Note – The skiplist only applies for the SMTP Quarantine Report. If there is a POP3 account
specified for the respective user, the POP3 Quarantine Report will be sent nonetheless.
D e fin e In te r n a l Ma ilin g L is ts
If the email address of a mailing list is configured in the Mailing list address patterns box (e.g.,
[email protected]) and a spam message sent to this mailing list was detected and
redirected to the email quarantine, the Quarantine Report of all recipients included in this mailing list will contain a link to this spam message. Thus, each recipient can release this spam message individually by entering his email address in a user prompt that appears once the recipient
has clicked the Release link in the Quarantine Report.
Note – Mailing lists cannot be whitelisted in the Quarantine Report or the User Portal.
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Alternatively, you could enter the email address of that particular mailing list as an additional
email address in a local user's profile; this user becoming some sort of a mail manager. Then
only this user's Quarantine Report will contain a link to the spam message that was sent to the
mailing list. Clicking the Release link will deliver the spam message to all recipients of that mailing
list at once.
Note – If the email address of a mailing list is configured as an additional email address in a
user's profile, no recipient included in that mailing list gets displayed the links to spam messages that were sent to this mailing list.
However, if the email address of a mailing list is both configured as an additional email address
in a user's profile and in the Mailing list address patterns box, then the Release link in that user's
Quarantine Report will open a user prompt. The user is then to decide who is going to receive
the spam mail by manually entering the respective email address(es) to forward the spam message to.
Finally, if the email address of a mailing list is neither configured as an additional email address
in a user's profile nor as a mailing list address pattern, a spam message sent to the mailing list is
handled like a normal email, meaning that if any one recipient releases the spam mail, it will be
sent to all recipients of the mailing list.
To sum up, whenever the email address of a mailing list is configured as a mailing list address
pattern, each user having a link to the spam message in his Quarantine Report is prompted to
enter an email address to release the spam message to.
10.6.3 Advanced
On the Quarantine Report > Advanced tab you can configure an alternative hostname and port
number for the Release links contained in daily Quarantine Reports. Additionally, you can
change the release options for spam emails.
Ad v a n c e d Q u a r a n tin e R e p o r t O p tio n s
Hostname: By default, this is the gateway's hostname as given on the Management > System
Settings > Hostname tab. The quarantine report, for example, which is sent by the gateway,
contains hyperlinks a user can click to release messages from the email quarantine. By default,
these links point to the hostname specified here. If you want to enable users to release their
emails from across the Internet, it might be necessary to enter an alternative hostname here
that can be publicly resolved.
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Port: By default, port 3840 is configured. You can change the port to any value in the range
from 1024 to 65535.
Allowed networks: You can also specify the networks that should be allowed to connect to the
email release service. By default, only the internal network is selected.
Click Apply to save your settings.
R e le a s e O p tio n s
Here you can select which types of quarantined messages shall be releasable by users. You
can choose between the following options:
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Malware
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Spam
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Expression
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File extension
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Unscannable
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MIME type
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Other
Click Apply to save your settings.
10.7 Mail Manager
The Mail Manager is an administrative tool to manage and organize all email messages currently stored on the unit. This includes messages waiting for delivery as well as quarantined messages that are infected by malicious software, contain suspicious attachments, are identified as
spam, or contain unwanted expressions. You can use the Mail Manager to review all messages
before downloading, releasing, or deleting them. The Mail Manager is fully UTF-8 capable.
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10.7.1 Mail Manager Window
Figure 20 Mail Manager of Sophos UTM
To open the Mail Manager window click the button Open Mail Manager in New Window on the
Email Protection > Mail Manager > Global tab. The Mail Manager is divided into five different
tabs:
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SMTP Quarantine: Displays all messages that are currently quarantined.
SMTP Spool: Displays all messages currently in /var/spool. This may be due to them
waiting for delivery or because of an error.
SMTP Log: Displays the delivery log for all messages processed via SMTP.
POP3 Quarantine: Displays all messages fetched via POP3 that are currently quarantined.
Close: Click here to close the Mail Manager window.
10.7.1.1 SMTP/POP3 Quarantine
Messages in SMTP and POP3 Quarantine can be displayed according to their respective quarantine cause:
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Spam
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Expression
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File Extension
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MIME Type (SMTP only)
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Unscannable
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Other
10.7 Mail Manager
Use the checkboxes to select/unselect quarantine causes. Double-click the checkbox of a cause
to solely select this cause.
Tip – Double-click a message to view it.
Profile/Domain: Select a profile/domain to show its messages only.
Sender/Rcpt/Subject substring: Here you can enter a sender, recipient, or subject to
search for in the messages.
Received date: To only show messages processed during a certain time frame, enter a date,
or select a date from the calendar icon.
Sort by: By default, the list is sorted by time of arrival. Messages can be sorted by date, subject
line, sender address, and message size.
and show: The checkbox allows to display 20, 50, 100, 250, 500, 1000, or all messages per
page. Note that showing all messages may take a lot of time.
Use the checkbox in front of each message or click a message to select it to apply actions on the
selected messages. The following actions are available:
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View (only available for an individual message): Opens a window with the contents of the
email.
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Download: Selected messages will be downloaded.
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Delete: Selected messages will be deleted irrevocably.
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Release: Selected messages will be released from quarantine.
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Release and report as false positive: Selected messages will be released from quarantine and reported as false positive to the spam scan engine.
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Note that only the administrator can release all messages held in quarantine. Users reviewing
their messages in the Sophos User Portal can only release messages they are explicitly allowed
to. The authorization settings for this can be found on the Email Protection > Quarantine Report
> Advanced tab.
Select global cleanup action: Here you find several deletion options that will be applied on
messages globally, that is, regardless whether they are selected and/or displayed or not.
Caution – Deleted messages are irrevocable.
10.7.1.2 SMTP Spool
Here you see messages that are either waiting for delivery or have produced an error. The delivery log is also part of the message header. Use the following checkboxes to select only one type
of messages for display:
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Waiting: Messages waiting for delivery.
Error: Messages that caused an error. If a messages produces an error more than
once, please report the case to your Sophos Partner or the Sophos Support Team.
Hint – Double-click a message to view it.
Profile/Domain: Select a profile/domain to show its messages only.
Sender/Rcpt/Subject substring: Here you can enter a sender, recipient, or subject to
search for in the messages.
Received date: To only show messages processed during a certain time frame, enter a date,
or select a date from the calendar icon.
Sort by: By default, the list is sorted by time of arrival. Messages can be sorted by date, subject
line, sender address, and message size.
and show: The checkbox allows to display 20, 50, 100, 250, 500, 1000, or all messages per
page. Note that showing all messages may take a lot of time.
Use the checkbox in front of each message or click a message to select it to apply actions on the
selected messages. The following actions are available:
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Download: Selected messages will be downloaded.
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Retry: For selected messages delivery will be retried immediately.
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Delete: Selected messages will be deleted irrevocably.
Bounce: Selected messages will be bounced, that is the sender will receive a message
that the delivery of their message has been canceled.
Select Global Cleanup Action: Here you find a retry option and several deletion options that
will be applied on messages globally, that is, regardless whether they are selected and/or displayed or not.
Caution – Deleted messages are irrevocable.
10.7.1.3 SMTP Log
The SMTP Log displays the log messages for all messages processed via SMTP.
Result Filter: Select which type of message will be displayed by selecting the corresponding
checkboxes.
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Delivered: Successfully delivered messages.
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Rejected: Messages rejected by the UTM.
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Quarantined: Quarantined messages.
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Blackholed: Messages that have been deleted without notification.
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Canceled: Messages that have been manually bounced in SMTP Spool.
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Bounced: Messages that could not be delivered, for example because of false routing
settings.
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Deleted: Messages that have been manually deleted.
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Unknown: Messages whose status is unknown.
Use the checkboxes to select/unselect Result Filter items. Double-click an item to solely select
this item.
Reason Filter: Use the checkboxes to further filter the message log display.
Note – Double-click a message log to view it. Click on the server icon of a message to resolve
the IP address. An asterisk (*) denotes a successful reverse DNS lookup.
Profile/Domain: Select a profile/domain to show its messages only.
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IP/Net/Address/Subj. Substring: Here you can enter an IP address, network address, or
subject to search for in the SMTP log messages.
Received Date: To only show messages processed during a certain time frame, enter a date,
or select a date from the calendar icon.
Sort by: By default, the list is sorted by event time. Messages can be sorted by event time,
sender address, and message size.
and show: The checkbox allows to display 20, 50, 100, 250, 500, 1000, or all messages per
page. Note that showing all messages may take a lot of time.
10.7.2 Global
In the upper part of the Mail Manager > Global tab you can open the Mail Manager by clicking
the Open Mail Manager in New Window button.
In the lower part, the Statistics Overview area provides an overview of all messages currently
stored on the unit. Data is divided into messages that were delivered via the SMTP or POP3 protocol. For both types, the following information is displayed:
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Waiting for Delivery (Spooled) (SMTP only): Mails that are currently in spool, for
example because they were being scanned and could not be delivered yet.
Clean total (POP3 only): Mails that have been prefetched by the unit and have not yet
been collected by a client/user.
Quarantined Malware: The total of messages that contain malware, such as viruses or
other harmful content.
Quarantined Spam: The total of messages that were identified as spam.
Quarantined Expression: The total of messages that were diverted to the quarantine
because they contain forbidden expressions.
Quarantined File Extension: The total of messages held in quarantine because they
contain suspicious attachments (identified by their file extension).
Quarantined Unscannable: The total of messages held in quarantine because it could
not be scanned.
Quarantined MIME Type (SMTP only): The total of messages held in quarantine
because they contain MIME types that are to be filtered according to the SMTP settings.
Quarantined Total: The total of messages that are held in quarantine.
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Note – The numbers for Waiting for Delivery represent a real-time snapshot for SMTP messages. However, for POP3 messages, the numbers presented are the accumulation of data
since the last time prefetching was enabled.
Below you see a short statistic for SMTP quarantining and rejections of the last 24 hours:
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Malware Quarantined/Rejected: Messages quarantined/rejected because they contain harmful content.
Spam Quarantined/Rejected: Messages quarantined/rejected because they have
been identified as spam.
Blacklist Rejects: Messages rejected because the sender is on a blacklist.
Address Verification Rejects: Messages rejected because the sender address could
not be verified.
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SPF Rejects: Messages rejected because sending host is not allowed.
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RBL Rejects: Messages rejected because the sender is on a real time blackhole list.
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BATV Rejects: Messages rejected because BATV tag could not be validated.
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RDNS/HELO Rejects: Messages rejected due to invalid HELO or missing RDNS
entries.
Whether there are any rejects depends on your settings in Email Protection > SMTP.
10.7.3 Configuration
On the Mail Manager > Configuration tab you can configure how long the database log will be
kept and after how many days quarantined messages are to be deleted from the quarantine.
Any logs and messages that are older than the number of days in the expiration settings will be
deleted automatically.
The default settings are as follows:
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Database log will be deleted after three days. Maximum number permitted: 30 days.
Quarantined messages will be deleted after 14 days. Maximum number permitted: 999
days.
The minimum number of days permitted for both database log and quarantine is one day.
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Flu sh D a ta b a se L o g
This option is useful if your database log has accumulated an immense amount of data to clear
the log immediately. That way you do not have to wait for the normal cleanup action to apply.
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The Endpoint Protection menu allows you to manage the protection of endpoint devices in your
network, e.g. desktop computers, servers, and laptops. UTM is the configuration side of endpoint protection where you deploy the software for endpoints, get an overview of the protected
endpoints, set up antivirus and device control policies, group endpoints, and assign the defined
policies to endpoint groups.
Endpoint protection uses a central service called Sophos LiveConnect. This cloud-based service is automatically set up for the use with your UTM once you enable endpoint protection.
LiveConnect allows you to always manage all of your endpoints, whether they are on your local
network, at remote sites, or with traveling users. The LiveConnect service provides:
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A pre-configured installation package for the endpoint agent
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Policy deployment & updates for endpoints
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Security updates and definitions for endpoints
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Central logging & reporting data to monitor endpoints centrally through WebAdmin
As LiveConnect is a cloud-based service you will need an active Internet connection in order for
the service to work. Managed endpoints will need an Internet connection to receive policy and
security updates, too.
The figure below shows a deployment example of Sophos UTM Endpoint Protection with the
use of the LiveConnect Service.
11 Endpoint Protection
Figure 21 Endpoint Protection: Overview
The following topics are included in this chapter:
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Antivirus
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Web Control
If endpoint protection is enabled, the overview page gives you general information on
registered computers and their status. You can sort and search this list. If the status of an endpoint is not OK, you can click on the status to open a window with more information. The status
Not Compliant indicates that the device's settings are currently not the same as configured on
the UTM. To resolve this problem you find a link in the window to send the current endpoint settings to the endpoint. For the other statuses you can acknowledge the information and decide
what actions have to be taken.
O p e n En d p o in t Pr o te ctio n L ive L o g
The endpoint protection live log gives you information about the connection between the endpoints, LiveConnect, and the UTM, as well as security information concerning the endpoints.
Click the Open Endpoint Protection Live Log button to open the endpoint protection live log in a
new window.
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11.1 Computer Management
11.1 Computer Management
On the Endpoint Protection > Computer Management pages you can enable and manage the
protection of individual computers connected to your Sophos UTM.
You can find and deploy an installation file for endpoints and you get an overview of all computers where the endpoint protection software is installed. You can define computer groups
with differing protection settings.
11.1.1 Global
On the Endpoint Protection > Computer Management > Global tab you can enable or disable
endpoint protection.
To enable endpoint protection, do the following:
1. On the Global tab, enable endpoint protection.
Click the toggle switch.
The toggle switch turns amber and some fields with your organization details become visible.
2. Enter your organization details.
By default the settings from the Management > System Settings > Organizational tab is
used.
3. Optionally, configure a parent proxy:
If your UTM does not have direct HTTP internet access, Endpoint Protection can use a
proxy server to reach Sophos LiveConnect. Select Use a parent proxy and enter the host
and port if necessary.
Click Activate Endpoint Protection.
The toggle switch turns green and endpoint protection is activated.
4. To cancel the configuration, click the amber colored toggle switch.
On the Deploy Agent page you can now continue by deploying an endpoint protection installation package to computers to be monitored.
Note – When using endpoint protection, we recommend to enable the Force caching for
Sophos Endpoint updates feature on the Web Protection > Filtering Options > Misc tab,
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section Web Caching, to prevent uplink saturation when endpoints download data from the
update servers in the Internet.
Note – The administrator can configure alerts for endpoint virus detection under Management > Notifications > Notifications tab, section Endpoint.
Note – If the Web Filter is activated and works in transparent mode, additional settings are
necessary to ensure that endpoints can correctly use endpoint protection: As soon as endpoint protection is enabled, the UTM automatically creates a DNS group named Sophos
LiveConnect. Add this DNS group to the Skip transparent mode destination hosts/nets box on
the Web Protection > Filtering Options > Misc tab.
To disable endpoint protection, do the following:
1. On the Global tab, disable endpoint protection.
Click the toggle switch.
The toggle switch turns amber and two options are available.
2. Select whether you want to delete your endpoint data.
Keep ALL data: Use this option if you want to temporarily disable endpoint protection.
Your endpoint settings will be preserved. When enabling the feature again, the previously installed endpoints will automatically connect again and all defined policies will be
available.
Delete ALL data: Use this option if you want to reset all endpoint settings and start from
scratch. All connections to endpoints and all policy settings will be deleted. After enabling
the feature again, deploy new installation packages to the endpoints for them to get the
new registration data (see section Computer Management > Advanced).
3. Click Disable Endpoint Protection.
The toggle switch turns gray and endpoint protection is disabled.
11.1.2 Deploy Agent
On the Endpoint Protection > Computer Management > Deploy Agent tab you can deploy the
installation files for the individual computers to be monitored via endpoint protection.
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With the package there are two different ways to deploy the endpoint protection software to endpoints:
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Use the Download Endpoint Installation Package Now button to download and save the
installation package. Then give endpoint users access to the package.
Copy the URL which is displayed in the gray box and send it to the endpoint users. Using
the URL, endpoint users can download and install the installation package by themselves.
Note – The name of the installation packages must not be changed. During installation
LiveConnect compares the package name with the current registration data of the UTM. If the
information does not match, the installation will be aborted.
After installation on an endpoint, the respective computer will be displayed on the Manage Computers tab. Additionally it will automatically be assigned to the computer group defined on the
Advanced tab.
Note – The installation package can be invalidated using the Reset Registration Token button
on the Advanced tab.
11.1.3 Manage Computers
The Endpoint Protection > Computer Management > Manage Computers tab gives you an
overview of the computers which have endpoint protection installed for your UTM. The computers are added to the list automatically. You can assign a computer to a group, add additional
information, modify a computer's tamper protection settings, or delete a computer from the list.
To edit the settings of a listed computer proceed as follows:
1. Click the Edit button of the respective computer.
The Edit Computer dialog box opens.
2. Make the following settings:
Computer group: Select the computer group you want to assign the computer to. The
computer will receive the protection settings of the assigned group.
Type: Select the computer type, i.e. desktop, laptop, or server. The type serves to filter
the list.
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Tamper protection: If enabled, modification of the protection settings on the computer
locally is only possible with a password. The password is defined on the Advanced tab. If
disabled, the endpoint user can modify protection settings without password. By default,
the setting matches the setting of the group the computer belongs to.
Inventory # (optional): Enter the inventory number of the computer.
Comment (optional): Add a description or other information.
3. Click Save.
Your settings will be saved.
To delete a computer from the list, click the Delete button.
Note – When you delete a computer from the list it will no longer be monitored by the UTM.
However, the installed endpoint software will not automatically be uninstalled, and the policies
last deployed will still be active.
11.1.4 Manage Groups
On the Endpoint Protection > Computer Management > Manage Groups tab you can combine
the protected computers to groups, and define endpoint protection settings for groups. All computers belonging to a group share the same antivirus and device policies.
Note – Every computer belongs to exactly one group. Initially, all computers belong to the
Default group. After adding groups, on the Advanced tab you can define which group should
be the default, i.e., which group a newly installed computer will be assigned to automatically.
To create a computer group, proceed as follows:
1. Click Add Computer Group.
The Add Computer Group dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this group.
Antivirus policy: Select the antivirus policy to be applied to the group. The policies are
defined on the Antivirus > Policies tab. Note that you can define group-specific exceptions
from this policy on the Antivirus > Exceptions tab.
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Device policy: Select the device policy to be applied to the group. The policies are
defined on the Device Control > Policies tab. Note that you can define group-specific
exceptions from this policy on the Device Control > Exceptions tab.
Tamper protection: If enabled, modification of the protection settings on the respective
endpoints locally is only possible with a password. The password is defined on the
Advanced tab. If disabled, the endpoint user can modify protection settings without password. Note that you can change the tamper protection setting for individual computers on
the Manage Computers tab.
Web Control: If enabled, endpoints in this group can enforce and report on web filtering
policy, even if they are not on a Sophos UTM network. To enable Endpoint Web Control,
see the Endpoint Protection > Web Control tab.
Use proxy for AutoUpdate: If enabled, the proxy attributes specified in the fields
below will be sent to the endpoints of this group. The endpoints will use the proxy data to
connect to the Internet.
Note – Make sure to enter the correct data. If the endpoints receive wrong proxy data
they cannot connect to the Internet and to the UTM any more. In this case you will have
to change the configuration on each affected endpoint manually.
Address: Enter the proxy's IP address.
Port: Enter the proxy's port number.
User: Enter the proxy's username if required.
Password: Enter the proxy's password if required.
Computers: Add the computers to belong to the group.
Comment (optional): Add a description or other information.
3. Click Save.
The group will be created and appears on the Manage Groups list. Please note that it
may take up to 15 minutes until all computers are reconfigured.
To either edit or delete a group, click the corresponding buttons.
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11.1.5 Advanced
On the Endpoint Protection > Computer Management > Advanced tab, the following options
can be configured:
Tamper Protection: With tamper protection enabled, protection settings can only be changed
on endpoints using this password.
Default Computers Group: Select the computer group a computer will be assigned to automatically, shortly after installation of endpoint protection.
Sophos LiveConnect – Registration: This section contains registration information about
your endpoint protection. Amongst others, the information is used to identify installation packages, and it can be used for support purposes.
If you use Sophos Enterprise Console to manage endpoints, you can use this UTM to provide
their Web Control policy. Under SEC Information, copy the Hostname and the Shared-Key into
the Web Control policy editor in Sophos Enterprise Console
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Reset registration token: Click this button to prevent endpoints from being installed
with a previously deployed installation package. Typically you do this to finish your rollout.
If you want new endpoints to be installed, provide a new installation package via the
Deploy Agent tab.
Parent Proxy: Use a parent proxy if your UTM does not have direct internet access.
Cross Reference – Find information about providing SECs Web Control Policy through the
UTM Endpoint Protection service in the Sophos Knowledgebase.
11.2 Antivirus
On the Endpoint Protection > Antivirus pages you can define antivirus settings for the endpoint
protection feature. You can create antivirus policies, i.e., sets of antivirus settings, which you can
subsequently apply to your computer groups to be monitored by endpoint protection. Additionally you can define exceptions for the antivirus features to be applied to specific computer
groups.
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11.2.1 Policies
On the Endpoint Protection > Antivirus > Policies tab you can manage different sets of antivirus
settings which you can subsequently apply to the computer groups monitored by endpoint protection.
By default, the antivirus policy Basic protection represents the best balance between protecting
your computer against threats and overall system performance. It cannot be modified.
To add a new antivirus policy, proceed as follows:
1. Click the Add Policy button.
The Add Policy dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this policy.
On-access scanning: If enabled, whenever you copy, move, or open a file, the file will
be scanned and access will only be granted if it does not pose a threat to your computer
or has been authorized for use.
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Scan for PUA: If enabled, the on-access scanning will include a check for potentially unwanted applications (PUAs).
Automatic cleanup: If enabled, items that contain viruses or spyware will automatically
be cleaned up, any items that are purely malware will be deleted, and any items that have
been infected will be disinfected. These disinfected files should be considered permanently damaged, as the virus scanner cannot know what the file contained before it
was damaged.
Sophos Live Protection: If the antivirus scan on an endpoint computer has identified a
file as suspicious, but cannot further identify it as either clean or malicious based on the
Sophos threat identity (IDE) files stored on the computer, certain file data (such as its
checksum and other attributes) is sent to Sophos to assist with further analysis.
The in-the-cloud checking performs an instant lookup of a suspicious file in the
SophosLabs database. If the file is identified as clean or malicious, the decision is sent
back to the computer and the status of the file is automatically updated.
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sample of the file. If this option is enabled, and Sophos does not already hold a
sample of the file, the file will be submitted automatically. Submitting sample files
helps Sophos to continuously enhance detection of malware without the risk of
false positives.
Suspicious behavior (HIPS): If enabled, all system processes are watched for signs of
active malware, such as suspicious writes to the registry, file copy actions, or buffer overflow techniques. Suspicious processes will be blocked.
Web protection: If enabled, the website URLs are looked up in the Sophos online database of infected websites.
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Block malicious sites: If enabled, sites with malicious contents will be blocked.
Download scanning: If enabled, during a download data will be scanned by antivirus scanning and blocked if the download contains malicious content.
Scheduled scanning: If enabled, a scan will be executed at a specified time.
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Rootkit scan: If enabled, with each scheduled scan the computer will be scanned
for rootkits.
Low priority scan: If enabled, the on-demand scans will be conducted with a
lower priority. Note that this only works from Windows Vista Service Pack 2
onwards.
Time event: Select a time event when the scans will take place, taking the time
zone of the endpoint into account.
Comment (optional): Add a description or other information.
3. Click Save.
The new policy appears on the antivirus policies list. Please note that settings changes
may need up to 15 minutes until all computers are reconfigured.
To either edit or delete a policy, click the corresponding buttons.
11.2.2 Exceptions
On the Endpoint Protection > Antivirus > Exceptions tab you can define computer group-specific
exceptions from the antivirus settings of endpoint protection. An exception serves to exclude
items from scanning which would be scanned due to an antivirus policy setting.
To add an exception, proceed as follows:
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1. On the Exceptions tab, click Add Exception.
The Add Exception dialog box opens.
2. Make the following settings:
Type: Select the type of items you want to skip from on-access and on-demand scanning.
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Adware and PUA: If selected, you can exclude a specific adware or PUA (Potentially Unwanted Applications) from scanning and blocking. Adware displays advertising (for example, pop-up messages) that may affect user productivity and system
efficiency. PUAs are not malicious, but are generally considered unsuitable for business networks. Add the name of the adware or PUA in the Filename field, e.g.,
example.stuff.
File/folders: If selected, you can exclude a file, a folder, or a network drive from
antivirus scanning. Enter the file, folder, or network drive in the File/Path field, e.g.,
C:\Documents\ or \\Server\Users\Documents\CV.doc.
File extensions: If selected, you can add files with a specific extension so that
they will be scanned by antivirus scanning. Enter the extension in the Extension
field, e.g., html.
Buffer overflow: If selected, you can prevent an application using buffer overflow
techniques from being blocked through behavior monitoring. Optionally enter the
name of the application file in the Filename field and upload the file via the Upload
field.
Suspicious files: If selected, you can prevent a suspicious file from being
blocked through antivirus scanning. Upload the file via the Upload field. UTM generates the MD5 checksum of the file. The name of the uploaded file will automatically be used for the Filename field. Optionally modify the filename. If a file
having the defined filename and the stored MD5 sum is found on the client, it will
not be blocked through antivirus scanning.
Suspicious behaviors: If selected, you can prevent a file from being blocked
through suspicious behavior detection. Optionally enter the name of the file in the
Filename field and upload the file via the Upload field.
Websites: If selected, websites matching the properties specified in the Web
format field will not be scanned through antivirus protection.
Web format: Specify the server(s) with the websites you want to allow to visit.
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Domain name: Enter the name of the domain to be allowed into the Website field.
IP address with subnet mask: Enter the IPv4 address and netmask of
the computers to be allowed.
IP address: Enter the IPv4 address of the computer to be allowed.
Upload (only with types Buffer overflow, Suspicious files, and Suspicious behaviors):
Upload the file that should be skipped from antivirus scanning.
Computers Groups: Select the computer groups for which this exception is valid.
Comment (optional): Add a description or other information.
3. Click Save.
The new exception appears on the Exceptions list.
To either edit or delete an exception, click the corresponding buttons.
11.3 Device Control
On the Endpoint Protection > Device Control pages you can control devices attached to computers monitored by endpoint protection. Basically, in a device policy, you define which types of
devices are allowed or blocked for the computer groups the policy is assigned to. As soon as a
device is detected, the endpoint protection checks if it is allowed according to the device policy
applied to the computer group of the respective computer. If it is blocked or restricted due to the
device policy it will be displayed on the Exceptions tab, where you can add an exception for the
device.
11.3.1 Policies
On the Endpoint Protection > Device Control > Policies tab you can manage different sets of
device control settings which can subsequently be applied to the computer groups monitored by
endpoint protection. These sets are called device policies.
By default two device policies are available: Blocked All prohibits the usage of all types of
devices, whereas Full Access permits all rights for all devices. These policies cannot be modified.
To add a new policy, proceed as follows:
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1. Click the Add Policy button.
The Add Policy dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this policy.
Storage Devices: For different types of storage devices you can configure whether
they should be Allowed or Blocked. Where applicable, a Read only entry is available, too.
Network Devices: For modems and wireless networks you can configure whether they
should be Allowed, Block bridged, or Blocked.
Short Range Devices: For Bluetooth and infrared devices you can configure whether
they should be Allowed or Blocked.
3. Comment (optional): Add a description or other information.
4. Click Save.
The new policy appears on the device control policies list. It can now be applied to a computer group. Please note that settings changes may need up to 15 minutes until all computers are reconfigured.
To either edit or delete a policy, click the corresponding buttons.
11.3.2 Exceptions
On the Endpoint Protection > Device Control > Exceptions tab you can create protection exceptions for devices. An exception always allows something which is forbidden by the device policy
assigned to a computer group. Exceptions are made for computer groups, therefore an exception always applies to all computers of the selected group(s).
The Exceptions list automatically shows all detected devices that are blocked or access-restricted by the applied device control policies. For floppy drives technically cannot be distinguished, if
multiple floppy drives are connected, only one entry will be displayed which serves as a placeholder for all floppy drives.
To add an exception for a device, proceed as follows:
1. Click the Edit button of the device.
The Edit Device dialog box opens.
2. Make the following settings:
Allowed: Add the computer groups for which this device should be allowed.
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Read only or bridged: Add the computer groups for which this device should be
allowed in read-only mode (applies to storage devices) or bridged mode (applies to network devices).
Apply to all: If you select this option, the current settings will be applied to all devices
with the same device ID. This is for example useful if you want to assign a generic exception to a set of USB sticks of the same type.
Mode: This option is only available when you unselect the Apply to all checkbox. In this
case you have to specify what becomes of other devices having the generic exception. If
you want to keep the generic exception for the affected devices, select Keep for others. If
you want to delete the generic exception, click Delete for others.
Tip – For more information and examples concerning generic exceptions, see section
Working With Generic Device Exceptions below.
Comment (optional): Add a description or other information.
3. Click Save.
The computer groups along with their exceptions will be displayed with the edited device.
Note – Once a device exists on the Exceptions list, it will stay on the list until you delete it using
the Delete button. Typically you would delete a device after the corresponding hardware
device has been removed irrevocably (e.g., optical drive does not exist any longer) or after
changing your device policies (e.g., wireless network adapters are now generally allowed).
When you delete a device which is still in use, a message box opens that you need to confirm
with OK. After that the device will be deleted from the list. If an exception existed for this device,
the exception will automatically be invalidated, i.e. the current device policy will be applied to
the device.
Working With Generic Device Exceptions
A generic device exception is an exception which is automatically applied to all devices having
the same device ID.
C r e a tin g a G e n e r ic Ex ce p tio n
1. Click the Edit button of a device that does not have a generic exception, i.e.,
the Apply to all checkbox is unselected.
2. Configure the exception and select the Apply to all checkbox.
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3. Save the exception.
The exception will be applied to all devices having the same device ID.
Ex clu d in g a D e vice Fr o m a G e n e r ic Ex c e p tio n
1. Click the Edit button of the device you want to exclude from an existing generic exception.
2. Configure the individual exception and unselect the Apply to all checkbox.
3. In the Mode drop-down list, select Keep for others.
4. Save the exception.
The edited device will have an individual exception, whereas the others will keep the generic exception.
C h a n g in g th e Se ttin g s fo r All D e v ic e s H a v in g th e G e n e r ic
Ex ce p tio n
1. Click the Edit button of one of the devices having a generic exception.
2. Configure the exception while keeping the Apply to all checkbox selected.
3. Save the exception.
The settings of all devices with the same device ID and where the Apply to all checkbox is
selected will be changed accordingly.
D e le tin g a G e n e r ic Ex ce p tio n
1. Click the Edit button of one of the devices having the generic exception.
2. Unselect the Apply to all checkbox.
3. In the Mode drop-down list, select Delete for others.
4. Save the exception.
The exceptions of all devices with the same device ID and where the Apply to all checkbox
was selected will be deleted. Only the edited device still has an exception—an individual
one.
11.4 Endpoint Web Control
While the Sophos UTM provides security and productivity protection for systems browsing the
web from within your corporate network, Endpoint Web Control extends this protection to
user's machines. This provides protection, control, and reporting for endpoint machines that
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are located, or roam, outside your corporate network. When enabled, all policies that are
defined in Web Protection > Web Filtering and Web Protection > Web Filter Profiles > Proxy Profiles are enforced by Endpoint Web Control, even if the computer is not on a UTM network.
Sophos UTM and Sophos endpoints communicate through LiveConnect, a cloud service that
enables instant policy and reporting updates by seamlessly connecting Sophos UTM and roaming Sophos endpoints. For instance, a roaming laptop at home or in a coffee shop would still
enforce Web Control policy, and the Sophos UTM will receive logging information from the
roaming laptop.
11.4.1 Global
On the Endpoint Protection > Web Control > Global tab you can enable or disable endpoint web
control. To configure filtering policies for Endpoint Web Control, Web Control must be enabled
for the relevant group on the Endpoint Protection > Computer Management > Manage Groups
page, and that group must be referenced in a proxy profile on the Web Protection > Web Filter
Profiles > Proxy Profiles tab.
11.4.2 Advanced
On the Endpoint Protection > Web Control > Advanced tab you can select Scan traffic on both
gateway and endpoint . You can also configure what action Endpoint Web Control should take
when it encounters a site with an associated quota.
En d p o in t Tr a ffic Se ttin g
By default, the Sophos UTM does not scan web traffic for endpoints that have Web Control
enabled. If this option is selected, both the endpoint and the Sophos UTM will filter web traffic.
En d p o in t Q u o ta Ac tio n
Sophos Endpoint Web Control cannot enforce time quotas. Select an alternate action for the
endpoint for sites that have an associated quota.
Note – The endpoint setting gets precedence. For instance, if a user has Endpoint Web Control enabled, Scan traffic on both gateway and endpoint is selected, and you have configured
the Endpoint quota action to Warn, the user would first get a warning. If they proceed to the
site, quota time usage for that site would then be in effect. If the Endpoint quota action is set to
Block, the user will be blocked, even if they have available quota time for that site.
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11.4.3 Features not Supported
While there are many benefits to extending Web Control to the Endpoint, some features are
only available from within a Sophos UTM network. The following features are supported on the
Sophos UTM, but not supported by Endpoint Web Control:
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Scan HTTPS (SSL) Traffic: HTTPS traffic cannot be scanned by the Endpoint. If the
Endpoint is proxying through the UTM and this feature is turned on, the traffic will be
scanned by the UTM.
Authentication Mode: The Endpoint will always use the currently logged on user
(SSO). The Endpoint cannot perform authentication because if the Endpoint is roaming it
will not be able to talk to the UTM to authenticate.
Antivirus/Malware: Sophos endpoint antivirus settings are configured on the Endpoint
Protection > Antivirus page. If Web Protection (Download scanning) is turned on it will
always perform a virus single scan for all web content. Dual scan and max scanning size
are not supported.
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Active Content Removal
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YouTube for Schools
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Streaming Settings: The Sophos Endpoint will always scan streaming content for viruses.
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Block Unscannable and Encrypted Files
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Block by Download Size
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Allowed Target Services: This feature applies only to the Sophos UTM.
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Web Caching: This feature applies only to the Sophos UTM.
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The Wireless Protection menu allows you to configure and manage wireless access points for
your Sophos UTM, the corresponding wireless networks, and the clients which use wireless
access. The access points are automatically configured on your UTM, so there is no need to configure them individually. The communication between the UTM and the access point, which is
used to exchange the access point configuration and status information, is encrypted using
AES.
Important Note – When the lights of your access point blink furiously, do not disconnect it
from power! Furiously blinking lights mean that a firmware flash is currently in progress. A firmware flash takes place for example after an UTM system update that comes with a Wireless
Protection update.
The following topics are included in this chapter:
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Global Settings
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Wireless Networks
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Mesh Networks
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Access Points
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Wireless Clients
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Hotspots
The Wireless Protection overview page gives you general information on connected access
points, their status, connected clients, wireless networks, mesh networks, and mesh peer links.
In the Currently Connected section, you can sort the entries by SSID or by access point, and
you can expand and collapse the individual entries by clicking the Collapse icon on the left.
L iv e L o g
You can click the Open Wireless Protection Live Log button to see detailed connection and
debug information for the access points and clients trying to connect.
12.1 Global Settings
12 Wireless Protection
12.1 Global Settings
On the Wireless Protection > Global Settings pages you can enable Wireless Protection, configure network interfaces for Wireless Protection and WPA/WPA2 enterprise authentication.
12.1.1 Global Settings
On the Wireless Protection > Global Settings > Global Settings tab you can enable or disable
Wireless Protection.
To enable Wireless Protection do the following:
1. On the Global Settings tab, enable Wireless Protection.
Click the toggle switch.
The toggle switch turns amber and the Access Control area becomes editable.
When enabling Wireless Protection for the first time, the Initial Setup section appears. It
shows the configuration which will be created: A separate wireless "Guest" network using
WPA2 personal encryption with DHCP for wireless clients, which will be allowed to use
DNS on the UTM and the Web Surfing service. The pre-shared key is auto-generated
and will only be shown in this section. This initial configuration is intended as a template.
You can edit the settings at any time on the Wireless Protection > Wireless Networks
page.
Skip Automatic Configuration: You can also skip the initial setup by selecting this
option. You will then need to configure the wireless settings manually.
2. Select a network interface for the access point.
Click the Folder icon in the Allowed interfaces section to select a configured interface
where the access point is going to be plugged in. Make sure that a DHCP server is associated to this interface.
Note – UTM appliances marked with "w", for example SG 105-125w, do not need to
have a network selected. Since these appliances have a Wifi card onboard they do not
need a dedicated WiFi interface.
3. Click Apply.
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Your settings will be saved. The toggle switch turns green to indicate that Wireless Protection is active.
You can now continue by plugging the access point into the configured network interface.
If you decided to skip the automatic configuration, proceed the configuration on the Wireless Networks page.
To cancel the configuration, click the amber colored toggle switch.
As soon as you plug in an access point it will automatically connect to the system. Newly connected, unconfigured access points are listed as Pending Access Points on the Access Points >
Overview page.
12.1.2 Advanced
On the Wireless Protection > Global Settings > Advanced tab you can configure your access
points to use WPA/WPA2 enterprise authentication and to specify the notification delay of offline
access points.
Enterprise Authentication
For enterprise authentication, you need to provide some information of your RADIUS server.
Note that the AP(s) do not communicate with the RADIUS server for authentication but only the
UTM. Port 414 is used for the RADIUS communication between the UTM and the AP(s).
Note – When your RADIUS server is connected to the UTM via an IPsec tunnel, you have to
configure an additional SNAT rule to ensure that the communication works correctly. On the
Network Protection > NAT >NAT tab, add the following SNAT rule: For traffic from the
APs' network(s), using service RADIUS, and going to the RADIUS server, replace the source
address with the UTM's IP address used to reach the RADIUS server.
Select the requested RADIUS server from the drop down list. Servers can be added and configured on Definitions & Users > Authentication Services > Servers.
Note – When your RADIUS server is connected to the UTM via an IPsec tunnel, you have to
configure an additional SNAT rule to ensure that the communication works correctly. On the
Network Protection > NAT > NAT tab, add the following SNAT rule: For traffic from the
APs' network(s), using service RADIUS, and going to the RADIUS server, replace the source
address with the UTM's IP address used to reach the RADIUS server.
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Click Apply to save your settings.
Notification Timeout
If an access point is offline you get a notification. With the notification timeout you can configure a
timeout for the notification. This means, if you set the delay for example to 2 minutes the notification will be sent if the access point is offline for at least 2 minutes. The notification timeout
requires an integer. The default timeout is 5 minutes.
To set the notification timeout, proceed as follows:
1. Enter the timeout in minutes.
2. Click Apply.
Your settings will be saved.
12.2 Wireless Networks
On the Wireless Protection > Wireless Networks page you can define your wireless networks,
such as their SSID and encryption method. Moreover, you can define whether the wireless network should have a separate IP address range or be bridged into the LAN of the access point.
To define a new wireless network, do the following:
1. On the Wireless Networks page, click Add Wireless Network.
The Add Wireless Network dialog box opens.
2. Make the following settings:
Network name: Enter a descriptive name for the network.
Network SSID: Enter the Service Set Identifier (SSID) for the network which will be
seen by clients to identify the wireless network. The SSID may consist of 1-32 ASCII printable characters1. It must not contain a comma and must not begin or end with a space.
Encryption mode: Select an encryption mode from the drop-down list. Default is WPA
2 Personal. We recommend to prefer WPA2 over WPA, if possible. For security reasons,
it is recommended to not use WEP unless there are clients using your wireless network
that do not support one of the other methods. When using an enterprise authentication
1http://en.wikipedia.org/wiki/ASCII#ASCII_printable_characters
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method, you also need to configure a RADIUS server on the Global Settings > Advanced
tab. As NAS ID of the RADIUS server enter the wireless network name.
Note – UTM supports the IEEE 802.11r standard in WPA2 (PSK/Enterprise) networks
to reduce roaming times. Client also need to support the IEEE 802.11r standard.
Passphrase/PSK: Only available with WPA/WPA2 Personal encryption mode. Enter the
passphrase to protect the wireless network from unauthorized access and repeat it in the
next field. The passphrase may consist of 8-63 ASCII printable characters.
128-bit WEP key: Only available with WEP encryption mode. Enter a WEP key here that
exactly consists of 26 hexadecimal characters.
Client traffic: Select a method how the wireless network is to be integrated into your
local network.
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Separate zone (default): The wireless network is handled as a separate network,
having an IP address range of its own. Using this option, after adding the wireless
network you have to continue your setup as described in the section below (Next
Steps for Separate Zone Network).
Note – When switching an existing Separate Zone network to Bridge to AP LAN
or Bridge to VLAN, already configured WLAN interfaces on the UTM will be disabled and the interface object will become unassigned. However, you can assign
a new hardware interface to the interface object by editing it and thus re-enable
it.
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Bridge to AP LAN: You can also bridge the wireless network into the network of
the access point, that means that the wireless clients share the same IP address
range.
For Local WiFi Device: To create a Bridge to AP LAN you need to edit the Local
WiFi Device on the Wireless Protection > Access Points > Overview tab and enable
bridged to AP LAN. In addition, you need to create a new interface on the Interfaces & Routing > Interfaces > Interfaces tab and select the bridge. You also need
to have an DHCP server on the Network Services > DHCP > Servers tab so that
the client can receive an IP.
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Note – If VLAN is enabled, the wireless clients will be bridged into the VLAN network of the access point.
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Bridge to VLAN (not available for Local WiFi Device): You can decide to have
this wireless network's traffic bridged to a VLAN of your choice. This is useful when
you want the access points to be in a common network separate from the wireless
clients.
Bridge to VLAN ID: Enter the VLAN ID of the network that the wireless clients
should be part of.
Client VLAN ID (only available with an Enterprise encryption mode): Select how
the VLAN ID is defined:
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Static: Uses the VLAN ID defined in the Bridge to VLAN ID field.
RADIUS & Static: Uses the VLAN ID delivered by your RADIUS server:
When a user connects to one of your wireless networks and authenticates
at your RADIUS server, the RADIUS server tells the access point what
VLAN ID to use for that user. Thus, when using multiple wireless networks,
you can define per user who has access to which internal networks. If a user
does not have a VLAN ID attribute assigned, the VLAN ID defined in the
Bridge to VLAN ID field will be used.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Algorithm (only available with WPA/WPA2 encryption mode): Select an encryption
algorithm which can be either AES or TKIP. For security reasons, it is recommended to
use AES.
Frequency band: The access points assigned to this wireless network will transmit on
the selected frequency band(s). The 5 GHz band generally has higher performance,
lower latency, and is typically less disturbed. Hence it should be preferred for e.g. VoIP
communication. Note that only AP 50 is able to send on the 5 GHz band.
Time-based access: Select this option if you want to automatically enable and disable
the wireless network according to a time schedule.
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Select active time: Select a time period definition which determines when the
wireless network is enabled. You can add a new time period definition by clicking
the Plus icon.
Client isolation: Clients within a network normally can communicate with one another.
If you want to prevent this, for example in a guest network, select Enabled from the dropdown list.
Hide SSID: Sometimes you want to hide your SSID. Select Yes from the drop-down list
to do so. Please note that this is no security feature.
Fast Transition (only available with WPA2 Personal/Enterprise encryption mode): Wireless networks with WPA2 encryption use the IEEE 802.11r standard. If you want prevent
this, select Disabled from the drop-down list.
MAC filtering type: To restrict the MAC addresses allowed to connect to this wireless
network, select Blacklist or Whitelist. With Blacklist, all MAC addresses are allowed except
those listed on the MAC address list selected below. With Whitelist, all MAC addresses
are prohibited except those listed on the MAC address list selected below.
MAC addresses: The list of MAC addresses used to restrict access to the wireless network. MAC address lists can be created on the Definitions & Users > Network Definitions > MAC Address Definitions tab. Note that a maximum of 200 MAC
addresses is allowed.
4. Click Save.
Your settings will be saved. The wireless network appears on the Wireless Networks list.
Next Steps for Separate Zone Networks
When you created a wireless network with the option Separate Zone, a new corresponding virtual hardware interface will be created automatically, e.g., wlan0. To be able to use the wireless
network, some further manual configuration steps are required. Proceed as follows:
1. Configure a new network interface.
On the Interfaces & Routing > Interfaces > Interfaces tab create a new interface and
select your wlan interface (e.g., wlan0) as hardware. Make sure that type is “Ethernet”
and specify the IP address and netmask of your wireless network.
2. Enable DHCP for the wireless clients.
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For your clients to be able to connect to UTM, they need to be assigned an IP address
and a default gateway. Therefore, on the Network Services > DHCP > Servers tab, set
up a DHCP server for the interface.
3. Enable DNS for the wireless clients.
For your clients to be able to resolve DNS names they have to get access to DNS servers. On the Network Services > DNS > Global tab, add the interface to the list of allowed
networks.
4. Create a NAT rule to mask the wireless network.
As with any other network you have to translate the wireless network's addresses into the
address of the uplink interface. You create the NAT rule on the Network Protection >
NAT > Masquerading tab.
5. Create one or more packet filter rules to allow traffic from and to the wireless
network.
As with any other network you have to create one or more packet filter rules to allow the
traffic to pass the UTM, e.g., web surfing traffic. You create packet filter rules on the Network Protection > Firewall > Rules tab.
12.3 Access Points
The Wireless Protection > Access Points pages provide an overview of the access points (AP)
known to the system. You can edit AP attributes, delete or group APs and assign wireless networks to APs or AP groups.
Note – With BasicGuard subscription, only one access point can connect to UTM.
Types of Access Points
Currently, Sophos provides the following dedicated access points:
Name Standards
Band
AP 5
802.11b/g/n
2.4 GHz
AP 10 802.11b/g/n
2.4 GHz
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FCC regulatory
domain (mainly
US)
ETSI regulatory
domain (mainly
Europe)
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Name Standards
Band
FCC regulatory
domain (mainly
US)
ETSI regulatory
domain (mainly
Europe)
AP 30 802.11b/g/n
2.4 GHz
AP 50 802.11a/b/g/n
2.4/5 GHz dual- Channels 1-11, 36band/dual-radio 48, 149-165
Channels 1–13, 36-48
AP 55 802.11a/b/g/n
2.4/5 GHz dual- Channels 1-11, 36band/dual-radio 48, 149-165
Channels 1-13, 36-64,
100-116, 132-140
AP
55C
802.11a/b/g/n
2.4/5 GHz dual- Channels 1-11, 36band/dual-radio 48, 149-165
Channels 1-13, 36-64,
100-116, 132-140
AP
100
802.11a/b/g/n/ac
2.4/5 GHz dual- Channels 1-11, 36band/dual-radio 48, 149-165
Channels 1-13, 36-64,
100-116, 132-140
AP
802.11a/b/g/n/ac 2.4/5 GHz dual- Channels 1-11, 36100C
band/dual-radio 48, 149-165
Channels 1-13, 36-64,
100-116, 132-140
Note – AP 5 can only be connected to a RED rev2 or rev3 with USB connector and exactly
supports one SSID with the WLAN type Bridge to AP LAN and a maximum of 7 wireless clients.
Sophos also provides the following dedicated outdoor access points:
Name Standards
AP
100X
Band
FCC regulatory
domain (mainly
US)
Channels 1-11, 36802.11a/b/g/n/ac 2.4/5 GHz dual64, 100-116, 132band/dual-radio
140
ETSI regulatory
domain (mainly
Europe)
Channels 1-13, 100116, 132-140
Sophos also provides the following SG appliances with integrated access:
Name
Standards
Band
SG 105w/115w
802.11a/b/g/n
2.4/5 GHz dual-band
SG 125w/135w
802.11a/b/g/n/ac
2.4/5 GHz dual-band
Note – Because of the bandwith on the APs with ac standard there may be an automatic channel change in some cases. For example, if you select channel 36 the AP could choose channel
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40 instead because it provides a better connection. The shown channel in the Wireless Protection > Access Points > Overview tab represents the primary channel. This can effect all AP
100 appliances (AP 100, AP 100C and AP 100X) and all SG appliances with integrated access
(SG 105w/115w and SG 125w/135w).
Note that the country setting of an AP regulates the available channels to be compliant with local
law.
Cross Reference – For detailed information about access points see the Operating Instructions in the Sophos UTM Resource Center.
12.3.1 Overview
The Wireless Protection > Access Points > Overview page provides an overview of access
points (AP) known to the system. The Sophos UTM distinguishes between active, inactive and
pending APs. To make sure that only genuine APs connect to your network, APs need to be
authorized first.
Note – If you want to use an AP 5, first enable RED management and set up the RED. Then
make sure that the RED interface is added to the allowed interfaces on the Wireless Protection > Global Settings page. After connecting the AP 5 to the RED the AP 5 should be displayed in the Pending Access Points section.
Access points can be temporarily disabled on the Grouping tab. When an AP is physically
removed from your network, you can delete it here by clicking the Delete button. As long as the
AP remains connected to your network, it will automatically re-appear in Pending state after
deletion. SG "w" appliances with on-board WiFi cannot be deleted form the AP list.
Tip – Each section of this page can be collapsed and expanded by clicking the Collapse icon
on the right of the section header.
Activ e Ac ce ss Po in ts
Here, APs are listed that are connected, configured, and running. To edit an AP, click the Edit
button (see Editing an Access Point below).
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In a c tiv e Acce ss Po in ts
Here, APs are listed that have been configured in the past but are currently not connected to the
UTM. If an AP remains in this state for more than five minutes, please check the network connectivity of the AP and the configuration of your system. A restart of the Wireless Protection service will erase Last Seen timestamps. To edit an AP, click the Edit button (see Editing an Access
Point below).
Pe n d in g Acce ss Po in ts
Here, APs are listed that are connected to the system but not yet authorized. To authorize an
access point, click the Accept button (see Editing an Access Point below).
After receiving its configuration, the now authorized access point will be immediately displayed
in one of the above sections, depending on whether it is currently active or not.
Editing an Access Point
1. Click the Edit or Accept button of the respective access point.
The Edit Access Point dialog window opens.
2. Make the following settings:
Label (optional): Enter a label to easily identify the AP in your network.
Country: For dedicated APs select the country where the AP is located. For an AP integrated into your SG appliance (Local Wifi Device) the country is derived from the global
country setting on the Management > System Settings > Organizational tab.
Important Note – The country setting regulates which channels are available for transmission. To comply with local law, always select the correct country of operation (see
Access Points).
Group (optional): You can organize APs in groups. If a group has been created before,
you can select it from the drop-down list. Otherwise select << New group >> and enter a
name for the group into the appearing Name text box. Groups can be organized on the
Grouping tab.
3. In the Wireless Networks section, make the following settings:
Wireless network selection (only if no group or a new group is selected): Select the
wireless networks the access point should broadcast. This is useful if you have, for
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example, a company wireless network that should only be broadcasted in your offices,
and a guest wireless network that should only be broadcasted in public parts of your building. You can search the wireless network list by using the filter field in the list header.
Note – For an access point to broadcast a wireless network some conditions have to
be fulfilled. They are explained in section Rules for Assigning Networks to APs below.
4. Optionally, in the Mesh Networks section, make the following settings (only
available with AP 50 and only if a mesh network is defined on the Mesh Networks tab):
Mesh roles: Click the Plus icon to select mesh networks that should be broadcasted by
the access point. A dialog window opens.
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Mesh: Select the mesh network.
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Role: Define the access point's role for the selected mesh network. A root access
point is directly connected to the UTM. A mesh access point, after having received
its initial configuration, once unplugged from the UTM will connect to a root access
point via the mesh network. Note that an access point can be mesh access point
only for one single mesh network.
After saving, the access point icon in the Mesh roles list designates the access point's role.
Via the functional icons you can edit a mesh role or delete it from the list.
Important Note – If you delete a mesh role from the Mesh roles list, you have to plug
the access point into your Ethernet again to get its initial configuration. To change the
mesh network without having to plug the access point into your Ethernet again, do not
delete the mesh role but instead click the Edit icon of the mesh role, and select the
desired mesh network.
5. Optionally, make the following advanced settings:
Band (only available for local WiFi device): The local WiFi device allows one band only.
Select 5 GHz or 2.4 GHz from the drop-down list.
Channel (only available for local WiFi device): Either keep the default setting Auto which
automatically selects the last used channel for transmit or select a fix channel.
TX Power (only available for local WiFi device): Either keep the default setting 100 % for
the access point to send with maximum power or down-regulate the power to reduce the
operating distance, e.g., to minimize interference.
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Channel 2.4 GHz: Either keep the default setting Auto which will automatically select the
least used channel for transmit or select a fix channel.
Dyn Chan: If selected, the AP scans all available channels and connects to the
channel with the best signal.
Time-based scan: If selected, the AP checks for the best signal channel on a regular time base. To add a time event, click the Plus icon and enter the time data. You
can also select a predefined time event which is listed on the Definitions & Users >
Time Period Definitions tab.
Channel 5 GHz (only available with AP 50, AP55, AP55C, AP100, AP100C and
AP100X): You can keep the default setting Auto which will automatically select the least
used channel for transmit. Or you can select a fix channel.
Tip – When you select Auto, the currently used channel will be announced in the
access point entry.
TX power 2.4 GHz: You can keep the default setting 100 % for the access point to send
with maximum power. Or you can down-regulate the power to reduce the operating distance, e.g., to minimize interference.
TX power 5 GHz (only available with AP 50, AP55, AP55C, AP100, AP100C and
AP100X): You can down-regulate the power output for the 5 GHz band separately.
STP: To enable Spanning Tree Protocol, select Enabled from the drop-down list. This
network protocol detects and prevents bridge loops. STP is mandatory if the access point
broadcasts a mesh network.
VLAN tagging: VLAN tagging is disabled by default. If you want to connect the AP with
an existing VLAN Ethernet interface, you need to enable VLAN tagging by selecting the
checkbox. Make sure that the VLAN Ethernet interface is added to the Allowed interfaces
box on the Global Settings > Global Settings page.
Note – To introduce the usage of VLAN for your access points in your network, take
the following steps: Connect the AP to the UTM using standard LAN for at least a
minute. This is necessary for the AP to get its configuration. Connecting it via VLAN
from the beginning, the AP would not know of being in a VLAN and therefore would not
be able to connect to the UTM to get its configuration. When the AP is displayed, enable
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VLAN tagging and enter the VLAN ID. Then connect the AP to its intended VLAN, e.g.,
a switch.
Note – VLAN tagging is not possible with AP 5.
AP VLAN ID: When VLAN tagging is enabled, enter the VLAN tag of the VLAN the
access point should use to connect to the UTM. Do not use the VLAN tags 0 and 1 as they
usually have a special meaning on networking hardware like switches, and 4095 is
reserved by convention.
Note – When VLAN tagging is configured, the AP will try DHCP on the configured
VLAN for 60 seconds. If no IP address is received during that time, the AP will try DHCP
on the regular LAN as a fallback.
6. Click Save.
The access point receives its configuration or configuration update, respectively.
Note – A configuration change needs approximately 15 seconds until all interfaces are
reconfigured.
If VLAN tagging is configured but the AP cannot contact the UTM via VLAN, the AP will
reboot itself and try again after receiving the configuration.
Cross Reference – Find information about configuring auto channel assignment for
Sophos Wireless Access Points in the Sophos Knowledgebase.
Rules for Assigning Networks to APs
An access point can only be assigned to a wireless network if the Client traffic option of the wireless network and the VLAN tagging option of the access point fit together. The following rules
apply:
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Wireless network with client traffic Separate Zone: VLAN tagging of the access point can
be enabled or disabled.
Wireless network with client traffic Bridge to AP LAN: VLAN tagging of the access point
has to be disabled.
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Wireless network with client traffic Bridge to VLAN: VLAN tagging of the access point has
to be enabled. The respective wireless clients will use the Bridge to VLAN ID specified for
the wireless network, or they will receive their VLAN ID from the RADIUS server, if specified.
Note – An AP 5 can only be assigned one single wireless network with the Client traffic option
Bridge to AP LAN.
Reflash Bricked APs
The main reason for returned Access Points are bricked devices with a broken firmware. Therefore you can download a tool to reflash Sophos Access Points. The tool is available here.
If you are running the tool on Windows 8, you may have to disable the Windows Firewall first.
To reflash a Sophos Access Point, proceed as follows:
1. Download the AP reflash utility.
2. Extract the downloaded files.
3. Run the exe-file as Administrator to start the reflash utility.
4. Follow the instructions to flash the AP device.
The power-LED will flash very fast.
The process is completed if the power-LED flashes every second.
Reflash Bricked RED devices
You can download a tool to reflash Sophos RED10 devices. The tool is available here.
If you are running the tool on Windows 8, you may have to disable the Windows Firewall first.
To reflash a Sophos REDs, proceed as follows:
1. Download the reflash utility.
2. Extract the downloaded files.
3. Run the exe-file as Administrator to start the reflash utility.
4. Follow the instructions to reflash the RED device.
Flashing will take about two minutes.
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12.3.2 Grouping
On the Wireless Protection > Access Points > Grouping page you can organize access points in
groups. The list provides an overview of all access point groups and ungrouped access points.
Access points and groups can be distinguished by their respective icon.
To create an access point group, proceed as follows:
1. On the Grouping page, click New Group.
The Add Access Point Group dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the access point group.
VLAN tagging: VLAN tagging is disabled by default. If you want to connect the AP with
an existing VLAN Ethernet interface, you need to enable VLAN tagging by selecting the
checkbox. Make sure that the VLAN Ethernet interface is added to the Allowed interfaces
box on the Global Settings > Global Settings page.
AP VLAN ID: Enter the VLAN tag that should be used by this group of APs to connect to UTM. Do not use the VLAN tags 0 and 1 as they usually have a special
meaning on networking hardware like switches, and 4095 is reserved by convention.
Access point selection: Select the access points that should become members of the
group. Only access points that are not assigned to any other group are displayed.
Note – Local WiFi devices can not be grouped and do not appear in the access point
selection. Local WiFi devices appear in the Grouping list.
Wireless network selection: Select the wireless networks that should be broadcasted
by the access points of this group.
Note – For an access point to broadcast a wireless network some conditions have to
be fulfilled. They are explained in chapter Access Points > Overview, section Rules for
Assigning Networks to APs.
3. Click Save.
The new access point group appears on the Grouping list.
To either edit or delete a group, click the corresponding buttons of a group.
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12.4 Mesh Networks
To either edit or delete an access point, click the corresponding buttons of an access point. For
more information about editing and deleting access points see chapter Access Points > Overview.
12.4 Mesh Networks
On the Wireless Protection > Mesh Networks page you can define mesh networks, and associate access points that should broadcast them. In general, in a mesh network multiple access
points communicate with each other and broadcast a common wireless network. On the one
hand, access points connected via a mesh network can broadcast the same wireless network to
clients, thus working as a single access point, while covering a wider area. On the other hand, a
mesh network can be used to bridge Ethernet networks without laying cables.
Access points associated with a mesh network can play one of two roles: root access point or
mesh access point. Both broadcast the mesh network, thus the amount of other wireless networks they can broadcast is reduced by one.
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Root access point: It has a wired connection to the UTM and provides a mesh network. An access point can be root access point for multiple mesh networks.
Mesh access point: It needs a mesh network to connect to the UTM via a root access
point. An access point can be mesh access point for only one single mesh network at a
time.
A mesh network can be used for two main use cases: you can implement a wireless bridge or a
wireless repeater:
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Wireless bridge: Using two access points, you can establish a wireless connection
between two Ethernet segments. A wireless bridge is useful when you cannot lay a cable
to connect those Ethernet segments. While the first Ethernet segment with your UTM is
connected to the Ethernet interface of the root access point, the second Ethernet segment has to be connected to the Ethernet interface of the mesh access point. Using multiple mesh access points, you can connect more Ethernet segments.
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Figure 22 Mesh Network Use Case Wireless Bridge
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Wireless repeater: Your Ethernet with your UTM is connected to the Ethernet interface
of a root access point. The root access point has a wireless connection via the mesh network to a mesh access point, which broadcasts wireless networks to wireless clients.
Figure 23 Mesh Network Use Case Wireless Repeater
To define a new mesh network, do the following:
1. On the Mesh Networks page, click Add Mesh Network.
The Add Mesh Network dialog box opens.
2. Make the following settings:
Mesh-ID: Enter a unique ID for the mesh network.
Frequency band: Access points assigned to this network will transmit the mesh network on the selected frequency band. Generally, it is a good idea to use a different frequency band for the mesh network than for the broadcasted wireless networks.
Comment (optional): Add a description or other information.
Access points: Click the Plus icon to select access points that should broadcast the
mesh network. A dialog window Add Mesh Role opens:
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AP: Select an access point. Note that only AP 50 access points can be used for
broadcasting mesh networks at the moment.
Role: Define the access point's role for the selected mesh network. A root access
point is directly connected to the UTM. A mesh access point, after having received
its initial configuration, once unplugged from the UTM will connect to a root access
point via the mesh network. Note that an access point can be mesh access point
only for one single mesh network.
Note – It is crucial for the initial configuration to plug the mesh access point like every
other access point into one of the Ethernet segments selected in the Allowed interfaces
box on the Global Settings tab.
Use the Delete icon in the Access Points list to delete an access point from the list.
Important Note – If you delete a mesh access point from the Access Points list, you
have to plug the access point into your Ethernet again to get its initial configuration. To
change the mesh network without having to plug the access point into your Ethernet
again, do not delete the access point but instead click the access point's Edit button on
the Access Points > Overview tab, click the Edit icon in the Mesh Networks section, and
select the desired mesh network.
The access point icon designates an access point's role. You can search the access point
list by using the filter field in the list header.
3. Click Save.
Your settings will be saved. The mesh network appears on the Mesh Networks list.
12.5 Wireless Clients
The Wireless Protection > Wireless Clients page gives you an overview of clients that are currently connected to an access point or have been connected in the past.
As not all clients transmit their name you can give them a name here to ease distinguishing
known clients in the overview. If clients transmit their NetBIOS name during the DHCP request,
their name is displayed in the table. Otherwise they will be listed as [unknown]. You can change
the name of (unknown) clients by clicking the Plus icon in front of the name. Then enter a name
and click Save. It takes a few seconds for the change to take effect. Click the Reload button in
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the upper right corner of WebAdmin to see the name of the client. If you want to change the
name, click the Edit button.
Note – Adding a name to a client can have a short effect on the performance.
You can also delete clients from the table by clicking the Delete icon.
A restart of the Wireless Protection service will erase Last seen timestamps.
12.6 Hotspots
On the Wireless Protection > Hotspots pages you can manage access with the captive portal system. The Hotspot feature allows cafés, hotels, companies, etc. to provide time- and trafficrestricted Internet access to guests. The feature is available within the wireless subscription, but
also works with wired networks.
Note – Technically, the Hotspot feature serves to restrict traffic which is basically allowed by
the firewall. Therefore you have to ensure that a firewall rule exists which allows the traffic to
be managed via the hotspots. It is recommended to test the traffic with the hotspot feature disabled before enabling the hotspots.
Note – If the Hotspot feature is used in combination with an active-active cluster setup, the
respective traffic cannot be distributed between master and workers. All traffic from and to the
hotspot interfaces will be directed through the master.
Hotspot Generation
In a first step, the administrator creates and enables a hotspot with a specific type of access.
The following types are available:
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Terms of use acceptance: The guest is presented a terms of use, which you can
define, and has to select a checkbox to get access.
Password of the day: The guest has to enter a password to get access. The password
changes on a daily basis.
Voucher: The guest gets a voucher and has to enter the voucher code to get access.
The voucher can be limited in the number of devices, in time, and traffic.
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Distribution of Access Information to Guests
With the types Password of the day and Voucher, the access information has to be handed out
to the guests. Therefore you can define users who are allowed to manage and distribute access
information. Those users receive and distribute the access information via the Hotspot tab of
the User Portal:
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Password of the day: The current password can be sent via email and the users find
the password in the User Portal. The users forward the password to the guests. They
can generate or enter a new password. Hereby, the former password automatically
becomes invalid and active sessions will be terminated. Potential other users will be
informed of the new password, either by email or via the User Portal, depending on what
is configured for them.
Voucher: In the User Portal, users have the possibility to create vouchers, each with a
unique code. Different types of vouchers can be available if specified by the administrator. The vouchers can be printed or exported and given to the guests. A list of created vouchers gives an overview about their usage and helps to manage them.
Legal Information
In many countries, operating a public wireless LAN is subject to specific national laws, restricting
access to websites of legally questionable content (e.g., file sharing sites, extremist websites,
etc.). To meet this requirement, you can combine the hotspot with the web protection capabilities of the Sophos UTM, which allow you to control web access by blocking and allowing
everything from an entire website category type to a single URL. The UTM gives you complete
control over what is allowed to be accessed, by whom, and when. That way you can put the hotspot under heavy restrictions, if national or corporate policies require you to do so.
Using the built-in HTTP proxy of Sophos UTM also gives you advanced logging and reporting
capabilities. The reporting will show who visited what site, when, and how many times, allowing
you to identify inappropriate usage in case you want to operate a hotspot without any access
restrictions.
In addition to that, legal regulations may require you to register your hotspot at the national's regulatory body.
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12.6.1 Global
On the Wireless Protection > Hotspots > Global tab you can enable the Hotspots feature and
define users who are allowed to view and distribute hotspot access information.
To configure hotspots, proceed as follows:
1. On the Global tab, enable the Hotspots.
Click the toggle switch.
The toggle switch turns green and the Global Hotspot Settings area becomes editable.
2. Select the allowed users.
Select the users or groups or add new users that should be able to provide hotspot
access information via the User Portal. Users selected here can change the password of
the day and are able to create hotspot vouchers. How to add a user is explained on the
Definitions & Users > Users & Groups > Users page.
3. Click Apply.
Your settings will be saved.
L ive L o g
The Hotspots live log gives you information on the usage of the hotspots. Click the Open Live
Log button to open the Hotspots live log in a new window.
D o w n lo a d Te mp la te s
Here you can download the hotspot login template and the voucher template that are used by
default when adding a new hotspot. You can modify the default templates to customize your hotspot login page or the voucher design without the need to create them from scratch. You can
upload the customized HTML and PDF template on the Wireless Protection > Hotspots > Hotspots tab.
1. Click the blue Download icon.
The Download Certificate File dialog window opens.
2. Save the file.
The file will be downloaded.
12.6.2 Hotspots
On the Wireless Protection > Hotspots > Hotspots tab you can manage different hotspots.
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Note – A hotspot has to be assigned to an existing interface, typically a WLAN interface. All
hosts using this interface will automatically be restricted by the hotspot. Therefore, before you
create a hotspot you would typically create a wireless network with client traffic Separate
Zone, then create an interface for the respective WLAN interface hardware. For more information see Wireless Protection > Wireless Networks.
To create a hotspot, proceed as follows:
1. Click Add Hotspot.
The Add Hotspot dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this hotspot.
Interfaces: Add the interfaces which are to be restricted by the hotspot. Please ensure
that for the selected interfaces a firewall rule exists which allows the desired traffic. An
interface can only be used by one hotspot.
Caution – You should not select an uplink interface here because traffic to the Internet
will completely be blocked afterwards. Additionally, we strongly advise against using
interfaces used by servers which provide essential services like authentication. You
may irreversibly lock yourself out of WebAdmin!
Administrative Users: Add or select users for administrative settings. Administrative
users are allowed to create vouchers or change the password of the day in the User
Portal. By default nobody is allowed to make administrative settings.
Redirect to HTTPS: If enabled, users will be redirected to HTTPS.
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Hostname type: Select if you want to redirect to an IP address or to a custom
hostname (DNS).
Hostname (only available with custom hostname): Select or add the hostname for
the redirect.
Hotspot type: Select the hotspot type for the selected interfaces.
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Password of the day: A new password will be created automatically once a day.
This password will be available in the User Portal on the Hotspots tab which is available to all users specified on the Global tab. Additionally it will be sent to the
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specified email addresses.
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Voucher (not available with BasicGuard subscription): With this hotspot type, in
the User Portal tokens with different limitations and properties can be generated,
printed and given to customers. After entering the code, the customers can then
directly access the Internet.
Terms of Use Acceptance: Customers can access the Internet after accepting
the Terms of Use.
Backend Authentication: With this hotspot type, users can authenticate via any
supported backend mechanism (see Definitions & Users > Authentication
Services). With this type, the user credentials are stored to periodically check if the
user is still authorized.
SMS Authentication: With this hotspot type, users can authenticate via mobile
phone. A verification code will be sent via SMS and after entering within a certain
time frame, the access will be granted.
Note – If you select Backend Authentication a new entry field for OTP token appears
on the Login Form if Hotspot is configured as an OTP facility.
Password creation time (only with Hotspot type Password of the day): The assigned
time of the day at which the new password will be created. At this time the former password will immediately get invalid and current sessions will be cut off.
Send password by email to (only with Hotspot type Password of the day): Add email
addresses to which the password shall be sent.
Voucher definitions (only with Hotspot type Voucher): Add or select the voucher definitions you want to use for the hotspot. How to add a voucher definition is explained on the
Voucher Definitions page.
Devices per voucher (only with Hotspot type Voucher or SMS Authentication): Enter
the number of devices which are allowed to log in with one voucher during its lifetime. It is
not recommended to use the unlimited entry.
Hotspot users (only with Hotspot type Backend Authentication): Select the users or
user groups or add the users that should be able to access the hotspot via backend
authentication. Typically, this is a backend user group.
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SMS text (only with Hotspot type SMS Authentication): On demand change the text for
the verification SMS. Note that <?CODE?> will be replaced by the verification code automatically.
Session expires (only with Hotspot type Terms of Use Acceptance,
SMS Authentication or Backend Authentication): Select the time span after which the
access will expire. After that, with the hotspot type Terms of Use Acceptance, the users
have to accept the terms of use again to log in. With the hotspot type Backend Authentication, the users have to authenticate again.
Synchronize password with PSK of wireless networks (only with Hotspot type
Password of the day): Select this option to synchronize the new generated/saved password with wireless PSK.
Note – With the new PSK all APs that are configured with a separate zone wireless network that is also used as a hotspot interface will be reconfigured and restarted. This
means all connections will be dropped.
Users have to accept terms of use (not with Hotspot type Terms of Use
Acceptance): Select this option if you want the hotspot users to accept your terms of use
before accessing the Internet.
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Terms of use: Add the text to be displayed as terms of use. Simple HTML
markup and hyperlinks are allowed.
Redirect to URL after login: If selected, after entering the password or the voucher
data, the users will be redirected automatically to a particular URL, e.g., your hotel's website or a webpage stating your portal system policies.
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URL: URL to which the user is redirected.
Comment (optional): Add a description or other information.
3. Optionally, make the following hotspot customization settings:
By default, the user will be presented a login page with the Sophos logo. You can use a
customized HTML file with your own images and stylesheets. Additionally, you can customize the voucher layout.
Customization type: Select the customization type. The following types are available:
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Basic: Use the default login page template. If required, change logo, title, and
text.
Logo: Upload a logo for the login page. Supported image file types are jpg, png
and gif. A maximum image width of 300 px and height of 100 px is recommended
(depending on the title length). Use the Restore Default button to select the default
Sophos logo again.
Scale logo to recommended size: If selected, a logo exceeding the recommended width or height will be scaled down and displayed in the recommended
size. If not selected, the logo will be displayed in the original size.
Title: Add a title for the login page. Simple HTML markup and hyperlinks are
allowed.
Custom text: Add an additional text for the login page. You can for example enter
the SSID of the wireless network to be used. Simple HTML markup and hyperlinks
are allowed.
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Full: Select an individual login HTML page.
Login page template: Select the HTML template you want to use for your individual login page. Clicking the Folder icon opens a window where you can select
and upload the file. Use the Restore Default button to select the default Sophos
HTML template again. In this template, you can use variables that can dynamically
insert information for each hotspot. For example, you can add the company name
and administrator information, the terms of use and the login form. See detailed
information below, in Using Variables in Login Page Template. You can download
the default HTML template on the Wireless Protection > Hotspots > Global tab.
Images / Stylesheets: Add files that are referenced in your login page template,
e.g., images, stylesheets, or JavaScript files. Clicking the Folder icon opens a window where you can select and upload the files.
Voucher template (only with hotspot type Voucher): Clicking the Folder icon opens a
window where you can select and upload the PDF file with the voucher layout. By default,
a default template is used. You can restore the default clicking the Restore Default button. The voucher PDF file has to have a PDF version PDF 1.5 or lower. It may have any
page size and format—both size and format will be adjust during voucher creation in the
User Portal, depending on page size and number of vouchers per page specified there.
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You can download the default PDF template on the Wireless Protection > Hotspots >
Global tab.
The PDF file may contain the following variables that will be replaced with the respective
values during voucher generation in the User Portal:
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Wireless network name (SSID): <?ssid0?> (and <?ssid1?>, <?ssid2?> and so
on, if the WLAN has more than one SSIDs)
Wireless network password: <?psk0?> (and <?psk1?>, <?psk2?> and so on, if
the WLAN has more than one SSIDs)
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Voucher code: <?code?>
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Voucher validity time: <?validity?>
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Voucher data limit: <?datalimit?>
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Voucher time limit: <?timelimit?>
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Comment: <?comment?>
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QR code with the hotspot access data encoded: <?qrX?>. The upper left corner of
the QR code will be placed on the lower left corner of the variable.
Note – When using variables, the PDF file must include the entire character sets of the
fonts used. When a variable is replaced by its value, and one of the substitute characters is not available, it will be displayed incorrectly. We recommend to add the string
<?abcdefghijklmnopqrstuvwxyzABCDEFGHIJKLMNOPQRSTUVWXYZ0123456789?>
to your PDF file, which will automatically be removed during voucher generation. Additionally, it is recommended to use a separate line for the variables as the layout could
get corrupted if the substituted text is too long.
4. Click Save.
The hotspot will be created and appears on the Hotspots list.
Tip – You can open a preview of the login page after saving the hotspot. In the Hotspots list
just click the button Preview Login Page of the respective hotspot.
To either edit or delete a hotspot, click the corresponding buttons.
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Cross Reference – Find information about enabling backend authentication for hotspots in
the Sophos Knowledgebase.
Using Variables in Login Page Template
The HTML template for the login page may contain various variables that can dynamically insert
information for the hotspot login page. When the UTM processes a template in order to display
a login page, it replaces any template variables with the relevant value. Valid variables are:
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General variables
<?company_text?>: Custom company text as defined on Management > Customization
> Global
<?company_logo?>: Company logo as defined on Management > Customization >
Global. The variable will be replaced by the path of the logo file, usage e.g., <img
src="<?company_logo?>">
<?admin_contact?>: Administrator name or address as defined on Management >
Customization > Web Messages
<?admin_message?>: Administrator information label as defined on Management > Customization > Web Messages (default: Your cache administrator is:)
<?error?>: Error message that arose while trying to log in.
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Variables used for all hotspot types
<?terms?>: Terms of use (as defined on Hotspots page)
<?redirect_host?>: Redirect URL that is specified for the hotspot (as defined on Hotspots page)
<?location?>: URL the user requested
<?location_host?>: Hostname of the URL the user requested
<?login_form?>: Login form suitable for the respective hotspot type: Password text
box, Token text box, Username and Password text boxes, or Accept checkbox, and
Login button. For creating customized login forms, see User Specific Login Form below.
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<?asset_path?> (only important for customization mode Full): Hotspot-specific directory for storage of images or stylesheets (example usage: <img src="<?asset_
path?>/logo.png">)
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Variables only used for Voucher type hotspots
<?maclimit?> Number of allowed devices per voucher of this hotspot (as defined on
Hotspots page)
<?numdevices?>: Number of devices used for this voucher
<?timeend?>: End of validity period (as defined on Voucher Definitions page)
<?time_total?>: Total time quota allowed (as defined on Voucher Definitions page)
<?time_used?>: Time quota used up (as defined on Voucher Definitions page)
<?traffic_total?>: Total data volume allowed (as defined on Voucher Definitions
page)
<?traffic_used?>: Data volume used up (as defined on Voucher Definitions page)
Templates can contain if variables that make up sections like the ones shown below. Each section has an opening and a closing variable. The contents of an if section is only displayed on a
specific condition.
If Section
Meaning
<?if_loggedin?>
Section is displayed when the user has successfully logged in.
<?if_loggedin_
end?>
<?if_notloggedin?> Section is displayed when the user has not yet logged in, e.g., because
<?if_notloggedin_ terms of use have to be accepted or because an error occurred.
end?>
<?if_authtype_
password?>
<?if_authtype_
password_end?>
Section is displayed when hotspot type is Password of the day.
<?if_authtype_dis- Section is displayed when hotspot type is Terms of Use Acceptance.
claimer?>
<?if_authtype_disclaimer_end?>
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If Section
Meaning
<?if_authtype_
token?>
<?if_authtype_
token_end?>
Section is displayed when hotspot type is Voucher.
<?if_authtype_
backend?>
<?if_authtype_
backendtoken_
end?>
Section is displayed when hotspot type is Backend Authentication.
<?if_location?>
<?if_location_
end?>
Section is displayed when the user has been redirected.
<?if_redirect_url?> Section is displayed when the checkbox Redirect to URL after login is
<?if_redirect_url_ enabled.
end?>
<?if_not_redirect_
url?>
<?if_not_redirect_
url_end?>
Section is displayed when the checkbox Redirect to URL after login is disabled.
<?if_timelimit?>
<?if_timelimit_
end?>
Section is displayed when a validity period is set for a voucher.
<?if_trafficlimit?>
<?if_trafficlimit_
end?>
Section is displayed when a data volume is set for a voucher.
<?if_timequota?>
<?if_timequota_
end?>
Section is displayed when a time quota is set for a voucher.
<?if_maclimit?>
<?if_maclimit_
end?>
Section is displayed when a Devices per voucher value is specified.
<?if_terms?>
<?if_terms_end?>
Section is displayed when Terms of Use are defined and enabled.
<?if_error?>
<?if_error_end?>
Section is displayed when an error occurred while trying to log in.
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12.6 Hotspots
User-Specific Login Form
If you want to create your own login form instead of using the pre-defined <?login_form?>
variable, consider the following:
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Enclose the form in the following tags:
<form action="?action=login" method="POST"> ... </form>
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For a Terms of Use Acceptance hotspot, add a checkbox named "accept":
<input type="checkbox" name="accept">
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For Password of the Day or Voucher hotspots, add a text box named "token":
<input type="text" name="token">
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For a Backend Authentication hotspot, add the two text boxes named "username" and
"password":
<input type="text" name="username">
<input type="password" name="password">
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Add a means to submit the form, e.g., a Login button:
<input type="submit" name="login" value="Login">
Cross Reference – Find information about customizing the login page for UTM hotspots in
the Sophos Knowledgebase.
12.6.3 Voucher Definitions
On the Wireless Protection > Hotspots > Voucher Definitions tab you can manage different
voucher definitions for voucher type hotspots.
To create a voucher definition, proceed as follows:
1. Click Add Voucher Definition.
The Add Voucher Definition dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this voucher definition.
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Validity period: Enter the time span for which a voucher with this definition will be valid.
Counting is started at the first login. It is highly recommended to enter a time period.
Note – The maximum time for the Validity Period is two years.
Time quota: Here you can restrict the allowed online time. Enter the maximum online
time after which a voucher of this definition expires. Counting is started at login and is
stopped at logout. Additionally, counting is stopped after 5 minutes of inactivity.
Note – The maximum time for the Time Quota is two years.
Data volume: Here you can restrict the allowed data volume. Enter the maximum data
volume to be transmitted with this voucher definition.
Note – The maximum Data Volume is 100 GB.
Comment (optional): Add a description or other information.
3. Click Save.
The voucher definition will be created. It can now be selected when creating a vouchertype hotspot.
To either edit or delete a voucher definition, click the corresponding buttons.
Cross Reference – Find information about customizing hotspot vouchers in the Sophos
Knowledgebase.
12.6.4 Advanced
G e n e r a l Vo u ch e r O p tio n s
Here you can decide if and after which time interval you want to delete expired vouchers from
the database. In the hotspot log you will still find information about the deleted vouchers.
L o g in Pa g e C e r tifica te
To ensure login over HTTPS you can select certificates for the page login. You can generate
and upload new certificates with on the Webserver Protection > Certificate Management
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> Certificates page. Select the requested certificate from the drop-down list and click Apply to
activate it.
W a lle d G a r d e n
Add or select specific hosts or networks to be always accessible by all users, without entering a
password or a voucher code. How to add a definition is explained on the Definitions & Users >
Network Definitions > Network Definitions page.
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This chapter describes how to configure the web application firewall of Sophos UTM which protects your webservers against attacks and malicious behavior.
The following topics are included in this chapter:
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Web Application Firewall
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Reverse Authentication
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Certificate Management
13.1 Web Application Firewall
Using the Web Application Firewall (WAF), also known as reverse proxy, Sophos UTM lets you
protect your webservers from attacks and malicious behavior like cross-site scripting (XSS),
SQL injection, directory traversal, and other potent attacks against your servers. You can define
external addresses (virtual webservers) which should be translated into the "real" machines in
place of using the DNAT rule(s). From there, servers can be protected using a variety of patterns and detection methods. In simpler terms, this area of UTM allows the application of terms
and conditions to requests which are received and sent from the webserver. It also offers load
balancing across multiple targets.
13.1.1 Virtual Webservers
On the Web Application Firewall > Virtual Webservers tab you can create virtual webservers.
Those webservers, as part of the UTM, build the firewall between the Internet and your webservers. That is why this kind of intervention is also known as reverse proxy. The UTM picks up
the requests for the webservers and protects the real webservers from various attacks. Each virtual webserver maps to a real webserver and determines what level of protection is applied.
You can also use more than one real webserver in one virtual webserver definition. That way
you get load balancing for your real webservers.
To add a virtual webserver, do the following:
1. Click the New Virtual Webserver button.
The Add Virtual Webserver dialog box opens.
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2. Make the following settings:
Name: Enter a descriptive name for the virtual webserver.
Interface: Select an interface from the drop-down list over which the webserver can be
reached.
Note – If there is an interface with an IPv4 address and an IPv6 link local address
defined as frontend interface, the virtual webserver is only reachable at the IPv4
address. Interfaces for which only an IPv6 link local address is defined cannot be selected as frontend interface for a virtual webserver.
Type: Determine whether you want the communication between the client and the virtual webserver to be Plaintext (HTTP), Encrypted (HTTPS) or Encrypted (HTTPS)
& Redirect. When you want to use reverse authentication, we highly recommend to
select Encrypted (HTTPS) for security reasons. If enabled Encrypted (HTTPS)
& Redirect, users entering the URL without https:// will be redirected automatically to
the virtual webserver.
Port: Enter a port number on which the virtual webserver can be reached from external.
Default is port 80 with Plaintext (HTTP) and port 443 with Encrypted (HTTPS).
Certificate (only with Encrypted (HTTPS)): Select the webserver's certificate from the
drop-down list. The certificate needs to be created beforehand on the webserver, and be
uploaded on the Certificate Management > Certificates tab.
Domain: This field displays the hostname for which the certificate had been created.
Domains (only with SAN certificates): The WAF supports Subject Alternative
Name (SAN) certificates. All hostnames covered by a certificate will be listed in this
box. You can then select one or more hostnames by selecting the checkbox in front
of a hostname.
Domains (only with Plaintext (HTTP) or Encrypted (HTTPS) with wildcard certificate):
Enter the domains the webserver is responsible for as FQDN, e.g. shop.example.com,
or use the Action icon to import a list of domain names. You can use an asterisk (*) as a
wildcard for the prefix of the domain, e.g.,*.mydomain.com. Domains with wildcards are
considered as fallback settings: The virtual webserver with the wildcard domain entry is
only used when no other virtual webserver with a more specific domain name is
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configured. Example: A client request to a.b.c will match a.b.c before *.b.c before
*.c.
Real Webservers: Create a new real webserver or select the checkbox in front of the
webserver you want to apply the firewall profile to. If you have mirroring webservers you
can also select more than one webserver. By default, traffic will be load-balanced
between the selected webservers. The implemented request counting algorithm automatically assigns each new request to the webserver with the lowest number of active
requests at present. On the Site Path Routing tab you can specify detailed balancing
rules.
Firewall Profile: Select a firewall profile from the drop-down list. This profile is applied to
protect the selected webservers. You can also select No Profile to not use any firewall profile.
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Disable compression support (optional): By default, this checkbox is disabled and the
content is sent compressed when the client requests compressed data. Compression
increases transmission speed and reduces page load time. However, in case of websites
being displayed incorrectly or when users experience content-encoding errors accessing
your webservers, it can be necessary to disable compression support. When the checkbox is enabled, the WAF will request uncompressed data from the real webservers of this
virtual webserver and will send it on uncompressed to the client, independent of the
HTTP request's encoding parameter.
Rewrite HTML (optional): Select this option to have the UTM rewrite links of the
returned webpages in order for the links to stay valid. Example: One of your real webserver instances has the hostname yourcompany.local but the virtual webserver's
hostname on the UTM is yourcompany.com. Thus, absolute links like <a
href="http://yourcompany.local/"> will be broken if the link is not rewritten to <a
href="http://yourcompany.com/"> before delivery to the client. However, you do
not need to enable this option if either yourcompany.com is configured on your webserver or if internal links on your webpages are always realized as relative links. It is
recommended to use the option with Microsoft's Outlook Web Access and/or Sharepoint
Portal Server.
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Note – It is likely that some links cannot be rewritten correctly and are therefore
rendered invalid. Ask your website author(s) to format links consistently.
Apart from URL rewriting, the HTML rewriting feature also fixes malformed HTML, for
example:
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<title> tags are moved in DOM tree from node html > title to correct html
> head > title
Quotes around HTML attribute values are fixed (e.g., name="value becomes
name="value")
Note – HTML rewriting affects all files with a HTTP content type of text/* or *xml*,
where * is a wildcard. Make sure that other file types, e.g. binary files, have the correct
HTTP content type, otherwise they may get corrupted by the HTML rewriting feature.
Cross Reference – Please see the libxml documentation for further information
(http://xmlsoft.org/html/libxml-HTMLparser.html).
Rewrite Cookie (optional, only visible if Rewrite HTML is enabled): Select this option to
have the UTM rewrite cookies of the returned webpages.
Note – If Rewrite HTML is disabled the Rewrite Cookie option will be also disabled.
Pass host header (optional): When you select this option, the host header as requested by the client will be preserved and forwarded along with the web request to the webserver. Whether passing the host header is necessary in your environment however
depends on the configuration of your webserver.
4. Click Save.
The server is added to the Virtual Webservers list.
5. Enable the virtual webserver.
The new virtual webserver is disabled by default (toggle switch is gray). Click the toggle
switch to enable the virtual webserver.
The virtual webserver is now enabled (toggle switch is green).
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Note – The virtual webserver cannot be enabled if the corresponding interface is disabled. The interface can be enabled on Interfaces & Routing > Interfaces > Interfaces.
The Virtual Webservers list displays a status icon for each real webserver assigned to a virtual
webserver. The status icon of a real webserver is red when the real webserver has not been
enabled. It is amber when the real webserver is down or unavailable and green if everything is
working.
13.1.2 Real Webservers
On the Web Application Firewall > Real Webservers tab you can add the webservers that are to
be protected by the WAF.
To add a webserver, do the following:
1. Click the New Real Webserver button.
The Add Real Webserver dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the webserver.
Host: Add or select a host, which can either be of the type Host or DNS Host. We highly
recommend to use the DNS hostname here because hosts listed with their IP address
transmit empty host headers which leads to problems with some browsers. How to add a
definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Type: Determine whether you want the communication between the UTM and the webserver to be Encrypted (HTTPS) or Plaintext (HTTP).
Port: Enter a port number for the communication between the UTM and the webserver.
Default is port 80 with Plaintext (HTTP) and port 443 with Encrypted (HTTPS).
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Enable HTTP Keepalive: By default, the WAF uses HTTP keepalive, i.e., HTTP persistent connections, which helps to reduce CPU and memory usage. In rare cases where
the real webserver does not support HTTP keepalive properly, this feature can provoke
reading errors or timeouts and should then be disabled for the affected webserver.
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When a virtual webserver is assigned at least one real webserver with HTTP keepalive
disabled, the feature will automatically be disabled for all real webservers assigned to this
virtual webserver.
Timeout: Here you can enter the timeout for the HTTP Keepalive. Values between 1
and 65535 seconds are allowed. Data can be received as long as the backend sends
data before the timeout expires. After expiring WAF sends HTTP 502 message to clients.
The default timeout is 300 seconds.
4. Click Save.
The server is added to the Real Webservers list.
The webservers present can now be assigned firewall profiles on the Virtual Webservers tab.
13.1.3 Firewall Profiles
On the Web Application Firewall > Firewall Profiles tab you can create WAF profiles that define
the modes and levels of protection for your webservers.
To create a WAF profile, do the following:
1. Click the New Firewall Profile button.
The Add Firewall Profile dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the profile.
Pass Outlook Anywhere: Allows external Microsoft Outlook clients to access the
Microsoft Exchange Server via the WAF. Microsoft Outlook traffic will not be checked or
protected by the WAF.
Mode: Select a mode from the drop-down list:
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Monitor: HTTP requests are monitored and logged.
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Reject: HTTP requests are rejected.
The selected mode is applied when an HTTP request meets any one of the conditions
selected below.
Common Threats Filter: If enabled, you can protect your webservers from several
threats. You can specify the threat filter categories you want to use in the Threat Filter
Categories section below. All requests will be checked against the rule sets of the
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selected categories. Depending on the results, a notice or a warning will be shown in the
live log or the request will be blocked directly.
Rigid Filtering: If enabled, several of the selected rules will be tightened. This
may lead to false positives.
Skip Filter Rules: Some of the selected threat categories may contain rules that
lead to false positives. To avoid false positives induced by a specific rule, add the
rule number that you want to skip to this box. WAF rule numbers can for example
be retrieved on the Logging & Reporting > Webserver Protection > Details page,
via the Top Rules filter.
Cookie Signing: Protects a webserver against manipulated cookies. When the webserver sets a cookie, a second cookie is added to the first cookie containing a hash built of
the primary cookie's name, its value and a secret, where the secret is only known by the
WAF. Thus, if a request cannot provide a correct cookie pair, there has been some sort
of manipulation and the cookie will be dropped.
Static URL Hardening: Protects against URL rewriting. For that, when a client
requests a website, all static URLs of the website are signed. The signing uses a similar
procedure as with cookie signing. Additionally the response from the webserver is analyzed regarding what links can be validly requested next. Static Hardened URLs can furthermore be bookmarked and visited later. Select one of the following methods to define
entry URLs:
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Entry URLs Specified Manually: Enter URLs that serve as kind of entry URLs
of a website and therefore do not need to be signed. They need to comply with the
syntax of the following examples: http://shop.example.com/products/,
https://shop.example.com/products/ or /products/.
Entry URLs from Uploaded Google Sitemap File: You can upload a sitemap
file here which contains information on your website structure. Sitemap files can be
uploaded in XML or in plain-text format, the latter simply containing a list of URLs.
As soon as the profile is saved, the sitemap file is going to be parsed by the WAF.
Entry URLs from Google Sitemap URL: You can have the UTM download a
sitemap file from a defined URL which contains information on your website structure. This file can be checked for updates at a regular interval. As soon as the profile is saved, the sitemap file is going to be downloaded and parsed by the WAF.
URL: Enter the path to the sitemap as absolute URL.
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Update: Select an update interval from this drop-down list. When you select
Manual the sitemap is going to be updated only when you save this profile anew.
Note – When using Reverse Authentication with frontend mode Form on a designated path, it is not necessary to specify entry URLs for the login form and for
this path. How to configure the path is described on the Webserver Protection >
Web Application Firewall > Site Path Routing page.
Note – Static URL hardening affects all files with a HTTP content type of text/* or
*xml*, where * is a wildcard. Make sure that other file types, e.g. binary files, have the
correct HTTP content type, otherwise they may get corrupted by the URL hardening
feature. It does not work for dynamic URLs created by client, for example: JavaScript.
Form Hardening: Protects against web form rewriting. Form hardening saves the original structure of a web form and signs it. Therefore, if the structure of a form has
changed when it is submitted the WAF rejects the request.
Note – Form hardening affects all files with a HTTP content type of text/* or *xml*,
where * is a wildcard. Make sure that other file types, e.g. binary files, have the correct
HTTP content type, otherwise they may get corrupted by the form hardening feature.
Antivirus: Select this option to protect a webserver against viruses.
Mode: Sophos UTM features several antivirus engines for best security.
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Single Scan: Default setting; provides maximum performance using the
engine defined on the System Settings > Scan Settings tab.
Dual Scan: Provides maximum recognition rate by scanning the respective
traffic twice using different virus scanners. Note that dual scan is not available with BasicGuard subscription.
Direction: Select from the drop-down list whether to scan only up- or downloads
or both.
Block unscannable content: Select this option to block files that cannot be
scanned. The reason for that may be, among other things, that files are encrypted
or corrupt.
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Limit scan size: Selecting this option gives you the possibility to enter the scan
size limit into an additional field. Provide the limitation in Megabyte.
Note – Please note that the scan size limit refers to an upload, not to single files.
This means, if you for example limit to 50 MB and make an upload with multiple
files (45 MB, 5 MB and 10 MB), the last file will not be scanned and a virus cannot
be detected caused by the limitation.
Note – If you do not enter a limitation value it will be saved with '0' megabytes
which means the limitation is not active.
Block clients with bad reputation: Based on GeoIP and RBL information you can
block clients which have a bad reputation according to their classification. Sophos uses
the following classification providers:
RBL sources:
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Commtouch IP Reputation (ctipd.org)
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http.dnsbl.sorbs.net
The GeoIP source is Maxmind. The WAF blocks clients that belong to one of the following Maxmind categories:
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A1: Anonymous proxies or VPN services used by clients to hide their IP
address or their original geographical location.
A2: Satellite providers are ISPs that use satellites to provide Internet access to
users all over the world, often from high risk countries.
Skip Remote Lookups for Clients with Bad Reputation: As reputation lookups include sending requests to remote classification providers, using reputationbased blocking may slow down your system. Select this checkbox to only use
GeoIP-based classification which uses cached information and is therefore much
faster.
Comment (optional): Add a description or other information.
3. Optionally, select the following threat filter categories (only available when Common Threats filter is enabled):
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Protocol Violations: Enforces adherence to the RFC standard specification of the
HTTP protocol. Violating these standards usually indicates malicious intent.
Protocol Anomalies: Searches for common usage patterns. Lack of such patterns
often indicates malicious requests. These patterns include, among other things, HTTP
headers like 'Host' and 'User-Agent'.
Request Limits: Enforces reasonable limits on the amount and ranges of request arguments. Overloading request arguments is a typical attack vector.
HTTP Policy: Narrows down the allowed usage of the HTTP protocol. Web browsers
typically use only a limited subset of all possible HTTP options. Disallowing the rarely used
options protects against attackers aiming at these often less well supported options.
Bad Robots: Checks for usage patterns characteristic of bots and crawlers. By denying
them access, possible vulnerabilities on your webservers are less likely to be discovered.
Generic Attacks: Searches for attempted command executions common to most
attacks. After having breached a webserver, an attacker usually tries to execute commands on the server like expanding privileges or manipulating data stores. By searching
for these post-breach execution attempts, attacks can be detected that might otherwise
have gone unnoticed, for example because they targeted a vulnerable service by the
means of legitimate access.
SQL Injection Attacks: Checks for embedded SQL commands and escape characters
in request arguments. Most attacks on webservers target input fields that can be used to
direct embedded SQL commands to the database.
(XSS) Attacks: Checks for embedded script tags and code in request arguments. Typical cross-site scripting attacks aim at injecting script code into input fields on a target webserver, often in a legitimate way.
Tight Security: Performs tight security checks on requests, like checking for prohibited
path traversal attempts.
Trojans: Checks for usage patterns characteristic of trojans, thus searching for requests
indicating trojan activity. It does not, however, prevent the installation of such trojans as
this is covered by the antivirus scanners.
Outbound: Prevents webservers from leaking information to the client. This includes,
among other things, error messages sent by servers which attackers can use to gather
sensitive information or detect specific vulnerabilities.
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4. Click Save.
The WAF profile is added to the Firewall Profiles list.
Additional Information on Static URL Hardening and Form
Hardening
It would be best practice to always enable both URL hardening and form hardening because
those two functions are complementary, especially in the way that they prevent issues you may
have when enabling just one of them:
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Only form hardening is activated: When a webpage contains hyperlinks with appended
queries (which is the case with certain CMSs), e.g.
http://example.com/?view=article&id=1, such page requests are blocked by
form hardening because it expects a signature which is missing.
Only URL hardening is activated: When a web browser appends form data to the action
URL of the form tag of a web form (which is the case with GET requests), the form data
becomes part of the request URL sent to the webserver, by that rendering the URL signature invalid.
The reason why activating both functions solves those issues is that in case either form hardening or URL hardening find that a request is valid, the WAF accepts the request.
Outlook Web Access
The configuration of the WAF for Outlook Web Access (OWA) is a bit tricky since OWA handles
requests from a public IP differently than internal requests from an internal LAN IP to the OWA
website. There are redirects attached in the URLs of OWA, where for external access the
external FQDN is used, whereas for internal requests the internal server's IP address is used.
The solution is to set the OWA directory as Entry URL in the WAF profile of your OWA webserver (e.g. http://webserver/owa/). Additionally, you need to create an exception which
skips URL hardening for the pathes /owa/*, /OWA/* and to disable cookie signing completely
for the virtual webserver.
To display the notifications, you need to make the following settings:
Create a second exception which skips Antivirus checks, skip all categories for path
/owa/ev.owa* and activate the advanced function Never change HTML during Static URL
Hardening or Form Hardening.
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13.1.4 Exceptions
On the Web Application Firewall > Exceptions tab you can define web requests or source networks that are to be exempt from certain checks.
1. On the Exceptions tab, click New Exception List.
The Add Exception List dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the exception.
Skip These Checks: Select the security check(s) that should be skipped. See Firewall
Profiles for descriptions.
Skip These Categories: Select the threat filter categories that should be skipped. See
Firewall Profiles for descriptions.
Virtual Webservers: Select the virtual webservers that are to be exempt from the selected check(s).
For All Requests: Select a request definition from the drop-down list. Note that you can
logically combine two request definitions by either AND or OR.
Networks: Add or select the source networks where the client request comes
from and which are to be exempt from the selected check(s). How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Paths: Add the paths that are to be exempt from the selected check(s). You can
either enter a complete path (e.g.,
/products/machines/images/machine1.jpg) or use asterisks as wildcards
(e.g., /products/*/images/*).
Comment (optional): Add a description or other information.
3. Optionally, make the following advanced settings:
Never change HTML during Static URL Hardening or Form Hardening: If selected, no data matching the defined exception settings will be modified by the WAF engine.
With this option, e.g., binary data wrongly supplied with a text/html content type by the
real webserver will not be corrupted. On the other hand, web requests may be blocked
due to activated URL hardening, HTML rewriting, or form hardening. Those three
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features use an HTML parser and therefore to some extent depend on the modification
of webpage content. To prevent undesired blocking, skip URL hardening and/or form
hardening for requests affected by blocking; you might need to do this in another/new
exception to reflect dependencies between webservers and/or webpages.
Accept unhardened form data: Even though having an exception for Form Hardening, it is possible that form data will not be accepted if the Form Hardening signature is
missing. With this option unhardened form data will be accepted anyway.
4. Click Save.
The new exception appears on the Exceptions list.
5. Enable the exception.
The new exception is disabled by default (toggle switch is gray). Click the toggle switch to
enable the exception.
The exception is now enabled (toggle switch is green).
To either edit or delete an exception, click the corresponding buttons.
13.1.5 Site Path Routing
On the Web Application Firewall > Site Path Routing tab you can define to which real webservers incoming requests are forwarded. You can for example define that all URLs with a specific path, e.g., /products/, are sent to a specific webserver. On the other hand you can allow
more than one webserver for a specific request but add rules how to distribute the requests
among the servers. You can for example define that each session is bound to one webserver
throughout its lifetime (sticky session). This may for example be necessary if you host an online
shop and want to make sure that a user sticks to one server during his shopping session. You
can also configure to send all requests to one webserver and use the others only as a backup.
For each virtual webserver, one default site path route (with path /) is created automatically.
The UTM automatically applies the site path routes in the most reasonable way: starting with
the strictest, i.e., longest paths and ending with the default path route which is only used if no
other more specific site path route matches the incoming request. The order of the site path
route list is not relevant. If no route matches an incoming request, e.g., because the default
route was deleted, the request will be denied.
Note – The Site Path Routing tab can only be accessed after at least one real webserver and
one virtual webserver have been created.
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To create a site path route, proceed as follows:
1. Click the New Site Path Route button.
The Add Site Path Route dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the site path route.
Virtual Webserver: Select the original target host of the incoming traffic.
Path: Enter the path for which you want to create the site path route, e.g., /products/.
Reverse Authentication: Select the authentication profile with the users or groups that
should have access to this site path route. When no profile is selected, no authentication
is required.
Caution – Using a reverse authentication profile on a Virtual Webserver running in
plain text mode will expose user credentials. Continuing will cause the Web Application
Firewall to send user credentials in an unsafe manner.
Caution – An authentication profile with frontend mode Form can only be deployed
once on any one Virtual Webserver.
Real Webservers: Select the checkboxes in front of the real webservers which are to be
used for the specified path. The order of the selected webservers is only relevant for the
Enable Hot-Standby Mode option. With the sort icons you can change the order.
Access control: If selected, you can allow or block specific client networks for the Virtual
Webserver. Clients only get access when their IPs are listed in the Allowed networks list.
IPs in the Denied networks list will be blocked. If both lists are empty no one will be able to
connect to the Virtual Webserver. If you want to block only specific networks, allow Any
and select or add Denied networks. If you want to allow specific networks only, you need
to select or add Allowed networks and leave Denied networks empty.
Allowed networks: Select or add the allowed networks that should be able to connect
to the Virtual Webserver.
Denied networks: Select or add the denied networks that should be blocked to your Virtual Webserver.
Comment (optional): Add a description or other information.
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3. Optionally, make the following advanced settings:
Enable Sticky Session Cookie: Select this option to ensure that each session will be
bound to one real webserver. If enabled, a cookie is passed to the user's browser, which
provokes the UTM to route all requests from this browser to the same real webserver. If
the server is not available, the cookie will be updated, and the session will switch to
another webserver.
Enable Hot-Standby Mode: Select this option if you want to send all requests to the
first selected real webserver, and use the other webservers only as a backup. The
backup servers are only used in case the main server fails. As soon as the main server is
back working, the sessions will switch back—unless you selected the Enable Sticky Session Cookie option.
4. Click Save.
The site path route is added to the Site Path Routing list.
To either edit or delete a site path route, click the corresponding buttons.
13.1.6 Advanced
On the Web Application Firewall > Advanced tab you can define the keys used for cookie signing
and URL hardening.
C o o k ie Sig n in g
Here you can enter a custom secret that is used as signing key for cookie signing.
Sta tic U R L H a r d e n in g
Here you can enter a custom secret that is used as signing key for URL hardening.
Fo r m H a r d e n in g
Here you can enter a custom secret that is used as encryption key for the form hardening token.
The secret must consist of at least eight characters.
13.2 Reverse Authentication
On the Webserver Protection > Reverse Authentication pages, you can define how to use the
Web Application Firewall to authenticate users directly instead of leaving the authentication to
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the real webservers. Via authentication profiles, the reverse authentication can be used to
assign specific authentication settings to each site path route.
An authentication profile is basically defined by two authentication modes: the authentication
mode used between the user and the WAF and the authentication mode used between the
WAF and the real webservers. Thus, even if a real webserver does not support authentication,
the WAF can enforce authentication of the users. On the other hand, reverse authentication
ensures that a user only has to authenticate once, even if more than one real webserver is
assigned to the respective virtual webserver.
Using forms for user authentication, you can specify company-specific form templates.
13.2.1 Profiles
On the Webserver Protection > Reverse Authentication > Profiles tab, you specify authentication profiles for the web application firewall. With profiles you can assign different authentication settings to different users or user groups. After specifying the authentication profiles,
you can assign them to site path routes on the Web Application Firewall > Site Path Routing tab.
To add an authentication profile, do the following:
1. On the Profiles tab, click New Authentication Profile.
The Add Authentication Profile dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the profile.
Virtual Webserver: Here you can configure the profile settings for the virtual webserver.
Mode: Select how the users should authenticate at the Web Application Firewall.
Basic: Users authenticate with HTTP basic authentication, entering username and password. As the credentials are sent unencrypted with this
mode, it should be used over HTTPS. With this mode, no session cookies
will be generated and a dedicated logout is not possible.
Form: Users will be presented a form where they have to enter their credentials. With this mode, session cookies will be generated and a dedicated
logout is possible. The form template to be used can be selected in the Form
Template drop-down list. Besides the default form template, the list shows
the forms that have been defined on the Form Templates tab.
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Form Template: Select the form template that will be presented to the users for
authentication. Form templates are defined on the Form Templates page.
Basic prompt: The realm is a unique string that provides additional information
on the login page and is used for user orientation.
Note – These characters are allowed for the Basic prompt: A-Z a-z 0-9 , ; . : - _ ' + = ) (
&%$ ! ^ <>| @
Users/Groups: Select the users or user groups or add new users or user groups that
should be assigned to this authentication profile. After assigning this profile to a site path
route, these users will have access to the site path with the authentication settings
defined in this profile. Typically, this would be a backend user group. How to add a user is
explained on the Definitions & Users > Users & Groups > Users page. How to add a user
group is explained on the Definitions & Users > Users & Groups > Groups page.
Note – Sometimes users should be required to use the User Principal Name notation
'user@domain' when entering their credentials, for example when using Exchange
servers in combination with Active Directory servers. How to use User Principal Name
notation is explained on the Definitions & Users > Authentication Services > Servers >
Active Directory page.
Real Webserver: Here you can configure the profile settings for the real webserver.
Mode: Select how the Web Application Firewall authenticates against the real
webservers. The mode has to match the real webservers authentication settings.
Basic: Authentication works with HTTP basic authentication, providing
username and password.
None: There is no authentication between WAF and the real webservers.
Note that even if your real webservers do not support authentication, users
will be authenticated via the frontend mode.
Username affix: Select an affix for the username. You can select Prefix,
Suffix or both. Affixes are useful when working with domains and email
addresses.
Prefix: Enter a Prefix for Username.
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Suffix: Enter a Suffix for Username.
Note – Prefix and suffix will be added automatically if the user enters his
username. Prefix and suffix will not be added if the user enters it. Example:
if the suffix is @testdomain.de and the user enters his username
test.user the suffix will be added. If he enters
[email protected] the suffix will be ignored.
Remove Basic Header: If you select this option the basic header will not
be sent from UTM to the real webserver.
User Session: Here you can configure the timeout settings for user sessions.
Session Timeout: Select this option to enable a timeout for the user session
which will confirm user credentials by having them log in again if they do not perform any action on the Virtual Webserver.
Limit to: Set an interval for the session timeout.
Session Timeout Scope: Set the scope to day(s), hour(s) or minute(s).
Session Lifetime: Select this option to enable a hard limit for how long users may
remain logged in, regardless of activity in the mean time.
Limit to: Set an interval for the session lifetime value.
Session Lifetime Scope: Set the scope to day(s), hour(s) or minute(s).
Comment (optional): Add a description or other information.
3. Click Save.
The new profile appears on the Profiles list.
Caution – When using Reverse Authentication in combination with OTP the OTP
tokens will only be checked once when a user session is set up. Once a session is set up,
any subsequent request by the same user will not have their OTP tokens evaluated.
This is because malicious users might exploit the OTP configuration by sending an overwhelming amount of requests to authentication protected paths, thereby invoking OTP
checks and effectively running a DoS attack on the authentication daemon. Passwords
and all other request aspects will still be checked to match the configuration.
To either edit or delete a profile, click the corresponding buttons.
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Cross Reference – Find information about configuring Reverse Authentication and differences between the versions in the Sophos Knowledgebase.
R e v e r s e Au th e n tic a tio n : U s e r s /G r o u p s
Sometimes it is necessary for users to use the format user@domain when entering their credentials, e.g. when using an Exchange server in combination with Active Directory servers. In
this case there are additional steps to take:
1. From the WebAdmin menu, open the Definition & Users > Authentication Services > Servers tab.
The Servers tab is displayed.
2. On the Servers tab, click the Clone button of the desired Active Directory
server.
A new server will be created.
3. Change the field Backend to LDAP.
4. Change the User Attribute field to >.
5. In the Custom field enter userPrincipalname.
If not present already, this will set up an LDAP Users group which you will need to use instead of
the Active Directory Users group.
Note – The format domain\user is not supported. Use the format user@domain instead.
13.2.2 Form Templates
On the Webserver Protection > Reverse Authentication > Form Templates tab, you can upload
HTML forms for Reverse Authentication. A form template can be assigned to an authentication
profile with frontend mode Form. The respective form will be presented when a user tries to
access a site path to which the authentication profile is assigned.
To add a form template, do the following:
1. On the Form Templates tab, click New Form Template.
The Add Form Template dialog box opens up.
2. Make the following settings:
Name: Enter a descriptive name for the form template.
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Filename: Click the folder icon to select the HTML template.
Images/Stylesheets: Select and upload the images, stylesheets, or JavaScript files that
are used by the selected form template.
Comment (optional): Add a description or other information.
3. Click Save.
The new form template appears on the Form Templates list.
To either edit or delete a form template, click the corresponding buttons.
Using Variables in Login Form Template
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Required:
A <form> element with it's method set to Post and it's action set to <?login_path?>, e.g.
<form action="<?login_path?>" method="POST"> ... </form>
An <input> element inside the above mentioned form with it's name set to httpd_username, e.g. <input name="httpd_username" type="text">
An <input> element inside the above mentioned form with it's name set to httpd_password, e.g. <input name="httpd_password" type="password">
Note – It is essential that any form template meets these three conditions so it can be
parsed correctly (only <?login_path?> will actually be substituted).
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Optional:
All occurrences of <?assets_path?> will be replaced by the path containing all assets
which have been uploaded alongside the form template. This allows for cleaner form templates by placing style sheets, images, etc. outside the actual form template, e.g. <link
rel="stylesheet" type="text/css" href="<?assets_
path?>/stylesheet.css">
All occurrences of <?company_text?> and <?admin_contact?> will be replaced by the
messages defined in Management > Customization, e.g. <p>If you encounter any
problems or questions, please contact <b><?admin_contact?></b>.</p>
All occurrences of <?company_logo?> will be replaced by the path leading to the image
uploaded in Management > Customization, e.g. <img src="<?company_logo?>"
alt="">
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As of the 9.2 release, Sophos UTM includes a default form template to ease initial reverse
authentication configuration and deployment. This is the form contained in the default form template object:
<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.01//EN"
"http://www.w3.org/TR/html4/strict.dtd">
<html>
<head>
<link rel="stylesheet" type="text/css"
href="<?assets_path?>/default_stylesheet.css">
<meta http-equiv="content-type" content="text/html;
charset=UTF-8">
<title>Login</title>
</head>
<body>
<div id="container">
<div class="info">
<img src="<?company_logo?>" alt="">
<p><?company_text?></p></div>
<form action="<?login_path?>" method="POST">
<p><label for="httpd_username">Username:</label>
<input name="httpd_username" type="text"></p>
<p><label for="httpd_password">Password:</label>
<input name="httpd_password" type="password"></p>
<p><input type="submit" value="Login"></p></form>
<div class="note">
If you encounter any problems or questions,
please contact
<b><?admin_contact?></b>.</div>
</div>
</body>
</html>
13.3 Certificate Management
Using the Webserver Protection > Certificate Management menu, which contains the same configuration options as the Site-to-site VPN > Certificate Management menu, you can manage all
certificate-related operations of Sophos UTM. This includes creating or importing X.509
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certificates as well as uploading so-called Certificate Revocation Lists (CRLs), among other
things.
13.3.1 Certificates
See Site-to-site VPN > Certificate Management > Certificates.
13.3.2 Certificate Authority
See Site-to-site VPN > Certificate Management > Certificate Authority.
13.3.3 Revocation Lists (CRLs)
See Site-to-site VPN > Certificate Management > Revocation Lists (CRLs).
13.3.4 Advanced
See Site-to-site VPN > Certificate Management > Advanced.
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This chapter describes how to configure Sophos RED. RED is short for Remote Ethernet
Device and is a means to connect remote branch offices and the like to your main office as if the
branch office is part of your local network.
The setup consists of the Sophos UTM in your main office and a Remote Ethernet Device
(RED) in your remote office. Establishing a connection between the two is utmost easy as the
RED appliance itself does not need to be configured at all. As soon as the RED appliance is connected to your UTM it behaves like any other Ethernet device on your UTM. All traffic of your
branch office is safely routed via your UTM which means that your branch office is as secure as
your local network.
There are currently two types of RED appliances available:
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RED 10: RED solution for small remote offices
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RED 50: RED solution for bigger remote offices which comes with two uplink interfaces.
The following topics are included in this chapter:
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Overview
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Global Settings
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Client Management
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Deployment Helper
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Tunnel Management
Figure 24 RED: Setup Sketch
Setting up a RED environment involves the following steps:
14.1 Overview
14 RED Management
1. Activation of RED support.
2. Configuration of the RED appliance on your UTM.
3. Connecting the RED appliance to the Internet on the remote site.
Note – The overview page of RED displays general information on the RED architecture as
long as no RED appliance is configured. When a RED appliance has been configured, the
page will display information on the RED status.
14.1 Overview
The page Overview provides general information on what RED is meant for, how it works, and
how a typical RED setup looks like.
Cross Reference – For detailed information about RED devices see the Quick Start Guides
and Operating Instructions in the Sophos UTM Resource Center. The LED blink codes of the
RED 10 appliances are described in the Sophos Knowledgebase. The LCD messages of
RED 50 are also described in the Sophos Knowledgebase.
O p e n R ED L ive L o g
You can use the live log to monitor the connection between your Sophos UTM and the RED
appliance. Click the Open RED Live Log button to open the live log in a new window.
14.2 Global Settings
On the Global Settings tab you can enable or disable the support for RED which means that
your UTM acts as a RED hub. You need to enable the RED support before any RED appliances
can connect to the UTM.
R ED C o n fig u r a tio n
To enable RED support, do the following:
1. On the Global Settings tab, enable RED.
Click the toggle switch.
The toggle switch turns amber and the RED Configuration area becomes editable.
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2. Enter your organization details.
By default the settings from the Management > System Settings > Organizational tab is
used.
3. Click Activate RED.
The toggle switch turns green and RED support is activated. Your UTM is now registered
at the RED Provisioning Service (RPS) of Sophos to act as a RED hub.
You can now continue by adding one or more RED appliances on the Client Management page, or use the wizard on the Deployment Helper page.
To cancel the configuration, click the amber colored toggle switch.
Au to ma tic D e vic e D e a u th o r iz a tio n
When RED support is enabled, you can specify if disconnected RED appliances should automatically be deauthorized after a certain time span. With this feature, you can prevent stolen
RED appliances from connecting to the UTM.
Note –The Automatic Device Deauthorization does not work for RED Tunnel between 2
UTMs.
1. Enable automatic deauthorization.
Select the Enable Automatic Device Deauthorization checkbox.
2. Specify a time span after which the RED appliance should be deauthorized.
Enter the desired value into the Deauthorize After text box. The minimum time span is 5
minutes.
3. Click Apply.
The automatic device deauthorization is now activated.
When a RED appliance reconnects after being disconnected for a time span longer than the
defined time span, it will automatically be disabled. This is indicated by the toggle switches on the
Client Management page. A respective warning will be displayed on the Overview page as well.
To permit a deauthorized RED appliance to connect again, enable that RED appliance on the
Client Management page.
D is a b le R ED
Disabling RED will not cause the deletion of the REDs. If you disable the RED functionality the
RED devices will be deactivated and lose their connection. If you re-enable the RED functionality of the UTM the REDs will be activated again.
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To disable RED click the toggle switch on the Global Settings page and confirm by clicking the
Confirm removal of RED configuration button.
14.3 Client Management
On the RED Management > Client Management page you can enable remote UTMs to connect
to your UTM using a Remote Ethernet Device (RED) tunnel. The remote UTMs then simply act
like RED appliances. Furthermore you can configure RED appliances manually (expert mode)
instead of using the deployment helper. The deployment helper is a more convenient way to
configure RED appliances and can be found on the next WebAdmin page.
Each RED appliance or UTM that is configured here is able to establish a connection to your
UTM.
The [Server] tag in front of the page name indicates that this page only needs configuration if
the UTM should act as server (RED hub).
Note – For RED appliances to be able to connect, you need to enable RED support on the
Global Settings page first.
Setting Up a RED Tunnel Between Two UTMs
To enable another UTM to connect to your local UTM using a RED tunnel, do the following:
1. On the Client Management tab, click Add RED.
The Add RED dialog box opens.
2. Make the following settings:
Branch Name: Enter a name for the branch where the client UTM is located, e.g. "Office
Munich".
Client Type: Select UTM from the drop-down list.
Tunnel ID: By default, Automatic is selected. Tunnels will be numbered consecutively.
You need to make sure that the tunnel ID is unique for both UTMs. In this case you might
need to select another ID from the drop-down list.
Comment (optional): Add a description or other information.
3. Click Save.
The UTM object is being created.
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4. Download the provisioning file.
To provide the remote (client) UTM with the configuration data download the provisioning file using the Download button and transfer the file to the remote UTM in a
secure way.
Configuring a RED Appliance
To enable a RED appliance to connect to your local UTM, do the following:
1. On the Client Management tab, click Add RED.
The Add RED dialog box opens.
2. Make the following settings:
Branch Name: Enter a name for the branch where the RED appliance is located, e.g.
"Office Munich".
Client Type: Select RED 10 or RED 50 from the drop-down list, depending on the type
of RED appliance you want to connect.
Note – The RED 50 appliance has an LCD display. It can be used to show you important information about the device. With the Left button you can enter the menu. Navigate with the Up and Down button and enter with the Right button. Please see the
Operating Instructions for further information.
RED ID: Enter the ID of the RED appliance you are configuring. This ID can be found on
the back of the RED appliance and on its packaging.
Tunnel ID: By default, Automatic is selected. Tunnels will be numbered consecutively. In
case you have conflicting IDs, select another ID from the drop-down list.
Unlock Code (optional): For the first deployment of a RED appliance, leave this box
empty. In case the RED appliance you are configuring has been deployed before, you
need to provide its unlock code. The unlock code is generated during the deployment of a
RED appliance, and is emailed instantly to the address provided on the Global Settings
tab. This is a security feature, which ensures that a RED appliance cannot simply be
removed and installed elsewhere.
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Note – For manual deployment via USB stick and automatic deployment via RED Provisioning Service (see below), two separate unlock codes are generated. If you switch a
RED device from one deployment method to the other, make sure to use the corresponding unlock code: For manual deployment, provide the unlock code of the last
manual deployment; for automatic deployment, provide the unlock code of the last automatic deployment.
If you are not in the possession of the unlock code, the only way to unlock the RED appliance is to contact the Sophos Support. The Support however can only help you if you
deployed the configuration automatically, via the Sophos RED Provisioning Service.
Tip – The unlock code can also be found in the backup file of the UTM the RED was
connected to in case that the backup contains host-specific data.
UTM Hostname: You need to enter a public IP address or hostname where the UTM is
accessible.
2nd UTM Hostname: For RED 50 appliances, you can enter another public IP address
or hostname of the same UTM. Note that you cannot enter the IP or hostname of a different UTM.
Use 2nd hostname for (only with RED 50, see images below): You can configure what
the second hostname should be used for.
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Failover: Select to only use the second hostname in case the first hostname fails.
Balancing: Select to activate active load balancing between both hostnames.
This makes sense if both uplinks the first and the second hostname correlate to,
are equal in latency and throughput.
Uplink mode/2nd Uplink mode: You can define how the RED appliance receives an
IP address, which can be either via DHCP or by directly assigning a static IP address. For
RED 50 appliances you define the uplink mode for each RED uplink Ethernet port separately.
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DHCP Client: The RED pulls an IP address from a DHCP server.
Static Address: Enter an IPv4 address, a corresponding netmask, a default gateway and a DNS server.
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Note – There is no one-to-one association between UTM hostname and RED uplink
Ethernet port. Each RED port will try to connect to each defined UTM hostname.
Use 2nd uplink for (only with RED 50, see images below): You can configure what the
second uplink should be used for.
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Failover: Select to only use the second uplink in case the first uplink fails.
Balancing: Select to activate active load balancing between both uplinks. This
makes sense if both uplinks on the RED 50 appliance are equal in latency and
throughput.
Operation mode: You can define how the remote network will be integrated into your
local network.
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Standard/Unified: The UTM completely controls the network traffic of the
remote network. Additionally, it serves as DHCP server and as default gateway. All
remote network traffic will be routed through the UTM.
Standard/Split: The UTM completely controls the network traffic of the remote
network. Additionally, it serves as DHCP server and as default gateway. In contrast to the Unified mode, only certain traffic will be routed through the UTM.
Define local networks in the Split Networks box below which can be accessed by
remote clients.
Note – VLAN tagged frames cannot be handled with this operation mode. If you
use a VLAN behind your RED appliance, use the Standard operation mode
instead.
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Transparent/Split: The UTM does not control the network traffic of the remote
network, it does neither serve as DHCP server nor as default gateway. On the contrary, it pulls an IP address from the DHCP server of the remote network to
become a part of that network. However, you can enable access for remote clients
to your local network. For that you need to define Split Networks that are allowed
to be accessed by the remote network. Additionally, you can define one or more
Split Domains to be accessible. If your local domains are not publicly resolvable,
you need to define a Split DNS Server, which can be queried by remote clients.
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Note – VLAN tagged frames cannot be handled with this operation mode. If you
use a VLAN behind your RED appliance, use the Standard operation mode
instead.
You can find examples for all the operation modes on the Deployment Helper tab.
3. For RED 50, optionally make the following switch port configuration settings:
LAN port mode: RED 50 offers four LAN ports that can be configured either as simple
switches or for intelligent VLAN usage. When set to Switch, all traffic will basically be sent
to all ports. When set to VLAN, traffic can be filtered according to the Ethernet frames'
VLAN tag, thus allowing to tunnel more than one network into the RED tunnel.
LAN modes: When using the VLAN switch port configuration, you can configure each
LAN port separately. For each LAN port, the following options are available:
Untagged: Ethernet frames with the VLAN IDs specified in the LAN VID(s) field
below will be sent to this port. The frames are sent without tags, thus the end
devices do not have to support VLAN. This port allows just one VLAN ID.
Figure 25 LAN mode: Untagged
Untagged, drop tagged: Ethernet frames with the VLAN IDs specified in the
LAN VID(s) field below will not be sent to this port. The frames are sent without
tags, thus the end devices do not have to support VLAN.
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Figure 26 LAN mode: Untagged, drop tagged
Tagged: Ethernet frames with the VLAN IDs specified in the LAN VID(s) field
below will be sent to this port. The frames are sent with tags, and the end devices
have to support VLAN. Frames without VLAN IDs will not be sent to this port. This
port allows up to 64 different VLAN ID(s) separated by comma.
Figure 27 LAN mode: Tagged
Disabled: This Port is closed. No frames with or without VLAN IDs specified in the
LAN VID(s) will be sent to this port.
Figure 28 LAN mode: Disabled
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Note – The LAN modes have different names in the Cisco/HP documentation.
Untagged also known as 'Hybrid Port', Untagged, drop tagged also known as 'Access
Port' and Tagged also known as 'Trunk Port'.
Comment (optional): Add a description or other information.
Cross Reference – Find more information about VLAN tagging for RED 50 in the
Sophos Knowledgebase and more information about tunnel compression also in the
Sophos Knowledgebase.
4. Optionally, make the following advanced settings:
MAC filtering type: To restrict the MAC addresses allowed to connect to this RED appliance, select Blacklist or Whitelist. With Blacklist, all MAC addresses are allowed except
those listed on the MAC address list selected below. With Whitelist, all MAC addresses
are prohibited except those listed on the MAC address list selected below.
MAC addresses: The list of MAC addresses used to restrict access to the RED
appliance. MAC address lists can be created on the Definitions & Users > Network
Definitions > MAC Address Definitions tab. Note that for RED 10, a maximum of
200 MAC addresses is allowed, whereas for RED 50, the list may contain up to
400 MAC addresses.
Note – MAC filtering only works for RED rev. 2 or newer.
Device deployment: Select how you want to provide the necessary configuration settings for the RED. By default, the UTM provides the RED's configuration data automatically via Sophos' RED Provisioning Service. In this case, the RED appliance receives
its configuration via Internet. If for example your RED does not have an Internet connection, you can provide the configuration manually, via USB stick. If you deploy a RED
device manually, you have to ensure that UTM is acting as NTP server. Therefore activate NTP on the UTMand allow the correct network or at least the IP address of the RED.
Note – Sophos UTM version 9.2 or older: After you deployed a RED manually you
need to deploy it once using the RED Provisioning Service (automatically) before you
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can deploy it manually again. Manual device deployment only works for RED appliances with firmware version 9.1 or newer.
Caution – If you select manual deployment, it is extremely important to keep the unlock
code, which is sent by email. If you lose the unlock code, you can never again connect
the RED appliance to another UTM.
Data compression: Enabling data compression will compress all traffic that is sent
through the RED tunnel. Data compression might increase the throughput of the RED
appliance in areas with a very slow Internet connection such as 1-2 Mbps. However, any
performance increase mainly depends on the entropy of the data being sent (for
example, already compressed data such as HTTPS or SSH cannot be compressed any
further). In some circumstances it might therefore be possible that enabling data compression could actually reduce the throughput of the RED appliance. In that case, please
disable data compression.
Note – Data compression is not available for RED 10 rev.1.
3G/UMTS failover: Starting with RED rev. 2, the RED appliance offers a USB port,
where you can plug in a 3G/UMTS USB stick. If selected, this stick can serve as Internet
uplink failover in case of a WAN interface failure. For the necessary settings please refer
to your Internet provider's data sheet.
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Username/Password (optional): If required, enter a username and password for
the mobile network.
PIN (optional): Enter the PIN of the SIM card if a PIN is configured.
Note – If you enter a wrong PIN, in case of a WAN interface failure, the connection via 3G/UMTS cannot be established. Instead, the 3G/UMTS failover
checkbox of the RED appliance will automatically be unselected. Thus, the
wrong PIN will only be used once. When the WAN interface comes up again, a
warning will be displayed for the RED appliance: A wrong PIN was entered for
3G/UMTS failover uplink. Please change the login data. When you open the Edit
RED dialog box, a message is displayed which tells you that the 3G/UMTS failover was automatically unselected. Correct the PIN before selecting the
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checkbox again. Please note that after three connection attempts with a wrong
PIN, the SIM card will be locked. Unlocking cannot be done via the RED appliance or the UTM. The signal strength for the most supported 3G/UMTS USB
Sticks is displayed in the Live Log and the RED 50 LCD display.
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Mobile network: Select the mobile network type, which is either GSM or CDMA.
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APN: Enter your provider's Access Point Name information.
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Dial string (optional): If your provider uses a different dial string, enter it here.
Default is *99#.
Note – You always have to make the following configurations manually: 1) Creating the
necessary firewall rules (Network Protection > Firewall > Rules). 2) Creating the necessary masquerading rules (Network Protection > NAT > Masquerading).
5. Click Save.
The RED appliance is being created and appears on the RED list.
With automatic device deployment, as soon as the RED has booted, it will fetch its configuration
at the Sophos RED Provisioning Service (RPS). After that the connection between your UTM
and the RED appliance is going to be established.
With manual device deployment, the new entry in the RED list will have a Download button.
Download the configuration file and save it to the root directory of a USB stick. Then plug the
USB stick into the RED appliance before turning it on. The RED will fetch its configuration from
the USB stick. After that the connection between your UTM and the RED appliance is going to
be established.
Caution – It is crucial that you keep the unlock code, which is emailed instantly to the address
provided on the Global Settings tab as soon as the RED appliance receives its configuration.
(In case of switching between manual and automatic deployment, make sure to keep both
unlock codes.) You need the unlock code when you want to use the RED appliance with
another UTM. If you then do not have the unlock code ready, the only way to unlock the RED
appliance is to contact the Sophos Support. The Support however can only help you if you
deployed the configuration automatically, via the Sophos RED Provisioning Service.
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To edit a RED appliance, click the corresponding button. You can see the appliance status of all
configured RED appliances on the RED overview page of WebAdmin.
The following images give an overview of the four balancing/failover combinations RED 50
provides. Solid lines reflect balancing, dotted lines failover behavior:
Figure 29 RED 50: Hostname and Uplink Balancing (turquoise) and Hostname and Uplink
Failover (red)
Figure 30 RED 50: Hostname Balancing and Uplink Failover (green) and Hostname Failover
and Uplink Balancing (blue)
General information about RED 50 balancing
The balancing algorithm selects an outgoing link based on source and destination IP address. It
does not balance on a per packet basis. The reason is that TCP performance suffers severely
when packets are reordered due to different paths in a single TCP connection.
This means that any transmission with the same source and destination IP address will always
take the same interface combination. For example, outgoing packets always on WAN 1 to uplink
1 on UTM, incoming packets always from uplink 2 on UTM to WAN 1. When a client behind a
RED 50 downloads a large file, all incoming packets will be transmitted via one interface only.
When a client downloads simultaneous two files from two different servers the incoming packets
will be transmitted via either one interface or both interfaces depending on the IP addresses.
Here are the balancing setups:
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RED 50 with balancing, UTM with one uplink
To configure a RED 50 balancing on the UTM with one uplink, do the following:
1. Enter the UTM hostname (DNS name or IPv4 address).
2. Configure the first and the second uplink for balancing.
Note – Do not enter the same IP or name twice.
RED 50 with balancing, UTM with two uplinks in balancing
mode
To configure a RED 50 balancing on the UTM with two uplinks in balancing mode, do the following:
1. Enter two different hostnames (DNS names or IPv4 addresses) for the UTM.
2. Configure the first and the second uplink for balancing.
3. Make sure UTM uplink balancing is enabled for the two hostnames and IP addresses in
Interfaces & Routing > Interfaces > Uplink Balancing.
RED 50 with one uplink, UTM with two uplinks in balancing
mode
To configure a RED 50 with one uplink on the UTM with two uplinks in balancing mode, do the
following:
1. Enter two different hostnames (DNS names or IPv4 addresses) for the UTM.
2. Make sure UTM uplink balancing is enabled for the two hostnames and IP addresses in
Interfaces & Routing > Interfaces > Uplink Balancing.
Note – If uplink balancing is not enabled the dmesg error message 'IPv4: martian source...'
will be shown on UTM.
Deleting a RED Appliance
To delete a RED appliance, click the Delete button next to the appliance name.
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There will be a warning that the RED object has dependencies. Be aware that deleting a RED
appliance will not delete associated interfaces and their dependencies. This is intentional, since
it enables you to move an interface from one RED appliance to another.
If you want to remove a RED appliance setup completely, you need to delete potential interface
and other definitions manually.
14.4 Deployment Helper
The RED Management > Deployment Helper tab provides a wizard that facilitates setting up
and integrating a RED environment. The wizard is meant to be a simple alternative to the normal configuration on the Client Management tab. You only need to fill in the requested fields, if
needed also fields marked optional, and to click Deploy RED.
The [Server] tag in front of the page name indicates that this page only needs configuration if
the UTM should act as server (RED hub).
Note – For your convenience, with Standard and Standard/Split mode, in contrast to the Client Management tab, the deployment helper automatically creates the following objects: a
local interface with the specified IP address; a DHCP server for the remote network, covering
half of the available IP address range; access to the local DNS resolver. In Transparent/Split
mode, the deployment helper only creates a DHCP client (Ethernet DHCP) interface.
The deployment helper provides short descriptions for every option and a sketch for each of the
three operation modes offered by the RED technology.
Below you find a description and use case examples for the three operation modes of RED.
Standard/Unified
The UTM manages the whole remote network. It acts as DHCP server and as default gateway.
Example: You have a branch office and, for security reasons, you want all its traffic to be routed
via your headquarter UTM. That way the remote site becomes a part of your local network as if
it were connected via LAN.
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Standard/Split
Note – VLAN tagged frames cannot be handled with this operation mode. If you use a VLAN
behind your RED appliance, use the Standard operation mode instead.
As with the Standard mode, the UTM manages the whole remote network. It acts as DHCP
server and as default gateway. The difference is that only traffic targeted to networks listed in
the Split Networks box is redirected to your local UTM. All traffic not targeted to the defined split
networks is directly routed to the Internet.
Example: You have a branch office and you want it to have access to your local intranet or you
want to route traffic of the remote network via your UTM for security reasons, e.g. to have the
traffic checked for viruses or to use an HTTP proxy.
Transparent/Split
Note – VLAN tagged frames cannot be handled with this operation mode. If you use a VLAN
behind your RED appliance, use the Standard operation mode instead.
The remote network stays independent, the UTM is a part of this network by getting an IP
address from the remote DHCP server. Only certain traffic of the remote network is allowed to
access certain networks or local domains of yours. Since the UTM has no control of the remote
network, local domains, which are not publicly resolvable, cannot be resolved by the remote
router unless you define a Split DNS Server. This is a local DNS server of yours which can then
be queried by remote clients.
Technically, the local interface of the RED appliance and its uplink interface to your local UTM as
well as its link to the remote router are bridged. (For RED 50 appliances, LAN ports are bridged
only to WAN 1.) Since the UTM is only a client of the remote network, routing traffic to the split
networks the same way as with the other modes is not possible. Therefore, the RED appliance
intercepts all traffic: Traffic targeting to a network listed in the Split Networks box or going to a
domain listed in the Split Domains box is redirected to the UTM interface. This is accomplished
by replacing the default gateway's MAC address in the respective data packets with the UTM's
MAC address.
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14.5 Tunnel Management
Example: There is a partner or a service provider who should have access to your intranet or a
certain server in your local network. Using a RED appliance, that partner's network will stay completely independent of your network, but they can access a defined part of your network for certain purposes, as if they were connected via LAN.
Note – Using the deployment helper, the uplink mode of the RED appliance is DHCP Client in
either operation mode. If you need to assign it a static IP address instead, you need to configure the RED appliance on the Client Management tab.
14.5 Tunnel Management
On the RED Management > Tunnel Management page you can configure your UTM to act as a
RED appliance to be able to establish a RED tunnel to another UTM. The remote host UTM will
then serve as RED hub for your UTM.
The [Client] tag in front of the page name indicates that this page only needs configuration if the
UTM should act as RED client.
To connect your UTM to the host UTM you need a provisioning file. This file needs to be generated on the host UTM (see Client Management).
To connect your UTM to the host UTM, proceed as follows:
1. On the host UTM, add your local UTM to the Client Management list.
2. On the host UTM, download the provisioning file for your UTM.
3. On your local UTM, click Add Tunnel.
The Add Tunnel dialog box opens.
4. Make the following settings:
Tunnel Name: Enter a descriptive name for this tunnel.
UTM Host: Select the remote UTM host.
Prov. File: Click the Folder icon, select the provisioning file you want to upload, and click
Start Upload.
Comment (optional): Add a description or other information.
5. Click Save.
The RED tunnel will be established and displayed on the Tunnel Management list.
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This chapter describes how to configure site-to-site VPN settings of Sophos UTM. Site-to-site
VPNs in Sophos UTM are realized by means of Virtual Private Networks (VPNs), which are a
cost effective and secure way for remote networks to communicate confidentially with each
other over a public network such as the Internet. They use the cryptographic tunneling protocol
IPsec to provide confidentiality and privacy of the data transmitted over them.
Cross Reference – More information on how to configure site-to-site VPN connections can
be found in the Sophos Knowledgebase.
The following topics are included in this chapter:
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Amazon VPC
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IPsec
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SSL
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Certificate Management
The Site-to-site VPN overview page in WebAdmin shows all configured Amazon VPC, IPsec,
and SSL connections and their current status. The state of each connection is reported by the
color of its status icons. There are two types of status icons. The larger ones next to the connection name inform about the overall status of a connection. The different colors mean:
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Green – All SAs (Security Association) have been established. Connection is fully functional.
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Yellow – Not all SAs have been established. Connection is partly functional.
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Red – No SAs have been established. Connection is not functional.
The smaller ones next to the tunnel information report the status for that tunnel. Here the colors
mean:
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Green – All SAs have been established. Tunnel is fully functional.
Yellow – IPsec SA has been established, ISAKMP SA (Internet Security Association and
Key Management Protocol) is down. Tunnel is fully functional.
Red – No SAs have been established. Connection is not functional.
15.1 Amazon VPC
15 Site-to-site VPN
15.1 Amazon VPC
Amazon Virtual Private Cloud (VPC) is a commercial cloud computing service. A user can create virtual private clouds, which can subsequently be connected to a local network and centrally
managed over IPsec tunnels.
You can connect your Amazon VPC to your Sophos UTM if the UTM has a static public
IP address. The entire configuration of the VPN connections has to be done in the Amazon
environment. Afterwards you just import the connection data using your Amazon access data or
a configuration file.
15.1.1 Status
The Site-to-site VPN > Amazon VPC > Status page shows a list of all connections to your
Amazon VPCs.
Here you can enable and disable the connections.
To enable connections to Amazon VPC, proceed as follows:
1. On the Setup page, import at least one VPC connection.
2. On the Status page, enable Amazon VPC.
Click the toggle switch.
The toggle switch turns green and the imported VPC connections are displayed.
3. Enable the desired connection.
Click the toggle switch of the connection you want to enable.
The toggle switch turns green and the two tunnels of the VPC connection are displayed.
Note – Each connection consists of two tunnels for redundancy reasons: an active and
a backup tunnel. Active tunnels can be identified by having a netmask at the end of their
BGP line. The status icons of the tunnels are displayed for control purposes only—you
cannot enable or disable a single tunnel.
To disable all Amazon VPC connections click the topmost toggle switch. To disable a single connection click the toggle switch of the respective connection.
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15.1 Amazon VPC
To close a connection and delete it from the list, click the red Delete icon of the respective connection.
Note – As the connections are configured on Amazon VPC's side, you can re-import a
deleted connection into Sophos UTM with the same data as before.
More information about Amazon VPC can be found in the Amazon User Guide.
15.1.2 Setup
On the Site-to-site VPN > Amazon VPC > Setup page you add connections to your Amazon Virtual Private Cloud (VPC). You can either import all connections configured with one Amazon
Web Service (AWS) account and using the IP address of your Sophos UTM as Customer
Gateway (Amazon term for your endpoint of a VPC VPN connection). Or you add connections
one by one using the configuration file which you can download from Amazon.
Imp o r t Via Ama z o n C r e d e n tia ls
You can import all connections configured with one AWS account and using the IP address of
your Sophos UTM as Customer Gateway, at once. Just enter the AWS credentials you have
been given when you created your Amazon Web Service account.
Note – All existing connections listed in the Status tab will be deleted during the import.
To import connections, proceed as follows:
1. Make the following settings:
Access Key: Enter the Amazon Access Key ID. It is a 20-character, alphanumeric
sequence.
Secret Key: Enter the Secret Access Key. It is a 40-character sequence.
2. Click Apply.
The connections are imported and subsequently displayed on the Status page.
Imp o r t Via Ama z o n C o n fig u r a tio n
To add a single connection to the existing list of connections you have to upload the configuration file of the respective connection.
To import a single connection, proceed as follows:
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1. Download the configuration file of your Amazon VPC connection.
In Amazon's download dialog make sure to select Sophos from the Vendor drop-down
list.
2. Open the Upload file dialog window.
Click the Folder icon next to the VPC Config File box.
3. Select the configuration file and upload it.
To upload the selected file click the button Start Upload.
The filename is displayed in the VPC Config File box.
4. If you use static routing, enter the remote network.
The remote network is not part of the configuration file. Therefore you need to enter it
separately into the Remote network field, e.g. 10.0.0.0/8. This field is only important if you
have configured the use of static routing instead of dynamic routing in Amazon VPC.
5. Click Apply.
The connection is imported and subsequently displayed on the Status page.
R o u te Pr o p a g a tio n
You can configure networks which are being pushed in route propagation enabled routing
tables in the Amazon VPC.
To select local networks, proceed as follows:
1. Add local networks.
Add or select a local network that should be pushed in route propagation. How to add a
definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
2. Click Apply.
The route propagation networks are applied.
15.2 IPsec
IP Security (IPsec) is a standard for securing Internet Protocol (IP) communications by encrypting and/or authenticating all IP packets.
The IPsec standard defines two service modes and two protocols:
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15.2 IPsec
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Transport mode
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Tunnel mode
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Authentication Header (AH) authentication protocol
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Encapsulated Security Payload (ESP) encryption (and authentication) protocol
IPsec also offers methods for manual and automatic management of Security Associations
(SAs) as well as key distribution. These characteristics are consolidated in a Domain of Interpretation (DOI).
IPsec Modes
IPsec can work in either transport mode or tunnel mode. In principle, a host-to-host connection
can use either mode. If, however, one of the endpoints is a security gateway, the tunnel mode
must be used. The IPsec VPN connections on this UTM always use the tunnel mode.
In transport mode, the original IP packet is not encapsulated in another packet. The original IP
header is retained, and the rest of the packet is sent either in clear text (AH) or encrypted
(ESP). Either the complete packet can be authenticated with AH, or the payload can be encrypted and authenticated using ESP. In both cases, the original header is sent over the WAN in
clear text.
In tunnel mode, the complete packet—header and payload—is encapsulated in a new IP
packet. An IP header is added to the IP packet, with the destination address set to the receiving
tunnel endpoint. The IP addresses of the encapsulated packets remain unchanged. The original packet is then authenticated with AH or encrypted and authenticated using ESP.
IPsec Protocols
IPsec uses two protocols to communicate securely on the IP level.
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Authentication Header (AH): A protocol for the authentication of packet senders and
for ensuring the integrity of packet data.
Encapsulating Security Payload (ESP): A protocol for encrypting the entire packet
and for the authentication of its contents.
The Authentication Header protocol (AH) checks the authenticity and integrity of packet data. In
addition, it checks that the sender and receiver IP addresses have not been changed in transmission. Packets are authenticated using a checksum created using a Hash-based Message
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Authentication Code (HMAC) in connection with a key. One of the following hashing algorithms
will be used:
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Message Digest Version 5 (MD5): This algorithm generates a 128-bit checksum from
a message of any size. This checksum is like a fingerprint of the message, and will change
if the message is altered. This hash value is sometimes also called a digital signature or a
message digest.
The Secure Hash (SHA-1): This algorithm generates a hash similar to that of MD5,
though the SHA-1 hash is 160 bits long. SHA-1 is more secure than MD5, due to its
longer key.
Compared to MD5, an SHA-1 hash is somewhat harder to compute, and requires more CPU
time to generate. The computation speed depends, of course, on the processor speed and the
number of IPsec VPN connections in use at the Sophos UTM.
In addition to encryption, the Encapsulated Security Payload protocol (ESP) offers the ability to
authenticate senders and verify packet contents. If ESP is used in tunnel mode, the complete IP
packet (header and payload) is encrypted. New, unencrypted IP and ESP headers are added
to the encapsulating packet: The new IP header contains the address of the receiving gateway
and the address of the sending gateway. These IP addresses are those of the VPN tunnel.
For ESP with encryption normally the following algorithms are used:
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Triple Data Encryption Standard (3DES)
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Advanced Encryption Standard (AES)
Of these, AES offers the highest standard of security. The effective key lengths that can be used
with AES are 128, 192 and 256 bits. Sophos UTM supports a number of encryption algorithms.
Either the MD5 or SHA-1 algorithms can be used for authentication.
NAT Traversal (NAT-T)
NAT traversal is a technology for establishing connections between hosts in TCP/IP networks
which use NAT devices. This is achieved by using UDP encapsulation of the ESP packets to
establish IPsec tunnels through NAT devices. UDP encapsulation is only used if NAT is detected
between the IPsec peers; otherwise normal ESP packets will be used.
With NAT traversal you are able to place the gateway or a road warrior behind a NAT router
and still establish an IPsec tunnel. Both IPsec peers must support NAT traversal if you want to
use this feature, which is automatically negotiated. Make sure that the NAT device has IPsecpassthrough turned off, because this could impair the use of NAT traversal.
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15.2 IPsec
If road warriors want to use NAT traversal, their corresponding user object in WebAdmin must
have a static remote access IP address (RAS address) set (see also Use Static Remote Access
IP on the Users page in WebAdmin).
By default, a NAT traversal keep-alive signal is sent at intervals of 60 seconds to prevent an
established tunnel from expiring when no data is transmitted. The keep-alive messages are
sent to ensure that the NAT router keeps the state information associated with the session so
that the tunnel stays open.
TOS
Type of Service bits (TOS bits) are several four-bit flags in the IP header. These bits are
referred to as Type of Service bits because they allow the transferring application to tell the network which type of service quality is necessary.
With the IPsec implementation of Sophos UTM the TOS value is always copied.
15.2.1 Connections
On the Site-to-site VPN > IPsec > Connections tab you can create and edit IPsec connections.
To create an IPsec connection, proceed as follows:
1. On the Connections tab, click New IPsec Connection.
The Add IPsec Connection dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this connection.
Remote gateway: Select a remote gateway definition. Remote gateways are configured on the Site-to-site VPN > IPsec > Remote Gateways tab.
Local interface: Select the name of the interface which is used as the local endpoint of
the IPsec tunnel.
Policy: Select the IPsec policy for this IPsec connection. IPsec policies can be defined on
the Site-to-site VPN > IPsec > Policies tab.
Local networks: Select or add the local networks that should be reachable through the
VPN tunnel. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page.
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Automatic firewall rules: By selecting this option you can automatically add firewall
rules that allow traffic for this connection. The rules are added as soon as the connection
is enabled, and they are removed when the connection is disabled. If you want to use a
stricter IPsec connection, disable Automatic firewall rules and use IPsec objects in the firewall rule set instead.
Strict routing: If strict routing is enabled, VPN routing is done according to source and
destination IP address (instead of only destination IP address). In this case, only those
packets exactly matching the VPN tunnel definition are routed into the VPN tunnel. As a
consequence, you cannot use SNAT to add networks or hosts to the VPN tunnel, that are
originally not part of the tunnel definition. On the other hand, without strict routing, you
cannot have a mixed unencrypted/encrypted setup to the same network from different
source addresses.
Bind tunnel to local interface: By default, the option is unselected and all traffic originating from the selected local networks and going to the defined remote networks will
always be sent through this IPsec tunnel. It is not possible to have multiple identical tunnels on different interfaces because the selector would always be the same. However, if
enabled, the defined IPsec selector will be bound to the selected local interface. Thus it is
possible to either bypass IPsec policies with static routes or define redundant IPsec tunnels over different uplinks and use multipath rules to balance traffic over the available
interfaces and their IPsec tunnels. Use cases for this setting are for example:
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Bypass IPsec policies for local hosts which belong to the remote network through
static routes.
Balance traffic based on layer 3 and layer 4 with multipath rules over multiple IPsec
tunnels or MPLS links with automatic failover.
Note – This option cannot be used in combination with an interface group.
Comment (optional): Add a description or other information.
3. Click Save.
The new connection appears on the IPsec Connections list.
To either edit or delete a connection, click the corresponding buttons.
Open Live Log: The IPsec VPN live log displays monitoring information about established
IPsec connection. Click the button to open the live log in a new window.
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15.2.2 Remote Gateways
On the Site-to-site VPN > IPsec > Remote Gateways tab you can define the remote gateways
for your site-to-site VPN tunnels. These remote network definitions will become available when
creating IPsec connections on the IPsec > Connections tab.
To add a remote gateway, proceed as follows:
1. On the Remote Gateways tab, click New Remote Gateway.
The Add Remote Gateway dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this remote gateway.
Gateway type: Select the type of the gateway. The following types are available:
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Initiate connection: Select if the remote endpoint has a static IP address so that
a connection to the remote gateway can be initiated by the gateway. If selected,
specify the remote gateway in the Gateway box. Note that you can also select this
option if the remote gateway is resolved through DynDNS.
Respond only: Select if the IP address of the remote endpoint is unknown or cannot be resolved through DynDNS. The gateway is not able to initiate a connection
to the remote gateway but waits for incoming connections to which it only needs to
respond.
Authentication type: Select the authentication type for this remote gateway definition.
The following types are available:
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Preshared key: Authentication with Preshared Keys (PSK) uses secret passwords as keys. These passwords must be distributed to the endpoints before
establishing the connection. When a new VPN tunnel is established, each side
checks that the other knows the secret password. The security of PSKs depends
on the quality of the passwords used: common words and phrases are subject to
dictionary attacks. Permanent or long-term IPsec connections should use certificates instead.
RSA key: Authentication using RSA keys is much more sophisticated. In this
scheme, each side of the connection generates a key pair consisting of a public key
and a private key. The private key is necessary for the encryption and authentication during the key exchange. Both endpoints of an IPsecVPN connection using
this authentication method need their own key pair. Copy the public RSA key of the
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remote unit (Site-to-site VPN > IPsec > Local RSA Key) into the Public Key box of
the local unit and vice versa. In addition, enter the VPN ID types and VPN identifiers that correspond to the respective RSA keys.
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Local X.509 certificate: Similarly, the X.509 certificate authentication scheme
uses public keys and private keys. An X.509 certificate contains the public key
together with information identifying the owner of the key. Such certificates are
signed and issued by a trusted Certificate Authority (CA). During the key exchange
process, the certificates are exchanged and authenticated using a locally stored
CA certificate. Select this authentication type if the X.509 certificate of the remote
gateway is locally stored on the unit.
Remote X.509 certificate: Select this authentication type if the X.509 certificate
of the remote gateway is not locally stored on the unit. You must then select the
VPN ID type and VPN identifier of the certificate being used on the remote unit,
that is, the certificate which is selected in the Local X.509 Certificate area of the
Site-to-site VPN > IPsec > Advanced tab.
VPN ID type: Depending on the authentication type you must select a VPN ID type and
VPN identifier. The VPN identifier entered here must match the values configured on the
remote site. Suppose you are using two UTM appliances for establishing a site-to-site
VPN tunnel. If you select RSA Key as authentication type on the local unit, the VPN ID
type and the VPN identifier must match what is configured on the Site-to-site VPN >
IPsec > Local RSA Key tab on the remote unit. You can select among the following VPN
ID types:
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IP address
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Hostname
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Email address
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Distinguished name: Only available with Remote X.509 Certificate authentication.
Any: Default with Respond Only gateway type.
Remote networks: Select the remote networks that should be reachable via the remote
gateway.
Comment (optional): Add a description or other information.
3. Make advanced settings if necessary.
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The following advanced settings should only be made when you know what their impact
is:
Support path MTU discovery: PMTU (Path Maximum Transmission Unit) refers to
the size of data packets transmitted. It is usually preferable that IP data packets be of the
largest size that does not require fragmentation anywhere along the path from the
source to the destination. If any of the data packets are too large to be forwarded without
fragmentation by some router along the path, that router will discard them and return
ICMP Destination Unreachable messages with a code meaning "fragmentation needed
and DF set". Upon receipt of such a message, the source host reduces its assumed
PMTU for the path.
If you enable this option, UTM enables PMTU if it is enabled on the server side.
Support congestion signaling (ECN): ECN (Explicit Congestion Notification) is an
extension to the Internet Protocol and allows end-to-end notifications of network congestion without dropping packets. Select this option if you want to copy ECN information
from the original IP packet header into the IPsec packet header. Note that the remote
endpoint must support it as well as the underlying network and involved routers.
Enable XAUTH client mode: XAUTH is an extension of IPsec IKE to authenticate
users via username and password at a VPN gateway. To use XAUTH for authentication
with this remote gateway, select the option and provide username and password (twice)
as required by the remote gateway.
4. Click Save.
The gateway definition appears on the Remote Gateways list.
To either edit or delete a remote gateway definition, click the corresponding buttons.
15.2.3 Policies
On the IPsec > Policies tab you can customize parameters for IPsec connections and unite them
into a policy. An IPsec policy defines IKE (Internet Key Exchange) and IPsec proposal parameters of an IPsec connection. Note that each IPsec connection needs an IPsec policy.
Note – Sophos UTM only supports the main mode in IKE phase 1. The aggressive mode is
not supported.
To create an IPsec policy, proceed as follows:
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1. On the Policy tab, click New IPsec Policy.
The Add IPsec Policy dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this policy.
IKE encryption algorithm: The encryption algorithm specifies the algorithm used for
encrypting the IKE messages. Supported algorithms are:
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DES (56 bit)
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3DES (168 bit)
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AES 128 (128 bit)
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AES 192 (192 bit)
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AES 256 (256 bit)
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Blowfish (128 bit)
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Twofish (128 bit)
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Serpent (128 bit)
Security Note – We strongly recommend against using DES, as it is a weak algorithm,
and therefore represents a potential vulnerability.
IKE authentication algorithm: The authentication algorithm specifies the algorithm
used for integrity checking of the IKE messages. Supported algorithms are:
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MD5 (128 bit)
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SHA1 (160 bit)
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SHA2 256 (256 bit)
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SHA2 384 (384 bit)
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SHA2 512 (512 bit)
IKE SA lifetime: This value specifies the timeframe in seconds for which the IKE SA
(security association) is valid and when the next rekeying should take place. Valid values
are between 60 sec and 28800 sec (8 hrs). The default value is 7800 seconds.
IKE DH group: When negotiating a connection, the communicating parties also settle
the actual keys used to encrypt the data. In order to generate a session key, IKE uses the
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Diffie-Hellman (DH) algorithm, which utilizes random data. The random data generation
is based on pool bits. The IKE group basically tells the number of pool bits. The more pool
bits, the larger the random numbers. The larger the numbers, the harder it is to crack the
Diffie-Hellman algorithm. As a consequence, more pool bits mean more security but also
the consumption of more CPU resources. Currently, the following Diffie-Hellman groups
are supported:
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Group 1: MODP 768
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Group 2: MODP 1024
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Group 5: MODP 1536
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Group 14: MODP 2048
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Group 15: MODP 3072
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Group 16: MODP 4096
Security Note – Group 1 (MODP 768) is considered weak and only supported for
interoperability reasons. We strongly recommend against using it, as it represents a
potential vulnerability.
IPsec encryption algorithm: The same encryption algorithms as for IKE. Additionally
there are the following entries:
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No encryption (null)
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AES 128 CTR (128 bit)
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AES 192 CTR (192 bit)
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AES 256 CTR (256 bit)
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AES 128 GCM (96 bit)
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AES 192 GCM (96 bit)
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AES 256 GCM (96 bit)
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AES 128 GCM (128 bit)
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AES 192 GCM (128 bit)
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AES 256 GCM (128 bit)
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Security Note – We strongly recommend against using no encryption or DES, as this
represents a potential vulnerability.
IPsec authentication algorithm: The same authentication algorithms as for IKE. Additionally there are the following algorithms:
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SHA2 256 (96 bit)
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SHA2 384 (96 bit)
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SHA2 512 (96 bit)
Those are available for compliance with tunnel endpoints not adhering to RFC 4868, for
example UTM (i.e., ASG) versions older than V8, and therefore do not support truncated
checksums longer than 96 bit.
IPsec SA lifetime: This value specifies the timeframe in seconds for which the IPsec SA
is valid and when the next rekeying should take place. Valid values are between 60 sec
and 86400 sec (1 day). The default value is 3600 seconds.
IPsec PFS group: Perfect Forward Secrecy (PFS) refers to the notion that if a session
key is compromised, it will permit access only to data of this specific session. In order for
PFS to exist, the key used to protect the IPsec SA must not be derived from random keying material used to get the keys for the IKE SA. Therefore, PFS initiates a second DiffieHellman key exchange proposing the selected DH group for the IPsec connection to get
a new randomly generated key. Supported Diffie-Hellman groups are the same as for
IKE.
Enabling PFS is considered to be more secure, but it takes also more time for the
exchange. It is not recommended to use PFS on slow hardware.
Note – PFS is not fully interoperable with all vendors. If you notice problems during the
negotiation, you might consider disabling PFS.
Strict policy: If an IPsec gateway makes a proposition with respect to an encryption
algorithm and to the strength, it might happen that the gateway of the receiver accepts
this proposition, even though the IPsec policy does not correspond to it. If you select this
option and the remote endpoint does not agree on using exactly the parameters you specified, the IPsec connection will not be established. Suppose the IPsec policy of your UTM
requires AES-256 encryption, whereas, for example, a road warrior with SSH Sentinel
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wants to connect with AES-128; with the strict policy option enabled, the connection
would be rejected.
Note – The compression setting will not be enforced via Strict policy.
Compression: This option specifies whether IP packets should be compressed by
means of the IP Payload Compression Protocol (IPComp) prior to encryption. IPComp
reduces the size of IP packets by compressing them to increase the overall communication performance between a pair of communicating hosts or gateways. Compression is turned off by default.
Comment (optional): Add a description or other information.
3. Click Save.
The new policy appears on the Policies list.
To either edit or delete a policy, click the corresponding buttons.
15.2.4 Local RSA Key
With RSA authentication, RSA keys are used for authentication of the VPN endpoints. The public keys of the endpoints are exchanged manually before the connection is established. If you
want to use this authentication type, you have to define a VPN identifier and create a local RSA
key. The public RSA key of the gateway must be made available to remote IPsec devices that
use IPsec RSA authentication with Sophos UTM.
C u r r e n t L o ca l Pu b lic R SA Ke y
Displayed is the public portion of the currently installed local RSA key pair. Click into the box,
then press CTRL-A and CTRL-C to copy it to the clipboard.
L o c a l R SA Ke y VPN O p tio n s
Select the VPN ID type which best suits your needs. By default, the hostname of the gateway is
taken as the VPN identifier. If you have a static IP address as local VPN endpoint, select IP
address. Alternatively, use an email address as VPN ID for mobile IPsec road warriors.
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Hostname: Default setting; the hostname of the gateway. However, you can enter a different hostname here.
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Email address: By default, this is the email address of the gateway's admin account.
However, you can enter a different email address here.
IP address: The IP address of the external interface of the gateway.
Click Apply to save your settings. Changing the settings does not modify the RSA key.
R e - g e n e r a te L o ca l R SA Ke y
To generate a new RSA key, select the desired key size and click Apply. This will start the key
generation process, which can take from a few minutes up to two hours, according to your selected key length and used hardware. The key size (key length) is a measure of the number of keys
which are possible with a cipher. The length is usually specified in bits. The following key sizes
are supported:
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1024 bits
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2048 bits
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4096 bits
Once the RSA key has been generated, the appropriate public key will be displayed in the Current Local Public RSA Key box. Generating a new RSA key will overwrite the old one.
15.2.5 Advanced
On the Site-to-site VPN > IPsec > Advanced tab you can configure advanced options of IPsec
VPN. Depending on your preferred authentication type, you can define the local certificate (for
X.509 authentication) and the local RSA key (for RSA authentication), among other things.
Note that this should only be done by experienced users.
L o c a l X.5 0 9 C e r tifica te
With X.509 authentication, certificates are used to verify the public keys of the VPN endpoints. If
you want to use this authentication type, you have to select a local certificate from the dropdown list in the Local X.509 Certificate area. The selected key/certificate is then used to authenticate the gateway to remote peers if X.509 authentication is selected.
You can only select certificates where the appropriate private key is present, other certificates
are not available in the drop-down list.
If there is no certificate available for selection, you have to add one in the Certificate Management menu, either by creating a new one or by importing one using the upload function.
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After selecting the certificate, enter the passphrase the private key was protected with. During
the saving process, the passphrase is verified and an error message is displayed if it does not
match the encrypted key.
Once an active key/certificate is selected, it is displayed in the Local X.509 Certificate area.
Pr e s h a r e d Ke y Se ttin g s
Select the VPN ID type which is used by PSK connections. This is useful if your client is behind a
NAT gateway and the peer cannot accept any VPN ID. If the VPN ID is empty, the interface
IP address is taken as the VPN identifier.
For IPsec connections using the respond-only mode you can decide to use different preshared
keys (PSK) for each IPsec connection.
Enable probing of preshared keys: Select the checkbox to enable this option. This will
affect L2TP-over-IPsec, remote access IPsec, and VPN IPsec connections.
D e a d Pe e r D e te c tio n ( D PD )
Use Dead Peer Detection: The dead peer detection option is used for automatically terminating a connection if the remote VPN gateway or client is unreachable. For connections with
static endpoints, the tunnel will be re-negotiated automatically. Connections with dynamic endpoints require the remote side to re-negotiate the tunnel. Usually it is safe to always enable this
option. The IPsec peers automatically determine whether the remote side supports dead peer
detection or not, and will fall back to normal mode if necessary.
N AT Tr a ve r sa l ( N AT- T)
Use NAT Traversal: Select to enable that IPsec traffic can pass upstream systems which use
Network Address Translation (NAT). Additionally, you can define the keepalive interval for NAT
traversal. Click Apply to save your settings.
C R L H a n d lin g
There might be situations in which the provider of a certificate attempts to revoke the confirmation awarded with still valid certificates, for example if it has become known that the
receiver of the certificate fraudulently obtained it by using wrong data (name, etc.) or because
an attacker has got hold of the private key, which is part of the certified public key. For this purpose, so-called Certificate Revocation Lists or CRLs are used. They normally contain the serial
numbers of those certificates of a certifying instance, that have been held invalid and that are still
valid according to their respective periods of validity.
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After the expiration of these periods the certificate will no longer be valid and must therefore not
be maintained in the block list.
Automatic Fetching: This function automatically requests the CRL through the URL defined
in the partner certificate via HTTP, Anonymous FTP or LDAP version 3. On request, the CRL
can be downloaded, saved and updated, once the validity period has expired. If you use this feature but not via port 80 or 443, make sure that you set the firewall rules accordingly, so that the
CRL distribution server can be accessed.
Strict Policy: If this option is enabled, any partner certificate without a corresponding CRL will
be rejected.
15.2.6 Debug
IKE D e b u g g in g
In the IKE Debugging section you can configure IKE debug options. Select the checkboxes for
which types of IKE messages or communication you want to create debug output.
Note – The IKE Debugging section is identical across the Debug tabs of the menus Site-tosite VPN IPsec, Remote Access IPsec, L2TP over IPsec and Cisco VPN Client.
The following flags can be logged:
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Control Flow: Displays control messages of IKE state
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Outbound packets: Displays content of outgoing IKE messages
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Inbound packets: Displays content of incoming IKE messages
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Kernel messaging: Displays communication messages with the Kernel
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High availability: Displays communication with other HA nodes
15.3 SSL
Site-to-site VPN tunnels can be established via an SSL connection. SSL VPN connections have
distinct roles attached. The tunnel endpoints act as either client or server. The client always initiates the connection, the server responds to client requests. Keep in mind that this contrasts
IPsec where both endpoints normally can initiate a connection.
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Note – If you run into problems in establishing a connection, check whether SSL scanning is
activated with the Web Filter operating in transparent mode. If so, make sure that the target
host of the VPN connection has been added to the Transparent Mode Skiplist under Web Protection > Filtering Options > Misc.
15.3.1 Connections
To create an SSLVPN site-to-site tunnel, it is crucial to create the server configuration first. The
configuration of the client has always to be the second step.
To create a server configuration, proceed as follows:
1. On the Connections tab, click New SSL Connection.
The Add SSL Connection dialog box opens.
2. Make the following settings:
Connection type: Select Server from the drop-down list.
Connection name: Enter a descriptive name for the connection.
Use static virtual IP address (optional): Only select this option if the IP address pool is
not compatible with the client's network environment: By default clients are assigned an
IP address from the Virtual IP Pool (configurable on Settings tab). Rarely, it may happen
that such an IP address is already in use on the client's host. In that case enter a suitable
IP address in the Static Peer IP field which will then be assigned to the client during tunnel
setup.
Local networks: Select or add one or more local networks that are allowed to be
accessed remotely. How to add a definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Remote networks: Select or add one or more remote networks that are allowed to connect to the local network(s).
Note – You can change the Local networks and Remote networks settings later
without having to reconfigure the client.
Automatic firewall rules (optional): When enabled, the UTM will automatically allow
access to the selected local networks for all accessing SSL VPN clients.
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Comment (optional): Add a description or other information.
3. Click Save.
The new SSL server connection appears on the Connections list.
4. Download the configuration file.
Use the Download button, which is located in the newly created SSL server connection
row, to download the client configuration file for this connection.
Encrypt configuration file (optional): It is advisable to encrypt the configuration file for
security reasons. Enter a password twice.
Click Download peer config to save the file.
This file is needed by the client-side administrator in order to be able to set up the client
endpoint of the tunnel.
The next step is the client configuration which has to take place on client side and not on server
side. Ensure that the downloaded client configuration file is at hand.
To create a client configuration, proceed as follows:
1. On the Connections tab, click New SSL Connection.
The Add SSL Connection dialog box opens.
2. Make the following settings:
Connection type: Select Client from the drop-down list.
Connection name: Enter a descriptive name for the connection.
Configuration file: Click the Folder icon, browse for the client configuration file and
click Start Upload.
Password (optional): If the file has been encrypted, enter the password.
Use HTTP proxy server (optional): Select the checkbox if the client is located behind a
proxy and enter the settings for the proxy.
Proxy requires authentication (optional): Select the checkbox if the client
needs to authenticate against the proxy and enter username and password.
Override peer hostname (optional): Select the checkbox and enter a hostname here if
the server system's regular hostname (or DynDNS hostname) cannot be resolved from
the client host.
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Automatic firewall rules (optional): When enabled, the UTM will automatically allow
traffic between hosts on the tunneled local and remote networks.
Comment (optional): Add a description or other information.
3. Click Save.
The new SSL VPN client connection appears on the Connections list.
To either edit or delete a client connection, click the corresponding buttons.
Click on the Site-to-site VPN menu to see the status of the SSL VPN connection on the overview
page. The status icon there turns green when the connection is established. Then information
about the interconnected subnets on both sides of the tunnel becomes available, too.
15.3.2 Settings
On the SSL > Settings tab you can configure the basic settings for SSL VPN server connections.
Note – This tab is identical for Site-to-site VPN > SSL and Remote Access > SSL. Changes
applied here always affect both SSL configurations.
Se r v e r Se ttin g s
You can make the following settings for the SSL VPN connection:
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Interface Address: Default value is Any. When using the web application firewall you
need to give a specific interface address for the service to listen for SSL connections. This
is necessary for the site-to-site/remote access SSL connection handler and the web
application firewall to be able to differentiate between the incoming SSL connections.
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Protocol: Select the protocol to use. You can choose either TCP or UDP.
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Port: You can change the port. The default port is 443. You cannot use port 10443, the
SUM Gateway Manager port 4422, or the port used by the WebAdmin interface.
Note – Changing the port will also change the remote access configurations and the
end-users have to download the new remote access configurations from the User
Portal. For more information, see User Portal > User Portal: Remote Access.
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Override Hostname: The value in the Override Hostname box is used as the target hostname for client VPN connections and is by default the hostname of the gateway. Only
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change the default if the system's regular hostname (or DynDNS hostname) cannot be
reached under this name from the Internet.
Vir tu a l IP Po o l
Pool Network: This is the virtual IP address pool which is used to distribute IP addresses from
a certain IP range to the SSL clients. By default, the VPN Pool (SSL) is selected. In case you
select a different address pool, the netmask must not be greater than 29 bits, for OpenVPN cannot handle address pools whose netmask is /30, /31, or /32. Note that the netmask is limited to
a minimum of 16.
D u p lic a te C N
Select Allow Multiple Concurrent Connections Per User if you want to allow your users to connect from different IP addresses at the same time. When disabled, only one concurrent SSL
VPN connection is allowed per user.
15.3.3 Advanced
On the SSL > Advanced tab you can configure various advanced server options ranging from
the cryptographic settings, through compression settings, to debug settings.
Note – This tab is identical for Site-to-site VPN > SSL and Remote Access > SSL. Changes
applied here always affect both SSL configurations.
C r y p to g r a p h ic Se ttin g s
These settings control the encryption parameters for all SSL VPN remote access clients:
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Encryption Algorithm: The encryption algorithm specifies the algorithm used for
encrypting the data sent through the VPN tunnel. The following algorithms are supported, which are all in Cipher Block Chaining (CBC) mode:
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DES-EDE3-CBC
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AES-128-CBC (128 bit)
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AES-192-CBC (192 bit)
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AES-256-CBC (256 bit)
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BF-CBC (Blowfish (128 bit))
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15.4 Certificate Management
Authentication Algorithm: The authentication algorithm specifies the algorithm used
for checking the integrity of the data sent through the VPN tunnel. Supported algorithms
are:
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MD5 (128 bit)
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SHA-1 (160 bit)
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SHA2 256 (256 bit)
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SHA2 384 (384 bit)
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SHA2 512 (512 bit)
Key Size: The key size (key length) is the length of the Diffie-Hellman key exchange. The
longer this key is, the more secure the symmetric keys are. The length is specified in bits.
You can choose between a key size of 1024 or 2048 bits.
Server Certificate: Select a local SSL certificate to be used by the SSL VPN server to
identify itself against the clients.
Key Lifetime: Enter a time period after which the key will expire. The default is 28,800
seconds.
C o mp r e ssio n Se ttin g s
Compress SSL VPN Traffic: When enabled, all data sent through SSL VPN tunnels will be
compressed prior to encryption.
D e b u g Se ttin g s
Enable Debug Mode: When enabling debug mode, the SSL VPN log file will contain extended
information useful for debugging purposes.
15.4 Certificate Management
The Site-to-site VPN > Certificate Management menu is the central place to manage all certificate-related operations of Sophos UTM. This includes creating or importing X.509 certificates as well as uploading so-called Certificate Revocation Lists (CRLs), among other things.
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15.4.1 Certificates
On the Site-to-site VPN > Certificate Management > Certificates tab you can create or import
public key certificates in the X.509 standard format. Such certificates are digitally signed statements usually issued by a Certificate Authority (CA) binding together a public key with a particular Distinguished Name (DN) in X.500 notation.
All certificates you create on this tab contain an RSA key. They are signed by the self-signed certificate authority (CA) VPN Signing CA that was created automatically using the information you
provided during the initial login to the WebAdmin interface.
To generate a certificate, proceed as follows:
1. On the Certificates tab, click New Certificate.
The Add Certificate dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this certificate.
Method: To create a certificate, select Generate (for more information on uploading certificates, see below).
Key size: The length of the RSA key. The longer the key, the more secure it is. You can
choose among key sizes of 1024, 2048, or 4096 bits. Select the maximum key size compatible with the application programs and hardware devices you intend to use. Unless
longer keys cause critical performance issues for your specific purposes, do not reduce
the key size in order to optimize performance.
VPN ID type: You have to define a unique identifier for the certificate. The following
types of identifiers are available:
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Email address
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Hostname
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IP address
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Distinguished name
VPN ID: Depending on the selected VPN ID type, enter the appropriate value into this
text box. For example, if you selected IP address from the VPN ID type list, enter an IP
address into this text box. Note that this text box will be hidden when you select Distinguished Name from the VPN ID type list.
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Use the drop-down lists and text boxes from Country to Email to enter identifying information about the certificate holder. This information is used to build the Distinguished
Name, that is, the name of the entity whose public key the certificate identifies. This name
contains a lot of personal information in the X.500 standard and is supposed to be unique
across the Internet. If the certificate is for a road warrior connection, enter the name of
the user in the Common name box. If the certificate is for a host, enter a hostname.
Comment (optional): Add a description or other information.
3. Click Save.
The certificate appears on the Certificates list.
To delete a certificate click the button Delete of the respective certificate.
Alternatively, to upload a certificate, proceed as follows:
1. On the Certificates tab, click New Certificate.
The Add Certificate dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this certificate.
Method: Select Upload.
File type: Select the file type of the certificate. You can upload certificates being one of
the following types:
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PKCS#12 (Cert+CA): PKCS refers to a group of Public Key Cryptography Standards (PKCS) devised and published by RSA laboratories. The PKCS#12 file format
is commonly used to store private keys with accompanying public key certificates
protected with a container passphrase. You must know this container passphrase
to upload files in this format.
PEM (Cert only): A Base64 encoded Privacy Enhanced Mail (PEM) file format
with no password required.
File: Click the Folder icon next to the File box and select the certificate you want to
upload.
Comment (optional): Add a description or other information.
3. Click Save.
The certificate appears on the Certificates list.
To delete a certificate click the button Delete of the respective certificate.
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You can download the certificate either in PKCS#12 or as PEM format. The PEM file only contains
the certificate itself, while the PKCS#12 file also contains the private key as well as the CA certificate with which it was signed.
15.4.2 Certificate Authority
On the Site-to-site VPN > Certificate Management > Certificate Authority tab you can add new
Certificate Authorities to the unit. Generally speaking, a certificate authority or Certification
Authority (CA) is an entity which issues digital certificates for use by other parties. A CA attests
that the public key contained in the certificate belongs to the person, organization, host, or other
entity noted in the certificate by signing the certificate signing request with the private key of the
CA's own certificate. Such a CA is therefore called a signing CA.
On UTM, the signing CA was created automatically using the information you provided during
the initial login to UTM. Thus, all certificates you create on the Certificates tab are self-signed
certificates, meaning that the issuer and the subject are identical. However, you can alternatively import a signing CA by third-party vendors. In addition, to verify the authenticity of a host
or user requesting an IPsec connection, you can also use alternative CA certificates whose
private keys are unknown. Those CA certificates are called verification CAs and can be added
on this tab as well.
Important Note – You can have multiple verification CAs on your system, but only one signing CA. So if you upload a new signing CA, the previously installed signing CA automatically
becomes a verification CA.
To add a CA, proceed as follows:
1. On the Certificate Authority tab, click New CA.
The Add CA dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this CA.
Type: Select the type of CA you are going to import. You can choose between verification CAs or signing CAs. A verification CA must be available in the PEM format, while a
signing CA must be available in the PKCS#12 format.
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CA Certificate: Click the Folder icon next to the CA Certificate box and select the certificate you want to import. Note that if you are to upload a new signing CA, you must
enter the password with which the PKCS#12 container was secured.
Comment (optional): Add a description or other information.
3. Click Save.
The new CA certificate appears on the Certificate Authority list.
To delete a CA click the button Delete of the respective CA.
The signing CA can be downloaded in PKCS#12 format. You will then be prompted to enter a
password, which will be used to secure the PKCS#12 container. In addition, verification CAs can
be downloaded in PEM format.
15.4.3 Revocation Lists (CRLs)
A CRL is a list of certificates (more precisely, their serial numbers) which have been revoked,
that is, are no longer valid, and should therefore not be relied upon. On the Site-to-site VPN >
Certificate Management > Revocation Lists (CRLs) tab you can upload the CRL that is
deployed within your PKI.
To add a CRL, proceed as follows:
1. On the Revocation Lists (CRLs) tab, click New CRL.
The Add CRL dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this CRL.
CRL File: Click the Folder icon next to the CRL File box and select the CRL you want to
upload.
Comment (optional): Add a description or other information.
3. Click Save.
The new CRL appears on the list of revocation lists.
To delete a CRL click the button Delete of the respective CRL.
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15.4.4 Advanced
On the Site-to-site VPN > Certificate Management > Advanced tab you can re-generate the
VPN Signing CA that was created during the initial setup of the unit. The VPN Signing CA is the
certificate authority with which digital certificates are signed that are used for remote access and
site-to-site VPN connections. The old VPN signing CA will be kept as verification CA.
R e - g e n e r a te Sig n in g C A
You can renew all user certificates using the current signing CA. This becomes relevant once
you have installed an alternative VPN Signing CA on the Certificate Authority tab.
Caution – The UTM and all user certificates will be re-generated using the new signing CA.
This will break certificate-based site-to-site and remote access VPN connections.
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This chapter describes how to configure remote access settings of Sophos UTM. Remote
access using Sophos UTM is realized by means of Virtual Private Networks (VPNs), which are a
cost effective and secure way to provide remote users such as telecommuting employees
access to the corporate network. VPNs use cryptographic tunneling protocols such as IPsec
and PPTP to provide confidentiality and privacy of the data transmitted over them.
Cross Reference – More information on how to configure remote access VPN connections
can be found in the Sophos Knowledgebase.
The UTM automatically generates necessary installation and configuration files for the respective remote access connection type. Those files can be downloaded directly from the User
Portal. However, only those files are available to a user that correspond to the connection types
enabled for them, e.g., a user who has been enabled to use SSL remote access will find an SSL
installation file only.
Note – You can download remote access configuration files of all or selected users on the
Definitions & Users > Users & Groups > Users tab.
The Remote Access Status page contains an overview of all online users.
The following topics are included in this chapter:
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SSL
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PPTP
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L2TP over IPsec
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IPsec
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HTML5 VPN Portal
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Cisco VPN Client
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Advanced
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Certificate Management
16.1 SSL
16 Remote Access
16.1 SSL
The remote access SSL feature of Sophos UTM is realized by OpenVPN, a full-featured SSL
VPN solution. It provides the ability to create point-to-point encrypted tunnels between remote
employees and your company, requiring both SSL certificates and a username/password combination for authentication to enable access to internal resources. In addition, it offers a secure
User Portal, which can be accessed by each authorized user to download a customized SSL
VPN client software bundle. This bundle includes a free SSL VPN client, SSL certificates and a
configuration that can be handled by a simple one-click installation procedure. This SSL VPN client supports most business applications such as native Outlook, native Windows file sharing,
and many more.
Cross Reference – More information on how to use the SSL VPN client can be found in the
Sophos Knowledgebase.
16.1.1 Profiles
On the Remote Access > SSL > Profiles tab you can create different profiles for remote access
users defining basic settings for SSL VPN access.
To configure an SSL VPN profile, proceed as follows:
1. On the Profiles tab, click New Remote Access Profile.
The Add Remote Access Profile dialog box opens.
2. Make the following settings:
Profile name: Enter a descriptive name for this profile.
Users and groups: Select the users or user groups or add new users that should be
able to use SSL VPN remote access with this profile. How to add a user is explained on
the Definitions & Users > Users & Groups > Users page.
Local networks: Select or add the local network(s) that should be reachable to the
selected SSL clients through the VPN SSL tunnel. How to add a definition is explained on
the Definitions & Users > Network Definitions > Network Definitions page.
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16.1 SSL
Note – By default, the SSL VPN solution of Sophos UTM employs so-called split tunneling, that is, the process of allowing a remote VPN user to access a public network,
for example, the Internet, at the same time that the user is allowed to access resources
on the VPN. However, split tunneling can be bypassed if you select Any in the Local networks field. Thus, all traffic will be routed through the VPN SSL tunnel. Whether users
are allowed to access a public network then depends on your firewall configuration.
Automatic firewall rules: Select this option to automatically add firewall rules that allow
traffic for this profile. The rules are added as soon as the profile is enabled, and they are
removed when the profile is disabled. If you do not select this option, you need to specify
appropriate firewall rules manually.
Comment (optional): Add a description or other information.
3. Click Save.
The new profile appears on the Profiles list.
To either edit or delete a profile, click the corresponding buttons.
Note – The Remote Access menu of the User Portal is only available to users who are selected in the Users and groups box and for whom a user definition does exist on the UTM (see
Definitions & Users > Users & Groups > Users). Authorized users who have successfully
logged in to the User Portal find the SSL VPN client software bundle as well as a link to installation instructions, which are available at the Sophos Knowledgebase. Downloading may fail
with some browsers on Android if the CA certificate is not installed or if the hostname does not
match the common name in the portal certificate. In this case, the user needs to install the CA
certificate or try another browser.
O p e n L ive L o g
The OpenVPN Live Log logs remote access activities. Click the button to open the live log in a
new window.
16.1.2 Settings
On the SSL > Settings tab you can configure the basic settings for SSL VPN server connections.
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Note – This tab is identical for Site-to-site VPN > SSL and Remote Access > SSL. Changes
applied here always affect both SSL configurations.
Se r v e r Se ttin g s
You can make the following settings for the SSL VPN connection:
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Interface Address: Default value is Any. When using the web application firewall you
need to give a specific interface address for the service to listen for SSL connections. This
is necessary for the site-to-site/remote access SSL connection handler and the web
application firewall to be able to differentiate between the incoming SSL connections.
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Protocol: Select the protocol to use. You can choose either TCP or UDP.
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Port: You can change the port. The default port is 443. You cannot use port 10443, the
SUM Gateway Manager port 4422, or the port used by the WebAdmin interface.
Note – Changing the port will also change the remote access configurations and the
end-users have to download the new remote access configurations from the User
Portal. For more information, see User Portal > User Portal: Remote Access.
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Override Hostname: The value in the Override Hostname box is used as the target hostname for client VPN connections and is by default the hostname of the gateway. Only
change the default if the system's regular hostname (or DynDNS hostname) cannot be
reached under this name from the Internet.
Vir tu a l IP Po o l
Pool Network: This is the virtual IP address pool which is used to distribute IP addresses from
a certain IP range to the SSL clients. By default, the VPN Pool (SSL) is selected. In case you
select a different address pool, the netmask must not be greater than 29 bits, for OpenVPN cannot handle address pools whose netmask is /30, /31, or /32. Note that the netmask is limited to
a minimum of 16.
D u p lic a te C N
Select Allow Multiple Concurrent Connections Per User if you want to allow your users to connect from different IP addresses at the same time. When disabled, only one concurrent SSL
VPN connection is allowed per user.
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16.1 SSL
16.1.3 Advanced
On the SSL > Advanced tab you can configure various advanced server options ranging from
the cryptographic settings, through compression settings, to debug settings.
Note – This tab is identical for Site-to-site VPN > SSL and Remote Access > SSL. Changes
applied here always affect both SSL configurations.
C r y p to g r a p h ic Se ttin g s
These settings control the encryption parameters for all SSL VPN remote access clients:
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Encryption Algorithm: The encryption algorithm specifies the algorithm used for
encrypting the data sent through the VPN tunnel. The following algorithms are supported, which are all in Cipher Block Chaining (CBC) mode:
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DES-EDE3-CBC
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AES-128-CBC (128 bit)
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AES-192-CBC (192 bit)
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AES-256-CBC (256 bit)
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BF-CBC (Blowfish (128 bit))
Authentication Algorithm: The authentication algorithm specifies the algorithm used
for checking the integrity of the data sent through the VPN tunnel. Supported algorithms
are:
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MD5 (128 bit)
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SHA-1 (160 bit)
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SHA2 256 (256 bit)
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SHA2 384 (384 bit)
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SHA2 512 (512 bit)
Key Size: The key size (key length) is the length of the Diffie-Hellman key exchange. The
longer this key is, the more secure the symmetric keys are. The length is specified in bits.
You can choose between a key size of 1024 or 2048 bits.
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Server Certificate: Select a local SSL certificate to be used by the SSL VPN server to
identify itself against the clients.
Key Lifetime: Enter a time period after which the key will expire. The default is 28,800
seconds.
C o mp r e s s io n Se ttin g s
Compress SSL VPN Traffic: When enabled, all data sent through SSL VPN tunnels will be
compressed prior to encryption.
D e b u g Se ttin g s
Enable Debug Mode: When enabling debug mode, the SSL VPN log file will contain extended
information useful for debugging purposes.
16.2 PPTP
Point-to-Point Tunneling Protocol (PPTP) allows single Internet-based hosts to access internal
network services through an encrypted tunnel. PPTP is easy to configure and requires no special client software on Microsoft Windows systems.
PPTP is included with versions of Microsoft Windows starting with Windows 95. In order to use
PPTP with Sophos UTM, the client computer must support the MSCHAPv2 authentication protocol. Windows 95 and 98 users must apply an update to their systems in order to support this
protocol.
16.2.1 Global
To configure global PPTP options, proceed as follows:
1. On the Global tab, enable PPTP remote access.
Click the toggle switch.
The toggle switch turns amber and the Main Settings area becomes editable.
2. Make the following settings:
Authentication via: Select the authentication mechanism. PPTP remote access only
supports local and RADIUS authentication.
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16.2 PPTP
Local: If you select Local, specify the users and user groups who should be able to
use PPTP remote access. It is not possible to drag backend user groups into the
field. Until a user account has been specified, PPTP remote access cannot be activated.
Note – Username and password of the selected users may only contain ASCII
printable characters1.
Note – Similar to SSL VPN, the Remote Access menu of the User Portal is only
available to users who are selected in the Users and groups box and for whom a
user definition does exist on the UTM. Authorized users who have successfully
logged in to the User Portal will find a link to installation instructions, which are
available at the Sophos Knowledgebase.
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RADIUS: RADIUS can only be selected if a RADIUS server has been previously
configured. With this authentication method users will be authenticated against an
external RADIUS server that can be configured on the Definitions & Users >
Authentication Services > Servers tab. The Users and Groups dialog box will be
grayed out. However, its settings can still be changed, which has no effect. The
RADIUS server must support MSCHAPv2 challenge-response authentication.
The server can pass back parameters such as the client's IP address and
DNS/WINS server addresses. The PPTP module sends the following string as
NAS-ID to the RADIUS server: pptp. Note that when RADIUS authentication is
selected, local users cannot be authenticated with PPTP anymore. Note further
that clients must support MSCHAPv2 authentication as well.
Assign IP addresses by: IP addresses can be either assigned from a predefined IP
address pool or distributed automatically by means of a DHCP server:
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IP Address Pool: Select this option if you want to assign IP addresses from a certain IP range to the clients gaining remote access through PPTP. By default,
addresses from the private IP space 10.242.1.0/24 are assigned. This network
definition is called the VPN Pool (PPTP) and can be used in all network-specific
configuration options. If you want to use a different network, simply change the
definition of the VPN Pool (PPTP) on the Definitions & Users > Network Definitions
page. Alternatively, you can create another IP address pool by clicking the Plus
1http://en.wikipedia.org/wiki/ASCII#ASCII_printable_characters
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icon next to the Pool network text box. Note that the netmask is limited to a minimum of 16.
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DHCP Server: If you select DHCP Server, also specify the network interface
through which the DHCP server is connected. The DHCP server does not have to
be directly connected to the interface—it can also be accessed through a router.
Note that the local DHCP server is not supported; the DHCP server selected here
must be running on a physically different system.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
L ive L o g
The PPTP Daemon Live Log logs all PPTP remote access activities. Click the button to open the
live log in a new window.
16.2.2 iOS Devices
You can enable that iOS device users are offered automatic PPTP configuration in the User
Portal.
However, only users that have been added to the Users and groups box on the Global tab will
find configuration files on their User Portal site. The iOS device status is enabled by default.
Connection name: Enter a descriptive name for the PPTP connection so that iOS device
users may identify the connection they are going to establish. The default name is your company name followed by the protocol PPTP.
Note – Connection Name must be unique among all iOS device connection settings (PPTP,
L2TP over IPsec, Cisco VPN Client).
Override hostname: In case the system hostname cannot be publicly resolved by the client,
you can enter a server hostname here that overrides the internal preference of the DynDNS
Hostname before the System DNS Hostname.
To disable automatic iOS device configuration, click the toggle switch.
The toggle switch turns gray.
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16.3 L2TP over IPsec
16.2.3 Advanced
On the Remote Access > PPTP > Advanced tab you can configure the encryption strength and
the amount of debug output with regard to PPTP remote access. Note that advanced PPTP
options can only be configured if PPTP remote access status is enabled on the Global tab.
En c r y p tio n Str e n g th
You can choose between strong (128-bit) and weak (40-bit) tunnel encryption (MPPE). Do not
use weak encryption unless you have endpoints that do not support 128-bit encryption.
D e b u g Mo d e
Enable Debug Mode: This option controls how much debug output is generated in the PPTP
log. Select this option if you encounter connection problems and need detailed information
about the negotiation of client parameters, for example.
16.3 L2TP over IPsec
L2TP, short for Layer Two (2) Tunneling Protocol, is a data link layer (layer 2 of the OSI model)
protocol for tunneling network traffic between two peers over an existing network (usually the
Internet), better known as VPNs. Because of the lack of confidentiality inherent in the L2TP protocol, it is often combined with IPsec, which provides confidentiality, authentication, and integrity. The combination of these two protocols is also known as L2TP over IPsec. L2TP over IPsec
allows you, while providing the same functions as PPTP, to give individual hosts access to your
network through an encrypted IPsec tunnel.
16.3.1 Global
On the L2TP over IPsec > Global tab you can configure basic options for setting up remote
access via L2TPover IPsec.
To use L2TP over IPsec, proceed as follows:
1. On the Global tab enable L2TP over IPsec.
Click the toggle switch.
The toggle switch turns amber and the Server Settings and IP Address Assignment area
becomes editable.
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2. Make the following settings:
Interface: Select the network interface to be used for L2TP VPN access.
Authentication mode: You can choose between the following authentication modes:
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Preshared key: Enter a password which is subsequently used as preshared key.
The Preshared Key method makes use of a shared secret that is exchanged by
the communicating parties prior to the communication taking place. To communicate, both parties prove that they know the secret. The shared secret is a
secure phrase or password that is used to encrypt the traffic using the encryption
algorithm for L2TP. For best security, you should take appropriate measures to
increase the strength of the shared secret. The security of a shared secret
depends on the quality of the password and how securely it has been transmitted.
Passwords consisting of common words are extremely vulnerable to dictionary
attacks. For that reason, the shared secret should be quite long and contain a variety of letters, capital letters, and numbers. Consequently, using a preshared
secret as an authentication method should be replaced by certificates whenever
possible.
Note – If you want to enable access for iOS devices you need to select Preshared Key because iOS devices only support PSK authentication.
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X.509 CA check: X.509 certificates ease the process of exchanging public
authentication keys in large VPN setups with a lot of participants. A so-called CA
gathers and checks the public keys of the VPN endpoints and issues a certificate
for each member. The certificate contains the peer's identity along with its public
key. Because the certificate is digitally signed, no one else can issue a forged certificate without being detected.
During the key exchange, certificates are exchanged and verified using locally
stored CA public keys. The actual authentication of the VPN endpoints is then
done by using public and private keys. If you want to use this authentication mode,
select an X.509 certificate.
Note that for X.509 authentication to work, you need to have a valid CA configured
on the Remote Access > Certificate Management > Certificate Authority tab.
Assign IP addresses by: IP addresses can be either assigned from a predefined IP
address pool or distributed automatically by means of a DHCP server:
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Pool network: By default, IP Address Pool is selected as IP address assignment,
having the pre-defined VPN Pool (L2TP) network definition selected as the Pool
Network. The VPN Pool (L2TP) is a randomly generated network from the
10.x.x.x IP address space for private Internets, using a class C subnet. It is normally not necessary to ever change this, as it ensures that the users have a dedicated pool of addresses to make connections from. If you want to use a different
network, you can simply change the definition of the VPN Pool (L2TP), or assign
another network as IP address pool here. Note that the netmask is limited to a minimum of 16.
Note – If you use private IP addresses for your L2TP VPN Pool and you want
IPsec hosts to be allowed to access the Internet, appropriate masquerading or
NAT rules must be in place for the IP address pool.
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DHCP Server: If you select DHCP Server, also specify the network interface
through which the DHCP server is connected. The DHCP server does not have to
be directly connected to the interface—it can also be accessed through a router.
Note that the local DHCP server is not supported; the DHCP server selected here
must be running on a physically different system.
3. Click Apply.
Your settings will be saved.
The toggle switch turns green.
To cancel the configuration, click the amber colored toggle switch.
Ac ce s s C o n tr o l
Authentication via: L2TP remote access only supports local and RADIUS authentication.
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Local: If you select Local, specify the users and user groups who should be able to use
L2TP remote access. It is not possible to drag backend user groups into the field. For
local users you need to add users in the usual way and enable L2TP for them. If no users
or groups are selected, L2TP remote access is turned off. How to add a user is explained
on the Definitions & Users > Users & Groups > Users page.
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Note – Username and password of the selected users may only contain ASCII printable characters1.
Note – Similar to SSLVPN the Remote Access menu of the User Portal is only available
to users who are selected in the Users and groups box and for whom a user definition
does exist on the UTM. Depending on the authentication mode, authorized users who
have successfully logged in to the User Portal find the IPsec pre-shared key (authentication mode Preshared key) or the PKCS#12 file (authentication mode X.509 CA
Check) as well as a link to installation instructions, which are available at the Sophos
Knowledgebase).
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RADIUS: If you select RADIUS, the authentication requests are forwarded to the
RADIUS server. The L2TP module sends the following string as NAS-ID to the RADIUS
server: l2tp.
The authentication algorithm gets automatically negotiated between client and server. For local
users, Sophos UTM supports the authentication protocol MSCHAPv2.
For RADIUS users, Sophos UTM supports the following authentication protocols:
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MSCHAPv2
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MSCHAP
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CHAP
16.3.2 iOS Devices
You can enable that iOS device users are offered automatic L2TP over IPsec configuration in
the User Portal.
However, only users that have been added to the Users and groups box on the Global tab will
find configuration files on their User Portal site. The iOS device status is enabled by default.
Connection name: Enter a descriptive name for the L2TP over IPsec connection so that iOS
device users may identify the connection they are going to establish. The default name is your
company name followed by the protocol L2TP over IPsec.
1http://en.wikipedia.org/wiki/ASCII#ASCII_printable_characters
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Note – Connection Name must be unique among all iOS device connection settings (PPTP,
L2TP over IPsec, Cisco VPN Client).
Override hostname: In case the system hostname cannot be publicly resolved by the client,
you can enter a server hostname here that overrides the internal preference of the DynDNS
Hostname before the System DNS Hostname.
To disable automatic iOS device configuration, click the toggle switch.
The toggle switch turns gray.
16.3.3 Debug
IKE D e b u g g in g
In the IKE Debugging section you can configure IKE debug options. Select the checkboxes for
which types of IKE messages or communication you want to create debug output.
Note – The IKE Debugging section is identical across the Debug tabs of the menus Site-tosite VPN IPsec, Remote Access IPsec, L2TP over IPsec and Cisco VPN Client.
The following flags can be logged:
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Control Flow: Displays control messages of IKE state
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Outbound packets: Displays content of outgoing IKE messages
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Inbound packets: Displays content of incoming IKE messages
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Kernel messaging: Displays communication messages with the Kernel
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High availability: Displays communication with other HA nodes
L 2 TP D e b u g g in g
If Enable debug mode is selected, the IPsec VPN log file will contain extended information about
L2TP or PPP connection negotiation.
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16.4 IPsec
IP Security (IPsec) is a standard for securing Internet Protocol (IP) communications by encrypting and/or authenticating all IP packets.
The IPsec standard defines two service modes and two protocols:
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Transport mode
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Tunnel mode
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Authentication Header (AH) authentication protocol
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Encapsulated Security Payload (ESP) encryption (and authentication) protocol
IPsec also offers methods for manual and automatic management of Security Associations
(SAs) as well as key distribution. These characteristics are consolidated in a Domain of Interpretation (DOI).
IPsec Modes
IPsec can work in either transport mode or tunnel mode. In principle, a host-to-host connection
can use either mode. If, however, one of the endpoints is a security gateway, the tunnel mode
must be used. The IPsec VPN connections on this UTM always use the tunnel mode.
In transport mode, the original IP packet is not encapsulated in another packet. The original IP
header is retained, and the rest of the packet is sent either in clear text (AH) or encrypted
(ESP). Either the complete packet can be authenticated with AH, or the payload can be encrypted and authenticated using ESP. In both cases, the original header is sent over the WAN in
clear text.
In tunnel mode, the complete packet—header and payload—is encapsulated in a new IP
packet. An IP header is added to the IP packet, with the destination address set to the receiving
tunnel endpoint. The IP addresses of the encapsulated packets remain unchanged. The original packet is then authenticated with AH or encrypted and authenticated using ESP.
IPsec Protocols
IPsec uses two protocols to communicate securely on the IP level.
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16.4 IPsec
Authentication Header (AH): A protocol for the authentication of packet senders and
for ensuring the integrity of packet data.
Encapsulating Security Payload (ESP): A protocol for encrypting the entire packet
and for the authentication of its contents.
The Authentication Header protocol (AH) checks the authenticity and integrity of packet data. In
addition, it checks that the sender and receiver IP addresses have not been changed in transmission. Packets are authenticated using a checksum created using a Hash-based Message
Authentication Code (HMAC) in connection with a key. One of the following hashing algorithms
will be used:
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Message Digest Version 5 (MD5): This algorithm generates a 128-bit checksum from
a message of any size. This checksum is like a fingerprint of the message, and will change
if the message is altered. This hash value is sometimes also called a digital signature or a
message digest.
The Secure Hash (SHA-1): This algorithm generates a hash similar to that of MD5,
though the SHA-1 hash is 160 bits long. SHA-1 is more secure than MD5, due to its
longer key.
Compared to MD5, an SHA-1 hash is somewhat harder to compute, and requires more CPU
time to generate. The computation speed depends, of course, on the processor speed and the
number of IPsec VPN connections in use at the Sophos UTM.
In addition to encryption, the Encapsulated Security Payload protocol (ESP) offers the ability to
authenticate senders and verify packet contents. If ESP is used in tunnel mode, the complete IP
packet (header and payload) is encrypted. New, unencrypted IP and ESP headers are added
to the encapsulating packet: The new IP header contains the address of the receiving gateway
and the address of the sending gateway. These IP addresses are those of the VPN tunnel.
For ESP with encryption normally the following algorithms are used:
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Triple Data Encryption Standard (3DES)
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Advanced Encryption Standard (AES)
Of these, AES offers the highest standard of security. The effective key lengths that can be used
with AES are 128, 192 and 256 bits. Sophos UTM supports a number of encryption algorithms.
Either the MD5 or SHA-1 algorithms can be used for authentication.
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NAT Traversal (NAT-T)
NAT traversal is a technology for establishing connections between hosts in TCP/IP networks
which use NAT devices. This is achieved by using UDP encapsulation of the ESP packets to
establish IPsec tunnels through NAT devices. UDP encapsulation is only used if NAT is detected
between the IPsec peers; otherwise normal ESP packets will be used.
With NAT traversal you are able to place the gateway or a road warrior behind a NAT router
and still establish an IPsec tunnel. Both IPsec peers must support NAT traversal if you want to
use this feature, which is automatically negotiated. Make sure that the NAT device has IPsecpassthrough turned off, because this could impair the use of NAT traversal.
If road warriors want to use NAT traversal, their corresponding user object in WebAdmin must
have a static remote access IP address (RAS address) set (see also Use Static Remote Access
IP on the Users page in WebAdmin).
By default, a NAT traversal keep-alive signal is sent at intervals of 60 seconds to prevent an
established tunnel from expiring when no data is transmitted. The keep-alive messages are
sent to ensure that the NAT router keeps the state information associated with the session so
that the tunnel stays open.
TOS
Type of Service bits (TOS bits) are several four-bit flags in the IP header. These bits are
referred to as Type of Service bits because they allow the transferring application to tell the network which type of service quality is necessary.
With the IPsec implementation of Sophos UTM the TOS value is always copied.
16.4.1 Connections
On the IPsec > Connections tab you can create and edit IPsec connections.
To create an IPsec connection, proceed as follows:
1. On the Connections tab, click New IPsec Remote Access Rule.
The Add IPsec Remote Access Rule dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for this connection.
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Interface: Select the name of the interface which is used as the local endpoint of the
IPsec tunnel.
Local networks: Select or add the local networks that should be reachable through the
VPN tunnel. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page.
Virtual IP pool: The IP address pool where clients get an IP address assigned from in
case they do not have a static IP address. The default pool is VPN Pool (IPsec) which
comprises the private IP space 10.242.4.0/24. You can, however, select or create a different IP address pool. Note that the netmask is limited to a minimum of 16. How to add a
definition is explained on the Definitions & Users > Network Definitions > Network Definitions page.
Policy: Select the IPsec policy for this IPsec connection. IPsec policies can be defined on
the Remote Access > IPsec > Policies tab.
Authentication type: Select the authentication type for this remote gateway definition.
The following types are available:
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Preshared key: Authentication with Preshared Keys (PSK) uses secret passwords as keys. These passwords must be distributed to the endpoints before
establishing the connection. When a new VPN tunnel is established, each side
checks that the other knows the secret password. The security of PSKs depends
on the quality of the passwords used: common words and phrases are subject to
dictionary attacks. Permanent or long-term IPsec connections should use certificates instead.
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X.509 certificate: The X.509 Certificate authentication scheme uses public keys
and private keys. An X.509 certificate contains the public key together with information identifying the owner of the key. Such certificates are signed and issued by a
trusted Certificate Authority (CA). Once selected, specify the users that should be
allowed to use this IPsec connection. Unless you select the checkbox Automatic
firewall rules, you need to specify appropriate firewall rules manually in the Network Protection menu.
Note – The User Portal can only be accessed by users who are selected in the
Allowed users box and for whom a user definition does exist on the UTM. Authorized users who have successfully logged in to the User Portal find the Sophos
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IPsec Client (SIC), its configuration file, the PKCS#12 file as well as a link to installation instructions, which are available at the Sophos Knowledgebase.
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CA DN match: This authentication type uses a match of the Distinguished Name
(DN) of CA certificates to verify the keys of the VPN endpoints. Once selected,
select an Authority and choose a DN mask that matches the DNs of remote access
clients. Now select or add a Peer Subnet Range. Clients are only allowed to connect if the DN mask matches the one in their certificate.
Enable XAUTH (optional): Extended authentication should be enabled to require
authentication of users against configured backends.
Automatic firewall rules (optional): This option is only available with the authentication
type X.509 Certificate. By selecting this option you can automatically add firewall rules
that allow traffic for this connection. The rules are added as soon as the connection is
enabled, and they are removed when the connection is disabled.
Comment (optional): Add a description or other information.
3. Click Save.
The new remote access rule appears on the Connections list.
To either edit or delete a remote access rule, click the corresponding buttons.
16.4.2 Policies
On the Remote Access > IPsec > Policies tab you can customize parameters for IPsec connections and unite them into a policy. An IPsec policy defines IKE (Internet Key Exchange) and
IPsec proposal parameters of an IPsec connection. Note that each IPsec connection needs an
IPsec policy.
Note – Sophos UTM only supports the main mode in IKE phase 1. The aggressive mode is
not supported.
To create an IPsec policy, proceed as follows:
1. On the Policy tab, click New IPsec Policy.
The Add IPsec Policy dialog box opens.
2. Make the following settings:
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Name: Enter a descriptive name for this policy.
IKE encryption algorithm: The encryption algorithm specifies the algorithm used for
encrypting the IKE messages. Supported algorithms are:
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DES (56 bit)
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3DES (168 bit)
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AES 128 (128 bit)
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AES 192 (192 bit)
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AES 256 (256 bit)
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Blowfish (128 bit)
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Twofish (128 bit)
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Serpent (128 bit)
Security Note – We strongly recommend against using DES, as it is a weak algorithm,
and therefore represents a potential vulnerability.
IKE authentication algorithm: The authentication algorithm specifies the algorithm
used for integrity checking of the IKE messages. Supported algorithms are:
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MD5 (128 bit)
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SHA1 (160 bit)
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SHA2 256 (256 bit)
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SHA2 384 (384 bit)
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SHA2 512 (512 bit)
IKE SA lifetime: This value specifies the timeframe in seconds for which the IKE SA
(security association) is valid and when the next rekeying should take place. Valid values
are between 60 sec and 28800 sec (8 hrs). The default value is 7800 seconds.
IKE DH group: When negotiating a connection, the communicating parties also settle
the actual keys used to encrypt the data. In order to generate a session key, IKE uses the
Diffie-Hellman (DH) algorithm, which utilizes random data. The random data generation
is based on pool bits. The IKE group basically tells the number of pool bits. The more pool
bits, the larger the random numbers. The larger the numbers, the harder it is to crack the
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Diffie-Hellman algorithm. As a consequence, more pool bits mean more security but also
the consumption of more CPU resources. Currently, the following Diffie-Hellman groups
are supported:
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Group 1: MODP 768
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Group 2: MODP 1024
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Group 5: MODP 1536
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Group 14: MODP 2048
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Group 15: MODP 3072
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Group 16: MODP 4096
Security Note – Group 1 (MODP 768) is considered weak and only supported for
interoperability reasons. We strongly recommend against using it, as it represents a
potential vulnerability.
IPsec encryption algorithm: The same encryption algorithms as for IKE. Additionally
there are the following entries:
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No encryption (null)
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AES 128 CTR (128 bit)
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AES 192 CTR (192 bit)
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AES 256 CTR (256 bit)
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AES 128 GCM (96 bit)
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AES 192 GCM (96 bit)
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AES 256 GCM (96 bit)
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AES 128 GCM (128 bit)
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AES 192 GCM (128 bit)
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AES 256 GCM (128 bit)
Security Note – We strongly recommend against using no encryption or DES, as this
represents a potential vulnerability.
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IPsec authentication algorithm: The same authentication algorithms as for IKE. Additionally there are the following algorithms:
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SHA2 256 (96 bit)
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SHA2 384 (96 bit)
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SHA2 512 (96 bit)
Those are available for compliance with tunnel endpoints not adhering to RFC 4868, for
example UTM (i.e., ASG) versions older than V8, and therefore do not support truncated
checksums longer than 96 bit.
IPsec SA lifetime: This value specifies the timeframe in seconds for which the IPsec SA
is valid and when the next rekeying should take place. Valid values are between 60 sec
and 86400 sec (1 day). The default value is 3600 seconds.
IPsec PFS group: Perfect Forward Secrecy (PFS) refers to the notion that if a session
key is compromised, it will permit access only to data of this specific session. In order for
PFS to exist, the key used to protect the IPsec SA must not be derived from random keying material used to get the keys for the IKE SA. Therefore, PFS initiates a second DiffieHellman key exchange proposing the selected DH group for the IPsec connection to get
a new randomly generated key. Supported Diffie-Hellman groups are the same as for
IKE.
Enabling PFS is considered to be more secure, but it takes also more time for the
exchange. It is not recommended to use PFS on slow hardware.
Note – PFS is not fully interoperable with all vendors. If you notice problems during the
negotiation, you might consider disabling PFS.
Strict policy: If an IPsec gateway makes a proposition with respect to an encryption
algorithm and to the strength, it might happen that the gateway of the receiver accepts
this proposition, even though the IPsec policy does not correspond to it. If you select this
option and the remote endpoint does not agree on using exactly the parameters you specified, the IPsec connection will not be established. Suppose the IPsec policy of your UTM
requires AES-256 encryption, whereas, for example, a road warrior with SSH Sentinel
wants to connect with AES-128; with the strict policy option enabled, the connection
would be rejected.
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Note – The compression setting will not be enforced via Strict policy.
Compression: This option specifies whether IP packets should be compressed by
means of the IP Payload Compression Protocol (IPComp) prior to encryption. IPComp
reduces the size of IP packets by compressing them to increase the overall communication performance between a pair of communicating hosts or gateways. Compression is turned off by default.
Comment (optional): Add a description or other information.
3. Click Save.
The new policy appears on the Policies list.
To either edit or delete a policy, click the corresponding buttons.
16.4.3 Advanced
On the Remote Access > IPsec > Advanced tab you can configure advanced options of IPsec
VPN. Depending on your preferred authentication type, you can define the local certificate (for
X.509 authentication) and the local RSA key (for RSA authentication), among other things.
Note that this should only be done by experienced users.
L o c a l X.5 0 9 C e r tifica te
With X.509 authentication, certificates are used to verify the public keys of the VPN endpoints. If
you want to use this authentication type, you have to select a local certificate from the dropdown list in the Local X.509 Certificate area. The selected key/certificate is then used to authenticate the gateway to remote peers if X.509 authentication is selected.
You can only select certificates where the appropriate private key is present, other certificates
are not available in the drop-down list.
If there is no certificate available for selection, you have to add one in the Certificate Management menu, either by creating a new one or by importing one using the upload function.
After selecting the certificate, enter the passphrase the private key was protected with. During
the saving process, the passphrase is verified and an error message is displayed if it does not
match the encrypted key.
Once an active key/certificate is selected, it is displayed in the Local X.509 Certificate area.
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Pr e s h a r e d Ke y Se ttin g s
Select the VPN ID type which is used by PSK connections. This is useful if your client is behind a
NAT gateway and the peer cannot accept any VPN ID. If the VPN ID is empty, the interface
IP address is taken as the VPN identifier.
For IPsec connections using the respond-only mode you can decide to use different preshared
keys (PSK) for each IPsec connection.
Enable probing of preshared keys: Select the checkbox to enable this option. This will
affect L2TP-over-IPsec, remote access IPsec, and VPN IPsec connections.
D e a d Pe e r D e te c tio n ( D PD )
Use Dead Peer Detection: The dead peer detection option is used for automatically terminating a connection if the remote VPN gateway or client is unreachable. For connections with
static endpoints, the tunnel will be re-negotiated automatically. Connections with dynamic endpoints require the remote side to re-negotiate the tunnel. Usually it is safe to always enable this
option. The IPsec peers automatically determine whether the remote side supports dead peer
detection or not, and will fall back to normal mode if necessary.
N AT Tr a ve r sa l ( N AT- T)
Use NAT Traversal: Select to enable that IPsec traffic can pass upstream systems which use
Network Address Translation (NAT). Additionally, you can define the keepalive interval for NAT
traversal. Click Apply to save your settings.
C R L H a n d lin g
There might be situations in which the provider of a certificate attempts to revoke the confirmation awarded with still valid certificates, for example if it has become known that the
receiver of the certificate fraudulently obtained it by using wrong data (name, etc.) or because
an attacker has got hold of the private key, which is part of the certified public key. For this purpose, so-called Certificate Revocation Lists or CRLs are used. They normally contain the serial
numbers of those certificates of a certifying instance, that have been held invalid and that are still
valid according to their respective periods of validity.
After the expiration of these periods the certificate will no longer be valid and must therefore not
be maintained in the block list.
Automatic Fetching: This function automatically requests the CRL through the URL defined
in the partner certificate via HTTP, Anonymous FTP or LDAP version 3. On request, the CRL
can be downloaded, saved and updated, once the validity period has expired. If you use this
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feature but not via port 80 or 443, make sure that you set the firewall rules accordingly, so that
the CRL distribution server can be accessed.
Strict Policy: If this option is enabled, any partner certificate without a corresponding CRL will
be rejected.
16.4.4 Debug
IKE D e b u g g in g
In the IKE Debugging section you can configure IKE debug options. Select the checkboxes for
which types of IKE messages or communication you want to create debug output.
Note – The IKE Debugging section is identical across the Debug tabs of the menus Site-tosite VPN IPsec, Remote Access IPsec, L2TP over IPsec and Cisco VPN Client.
The following flags can be logged:
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Control Flow: Displays control messages of IKE state
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Outbound packets: Displays content of outgoing IKE messages
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Inbound packets: Displays content of incoming IKE messages
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Kernel messaging: Displays communication messages with the Kernel
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High availability: Displays communication with other HA nodes
16.5 HTML5 VPN Portal
The HTML5 VPN Portal feature enables users from external networks to access internal
resources via pre-configured connection types, using only a browser as a client, without
installing plug-ins. To do so, the user logs into the User Portal of the UTM where on the HTML5
VPN Portal tab a list of all connections available to this user is shown. Clicking on the Connect
button initiates the connection to the defined internal resource. As an administrator you have to
generate these connections beforehand, specifying the allowed users, the connection type and
other settings. Internal resources can be accessed using different connection types: either
Remote Desktop Protocol (RDP) or Virtual Network Computing (VNC) to access remote
desktops, a browser to use web applications (HTTP/HTTPS), or Telnet/Secure Shell (SSH) for
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terminal sessions. However, the HTML5 VPN Portal does not permit to download content, e.g.
via HTTP, to the user's local computer.
Using this feature it is possible to give multiple users access to internal resources which do not
support multi-user access themselves (e.g., network hardware like switches) or easily provide
very granular access to just one specific service instead of giving access to entire systems or networks.
Examples:
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Give access to telephone service company to maintain your telephone system.
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Give access to a specific internal website, e.g., intranet.
Note – The user's browser has to be HTML5-compliant. The following browsers support the
HTML5 VPN feature: Firefox 6.0 onwards, Internet Explorer 10 onwards, Chrome, Safari 5
onwards (on MAC only).
Note – It is not possible to have multiple users with dedicated sessions.
16.5.1 Global
On the Remote Access > HTML5 VPN Portal > Global tab you can activate the HTML5 VPN
Portal and manage the respective VPN Portal connections. Note that the number of connections is limited to 100. For the allowed users, the enabled connections are available on the
HTML5 VPN Portal tab of the User Portal.
To activate the HTML5 VPN Portal and create a new HTML5 VPN connection, proceed as follows:
1. Enable the HTML5 VPN Portal.
Click the toggle switch.
The toggle switch turns green and the elements on the page become editable. All existing, enabled connections will now be visible in the User Portal of the allowed users.
2. Click the New HTML5 VPN Portal Connection button.
The Add HTML5 VPN Portal Connection dialog box opens.
3. Make the following settings:
Name: Enter a descriptive name for this connection.
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Connection type: Select the connection type. Depending on the selected connection
type, different parameters are displayed. The following types are available:
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Remote Desktop: Remote access using the Remote Desktop Protocol (RDP),
e.g., to open a remote desktop session to a Windows host.
Note – User using iOS and Safari need to install the WebAdmin CA certificate
into their system key chain list. How to install the WebAdmin CA is explained on
the Management > WebAdmin Settings > HTTPS Certificate tab.
Network Definitions page.
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Webapp (HTTP): Browser-based access to web applications via HTTP.
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Webapp (HTTPS): Browser-based access to web applications via HTTPS.
Note – The URL used for the HTTP/HTTPS connection is composed of the
Destination, the Port and the Path options for this connection. The web application has to be compatible with Mozilla Firefox (version 6.0 onwards).
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Telnet: Terminal access using the Telnet protocol, e.g., to give access to a switch
or a printer.
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SSH: Terminal access using SSH.
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VNC: Remote access using Virtual Network Computing (VNC), e.g., to open a
remote desktop of a Linux/Unix host.
Note – Currently only VNC classic authentication (password only) is supported.
Make sure your server is set up accordingly.
Destination: Select or add the host which allowed users should be able to connect to.
How to add a definition is explained on the Definitions & Users > Network Definitions >
Network Definitions page.
Note – If the selected destination host supplies a self-signed certificate, make sure that
the CN (Common Name) of the certificate matches your destination hostname. Otherwise the user will get a certificate warning in the portal browser. If you e.g. use a DNS
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host www.mydomain.com, make sure that the self-signed certificate contains this
name. If you use a host instead of a DNS host, make sure that the self-signed certificate
contains the host's IP address as a Subject Alternative Name.
Path (only with connection types Webapp): Enter the path which allowed users should
be able to connect to.
Username (only with connection type SSH): Enter the username the user should use to
connect.
Automatic login/Automatic login (Basic Auth): If enabled, users can log in without
knowing the authentication data. In this case, you have to provide the authentication
data. The displayed options depend on the selected connection type:
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Username: Enter the username users should use to connect.
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Password: Enter the password users should use to connect.
Note – When using the connection type Telnet, for security reasons automatic
login only works when the banner length sent from the Telnet server does not
exceed 4096 characters (including the password prompt). If the banner is
longer, automatic login fails. In this case reduce the banner length or switch to
manual login.
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Authentication method (only with connection type SSH): Select the SSH
authentication method. You can either provide the Password for the selected username or add the Private SSH key for the SSH connection.
SSL host certificate (only with connection type HTTPS): Add the SSL host security certificate to identify the destination host.
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SSL certificate: Click the Fetch button to automatically add the certificate of the
selected destination host.
Public host key (only with connection type SSH): Add the public key of the SSH host.
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SSH public key: Click the Fetch button to automatically retrieve the SSH public
key of the selected destination host.
Allowed users (User Portal): Select the users or groups or add the new users that
should be allowed to use the VPN Portal connection. By default, only one user can use a
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connection at the same time. If you want the users to share a session simultaneously,
select the Shared session checkbox in the Advanced section. How to add a user is
explained on the Definitions & Users > Users & Groups > Users page.
Note – When you add a group with backend membership, make sure that the group is
also allowed for the User Portal. On the Management > User Portal > Global tab, either
select Allow all users or Allow only specific users and explicitly add the group. If you only
allow individual group members for the User Portal, they will not be provided the connections allowed for the group.
Comment (optional): Add a description or other information.
4. Optionally, make the following advanced settings:
Port: Enter a port number for the connection. By default the standard port of the selected connection type is selected.
Protocol security (only with connection type Remote Desktop): Select the security protocol for the Remote Desktop session. You can choose between RDP, TLS and NLA
(Network Level Authentication). Your settings have to comply with the server settings.
NLA requires to enable Automatic login above.
Share session: Select this option to allow users to use the connection simultaneously
and see the same screen.
Allow external resources (only with connection types Webapp (HTTP/S)): Enter additional resources that are allowed to be accessed via this connection. This is useful if for
example images or other resources are stored on a different server than the webpage
itself. For the selected host(s) or network ranges port 80 and 443 will be allowed.
5. Click Save.
The new connection appears on the Connections list.
6. Enable the connection.
Click the toggle switch to activate the connection.
The connection is now available for the allowed users. It is located on the HTML5 VPN
Portal tab of the User Portal.
To either edit or delete a connection, click the corresponding buttons.
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16.6 Cisco VPN Client
16.6 Cisco VPN Client
Sophos UTM supports IPsec remote access via Cisco VPN Client. The Cisco VPN Client is an
executable program from Cisco Systems that allows computers to connect remotely to a Virtual
Private Network (VPN) in a secure way.
16.6.1 Global
On the Remote Access > Cisco VPN Client > Global tab you can configure basic options for setting up remote access via Cisco VPN Client.
To configure Sophos UTM to allow Cisco VPN Client connections, proceed as follows:
1. On the Global tab enable Cisco VPN Client.
Click the toggle switch.
The toggle switch turns amber and the Server Settings area becomes editable.
2. Make the following settings:
Interface: Select an interface to be used for Cisco VPN Client connections.
Server certificate: Select the certificate with which the server identifies itself to the client.
Pool network: Select a network pool to choose virtual network addresses from to
assign them to connecting clients. By default VPN Pool (Cisco) is selected.
Local networks: Select or add the local networks that should be reachable through the
VPN tunnel. How to add a definition is explained on the Definitions & Users > Network
Definitions > Network Definitions page.
Users and groups: Select users or user groups, or add users that are allowed to connect to the UTM via Cisco VPN Client. How to add a user is explained on the Definitions &
Users > Users & Groups > Users page.
Automatic firewall rules (optional): By selecting this option you can automatically add
firewall rules that allow traffic for this connection. The rules are added as soon as the connection is enabled, and they are removed when the connection is disabled.
3. Click Apply.
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Your settings will be saved.
The toggle switch turns green.
L ive L o g
Use the live log to track connection logs of the IPsec IKE daemon log. It shows information on
establishing, upkeeping, and closing connections.
16.6.2 iOS Devices
You can enable that iOS device users are offered automatic Cisco IPsec configuration in the
User Portal.
However, only users that have been added to the Users and groups box on the Global tab will
find configuration files on their User Portal site. The iOS device status is enabled by default.
Connection name: Enter a descriptive name for the Cisco IPsec connection so that iOS
device users may identify the connection they are going to establish. The default name is your
company name followed by the protocol Cisco IPsec.
Note – Connection Name must be unique among all iOS device connection settings (PPTP,
L2TP over IPsec, Cisco VPN Client).
Override hostname: In case the system hostname cannot be publicly resolved by the client,
you can enter a server hostname here that overrides the internal preference of the DynDNS
Hostname before the System DNS Hostname.
Establish VPN connection on demand: Select this option to automatically initiate a VPN
connection whenever the location matches one of the hostnames or domains listed in the box.
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Match domain or host: Enter the domains or hostnames for which you want to establish VPN connections on demand. This could be your local intranet, for example.
Establish only when DNS lookup fails: By default, the VPN connection is only established after a DNS lookup has failed. If unselected, the VPN connection is established
regardless of whether the hostname can be resolved or not.
Note that connecting iOS devices get presented the server certificate specified on the Global
tab. The iOS device checks whether the VPN ID of this certificate corresponds to the server hostname and refuses to connect if they differ. If the server certificate uses Distinguished Name as
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16.7 Advanced
VPN ID Type it compares the server hostname with the Common Name field instead. You need
to make sure the server certificate fulfills these constraints.
To disable automatic iOS device configuration, click the toggle switch.
The toggle switch turns gray.
16.6.3 Debug
IKE D e b u g g in g
In the IKE Debugging section you can configure IKE debug options. Select the checkboxes for
which types of IKE messages or communication you want to create debug output.
Note – The IKE Debugging section is identical across the Debug tabs of the menus Site-tosite VPN IPsec, Remote Access IPsec, L2TP over IPsec and Cisco VPN Client.
The following flags can be logged:
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Control Flow: Displays control messages of IKE state
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Outbound packets: Displays content of outgoing IKE messages
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Inbound packets: Displays content of incoming IKE messages
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Kernel messaging: Displays communication messages with the Kernel
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High availability: Displays communication with other HA nodes
16.7 Advanced
On the Remote Access > Advanced page you can make the advanced configurations for
remote access clients. The IP addresses of the DNS and WINS servers you enter here are
provided for the use of remote access clients while establishing a connection to the gateway,
thus providing full name resolution for your domain.
DNS Server: Specify up to two DNS servers of your organization.
WINS Server: Specify up to two WINS servers of your organization. Windows Internet Naming
Service (WINS) is Microsoft's implementation of NetBIOS Name Server (NBNS) on Windows
operating systems. Effectively, WINS is to NetBIOS names what DNS is to domain names—a
central mapping of hostnames to IP addresses.
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Domain Name: Enter the hostname of your UTM as a fully qualified domain name (FQDN).
The fully qualified domain name is an unambiguous domain name that specifies the node's absolute position in the DNS tree hierarchy, for example utm.example.com. A hostname may contain alphanumeric characters, dots, and hyphens. At the end of the hostname there must be a
special designator such as com, org, or de. The hostname will be used in notification messages
to identify UTM.
Note – For PPTP and L2TP over IPsec the domain name cannot be distributed automatically,
but needs to be configured on the client side.
With iOS devices using Cisco VPN Client, the DNS servers specified above are only used to
resolve hosts that belong to the specified domain.
16.8 Certificate Management
Using the Remote Access > Certificate Management menu, which contains the same configuration options as the Site-to-site VPN > Certificate Management menu, you can manage all
certificate-related operations of Sophos UTM. This includes creating or importing X.509 certificates as well as uploading so-called Certificate Revocation Lists (CRLs), among other things.
16.8.1 Certificates
See Site-to-site VPN > Certificate Management > Certificates.
16.8.2 Certificate Authority
See Site-to-site VPN > Certificate Management > Certificate Authority.
16.8.3 Revocation Lists (CRLs)
See Site-to-site VPN > Certificate Management > Revocation Lists (CRLs).
16.8.4 Advanced
See Site-to-site VPN > Certificate Management > Advanced.
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This chapter describes the logging and reporting functionality of Sophos UTM.
Sophos UTM provides extensive logging capabilities by continuously recording various system
and network protection events. The detailed audit trail provides both historical and current analysis of various network activities to help identify potential security threats or to troubleshoot
occurring problems.
The reporting function of Sophos UTM provides real-time information of its managed devices
by collecting current log data and presenting it in a graphical format.
The Log Partition Status page in WebAdmin shows the status of the log partition of your Sophos
UTM unit, including information about the disk space left and fillup rate as well as a four-week
histogram of the log partition utilization. As the fillup rate is the difference between the measurement point and the starting point divided by the time elapsed, the value is somewhat inaccurate in the beginning but becomes more precise the longer the system is up.
Note – Be aware that if there are too many reporting details and too much data traffic the
hard disc space might get filled.
The following topics are included in this chapter:
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View Log Files
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Hardware
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Network Usage
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Network Protection
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Web Protection
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Email Protection
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Remote Access
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Webserver Protection
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Executive Report
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Log Settings
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Reporting Charts
Sophos UTM displays reporting data in line charts and pie charts. Due to their interactivity,
those charts allow a fine-grained access to information.
Line Charts
Interacting with line charts is easy: When hovering the mouse cursor on a chart a big dot will
appear, which gives detailed information of this part of the chart. The dot is clung to the line of
the chart. As you move the mouse cursor the dot follows. In case a chart has several lines, the
dot switches between them according to where you move the mouse cursor. Additionally, the
dot changes its color depending on which line its information refer to, which is especially useful
with lines running close to each other.
Figure 31 Reporting: Example of a Line Chart
Pie Charts
Similar to line charts, you can interact with pie charts: Direct the mouse cursor to a piece of a pie
chart. This piece will immediately be extracted from the rest of the pie, the tooltip showing
detailed information of the extracted piece.
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17.1 View Log Files
Figure 32 Reporting: Example of a Pie Chart
17.1 View Log Files
The Logging & Reporting > View Log Files menu offers the possibility to view different kind of log
files and to search in log files.
17.1.1 Today's Log Files
On the Logging & Reporting > View Log Files > Today's Log Files tab all current logs can easily
be accessed.
This tab provides various actions that can be applied to all log files. The following actions are
available:
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Live Log: Opens a pop-up window allowing you to view the log file in real-time. New
lines are added to the log file on the fly. If you select Autoscroll, the pop-up window will
automatically scroll down to always display the most recent log. In addition, the pop-up
window also contains a filter text box that allows you to limit the display of new logs to only
those records that match the filter.
View: Opens a pop-up window that shows the log file in its current state.
Note – Log files bigger than 512 MB cannot be viewed or selected.
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Clear: Deletes the contents of the log file.
Using the drop-down list in the table footer, you can either download selected log files as a zip
file or clear their contents simultaneously.
17.1.2 Archived Log Files
On the Logging & Reporting > View Log Files > Archived Log Files tab you can manage the log
file archive. All log files are archived on a daily basis. To access an archived log file, select the
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subsystem of Sophos UTM for which logs are written as well as a year and month.
All available log files that match your selection will be displayed in chronological order. You can
either view the archived log file or download it in zip file format.
Using the drop-down list in the table footer, you can either download selected log files as a zip
file or delete them simultaneously.
Note – Log files with an uncompressed size bigger than 512 MB cannot be viewed. Log files
bigger than 512 MB cannot be downloaded.
17.1.3 Search Log Files
The tab Logging & Reporting > View Log Files > Search Log Files enables you to search
through your local log files for various time periods. First, select the log file you want to search
through, then enter the search term and select the time range. If you select Custom Time
Frame from the Select Time Frame list, you can specify a start and end date. After clicking the
Start Search button, a popup window will open presenting the results of your query. Depending
on your browser it may be necessary to allow pop-up windows for WebAdmin.
If you select Web Filtering or Endpoint Web Protection from the Select log file to search list, you
get more filter categories. You can search for specific User, URL , Source IP and Action
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User: Search for a full username in the logs.
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URL: Search for the substring match of a URL.
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Source IP: The source IP where the activity originated.
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Action: Dropdown list with all kinds of possible actions.
Note – If you select a checkbox under the Search term, you can optionally display the results
in report format, limit results to only page requests, and do the same search on Web Filtering
and Endpoint Protection at the same time.
Cross Reference – Find information about enhanced webfilter search in the Sophos Knowledgebase.
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17.2 Hardware
17.2 Hardware
The Logging & Reporting > Hardware menu provides overview statistics about the utilization of
hardware components for several time periods.
17.2.1 Daily
The Hardware > Daily tab provides overview statistics about the following hardware components of the last 24 hours:
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CPU Usage
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Memory/Swap Usage
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Partition Usage
CPU Usage: The histogram displays the current processor utilization in percent.
Memory/Swap Usage: The utilization of memory and swap in percent. The swap usage heavily depends on your system configuration. The activation of system services such as Intrusion
Prevention or the proxy servers will result in a higher memory usage. If the system runs out of
free memory, it will begin to use swap space, which decreases the overall performance of the
system. The used swap space should be as low as possible. To achieve that, increase the total
amount of memory available to your system.
Partition Usage: The utilization of selected partitions in percent. All charts show three graphs,
each representing one hard disk drive partition:
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Root: The root partition is the partition where the root directory of Sophos UTM is located. In addition, this partition stores update packages and backups.
Log: The log partition is the partition where log files and reporting data is stored. If you
run out of space on this partition, please adjust your settings under Logging & Reporting
> Log Settings > Local Logging.
Storage: The storage partition is the partition where proxy services store their data, for
example images for the Web Filter, messages for the SMTP proxy, quarantined mails
and the like. In addition, the database, temporary data, and configuration files are located
there.
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17.2.2 Weekly
The Hardware > Weekly tab provides overview statistics about selected hardware components
for the last seven days. The histograms are described in the Daily section.
17.2.3 Monthly
The Hardware > Monthly tab provides overview statistics about selected hardware components
for the last four weeks. The histograms are described in the Daily section.
17.2.4 Yearly
The Hardware > Yearly tab provides overview statistics about selected hardware components
for the last twelve months. The histograms are described in the Daily section.
17.3 Network Usage
The tabs of the Logging & Reporting > Network Usage menu provide overview statistics about
the traffic passing each interface of Sophos UTM for several time periods. Each chart presents
its data using the following units of measurement:
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u (Micro, 10-6)
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m (Milli, 10-3)
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k (Kilo, 103)
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M (Mega, 106)
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G (Giga, 109)
Note that the scaling can range from 10-18 to 108.
17.3.1 Daily
The Network Usage > Daily tab provides overview statistics about the traffic passing each configured interface of the last 24 hours.
Each histogram shows two graphs:
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Inbound: The average incoming traffic for that interface, in bits per second.
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Outbound: The average outgoing traffic for that interface, in bits per second.
The Concurrent Connections chart shows you the total of concurrent connections.
17.3.2 Weekly
The Network Usage > Weekly tab provides overview statistics about the traffic passing each configured interface of the last seven days. The histograms are described in the Daily section.
17.3.3 Monthly
The Network Usage > Monthly tab provides overview statistics about the traffic passing each
configured interface of the last four weeks. The histograms are described in the Daily section.
17.3.4 Yearly
The Network Usage > Yearly tab provides overview statistics about the traffic passing each configured interface of the last twelve months. The histograms are described in the Daily section.
17.3.5 Bandwidth Usage
The Network Usage > Bandwidth Usage tab presents comprehensive data about the network
traffic which was transferred to/from and through the device.
From the first drop-down list, select the type of data to display, e.g., Top Clients or Top Services
By Client. Select the desired entry, and, if an additional box is displayed, specify the respective filter argument. Additionally, using the drop-down list below, you can filter the entries by time.
Always click Update to apply the filters.
On the By Client and By Server views you can manually provide an IP/Network, as well as network ranges (e.g., 192.168.1.0/24 or 10/8). On the By Services views you can enter protocol
and service, separated by comma (e.g., TCP,SMTP, UDP,6000). If you do not supply the protocol, TCP will be assumed (e.g. HTTP is also valid).
On the Top Clients and Top Servers views, if an IP or a hostname is clicked in the result table , it
will automatically be used as a filter for the Top Services By Client or Top Services By Server
view. On the Top Services, Top Applications, and Top Application Categories views, if you click
a service, an application, or an application category in the result table, it will automatically be
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used as a filter for the Top Clients by Service, Top Clients by Application, or Top Clients by Category view.
Top Applications/Top Application Categories: If Application Control is turned off, network traffic will be displayed as "unclassified". If Application Control is active, network traffic will
be displayed by type, e.g. "WebAdmin", "NTP", "facebook", etc. For more information on Application Control see chapter Web Protection > Application Control.
Please note that the labels IN and OUT for traffic may vary depending on the point of view.
When running in proxy mode, the client connects to port 8080 on UTM (even in transparent
mode), so data sent by the client (the request) is seen as incoming traffic and the data sent to
the client (the response) is seen as outgoing traffic on the internal interface.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers. For example, if you want to sort all
hosts by incoming traffic, click on IN in the table heading. Thus, hosts causing the most incoming
traffic will be listed first. Note that the data for traffic is given in kibibytes (KiB) and mebibytes
(MiB), both of which are base-2 units of computer storage (e.g., 1 kibibyte = 210 bytes = 1 024
bytes).
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.4 Network Protection
The tabs of the Logging & Reporting > Network Protection menu provide overview statistics
about relevant network protection events detected by Sophos UTM.
17.4.1 Daily
The Network Protection > Daily tab provides overview statistics about the following events of the
last 24 hours:
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Firewall Violations
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Intrusion Prevention Statistics
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Firewall Violations: Every data packet that is dropped or rejected is counted as a firewall violation. The number of firewall violations is calculated over a time span of five minutes.
Intrusion Prevention Statistics: All charts show two graphs:
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Alert Events: The number of data packets that triggered an intrusion alert.
Drop Events: The number of data packets that where dropped by the intrusion prevention system.
17.4.2 Weekly
The Network Protection > Weekly tab provides overview statistics about firewall violations and
intrusion prevention events of the last seven days. The histograms are described in the Daily
section.
17.4.3 Monthly
The Network Protection > Monthly tab provides overview statistics about firewall violations and
intrusion prevention events of the last four weeks. The histograms are described in the Daily section.
17.4.4 Yearly
The Network Protection > Yearly tab provides overview statistics about firewall violations and
intrusion prevention events of the last twelve months. The histograms are described in the Daily
section.
17.4.5 Firewall
The Network Protection > Firewall tab presents comprehensive data about the firewall activity,
classified according to source IP, source hosts, number of received packets and number of services.
Note – Packets with a TTL less than or equal to one are dropped without being logged.
From the first drop-down list, select the type of data to display, e.g., Top Source Hosts or Top
Services By Destination. Select the desired entry, and, if an additional box is displayed, specify
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the respective filter argument. Additionally, using the drop-down list below, you can filter the
entries by time. Always click Update to apply the filters.
On the By Source and By Destination views you can manually provide an IP/Network, as well as
network ranges (e.g., 192.168.1.0/24 or 10/8). On the By Service views you can enter protocol and service, separated by comma (e.g., TCP,SMTP or UDP,6000).
On the Top Source Hosts and Top Destination Hosts views, if you click an IP or a hostname in
the result table, it will automatically be used as a filter for the Top Services By Source or Top Services By Destination view. On the Top Services view, if you click a service in the result table, it will
automatically be used as a filter for the Top Source Host By Services view.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.4.6 Advanced Threat Protection
The Network Protection > Advanced Threat Protection tab presents comprehensive data about
advanced threats in your network.
From the first drop-down list, select the type of data to display, e.g., Recent Infections or Recent
Infections by Host. Select the desired entry, and, if an additional box is displayed, specify the
respective filter argument. Additionally, using the drop-down list below, you can filter the entries
by time. Always click Update to apply the filters.
On the Recent Infected by Malware and Recent Infections by Malware views you can manually
filter a specific threat. On the Recent Infections by Hostviews you can manually filter a specific
host.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
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You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.4.7 IPS
The Network Protection > IPS tab presents comprehensive data about intrusion prevention
activities on your network.
From the first drop-down list, select the type of data to display, e.g., Top Source Hosts or Top
Destinations By Source. Select the desired entry, and, if an additional box is displayed, specify
the respective filter argument. Additionally, using the drop-down list below, you can filter the
entries by time. Always click Update to apply the filters.
On the By Source and By Destination views you can manually provide an IP/Network, as well as
network ranges (e.g., 192.168.1.0/24 or 10/8). On the Top Source Hosts or Top Destinations Hosts views, if you click an IP in the result table, it will automatically be used as a filter for
the Top Destinations by Source or Top Sources by Destination view.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.5 Web Protection
The tabs of the Logging & Reporting > Web Protection menu provide overview statistics about
the most active web users and most frequently visited websites.
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17.5.1 Web Usage Report
The Logging & Reporting > Web Protection > Web Usage Report page is useful if you want to
take a deeper look into your network traffic and your users' web usage.
Web Surfing Data Statistics
The collection of web surfing data is session-based. The UTM distinguishes between sessions
per user ('How long has this user been surfing?') and sessions per user and domain ('How long
has this user been surfing on this domain?'), where the domain is the top-level domain plus one
significant level. To achieve good approximations, all data is gathered as follows: each web
request is logged by taking the traffic volume and the duration between requests into account. If
for a period of five minutes of inactivity no requests are recorded for a session, the session is considered closed. To take into account that users might still view a webpage within five minutes of
inactivity, one minute is always added to the Time Spent values. Note further that reporting data
is updated every 15 minutes.
Thus, if a user for example switches between two domains for 10 minutes, this will result in a
total of 10 minutes for this user but 20 minutes for the domains surfed by this user. However, if
the user uses different tabs or browsers to surf on the same domain, this will not influence the
result.
When clients try to request invalid URLs, the Web Filter will log the request but will not be able to
serve it. Those links will be counted as errors. They are not errors of the reporting or the Web Filter; in most cases, those errors occur because invalid or malformed links are placed in web content by the page creator.
Page Structure
H e a d e r Ba r
First there is the header bar which consists of the following elements:
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Home: This icon takes you back to the beginning, clear of any clicks or filters.
Forward/Backward: Use these icons to move back and forth along the history of your
changes and settings. It works like in every web browser.
Available Reports: This drop-down list contains all available report types including, if
existent, your saved reports. It is set to Sites by default. The result table of the Web
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Usage Report page is directly dependent on this reporting type setting.
Note – When using filters and clicking through reports notice how the Available
Reports setting changes automatically. It always reflects the current reporting basis.
Standard: There are several report types available, see below for a detailed description.
Saved Web Reports: Here you can select saved web reports you created in the past.
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Delete: Click this icon to delete a saved web report. Standard reports cannot be deleted.
Save: Click this icon to save a current view to be able to access this view easily in the
future. It will be stored in the Available Reports drop-down list.
Filte r Ba r
Next there is the filter bar which consists of the following elements:
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Plus: Click this icon to create additional filters, see below for a detailed description.
Amount: Use the drop-down list to reduce the amount of results in the table. You can
limit the results to the top 10, top 50, or top 100 results.
Time: Use the drop-down list to limit or expand the results in the table to certain time
frames. The Custom timeframe allows you to specify your own timeframe.
Departments: Use the drop-down list to limit the results in the table to defined departments. Departments can be created on the Departments page.
You can download the data in PDF or Excel format by clicking one of the corresponding icons on
the right of the filter bar. The report is generated from the current view you have selected. Additionally, by clicking the Pie Chart icon you can get a pie chart displayed above the table. If you
click the Send icon, a dialog window opens where you can enter one or more email recipients
who should receive this report as well as a subject and a message before sending the data. You
can also receive saved reports on a regular basis, see section Scheduled Reports for more
information.
R e s u lts Ta b le
What is displayed depends on the selected report type and defined filters.
Note – When anonymization is enabled, users are not displayed by their name or IP address
but they appear enumerated instead.
Depending on the report type, the table provides different information:
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#: Position with regard to traffic caused.
Traffic: Size of traffic caused.
%: Percentage on overall traffic.
Duration: Users report type: time spent by user(s). Sites report type: total time (sum over all
users) spent on the website(s).
Pages: Number of pages (that is, all requests answered with code 200 and content-type text/html) requested.
Requests: Number of web requests for a category, site, domain, or URL.
User: Name of the user who bypassed blocking. If anonymization is enabled, user_# is displayed.
Quotatime Used: The amount of quota time used.
Site: Site for which blocking was bypassed.
Categories: Shows all categories a URL belongs to. With more than one category, clicking the
category opens a small dialog field to select one of the categories from before a filter is created
based on that category.
Action: Displays whether the website has been delivered to the client (passed), whether it has
been blocked by an application control rule, or whether a user gained access to a blocked page
using the bypass blocking feature (overridden).
Reason: Displays why a website request has been blocked or overridden. Example: A user
tries to download an msi file and there is an application control rule which prohibits file transfers,
then the cell displays msi for reason. In case of an overridden page, the reason entered by the
user is displayed.
Info: If available, this cell displays additional information to why a website request has been
blocked, e.g. when a file download was blocked due to its extension then the cell says extension.
Defining Filters
Filters are used to drill down the information displayed in the result table. They can be defined in
two different ways: either by clicking the Plus icon in the Filter Bar or by clicking into the table.
Via Plus icon: After clicking the green Plus icon in the Filter Bar a small filter box with two fields is
displayed. The first field, a drop-down list, lets you choose a report type, for example Category.
The second field lets you choose or enter a value for the selected report type, e.g. Adult Topics
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when Category is selected. Click Save to save the filter and at the same time apply it to the result
table.
Via table: Clicking into the table opens a dialog window Reporting Direction if there is more than
one report type available for the item you clicked. You need to select one of the presented
options for filtering. After that the Reporting Direction window closes, the relevant filter is created and displayed in the Filter Bar. The results table now shows the newly filtered results.
Example: The default report of the Web Usage Report is Sites. In the results table you click on
any row (e.g. amazon.com). The Reporting Direction window opens and gives you three
options: either you want to see information on Domains for the site, on Users who visited the
site, or on Categories the site belongs to. You see that several users visited amazon.com and
you want to know more about this, so you click the Users box. The window closes. In the Header
Bar you see that the report type changed to Users and in the Filter Bar you see that the result
table for Users is filtered by the site you selected (amazon.com). Therefore the table shows all
users who visited that site and additionally information on their sessions.
Note – Sometimes it makes a difference where you click into a table row as some table cells
provide their own filter (see the items with an asterisk (*) in the section Results Table above).
17.5.2 Search Engine Report
The Logging & Reporting > Web Protection > Search Engine Report page provides information
on search engines used by your users and searches they made. At a first glance, this page looks
very complicated, but the best way to start is to use it and learn from the results.
Page Structure
H e a d e r Ba r
First there is the header bar which consists of the following elements:
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Home: This icon takes you back to the beginning, clear of any clicks or filters.
Forward/Backward: Use these icons to move back and forth along the history of your
changes and settings. It works like in every web browser.
Available Reports: This drop-down list contains all available report types including, if
existent, your saved reports. It is set to Searches by default. The result table of the
Search Engine Report page is directly dependent on this reporting type setting.
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Note – When using filters and clicking through reports notice how the Available
Reports setting changes automatically. It always reflects the current reporting basis.
Standard: There are three report types available, see below for a detailed description.
Saved Search Engine Reports: Here you can select saved search engine reports you
created in the past.
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Delete: Click this icon to delete a saved search engine report. Standard reports cannot
be deleted.
Save: Click this icon to save a current view to be able to access this view easily in the
future. It will be stored in the Available Reports drop-down list.
Filte r Ba r
Next there is the filter bar which consists of the following elements:
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Plus: Click this icon to create additional filters, see below for a detailed description.
Amount: Use the drop-down list to reduce the amount of results in the table. You can
limit the results to the top 10, top 50, or top 100 results.
Time: Use the drop-down list to limit or expand the results in the table to certain time
frames. The Custom timeframe allows you to specify your own timeframe.
Departments: Use the drop-down list to limit the results in the table to defined departments. Departments can be created on the Departments page.
You can download the data in PDF or Excel format by clicking one of the corresponding icons on
the right of the filter bar. The report is generated from the current view you have selected. Additionally, by clicking the Pie Chart icon you can get a pie chart displayed above the table. If you
click the Send icon, a dialog window opens where you can enter one or more email recipients
who should receive this report as well as a subject and a message before sending the data. You
can also receive saved reports on a regular basis, see section Scheduled Reports for more
information.
R e s u lts Ta b le
Last, there is the results table. What you see here depends firstly on the selected report type
(always reflected at Available Reports list) and secondly on possibly defined filters. The following report types are available:
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Searches: Displays the search terms your users used.
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Search Engines: Displays the search engines your users used.
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17.5 Web Protection
Note – When anonymization is enabled, users are not displayed by their name or IP address
but they appear enumerated instead.
For each report type, the table provides the following information:
#: Position with regard to frequency.
Requests: Number of requests for a search term, for a search engine, or by a user.
%: Percentage on overall searches.
Defining Filters
Filters are used to drill down the information displayed in the result table. They can be defined in
two different ways: either by clicking the Plus icon in the Filter Bar or by clicking into the table.
Via Plus icon: After clicking the green Plus icon in the Filter Bar, a small filter box with two fields is
displayed. The first field, a drop-down list, lets you choose a report type, for example Search
Engine. The second field lets you choose or enter a value for the selected report type, e.g.
Google (google.com) when Search Engine is selected. Click Save to save the filter and at the
same time apply it to the result table. Search terms are case insensitive and support wildcards:
'*' to match zero or more characters and '?' to match one character.
Via table: Clicking into the table opens a dialog window Reporting Direction if there is more than
one report type available for the item you clicked. You need to select one of the presented
options for filtering. After that the Reporting Direction window closes, the relevant filter is created and displayed in the Filter Bar. The results table now shows the newly filtered results.
Example: The default report of the Search Engine Report is Searches. In the results table you
click on any row (e.g. weather). The Reporting Direction window opens and gives you two
options: either you want to see information on the search engines used for the search (Search
Engines) or on users who searched for this term (Users Searches). You see that several users
searched for weather and you want to know more about this, so you click the Users Searches
box. The window closes. In the Header Bar you see that the report type changed to Users
Searches and in the Filter Bar you see that the result table for Users Searches is filtered by the
search you selected (weather). Therefore the table shows all users who searched for weather
and additionally information on those searches.
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17.5.3 Departments
On the Logging & Reporting > Web Protection > Departments page you can group users or
hosts and networks to virtual departments. Those departments can then be used to filter web
usage reports or search engine reports.
To create a department, proceed as follows:
1. On the Departments tab, click New Department.
The Add Department dialog box opens.
2. Enter a name.
In the Name field, enter a descriptive name for the department.
3. Add users or hosts/networks.
A department definition can only contain users or hosts/networks, not both types at the
same time.
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Users: Add one or more users to the box who should be part of this department.
Hosts/Networks: Add one or more hosts or networks to the box which should be
part of this department.
Comment (optional): Add a description or other information.
4. Click Save.
The new department appears on the Departments list.
To either edit, delete, or clone a department click the corresponding buttons.
For information on usage of departments please see sections Web Usage Report and Search
Engine Report.
17.5.4 Scheduled Reports
On the Logging & Reporting > Web Protection > Scheduled Reports page you define which of
your saved reports you would like to send by email on a regular basis. Before you can create a
scheduled report, you need to have a least one saved report (for more information on saving
reports see sections Web Usage Report or Search Engine Report).
To create a scheduled report, proceed as follows:
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1. On the Scheduled Reports tab, click Add Scheduled Report.
The Add Scheduled Report dialog box opens.
2. Make the following settings:
Name: Enter a descriptive name for the scheduled report.
Interval: Select an interval from the drop-down list at which the report(s) should be sent.
Reports: All saved reports are listed here. Select the checkbox in front of each report
that should be sent at the selected interval.
Recipients: Add recipients to the box who should receive the selected report(s). Note
that you can add a list of recipients via the import button.
Comment (optional): Add a description or other information.
3. Click Save.
The new scheduled report appears on the Scheduled Reports list.
To either edit, delete, or clone a scheduled report, click the corresponding buttons. Use the
toggle switch of a report to disable sending of reports without deleting the scheduled report
itself.
17.5.5 Application Control
The Logging & Reporting > Web Protection > Application Control page contains comprehensive
statistics about the most active sources, most frequently visited destinations, and the most popular applications given for various time ranges.
From the first drop-down list, select the type of data to display, e.g., Top Sources or Top Applications. Select the desired entry, and, if an additional box is displayed, specify the respective filter
argument. Additionally, using the drop-down list below, you can filter the entries by time. Always
click Update to apply the filters.
On the By Source and By Destination views you can manually provide an IP/Network, as well as
network ranges (e.g., 192.168.1.0/24 or 10/8).
On the Top Sources view, if you click an IP or a hostname in the result table, it will automatically
be used as a filter for the Top Applications by Source view. On the Top Applicationsand Top
Application Categories views, if you click an application or application category in the result
table, it will automatically be used as a filter for the Top Sources by Application or Top Sources
by Application Category view.
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By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
The most active sources do not appear immediately in the table, but only after a session timeout
had occurred. This is the case if a certain client (username or IP address) has ceased to surf the
web for five minutes. The UTM determines this surfing session as "dead" and sends it to a database before it gets displayed on the most active sources list.
17.5.6 Deanonymization
The Web Protection > Deanonymization tab is only accessible if anonymization is activated (see
Logging & Reporting > Reporting Settings > Anonymizing).
Here it is possible to abandon anonymization for specific users regarding web protection
reports. Proceed as follows:
1. Enter both passwords.
Enter the first and the second password that have been provided to enable anonymization.
2. Add users to deanonymize.
To the Deanonymize users box add the usernames of those users you want to deanonymize.
3. Click Apply.
Your settings will be saved.
17.6 Email Protection
The tabs of the Logging & Reporting > Email Protection menu provide overview statistics about
mail flow, mail usage and email protection.
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17.6.1 Usage Graphs
The Email Protection > Usage Graphs tab provides overview statistics about the mail flow on the
UTM given for various time frames:
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17.6.2 Mail Usage
The Email Protection > Mail Usage tab contains comprehensive statistics about the most actively used email addresses and address domains given for various time ranges.
From the first drop-down list, select the type of data to display, e.g., Top Senders or Top
Domains. Select the desired entry, and, if an additional box is displayed, specify the respective filter argument. Additionally, using the drop-down list below, you can filter the entries by time.
Always click Update to apply the filters.
On the by Domain and by Address views you can manually provide a domain or an address,
respectively. Note that for specifying domains, you can use the percent sign (%) as a wildcard.
By placing a percent sign at the end of your keyword, you are telling Sophos UTM to look for
exact matches or sub-sets. Note that the filter field is case-sensitive.
On the Top Addresses and Top Domains views, if you click an address or a domain in the result
table, it will automatically be used as a filter for the Top Addresses by Domain or Top Peers by
Address view.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
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17.6.3 Blocked Mail
The Email Protection > Blocked Mail tab contains comprehensive statistics about all blocked
email requests based on antivirus and antispam.
From the first drop-down list, select the type of data to display, e.g., Top Blocked Spam Reason
or Top Blocked Malware. Select the desired entry, and, if an additional box is displayed, specify
the respective filter argument. Additionally, using the drop-down list below, you can filter the
entries by time. Always click Update to apply the filters.
On the Top Blocked Domain view, if you click a domain in the result table, it will automatically be
used as a filter for the Top Blocked Addresses by Domain view. On the by Domain view you can
manually provide a domain. Note that you can use the percent sign (%) as a wildcard. By placing
a percent sign at the end of your keyword, you are telling Sophos UTM to look for exact matches
or sub-sets. Note that the filter field is case-sensitive.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.6.4 Deanonymization
The Email Protection > Deanonymization tab is only accessible if anonymization is activated
(see Logging & Reporting > Reporting Settings > Anonymizing).
Here it is possible to abandon anonymization for specific email addresses and/or domains
regarding email protection reports. Proceed as follows:
1. Enter both passwords.
Enter the first and the second password that have been provided to enable anonymization.
2. Make the following settings:
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Deanonymize addresses: You can add email addresses you want to deanonymize.
Deanonymize domains: You can add domains you want to deanonymize.
3. Click Apply.
Your settings will be saved.
Provided email addresses and domains become readable in reports.
17.7 Wireless Protection
The tabs of the Logging & Reporting > Wireless Protection menu provide overview statistics
about relevant wireless protection events detected by Sophos UTM.
17.7.1 Daily
The Wireless Protection > Daily tab provides overview statistics of the last 24 hours about wireless networks and access points.
SSID Ba se d R e p o r tin g
There is a chart for each wireless network. Each chart shows two graphs:
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Connected clients: The number of clients connected to the wireless network.
Failed connection attempts: The number of failed connection attempts at the wireless network.
AP Ba s e d R e p o r tin g
For each access point the table shows the maximum and average connected users, the uptime
(the accumulated time span the access point was up during the last 24 hours) as well as the
number of reconnects.
17.7.2 Weekly
The Wireless Protection > Weekly tab provides overview statistics about wireless networks and
access points of the last seven days. The histograms are described in the Daily section.
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17.7.3 Monthly
The Wireless Protection > Monthly tab provides overview statistics about wireless networks and
access points of the last four weeks. The histograms are described in the Daily section.
17.7.4 Yearly
The Wireless Protection > Yearly tab provides overview statistics about wireless networks and
access points of the last twelve months. The histograms are described in the Daily section.
17.8 Remote Access
The tabs of the Logging & Reporting > Remote Access menu provide overview statistics about
remote access activity and information on sessions.
17.8.1 Activity
The Remote Access > Activity tab provides overview statistics about the remote access activity
on the UTM for IPsec, SSL VPN, PPTP, and L2TP given for various timeframes:
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Daily
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Weekly
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Monthly
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Yearly
Select Timeframe: Use the drop-down list to select a reporting timeframe. The page will
reload automatically.
17.8.2 Session
The Remote Access > Session tab contains comprehensive statistics about completed sessions, failed logins, and current users given for various time ranges.
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Note – The columns Up and Down show accounting data of the remote access connections.
Accounting by default is disabled because it can increase the system load. You can enable it
on the Reporting Settings > Settings tab in the Remote Access Accounting section.
From the first drop-down list, you can select the type of session you want to display: Current
Users, Completed Sessions, or Failed Logins. Click the Update button to apply the filter.
Using the second drop-down list, you can filter the results. Depending on the selected session
type, different filters are available, e.g., By Service or By Source IP Address. Some filters
require to select or enter a filter argument.
Using the third drop-down list, you can filter the results by time. Always click Update to apply the
filters.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.9 Webserver Protection
The tabs of the Logging & Reporting > Webserver Protection menu provide overview statistics
about webserver requests, warnings, and alerts.
17.9.1 Usage Graphs
The Webserver Protection > Usage Graphs tab provides overview statistics about the webserver requests, warnings, and alerts on the UTM given for various time frames:
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Weekly
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Monthly
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17.9.2 Details
The Webserver Protection > Details tab contains comprehensive statistics about the most active
clients, virtual hosts, backends, response codes, and various attacks given for various time
ranges.
From the first drop-down list, select the type of data to display, e.g., Top Clients or Top Attackers Per Virtual Host. Select the desired entry, and, if an additional box is displayed, specify the
respective filter argument. Additionally, using the drop-down list below, you can filter the entries
by time. Always click Update to apply the filters.
On the By Client and By Attacker views you can manually provide an IP/Network, as well as network ranges (e.g., 192.168.1.0/24 or 10/8). On the by Virtual Host views you can manually
provide a domain. Note that you can use the percent sign (%) as a wildcard. By placing a percent
sign at the end of your keyword, you are telling Sophos UTM to look for exact matches or subsets. Note that the filter field is case-sensitive.
On the Top Clients or Top Attackers views, if you click an IP in the result table, it will automatically
be used as a filter for the Top Response Codes by Client or Top Rules by Attacker view.
By default, 20 entries per page are displayed. If there are more entries, you can jump forward
and backward using the Forward and Backward icons, respectively. In the Number of rows
drop-down list, you can increase the number of entries displayed per page.
You can sort all data by clicking the table column headers.
You can download the data in PDF or Excel format by clicking one of the corresponding icons in
the top right corner of the tab. The report is generated from the current view you have selected.
Additionally, by clicking the Pie Chart icon—if present—you can get a pie chart displayed above
the table.
17.10 Executive Report
In the menu Logging & Reporting > Executive Report you can create a collection of the most
important reporting data presented in graphical format to show network utilization for a number
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